INSG

SEC source: 0001683168-25-005632 · ownership.xml · nonDerivative · entry 1

McClaskey James Paul · CIK 0001920558 · Chief Accounting Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 27,844

F1 · acquired: Represents shares withheld to cover payment of the tax liabilities of the reporting person related to a restricted stock unit (RSU) award granted 7/30/2024. The award of the RSU was previously reported in Table I of reporting person's Form 4 filed on 8/1/2024.

SEC source: 0001683168-25-003247 · ownership.xml · nonDerivative · entry 1

Mulhern George · CIK 0002067163 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 17,813

F1 · acquired: Represents restricted stock units granted to the reporting person for service as a member of Inseego Corp.'s Board of Directors under the Company's stockholder-approved stock incentive plan. The shares are scheduled to vest over a three-year period, with one-third vesting on the each anniversary of the grant date.

SEC source: 0001683168-25-001354 · ownership.xml · nonDerivative · entry 1

Sarvikas Juho · CIK 0002050984 · Director · CEO

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 134,347

F1 · price: Reflects the weighted average purchase price. The reporting person effected multiple same-way open market purchase transactions on the same day at different prices through a trade order executed by a broker dealer. The reporting person hereby undertakes to provide upon request by the Securities and Exchange Commission staff, the issuer, or a shareholder of the issuer, full information regarding the number of shares sold at each separate price. The range of prices for such transactions is $9.73 to $9.82.

SEC source: 0001683168-25-000136 · ownership.xml · derivative · entry 6

Sarvikas Juho · CIK 0002050984 · Director · Chief Executive Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 167,910

Underlying: Common Stock · 167,910 shares

Expires not disclosed

F3 · derivative.exercise_date: Represents target award of performance restricted stock units that will be earned and vest based upon on the performance of the Company's Common Stock relative to the total shareholder return of Russell Microcap Index ("rTSR") between January 6, 2025 and January 7, 2028 (the "Performance Period"). The number of shares that will be issued will be between zero and 200% of the target award, depending on the level of performance through the Performance Period.

F3 · derivative.expiration_date: Represents target award of performance restricted stock units that will be earned and vest based upon on the performance of the Company's Common Stock relative to the total shareholder return of Russell Microcap Index ("rTSR") between January 6, 2025 and January 7, 2028 (the "Performance Period"). The number of shares that will be issued will be between zero and 200% of the target award, depending on the level of performance through the Performance Period.

SEC source: 0001683168-25-000136 · ownership.xml · derivative · entry 5

Sarvikas Juho · CIK 0002050984 · Director · Chief Executive Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 225,000

Underlying: Common Stock · 225,000 shares

Expires 2035-01-06

F2 · derivative.exercise_date: Twenty-five percent (25%) of the shares subject to the Options shall be first eligible to vest and become exercisable on the first anniversary of the grant date and (b) 1/48 of the shares vest on each monthly anniversary thereafter (such Options which have become so eligible, "Eligible Options"), such that one hundred percent (100%) of the Options shall become Eligible Options on the four-year anniversary of the Grant Date. The Options shall vest and become only if (a) they have become Eligible Options; and (b) the average of the per-share closing price of the Company's common stock as reported on the principal exchange on which the shares are listed has equaled or exceeded the exercise price for twenty (20) trading days within any 30-day period prior to the date of exercise.

SEC source: 0001683168-25-000136 · ownership.xml · derivative · entry 4

Sarvikas Juho · CIK 0002050984 · Director · Chief Executive Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 215,000

Underlying: Common Stock · 215,000 shares

Expires 2035-01-06

F2 · derivative.exercise_date: Twenty-five percent (25%) of the shares subject to the Options shall be first eligible to vest and become exercisable on the first anniversary of the grant date and (b) 1/48 of the shares vest on each monthly anniversary thereafter (such Options which have become so eligible, "Eligible Options"), such that one hundred percent (100%) of the Options shall become Eligible Options on the four-year anniversary of the Grant Date. The Options shall vest and become only if (a) they have become Eligible Options; and (b) the average of the per-share closing price of the Company's common stock as reported on the principal exchange on which the shares are listed has equaled or exceeded the exercise price for twenty (20) trading days within any 30-day period prior to the date of exercise.

