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Inmune Bio, Inc.

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Tapewire entity
7094
SEC CIK
0001711754
Parsed reports
125

Last 12 months

Inside the activity.

0 purchase rows · 0 sale rows

Disclosed non-derivative P/S rows, by transaction month. Includes amendments and private transactions.
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MonthPurchasesSales
Nov 202500
Dec 202500
Jan 202600
Feb 202600
Mar 202600
Apr 202600
May 202600
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Purchases/sales include open-market and private transactions. Plan disclosure applies to the filing; individual rows may differ. “Not disclosed” is not “unplanned.”

The cutoff filters transaction history only. Company summaries and owner relationships show the latest available disclosures. Parser corrections can improve historical records.

Transaction dateOwner / reported roleActivity / securityShares / unitsReported priceReported valueDetails
April 19, 2024 Filed Apr 24, 2024 18:07 UTC Amendment
Juda ScottDirector
PurchaseCommon Stock 29,603 $8.32 $246,296.96
Disclosure

SEC source: 0001213900-24-035720 · ownership.xml · nonDerivative · entry 1

Juda Scott · CIK 0001767084 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 66,603

F1 · shares: The common shares and warrants reported on this Form 4 were purchased in a registered direct offering at a price of $8.445, for an aggregate purchase price of $249,997.34 pursuant to a securities purchase agreement dated April 19, 2024. The warrants are exercisable immediately upon issuance until the earlier of (i) the two year anniversary of the initial exercise date or (ii) thirty trading days following the reporting of the top line data (EMACC) in the Phase 2 Alzheimer's program of XPro1595, (the "Termination Date") but not thereafter, provided however, in the event that the Warrant is held by directors, officers or other affiliates of the Company and the Termination Date is during a period that such officers, directors or affiliates are subject to a blackout with respect to trading in the Company's common stock, such officers, directors or affiliates will have an additional 60 days from the termination of the blackout date to exercise the Warrant.

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November 10, 2023 Filed Nov 13, 2023 16:31 UTC
Juda ScottDirector
PurchaseCommon Stock 7,000 $6.95 $48,650.00
Disclosure

SEC source: 0001213900-23-085758 · ownership.xml · nonDerivative · entry 1

Juda Scott · CIK 0001767084 · Director

10b5-1 filing: No plan indicated

Ownership: Indirect · See Footnote

Disclosed balance after: 37,000

F1 · ownership.nature: The Reporting Person's shares are held by Fossick Capital LP ("Fossick"), a limited partnership. The Reporting Person holds all voting and dispositive control over the Issuer's shares of common stock held by Fossick.

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July 12, 2023 Filed Jul 14, 2023 20:05 UTC SaleCommon Stock 10,000 $11.01 $110,085.00
Disclosure

SEC source: 0001213900-23-057083 · ownership.xml · nonDerivative · entry 1

Schroeder Timothy j · CIK 0001767226 · Director

10b5-1 filing: Plan reported

Ownership: Indirect · See Footnote

Disclosed balance after: 82,187

F1 · kind: The sales reported in this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on March 22, 2021.

F2 · price: The price reported in Column 4 is a weighted average price. These shares of common stock were sold in multiple transactions ranging from $11.00 to $11.10, inclusive. The reporting person undertakes to provide to Inmune Bio Inc., any security holder of Inmune Bio Inc., or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares purchased at each separate price in the range set forth above.

F3 · ownership.nature: These shares of common stock are held by CTI Holdings, a company of which Mr. Schroeder is the majority shareholder. Mr. Schroeder has voting and investment control over these shares.

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March 17, 2023 Filed Mar 20, 2023 08:02 UTC
Moss David JCFO, Treasurer & Secretary · 10% owner
PurchaseCommon Stock 2,500 $6.43 $16,062.50
Disclosure

SEC source: 0001213900-23-021235 · primary_doc.xml · nonDerivative · entry 1

Moss David J · CIK 0001421930 · CFO, Treasurer & Secretary · 10% owner

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 1,250,151

F1 · shares: The Reporting Person purchased 2,500 shares of the Issuer's Common Stock in an open market transaction on March 17, 2023.

