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Inspired Entertainment, Inc.

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6542
SEC CIK
0001615063
Parsed reports
263

Last 12 months

Inside the activity.

11 purchase rows · 0 sale rows

Disclosed non-derivative P/S rows, by transaction month. Includes amendments and private transactions.
Monthly counts
MonthPurchasesSales
Nov 202530
Dec 202500
Jan 202600
Feb 202600
Mar 202680
Apr 202600
May 202600
Jun 202600
Jul 202600
Aug 202600
Sep 202600
Oct 202600

Latest available

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Purchases/sales include open-market and private transactions. Plan disclosure applies to the filing; individual rows may differ. “Not disclosed” is not “unplanned.”

The cutoff filters transaction history only. Company summaries and owner relationships show the latest available disclosures. Parser corrections can improve historical records.

Transaction dateOwner / reported roleActivity / securityShares / unitsReported priceReported valueDetails
March 31, 2022 Filed Apr 1, 2022 19:12 UTC GrantPerformance Restricted Stock Units · Derivative 23,230 $0.00 $0.00
Disclosure

SEC source: 0001493152-22-008911 · ownership.xml · derivative · entry 1

Baker Stewart Frank Bradley · CIK 0001693697 · See Remarks

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 23,230

Underlying: Common Stock · 23,230 shares

Expires not disclosed

F1 · security: The Issuer's compensation committee determined that the pre-established performance condition for 2021 was attained with respect to 23,230 performance restricted stock units granted to the reporting person on June 9, 2021, representing the reporting person's target award.

F2 · derivative.exercise_price: Each unit represents a contingent right to receive one share of common stock at settlement.

F1 · kind: The Issuer's compensation committee determined that the pre-established performance condition for 2021 was attained with respect to 23,230 performance restricted stock units granted to the reporting person on June 9, 2021, representing the reporting person's target award.

F3 · derivative.exercise_date: The units remain subject to a time-based vesting schedule (vesting in one installment on December 31, 2023).

F3 · derivative.expiration_date: The units remain subject to a time-based vesting schedule (vesting in one installment on December 31, 2023).

Read SEC document
March 31, 2022 Filed Apr 1, 2022 23:13 UTC
Silvers Daniel B.EVP & Chief Strategy Officer
GrantPerformance Restricted Stock Units · Derivative 27,500 $0.00 $0.00
Disclosure

SEC source: 0001493152-22-008913 · ownership.xml · derivative · entry 1

Silvers Daniel B. · CIK 0001468195 · EVP & Chief Strategy Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 27,500

Underlying: Common Stock · 27,500 shares

Expires not disclosed

F1 · security: The Issuer's compensation committee determined that the pre-established performance condition for 2021 was attained with respect to 27,500 performance restricted stock units granted to the reporting person on June 09, 2021, representing the reporting person's target award.

F2 · derivative.exercise_price: Each unit represents a contingent right to receive one share of common stock at settlement.

F1 · kind: The Issuer's compensation committee determined that the pre-established performance condition for 2021 was attained with respect to 27,500 performance restricted stock units granted to the reporting person on June 09, 2021, representing the reporting person's target award.

F3 · derivative.exercise_date: The units remain subject to a time-based vesting schedule (vesting in one installment on December 31, 2023).

F3 · derivative.expiration_date: The units remain subject to a time-based vesting schedule (vesting in one installment on December 31, 2023).

Read SEC document
March 31, 2022 Filed Apr 1, 2022 19:15 UTC
PIERCE BROOKS HPresident and COO
GrantPerformance Restricted Stock Units · Derivative 25,000 $0.00 $0.00
Disclosure

SEC source: 0001493152-22-008914 · ownership.xml · derivative · entry 2

PIERCE BROOKS H · CIK 0001250108 · President and COO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 95,195

Underlying: Common Stock · 25,000 shares

Expires not disclosed

F4 · security: The Issuer's compensation committee determined that the pre-established performance condition for 2021 was attained with respect to 25,000 performance restricted stock units covered by an award granted to the reporting person on February 17, 2020, representing the reporting person's target number of units. There are two remaining tranches covered by the award which are conditioned on attainment of pre-established performance criteria (25,000 target units for each of the years ending December 31, 2022 and 2023).

F2 · derivative.exercise_price: Each unit represents a contingent right to receive one share of common stock at settlement.

F4 · kind: The Issuer's compensation committee determined that the pre-established performance condition for 2021 was attained with respect to 25,000 performance restricted stock units covered by an award granted to the reporting person on February 17, 2020, representing the reporting person's target number of units. There are two remaining tranches covered by the award which are conditioned on attainment of pre-established performance criteria (25,000 target units for each of the years ending December 31, 2022 and 2023).

F5 · derivative.exercise_date: These units remain subject to a time-based vesting schedule (vesting on December 31, 2022).

F5 · derivative.expiration_date: These units remain subject to a time-based vesting schedule (vesting on December 31, 2022).

Read SEC document
March 31, 2022 Filed Apr 1, 2022 19:15 UTC
PIERCE BROOKS HPresident and COO
GrantPerformance Restricted Stock Units · Derivative 35,714 $0.00 $0.00
Disclosure

SEC source: 0001493152-22-008914 · ownership.xml · derivative · entry 1

PIERCE BROOKS H · CIK 0001250108 · President and COO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 35,714

Underlying: Common Stock · 35,714 shares

Expires not disclosed

F1 · security: The Issuer's compensation committee determined that the pre-established performance condition for 2021 was attained with respect to 35,714 performance restricted stock units granted to the reporting person on June 9, 2021, representing the reporting person's target award.

F2 · derivative.exercise_price: Each unit represents a contingent right to receive one share of common stock at settlement.

F1 · kind: The Issuer's compensation committee determined that the pre-established performance condition for 2021 was attained with respect to 35,714 performance restricted stock units granted to the reporting person on June 9, 2021, representing the reporting person's target award.

F3 · derivative.exercise_date: These units remain subject to a time-based vesting schedule (vesting in one installment on December 31, 2023).

F3 · derivative.expiration_date: These units remain subject to a time-based vesting schedule (vesting in one installment on December 31, 2023).

Read SEC document
March 31, 2022 Filed Apr 1, 2022 23:15 UTC
Stone Andrew CSee Remarks
GrantPerformance Restricted Stock Units · Derivative 3,282 $0.00 $0.00
Disclosure

SEC source: 0001493152-22-008915 · ownership.xml · derivative · entry 4

Stone Andrew C · CIK 0001916654 · See Remarks

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 3,282

Underlying: Common Stock · 3,282 shares

Expires not disclosed

F4 · security: The Issuer's compensation committee determined that the pre-established performance condition for 2021 was attained with respect to 3,282 performance restricted stock units granted to the reporting person on June 09, 2021, representing the reporting person's target award.

F5 · derivative.exercise_price: Each unit represents a contingent right to receive one share of common stock at settlement.