SEC source: 0001683168-25-000136 · ownership.xml · derivative · entry 3

Sarvikas Juho · CIK 0002050984 · Director · Chief Executive Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 210,000

Underlying: Common Stock · 210,000 shares

Expires 2035-01-06

F2 · derivative.exercise_date: Twenty-five percent (25%) of the shares subject to the Options shall be first eligible to vest and become exercisable on the first anniversary of the grant date and (b) 1/48 of the shares vest on each monthly anniversary thereafter (such Options which have become so eligible, "Eligible Options"), such that one hundred percent (100%) of the Options shall become Eligible Options on the four-year anniversary of the Grant Date. The Options shall vest and become only if (a) they have become Eligible Options; and (b) the average of the per-share closing price of the Company's common stock as reported on the principal exchange on which the shares are listed has equaled or exceeded the exercise price for twenty (20) trading days within any 30-day period prior to the date of exercise.

SEC source: 0001683168-25-000136 · ownership.xml · derivative · entry 2

Sarvikas Juho · CIK 0002050984 · Director · Chief Executive Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 200,000

Underlying: Common Stock · 200,000 shares

Expires 2035-01-06

F2 · derivative.exercise_date: Twenty-five percent (25%) of the shares subject to the Options shall be first eligible to vest and become exercisable on the first anniversary of the grant date and (b) 1/48 of the shares vest on each monthly anniversary thereafter (such Options which have become so eligible, "Eligible Options"), such that one hundred percent (100%) of the Options shall become Eligible Options on the four-year anniversary of the Grant Date. The Options shall vest and become only if (a) they have become Eligible Options; and (b) the average of the per-share closing price of the Company's common stock as reported on the principal exchange on which the shares are listed has equaled or exceeded the exercise price for twenty (20) trading days within any 30-day period prior to the date of exercise.

SEC source: 0001683168-25-000136 · ownership.xml · nonDerivative · entry 1

Sarvikas Juho · CIK 0002050984 · Director · Chief Executive Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 123,347

F1 · acquired: Represents restricted stock units scheduled to vest over a four-year period, with one-fourth vesting on the first anniversary of the grant date and 1/48th vesting monthly thereafter through the fourth anniversary of the grant date.

SEC source: 0001683168-24-008202 · ownership.xml · nonDerivative · entry 1

BRACE PHILIP G · CIK 0001336507 · Director · Executive Chairman

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 177,763

SEC source: 0000895345-24-000553 · form4.xml · derivative · entry 4

LEWIS JOSEPH · CIK 0001015747 · See remarks

Golden Harbor Ltd. · CIK 0001747770 · See remarks

Joint disclosure: these amounts are not allocated separately to each reporting owner.

10b5-1 filing: No plan indicated

Ownership: Indirect · See footnote

Disclosed balance after: 453,528

Underlying: Common Stock · 453,528 shares

Expires 2028-11-06

F1 · price: On November 6, 2024, Golden Harbor Ltd. ("Golden Harbor") surrendered to Inseego Corp. (the "Issuer") $24,456,000 in outstanding Issuer 3.25% convertible notes due 2025 (the "2025 Notes") in exchange for the Issuer's payment of $11,039.17 in accrued but unpaid interest arising under the 2025 Notes and the issuance of (i) $9,999,992 in principal amount of Issuer 9% Senior Secured Notes due 2029 (the "2029 Notes"), (ii) 697,736 shares of the Issuer's common stock, par value $0.001 ("Common Stock") and (iii) warrants (the "Exchange Warrants") to purchase 453,528 shares of Common Stock.

F2 · ownership.nature: These securities are owned directly by Golden Harbor. Mr. Lewis is the sole indirect beneficial owner of Golden Harbor.

SEC source: 0000895345-24-000553 · form4.xml · nonDerivative · entry 1

LEWIS JOSEPH · CIK 0001015747 · See remarks

Golden Harbor Ltd. · CIK 0001747770 · See remarks

Joint disclosure: these amounts are not allocated separately to each reporting owner.