Read SEC document
February 16, 2023 Filed Feb 21, 2023 16:02 UTC
ALLEN MARCIADirector
GrantOption (right to buy) · Derivative 35,000 $0.00 Strike: $9.74 $0.00
Disclosure

SEC source: 0001213900-23-013273 · ownership.xml · derivative · entry 1

ALLEN MARCIA · CIK 0001109769 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 35,000

Underlying: Common Stock · 35,000 shares

Expires 2033-02-15

F1 · derivative.exercise_date: 19,024 options granted pursuant to the 2021 Stock Incentive Plan, 7,313 options granted pursuant to the 2019 Stock Incentive Plan and 8,663 options granted pursuant to the 2017 Stock Incentive Plan. One third (1/3) of the Option will vest at the one-year anniversary of the grant date and the remaining unvested Option will become vested and exercisable 1/24th every month thereafter until the Option is 100% vested which shall occur on the three-year anniversary of the grant date.

Read SEC document
February 16, 2023 Filed Feb 21, 2023 16:06 UTC
Moss David JCFO, Treasurer & Secretary · 10% owner
GrantOption (right to buy) · Derivative 160,000 $0.00 Strike: $9.74 $0.00
Disclosure

SEC source: 0001213900-23-013280 · ownership.xml · derivative · entry 1

Moss David J · CIK 0001421930 · CFO, Treasurer & Secretary · 10% owner

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 160,000

Underlying: Common Stock · 160,000 shares

Expires 2033-02-15

F1 · derivative.exercise_date: Granted pursuant to the 2021 Stock Incentive Plan. One third (1/3) of the Option will vest at the one-year anniversary of the grant date and the remaining unvested Option will become vested and exercisable 1/24th every month thereafter until the Option is 100% vested which shall occur on the three-year anniversary of the grant date.

Read SEC document
February 16, 2023 Filed Feb 21, 2023 16:03 UTC GrantOption (right to buy) · Derivative 35,000 $0.00 Strike: $9.74 $0.00
Disclosure

SEC source: 0001213900-23-013276 · ownership.xml · derivative · entry 1

Baracchini Edgardo Jr · CIK 0001291972 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 35,000

Underlying: Common Stock · 35,000 shares

Expires 2033-02-15

F1 · derivative.exercise_date: Granted pursuant to the 2021 Stock Incentive Plan. One third (1/3) of the Option will vest at the one-year anniversary of the grant date and the remaining unvested Option will become vested and exercisable 1/24th every month thereafter until the Option is 100% vested which shall occur on the three-year anniversary of the grant date.

Read SEC document
February 16, 2023 Filed Feb 21, 2023 21:09 UTC
Tesi Raymond JosephDirector · President and CEO · 10% owner
GrantOption (right to buy) · Derivative 160,000 $0.00 Strike: $9.74 $0.00
Disclosure

SEC source: 0001213900-23-013286 · ownership.xml · derivative · entry 1

Tesi Raymond Joseph · CIK 0001767280 · Director · President and CEO · 10% owner

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 160,000

Underlying: Common Stock · 160,000 shares

Expires 2033-02-15

F1 · derivative.exercise_date: Granted pursuant to the 2021 Stock Incentive Plan. One third (1/3) of the Option will vest at the one-year anniversary of the grant date and the remaining unvested Option will become vested and exercisable 1/24th every month thereafter until the Option is 100% vested which shall occur on the three-year anniversary of the grant date.

Read SEC document
February 16, 2023 Filed Feb 21, 2023 21:08 UTC
Juda ScottDirector
GrantOption (right to buy) · Derivative 35,000 $0.00 Strike: $9.74 $0.00
Disclosure

SEC source: 0001213900-23-013284 · ownership.xml · derivative · entry 1

Juda Scott · CIK 0001767084 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 35,000

Underlying: Common Stock · 35,000 shares

Expires 2033-02-15

F1 · derivative.exercise_date: Granted pursuant to the 2021 Stock Incentive Plan. One third (1/3) of the Option will vest at the one-year anniversary of the grant date and the remaining unvested Option will become vested and exercisable 1/24th every month thereafter until the Option is 100% vested which shall occur on the three-year anniversary of the grant date.

Read SEC document
February 16, 2023 Filed Feb 21, 2023 21:04 UTC GrantOption (right to buy) · Derivative 35,000 $0.00 Strike: $9.74 $0.00
Disclosure

SEC source: 0001213900-23-013278 · ownership.xml · derivative · entry 1

Ganjei James Kelly · CIK 0001767300 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 35,000

Underlying: Common Stock · 35,000 shares

Expires 2033-02-15

F1 · derivative.exercise_date: Granted pursuant to the 2021 Stock Incentive Plan. One third (1/3) of the Option will vest at the one-year anniversary of the grant date and the remaining unvested Option will become vested and exercisable 1/24th every month thereafter until the Option is 100% vested which shall occur on the three-year anniversary of the grant date.

