Last 12 months
Inside the activity.
0 purchase rows · 0 sale rows
Disclosed non-derivative P/S rows, by transaction month. Includes amendments and private transactions.Monthly counts
| Month | Purchases | Sales |
|---|---|---|
| Nov 2025 | 0 | 0 |
| Dec 2025 | 0 | 0 |
| Jan 2026 | 0 | 0 |
| Feb 2026 | 0 | 0 |
| Mar 2026 | 0 | 0 |
| Apr 2026 | 0 | 0 |
| May 2026 | 0 | 0 |
| Jun 2026 | 0 | 0 |
| Jul 2026 | 0 | 0 |
| Aug 2026 | 0 | 0 |
| Sep 2026 | 0 | 0 |
| Oct 2026 | 0 | 0 |
Latest available
Insider transactions
Purchases/sales include open-market and private transactions. Plan disclosure applies to the filing; individual rows may differ. “Not disclosed” is not “unplanned.”
The cutoff filters transaction history only. Company summaries and owner relationships show the latest available disclosures. Parser corrections can improve historical records.
| Transaction date | Owner / reported role | Activity / security | Shares / units | Reported price | Reported value | Details |
|---|---|---|---|---|---|---|
| November 18, 2025 Filed Nov 18, 2025 22:27 UTC |
Juda ScottDirector
|
Disposition to issuerStock Option (right to buy) · Derivative | 32,500 | Not disclosed Strike: $5.05 | Not disclosed |
DisclosureSEC source: 0001213900-25-112232 · ownership.xml · derivative · entry 13 Juda Scott · CIK 0001767084 · Director 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 0 Underlying: Common Stock · 32,500 shares Expires 2034-12-04 F1 · kind: Effective as of November 18, 2025 (the "Repricing Date"), the Issuer's stockholders approved a one-time repricing of certain outstanding stock options (the "Repriced Options") granted under the Issuer's 2017 Stock Incentive Plan (the "2017 Plan"), 2019 Stock Incentive Plan (the "2019 Plan"), and Second Amended and Restated 2021 Stock Incentive Plan (as may be amended, restated or otherwise modified from time to time in accordance with its terms, the "2021 Plan") , which reduced the per share exercise price of each Repriced Option to $1.50, representing the closing price of the Issuer's common stock on The Nasdaq Capital Market on the Repricing Date (the "Option Repricing"). Except as modified by the Option Repricing, all other terms and conditions of the Repriced Options, including, without limitation, any provisions with respect to vesting and term of the Repriced Options, remain in full force and effect. F1 · price: Effective as of November 18, 2025 (the "Repricing Date"), the Issuer's stockholders approved a one-time repricing of certain outstanding stock options (the "Repriced Options") granted under the Issuer's 2017 Stock Incentive Plan (the "2017 Plan"), 2019 Stock Incentive Plan (the "2019 Plan"), and Second Amended and Restated 2021 Stock Incentive Plan (as may be amended, restated or otherwise modified from time to time in accordance with its terms, the "2021 Plan") , which reduced the per share exercise price of each Repriced Option to $1.50, representing the closing price of the Issuer's common stock on The Nasdaq Capital Market on the Repricing Date (the "Option Repricing"). Except as modified by the Option Repricing, all other terms and conditions of the Repriced Options, including, without limitation, any provisions with respect to vesting and term of the Repriced Options, remain in full force and effect. F2 · derivative.exercise_date: This stock option award was issued pursuant to the 2017 Plan, 2019 Plan and/or the 2021 Plan, as applicable, and becomes exercisable in accordance with the vesting schedule specified in the award agreement and as previously reported on applicable Form 4, subject to the Reporting Person's continued service with the Issuer as of the applicable vesting date. Read SEC document |
| November 18, 2025 Filed Nov 18, 2025 22:27 UTC |
Juda ScottDirector
|
GrantStock Option (right to buy) · Derivative | 35,000 | Not disclosed Strike: $1.50 | Not disclosed |
DisclosureSEC source: 0001213900-25-112232 · ownership.xml · derivative · entry 12 Juda Scott · CIK 0001767084 · Director 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 35,000 Underlying: Common Stock · 35,000 shares Expires 2033-02-15 F1 · kind: Effective as of November 18, 2025 (the "Repricing Date"), the Issuer's stockholders approved a one-time repricing of certain outstanding stock options (the "Repriced Options") granted under the Issuer's 2017 Stock Incentive Plan (the "2017 Plan"), 2019 Stock Incentive Plan (the "2019 Plan"), and Second Amended and Restated 2021 Stock Incentive Plan (as may be amended, restated or otherwise modified from time to time in accordance with its terms, the "2021 Plan") , which