10b5-1 filing: No plan indicated

Ownership: Indirect · See footnote

Disclosed balance after: 1,756,842

F1 · price: On November 6, 2024, Golden Harbor Ltd. ("Golden Harbor") surrendered to Inseego Corp. (the "Issuer") $24,456,000 in outstanding Issuer 3.25% convertible notes due 2025 (the "2025 Notes") in exchange for the Issuer's payment of $11,039.17 in accrued but unpaid interest arising under the 2025 Notes and the issuance of (i) $9,999,992 in principal amount of Issuer 9% Senior Secured Notes due 2029 (the "2029 Notes"), (ii) 697,736 shares of the Issuer's common stock, par value $0.001 ("Common Stock") and (iii) warrants (the "Exchange Warrants") to purchase 453,528 shares of Common Stock.

F2 · ownership.nature: These securities are owned directly by Golden Harbor. Mr. Lewis is the sole indirect beneficial owner of Golden Harbor.

SEC source: 0000895345-24-000394 · form4.xml · nonDerivative · entry 1

Tavistock Holdings, Inc. · CIK 0002029436 · 10% owner

LEWIS JOSEPH · CIK 0001015747 · 10% owner

Joint disclosure: these amounts are not allocated separately to each reporting owner.

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 43,344

F1 · shares: Reflects restricted stock units ("RSUs") granted to James B. Avery, a member of the issuer's board of directors. Mr. Avery is obligated to transfer any shares issued pursuant to any equity awards made to him by the issuer, or the economic benefits, to Tavistock Holdings, Inc. ("Tavistock Holdings") as a successor-in-interest to Tavistock Financial, LLC. Tavistock Holdings may be deemed the direct beneficial owner of the RSUs.

F2 · shares: Represents RSUs scheduled to vest on September 23, 2025. The RSUs convert into common stock on a one-for-one basis.

F3 · ownership.direct: These securities are owned directly by Tavistock Holdings. Mr. Lewis is the sole indirect beneficial owner of Tavistock Holdings.

SEC source: 0001683168-24-006849 · ownership.xml · nonDerivative · entry 1

TUDER JEFFREY · CIK 0001671976 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 50,291

F1 · shares: Represents restricted stock units ("RSUs") that settle for shares of common stock on a 1-for-1 basis. The RSUs are scheduled to vest on September 23, 2025.

SEC source: 0001683168-24-006847 · ownership.xml · nonDerivative · entry 1

Harland Christopher · CIK 0001790755 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 40,337

F1 · shares: Represents restricted stock units ("RSUs") that settle for shares of common stock on a 1-for-1 basis. The RSUs are scheduled to vest on September 23, 2025.

SEC source: 0001683168-24-005228 · ownership.xml · nonDerivative · entry 1

TUDER JEFFREY · CIK 0001671976 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 42,636

F1 · shares: Represents immediately vested restricted stock units ("RSUs") that settle for shares of common stock on a 1-for-1 basis.

SEC source: 0001683168-24-005227 · ownership.xml · nonDerivative · entry 1

Harland Christopher · CIK 0001790755 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 32,682

F1 · shares: Represents immediately-vested restricted stock units ("RSUs") that settle for shares of common stock on a 1-for-1 basis.

SEC source: 0001683168-24-005226 · ownership.xml · nonDerivative · entry 1

Gatoff Steven · CIK 0001465929 · Chief Financial Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 200,000

F1 · acquired: Represents restricted stock units scheduled to vest over a four-year period, with one-fourth vesting on the first anniversary of the grant date, and the balance vesting monthly through the fourth anniversary of the grant date.

SEC source: 0001683168-24-005225 · ownership.xml · nonDerivative · entry 2

BRACE PHILIP G · CIK 0001336507 · Director · Executive Chairman

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 167,763

F2 · acquired: Represents restricted stock units scheduled to vest over 50% in 6 months and 50% in 12 months.

SEC source: 0001683168-24-005225 · ownership.xml · nonDerivative · entry 1

BRACE PHILIP G · CIK 0001336507 · Director · Executive Chairman

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 67,763

F1 · acquired: Represents an immediately vested stock stock award.

SEC source: 0000895345-24-000243 · form4.xml · derivative · entry 1

LEWIS JOSEPH · CIK 0001015747 · 10% owner

10b5-1 filing: No plan indicated

Ownership: Indirect · See footnote

Disclosed balance after: 465,385

Underlying: Common Stock · 465,385 shares

Expires 2028-06-28

F1 · ownership.nature: These securities are owned directly by South Ocean Funding, LLC, an affiliate of Tavistock Holdings, Inc ("THI"). Mr. Lewis is the sole indirect beneficial owner of THI.

