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Inspired Entertainment, Inc.

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Tapewire entity
6542
SEC CIK
0001615063
Parsed reports
263

Last 12 months

Inside the activity.

11 purchase rows · 0 sale rows

Disclosed non-derivative P/S rows, by transaction month. Includes amendments and private transactions.
Monthly counts
MonthPurchasesSales
Nov 202530
Dec 202500
Jan 202600
Feb 202600
Mar 202680
Apr 202600
May 202600
Jun 202600
Jul 202600
Aug 202600
Sep 202600
Oct 202600

Latest available

Insider transactions

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Purchases/sales include open-market and private transactions. Plan disclosure applies to the filing; individual rows may differ. “Not disclosed” is not “unplanned.”

The cutoff filters transaction history only. Company summaries and owner relationships show the latest available disclosures. Parser corrections can improve historical records.

Transaction dateOwner / reported roleActivity / securityShares / unitsReported priceReported valueDetails
March 16, 2023 Filed Mar 20, 2023 18:06 UTC
PIERCE BROOKS HPresident and CEO
Exercise / conversionPerformance Restricted Stock Units · Derivative 25,000 $0.00 $0.00
Disclosure

SEC source: 0001493152-23-008288 · ownership.xml · derivative · entry 5

PIERCE BROOKS H · CIK 0001250108 · President and CEO

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 25,000

Underlying: Common Stock · 25,000 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F4 · security: The Issuer's compensation committee determined that the pre-established performance condition for 2022 was attained with respect to 25,000 performance restricted stock units covered by an award granted to the reporting person on February 17, 2020, representing the reporting person's target number of units, whereupon the units were settled on a net share basis. There is one remaining tranche covered by the award (in the amount of 25,000 target units) which is conditioned on attainment of pre-established performance criteria for 2023.

F1 · derivative.exercise_price: Represents conversion of performance restricted stock units into shares of common stock on a one-for-one basis. Such units were part of an award granted to the reporting person on February 17, 2020 subject to attainment of performance criteria for 2022 (see note 4 below).

F1 · kind: Represents conversion of performance restricted stock units into shares of common stock on a one-for-one basis. Such units were part of an award granted to the reporting person on February 17, 2020 subject to attainment of performance criteria for 2022 (see note 4 below).

F4 · derivative.exercise_date: The Issuer's compensation committee determined that the pre-established performance condition for 2022 was attained with respect to 25,000 performance restricted stock units covered by an award granted to the reporting person on February 17, 2020, representing the reporting person's target number of units, whereupon the units were settled on a net share basis. There is one remaining tranche covered by the award (in the amount of 25,000 target units) which is conditioned on attainment of pre-established performance criteria for 2023.

F4 · derivative.expiration_date: The Issuer's compensation committee determined that the pre-established performance condition for 2022 was attained with respect to 25,000 performance restricted stock units covered by an award granted to the reporting person on February 17, 2020, representing the reporting person's target number of units, whereupon the units were settled on a net share basis. There is one remaining tranche covered by the award (in the amount of 25,000 target units) which is conditioned on attainment of pre-established performance criteria for 2023.

Read SEC document
March 16, 2023 Filed Mar 20, 2023 18:06 UTC
PIERCE BROOKS HPresident and CEO
GrantPerformance Restricted Stock Units · Derivative 25,000 $0.00 $0.00
Disclosure

SEC source: 0001493152-23-008288 · ownership.xml · derivative · entry 4

PIERCE BROOKS H · CIK 0001250108 · President and CEO

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 50,000

Underlying: Common Stock · 25,000 shares

Expires not disclosed

F4 · security: The Issuer's compensation committee determined that the pre-established performance condition for 2022 was attained with respect to 25,000 performance restricted stock units covered by an award granted to the reporting person on February 17, 2020, representing the reporting person's target number of units, whereupon the units were settled on a net share basis. There is one remaining tranche covered by the award (in the amount of 25,000 target units) which is conditioned on attainment of pre-established performance criteria for 2023.

F5 · derivative.exercise_price: Each unit represents a contingent right to receive one share of common stock at settlement.

F4 · kind: The Issuer's compensation committee determined that the pre-established performance condition for 2022 was attained with respect to 25,000 performance restricted stock units covered by an award granted to the reporting person on February 17, 2020, representing the reporting person's target number of units, whereupon the units were settled on a net share basis. There is one remaining tranche covered by the award (in the amount of 25,000 target units) which is conditioned on attainment of pre-established performance criteria for 2023.

F4 · derivative.exercise_date: The Issuer's compensation committee determined that the pre-established performance condition for 2022 was attained with respect to 25,000 performance restricted stock units covered by an award granted to the reporting person on February 17, 2020, representing the reporting person's target number of units, whereupon the units were settled on a net share basis. There is one remaining tranche covered by the award (in the amount of 25,000 target units) which is conditioned on attainment of pre-established performance criteria for 2023.

F4 · derivative.expiration_date: The Issuer's compensation committee determined that the pre-established performance condition for 2022 was attained with respect to 25,000 performance restricted stock units covered by an award granted to the reporting person on February 17, 2020, representing the reporting person's target number of units, whereupon the units were settled on a net share basis. There is one remaining tranche covered by the award (in the amount of 25,000 target units) which is conditioned on attainment of pre-established performance criteria for 2023.

Read SEC document
March 16, 2023 Filed Mar 20, 2023 18:06 UTC
PIERCE BROOKS HPresident and CEO
Tax withholdingCommon Stock 7,951 $13.13 $104,396.63
Disclosure

SEC source: 0001493152-23-008288 · ownership.xml · nonDerivative · entry 2

PIERCE BROOKS H · CIK 0001250108 · President and CEO

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 121,412

F2 · kind: Represents shares withheld to satisfy tax withholding requirements for settlement of performance restricted stock units.

Read SEC document
March 16, 2023 Filed Mar 20, 2023 18:06 UTC
PIERCE BROOKS HPresident and CEO
Exercise / conversionCommon Stock 25,000 $0.00 $0.00
Disclosure

SEC source: 0001493152-23-008288 · ownership.xml · nonDerivative · entry 1

PIERCE BROOKS H · CIK 0001250108 · President and CEO

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 129,363

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · kind: Represents conversion of performance restricted stock units into shares of common stock on a one-for-one basis. Such units were part of an award granted to the reporting person on February 17, 2020 subject to attainment of performance criteria for 2022 (see note 4 below).

