Last 12 months
Inside the activity.
0 purchase rows · 82 sale rows
Disclosed non-derivative P/S rows, by transaction month. Includes amendments and private transactions.Monthly counts
| Month | Purchases | Sales |
|---|---|---|
| Nov 2025 | 0 | 6 |
| Dec 2025 | 0 | 1 |
| Jan 2026 | 0 | 0 |
| Feb 2026 | 0 | 0 |
| Mar 2026 | 0 | 0 |
| Apr 2026 | 0 | 0 |
| May 2026 | 0 | 55 |
| Jun 2026 | 0 | 18 |
| Jul 2026 | 0 | 0 |
| Aug 2026 | 0 | 0 |
| Sep 2026 | 0 | 2 |
| Oct 2026 | 0 | 0 |
Latest available
Insider transactions
Purchases/sales include open-market and private transactions. Plan disclosure applies to the filing; individual rows may differ. “Not disclosed” is not “unplanned.”
The cutoff filters transaction history only. Company summaries and owner relationships show the latest available disclosures. Parser corrections can improve historical records.
| Transaction date | Owner / reported role | Activity / security | Shares / units | Reported price | Reported value | Details |
|---|---|---|---|---|---|---|
| May 20, 2021 Filed May 24, 2021 21:19 UTC |
MISHRA ASHOKEVP and COO
|
Exercise / conversionCommon Stock | 11,855 | $2.85 | $33,786.75 |
DisclosureSEC source: 0001104659-21-071350 · tm2117400-1_4seq1.xml · nonDerivative · entry 1 MISHRA ASHOK · CIK 0001161075 · EVP and COO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 11,855 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| May 18, 2021 Filed May 19, 2021 21:39 UTC |
MISHRA ASHOKEVP and COO
|
Exercise / conversionEmployee Stock Option (Right to Buy) · Derivative | 20,000 | $0.00 Strike: $2.85 | $0.00 |
DisclosureSEC source: 0001104659-21-069425 · tm2116959-1_4seq1.xml · derivative · entry 6 MISHRA ASHOK · CIK 0001161075 · EVP and COO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 52,422 Underlying: Common Stock · 20,000 shares Expires 2025-12-30 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F3 · derivative.exercise_date: These stock options were originally granted to the reporting person on December 31, 2015 and became fully-vested on December 31, 2018. Read SEC document |
| May 18, 2021 Filed May 19, 2021 21:39 UTC |
MISHRA ASHOKEVP and COO
|
SaleCommon Stock | 20,000 | $6.68 | $133,600.00 |
DisclosureSEC source: 0001104659-21-069425 · tm2116959-1_4seq1.xml · nonDerivative · entry 4 MISHRA ASHOK · CIK 0001161075 · EVP and COO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 F2 · price: This transaction was executed in multiple trades at prices ranging from $6.55 to $6.84. The price reported above reflects the weighted average sale price. The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer or a security holder of the issuer full information regarding the number of shares and prices at which the transaction was effected. Read SEC document |
| May 18, 2021 Filed May 19, 2021 21:39 UTC |
MISHRA ASHOKEVP and COO
|
Exercise / conversionCommon Stock | 20,000 | $2.85 | $57,000.00 |
DisclosureSEC source: 0001104659-21-069425 · tm2116959-1_4seq1.xml · nonDerivative · entry 3 MISHRA ASHOK · CIK 0001161075 · EVP and COO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 20,000 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| May 17, 2021 Filed May 19, 2021 21:39 UTC |
MISHRA ASHOKEVP and COO
|
Exercise / conversionEmployee Stock Option (Right to Buy) · Derivative | 20,000 | $0.00 Strike: $2.85 | $0.00 |
DisclosureSEC source: 0001104659-21-069425 · tm2116959-1_4seq1.xml · derivative · entry 5 MISHRA ASHOK · CIK 0001161075 · EVP and COO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 72,422 Underlying: Common Stock · 20,000 shares Expires 2025-12-30 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F3 · derivative.exercise_date: These stock options were originally granted to the reporting person on December 31, 2015 and became fully-vested on December 31, 2018. Read SEC document |
| May 17, 2021 Filed May 19, 2021 21:39 UTC |
MISHRA ASHOKEVP and COO
|
SaleCommon Stock | 20,000 | $6.30 | $126,000.00 |