F4 · kind: The Issuer's compensation committee determined that the pre-established performance condition for 2021 was attained with respect to 3,282 performance restricted stock units granted to the reporting person on June 09, 2021, representing the reporting person's target award.

F6 · derivative.exercise_date: The units remain subject to a time-based vesting schedule (vesting in one installment on December 31, 2023).

F6 · derivative.expiration_date: The units remain subject to a time-based vesting schedule (vesting in one installment on December 31, 2023).

Read SEC document
March 31, 2022 Filed Apr 1, 2022 23:15 UTC
Stone Andrew CSee Remarks
Exercise / conversionRestricted Stock Units · Derivative 5,000 $0.00 $0.00
Disclosure

SEC source: 0001493152-22-008915 · ownership.xml · derivative · entry 3

Stone Andrew C · CIK 0001916654 · See Remarks

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 5,000 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_price: Represents conversion of restricted stock units into shares of common stock on a one-for-one basis.

F1 · kind: Represents conversion of restricted stock units into shares of common stock on a one-for-one basis.

F3 · derivative.exercise_date: These restricted stock units were granted on March 22, 2021. The units vested in one installment on March 31, 2022.

F3 · derivative.expiration_date: These restricted stock units were granted on March 22, 2021. The units vested in one installment on March 31, 2022.

Read SEC document
March 31, 2022 Filed Apr 1, 2022 23:15 UTC
Stone Andrew CSee Remarks
Tax withholdingCommon Stock 2,350 $12.30 $28,905.00
Disclosure

SEC source: 0001493152-22-008915 · ownership.xml · nonDerivative · entry 2

Stone Andrew C · CIK 0001916654 · See Remarks

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 10,521

F2 · kind: Represents shares withheld to satisfy tax withholding requirements for settlement of restricted stock units.

Read SEC document
March 31, 2022 Filed Apr 1, 2022 23:15 UTC
Stone Andrew CSee Remarks
Exercise / conversionCommon Stock 5,000 $0.00 $0.00
Disclosure

SEC source: 0001493152-22-008915 · ownership.xml · nonDerivative · entry 1

Stone Andrew C · CIK 0001916654 · See Remarks

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 12,871

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · kind: Represents conversion of restricted stock units into shares of common stock on a one-for-one basis.

Read SEC document
March 31, 2022 Filed Apr 1, 2022 23:10 UTC
Damon CarysEVP & General Counsel
GrantPerformance Restricted Stock Units · Derivative 23,230 $0.00 $0.00
Disclosure

SEC source: 0001493152-22-008909 · ownership.xml · derivative · entry 1

Damon Carys · CIK 0001786209 · EVP & General Counsel

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 23,230

Underlying: Common Stock · 23,230 shares

Expires not disclosed

F1 · security: The Issuer's compensation committee determined that the pre-established performance condition for 2021 was attained with respect to 23,230 performance restricted stock units granted to the reporting person on June 9, 2021, representing the reporting person's target award.

F2 · derivative.exercise_price: Each unit represents a contingent right to receive one share of common stock at settlement.

F1 · kind: The Issuer's compensation committee determined that the pre-established performance condition for 2021 was attained with respect to 23,230 performance restricted stock units granted to the reporting person on June 9, 2021, representing the reporting person's target award.

F3 · derivative.exercise_date: The units remain subject to a time-based vesting schedule (vesting in one installment on December 31, 2023).

F3 · derivative.expiration_date: The units remain subject to a time-based vesting schedule (vesting in one installment on December 31, 2023).

Read SEC document
February 14, 2022 Filed Feb 16, 2022 16:45 UTC
WEIL A LORNEDirector · Executive Chairman
GrantPerformance Restricted Stock Units · Derivative 25,117 $0.00 $0.00
Disclosure

SEC source: 0001493152-22-004790 · ownership.xml · derivative · entry 2

WEIL A LORNE · CIK 0000921873 · Director · Executive Chairman

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 25,117

Underlying: Common Stock · 25,117 shares

Expires not disclosed

F1 · security: Reflects awards approved under the Inspired Entertainment, Inc. 2021 Omnibus Incentive Plan.

F2 · derivative.exercise_price: Each unit represents a contingent right to receive one share of common stock at settlement.

F4 · derivative.exercise_date: These performance restricted stock units are conditioned on attainment of pre-established performance criteria for 2022. Depending on the level of performance attained, 0% to 100% of the units would be eligible to vest and be subject to a time-based vesting schedule (vesting in one installment on December 31, 2024).

F4 · derivative.expiration_date: These performance restricted stock units are conditioned on attainment of pre-established performance criteria for 2022. Depending on the level of performance attained, 0% to 100% of the units would be eligible to vest and be subject to a time-based vesting schedule (vesting in one installment on December 31, 2024).

Read SEC document
February 14, 2022 Filed Feb 16, 2022 16:45 UTC
WEIL A LORNEDirector · Executive Chairman
GrantRestricted Stock Units · Derivative 25,117 $0.00 $0.00
Disclosure

SEC source: 0001493152-22-004790 · ownership.xml · derivative · entry 1

WEIL A LORNE · CIK 0000921873 · Director · Executive Chairman

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 25,117

Underlying: Common Stock · 25,117 shares

Expires not disclosed

F1 · security: Reflects awards approved under the Inspired Entertainment, Inc. 2021 Omnibus Incentive Plan.

F2 · derivative.exercise_price: Each unit represents a contingent right to receive one share of common stock at settlement.

F3 · derivative.exercise_date: These restricted stock units are scheduled to vest in three equal installments on each of December 31, 2022, December 31, 2023 and December 31, 2024.

F3 · derivative.expiration_date: These restricted stock units are scheduled to vest in three equal installments on each of December 31, 2022, December 31, 2023 and December 31, 2024.

Read SEC document
February 14, 2022 Filed Feb 16, 2022 16:46 UTC
Baker Stewart Frank BradleyEVP & Chief Financial Officer
GrantPerformance Restricted Stock Units · Derivative 13,221 $0.00 $0.00
Disclosure

SEC source: 0001493152-22-004792 · ownership.xml · derivative · entry 2

Baker Stewart Frank Bradley · CIK 0001693697 · EVP & Chief Financial Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 13,221

Underlying: Common Stock · 13,221 shares

Expires not disclosed

F1 · security: Reflects awards approved under the Inspired Entertainment, Inc. 2021 Omnibus Incentive Plan.

F2 · derivative.exercise_price: Each unit represents a contingent right to receive one share of common stock at settlement.

F4 · derivative.exercise_date: These performance restricted stock units are conditioned on attainment of pre-established performance criteria for 2022. Depending on the level of performance attained, 0% to 100% of the units would be eligible to vest and be subject to a time-based vesting schedule (vesting in one installment on December 31, 2024).