reduced the per share exercise price of each Repriced Option to $1.50, representing the closing price of the Issuer's common stock on The Nasdaq Capital Market on the Repricing Date (the "Option Repricing"). Except as modified by the Option Repricing, all other terms and conditions of the Repriced Options, including, without limitation, any provisions with respect to vesting and term of the Repriced Options, remain in full force and effect. F1 · price: Effective as of November 18, 2025 (the "Repricing Date"), the Issuer's stockholders approved a one-time repricing of certain outstanding stock options (the "Repriced Options") granted under the Issuer's 2017 Stock Incentive Plan (the "2017 Plan"), 2019 Stock Incentive Plan (the "2019 Plan"), and Second Amended and Restated 2021 Stock Incentive Plan (as may be amended, restated or otherwise modified from time to time in accordance with its terms, the "2021 Plan") , which reduced the per share exercise price of each Repriced Option to $1.50, representing the closing price of the Issuer's common stock on The Nasdaq Capital Market on the Repricing Date (the "Option Repricing"). Except as modified by the Option Repricing, all other terms and conditions of the Repriced Options, including, without limitation, any provisions with respect to vesting and term of the Repriced Options, remain in full force and effect. F2 · derivative.exercise_date: This stock option award was issued pursuant to the 2017 Plan, 2019 Plan and/or the 2021 Plan, as applicable, and becomes exercisable in accordance with the vesting schedule specified in the award agreement and as previously reported on applicable Form 4, subject to the Reporting Person's continued service with the Issuer as of the applicable vesting date. Read SEC document |
| November 18, 2025 Filed Nov 18, 2025 22:27 UTC |
Juda ScottDirector
|
Disposition to issuerStock Option (right to buy) · Derivative | 35,000 | Not disclosed Strike: $9.74 | Not disclosed |
DisclosureSEC source: 0001213900-25-112232 · ownership.xml · derivative · entry 11 Juda Scott · CIK 0001767084 · Director 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 0 Underlying: Common Stock · 35,000 shares Expires 2033-02-15 F1 · kind: Effective as of November 18, 2025 (the "Repricing Date"), the Issuer's stockholders approved a one-time repricing of certain outstanding stock options (the "Repriced Options") granted under the Issuer's 2017 Stock Incentive Plan (the "2017 Plan"), 2019 Stock Incentive Plan (the "2019 Plan"), and Second Amended and Restated 2021 Stock Incentive Plan (as may be amended, restated or otherwise modified from time to time in accordance with its terms, the "2021 Plan") , which reduced the per share exercise price of each Repriced Option to $1.50, representing the closing price of the Issuer's common stock on The Nasdaq Capital Market on the Repricing Date (the "Option Repricing"). Except as modified by the Option Repricing, all other terms and conditions of the Repriced Options, including, without limitation, any provisions with respect to vesting and term of the Repriced Options, remain in full force and effect. F1 · price: Effective as of November 18, 2025 (the "Repricing Date"), the Issuer's stockholders approved a one-time repricing of certain outstanding stock options (the "Repriced Options") granted under the Issuer's 2017 Stock Incentive Plan (the "2017 Plan"), 2019 Stock Incentive Plan (the "2019 Plan"), and Second Amended and Restated 2021 Stock Incentive Plan (as may be amended, restated or otherwise modified from time to time in accordance with its terms, the "2021 Plan") , which reduced the per share exercise price of each Repriced Option to $1.50, representing the closing price of the Issuer's common stock on The Nasdaq Capital Market on the Repricing Date (the "Option Repricing"). Except as modified by the Option Repricing, all other terms and conditions of the Repriced Options, including, without limitation, any provisions with respect to vesting and term of the Repriced Options, remain in full force and effect. F2 · derivative.exercise_date: This stock option award was issued pursuant to the 2017 Plan, 2019 Plan and/or the 2021 Plan, as applicable, and becomes exercisable in accordance with the vesting schedule specified in the award agreement and as previously reported on applicable Form 4, subject to the Reporting Person's continued service with the Issuer as of the applicable vesting date. Read SEC document |
| November 18, 2025 Filed Nov 18, 2025 22:27 UTC |
Juda ScottDirector
|
GrantStock Option (right to buy) · Derivative | 35,000 | Not disclosed Strike: $1.50 | Not disclosed |