Read SEC document
February 16, 2023 Filed Feb 21, 2023 21:07 UTC GrantOption (right to buy) · Derivative 35,000 $0.00 Strike: $9.74 $0.00
Disclosure

SEC source: 0001213900-23-013282 · ownership.xml · derivative · entry 1

Schroeder Timothy j · CIK 0001767226 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 35,000

Underlying: Common Stock · 35,000 shares

Expires 2033-02-15

F1 · derivative.exercise_date: Granted pursuant to the 2021 Stock Incentive Plan. One third (1/3) of the Option will vest at the one-year anniversary of the grant date and the remaining unvested Option will become vested and exercisable 1/24th every month thereafter until the Option is 100% vested which shall occur on the three-year anniversary of the grant date.

Read SEC document
May 27, 2022 Filed May 31, 2022 06:08 UTC
Moss David JCFO, Treasurer & Secretary · 10% owner
PurchaseCommon Stock 3,000 $6.79 $20,370.00
Disclosure

SEC source: 0001213900-22-030208 · ownership.xml · nonDerivative · entry 2

Moss David J · CIK 0001421930 · CFO, Treasurer & Secretary · 10% owner

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 1,247,651

F2 · price: Represents the average purchase price at a range of between $6.77 and $6.79 per share.

Read SEC document
May 26, 2022 Filed May 31, 2022 06:08 UTC
Moss David JCFO, Treasurer & Secretary · 10% owner
PurchaseCommon Stock 7,700 $6.27 $48,279.00
Disclosure

SEC source: 0001213900-22-030208 · ownership.xml · nonDerivative · entry 1

Moss David J · CIK 0001421930 · CFO, Treasurer & Secretary · 10% owner

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 1,244,651

F1 · price: Represents the average purchase price at a range of between $6.11 and $6.29 per share.

Read SEC document
May 26, 2022 Filed May 31, 2022 10:10 UTC
Tesi Raymond JosephDirector · President and CEO · 10% owner
PurchaseCommon Stock 6,300 $6.41 $40,383.00
Disclosure

SEC source: 0001213900-22-030210 · ownership.xml · nonDerivative · entry 1

Tesi Raymond Joseph · CIK 0001767280 · Director · President and CEO · 10% owner

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 1,520,698

F1 · price: Represents the average purchase price at a range of between $6.37 and $6.43 per share.

Read SEC document
March 22, 2022 Filed Mar 23, 2022 16:30 UTC
Moss David JCFO, Treasurer & Secretary · 10% owner
GrantCommon Stock 17,793 $8.43 $149,994.99
Disclosure

SEC source: 0001213900-22-014504 · ownership.xml · nonDerivative · entry 1

Moss David J · CIK 0001421930 · CFO, Treasurer & Secretary · 10% owner

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 1,236,951

F1 · price: The purchase price of the common stock being reported is the closing price per share immediately preceding the entering into of the binding agreement to issue the securities . These shares were purchased by the Reporting Person directly from Issuer.

Read SEC document
March 22, 2022 Filed Mar 23, 2022 20:35 UTC
Lowdell Mark WilliamChief Scientific Officer · 10% owner
GrantCommon Stock 23,590 $8.43 $198,863.70
Disclosure

SEC source: 0001213900-22-014509 · ownership.xml · nonDerivative · entry 1

Lowdell Mark William · CIK 0001767037 · Chief Scientific Officer · 10% owner

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 1,496,383

F1 · price: The purchase price of the common stock being reported is the closing price per share immediately preceding the entering into of the binding agreement to issue the securities. These shares were purchased by the Reporting Person directly from Issuer.

Read SEC document
March 22, 2022 Filed Mar 23, 2022 20:33 UTC
Tesi Raymond JosephDirector · President and CEO · 10% owner
GrantCommon Stock 23,724 $8.43 $199,993.32
Disclosure

SEC source: 0001213900-22-014507 · ownership.xml · nonDerivative · entry 1

Tesi Raymond Joseph · CIK 0001767280 · Director · President and CEO · 10% owner

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 1,514,398

F1 · price: The purchase price of the common stock being reported is the closing price per share immediately preceding the entering into of the binding agreement to issue the securities . These shares were purchased by the Reporting Person directly from Issuer.