DisclosureSEC source: 0001104659-21-069425 · tm2116959-1_4seq1.xml · nonDerivative · entry 2 MISHRA ASHOK · CIK 0001161075 · EVP and COO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 F1 · price: This transaction was executed in multiple trades at prices ranging from $6.26 to $6.44. The price reported above reflects the weighted average sale price. The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer or a security holder of the issuer full information regarding the number of shares and prices at which the transaction was effected. Read SEC document |
| May 17, 2021 Filed May 19, 2021 21:39 UTC |
MISHRA ASHOKEVP and COO
|
Exercise / conversionCommon Stock | 20,000 | $2.85 | $57,000.00 |
DisclosureSEC source: 0001104659-21-069425 · tm2116959-1_4seq1.xml · nonDerivative · entry 1 MISHRA ASHOK · CIK 0001161075 · EVP and COO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 20,000 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| May 14, 2021 Filed May 14, 2021 22:27 UTC |
MISHRA ASHOKEVP and COO
|
Exercise / conversionEmployee Stock Option (Right to Buy) · Derivative | 1,733 | $0.00 Strike: $2.85 | $0.00 |
DisclosureSEC source: 0001104659-21-067057 · tm2116562d1_4.xml · derivative · entry 3 MISHRA ASHOK · CIK 0001161075 · EVP and COO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 92,422 Underlying: Common Stock · 1,733 shares Expires 2025-12-30 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · derivative.exercise_date: These stock options were originally granted to the reporting person on December 31, 2015 and became fully-vested on December 31, 2018. Read SEC document |
| May 14, 2021 Filed May 14, 2021 22:27 UTC |
MISHRA ASHOKEVP and COO
|
SaleCommon Stock | 1,733 | $6.25 | $10,831.25 |
DisclosureSEC source: 0001104659-21-067057 · tm2116562d1_4.xml · nonDerivative · entry 2 MISHRA ASHOK · CIK 0001161075 · EVP and COO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 F1 · price: These stock options were originally granted to the reporting person on December 31, 2015 and became fully-vested on December 31, 2018. Read SEC document |
| May 14, 2021 Filed May 14, 2021 22:27 UTC |
MISHRA ASHOKEVP and COO
|
Exercise / conversionCommon Stock | 1,733 | $2.85 | $4,939.05 |
DisclosureSEC source: 0001104659-21-067057 · tm2116562d1_4.xml · nonDerivative · entry 1 MISHRA ASHOK · CIK 0001161075 · EVP and COO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 1,733 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| May 13, 2021 Filed May 13, 2021 22:15 UTC |
MISHRA ASHOKEVP and COO
|
Exercise / conversionEmployee Stock Option (Right to Buy) · Derivative | 30,952 | $0.00 Strike: $2.85 | $0.00 |
DisclosureSEC source: 0001104659-21-066110 · tm2116308d1_4.xml · derivative · entry 9 MISHRA ASHOK · CIK 0001161075 · EVP and COO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 94,155 Underlying: Common Stock · 30,952 shares Expires 2025-12-30 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F4 · derivative.exercise_date: These stock options were originally granted to the reporting person on December 31, 2015 and became fully-vested on December 31, 2018. Read SEC document |
| May 13, 2021 Filed May 13, 2021 22:15 UTC |
MISHRA ASHOKEVP and COO
|
SaleCommon Stock | 30,952 | $6.06 | $187,569.12 |
DisclosureSEC source: 0001104659-21-066110 · tm2116308d1_4.xml · nonDerivative · entry 6 MISHRA ASHOK · CIK 0001161075 · EVP and COO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 F3 · price: This transaction was executed in multiple trades at prices ranging from $6.00 to $6.29. The price reported above reflects the weighted average sale price. The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer or a security holder of the issuer full information regarding the number of shares and prices at which the transaction was effected. Read SEC document |
| May 13, 2021 Filed May 13, 2021 22:15 UTC |
MISHRA ASHOKEVP and COO
|
Exercise / conversionCommon Stock | 30,952 | $2.85 | $88,213.20 |
DisclosureSEC source: 0001104659-21-066110 · tm2116308d1_4.xml · nonDerivative · entry 5 MISHRA ASHOK · CIK 0001161075 · EVP and COO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 30,952 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| May 12, 2021 Filed May 13, 2021 22:15 UTC |
MISHRA ASHOKEVP and COO
|
Exercise / conversionEmployee Stock Option (Right to Buy) · Derivative | 4,893 | $0.00 Strike: $2.85 | $0.00 |