DisclosureSEC source: 0001213900-25-112232 · ownership.xml · derivative · entry 10 Juda Scott · CIK 0001767084 · Director 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 35,000 Underlying: Common Stock · 35,000 shares Expires 2032-03-20 F1 · kind: Effective as of November 18, 2025 (the "Repricing Date"), the Issuer's stockholders approved a one-time repricing of certain outstanding stock options (the "Repriced Options") granted under the Issuer's 2017 Stock Incentive Plan (the "2017 Plan"), 2019 Stock Incentive Plan (the "2019 Plan"), and Second Amended and Restated 2021 Stock Incentive Plan (as may be amended, restated or otherwise modified from time to time in accordance with its terms, the "2021 Plan") , which reduced the per share exercise price of each Repriced Option to $1.50, representing the closing price of the Issuer's common stock on The Nasdaq Capital Market on the Repricing Date (the "Option Repricing"). Except as modified by the Option Repricing, all other terms and conditions of the Repriced Options, including, without limitation, any provisions with respect to vesting and term of the Repriced Options, remain in full force and effect. F1 · price: Effective as of November 18, 2025 (the "Repricing Date"), the Issuer's stockholders approved a one-time repricing of certain outstanding stock options (the "Repriced Options") granted under the Issuer's 2017 Stock Incentive Plan (the "2017 Plan"), 2019 Stock Incentive Plan (the "2019 Plan"), and Second Amended and Restated 2021 Stock Incentive Plan (as may be amended, restated or otherwise modified from time to time in accordance with its terms, the "2021 Plan") , which reduced the per share exercise price of each Repriced Option to $1.50, representing the closing price of the Issuer's common stock on The Nasdaq Capital Market on the Repricing Date (the "Option Repricing"). Except as modified by the Option Repricing, all other terms and conditions of the Repriced Options, including, without limitation, any provisions with respect to vesting and term of the Repriced Options, remain in full force and effect. F2 · derivative.exercise_date: This stock option award was issued pursuant to the 2017 Plan, 2019 Plan and/or the 2021 Plan, as applicable, and becomes exercisable in accordance with the vesting schedule specified in the award agreement and as previously reported on applicable Form 4, subject to the Reporting Person's continued service with the Issuer as of the applicable vesting date. Read SEC document |
| November 18, 2025 Filed Nov 18, 2025 22:27 UTC |
Juda ScottDirector
|
Disposition to issuerStock Option (right to buy) · Derivative | 35,000 | Not disclosed Strike: $7.92 | Not disclosed |
DisclosureSEC source: 0001213900-25-112232 · ownership.xml · derivative · entry 9 Juda Scott · CIK 0001767084 · Director 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 0 Underlying: Common Stock · 35,000 shares Expires 2032-03-20 F1 · kind: Effective as of November 18, 2025 (the "Repricing Date"), the Issuer's stockholders approved a one-time repricing of certain outstanding stock options (the "Repriced Options") granted under the Issuer's 2017 Stock Incentive Plan (the "2017 Plan"), 2019 Stock Incentive Plan (the "2019 Plan"), and Second Amended and Restated 2021 Stock Incentive Plan (as may be amended, restated or otherwise modified from time to time in accordance with its terms, the "2021 Plan") , which reduced the per share exercise price of each Repriced Option to $1.50, representing the closing price of the Issuer's common stock on The Nasdaq Capital Market on the Repricing Date (the "Option Repricing"). Except as modified by the Option Repricing, all other terms and conditions of the Repriced Options, including, without limitation, any provisions with respect to vesting and term of the Repriced Options, remain in full force and effect. F1 · price: Effective as of November 18, 2025 (the "Repricing Date"), the Issuer's stockholders approved a one-time repricing of certain outstanding stock options (the "Repriced Options") granted under the Issuer's 2017 Stock Incentive Plan (the "2017 Plan"), 2019 Stock Incentive Plan (the "2019 Plan"), and Second Amended and Restated 2021 Stock Incentive Plan (as may be amended, restated or otherwise modified from time to time in accordance with its terms, the "2021 Plan") , which reduced the per share exercise price of each Repriced Option to $1.50, representing the closing price of the Issuer's common stock on The Nasdaq Capital Market on the Repricing Date (the "Option Repricing"). Except as modified by the Option Repricing, all other terms and conditions of the Repriced Options, including, without limitation, any provisions with respect to vesting and term of the Repriced Options, remain in full force and effect. F2 · derivative.exercise_date: This stock option award was issued pursuant to the 2017 Plan, 2019 Plan and/or the 2021 Plan, as applicable, and becomes exercisable in accordance with the vesting schedule specified in the award agreement and as previously reported on applicable Form 4, subject to the Reporting Person's continued service with the Issuer as of the applicable vesting date. Read SEC document |