Read SEC document
March 22, 2022 Filed Mar 23, 2022 20:29 UTC GrantCommon Stock 17,793 $8.43 $149,994.99
Disclosure

SEC source: 0001213900-22-014499 · ownership.xml · nonDerivative · entry 1

Ganjei James Kelly · CIK 0001767300 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 17,793

F1 · price: The purchase price of the common stock being reported is the closing price per share immediately preceding the entering into of the binding agreement to issue the securities. These shares were purchased by the Reporting Person directly from Issuer.

Read SEC document
March 21, 2022 Filed Mar 23, 2022 16:27 UTC
ALLEN MARCIADirector
GrantOption (right to buy) · Derivative 35,000 $0.00 Strike: $7.92 $0.00
Disclosure

SEC source: 0001213900-22-014496 · ownership.xml · derivative · entry 1

ALLEN MARCIA · CIK 0001109769 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 35,000

Underlying: Common Stock · 35,000 shares

Expires 2032-03-20

F1 · derivative.exercise_date: Granted pursuant to the 2021 Stock Incentive Plan. One third (1/3) of the Option will vest at the one-year anniversary of the grant date and the remaining unvested Option will become vested and exercisable 1/24th every month thereafter until the Option is 100% vested which shall occur on the three-year anniversary of the grant date.

Read SEC document
March 21, 2022 Filed Mar 23, 2022 16:30 UTC
Moss David JCFO, Treasurer & Secretary · 10% owner
GrantOption (right to buy) · Derivative 130,000 $0.00 Strike: $7.92 $0.00
Disclosure

SEC source: 0001213900-22-014504 · ownership.xml · derivative · entry 2

Moss David J · CIK 0001421930 · CFO, Treasurer & Secretary · 10% owner

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 130,000

Underlying: Common Stock · 130,000 shares

Expires 2032-03-20

F2 · derivative.exercise_date: Granted pursuant to the 2021 Stock Incentive Plan. One third (1/3) of the Option will vest at the one-year anniversary of the grant date and the remaining unvested Option will become vested and exercisable 1/24th every month thereafter until the Option is 100% vested which shall occur on the three-year anniversary of the grant date.

Read SEC document
March 21, 2022 Filed Mar 23, 2022 16:28 UTC GrantOption (right to buy) · Derivative 35,000 $0.00 Strike: $7.92 $0.00
Disclosure

SEC source: 0001213900-22-014497 · ownership.xml · derivative · entry 1

Baracchini Edgardo Jr · CIK 0001291972 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 35,000

Underlying: Common Stock · 35,000 shares

Expires 2032-03-20

F1 · derivative.exercise_date: Granted pursuant to the 2021 Stock Incentive Plan. One third (1/3) of the Option will vest at the one-year anniversary of the grant date and the remaining unvested Option will become vested and exercisable 1/24th every month thereafter until the Option is 100% vested which shall occur on the three-year anniversary of the grant date.

Read SEC document
March 21, 2022 Filed Mar 23, 2022 20:35 UTC
Lowdell Mark WilliamChief Scientific Officer · 10% owner
GrantOption (right to buy) · Derivative 104,000 $0.00 Strike: $7.92 $0.00
Disclosure

SEC source: 0001213900-22-014509 · ownership.xml · derivative · entry 2

Lowdell Mark William · CIK 0001767037 · Chief Scientific Officer · 10% owner

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 104,000

Underlying: Common Stock · 104,000 shares

Expires 2032-03-20

F2 · derivative.exercise_date: Granted pursuant to the 2021 Stock Incentive Plan. One third (1/3) of the Option will vest at the one-year anniversary of the grant date and the remaining unvested Option will become vested and exercisable 1/24th every month thereafter until the Option is 100% vested which shall occur on the three-year anniversary of the grant date.

Read SEC document
March 21, 2022 Filed Mar 23, 2022 20:31 UTC GrantOption (right to buy) · Derivative 35,000 $0.00 Strike: $7.92 $0.00
Disclosure

SEC source: 0001213900-22-014505 · ownership.xml · derivative · entry 1

Schroeder Timothy j · CIK 0001767226 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 35,000

Underlying: Common Stock · 35,000 shares

Expires 2032-03-20

F1 · derivative.exercise_date: Granted pursuant to the 2021 Stock Incentive Plan. One third (1/3) of the Option will vest at the one-year anniversary of the grant date and the remaining unvested Option will become vested and exercisable 1/24th every month thereafter until the Option is 100% vested which shall occur on the three-year anniversary of the grant date.