F4 · derivative.expiration_date: These performance restricted stock units are conditioned on attainment of pre-established performance criteria for 2022. Depending on the level of performance attained, 0% to 100% of the units would be eligible to vest and be subject to a time-based vesting schedule (vesting in one installment on December 31, 2024).

Read SEC document
February 14, 2022 Filed Feb 16, 2022 16:46 UTC
Baker Stewart Frank BradleyEVP & Chief Financial Officer
GrantRestricted Stock Units · Derivative 13,222 $0.00 $0.00
Disclosure

SEC source: 0001493152-22-004792 · ownership.xml · derivative · entry 1

Baker Stewart Frank Bradley · CIK 0001693697 · EVP & Chief Financial Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 13,222

Underlying: Common Stock · 13,222 shares

Expires not disclosed

F1 · security: Reflects awards approved under the Inspired Entertainment, Inc. 2021 Omnibus Incentive Plan.

F2 · derivative.exercise_price: Each unit represents a contingent right to receive one share of common stock at settlement.

F3 · derivative.exercise_date: These restricted stock units are scheduled to vest in three equal installments on each of December 31, 2022, December 31, 2023 and December 31, 2024.

F3 · derivative.expiration_date: These restricted stock units are scheduled to vest in three equal installments on each of December 31, 2022, December 31, 2023 and December 31, 2024.

Read SEC document
February 14, 2022 Filed Feb 16, 2022 21:43 UTC
Silvers Daniel B.EVP & Chief Strategy Officer
GrantPerformance Restricted Stock Units · Derivative 13,395 $0.00 $0.00
Disclosure

SEC source: 0001493152-22-004788 · ownership.xml · derivative · entry 2

Silvers Daniel B. · CIK 0001468195 · EVP & Chief Strategy Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 13,395

Underlying: Common Stock · 13,395 shares

Expires not disclosed

F1 · security: Reflects awards approved under the Inspired Entertainment, Inc. 2021 Omnibus Incentive Plan.

F2 · derivative.exercise_price: Each unit represents a contingent right to receive one share of common stock at settlement.

F4 · derivative.exercise_date: These performance restricted stock units are conditioned on attainment of pre-established performance criteria for 2022. Depending on the level of performance attained, 0% to 100% of the units would be eligible to vest and be subject to a time-based vesting schedule (vesting in one installment on December 31, 2024).

F4 · derivative.expiration_date: These performance restricted stock units are conditioned on attainment of pre-established performance criteria for 2022. Depending on the level of performance attained, 0% to 100% of the units would be eligible to vest and be subject to a time-based vesting schedule (vesting in one installment on December 31, 2024).

Read SEC document
February 14, 2022 Filed Feb 16, 2022 21:43 UTC
Silvers Daniel B.EVP & Chief Strategy Officer
GrantRestricted Stock Units · Derivative 13,396 $0.00 $0.00
Disclosure

SEC source: 0001493152-22-004788 · ownership.xml · derivative · entry 1

Silvers Daniel B. · CIK 0001468195 · EVP & Chief Strategy Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 13,396

Underlying: Common Stock · 13,396 shares

Expires not disclosed

F1 · security: Reflects awards approved under the Inspired Entertainment, Inc. 2021 Omnibus Incentive Plan.

F2 · derivative.exercise_price: Each unit represents a contingent right to receive one share of common stock at settlement.

F3 · derivative.exercise_date: These restricted stock units are scheduled to vest in three equal installments on each of December 31, 2022, December 31, 2023 and December 31, 2024.

F3 · derivative.expiration_date: These restricted stock units are scheduled to vest in three equal installments on each of December 31, 2022, December 31, 2023 and December 31, 2024.

Read SEC document
February 14, 2022 Filed Feb 16, 2022 16:47 UTC
PIERCE BROOKS HPresident and COO
GrantPerformance Restricted Stock Units · Derivative 18,267 $0.00 $0.00
Disclosure

SEC source: 0001493152-22-004793 · ownership.xml · derivative · entry 2

PIERCE BROOKS H · CIK 0001250108 · President and COO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 18,267

Underlying: Common Stock · 18,267 shares

Expires not disclosed

F1 · security: Reflects awards approved under the Inspired Entertainment, Inc. 2021 Omnibus Incentive Plan.

F2 · derivative.exercise_price: Each unit represents a contingent right to receive one share of common stock at settlement.

F4 · derivative.exercise_date: These performance restricted stock units are conditioned on attainment of pre-established performance criteria for 2022. Depending on the level of performance attained, 0% to 100% of the units would be eligible to vest and be subject to a time-based vesting schedule (vesting in one installment on December 31, 2024).

F4 · derivative.expiration_date: These performance restricted stock units are conditioned on attainment of pre-established performance criteria for 2022. Depending on the level of performance attained, 0% to 100% of the units would be eligible to vest and be subject to a time-based vesting schedule (vesting in one installment on December 31, 2024).

Read SEC document
February 14, 2022 Filed Feb 16, 2022 16:47 UTC
PIERCE BROOKS HPresident and COO
GrantRestricted Stock Units · Derivative 18,267 $0.00 $0.00
Disclosure

SEC source: 0001493152-22-004793 · ownership.xml · derivative · entry 1

PIERCE BROOKS H · CIK 0001250108 · President and COO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 18,267

Underlying: Common Stock · 18,267 shares

Expires not disclosed

F1 · security: Reflects awards approved under the Inspired Entertainment, Inc. 2021 Omnibus Incentive Plan.

F2 · derivative.exercise_price: Each unit represents a contingent right to receive one share of common stock at settlement.

F3 · derivative.exercise_date: These restricted stock units are scheduled to vest in three equal installments on each of December 31, 2022, December 31, 2023 and December 31, 2024.

F3 · derivative.expiration_date: These restricted stock units are scheduled to vest in three equal installments on each of December 31, 2022, December 31, 2023 and December 31, 2024.

Read SEC document
February 14, 2022 Filed Feb 16, 2022 21:45 UTC
Damon CarysEVP & General Counsel
GrantPerformance Restricted Stock Units · Derivative 13,221 $0.00 $0.00
Disclosure

SEC source: 0001493152-22-004791 · ownership.xml · derivative · entry 2

Damon Carys · CIK 0001786209 · EVP & General Counsel

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 13,221

Underlying: Common Stock · 13,221 shares

Expires not disclosed

F1 · security: Reflects awards approved under the Inspired Entertainment, Inc. 2021 Omnibus Incentive Plan.

F2 · derivative.exercise_price: Each unit represents a contingent right to receive one share of common stock at settlement.

F4 · derivative.exercise_date: These performance restricted stock units are conditioned on attainment of pre-established performance criteria for 2022. Depending on the level of performance attained, 0% to 100% of the units would be eligible to vest and be subject to a time-based vesting schedule (vesting in one installment on December 31, 2024).