| November 18, 2025 Filed Nov 18, 2025 22:27 UTC |
Juda ScottDirector
|
GrantStock Option (right to buy) · Derivative | 19,025 | Not disclosed Strike: $1.50 | Not disclosed |
DisclosureSEC source: 0001213900-25-112232 · ownership.xml · derivative · entry 8 Juda Scott · CIK 0001767084 · Director 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 19,025 Underlying: Common Stock · 19,025 shares Expires 2031-06-21 F1 · kind: Effective as of November 18, 2025 (the "Repricing Date"), the Issuer's stockholders approved a one-time repricing of certain outstanding stock options (the "Repriced Options") granted under the Issuer's 2017 Stock Incentive Plan (the "2017 Plan"), 2019 Stock Incentive Plan (the "2019 Plan"), and Second Amended and Restated 2021 Stock Incentive Plan (as may be amended, restated or otherwise modified from time to time in accordance with its terms, the "2021 Plan") , which reduced the per share exercise price of each Repriced Option to $1.50, representing the closing price of the Issuer's common stock on The Nasdaq Capital Market on the Repricing Date (the "Option Repricing"). Except as modified by the Option Repricing, all other terms and conditions of the Repriced Options, including, without limitation, any provisions with respect to vesting and term of the Repriced Options, remain in full force and effect. F1 · price: Effective as of November 18, 2025 (the "Repricing Date"), the Issuer's stockholders approved a one-time repricing of certain outstanding stock options (the "Repriced Options") granted under the Issuer's 2017 Stock Incentive Plan (the "2017 Plan"), 2019 Stock Incentive Plan (the "2019 Plan"), and Second Amended and Restated 2021 Stock Incentive Plan (as may be amended, restated or otherwise modified from time to time in accordance with its terms, the "2021 Plan") , which reduced the per share exercise price of each Repriced Option to $1.50, representing the closing price of the Issuer's common stock on The Nasdaq Capital Market on the Repricing Date (the "Option Repricing"). Except as modified by the Option Repricing, all other terms and conditions of the Repriced Options, including, without limitation, any provisions with respect to vesting and term of the Repriced Options, remain in full force and effect. F2 · derivative.exercise_date: This stock option award was issued pursuant to the 2017 Plan, 2019 Plan and/or the 2021 Plan, as applicable, and becomes exercisable in accordance with the vesting schedule specified in the award agreement and as previously reported on applicable Form 4, subject to the Reporting Person's continued service with the Issuer as of the applicable vesting date. Read SEC document |
| November 18, 2025 Filed Nov 18, 2025 22:27 UTC |
Juda ScottDirector
|
Disposition to issuerStock Option (right to buy) · Derivative | 19,025 | Not disclosed Strike: $17.49 | Not disclosed |
DisclosureSEC source: 0001213900-25-112232 · ownership.xml · derivative · entry 7 Juda Scott · CIK 0001767084 · Director 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 0 Underlying: Common Stock · 19,025 shares Expires 2031-06-21 F1 · kind: Effective as of November 18, 2025 (the "Repricing Date"), the Issuer's stockholders approved a one-time repricing of certain outstanding stock options (the "Repriced Options") granted under the Issuer's 2017 Stock Incentive Plan (the "2017 Plan"), 2019 Stock Incentive Plan (the "2019 Plan"), and Second Amended and Restated 2021 Stock Incentive Plan (as may be amended, restated or otherwise modified from time to time in accordance with its terms, the "2021 Plan") , which reduced the per share exercise price of each Repriced Option to $1.50, representing the closing price of the Issuer's common stock on The Nasdaq Capital Market on the Repricing Date (the "Option Repricing"). Except as modified by the Option Repricing, all other terms and conditions of the Repriced Options, including, without limitation, any provisions with respect to