Read SEC document
March 21, 2022 Filed Mar 23, 2022 20:33 UTC
Tesi Raymond JosephDirector · President and CEO · 10% owner
GrantOption (right to buy) · Derivative 130,000 $0.00 Strike: $7.92 $0.00
Disclosure

SEC source: 0001213900-22-014507 · ownership.xml · derivative · entry 2

Tesi Raymond Joseph · CIK 0001767280 · Director · President and CEO · 10% owner

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 130,000

Underlying: Common Stock · 130,000 shares

Expires 2032-03-20

F2 · derivative.exercise_date: Granted pursuant to the 2021 Stock Incentive Plan. One third (1/3) of the Option will vest at the one-year anniversary of the grant date and the remaining unvested Option will become vested and exercisable 1/24th every month thereafter until the Option is 100% vested which shall occur on the three-year anniversary of the grant date.

Read SEC document
March 21, 2022 Filed Mar 23, 2022 20:29 UTC
Juda ScottDirector
GrantOption (right to buy) · Derivative 35,000 $0.00 Strike: $7.92 $0.00
Disclosure

SEC source: 0001213900-22-014500 · ownership.xml · derivative · entry 1

Juda Scott · CIK 0001767084 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 35,000

Underlying: Common Stock · 35,000 shares

Expires 2032-03-20

F1 · derivative.exercise_date: Granted pursuant to the 2021 Stock Incentive Plan. One third (1/3) of the Option will vest at the one-year anniversary of the grant date and the remaining unvested Option will become vested and exercisable 1/24th every month thereafter until the Option is 100% vested which shall occur on the three-year anniversary of the grant date.

Read SEC document
March 21, 2022 Filed Mar 23, 2022 20:29 UTC GrantOption (right to buy) · Derivative 35,000 $0.00 Strike: $7.92 $0.00
Disclosure

SEC source: 0001213900-22-014499 · ownership.xml · derivative · entry 2

Ganjei James Kelly · CIK 0001767300 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 35,000

Underlying: Common Stock · 35,000 shares

Expires 2032-03-20

F2 · derivative.exercise_date: Granted pursuant to the 2021 Stock Incentive Plan. One third (1/3) of the Option will vest at the one-year anniversary of the grant date and the remaining unvested Option will become vested and exercisable 1/24th every month thereafter until the Option is 100% vested which shall occur on the three-year anniversary of the grant date.

Read SEC document
November 17, 2021 Filed Nov 17, 2021 23:10 UTC
Juda ScottDirector
PurchaseCommon Stock 2,500 $13.55 $33,875.00
Disclosure

SEC source: 0001213900-21-060386 · ownership.xml · nonDerivative · entry 1

Juda Scott · CIK 0001767084 · Director

10b5-1 filing: Not disclosed

Ownership: Indirect · See Footnote

Disclosed balance after: 30,000

F1 · ownership.nature: The Reporting Person's shares are held by Fossick Capital LP ("Fossick"), a limited partnership. The Reporting Person holds all voting and dispositive control over the Issuer's shares of common stock held by Fossick.

Read SEC document
November 03, 2021 Filed Nov 4, 2021 16:00 UTC
Moss David JCFO, Treasurer & Secretary · 10% owner
SaleCommon Stock 1,025 $20.00 $20,500.00
Disclosure

SEC source: 0001213900-21-056738 · ownership.xml · nonDerivative · entry 1

Moss David J · CIK 0001421930 · CFO, Treasurer & Secretary · 10% owner

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 1,219,158

F1 · kind: The sales reported in this Form 4 were effected pursuant to a Rule 10b5-1 trading plan.

Read SEC document
November 03, 2021 Filed Nov 4, 2021 20:00 UTC
Lowdell Mark WilliamChief Scientific Officer · 10% owner
SaleCommon Stock 701 $20.00 $14,020.00
Disclosure

SEC source: 0001213900-21-056740 · ownership.xml · nonDerivative · entry 1

Lowdell Mark William · CIK 0001767037 · Chief Scientific Officer · 10% owner

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 1,472,793

F1 · kind: The sales reported in this Form 4 were effected pursuant to a Rule 10b5-1 trading plan.

Read SEC document
November 03, 2021 Filed Nov 4, 2021 20:00 UTC
Tesi Raymond JosephDirector · President and CEO · 10% owner
SaleCommon Stock 3,626 $20.00 $72,520.00
Disclosure

SEC source: 0001213900-21-056737 · ownership.xml · nonDerivative · entry 1

Tesi Raymond Joseph · CIK 0001767280 · Director · President and CEO · 10% owner

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 1,490,674

F1 · kind: The sales reported in this Form 4 were effected pursuant to a Rule 10b5-1 trading plan.