Read SEC document
March 16, 2023 Filed Mar 20, 2023 22:04 UTC
Damon CarysEVP & General Counsel
GrantPerformance Restricted Stock Units · Derivative 13,221 $0.00 $0.00
Disclosure

SEC source: 0001493152-23-008286 · ownership.xml · derivative · entry 1

Damon Carys · CIK 0001786209 · EVP & General Counsel

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 13,221

Underlying: Common Stock · 13,221 shares

Expires not disclosed

F1 · security: The Issuer's compensation committee determined that the pre-established performance condition for 2022 was attained with respect to 13,221 performance restricted stock units granted to the reporting person on February 14, 2022, representing the reporting person's target award.

F2 · derivative.exercise_price: Each unit represents a contingent right to receive one share of common stock at settlement.

F1 · kind: The Issuer's compensation committee determined that the pre-established performance condition for 2022 was attained with respect to 13,221 performance restricted stock units granted to the reporting person on February 14, 2022, representing the reporting person's target award.

F3 · derivative.exercise_date: The units remain subject to a time-based vesting schedule (vesting in one installment on December 31, 2024).

F3 · derivative.expiration_date: The units remain subject to a time-based vesting schedule (vesting in one installment on December 31, 2024).

Read SEC document
February 14, 2023 Filed Feb 16, 2023 17:35 UTC
WEIL A LORNEDirector · Executive Chairman
GrantPerformance Restricted Stock Units · Derivative 25,078 $0.00 $0.00
Disclosure

SEC source: 0001493152-23-005350 · ownership.xml · derivative · entry 2

WEIL A LORNE · CIK 0000921873 · Director · Executive Chairman

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 25,078

Underlying: Common Stock · 25,078 shares

Expires not disclosed

F1 · security: Reflects awards approved under the Inspired Entertainment, Inc. 2021 Omnibus Incentive Plan.

F2 · derivative.exercise_price: Each unit represents a contingent right to receive one share of common stock at settlement.

F4 · derivative.exercise_date: These performance restricted stock units are conditioned on attainment of pre-established performance criteria for 2023. Depending on the level of performance attained, 0% to 200% of the units would be eligible to vest and be subject to a time-based vesting schedule (vesting in one installment on December 31, 2025).

F4 · derivative.expiration_date: These performance restricted stock units are conditioned on attainment of pre-established performance criteria for 2023. Depending on the level of performance attained, 0% to 200% of the units would be eligible to vest and be subject to a time-based vesting schedule (vesting in one installment on December 31, 2025).

Read SEC document
February 14, 2023 Filed Feb 16, 2023 17:35 UTC
WEIL A LORNEDirector · Executive Chairman
GrantRestricted Stock Units · Derivative 25,078 $0.00 $0.00
Disclosure

SEC source: 0001493152-23-005350 · ownership.xml · derivative · entry 1

WEIL A LORNE · CIK 0000921873 · Director · Executive Chairman

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 25,078

Underlying: Common Stock · 25,078 shares

Expires not disclosed

F1 · security: Reflects awards approved under the Inspired Entertainment, Inc. 2021 Omnibus Incentive Plan.

F2 · derivative.exercise_price: Each unit represents a contingent right to receive one share of common stock at settlement.

F3 · derivative.exercise_date: These restricted stock units are scheduled to vest in three equal installments on each of December 31, 2023, December 31, 2024 and December 31, 2025.

F3 · derivative.expiration_date: These restricted stock units are scheduled to vest in three equal installments on each of December 31, 2023, December 31, 2024 and December 31, 2025.

Read SEC document
February 14, 2023 Filed Feb 16, 2023 17:32 UTC
Baker Stewart Frank BradleyEVP & Chief Financial Officer
GrantPerformance Restricted Stock Units · Derivative 12,666 $0.00 $0.00
Disclosure

SEC source: 0001493152-23-005347 · ownership.xml · derivative · entry 2

Baker Stewart Frank Bradley · CIK 0001693697 · EVP & Chief Financial Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 12,666

Underlying: Common Stock · 12,666 shares

Expires not disclosed

F1 · security: Reflects awards approved under the Inspired Entertainment, Inc. 2021 Omnibus Incentive Plan.

F2 · derivative.exercise_price: Each unit represents a contingent right to receive one share of common stock at settlement.

F4 · derivative.exercise_date: These performance restricted stock units are conditioned on attainment of pre-established performance criteria for 2023. Depending on the level of performance attained, 0% to 200% of the units would be eligible to vest and be subject to a time-based vesting schedule (vesting in one installment on December 31, 2025).

F4 · derivative.expiration_date: These performance restricted stock units are conditioned on attainment of pre-established performance criteria for 2023. Depending on the level of performance attained, 0% to 200% of the units would be eligible to vest and be subject to a time-based vesting schedule (vesting in one installment on December 31, 2025).

Read SEC document
February 14, 2023 Filed Feb 16, 2023 17:32 UTC
Baker Stewart Frank BradleyEVP & Chief Financial Officer
GrantRestricted Stock Units · Derivative 12,667 $0.00 $0.00
Disclosure

SEC source: 0001493152-23-005347 · ownership.xml · derivative · entry 1

Baker Stewart Frank Bradley · CIK 0001693697 · EVP & Chief Financial Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 12,667

Underlying: Common Stock · 12,667 shares

Expires not disclosed

F1 · security: Reflects awards approved under the Inspired Entertainment, Inc. 2021 Omnibus Incentive Plan.

F2 · derivative.exercise_price: Each unit represents a contingent right to receive one share of common stock at settlement.

F3 · derivative.exercise_date: These restricted stock units are scheduled to vest in three equal installments on each of December 31, 2023, December 31, 2024 and December 31, 2025.

F3 · derivative.expiration_date: These restricted stock units are scheduled to vest in three equal installments on each of December 31, 2023, December 31, 2024 and December 31, 2025.

Read SEC document
February 14, 2023 Filed Feb 16, 2023 17:33 UTC
PIERCE BROOKS HPresident and CEO
GrantPerformance Restricted Stock Units · Derivative 19,500 $0.00 $0.00
Disclosure

SEC source: 0001493152-23-005348 · ownership.xml · derivative · entry 2

PIERCE BROOKS H · CIK 0001250108 · President and CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 19,500

Underlying: Common Stock · 19,500 shares

Expires not disclosed

F1 · security: Reflects awards approved under the Inspired Entertainment, Inc. 2021 Omnibus Incentive Plan.