SEC source: 0001683168-24-004626 · ownership.xml · derivative · entry 1

BRACE PHILIP G · CIK 0001336507 · Director · Executive Chairman

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 28,205

Underlying: Common Stock · 28,205 shares

Expires 2028-06-28

F1 · price: In connection with a Loan and Security Agreement, dated as of June 28, 2024 (the "Loan Agreement"), by and among Inseego Corp. (the "Issuer"), South Ocean Funding LLC, and the other parties thereto, the Issuer issued to the reporting person, as a participating lender under the Loan Agreement, warrants to purchase 28,205 shares of Common Stock at an exercise price of $12.12 per share. The issuance of the warrants was approved by the Issuer's board of directors pursuant to Rule 16b-3 under the Securities Exchange Act of 1934, as amended.

SEC source: 0000895345-23-000547 · form4.xml · nonDerivative · entry 1

Tavistock Financial, LLC · CIK 0001812712 · 10% owner

LEWIS JOSEPH · CIK 0001015747 · 10% owner

Joint disclosure: these amounts are not allocated separately to each reporting owner.

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 356,903

F1 · shares: Reflects restricted stock unit ("RSUs") granted to James B. Avery, a member of the issuer's board of directors. Mr. Avery is obligated to transfer any shares issued pursuant to any equity awards made to him by the issuer, or the economic benefits, to Tavistock Financial, LLC ("Tavistock Financial"). Tavistock Financial may be deemed the direct beneficial owner of the RSUs.

F2 · shares: Represents restricted stock units scheduled to vest on September 5, 2024. The restricted stock units convert into common stock on a one-for-one basis.

F3 · ownership.direct: These securities are owned directly by Tavistock Financial. Mr. Lewis is the sole indirect beneficial owner of Tavistock Financial.

SEC source: 0001683168-23-006953 · ownership.xml · nonDerivative · entry 1

TUDER JEFFREY · CIK 0001671976 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 416,366

F1 · shares: Represents restricted stock units ("RSUs") that settle for shares of common stock on a 1-for-1 basis. The RSUs are scheduled to vest on September 5, 2024.

SEC source: 0001683168-23-006952 · ownership.xml · nonDerivative · entry 1

Lytle Christopher H. · CIK 0001827176 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 589,595

F1 · shares: Represents restricted stock units ("RSUs") that settle for shares of common stock on a 1-for-1 basis. The RSUs are scheduled to vest on September 5, 2024.

SEC source: 0001683168-23-006951 · ownership.xml · nonDerivative · entry 1

Harland Christopher · CIK 0001790755 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 321,820

F1 · shares: Represents restricted stock units ("RSUs") that settle for shares of common stock on a 1-for-1 basis. The RSUs are scheduled to vest on September 5, 2024.

SEC source: 0001683168-23-006950 · ownership.xml · nonDerivative · entry 1

BRACE PHILIP G · CIK 0001336507 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 353,659

F1 · shares: Represents restricted stock units ("RSUs") that settle for shares of common stock on a 1-for-1 basis. The RSUs are scheduled to vest over a three-year period, with one-third vesting on each anniversary of the grant date through the third anniversary of the grant date.

SEC source: 0001683168-23-006949 · ownership.xml · nonDerivative · entry 1

Bowers Stephanie Lynne · CIK 0001895950 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 293,912

F1 · shares: Represents restricted stock units ("RSUs") that settle for shares of common stock on a 1-for-1 basis. The RSUs are scheduled to vest on September 5, 2024.

SEC source: 0001683168-23-006499 · ownership.xml · derivative · entry 1

Gatoff Steven · CIK 0001465929 · Chief Financial Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 250,000

Underlying: Common Stock · 250,000 shares

Expires 2033-09-14

F1 · derivative.exercise_date: The stock options are scheduled to vest over a four-year period, with one-fourth vesting on the first anniversary of the grant date and the remainder vesting ratably on a monthly basis thereafter through the fourth anniversary of the grant date.

SEC source: 0000899243-22-027844 · doc4.xml · nonDerivative · entry 1

Tavistock Financial, LLC · CIK 0001812712 · 10% owner

LEWIS JOSEPH · CIK 0001015747 · 10% owner

Joint disclosure: these amounts are not allocated separately to each reporting owner.