Read SEC document
October 27, 2021 Filed Oct 29, 2021 16:01 UTC
Moss David JCFO, Treasurer & Secretary · 10% owner
SaleCommon Stock 2,079 $20.00 $41,580.00
Disclosure

SEC source: 0001213900-21-055418 · ownership.xml · nonDerivative · entry 1

Moss David J · CIK 0001421930 · CFO, Treasurer & Secretary · 10% owner

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 1,220,183

F1 · kind: The sales reported in this Form 4 were effected pursuant to a Rule 10b5-1 trading plan.

Read SEC document
October 27, 2021 Filed Oct 29, 2021 20:03 UTC
Tesi Raymond JosephDirector · President and CEO · 10% owner
SaleCommon Stock 6,517 $20.00 $130,340.00
Disclosure

SEC source: 0001213900-21-055422 · ownership.xml · nonDerivative · entry 1

Tesi Raymond Joseph · CIK 0001767280 · Director · President and CEO · 10% owner

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 1,494,300

F1 · kind: The sales reported in this Form 4 were effected pursuant to a Rule 10b5-1 trading plan.

Read SEC document
October 27, 2021 Filed Oct 29, 2021 20:03 UTC
Lowdell Mark WilliamChief Scientific Officer · 10% owner
SaleCommon Stock 2,357 $20.00 $47,140.00
Disclosure

SEC source: 0001213900-21-055421 · ownership.xml · nonDerivative · entry 1

Lowdell Mark William · CIK 0001767037 · Chief Scientific Officer · 10% owner

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 1,473,494

F1 · kind: The sales reported in this Form 4 were effected pursuant to a Rule 10b5-1 trading plan.

Read SEC document
October 25, 2021 Filed Oct 26, 2021 16:31 UTC
Moss David JCFO, Treasurer & Secretary · 10% owner
SaleCommon Stock 13 $20.00 $260.00
Disclosure

SEC source: 0001213900-21-054640 · ownership.xml · nonDerivative · entry 2

Moss David J · CIK 0001421930 · CFO, Treasurer & Secretary · 10% owner

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 1,222,262

F1 · kind: The sales reported in this Form 4 were effected pursuant to a Rule 10b5-1 trading plan.

Read SEC document
October 22, 2021 Filed Oct 26, 2021 16:31 UTC
Moss David JCFO, Treasurer & Secretary · 10% owner
SaleCommon Stock 1,142 $20.00 $22,840.00
Disclosure

SEC source: 0001213900-21-054640 · ownership.xml · nonDerivative · entry 1

Moss David J · CIK 0001421930 · CFO, Treasurer & Secretary · 10% owner

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 1,222,275

F1 · kind: The sales reported in this Form 4 were effected pursuant to a Rule 10b5-1 trading plan.

Read SEC document
October 22, 2021 Filed Oct 26, 2021 20:31 UTC
Tesi Raymond JosephDirector · President and CEO · 10% owner
SaleCommon Stock 23,616 $20.00 $472,320.00
Disclosure

SEC source: 0001213900-21-054644 · ownership.xml · nonDerivative · entry 1

Tesi Raymond Joseph · CIK 0001767280 · Director · President and CEO · 10% owner

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 1,500,817

F1 · kind: The sales reported in this Form 4 were effected pursuant to a Rule 10b5-1 trading plan.

Read SEC document
October 22, 2021 Filed Oct 26, 2021 20:31 UTC
Lowdell Mark WilliamChief Scientific Officer · 10% owner
SaleCommon Stock 400 $20.00 $8,000.00
Disclosure

SEC source: 0001213900-21-054642 · ownership.xml · nonDerivative · entry 1

Lowdell Mark William · CIK 0001767037 · Chief Scientific Officer · 10% owner

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 1,475,851

F1 · kind: The sales reported in this Form 4 were effected pursuant to a Rule 10b5-1 trading plan.

Read SEC document
September 03, 2021 Filed Sep 8, 2021 20:15 UTC
Xencor Inc10% owner
Exercise / conversionStock Option (Right to Buy) · Derivative 108,000 $0.00 Strike: $7.80 $0.00
Disclosure

SEC source: 0001415889-21-004281 · form4-09082021_040906.xml · derivative · entry 2

Xencor Inc · CIK 0001326732 · 10% owner

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 108,000 shares

Expires 2021-09-08

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_date: The shares underlying this option vested in 36 equal monthly installments beginning on April 3, 2018.