vesting and term of the Repriced Options, remain in full force and effect. F1 · price: Effective as of November 18, 2025 (the "Repricing Date"), the Issuer's stockholders approved a one-time repricing of certain outstanding stock options (the "Repriced Options") granted under the Issuer's 2017 Stock Incentive Plan (the "2017 Plan"), 2019 Stock Incentive Plan (the "2019 Plan"), and Second Amended and Restated 2021 Stock Incentive Plan (as may be amended, restated or otherwise modified from time to time in accordance with its terms, the "2021 Plan") , which reduced the per share exercise price of each Repriced Option to $1.50, representing the closing price of the Issuer's common stock on The Nasdaq Capital Market on the Repricing Date (the "Option Repricing"). Except as modified by the Option Repricing, all other terms and conditions of the Repriced Options, including, without limitation, any provisions with respect to vesting and term of the Repriced Options, remain in full force and effect. F2 · derivative.exercise_date: This stock option award was issued pursuant to the 2017 Plan, 2019 Plan and/or the 2021 Plan, as applicable, and becomes exercisable in accordance with the vesting schedule specified in the award agreement and as previously reported on applicable Form 4, subject to the Reporting Person's continued service with the Issuer as of the applicable vesting date. Read SEC document |
| November 18, 2025 Filed Nov 18, 2025 22:27 UTC |
Juda ScottDirector
|
GrantStock Option (right to buy) · Derivative | 15,975 | Not disclosed Strike: $1.50 | Not disclosed |
DisclosureSEC source: 0001213900-25-112232 · ownership.xml · derivative · entry 6 Juda Scott · CIK 0001767084 · Director 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 15,975 Underlying: Common Stock · 15,975 shares Expires 2031-01-18 F1 · kind: Effective as of November 18, 2025 (the "Repricing Date"), the Issuer's stockholders approved a one-time repricing of certain outstanding stock options (the "Repriced Options") granted under the Issuer's 2017 Stock Incentive Plan (the "2017 Plan"), 2019 Stock Incentive Plan (the "2019 Plan"), and Second Amended and Restated 2021 Stock Incentive Plan (as may be amended, restated or otherwise modified from time to time in accordance with its terms, the "2021 Plan") , which reduced the per share exercise price of each Repriced Option to $1.50, representing the closing price of the Issuer's common stock on The Nasdaq Capital Market on the Repricing Date (the "Option Repricing"). Except as modified by the Option Repricing, all other terms and conditions of the Repriced Options, including, without limitation, any provisions with respect to vesting and term of the Repriced Options, remain in full force and effect. F1 · price: Effective as of November 18, 2025 (the "Repricing Date"), the Issuer's stockholders approved a one-time repricing of certain outstanding stock options (the "Repriced Options") granted under the Issuer's 2017 Stock Incentive Plan (the "2017 Plan"), 2019 Stock Incentive Plan (the "2019 Plan"), and Second Amended and Restated 2021 Stock Incentive Plan (as may be amended, restated or otherwise modified from time to time in accordance with its terms, the "2021 Plan") , which reduced the per share exercise price of each Repriced Option to $1.50, representing the closing price of the Issuer's common stock on The Nasdaq Capital Market on the Repricing Date (the "Option Repricing"). Except as modified by the Option Repricing, all other terms and conditions of the Repriced Options, including, without limitation, any provisions with respect to vesting and term of the Repriced Options, remain in full force and effect. F2 · derivative.exercise_date: This stock option award was issued pursuant to the 2017 Plan, 2019 Plan and/or the 2021 Plan, as applicable, and becomes exercisable in accordance with the vesting schedule specified in the award agreement and as previously reported on applicable Form 4, subject to the Reporting Person's continued service with the Issuer as of the applicable vesting date. Read SEC document |
| November 18, 2025 Filed Nov 18, 2025 22:27 UTC |
Juda ScottDirector
|
Disposition to issuerStock Option (right to buy) · Derivative | 15,975 | Not disclosed Strike: $24.82 | Not disclosed |