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 141,386

F1 · shares: Reflects restricted stock units ("RSUs") granted to James B. Avery, a member of the issuer's board of directors. Mr. Avery is obligated to transfer any shares issued pursuant to any equity awards made to him by the issuer, or the economic benefits thereof, to Tavistock Financial, LLC ("Tavistock Financial"). Tavistock Financial may be deemed the direct beneficial owner of the RSUs.

F2 · shares: Represents restricted stock units scheduled to vest on the one-year anniversary of the grant date. The restricted stock units convert into common stock on a one-for-one basis.

F3 · ownership.direct: These securities are beneficially owned directly by Tavistock Financial which may be deemed to be a member of a "group" for purposes of Section 13(d) of the Securities Exchange Act of 1934, as amended, consisting of Braslyn Ltd, Golden Harbor Ltd. and Joseph C. Lewis. Mr. Lewis is the sole indirect beneficial owner of and controls Tavistock Financial.

SEC source: 0001683168-22-005386 · ownership.xml · nonDerivative · entry 1

TUDER JEFFREY · CIK 0001671976 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 200,849

F1 · shares: Represents restricted stock units scheduled to vest the one-year anniversary of the grant date.

F2 · shares: The restricted stock units convert into common stock on a one-for-one basis.

SEC source: 0001683168-22-005385 · ownership.xml · nonDerivative · entry 2

Lytle Christopher H. · CIK 0001827176 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 374,078

F2 · shares: The restricted stock units convert into common stock on a one-for-one basis.

F3 · shares: Represents restricted stock units that fully vested as of the grant date.

SEC source: 0001683168-22-005385 · ownership.xml · nonDerivative · entry 1

Lytle Christopher H. · CIK 0001827176 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 334,238

F1 · shares: Represents restricted stock units scheduled to vest the one-year anniversary of the grant date.

F2 · shares: The restricted stock units convert into common stock on a one-for-one basis.

SEC source: 0001683168-22-005384 · ownership.xml · nonDerivative · entry 1

Harland Christopher · CIK 0001790755 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 106,303

F1 · shares: Represents restricted stock units scheduled to vest the one-year anniversary of the grant date.

F2 · shares: The restricted stock units convert into common stock on a one-for-one basis.

SEC source: 0001683168-22-005383 · ownership.xml · nonDerivative · entry 1

Bowers Stephanie Lynne · CIK 0001895950 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 78,395

F1 · shares: Represents restricted stock units scheduled to vest the one-year anniversary of the grant date.

F2 · shares: The restricted stock units convert into common stock on a one-for-one basis.

SEC source: 0001683168-22-001723 · ownership.xml · nonDerivative · entry 1

Mondor Dan · CIK 0001432653 · Director · Executive Chairman

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 243,040

F1 · price: Reflects the weighted average sale price. The reporting person effected multiple open market sale transactions on the same day at different prices through a trade order executed by a broker dealer. The reporting person hereby undertakes to provide upon request by the Securities and Exchange Commission staff, the issuer, or a shareholder of the issuer, full information regarding the number of shares sold at each separate price. The range of prices for such transactions is $3.90 to $3.93.

SEC source: 0001683168-22-001628 · ownership.xml · nonDerivative · entry 2

Ding Wei · CIK 0001866379 · Controller

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 45,939

F1 · kind: Represents the number of shares sold to cover the statutory tax withholding obligations in connection with the vesting of the Restricted Stock Units ("RSUs"). This sale is mandated by the Issuer's election under its equity incentive plans to require the satisfaction of minimum statutory tax withholding obligations to be funded by a "sell-to-cover" transaction and does not represent a discretionary sale by the Reporting Person.

SEC source: 0001683168-22-001628 · ownership.xml · nonDerivative · entry 1

Ding Wei · CIK 0001866379 · Controller

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 55,703

SEC source: 0001683168-22-001627 · ownership.xml · nonDerivative · entry 2

BARBIERI ROBERT G · CIK 0001206741 · Chief Financial Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 35,414

F1 · kind: Represents the number of shares sold to cover the statutory tax withholding obligations in connection with the vesting of the Restricted Stock Units ("RSUs"). This sale is mandated by the Issuer's election under its equity incentive plans to require the satisfaction of minimum statutory tax withholding obligations to be funded by a "sell-to-cover" transaction and does not represent a discretionary sale by the Reporting Person.