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September 03, 2021 Filed Sep 8, 2021 20:15 UTC
Xencor Inc10% owner
Exercise / conversionCommon Stock 108,000 $7.80 $842,400.00
Disclosure

SEC source: 0001415889-21-004281 · form4-09082021_040906.xml · nonDerivative · entry 1

Xencor Inc · CIK 0001326732 · 10% owner

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 1,885,533

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

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August 25, 2021 Filed Aug 27, 2021 20:42 UTC
Tesi Raymond JosephDirector · President and CEO · 10% owner
Exercise / conversionEmployee Stock Option (right to buy) · Derivative 30,000 $0.00 Strike: $3.91 $0.00
Disclosure

SEC source: 0001213900-21-045373 · ownership.xml · derivative · entry 2

Tesi Raymond Joseph · CIK 0001767280 · Director · President and CEO · 10% owner

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 270,000

Underlying: Common Stock · 30,000 shares

Expires 2029-11-24

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_date: These options were exercised in a cash transaction by the Reporting Person under Rule 16(b)(3). The options were granted to the Reporting Person under the Company's 2019 Stock Incentive Plan.

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August 25, 2021 Filed Aug 27, 2021 20:42 UTC
Tesi Raymond JosephDirector · President and CEO · 10% owner
Exercise / conversionCommon Stock 30,000 $3.91 $117,300.00
Disclosure

SEC source: 0001213900-21-045373 · ownership.xml · nonDerivative · entry 1

Tesi Raymond Joseph · CIK 0001767280 · Director · President and CEO · 10% owner

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 1,524,433

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · shares: These options were exercised in a cash transaction by the Reporting Person under Rule 16(b)(3). The options were granted to the Reporting Person under the Company's 2019 Stock Incentive Plan.

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July 16, 2021 Filed Jul 19, 2021 19:39 UTC
Moss David JCFO, Treasurer & Secretary · 10% owner
Exercise / conversionEmployee Stock Option (right to buy) · Derivative 25,000 $0.00 Strike: $3.91 $0.00
Disclosure

SEC source: 0001213900-21-037560 · ownership.xml · derivative · entry 2

Moss David J · CIK 0001421930 · CFO, Treasurer & Secretary · 10% owner

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 275,000

Underlying: Common Stock · 25,000 shares

Expires 2029-11-24

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_date: These options were exercised in a cash transaction by the Reporting Person under Rule 16(b)(3). The options were granted to the Reporting Person under the Company's 2019 Stock Incentive Plan.

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July 16, 2021 Filed Jul 19, 2021 19:39 UTC
Moss David JCFO, Treasurer & Secretary · 10% owner
Exercise / conversionCommon Stock 25,000 $3.91 $97,750.00
Disclosure

SEC source: 0001213900-21-037560 · ownership.xml · nonDerivative · entry 1

Moss David J · CIK 0001421930 · CFO, Treasurer & Secretary · 10% owner

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 1,223,417

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · shares: These options were exercised in a cash transaction by the Reporting Person under Rule 16(b)(3). The options were granted to the Reporting Person under the Company's 2019 Stock Incentive Plan.

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July 13, 2021 Filed Jul 14, 2021 20:07 UTC SaleCommon Stock 14,480 $27.63 $400,082.40
Disclosure

SEC source: 0001213900-21-036870 · ownership.xml · nonDerivative · entry 1

Schroeder Timothy j · CIK 0001767226 · Director

10b5-1 filing: Not disclosed

Ownership: Indirect · See Footnote

Disclosed balance after: 92,187

F1 · kind: The sales reported in this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on March 22, 2021.

F2 · price: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions ranging from $27.00 to $29.00, inclusive. The Reporting Person undertakes to provide to Inmune Bio, Inc., any security holder of Inmune Bio, Inc., or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares purchased at each separate price in the range set forth above.

F3 · ownership.nature: These shares of Common Stock are held by CTI Holdings, a company of which Mr. Schroeder is the majority shareholder. Mr. Schroeder has voting and investment control over these shares.

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July 09, 2021 Filed Jul 12, 2021 20:05 UTC SaleCommon Stock 30,000 $23.21 $696,150.00
Disclosure

SEC source: 0001213900-21-036518 · ownership.xml · nonDerivative · entry 1

Schroeder Timothy j · CIK 0001767226 · Director

10b5-1 filing: Not disclosed

Ownership: Indirect · See Footnote

Disclosed balance after: 106,667

F1 · kind: The sales reported in this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on March 22, 2021.