F2 · derivative.exercise_price: Each unit represents a contingent right to receive one share of common stock at settlement.

F4 · derivative.exercise_date: These performance restricted stock units are conditioned on attainment of pre-established performance criteria for 2023. Depending on the level of performance attained, 0% to 200% of the units would be eligible to vest and be subject to a time-based vesting schedule (vesting in one installment on December 31, 2025).

F4 · derivative.expiration_date: These performance restricted stock units are conditioned on attainment of pre-established performance criteria for 2023. Depending on the level of performance attained, 0% to 200% of the units would be eligible to vest and be subject to a time-based vesting schedule (vesting in one installment on December 31, 2025).

Read SEC document
February 14, 2023 Filed Feb 16, 2023 17:33 UTC
PIERCE BROOKS HPresident and CEO
GrantRestricted Stock Units · Derivative 19,500 $0.00 $0.00
Disclosure

SEC source: 0001493152-23-005348 · ownership.xml · derivative · entry 1

PIERCE BROOKS H · CIK 0001250108 · President and CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 19,500

Underlying: Common Stock · 19,500 shares

Expires not disclosed

F1 · security: Reflects awards approved under the Inspired Entertainment, Inc. 2021 Omnibus Incentive Plan.

F2 · derivative.exercise_price: Each unit represents a contingent right to receive one share of common stock at settlement.

F3 · derivative.exercise_date: These restricted stock units are scheduled to vest in three equal installments on each of December 31, 2023, December 31, 2024 and December 31, 2025.

F3 · derivative.expiration_date: These restricted stock units are scheduled to vest in three equal installments on each of December 31, 2023, December 31, 2024 and December 31, 2025.

Read SEC document
February 14, 2023 Filed Feb 16, 2023 22:35 UTC
Damon CarysEVP & General Counsel
GrantPerformance Restricted Stock Units · Derivative 12,666 $0.00 $0.00
Disclosure

SEC source: 0001493152-23-005351 · ownership.xml · derivative · entry 2

Damon Carys · CIK 0001786209 · EVP & General Counsel

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 12,666

Underlying: Common Stock · 12,666 shares

Expires not disclosed

F1 · security: Reflects awards approved under the Inspired Entertainment, Inc. 2021 Omnibus Incentive Plan.

F2 · derivative.exercise_price: Each unit represents a contingent right to receive one share of common stock at settlement.

F4 · derivative.exercise_date: These performance restricted stock units are conditioned on attainment of pre-established performance criteria for 2023. Depending on the level of performance attained, 0% to 200% of the units would be eligible to vest and be subject to a time-based vesting schedule (vesting in one installment on December 31, 2025).

F4 · derivative.expiration_date: These performance restricted stock units are conditioned on attainment of pre-established performance criteria for 2023. Depending on the level of performance attained, 0% to 200% of the units would be eligible to vest and be subject to a time-based vesting schedule (vesting in one installment on December 31, 2025).

Read SEC document
February 14, 2023 Filed Feb 16, 2023 22:35 UTC
Damon CarysEVP & General Counsel
GrantRestricted Stock Units · Derivative 12,667 $0.00 $0.00
Disclosure

SEC source: 0001493152-23-005351 · ownership.xml · derivative · entry 1

Damon Carys · CIK 0001786209 · EVP & General Counsel

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 12,667

Underlying: Common Stock · 12,667 shares

Expires not disclosed

F1 · security: Reflects awards approved under the Inspired Entertainment, Inc. 2021 Omnibus Incentive Plan.

F2 · derivative.exercise_price: Each unit represents a contingent right to receive one share of common stock at settlement.

F3 · derivative.exercise_date: These restricted stock units are scheduled to vest in three equal installments on each of December 31, 2023, December 31, 2024 and December 31, 2025.

F3 · derivative.expiration_date: These restricted stock units are scheduled to vest in three equal installments on each of December 31, 2023, December 31, 2024 and December 31, 2025.

Read SEC document
January 03, 2023 Filed Jan 5, 2023 17:55 UTC GrantCommon Stock 8,560 Not disclosed Not disclosed
Disclosure

SEC source: 0001493152-23-000674 · ownership.xml · nonDerivative · entry 1

SAFERIN STEVEN M · CIK 0001082189 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 17,708

F1 · kind: Reflects grant of restricted stock units under the Issuer's non-employee director compensation policy. One-quarter of the units vested upon grant and the remaining three-quarters of the units will vest in three equal installments on April 1, 2023, July 1, 2023 and October 1, 2023. The units convert into shares of common stock on a one-for-one basis. In accordance with the reporting person's deferral election, vested units will not settle until the reporting person ceases to serve as a member of the Issuer's board of directors or upon a change in control of the Issuer.

F1 · price: Reflects grant of restricted stock units under the Issuer's non-employee director compensation policy. One-quarter of the units vested upon grant and the remaining three-quarters of the units will vest in three equal installments on April 1, 2023, July 1, 2023 and October 1, 2023. The units convert into shares of common stock on a one-for-one basis. In accordance with the reporting person's deferral election, vested units will not settle until the reporting person ceases to serve as a member of the Issuer's board of directors or upon a change in control of the Issuer.

F2 · balance_after: Does not include 30,196 restricted stock units from awards received during the years 2018 to 2021 which were reported by the reporting person on Table II of the Form 4 for the applicable awards and which are likewise subject to deferred settlement.

Read SEC document
January 03, 2023 Filed Jan 5, 2023 17:50 UTC GrantCommon Stock 7,782 Not disclosed Not disclosed
Disclosure

SEC source: 0001493152-23-000668 · ownership.xml · nonDerivative · entry 1

ROGERS DESIREE G · CIK 0001182862 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 15,409

F1 · kind: Reflects grant of restricted stock units under the Issuer's non-employee director compensation policy. One-quarter of the units vested upon grant and the remaining three-quarters of the units will vest in three equal installments on April 1, 2023, July 1, 2023 and October 1, 2023. The units convert into shares of common stock on a one-for-one basis. In accordance with the reporting person's deferral election, vested units will not settle until the reporting person ceases to serve as a member of the Issuer's board of directors or upon a change in control of the Issuer.