SEC source: 0001683168-22-001627 · ownership.xml · nonDerivative · entry 1

BARBIERI ROBERT G · CIK 0001206741 · Chief Financial Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 48,077

SEC source: 0001683168-22-001626 · ownership.xml · nonDerivative · entry 2

Kahn Doug · CIK 0001811155 · EVP of Operations

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 91,380

F1 · kind: Represents the number of shares sold to cover the statutory tax withholding obligations in connection with the vesting of the Restricted Stock Units ("RSUs"). This sale is mandated by the Issuer's election under its equity incentive plans to require the satisfaction of minimum statutory tax withholding obligations to be funded by a "sell-to-cover" transaction and does not represent a discretionary sale by the Reporting Person.

SEC source: 0001683168-22-001626 · ownership.xml · nonDerivative · entry 1

Kahn Doug · CIK 0001811155 · EVP of Operations

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 106,321

SEC source: 0001683168-22-001625 · ownership.xml · nonDerivative · entry 2

Sharma Ashish · CIK 0001811436 · CEO & President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 282,861

F1 · kind: Represents the number of shares sold to cover the statutory tax withholding obligations in connection with the vesting of the Restricted Stock Units ("RSUs"). This sale is mandated by the Issuer's election under its equity incentive plans to require the satisfaction of minimum statutory tax withholding obligations to be funded by a "sell-to-cover" transaction and does not represent a discretionary sale by the Reporting Person.

SEC source: 0001683168-22-001625 · ownership.xml · nonDerivative · entry 1

Sharma Ashish · CIK 0001811436 · CEO & President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 302,711

SEC source: 0001683168-22-001624 · ownership.xml · derivative · entry 5

Mondor Dan · CIK 0001432653 · Director · Executive Chairman

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 506,116

Underlying: Common Stock · 50,000 shares

Expires 2027-06-06

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

SEC source: 0001683168-22-001624 · ownership.xml · nonDerivative · entry 4

Mondor Dan · CIK 0001432653 · Director · Executive Chairman

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 304,328

F3 · kind: Represents the number of shares sold to cover the statutory tax withholding obligations in connection with the vesting of the Restricted Stock Units ("RSUs"). This sale is mandated by the Issuer's election under its equity incentive plans to require the satisfaction of minimum statutory tax withholding obligations to be funded by a "sell-to-cover" transaction and does not represent a discretionary sale by the Reporting Person.

SEC source: 0001683168-22-001624 · ownership.xml · nonDerivative · entry 3

Mondor Dan · CIK 0001432653 · Director · Executive Chairman

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 396,861

SEC source: 0001683168-22-001624 · ownership.xml · nonDerivative · entry 2

Mondor Dan · CIK 0001432653 · Director · Executive Chairman

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 193,870

F1 · kind: Stock option exercise and same-day-sale.

F2 · price: Reflects the weighted average sale price. The reporting person effected multiple open market sale transactions on the same day at different prices through a trade order executed by a broker dealer. The reporting person hereby undertakes to provide upon request by the Securities and Exchange Commission staff, the issuer, or a shareholder of the issuer, full information regarding the number of shares sold at each separate price. The range of prices for such transactions is $4.51 to $4.86.

SEC source: 0001683168-22-001624 · ownership.xml · nonDerivative · entry 1

Mondor Dan · CIK 0001432653 · Director · Executive Chairman

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 243,870

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

SEC source: 0001683168-22-001427 · ownership.xml · derivative · entry 6

Sharma Ashish · CIK 0001811436 · CEO & President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 250,000

Underlying: Common Stock · 250,000 shares

Expires 2032-03-01

F2 · derivative.exercise_date: Twenty-five percent (25%) of the shares subject to the Options shall be first eligible to vest and become exercisable on the first anniversary of the grant date and (b) 1/48 of the shares vest on each monthly anniversary thereafter (such Options which have become so eligible, "Eligible Options"), such that one hundred percent (100%) of the Options shall become Eligible Options on the four-year anniversary of the Grant Date. The Options shall vest and become only if (a) they have become Eligible Options; and (b) the average of the per-share closing price of the Company's common stock as reported on the principal exchange on which the shares are listed has equaled or exceeded the exercise price for ten (10) trading days within any 30 day period prior to the date of exercise.