DisclosureSEC source: 0001104659-21-066110 · tm2116308d1_4.xml · derivative · entry 8 MISHRA ASHOK · CIK 0001161075 · EVP and COO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 125,107 Underlying: Common Stock · 4,893 shares Expires 2025-12-30 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F4 · derivative.exercise_date: These stock options were originally granted to the reporting person on December 31, 2015 and became fully-vested on December 31, 2018. Read SEC document |
| May 12, 2021 Filed May 13, 2021 22:15 UTC |
MISHRA ASHOKEVP and COO
|
SaleCommon Stock | 4,893 | $6.12 | $29,945.16 |
DisclosureSEC source: 0001104659-21-066110 · tm2116308d1_4.xml · nonDerivative · entry 4 MISHRA ASHOK · CIK 0001161075 · EVP and COO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 F2 · price: This transaction was executed in multiple trades at prices ranging from $6.10 to $6.22. The price reported above reflects the weighted average sale price. The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer or a security holder of the issuer full information regarding the number of shares and prices at which the transaction was effected. Read SEC document |
| May 12, 2021 Filed May 13, 2021 22:15 UTC |
MISHRA ASHOKEVP and COO
|
Exercise / conversionCommon Stock | 4,893 | $2.85 | $13,945.05 |
DisclosureSEC source: 0001104659-21-066110 · tm2116308d1_4.xml · nonDerivative · entry 3 MISHRA ASHOK · CIK 0001161075 · EVP and COO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 4,893 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| May 11, 2021 Filed May 13, 2021 22:15 UTC |
MISHRA ASHOKEVP and COO
|
Exercise / conversionEmployee Stock Option (Right to Buy) · Derivative | 50,000 | $0.00 Strike: $2.85 | $0.00 |
DisclosureSEC source: 0001104659-21-066110 · tm2116308d1_4.xml · derivative · entry 7 MISHRA ASHOK · CIK 0001161075 · EVP and COO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 130,000 Underlying: Common Stock · 50,000 shares Expires 2025-12-30 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F4 · derivative.exercise_date: These stock options were originally granted to the reporting person on December 31, 2015 and became fully-vested on December 31, 2018. Read SEC document |
| May 11, 2021 Filed May 13, 2021 22:15 UTC |
MISHRA ASHOKEVP and COO
|
SaleCommon Stock | 50,000 | $6.23 | $311,500.00 |
DisclosureSEC source: 0001104659-21-066110 · tm2116308d1_4.xml · nonDerivative · entry 2 MISHRA ASHOK · CIK 0001161075 · EVP and COO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 F1 · price: This transaction was executed in multiple trades at prices ranging from $6.10 to $6.40. The price reported above reflects the weighted average sale price. The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer or a security holder of the issuer full information regarding the number of shares and prices at which the transaction was effected. Read SEC document |
| May 11, 2021 Filed May 13, 2021 22:15 UTC |
MISHRA ASHOKEVP and COO
|
Exercise / conversionCommon Stock | 50,000 | $2.85 | $142,500.00 |
DisclosureSEC source: 0001104659-21-066110 · tm2116308d1_4.xml · nonDerivative · entry 1 MISHRA ASHOK · CIK 0001161075 · EVP and COO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 50,000 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| March 17, 2021 Filed Mar 18, 2021 20:34 UTC |
FORLENZA LOUISE CDirector
|
SaleCommon Stock | 25,000 | $8.01 | $200,250.00 |
DisclosureSEC source: 0001104659-21-038390 · tm2110197d2_4seq1.xml · nonDerivative · entry 1 FORLENZA LOUISE C · CIK 0001197984 · Director 10b5-1 filing: Not disclosed Ownership: Indirect · By Pension Plan Disclosed balance after: 28,858 Read SEC document |
| March 16, 2021 Filed Mar 18, 2021 20:34 UTC |
ABUHOFF JACKDirector · CEO
|
Exercise / conversionStock Option (Right to Buy) · Derivative | 255,000 | $0.00 Strike: $2.75 | $0.00 |
DisclosureSEC source: 0001104659-21-038388 · tm2110197d1_4seq1.xml · derivative · entry 3 ABUHOFF JACK · CIK 0001120632 · Director · CEO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 255,000 Underlying: Common Stock · 255,000 shares Expires 2021-04-06 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F2 · derivative.exercise_date: These stock options were originally granted to the reporting person on April 7, 2014 and became fully vested on April 7, 2017. These stock options expire on April 6, 2021. Read SEC document |