F1 · price: Reflects grant of restricted stock units under the Issuer's non-employee director compensation policy. One-quarter of the units vested upon grant and the remaining three-quarters of the units will vest in three equal installments on April 1, 2023, July 1, 2023 and October 1, 2023. The units convert into shares of common stock on a one-for-one basis. In accordance with the reporting person's deferral election, vested units will not settle until the reporting person ceases to serve as a member of the Issuer's board of directors or upon a change in control of the Issuer.

F2 · balance_after: Does not include 27,624 restricted stock units from awards received during the years 2018 to 2021 which were reported by the reporting person on Table II of the Form 4 for the applicable awards and which are likewise subject to deferred settlement.

Read SEC document
January 03, 2023 Filed Jan 5, 2023 17:52 UTC GrantCommon Stock 8,560 Not disclosed Not disclosed
Disclosure

SEC source: 0001493152-23-000671 · ownership.xml · nonDerivative · entry 1

Raphaelson Ira H · CIK 0001352459 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 17,158

F1 · kind: Reflects grant of restricted stock units under the Issuer's non-employee director compensation policy. One-quarter of the units vested upon grant and the remaining three-quarters of the units will vest in three equal installments on April 1, 2023, July 1, 2023 and October 1, 2023. The units convert into shares of common stock on a one-for-one basis.

F1 · price: Reflects grant of restricted stock units under the Issuer's non-employee director compensation policy. One-quarter of the units vested upon grant and the remaining three-quarters of the units will vest in three equal installments on April 1, 2023, July 1, 2023 and October 1, 2023. The units convert into shares of common stock on a one-for-one basis.

F2 · balance_after: Does not include 42,716 restricted stock units from awards received during the years 2017 to 2021 which were reported by the reporting person on Table II of the Form 4 for the applicable awards and which are subject to deferred settlement until the reporting person ceases to serve as a member of the Issuer's board of directors or upon a change in control of the Issuer.

Read SEC document
January 03, 2023 Filed Jan 5, 2023 17:47 UTC GrantCommon Stock 8,560 Not disclosed Not disclosed
Disclosure

SEC source: 0001493152-23-000666 · ownership.xml · nonDerivative · entry 1

Chambrello Michael R. · CIK 0001332058 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 26,786

F1 · kind: Reflects grant of restricted stock units under the Issuer's non-employee director compensation policy. One-quarter of the units vested upon grant and the remaining three-quarters of the units will vest in three equal installments on April 1, 2023, July 1, 2023 and October 1, 2023. The units convert into shares of common stock on a one-for-one basis.

F1 · price: Reflects grant of restricted stock units under the Issuer's non-employee director compensation policy. One-quarter of the units vested upon grant and the remaining three-quarters of the units will vest in three equal installments on April 1, 2023, July 1, 2023 and October 1, 2023. The units convert into shares of common stock on a one-for-one basis.

F2 · balance_after: Does not include 22,555 restricted stock units from awards received during the years 2019 to 2021 which were reported by the reporting person on Table II of the Form 4 for the applicable awards and which are subject to deferred settlement until the reporting person ceases to serve as a member of the Issuer's board of directors or upon a change in control of the Issuer.

Read SEC document
January 03, 2023 Filed Jan 5, 2023 22:57 UTC GrantCommon Stock 8,560 Not disclosed Not disclosed
Disclosure

SEC source: 0001493152-23-000677 · ownership.xml · nonDerivative · entry 1

Vandemore John M · CIK 0001542442 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 17,950

F1 · kind: Reflects grant of restricted stock units under the Issuer's non-employee director compensation policy. One-quarter of the units vested upon grant and the remaining three-quarters of the units will vest in three equal installments on April 1, 2023, July 1, 2023 and October 1, 2023. The units convert into shares of common stock on a one-for-one basis. In accordance with the reporting person's deferral election, vested units will not settle until the reporting person ceases to serve as a member of the Issuer's board of directors or upon a change in control of the Issuer.

F1 · price: Reflects grant of restricted stock units under the Issuer's non-employee director compensation policy. One-quarter of the units vested upon grant and the remaining three-quarters of the units will vest in three equal installments on April 1, 2023, July 1, 2023 and October 1, 2023. The units convert into shares of common stock on a one-for-one basis. In accordance with the reporting person's deferral election, vested units will not settle until the reporting person ceases to serve as a member of the Issuer's board of directors or upon a change in control of the Issuer.

F2 · balance_after: Does not include 39,157 restricted stock units from awards received during the years 2017 to 2021 which were reported by the reporting person on Table II of the Form 4 for the applicable awards and which are likewise subject to deferred settlement.

Read SEC document
January 03, 2023 Filed Jan 5, 2023 22:56 UTC GrantCommon Stock 7,782 Not disclosed Not disclosed
Disclosure

SEC source: 0001493152-23-000675 · ownership.xml · nonDerivative · entry 1

Tautscher Katja · CIK 0001848825 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 15,409

F1 · kind: Reflects grant of restricted stock units under the Issuer's non-employee director compensation policy. One-quarter of the units vested upon grant and the remaining three-quarters of the units will vest in three equal installments on April 1, 2023, July 1, 2023 and October 1, 2023. The units convert into shares of common stock on a one-for-one basis. In accordance with the reporting person's deferral election, vested units will not settle until the reporting person ceases to serve as a member of the Issuer's board of directors or upon a change in control of the Issuer.

F1 · price: Reflects grant of restricted stock units under the Issuer's non-employee director compensation policy. One-quarter of the units vested upon grant and the remaining three-quarters of the units will vest in three equal installments on April 1, 2023, July 1, 2023 and October 1, 2023. The units convert into shares of common stock on a one-for-one basis. In accordance with the reporting person's deferral election, vested units will not settle until the reporting person ceases to serve as a member of the Issuer's board of directors or upon a change in control of the Issuer.

F2 · balance_after: Does not include 5,130 restricted stock units from an award received in 2021 which was reported by the reporting person on Table II of the Form 4 for the award and which restricted stock units are likewise subject to deferred settlement.