F4 · derivative.expiration_date: These performance restricted stock units are conditioned on attainment of pre-established performance criteria for 2022. Depending on the level of performance attained, 0% to 100% of the units would be eligible to vest and be subject to a time-based vesting schedule (vesting in one installment on December 31, 2024).

Read SEC document
February 14, 2022 Filed Feb 16, 2022 21:45 UTC
Damon CarysEVP & General Counsel
GrantRestricted Stock Units · Derivative 13,222 $0.00 $0.00
Disclosure

SEC source: 0001493152-22-004791 · ownership.xml · derivative · entry 1

Damon Carys · CIK 0001786209 · EVP & General Counsel

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 13,222

Underlying: Common Stock · 13,222 shares

Expires not disclosed

F1 · security: Reflects awards approved under the Inspired Entertainment, Inc. 2021 Omnibus Incentive Plan.

F2 · derivative.exercise_price: Each unit represents a contingent right to receive one share of common stock at settlement.

F3 · derivative.exercise_date: These restricted stock units are scheduled to vest in three equal installments on each of December 31, 2022, December 31, 2023 and December 31, 2024.

F3 · derivative.expiration_date: These restricted stock units are scheduled to vest in three equal installments on each of December 31, 2022, December 31, 2023 and December 31, 2024.

Read SEC document
February 09, 2022 Filed Feb 11, 2022 17:18 UTC GrantCommon Stock 149 Not disclosed Not disclosed
Disclosure

SEC source: 0001493152-22-004089 · ownership.xml · nonDerivative · entry 1

SAFERIN STEVEN M · CIK 0001082189 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 9,148

F1 · kind: Reflects an incremental grant of restricted stock units under the Issuer's non-employee director compensation policy in connection with the reporting person's role as committee chair. A pro rata portion of the units vested upon grant (24 units) and the remainder will vest in three equal installments on each of April 1, 2022, July 1, 2022 and October 1, 2022. The units convert into shares of common stock on a one-for-one basis. In accordance with the reporting person's deferral election, vested units will not settle until the reporting person ceases to serve as a member of the Issuer's board of directors or upon a change in control of the Issuer.

F1 · price: Reflects an incremental grant of restricted stock units under the Issuer's non-employee director compensation policy in connection with the reporting person's role as committee chair. A pro rata portion of the units vested upon grant (24 units) and the remainder will vest in three equal installments on each of April 1, 2022, July 1, 2022 and October 1, 2022. The units convert into shares of common stock on a one-for-one basis. In accordance with the reporting person's deferral election, vested units will not settle until the reporting person ceases to serve as a member of the Issuer's board of directors or upon a change in control of the Issuer.

F2 · balance_after: Does not include 30,196 restricted stock units from awards received in prior years which were reported by the reporting person on Table II of the Form 4 for the applicable awards and which are likewise subject to deferred settlement.

Read SEC document
February 09, 2022 Filed Feb 11, 2022 17:17 UTC Disposition to issuerCommon Stock 572 Not disclosed Not disclosed
Disclosure

SEC source: 0001493152-22-004088 · ownership.xml · nonDerivative · entry 2

Raphaelson Ira H · CIK 0001352459 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 8,598

F2 · kind: Reflects cancellation of a portion of the restricted stock units granted to the reporting person on January 3, 2022 in connection with his ceasing to serve as the Issuer's lead director.

F2 · price: Reflects cancellation of a portion of the restricted stock units granted to the reporting person on January 3, 2022 in connection with his ceasing to serve as the Issuer's lead director.

F3 · balance_after: Does not include 42,716 restricted stock units from awards received in prior years which were reported by the reporting person on Table II of the Form 4 for the applicable awards and which are subject to deferred settlement until the reporting person ceases to serve as a member of the Issuer's board of directors or upon a change in control of the Issuer.

Read SEC document
February 09, 2022 Filed Feb 11, 2022 17:17 UTC GrantCommon Stock 299 Not disclosed Not disclosed
Disclosure

SEC source: 0001493152-22-004088 · ownership.xml · nonDerivative · entry 1

Raphaelson Ira H · CIK 0001352459 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 9,170

F1 · kind: Reflects an incremental grant of restricted stock units under the Issuer's non-employee director compensation policy in connection with the reporting person's role as committee chair. A pro rata portion of the units vested upon grant (48 units) and the remainder will vest in three equal installments on each of April 1, 2022, July 1, 2022 and October 1, 2022. The units convert into shares of common stock on a one-for-one basis.

F1 · price: Reflects an incremental grant of restricted stock units under the Issuer's non-employee director compensation policy in connection with the reporting person's role as committee chair. A pro rata portion of the units vested upon grant (48 units) and the remainder will vest in three equal installments on each of April 1, 2022, July 1, 2022 and October 1, 2022. The units convert into shares of common stock on a one-for-one basis.

F3 · balance_after: Does not include 42,716 restricted stock units from awards received in prior years which were reported by the reporting person on Table II of the Form 4 for the applicable awards and which are subject to deferred settlement until the reporting person ceases to serve as a member of the Issuer's board of directors or upon a change in control of the Issuer.

Read SEC document
February 09, 2022 Filed Feb 11, 2022 17:15 UTC GrantCommon Stock 599 Not disclosed Not disclosed
Disclosure

SEC source: 0001493152-22-004079 · ownership.xml · nonDerivative · entry 1

Chambrello Michael R. · CIK 0001332058 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 8,226

F1 · kind: Reflects an incremental grant of restricted stock units under the Issuer's non-employee director compensation policy in connection with the reporting person's role as lead director. A pro rata portion of the units vested upon grant (97 units) and the remainder will vest in three equal installments on each of April 1, 2022, July 1, 2022 and October 1, 2022. The units convert into shares of common stock on a one-for-one basis.

F1 · price: Reflects an incremental grant of restricted stock units under the Issuer's non-employee director compensation policy in connection with the reporting person's role as lead director. A pro rata portion of the units vested upon grant (97 units) and the remainder will vest in three equal installments on each of April 1, 2022, July 1, 2022 and October 1, 2022. The units convert into shares of common stock on a one-for-one basis.

F2 · balance_after: Does not include 22,555 restricted stock units from awards received in prior years which were reported by the reporting person on Table II of the Form 4 for the applicable awards and which are subject to deferred settlement until the reporting person ceases to serve as a member of the Issuer's board of directors or upon a change in control of the Issuer.

Read SEC document
January 03, 2022 Filed Jan 5, 2022 20:18 UTC GrantCommon Stock 8,199 Not disclosed Not disclosed
Disclosure

SEC source: 0001493152-22-000485 · ownership.xml · nonDerivative · entry 1

SAFERIN STEVEN M · CIK 0001082189 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 8,999

F1 · kind: Reflects grant of restricted stock units under the Issuer's non-employee director compensation policy. One-quarter of the units vested upon grant and the remaining three-quarters of the units will vest in three equal installments on April 1, 2022, July 1, 2022 and October 1, 2022. The units convert into shares of common stock on a one-for-one basis. In accordance with the reporting person's deferral election, vested units will not settle until the reporting person ceases to serve as a member of the Issuer's board of directors or upon a change in control of the Issuer.