| March 16, 2021 Filed Mar 18, 2021 20:34 UTC |
ABUHOFF JACKDirector · CEO
|
Tax withholdingCommon Stock | 146,880 | $9.37 | $1,376,265.60 |
DisclosureSEC source: 0001104659-21-038388 · tm2110197d1_4seq1.xml · nonDerivative · entry 2 ABUHOFF JACK · CIK 0001120632 · Director · CEO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 1,192,167 F1 · price: Represents shares of stock withheld for payment of the exercise price and tax withholdings of stock options exercised. Read SEC document |
| March 16, 2021 Filed Mar 18, 2021 20:34 UTC |
ABUHOFF JACKDirector · CEO
|
Exercise / conversionCommon Stock | 255,000 | $2.75 | $701,250.00 |
DisclosureSEC source: 0001104659-21-038388 · tm2110197d1_4seq1.xml · nonDerivative · entry 1 ABUHOFF JACK · CIK 0001120632 · Director · CEO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 1,339,047 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| March 16, 2021 Filed Apr 2, 2021 16:53 UTC Amendment |
ABUHOFF JACKDirector · CEO
|
Tax withholdingCommon Stock | 3,809 | $9.37 | $35,690.33 |
DisclosureSEC source: 0001104659-21-045973 · tm2112006d1_4aseq1.xml · nonDerivative · entry 1 ABUHOFF JACK · CIK 0001120632 · Director · CEO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 1,188,358 F1 · shares: Represents shares of stock withheld for tax withholdings of stock options exercised. F2 · shares: This amendment is being filed to correct the number of shares of stock withheld for tax withholdings due to a recalculation of the withholding taxes. As a result of this correction, the number of shares of stock beneficially owned by the reporting person following the reported transaction has also been updated in this amendment. F2 · balance_after: This amendment is being filed to correct the number of shares of stock withheld for tax withholdings due to a recalculation of the withholding taxes. As a result of this correction, the number of shares of stock beneficially owned by the reporting person following the reported transaction has also been updated in this amendment. Read SEC document |
| January 28, 2021 Filed Feb 1, 2021 22:12 UTC |
FORLENZA LOUISE CDirector
|
Exercise / conversionStock Option (Right to Buy) · Derivative | 30,000 | $0.00 Strike: $2.45 | $0.00 |
DisclosureSEC source: 0001104659-21-010294 · tm214704-1_4seq1.xml · derivative · entry 6 FORLENZA LOUISE C · CIK 0001197984 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Underlying: Common Stock · 30,000 shares Expires 2026-12-29 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F3 · derivative.exercise_date: These stock options were originally granted to the reporting person on December 30, 2016 and were fully vested on date of grant. Read SEC document |
| January 28, 2021 Filed Feb 1, 2021 22:12 UTC |
FORLENZA LOUISE CDirector
|
Exercise / conversionStock Option (Right to Buy) · Derivative | 40,000 | $0.00 Strike: $2.85 | $0.00 |
DisclosureSEC source: 0001104659-21-010294 · tm214704-1_4seq1.xml · derivative · entry 5 FORLENZA LOUISE C · CIK 0001197984 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Underlying: Common Stock · 40,000 shares Expires 2025-12-30 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F2 · derivative.exercise_date: These stock options were originally granted to the reporting person on December 31, 2015 and were fully vested on date of grant. Read SEC document |
| January 28, 2021 Filed Feb 1, 2021 22:12 UTC |
FORLENZA LOUISE CDirector
|
Tax withholdingCommon Stock | 36,127 | $5.19 | $187,499.13 |
DisclosureSEC source: 0001104659-21-010294 · tm214704-1_4seq1.xml · nonDerivative · entry 3 FORLENZA LOUISE C · CIK 0001197984 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 59,873 F1 · shares: Represents shares of stock withheld for payment of the exercise price of stock options exercised. Read SEC document |
| January 28, 2021 Filed Feb 1, 2021 22:12 UTC |
FORLENZA LOUISE CDirector
|
Exercise / conversionCommon Stock | 30,000 | $2.45 | $73,500.00 |