DisclosureSEC source: 0001213900-25-112232 · ownership.xml · derivative · entry 5 Juda Scott · CIK 0001767084 · Director 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 0 Underlying: Common Stock · 15,975 shares Expires 2031-01-18 F1 · kind: Effective as of November 18, 2025 (the "Repricing Date"), the Issuer's stockholders approved a one-time repricing of certain outstanding stock options (the "Repriced Options") granted under the Issuer's 2017 Stock Incentive Plan (the "2017 Plan"), 2019 Stock Incentive Plan (the "2019 Plan"), and Second Amended and Restated 2021 Stock Incentive Plan (as may be amended, restated or otherwise modified from time to time in accordance with its terms, the "2021 Plan") , which reduced the per share exercise price of each Repriced Option to $1.50, representing the closing price of the Issuer's common stock on The Nasdaq Capital Market on the Repricing Date (the "Option Repricing"). Except as modified by the Option Repricing, all other terms and conditions of the Repriced Options, including, without limitation, any provisions with respect to vesting and term of the Repriced Options, remain in full force and effect. F1 · price: Effective as of November 18, 2025 (the "Repricing Date"), the Issuer's stockholders approved a one-time repricing of certain outstanding stock options (the "Repriced Options") granted under the Issuer's 2017 Stock Incentive Plan (the "2017 Plan"), 2019 Stock Incentive Plan (the "2019 Plan"), and Second Amended and Restated 2021 Stock Incentive Plan (as may be amended, restated or otherwise modified from time to time in accordance with its terms, the "2021 Plan") , which reduced the per share exercise price of each Repriced Option to $1.50, representing the closing price of the Issuer's common stock on The Nasdaq Capital Market on the Repricing Date (the "Option Repricing"). Except as modified by the Option Repricing, all other terms and conditions of the Repriced Options, including, without limitation, any provisions with respect to vesting and term of the Repriced Options, remain in full force and effect. F2 · derivative.exercise_date: This stock option award was issued pursuant to the 2017 Plan, 2019 Plan and/or the 2021 Plan, as applicable, and becomes exercisable in accordance with the vesting schedule specified in the award agreement and as previously reported on applicable Form 4, subject to the Reporting Person's continued service with the Issuer as of the applicable vesting date. Read SEC document |
| November 18, 2025 Filed Nov 18, 2025 22:27 UTC |
Juda ScottDirector
|
GrantStock Option (right to buy) · Derivative | 108,000 | Not disclosed Strike: $1.50 | Not disclosed |
DisclosureSEC source: 0001213900-25-112232 · ownership.xml · derivative · entry 4 Juda Scott · CIK 0001767084 · Director 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 108,000 Underlying: Common Stock · 108,000 shares Expires 2029-11-24 F1 · kind: Effective as of November 18, 2025 (the "Repricing Date"), the Issuer's stockholders approved a one-time repricing of certain outstanding stock options (the "Repriced Options") granted under the Issuer's 2017 Stock Incentive Plan (the "2017 Plan"), 2019 Stock Incentive Plan (the "2019 Plan"), and Second Amended and Restated 2021 Stock Incentive Plan (as may be amended, restated or otherwise modified from time to time in accordance with its terms, the "2021 Plan") , which reduced the per share exercise price of each Repriced Option to $1.50, representing the closing price of the Issuer's common stock on The Nasdaq Capital Market on the Repricing Date (the "Option Repricing"). Except as modified by the Option Repricing, all other terms and conditions of the Repriced Options, including, without limitation, any provisions with respect to vesting and term of the Repriced Options, remain in full force and effect. F1 · price: Effective as of November 18, 2025 (the "Repricing Date"), the Issuer's stockholders approved a one-time repricing of certain outstanding stock options (the "Repriced Options") granted under the Issuer's 2017 Stock Incentive Plan (the "2017 Plan"), 2019 Stock Incentive Plan (the "2019 Plan"), and Second Amended and Restated 2021 Stock Incentive Plan (as may be amended, restated or otherwise modified from time to time in accordance with its terms, the "2021 Plan") , which reduced the per share exercise price of each Repriced Option to $1.50, representing the closing price of the Issuer's common stock on The Nasdaq Capital Market on the Repricing Date (the "Option Repricing"). Except as modified by the Option Repricing, all other terms and conditions of the Repriced Options, including, without limitation, any provisions with respect to vesting and term of the Repriced Options, remain in full force and effect. F2 · derivative.exercise_date: This stock option award was issued pursuant to the 2017 Plan, 2019 Plan and/or the 2021 Plan, as applicable, and becomes exercisable in accordance with the vesting schedule specified in the award agreement and as previously reported on applicable Form 4, subject to the Reporting Person's continued service with the Issuer as of the applicable vesting date. Read SEC document |