F1 · price: Reflects grant of restricted stock units under the Issuer's non-employee director compensation policy. One-quarter of the units vested upon grant and the remaining three-quarters of the units will vest in three equal installments on April 1, 2022, July 1, 2022 and October 1, 2022. The units convert into shares of common stock on a one-for-one basis. In accordance with the reporting person's deferral election, vested units will not settle until the reporting person ceases to serve as a member of the Issuer's board of directors or upon a change in control of the Issuer.

F2 · balance_after: Does not include 30,196 restricted stock units from awards received in prior years which were reported by the reporting person on Table II of the Form 4 for the applicable awards and which are likewise subject to deferred settlement.

Read SEC document
January 03, 2022 Filed Jan 5, 2022 18:43 UTC GrantCommon Stock 7,627 Not disclosed Not disclosed
Disclosure

SEC source: 0001493152-22-000478 · ownership.xml · nonDerivative · entry 1

ROGERS DESIREE G · CIK 0001182862 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 7,627

F1 · kind: Reflects grant of restricted stock units under the Issuer's non-employee director compensation policy. One-quarter of the units vested upon grant and the remaining three-quarters of the units will vest in three equal installments on April 1, 2022, July 1, 2022 and October 1, 2022. The units convert into shares of common stock on a one-for-one basis. In accordance with the reporting person's deferral election, vested units will not settle until the reporting person ceases to serve as a member of the Issuer's board of directors or upon a change in control of the Issuer.

F1 · price: Reflects grant of restricted stock units under the Issuer's non-employee director compensation policy. One-quarter of the units vested upon grant and the remaining three-quarters of the units will vest in three equal installments on April 1, 2022, July 1, 2022 and October 1, 2022. The units convert into shares of common stock on a one-for-one basis. In accordance with the reporting person's deferral election, vested units will not settle until the reporting person ceases to serve as a member of the Issuer's board of directors or upon a change in control of the Issuer.

F2 · balance_after: Does not include 27,624 restricted stock units from awards received in prior years which were reported by the reporting person on Table II of the Form 4 for the applicable awards and which are likewise subject to deferred settlement.

Read SEC document
January 03, 2022 Filed Jan 5, 2022 18:44 UTC GrantCommon Stock 8,771 Not disclosed Not disclosed
Disclosure

SEC source: 0001493152-22-000479 · ownership.xml · nonDerivative · entry 1

Raphaelson Ira H · CIK 0001352459 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 8,871

F1 · kind: Reflects grant of restricted stock units under the Issuer's non-employee director compensation policy. One-quarter of the units vested upon grant and the remaining three-quarters of the units will vest in three equal installments on April 1, 2022, July 1, 2022 and October 1, 2022. The units convert into shares of common stock on a one-for-one basis.

F1 · price: Reflects grant of restricted stock units under the Issuer's non-employee director compensation policy. One-quarter of the units vested upon grant and the remaining three-quarters of the units will vest in three equal installments on April 1, 2022, July 1, 2022 and October 1, 2022. The units convert into shares of common stock on a one-for-one basis.

F2 · balance_after: Does not include 42,716 restricted stock units from awards received in prior years which were reported by the reporting person on Table II of the Form 4 for the applicable awards and which are subject to deferred settlement until the reporting person ceases to serve as a member of the Issuer's board of directors or upon a change in control of the Issuer.

Read SEC document
January 03, 2022 Filed Jan 5, 2022 20:14 UTC GrantCommon Stock 7,627 Not disclosed Not disclosed
Disclosure

SEC source: 0001493152-22-000483 · ownership.xml · nonDerivative · entry 1

Chambrello Michael R. · CIK 0001332058 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 7,627

F1 · kind: Reflects grant of restricted stock units under the Issuer's non-employee director compensation policy. One-quarter of the units vested upon grant and the remaining three-quarters of the units will vest in three equal installments on April 1, 2022, July 1, 2022 and October 1, 2022. The units convert into shares of common stock on a one-for-one basis.

F1 · price: Reflects grant of restricted stock units under the Issuer's non-employee director compensation policy. One-quarter of the units vested upon grant and the remaining three-quarters of the units will vest in three equal installments on April 1, 2022, July 1, 2022 and October 1, 2022. The units convert into shares of common stock on a one-for-one basis.

F2 · balance_after: Does not include 22,555 restricted stock units from awards received in prior years which were reported by the reporting person on Table II of the Form 4 for the applicable awards and which are subject to deferred settlement until the reporting person ceases to serve as a member of the Issuer's board of directors or upon a change in control of the Issuer.

Read SEC document
January 03, 2022 Filed Jan 6, 2022 01:22 UTC GrantCommon Stock 8,390 Not disclosed Not disclosed
Disclosure

SEC source: 0001493152-22-000489 · ownership.xml · nonDerivative · entry 1

Vandemore John M · CIK 0001542442 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 9,390

F1 · kind: Reflects grant of restricted stock units under the Issuer's non-employee director compensation policy. One-quarter of the units vested upon grant and the remaining three-quarters of the units will vest in three equal installments on April 1, 2022, July 1, 2022 and October 1, 2022. The units convert into shares of common stock on a one-for-one basis. In accordance with the reporting person's deferral election, vested units will not settle until the reporting person ceases to serve as a member of the Issuer's board of directors or upon a change in control of the Issuer.

F1 · price: Reflects grant of restricted stock units under the Issuer's non-employee director compensation policy. One-quarter of the units vested upon grant and the remaining three-quarters of the units will vest in three equal installments on April 1, 2022, July 1, 2022 and October 1, 2022. The units convert into shares of common stock on a one-for-one basis. In accordance with the reporting person's deferral election, vested units will not settle until the reporting person ceases to serve as a member of the Issuer's board of directors or upon a change in control of the Issuer.

F2 · balance_after: Does not include 39,157 restricted stock units from awards received in prior years which were reported by the reporting person on Table II of the Form 4 for the applicable awards and which are likewise subject to deferred settlement.

Read SEC document
January 03, 2022 Filed Jan 6, 2022 01:20 UTC GrantCommon Stock 7,627 Not disclosed Not disclosed
Disclosure

SEC source: 0001493152-22-000487 · ownership.xml · nonDerivative · entry 1

Tautscher Katja · CIK 0001848825 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 7,627

F1 · kind: Reflects grant of restricted stock units under the Issuer's non-employee director compensation policy. One-quarter of the units vested upon grant and the remaining three-quarters of the units will vest in three equal installments on April 1, 2022, July 1, 2022 and October 1, 2022. The units convert into shares of common stock on a one-for-one basis. In accordance with the reporting person's deferral election, vested units will not settle until the reporting person ceases to serve as a member of the Issuer's board of directors or upon a change in control of the Issuer.