DisclosureSEC source: 0001104659-21-010294 · tm214704-1_4seq1.xml · nonDerivative · entry 2 FORLENZA LOUISE C · CIK 0001197984 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 96,000 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| January 28, 2021 Filed Feb 1, 2021 22:12 UTC |
FORLENZA LOUISE CDirector
|
Exercise / conversionCommon Stock | 40,000 | $2.85 | $114,000.00 |
DisclosureSEC source: 0001104659-21-010294 · tm214704-1_4seq1.xml · nonDerivative · entry 1 FORLENZA LOUISE C · CIK 0001197984 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 66,000 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| December 04, 2020 Filed Dec 7, 2020 21:27 UTC |
Massey Stewart RDirector
|
Exercise / conversionStock Option (Right to Buy) · Derivative | 15,000 | $0.00 Strike: $2.75 | $0.00 |
DisclosureSEC source: 0001104659-20-132869 · tm2037840-2_4.xml · derivative · entry 10 Massey Stewart R · CIK 0001460302 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Underlying: Common Stock · 15,000 shares Expires 2021-04-06 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F5 · derivative.exercise_date: These stock options were originally granted to the reporting person on April 7, 2014 and became fully vested on April 7, 2017. These stock options expire on April 6, 2021. Read SEC document |
| December 04, 2020 Filed Dec 7, 2020 21:27 UTC |
Massey Stewart RDirector
|
SaleCommon Stock | 15,000 | $5.28 | $79,200.00 |
DisclosureSEC source: 0001104659-20-132869 · tm2037840-2_4.xml · nonDerivative · entry 4 Massey Stewart R · CIK 0001460302 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 10,000 Read SEC document |
| December 04, 2020 Filed Dec 7, 2020 21:27 UTC |
Massey Stewart RDirector
|
Exercise / conversionCommon Stock | 15,000 | $2.75 | $41,250.00 |
DisclosureSEC source: 0001104659-20-132869 · tm2037840-2_4.xml · nonDerivative · entry 3 Massey Stewart R · CIK 0001460302 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 25,000 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| December 04, 2020 Filed Dec 7, 2020 21:27 UTC |
MISHRA ASHOKEVP and COO
|
SaleCommon Stock | 15,045 | $5.15 | $77,481.75 |
DisclosureSEC source: 0001104659-20-132868 · tm2037840-1_4.xml · nonDerivative · entry 1 MISHRA ASHOK · CIK 0001161075 · EVP and COO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 F1 · price: This transaction was executed in multiple trades at prices ranging from $5.11 to $5.17. The price reported above reflects the weighted average sale price. The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer or a security holder of the issuer full information regarding the number of shares and prices at which the transaction was effected. Read SEC document |
| December 03, 2020 Filed Dec 7, 2020 21:27 UTC |
Massey Stewart RDirector
|
Exercise / conversionStock Option (Right to Buy) · Derivative | 15,000 | $0.00 Strike: $2.75 | $0.00 |
DisclosureSEC source: 0001104659-20-132869 · tm2037840-2_4.xml · derivative · entry 9 Massey Stewart R · CIK 0001460302 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 15,000 Underlying: Common Stock · 15,000 shares Expires 2021-04-06 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F5 · derivative.exercise_date: These stock options were originally granted to the reporting person on April 7, 2014 and became fully vested on April 7, 2017. These stock options expire on April 6, 2021. Read SEC document |
| December 03, 2020 Filed Dec 7, 2020 21:27 UTC |
Massey Stewart RDirector
|
SaleCommon Stock | 15,000 | $5.35 | $80,250.00 |
DisclosureSEC source: 0001104659-20-132869 · tm2037840-2_4.xml · nonDerivative · entry 2 Massey Stewart R · CIK 0001460302 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 10,000 F1 · price: This transaction was executed in multiple trades at prices ranging from $5.35 to $5.36. The price reported above reflects the weighted average sale price. The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer or a security holder of the issuer full information regarding the number of shares and prices at which the transaction was effected. Read SEC document |
| December 03, 2020 Filed Dec 7, 2020 21:27 UTC |
Massey Stewart RDirector
|
Exercise / conversionCommon Stock | 15,000 | $2.75 | $41,250.00 |