Read SEC document
December 30, 2022 Filed Jan 4, 2023 17:58 UTC
WEIL A LORNEDirector · Executive Chairman
Exercise / conversionRestricted Stock Units · Derivative 8,372 $0.00 $0.00
Disclosure

SEC source: 0001493152-23-000386 · ownership.xml · derivative · entry 7

WEIL A LORNE · CIK 0000921873 · Director · Executive Chairman

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 16,745

Underlying: Common Stock · 8,372 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F2 · derivative.exercise_price: Represents conversion of restricted stock units into shares of common stock on a one-for-one basis.

F7 · derivative.exercise_date: These restricted stock units were granted on February 14, 2022. One-third of the units vested on December 30, 2022 and the balance is scheduled to vest in two equal installments on December 31, 2023 and December 31, 2024.

F7 · derivative.expiration_date: These restricted stock units were granted on February 14, 2022. One-third of the units vested on December 30, 2022 and the balance is scheduled to vest in two equal installments on December 31, 2023 and December 31, 2024.

Read SEC document
December 30, 2022 Filed Jan 4, 2023 17:58 UTC
WEIL A LORNEDirector · Executive Chairman
Exercise / conversionRestricted Stock Units · Derivative 12,500 $0.00 $0.00
Disclosure

SEC source: 0001493152-23-000386 · ownership.xml · derivative · entry 6

WEIL A LORNE · CIK 0000921873 · Director · Executive Chairman

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 12,500

Underlying: Common Stock · 12,500 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F2 · derivative.exercise_price: Represents conversion of restricted stock units into shares of common stock on a one-for-one basis.

F6 · derivative.exercise_date: These restricted stock units were granted on June 9, 2021. One-third of the units vested on each of December 31, 2021 and December 30, 2022 and the balance is scheduled to vest on December 31, 2023.

F6 · derivative.expiration_date: These restricted stock units were granted on June 9, 2021. One-third of the units vested on each of December 31, 2021 and December 30, 2022 and the balance is scheduled to vest on December 31, 2023.

Read SEC document
December 30, 2022 Filed Jan 4, 2023 17:58 UTC
WEIL A LORNEDirector · Executive Chairman
Exercise / conversionRestricted Stock Units · Derivative 60,778 $0.00 $0.00
Disclosure

SEC source: 0001493152-23-000386 · ownership.xml · derivative · entry 5

WEIL A LORNE · CIK 0000921873 · Director · Executive Chairman

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 60,778 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F2 · derivative.exercise_price: Represents conversion of restricted stock units into shares of common stock on a one-for-one basis.

F5 · derivative.exercise_date: These restricted stock units were granted on August 31, 2020. One-fourth of the units vested on each of June 30, 2021 and December 31, 2021 and the balance vested on December 30, 2022.

F5 · derivative.expiration_date: These restricted stock units were granted on August 31, 2020. One-fourth of the units vested on each of June 30, 2021 and December 31, 2021 and the balance vested on December 30, 2022.

Read SEC document
December 30, 2022 Filed Jan 4, 2023 17:58 UTC
WEIL A LORNEDirector · Executive Chairman
Tax withholdingCommon Stock 45,153 $12.67 $572,088.51
Disclosure

SEC source: 0001493152-23-000386 · ownership.xml · nonDerivative · entry 3

WEIL A LORNE · CIK 0000921873 · Director · Executive Chairman

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 463,344

F3 · kind: Represents shares withheld to satisfy tax withholding requirements for settlement of restricted stock units.

Read SEC document
December 30, 2022 Filed Jan 4, 2023 17:58 UTC
WEIL A LORNEDirector · Executive Chairman
Exercise / conversionCommon Stock 81,650 $0.00 $0.00
Disclosure

SEC source: 0001493152-23-000386 · ownership.xml · nonDerivative · entry 2

WEIL A LORNE · CIK 0000921873 · Director · Executive Chairman

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 508,497

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F2 · kind: Represents conversion of restricted stock units into shares of common stock on a one-for-one basis.

Read SEC document
December 30, 2022 Filed Jan 4, 2023 17:49 UTC
Baker Stewart Frank BradleyEVP & Chief Financial Officer
Exercise / conversionRestricted Stock Units · Derivative 4,407 $0.00 $0.00
Disclosure

SEC source: 0001493152-23-000378 · ownership.xml · derivative · entry 5

Baker Stewart Frank Bradley · CIK 0001693697 · EVP & Chief Financial Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 8,815

Underlying: Common Stock · 4,407 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_price: Represents conversion of restricted stock units into shares of common stock on a one-for-one basis.

F5 · derivative.exercise_date: These restricted stock units were granted on February 14, 2022. One-third of the units vested on December 30, 2022 and the balance is scheduled to vest in two equal installments on December 31, 2023 and December 31, 2024.

F5 · derivative.expiration_date: These restricted stock units were granted on February 14, 2022. One-third of the units vested on December 30, 2022 and the balance is scheduled to vest in two equal installments on December 31, 2023 and December 31, 2024.

Read SEC document
December 30, 2022 Filed Jan 4, 2023 17:49 UTC
Baker Stewart Frank BradleyEVP & Chief Financial Officer
Exercise / conversionRestricted Stock Units · Derivative 7,743 $0.00 $0.00
Disclosure

SEC source: 0001493152-23-000378 · ownership.xml · derivative · entry 4

Baker Stewart Frank Bradley · CIK 0001693697 · EVP & Chief Financial Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 7,744

Underlying: Common Stock · 7,743 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_price: Represents conversion of restricted stock units into shares of common stock on a one-for-one basis.

F4 · derivative.exercise_date: These restricted stock units were granted on June 9, 2021. One-third of the units vested on each of December 31, 2021 and December 30, 2022 and the balance is scheduled to vest on December 31, 2023.

F4 · derivative.expiration_date: These restricted stock units were granted on June 9, 2021. One-third of the units vested on each of December 31, 2021 and December 30, 2022 and the balance is scheduled to vest on December 31, 2023.

Read SEC document
December 30, 2022 Filed Jan 4, 2023 17:49 UTC
Baker Stewart Frank BradleyEVP & Chief Financial Officer
Exercise / conversionRestricted Stock Units · Derivative 24,139 $0.00 $0.00
Disclosure

SEC source: 0001493152-23-000378 · ownership.xml · derivative · entry 3

Baker Stewart Frank Bradley · CIK 0001693697 · EVP & Chief Financial Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 24,139 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_price: Represents conversion of restricted stock units into shares of common stock on a one-for-one basis.