F1 · price: Reflects grant of restricted stock units under the Issuer's non-employee director compensation policy. One-quarter of the units vested upon grant and the remaining three-quarters of the units will vest in three equal installments on April 1, 2022, July 1, 2022 and October 1, 2022. The units convert into shares of common stock on a one-for-one basis. In accordance with the reporting person's deferral election, vested units will not settle until the reporting person ceases to serve as a member of the Issuer's board of directors or upon a change in control of the Issuer.

F2 · balance_after: Does not include 5,130 restricted stock units from an award received in 2021 which was reported by the reporting person on Table II of the Form 4 for the award and which restricted stock units are likewise subject to deferred settlement.

Read SEC document
December 31, 2021 Filed Jan 4, 2022 21:06 UTC
WEIL A LORNEDirector · Executive Chairman
Exercise / conversionRestricted Stock Units · Derivative 12,500 $0.00 $0.00
Disclosure

SEC source: 0001493152-22-000359 · ownership.xml · derivative · entry 7

WEIL A LORNE · CIK 0000921873 · Director · Executive Chairman

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 25,000

Underlying: Common Stock · 12,500 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_price: Represents conversion of restricted stock units into shares of common stock on a one-for-one basis.

F7 · derivative.exercise_date: These restricted stock units were granted on June 9, 2021. One-third of the units vested on December 31, 2021 and the balance is scheduled to vest in two equal installments on December 31, 2022 and December 31, 2023.

F7 · derivative.expiration_date: These restricted stock units were granted on June 9, 2021. One-third of the units vested on December 31, 2021 and the balance is scheduled to vest in two equal installments on December 31, 2022 and December 31, 2023.

Read SEC document
December 31, 2021 Filed Jan 4, 2022 21:06 UTC
WEIL A LORNEDirector · Executive Chairman
Exercise / conversionRestricted Stock Units · Derivative 30,389 $0.00 $0.00
Disclosure

SEC source: 0001493152-22-000359 · ownership.xml · derivative · entry 6

WEIL A LORNE · CIK 0000921873 · Director · Executive Chairman

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 60,778

Underlying: Common Stock · 30,389 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_price: Represents conversion of restricted stock units into shares of common stock on a one-for-one basis.

F6 · derivative.exercise_date: These restricted stock units were granted on August 31, 2020. One-fourth of the units vested on each of June 30, 2021 and December 31, 2021 and the balance is scheduled to vest on December 31, 2022.

F6 · derivative.expiration_date: These restricted stock units were granted on August 31, 2020. One-fourth of the units vested on each of June 30, 2021 and December 31, 2021 and the balance is scheduled to vest on December 31, 2022.

Read SEC document
December 31, 2021 Filed Jan 4, 2022 21:06 UTC
WEIL A LORNEDirector · Executive Chairman
Exercise / conversionPerformance Restricted Stock Units · Derivative 49,961 $0.00 $0.00
Disclosure

SEC source: 0001493152-22-000359 · ownership.xml · derivative · entry 5

WEIL A LORNE · CIK 0000921873 · Director · Executive Chairman

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 49,961 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_price: Represents conversion of restricted stock units into shares of common stock on a one-for-one basis.

F5 · derivative.exercise_date: These performance restricted stock units were approved by the Issuer's compensation committee subject to stockholder approval which was obtained on May 14, 2019. The award was conditioned on attainment of pre-established performance criteria for 2019 and a time-based vesting schedule (vesting in one installment on December 31, 2021). On March 26, 2020, the Issuer's compensation committee determined that the performance condition was attained with respect to 49,961 units, representing approximately 87% of the reporting person's target award.

F5 · derivative.expiration_date: These performance restricted stock units were approved by the Issuer's compensation committee subject to stockholder approval which was obtained on May 14, 2019. The award was conditioned on attainment of pre-established performance criteria for 2019 and a time-based vesting schedule (vesting in one installment on December 31, 2021). On March 26, 2020, the Issuer's compensation committee determined that the performance condition was attained with respect to 49,961 units, representing approximately 87% of the reporting person's target award.

Read SEC document
December 31, 2021 Filed Jan 4, 2022 21:06 UTC
WEIL A LORNEDirector · Executive Chairman
Exercise / conversionRestricted Stock Units · Derivative 60,215 $0.00 $0.00
Disclosure

SEC source: 0001493152-22-000359 · ownership.xml · derivative · entry 4

WEIL A LORNE · CIK 0000921873 · Director · Executive Chairman

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 60,215 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_price: Represents conversion of restricted stock units into shares of common stock on a one-for-one basis.

F4 · derivative.exercise_date: These restricted stock units were approved by the Issuer's compensation committee subject to stockholder approval which was obtained on May 14, 2019. One-third of the units vested on each of December 31, 2019, December 31, 2020 and December 31, 2021.

F4 · derivative.expiration_date: These restricted stock units were approved by the Issuer's compensation committee subject to stockholder approval which was obtained on May 14, 2019. One-third of the units vested on each of December 31, 2019, December 31, 2020 and December 31, 2021.

Read SEC document
December 31, 2021 Filed Jan 4, 2022 21:06 UTC
WEIL A LORNEDirector · Executive Chairman
Tax withholdingCommon Stock 87,829 $12.96 $1,138,263.84
Disclosure

SEC source: 0001493152-22-000359 · ownership.xml · nonDerivative · entry 2

WEIL A LORNE · CIK 0000921873 · Director · Executive Chairman

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 676,847

F2 · kind: Represents shares withheld to satisfy tax withholding requirements for settlement of restricted stock units.

Read SEC document
December 31, 2021 Filed Jan 4, 2022 21:06 UTC
WEIL A LORNEDirector · Executive Chairman
Exercise / conversionCommon Stock 153,065 $0.00 $0.00
Disclosure

SEC source: 0001493152-22-000359 · ownership.xml · nonDerivative · entry 1

WEIL A LORNE · CIK 0000921873 · Director · Executive Chairman

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 764,676

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · kind: Represents conversion of restricted stock units into shares of common stock on a one-for-one basis.

Read SEC document
December 31, 2021 Filed Jan 4, 2022 21:09 UTC
Baker Stewart Frank BradleyEVP & Chief Financial Officer
Exercise / conversionRestricted Stock Units · Derivative 7,743 $0.00 $0.00
Disclosure

SEC source: 0001493152-22-000366 · ownership.xml · derivative · entry 6

Baker Stewart Frank Bradley · CIK 0001693697 · EVP & Chief Financial Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 15,487

Underlying: Common Stock · 7,743 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_price: Represents conversion of restricted stock units into shares of common stock on a one-for-one basis.