F2 · price: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions ranging from $21.00 to $25.25, inclusive. The Reporting Person undertakes to provide to Inmune Bio, Inc., any security holder of Inmune Bio, Inc., or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares purchased at each separate price in the range set forth above.

F3 · ownership.nature: These shares of Common Stock are held by CTI Holdings, a company of which Mr. Schroeder is the majority shareholder. Mr. Schroeder has voting and investment control over these shares.

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July 08, 2021 Filed Jul 9, 2021 16:06 UTC
Moss David JCFO, Treasurer & Secretary
SaleCommon Stock 16,302 $20.09 $327,492.51
Disclosure

SEC source: 0001213900-21-036353 · ownership.xml · nonDerivative · entry 2

Moss David J · CIK 0001421930 · CFO, Treasurer & Secretary

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 1,198,417

F1 · kind: The sales reported in this Form 4 were effected pursuant to a Rule 10b5-1 trading plan.

F3 · price: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions ranging from $20.00 to $20.14, inclusive. The Reporting Person undertakes to provide to Inmune Bio, Inc., any security holder of Inmune Bio, Inc., or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares purchased at each separate price in the range set forth above.

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July 08, 2021 Filed Jul 9, 2021 20:06 UTC
Lowdell Mark WilliamChief Scientific Officer
SaleCommon Stock 24,150 $20.19 $487,588.50
Disclosure

SEC source: 0001213900-21-036355 · ownership.xml · nonDerivative · entry 2

Lowdell Mark William · CIK 0001767037 · Chief Scientific Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 1,476,251

F1 · kind: The sales reported in this Form 4 were effected pursuant to a Rule 10b5-1 trading plan.

F3 · price: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions ranging from $20.00 to $20.48, inclusive. The Reporting Person undertakes to provide to Inmune Bio, Inc., any security holder of Inmune Bio, Inc., or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares purchased at each separate price in the range set forth above.

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July 08, 2021 Filed Jul 9, 2021 20:06 UTC
Tesi Raymond JosephDirector · President and CEO
SaleCommon Stock 24,351 $20.08 $488,968.08
Disclosure

SEC source: 0001213900-21-036352 · ownership.xml · nonDerivative · entry 2

Tesi Raymond Joseph · CIK 0001767280 · Director · President and CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 1,510,933

F1 · kind: The sales reported in this Form 4 were effected pursuant to a Rule 10b5-1 trading plan.

F3 · price: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions ranging from $20.00 to $20.21, inclusive. The Reporting Person undertakes to provide to Inmune Bio, Inc., any security holder of Inmune Bio, Inc., or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares purchased at each separate price in the range set forth above.

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July 07, 2021 Filed Jul 9, 2021 16:06 UTC
Moss David JCFO, Treasurer & Secretary
SaleCommon Stock 8,698 $20.01 $174,030.45
Disclosure

SEC source: 0001213900-21-036353 · ownership.xml · nonDerivative · entry 1

Moss David J · CIK 0001421930 · CFO, Treasurer & Secretary

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 1,214,719

F1 · kind: The sales reported in this Form 4 were effected pursuant to a Rule 10b5-1 trading plan.

F2 · price: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions ranging from $20.00 to $20.03, inclusive. The Reporting Person undertakes to provide to Inmune Bio, Inc., any security holder of Inmune Bio, Inc., or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares purchased at each separate price in the range set forth above.

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July 07, 2021 Filed Jul 9, 2021 20:06 UTC
Lowdell Mark WilliamChief Scientific Officer
SaleCommon Stock 5,850 $20.02 $117,117.00
Disclosure

SEC source: 0001213900-21-036355 · ownership.xml · nonDerivative · entry 1

Lowdell Mark William · CIK 0001767037 · Chief Scientific Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 1,500,401

F1 · kind: The sales reported in this Form 4 were effected pursuant to a Rule 10b5-1 trading plan.

F2 · price: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions ranging from $20.00 to $20.04, inclusive. The Reporting Person undertakes to provide to Inmune Bio, Inc., any security holder of Inmune Bio, Inc., or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares purchased at each separate price in the range set forth above.

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Value uses the disclosed total when available, otherwise shares × reported transaction price. It is not an estimate of exercise cash cost or investment performance.