DisclosureSEC source: 0001104659-20-132869 · tm2037840-2_4.xml · nonDerivative · entry 1 Massey Stewart R · CIK 0001460302 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 25,000 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| November 30, 2020 Filed Dec 1, 2020 00:53 UTC |
MISHRA ASHOKEVP and COO
|
Exercise / conversionEmployee Stock Option (Right to Buy) · Derivative | 25,000 | $0.00 Strike: $2.75 | $0.00 |
DisclosureSEC source: 0001104659-20-130716 · tm2037303d1_form4.xml · derivative · entry 9 MISHRA ASHOK · CIK 0001161075 · EVP and COO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Underlying: Common Stock · 25,000 shares Expires 2021-04-06 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F3 · derivative.exercise_date: These stock options were originally granted to the reporting person on April 7, 2014 and became fully-vested on April 7, 2017. These stock options expire on April 6, 2021. Read SEC document |
| November 30, 2020 Filed Dec 1, 2020 00:53 UTC |
MISHRA ASHOKEVP and COO
|
SaleCommon Stock | 44,452 | $4.85 | $215,592.20 |
DisclosureSEC source: 0001104659-20-130716 · tm2037303d1_form4.xml · nonDerivative · entry 6 MISHRA ASHOK · CIK 0001161075 · EVP and COO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 15,045 F2 · price: This transaction was executed in multiple trades at prices ranging from $4.80 to $4.90. The price reported above reflects the weighted average sale price. The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer or a security holder of the issuer full information regarding the number of shares and prices at which the transaction was effected. Read SEC document |
| November 30, 2020 Filed Dec 1, 2020 00:53 UTC |
MISHRA ASHOKEVP and COO
|
Exercise / conversionCommon Stock | 25,000 | $2.75 | $68,750.00 |
DisclosureSEC source: 0001104659-20-130716 · tm2037303d1_form4.xml · nonDerivative · entry 5 MISHRA ASHOK · CIK 0001161075 · EVP and COO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 59,497 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| November 30, 2020 Filed Dec 2, 2020 22:22 UTC |
FORLENZA LOUISE CDirector
|
Exercise / conversionStock Option (Right to Buy) · Derivative | 30,000 | $0.00 Strike: $2.75 | $0.00 |
DisclosureSEC source: 0001104659-20-131630 · tm2037538-1_4.xml · derivative · entry 4 FORLENZA LOUISE C · CIK 0001197984 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Underlying: Common Stock · 30,000 shares Expires 2021-04-06 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F2 · derivative.exercise_date: These stock options were originally granted to the reporting person on April 7, 2014 and became fully vested on April 7, 2017. These stock options expire on April 6, 2021. Read SEC document |
| November 30, 2020 Filed Dec 2, 2020 22:22 UTC |
FORLENZA LOUISE CDirector
|
Tax withholdingCommon Stock | 15,865 | $5.20 | $82,498.00 |
DisclosureSEC source: 0001104659-20-131630 · tm2037538-1_4.xml · nonDerivative · entry 2 FORLENZA LOUISE C · CIK 0001197984 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 40,135 F1 · shares: Represents shares of stock withheld for payment of the exercise price of stock options exercised. Read SEC document |
| November 30, 2020 Filed Dec 2, 2020 22:22 UTC |
FORLENZA LOUISE CDirector
|
Exercise / conversionCommon Stock | 30,000 | $2.75 | $82,500.00 |
DisclosureSEC source: 0001104659-20-131630 · tm2037538-1_4.xml · nonDerivative · entry 1 FORLENZA LOUISE C · CIK 0001197984 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 56,000 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| November 27, 2020 Filed Dec 1, 2020 00:53 UTC |
MISHRA ASHOKEVP and COO
|
Exercise / conversionEmployee Stock Option (Right to Buy) · Derivative | 49,434 | $0.00 Strike: $2.75 | $0.00 |
DisclosureSEC source: 0001104659-20-130716 · tm2037303d1_form4.xml · derivative · entry 8 MISHRA ASHOK · CIK 0001161075 · EVP and COO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 25,000 Underlying: Common Stock · 49,434 shares Expires 2021-04-06 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F3 · derivative.exercise_date: These stock options were originally granted to the reporting person on April 7, 2014 and became fully-vested on April 7, 2017. These stock options expire on April 6, 2021. Read SEC document |