F6 · derivative.exercise_date: These restricted stock units were granted on June 9, 2021. One-third of the units vested on December 31, 2021 and the balance is scheduled to vest in two equal installments on December 31, 2022 and December 31, 2023.

F6 · derivative.expiration_date: These restricted stock units were granted on June 9, 2021. One-third of the units vested on December 31, 2021 and the balance is scheduled to vest in two equal installments on December 31, 2022 and December 31, 2023.

Read SEC document
December 31, 2021 Filed Jan 4, 2022 21:09 UTC
Baker Stewart Frank BradleyEVP & Chief Financial Officer
Exercise / conversionRestricted Stock Units · Derivative 12,069 $0.00 $0.00
Disclosure

SEC source: 0001493152-22-000366 · ownership.xml · derivative · entry 5

Baker Stewart Frank Bradley · CIK 0001693697 · EVP & Chief Financial Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 24,139

Underlying: Common Stock · 12,069 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_price: Represents conversion of restricted stock units into shares of common stock on a one-for-one basis.

F5 · derivative.exercise_date: These restricted stock units were granted on August 31, 2020. One-fourth of the units vested on each of June 30, 2021 and December 31, 2021 and the balance is scheduled to vest on December 31, 2022.

F5 · derivative.expiration_date: These restricted stock units were granted on August 31, 2020. One-fourth of the units vested on each of June 30, 2021 and December 31, 2021 and the balance is scheduled to vest on December 31, 2022.

Read SEC document
December 31, 2021 Filed Jan 4, 2022 21:09 UTC
Baker Stewart Frank BradleyEVP & Chief Financial Officer
Exercise / conversionPerformance Restricted Stock Units · Derivative 20,157 $0.00 $0.00
Disclosure

SEC source: 0001493152-22-000366 · ownership.xml · derivative · entry 4

Baker Stewart Frank Bradley · CIK 0001693697 · EVP & Chief Financial Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 20,157 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_price: Represents conversion of restricted stock units into shares of common stock on a one-for-one basis.

F4 · derivative.exercise_date: These performance restricted stock units were approved by the Issuer's compensation committee subject to stockholder approval which was obtained on May 14, 2019. The award was conditioned on attainment of pre-established performance criteria for 2019 and a time-based vesting schedule (vesting in one installment on December 31, 2021). On March 26, 2020, the Issuer's compensation committee determined that the performance condition was attained with respect to 20,157 units, representing approximately 87% of the reporting person's target award.

F4 · derivative.expiration_date: These performance restricted stock units were approved by the Issuer's compensation committee subject to stockholder approval which was obtained on May 14, 2019. The award was conditioned on attainment of pre-established performance criteria for 2019 and a time-based vesting schedule (vesting in one installment on December 31, 2021). On March 26, 2020, the Issuer's compensation committee determined that the performance condition was attained with respect to 20,157 units, representing approximately 87% of the reporting person's target award.

Read SEC document
December 31, 2021 Filed Jan 4, 2022 21:09 UTC
Baker Stewart Frank BradleyEVP & Chief Financial Officer
Exercise / conversionRestricted Stock Units · Derivative 24,127 $0.00 $0.00
Disclosure

SEC source: 0001493152-22-000366 · ownership.xml · derivative · entry 3

Baker Stewart Frank Bradley · CIK 0001693697 · EVP & Chief Financial Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 24,127 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_price: Represents conversion of restricted stock units into shares of common stock on a one-for-one basis.

F3 · derivative.exercise_date: These restricted stock units were approved by the Issuer's compensation committee subject to stockholder approval which was obtained on May 14, 2019. One-third of the units vested on each of December 31, 2019, December 31, 2020 and December 31, 2021.

F3 · derivative.expiration_date: These restricted stock units were approved by the Issuer's compensation committee subject to stockholder approval which was obtained on May 14, 2019. One-third of the units vested on each of December 31, 2019, December 31, 2020 and December 31, 2021.

Read SEC document
December 31, 2021 Filed Jan 4, 2022 21:09 UTC
Baker Stewart Frank BradleyEVP & Chief Financial Officer
Tax withholdingCommon Stock 30,126 $12.96 $390,432.96
Disclosure

SEC source: 0001493152-22-000366 · ownership.xml · nonDerivative · entry 2

Baker Stewart Frank Bradley · CIK 0001693697 · EVP & Chief Financial Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 73,935

F2 · kind: Represents shares withheld to satisfy tax withholding requirements for settlement of restricted stock units.

Read SEC document
December 31, 2021 Filed Jan 4, 2022 21:09 UTC
Baker Stewart Frank BradleyEVP & Chief Financial Officer
Exercise / conversionCommon Stock 64,096 $0.00 $0.00
Disclosure

SEC source: 0001493152-22-000366 · ownership.xml · nonDerivative · entry 1

Baker Stewart Frank Bradley · CIK 0001693697 · EVP & Chief Financial Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 104,061

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · kind: Represents conversion of restricted stock units into shares of common stock on a one-for-one basis.

Read SEC document
December 31, 2021 Filed Jan 5, 2022 02:04 UTC
Silvers Daniel B.EVP & Chief Strategy Officer
Exercise / conversionRestricted Stock Units · Derivative 9,166 $0.00 $0.00
Disclosure

SEC source: 0001493152-22-000352 · ownership.xml · derivative · entry 6

Silvers Daniel B. · CIK 0001468195 · EVP & Chief Strategy Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 18,334

Underlying: Common Stock · 9,166 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_price: Represents conversion of restricted stock units into shares of common stock on a one-for-one basis.

F6 · derivative.exercise_date: These restricted stock units were granted on June 9, 2021. One-third of the units vested on December 31, 2021 and the balance is scheduled to vest in two equal installments on December 31, 2022 and December 31, 2023.

F6 · derivative.expiration_date: These restricted stock units were granted on June 9, 2021. One-third of the units vested on December 31, 2021 and the balance is scheduled to vest in two equal installments on December 31, 2022 and December 31, 2023.

Read SEC document
December 31, 2021 Filed Jan 5, 2022 02:04 UTC
Silvers Daniel B.EVP & Chief Strategy Officer
Exercise / conversionRestricted Stock Units · Derivative 15,599 $0.00 $0.00
Disclosure

SEC source: 0001493152-22-000352 · ownership.xml · derivative · entry 5

Silvers Daniel B. · CIK 0001468195 · EVP & Chief Strategy Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 31,200

Underlying: Common Stock · 15,599 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_price: Represents conversion of restricted stock units into shares of common stock on a one-for-one basis.

F5 · derivative.exercise_date: These restricted stock units were granted on August 31, 2020. One-fourth of the units vested on each of June 30, 2021 and December 31, 2021 and the balance is scheduled to vest on December 31, 2022.

F5 · derivative.expiration_date: These restricted stock units were granted on August 31, 2020. One-fourth of the units vested on each of June 30, 2021 and December 31, 2021 and the balance is scheduled to vest on December 31, 2022.