F3 · derivative.exercise_date: These restricted stock units were granted on August 31, 2020. One-fourth of the units vested on each of June 30, 2021 and December 31, 2021 and the balance vested on December 30, 2022.

F3 · derivative.expiration_date: These restricted stock units were granted on August 31, 2020. One-fourth of the units vested on each of June 30, 2021 and December 31, 2021 and the balance vested on December 30, 2022.

Read SEC document
December 30, 2022 Filed Jan 4, 2023 17:49 UTC
Baker Stewart Frank BradleyEVP & Chief Financial Officer
Tax withholdingCommon Stock 17,056 $12.67 $216,099.52
Disclosure

SEC source: 0001493152-23-000378 · ownership.xml · nonDerivative · entry 2

Baker Stewart Frank Bradley · CIK 0001693697 · EVP & Chief Financial Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 93,168

F2 · kind: Represents shares withheld to satisfy tax withholding requirements for settlement of restricted stock units.

Read SEC document
December 30, 2022 Filed Jan 4, 2023 17:49 UTC
Baker Stewart Frank BradleyEVP & Chief Financial Officer
Exercise / conversionCommon Stock 36,289 $0.00 $0.00
Disclosure

SEC source: 0001493152-23-000378 · ownership.xml · nonDerivative · entry 1

Baker Stewart Frank Bradley · CIK 0001693697 · EVP & Chief Financial Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 110,224

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · kind: Represents conversion of restricted stock units into shares of common stock on a one-for-one basis.

Read SEC document
December 30, 2022 Filed Jan 4, 2023 22:56 UTC
Silvers Daniel B.EVP & Chief Strategy Officer
Exercise / conversionRestricted Stock Units · Derivative 4,465 $0.00 $0.00
Disclosure

SEC source: 0001493152-23-000384 · ownership.xml · derivative · entry 5

Silvers Daniel B. · CIK 0001468195 · EVP & Chief Strategy Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 8,931

Underlying: Common Stock · 4,465 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_price: Represents conversion of restricted stock units into shares of common stock on a one-for-one basis.

F5 · derivative.exercise_date: These restricted stock units were granted on February 14, 2022. One-third of the units vested on December 30, 2022 and the balance is scheduled to vest in two equal installments on December 31, 2023 and December 31, 2024.

F5 · derivative.expiration_date: These restricted stock units were granted on February 14, 2022. One-third of the units vested on December 30, 2022 and the balance is scheduled to vest in two equal installments on December 31, 2023 and December 31, 2024.

Read SEC document
December 30, 2022 Filed Jan 4, 2023 22:56 UTC
Silvers Daniel B.EVP & Chief Strategy Officer
Exercise / conversionRestricted Stock Units · Derivative 9,167 $0.00 $0.00
Disclosure

SEC source: 0001493152-23-000384 · ownership.xml · derivative · entry 4

Silvers Daniel B. · CIK 0001468195 · EVP & Chief Strategy Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 9,167

Underlying: Common Stock · 9,167 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_price: Represents conversion of restricted stock units into shares of common stock on a one-for-one basis.

F4 · derivative.exercise_date: These restricted stock units were granted on June 9, 2021. One-third of the units vested on each of December 31, 2021 and December 30, 2022 and the balance is scheduled to vest on December 31, 2023.

F4 · derivative.expiration_date: These restricted stock units were granted on June 9, 2021. One-third of the units vested on each of December 31, 2021 and December 30, 2022 and the balance is scheduled to vest on December 31, 2023.

Read SEC document
December 30, 2022 Filed Jan 4, 2023 22:56 UTC
Silvers Daniel B.EVP & Chief Strategy Officer
Exercise / conversionRestricted Stock Units · Derivative 31,200 $0.00 $0.00
Disclosure

SEC source: 0001493152-23-000384 · ownership.xml · derivative · entry 3

Silvers Daniel B. · CIK 0001468195 · EVP & Chief Strategy Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 31,200 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_price: Represents conversion of restricted stock units into shares of common stock on a one-for-one basis.

F3 · derivative.exercise_date: These restricted stock units were granted on August 31, 2020. One-fourth of the units vested on each of June 30, 2021 and December 31, 2021 and the balance vested on December 30, 2022.

F3 · derivative.expiration_date: These restricted stock units were granted on August 31, 2020. One-fourth of the units vested on each of June 30, 2021 and December 31, 2021 and the balance vested on December 30, 2022.

Read SEC document
December 30, 2022 Filed Jan 4, 2023 22:56 UTC
Silvers Daniel B.EVP & Chief Strategy Officer
Tax withholdingCommon Stock 24,793 $12.67 $314,127.31
Disclosure

SEC source: 0001493152-23-000384 · ownership.xml · nonDerivative · entry 2

Silvers Daniel B. · CIK 0001468195 · EVP & Chief Strategy Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 116,202

F2 · kind: Represents shares withheld to satisfy tax withholding requirements for settlement of restricted stock units.

Read SEC document
December 30, 2022 Filed Jan 4, 2023 22:56 UTC
Silvers Daniel B.EVP & Chief Strategy Officer
Exercise / conversionCommon Stock 44,832 $0.00 $0.00
Disclosure

SEC source: 0001493152-23-000384 · ownership.xml · nonDerivative · entry 1

Silvers Daniel B. · CIK 0001468195 · EVP & Chief Strategy Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 140,995

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · kind: Represents conversion of restricted stock units into shares of common stock on a one-for-one basis.

Read SEC document
December 30, 2022 Filed Jan 4, 2023 17:53 UTC
PIERCE BROOKS HPresident and COO
Exercise / conversionRestricted Stock Units · Derivative 6,089 $0.00 $0.00
Disclosure

SEC source: 0001493152-23-000382 · ownership.xml · derivative · entry 8

PIERCE BROOKS H · CIK 0001250108 · President and COO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 12,178

Underlying: Common Stock · 6,089 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_price: Represents conversion of restricted stock units into shares of common stock on a one-for-one basis.

F8 · derivative.exercise_date: These restricted stock units were granted on February 14, 2022. One-third of the units vested on December 30, 2022 and the balance is scheduled to vest in two equal installments on December 31, 2023 and December 31, 2024.

F8 · derivative.expiration_date: These restricted stock units were granted on February 14, 2022. One-third of the units vested on December 30, 2022 and the balance is scheduled to vest in two equal installments on December 31, 2023 and December 31, 2024.