| November 27, 2020 Filed Dec 1, 2020 00:53 UTC |
MISHRA ASHOKEVP and COO
|
SaleCommon Stock | 49,434 | $4.24 | $209,600.16 |
DisclosureSEC source: 0001104659-20-130716 · tm2037303d1_form4.xml · nonDerivative · entry 4 MISHRA ASHOK · CIK 0001161075 · EVP and COO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 34,497 F1 · price: This transaction was executed in multiple trades at prices ranging from $4.02 to $4.46. The price reported above reflects the weighted average sale price. The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer or a security holder of the issuer full information regarding the number of shares and prices at which the transaction was effected. Read SEC document |
| November 27, 2020 Filed Dec 1, 2020 00:53 UTC |
MISHRA ASHOKEVP and COO
|
Exercise / conversionCommon Stock | 49,434 | $2.75 | $135,943.50 |
DisclosureSEC source: 0001104659-20-130716 · tm2037303d1_form4.xml · nonDerivative · entry 3 MISHRA ASHOK · CIK 0001161075 · EVP and COO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 83,931 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| November 25, 2020 Filed Dec 1, 2020 00:53 UTC |
MISHRA ASHOKEVP and COO
|
Exercise / conversionEmployee Stock Option (Right to Buy) · Derivative | 200 | $0.00 Strike: $2.75 | $0.00 |
DisclosureSEC source: 0001104659-20-130716 · tm2037303d1_form4.xml · derivative · entry 7 MISHRA ASHOK · CIK 0001161075 · EVP and COO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 74,434 Underlying: Common Stock · 200 shares Expires 2021-04-06 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F3 · derivative.exercise_date: These stock options were originally granted to the reporting person on April 7, 2014 and became fully-vested on April 7, 2017. These stock options expire on April 6, 2021. Read SEC document |
| November 25, 2020 Filed Dec 1, 2020 00:53 UTC |
MISHRA ASHOKEVP and COO
|
SaleCommon Stock | 200 | $4.04 | $808.00 |
DisclosureSEC source: 0001104659-20-130716 · tm2037303d1_form4.xml · nonDerivative · entry 2 MISHRA ASHOK · CIK 0001161075 · EVP and COO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 34,497 Read SEC document |
| November 25, 2020 Filed Dec 1, 2020 00:53 UTC |
MISHRA ASHOKEVP and COO
|
Exercise / conversionCommon Stock | 200 | $2.75 | $550.00 |
DisclosureSEC source: 0001104659-20-130716 · tm2037303d1_form4.xml · nonDerivative · entry 1 MISHRA ASHOK · CIK 0001161075 · EVP and COO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 34,697 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| November 24, 2020 Filed Nov 24, 2020 23:01 UTC |
MISHRA ASHOKEVP and COO
|
Exercise / conversionEmployee Stock Option (Right to Buy) · Derivative | 6,966 | $0.00 Strike: $2.75 | $0.00 |
DisclosureSEC source: 0001104659-20-129134 · tm2037042d1_4.xml · derivative · entry 11 MISHRA ASHOK · CIK 0001161075 · EVP and COO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 74,634 Underlying: Common Stock · 6,966 shares Expires 2021-04-06 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F5 · derivative.exercise_date: These stock options were originally granted to the reporting person on April 7, 2014 and became fully-vested on April 7, 2017. These stock options expire on April 6, 2021. Read SEC document |
| November 24, 2020 Filed Nov 24, 2020 23:01 UTC |
MISHRA ASHOKEVP and COO
|
SaleCommon Stock | 6,966 | $4.04 | $28,142.64 |
DisclosureSEC source: 0001104659-20-129134 · tm2037042d1_4.xml · nonDerivative · entry 7 MISHRA ASHOK · CIK 0001161075 · EVP and COO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 34,497 F3 · price: This transaction was executed in multiple trades at prices ranging from $4.02 to $4.08. The price reported above reflects the weighted average sale price. The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer or a security holder of the issuer full information regarding the number of shares and prices at which the transaction was effected. Read SEC document |
Value uses the disclosed total when available, otherwise shares × reported transaction price. It is not an estimate of exercise cash cost or investment performance.