Read SEC document
December 31, 2021 Filed Jan 5, 2022 02:04 UTC
Silvers Daniel B.EVP & Chief Strategy Officer
Exercise / conversionPerformance Restricted Stock Units · Derivative 25,647 $0.00 $0.00
Disclosure

SEC source: 0001493152-22-000352 · ownership.xml · derivative · entry 4

Silvers Daniel B. · CIK 0001468195 · EVP & Chief Strategy Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 25,647 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_price: Represents conversion of restricted stock units into shares of common stock on a one-for-one basis.

F4 · derivative.exercise_date: These performance restricted stock units were approved by the Issuer's compensation committee subject to stockholder approval which was obtained on May 14, 2019. The award was conditioned on attainment of pre-established performance criteria for 2019 and a time-based vesting schedule (vesting in one installment on December 31, 2021). On March 26, 2020, the Issuer's compensation committee determined that the performance condition was attained with respect to 25,647 units, representing approximately 87% of the reporting person's target award.

F4 · derivative.expiration_date: These performance restricted stock units were approved by the Issuer's compensation committee subject to stockholder approval which was obtained on May 14, 2019. The award was conditioned on attainment of pre-established performance criteria for 2019 and a time-based vesting schedule (vesting in one installment on December 31, 2021). On March 26, 2020, the Issuer's compensation committee determined that the performance condition was attained with respect to 25,647 units, representing approximately 87% of the reporting person's target award.

Read SEC document
December 31, 2021 Filed Jan 5, 2022 02:04 UTC
Silvers Daniel B.EVP & Chief Strategy Officer
Exercise / conversionRestricted Stock Units · Derivative 30,910 $0.00 $0.00
Disclosure

SEC source: 0001493152-22-000352 · ownership.xml · derivative · entry 3

Silvers Daniel B. · CIK 0001468195 · EVP & Chief Strategy Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 30,910 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_price: Represents conversion of restricted stock units into shares of common stock on a one-for-one basis.

F3 · derivative.exercise_date: These restricted stock units were approved by the Issuer's compensation committee subject to stockholder approval which was obtained on May 14, 2019. One-third of the units vested on each of December 31, 2019, December 31, 2020 and December 31, 2021.

F3 · derivative.expiration_date: These restricted stock units were approved by the Issuer's compensation committee subject to stockholder approval which was obtained on May 14, 2019. One-third of the units vested on each of December 31, 2019, December 31, 2020 and December 31, 2021.

Read SEC document
December 31, 2021 Filed Jan 5, 2022 02:04 UTC
Silvers Daniel B.EVP & Chief Strategy Officer
Tax withholdingCommon Stock 41,003 $12.96 $531,398.88
Disclosure

SEC source: 0001493152-22-000352 · ownership.xml · nonDerivative · entry 2

Silvers Daniel B. · CIK 0001468195 · EVP & Chief Strategy Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 96,163

F2 · kind: Represents shares withheld to satisfy tax withholding requirements for settlement of restricted stock units.

Read SEC document
December 31, 2021 Filed Jan 5, 2022 02:04 UTC
Silvers Daniel B.EVP & Chief Strategy Officer
Exercise / conversionCommon Stock 81,322 $0.00 $0.00
Disclosure

SEC source: 0001493152-22-000352 · ownership.xml · nonDerivative · entry 1

Silvers Daniel B. · CIK 0001468195 · EVP & Chief Strategy Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 137,166

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · kind: Represents conversion of restricted stock units into shares of common stock on a one-for-one basis.

Read SEC document
December 31, 2021 Filed Jan 4, 2022 21:07 UTC
PIERCE BROOKS HPresident and COO
Exercise / conversionRestricted Stock Units · Derivative 11,904 $0.00 $0.00
Disclosure

SEC source: 0001493152-22-000360 · ownership.xml · derivative · entry 6

PIERCE BROOKS H · CIK 0001250108 · President and COO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 23,810

Underlying: Common Stock · 11,904 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_price: Represents conversion of restricted stock units into shares of common stock on a one-for-one basis.

F6 · derivative.exercise_date: These restricted stock units were granted on June 9, 2021. One-third of the units vested on December 31, 2021 and the balance is scheduled to vest in two equal installments on December 31, 2022 and December 31, 2023.

F6 · derivative.expiration_date: These restricted stock units were granted on June 9, 2021. One-third of the units vested on December 31, 2021 and the balance is scheduled to vest in two equal installments on December 31, 2022 and December 31, 2023.

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December 31, 2021 Filed Jan 4, 2022 21:07 UTC
PIERCE BROOKS HPresident and COO
Exercise / conversionRestricted Stock Units · Derivative 20,259 $0.00 $0.00
Disclosure

SEC source: 0001493152-22-000360 · ownership.xml · derivative · entry 5

PIERCE BROOKS H · CIK 0001250108 · President and COO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 40,519

Underlying: Common Stock · 20,259 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_price: Represents conversion of restricted stock units into shares of common stock on a one-for-one basis.

F5 · derivative.exercise_date: These restricted stock units were granted on August 31, 2020. One-fourth of the units vested on each of June 30, 2021 and December 31, 2021 and the balance is scheduled to vest on December 31, 2022.

F5 · derivative.expiration_date: These restricted stock units were granted on August 31, 2020. One-fourth of the units vested on each of June 30, 2021 and December 31, 2021 and the balance is scheduled to vest on December 31, 2022.

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December 31, 2021 Filed Jan 4, 2022 21:07 UTC
PIERCE BROOKS HPresident and COO
Exercise / conversionPerformance Restricted Stock Units · Derivative 26,646 $0.00 $0.00
Disclosure

SEC source: 0001493152-22-000360 · ownership.xml · derivative · entry 4

PIERCE BROOKS H · CIK 0001250108 · President and COO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 26,646 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_price: Represents conversion of restricted stock units into shares of common stock on a one-for-one basis.

F4 · derivative.exercise_date: These performance restricted stock units were approved by the Issuer's compensation committee subject to stockholder approval which was obtained on May 14, 2019. The award was conditioned on attainment of pre-established performance criteria for 2019 and a time-based vesting schedule (vesting in one installment on December 31, 2021). On March 26, 2020, the Issuer's compensation committee determined that the performance condition was attained with respect to 26,646 units, representing approximately 87% of the reporting person's target award.

F4 · derivative.expiration_date: These performance restricted stock units were approved by the Issuer's compensation committee subject to stockholder approval which was obtained on May 14, 2019. The award was conditioned on attainment of pre-established performance criteria for 2019 and a time-based vesting schedule (vesting in one installment on December 31, 2021). On March 26, 2020, the Issuer's compensation committee determined that the performance condition was attained with respect to 26,646 units, representing approximately 87% of the reporting person's target award.

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Value uses the disclosed total when available, otherwise shares × reported transaction price. It is not an estimate of exercise cash cost or investment performance.