Read SEC document
December 30, 2022 Filed Jan 4, 2023 17:53 UTC
PIERCE BROOKS HPresident and COO
Exercise / conversionRestricted Stock Units · Derivative 11,905 $0.00 $0.00
Disclosure

SEC source: 0001493152-23-000382 · ownership.xml · derivative · entry 7

PIERCE BROOKS H · CIK 0001250108 · President and COO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 11,905

Underlying: Common Stock · 11,905 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_price: Represents conversion of restricted stock units into shares of common stock on a one-for-one basis.

F7 · derivative.exercise_date: These restricted stock units were granted on June 9, 2021. One-third of the units vested on each of December 31, 2021 and December 30, 2022 and the balance is scheduled to vest on December 31, 2023.

F7 · derivative.expiration_date: These restricted stock units were granted on June 9, 2021. One-third of the units vested on each of December 31, 2021 and December 30, 2022 and the balance is scheduled to vest on December 31, 2023.

Read SEC document
December 30, 2022 Filed Jan 4, 2023 17:53 UTC
PIERCE BROOKS HPresident and COO
Exercise / conversionRestricted Stock Units · Derivative 40,519 $0.00 $0.00
Disclosure

SEC source: 0001493152-23-000382 · ownership.xml · derivative · entry 6

PIERCE BROOKS H · CIK 0001250108 · President and COO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 40,519 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_price: Represents conversion of restricted stock units into shares of common stock on a one-for-one basis.

F6 · derivative.exercise_date: These restricted stock units were granted on August 31, 2020. One-fourth of the units vested on each of June 30, 2021 and December 31, 2021 and the balance vested on December 30, 2022.

F6 · derivative.expiration_date: These restricted stock units were granted on August 31, 2020. One-fourth of the units vested on each of June 30, 2021 and December 31, 2021 and the balance vested on December 30, 2022.

Read SEC document
December 30, 2022 Filed Jan 4, 2023 17:53 UTC
PIERCE BROOKS HPresident and COO
Exercise / conversionPerformance Restricted Stock Units · Derivative 45,195 $0.00 $0.00
Disclosure

SEC source: 0001493152-23-000382 · ownership.xml · derivative · entry 5

PIERCE BROOKS H · CIK 0001250108 · President and COO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 50,000

Underlying: Common Stock · 45,195 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_price: Represents conversion of restricted stock units into shares of common stock on a one-for-one basis.

F5 · derivative.exercise_date: These performance restricted stock units were granted on February 17, 2020. The first two tranches were conditioned on attainment of pre-established performance criteria for 2020 and 2021 and vested on December 30, 2022. The two remaining tranches are conditioned on attainment of pre-established performance criteria for 2022 and 2023 (25,000 target units for each such year).

F5 · derivative.expiration_date: These performance restricted stock units were granted on February 17, 2020. The first two tranches were conditioned on attainment of pre-established performance criteria for 2020 and 2021 and vested on December 30, 2022. The two remaining tranches are conditioned on attainment of pre-established performance criteria for 2022 and 2023 (25,000 target units for each such year).

Read SEC document
December 30, 2022 Filed Jan 4, 2023 17:53 UTC
PIERCE BROOKS HPresident and COO
Exercise / conversionRestricted Stock Units · Derivative 75,000 $0.00 $0.00
Disclosure

SEC source: 0001493152-23-000382 · ownership.xml · derivative · entry 4

PIERCE BROOKS H · CIK 0001250108 · President and COO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 25,000

Underlying: Common Stock · 75,000 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_price: Represents conversion of restricted stock units into shares of common stock on a one-for-one basis.

F4 · derivative.exercise_date: These restricted stock units were granted on February 17, 2020. Three-quarters of the units vested on December 30, 2022 and the balance is scheduled to vest on December 31, 2023.

F4 · derivative.expiration_date: These restricted stock units were granted on February 17, 2020. Three-quarters of the units vested on December 30, 2022 and the balance is scheduled to vest on December 31, 2023.

Read SEC document
December 30, 2022 Filed Jan 4, 2023 17:53 UTC
PIERCE BROOKS HPresident and COO
Tax withholdingCommon Stock 76,345 $12.67 $967,291.15
Disclosure

SEC source: 0001493152-23-000382 · ownership.xml · nonDerivative · entry 2

PIERCE BROOKS H · CIK 0001250108 · President and COO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 104,363

F2 · kind: Represents shares withheld to satisfy tax withholding requirements for settlement of restricted stock units.

Read SEC document
December 30, 2022 Filed Jan 4, 2023 17:53 UTC
PIERCE BROOKS HPresident and COO
Exercise / conversionCommon Stock 178,708 $0.00 $0.00
Disclosure

SEC source: 0001493152-23-000382 · ownership.xml · nonDerivative · entry 1

PIERCE BROOKS H · CIK 0001250108 · President and COO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 180,708

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · kind: Represents conversion of restricted stock units into shares of common stock on a one-for-one basis.

Read SEC document
December 30, 2022 Filed Jan 4, 2023 22:51 UTC
Damon CarysEVP & General Counsel
Exercise / conversionRestricted Stock Units · Derivative 4,407 $0.00 $0.00
Disclosure

SEC source: 0001493152-23-000380 · ownership.xml · derivative · entry 5

Damon Carys · CIK 0001786209 · EVP & General Counsel

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 8,815

Underlying: Common Stock · 4,407 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_price: Represents conversion of restricted stock units into shares of common stock on a one-for-one basis.

F5 · derivative.exercise_date: These restricted stock units were granted on February 14, 2022. One-third of the units vested on December 30, 2022 and the balance is scheduled to vest in two equal installments on December 31, 2023 and December 31, 2024.

F5 · derivative.expiration_date: These restricted stock units were granted on February 14, 2022. One-third of the units vested on December 30, 2022 and the balance is scheduled to vest in two equal installments on December 31, 2023 and December 31, 2024.

Read SEC document
December 30, 2022 Filed Jan 4, 2023 22:51 UTC
Damon CarysEVP & General Counsel
Exercise / conversionRestricted Stock Units · Derivative 7,743 $0.00 $0.00
Disclosure

SEC source: 0001493152-23-000380 · ownership.xml · derivative · entry 4

Damon Carys · CIK 0001786209 · EVP & General Counsel

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 7,744

Underlying: Common Stock · 7,743 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_price: Represents conversion of restricted stock units into shares of common stock on a one-for-one basis.

F4 · derivative.exercise_date: These restricted stock units were granted on June 9, 2021. One-third of the units vested on each of December 31, 2021 and December 30, 2022 and the balance is scheduled to vest on December 31, 2023.

F4 · derivative.expiration_date: These restricted stock units were granted on June 9, 2021. One-third of the units vested on each of December 31, 2021 and December 30, 2022 and the balance is scheduled to vest on December 31, 2023.

Read SEC document
December 30, 2022 Filed Jan 4, 2023 22:51 UTC
Damon CarysEVP & General Counsel
Exercise / conversionRestricted Stock Units · Derivative 24,139 $0.00 $0.00
Disclosure

SEC source: 0001493152-23-000380 · ownership.xml · derivative · entry 3

Damon Carys · CIK 0001786209 · EVP & General Counsel

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 24,139 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_price: Represents conversion of restricted stock units into shares of common stock on a one-for-one basis.

F3 · derivative.exercise_date: These restricted stock units were granted on August 31, 2020. One-fourth of the units vested on each of June 30, 2021 and December 31, 2021 and the balance vested on December 30, 2022.

F3 · derivative.expiration_date: These restricted stock units were granted on August 31, 2020. One-fourth of the units vested on each of June 30, 2021 and December 31, 2021 and the balance vested on December 30, 2022.

Read SEC document
December 30, 2022 Filed Jan 4, 2023 22:51 UTC
Damon CarysEVP & General Counsel
Tax withholdingCommon Stock 17,056 $12.67 $216,099.52
Disclosure

SEC source: 0001493152-23-000380 · ownership.xml · nonDerivative · entry 2

Damon Carys · CIK 0001786209 · EVP & General Counsel

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 69,784

F2 · kind: Represents shares withheld to satisfy tax withholding requirements for settlement of restricted stock units.

Read SEC document
December 30, 2022 Filed Jan 4, 2023 22:51 UTC
Damon CarysEVP & General Counsel
Exercise / conversionCommon Stock 36,289 $0.00 $0.00
Disclosure

SEC source: 0001493152-23-000380 · ownership.xml · nonDerivative · entry 1

Damon Carys · CIK 0001786209 · EVP & General Counsel

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 86,840

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · kind: Represents conversion of restricted stock units into shares of common stock on a one-for-one basis.

Read SEC document
May 24, 2022 Filed May 26, 2022 17:27 UTC PurchaseCommon Stock 10,070 $9.93 $99,995.10
Disclosure

SEC source: 0001493152-22-015221 · ownership.xml · nonDerivative · entry 2

Chambrello Michael R. · CIK 0001332058 · Director

10b5-1 filing: Not disclosed

Ownership: Indirect · By Trust (Co-Trustee with Spouse)

Disclosed balance after: 10,070

F3 · price: The price reported in Column 4 reflects the weighted average purchase price for the shares, which were purchased in multiple transactions at prices ranging from $9.92 to $9.94 per share. The reporting person undertakes to provide to the Issuer, any security holder of the Issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares purchased at each separate price within the range set forth in this footnote.

F4 · ownership.nature: The shares are held by the Denise M. Chambrello Revocable Trust dated December 5, 2000, of which the reporting person and his spouse are co-trustees.

Read SEC document
May 24, 2022 Filed May 26, 2022 17:27 UTC PurchaseCommon Stock 10,000 $9.91 $99,100.00
Disclosure

SEC source: 0001493152-22-015221 · ownership.xml · nonDerivative · entry 1

Chambrello Michael R. · CIK 0001332058 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 18,226

F1 · price: The price reported in Column 4 reflects the weighted average purchase price for the shares, which were purchased in multiple transactions at prices ranging from $9.82 to $9.96 per share. The reporting person undertakes to provide to the Issuer, any security holder of the Issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares purchased at each separate price within the range set forth in this footnote.

F2 · balance_after: The total number of securities shown in Column 5 includes 4,149 restricted stock units (awarded during 2022). The reporting person holds an additional 22,555 restricted stock units from awards received in prior years which were reported on Table II of the Form 4 for the applicable awards and which are subject to deferred settlement until the reporting person ceases to serve as a member of the Issuer's board of directors or upon a change in control of the Issuer.

Read SEC document
May 05, 2022 Filed Jan 4, 2023 17:58 UTC
WEIL A LORNEDirector · Executive Chairman
GiftCommon Stock 250,000 $0.00 $0.00
Disclosure

SEC source: 0001493152-23-000386 · ownership.xml · nonDerivative · entry 1

WEIL A LORNE · CIK 0000921873 · Director · Executive Chairman

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 426,847

F1 · kind: Represents gift of shares for estate planning purposes. The shares are held by a trust with respect to which Mr. Weil is neither a trustee nor a beneficiary.

Read SEC document
March 31, 2022 Filed Apr 1, 2022 19:17 UTC
WEIL A LORNEDirector · Executive Chairman
GrantPerformance Restricted Stock Units · Derivative 37,500 $0.00 $0.00
Disclosure

SEC source: 0001493152-22-008916 · ownership.xml · derivative · entry 1

WEIL A LORNE · CIK 0000921873 · Director · Executive Chairman

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 37,500

Underlying: Common Stock · 37,500 shares

Expires not disclosed

F1 · security: The Issuer's compensation committee determined that the pre-established performance condition for 2021 was attained with respect to 37,500 performance restricted stock units granted to the reporting person on June 9, 2021, representing the reporting person's target award.

F2 · derivative.exercise_price: Each unit represents a contingent right to receive one share of common stock at settlement.

F1 · kind: The Issuer's compensation committee determined that the pre-established performance condition for 2021 was attained with respect to 37,500 performance restricted stock units granted to the reporting person on June 9, 2021, representing the reporting person's target award.

F3 · derivative.exercise_date: The units remain subject to a time-based vesting schedule (vesting in one installment on December 31, 2023).

F3 · derivative.expiration_date: The units remain subject to a time-based vesting schedule (vesting in one installment on December 31, 2023).

Read SEC document

Value uses the disclosed total when available, otherwise shares × reported transaction price. It is not an estimate of exercise cash cost or investment performance.