| November 18, 2025 Filed Nov 18, 2025 22:27 UTC |
Juda ScottDirector
|
Disposition to issuerStock Option (right to buy) · Derivative | 108,000 | Not disclosed Strike: $3.91 | Not disclosed |
DisclosureSEC source: 0001213900-25-112232 · ownership.xml · derivative · entry 3 Juda Scott · CIK 0001767084 · Director 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 0 Underlying: Common Stock · 108,000 shares Expires 2029-11-24 F1 · kind: Effective as of November 18, 2025 (the "Repricing Date"), the Issuer's stockholders approved a one-time repricing of certain outstanding stock options (the "Repriced Options") granted under the Issuer's 2017 Stock Incentive Plan (the "2017 Plan"), 2019 Stock Incentive Plan (the "2019 Plan"), and Second Amended and Restated 2021 Stock Incentive Plan (as may be amended, restated or otherwise modified from time to time in accordance with its terms, the "2021 Plan") , which reduced the per share exercise price of each Repriced Option to $1.50, representing the closing price of the Issuer's common stock on The Nasdaq Capital Market on the Repricing Date (the "Option Repricing"). Except as modified by the Option Repricing, all other terms and conditions of the Repriced Options, including, without limitation, any provisions with respect to vesting and term of the Repriced Options, remain in full force and effect. F1 · price: Effective as of November 18, 2025 (the "Repricing Date"), the Issuer's stockholders approved a one-time repricing of certain outstanding stock options (the "Repriced Options") granted under the Issuer's 2017 Stock Incentive Plan (the "2017 Plan"), 2019 Stock Incentive Plan (the "2019 Plan"), and Second Amended and Restated 2021 Stock Incentive Plan (as may be amended, restated or otherwise modified from time to time in accordance with its terms, the "2021 Plan") , which reduced the per share exercise price of each Repriced Option to $1.50, representing the closing price of the Issuer's common stock on The Nasdaq Capital Market on the Repricing Date (the "Option Repricing"). Except as modified by the Option Repricing, all other terms and conditions of the Repriced Options, including, without limitation, any provisions with respect to vesting and term of the Repriced Options, remain in full force and effect. F2 · derivative.exercise_date: This stock option award was issued pursuant to the 2017 Plan, 2019 Plan and/or the 2021 Plan, as applicable, and becomes exercisable in accordance with the vesting schedule specified in the award agreement and as previously reported on applicable Form 4, subject to the Reporting Person's continued service with the Issuer as of the applicable vesting date. Read SEC document |
| November 18, 2025 Filed Nov 18, 2025 22:27 UTC |
Juda ScottDirector
|
GrantStock Option (right to buy) · Derivative | 108,000 | Not disclosed Strike: $1.50 | Not disclosed |
DisclosureSEC source: 0001213900-25-112232 · ownership.xml · derivative · entry 2 Juda Scott · CIK 0001767084 · Director 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 108,000 Underlying: Common Stock · 108,000 shares Expires 2028-04-01 F1 · kind: Effective as of November 18, 2025 (the "Repricing Date"), the Issuer's stockholders approved a one-time repricing of certain outstanding stock options (the "Repriced Options") granted under the Issuer's 2017 Stock Incentive Plan (the "2017 Plan"), 2019 Stock Incentive Plan (the "2019 Plan"), and Second Amended and Restated 2021 Stock Incentive Plan (as may be amended, restated or otherwise modified from time to time in accordance with its terms, the "2021 Plan") , which reduced the per share exercise price of each Repriced Option to $1.50, representing the closing price of the Issuer's common stock on The Nasdaq Capital Market on the Repricing Date (the "Option Repricing"). Except as modified by the Option Repricing, all other terms and conditions of the Repriced Options, including, without limitation, any provisions with respect to vesting and term of the Repriced Options, remain in full force and effect. F1 · price: Effective as of November 18, 2025 (the "Repricing Date"), the Issuer's stockholders approved a one-time repricing of certain outstanding stock options (the "Repriced Options") granted under the Issuer's 2017 Stock Incentive Plan (the "2017 Plan"), 2019 Stock Incentive Plan (the "2019 Plan"), and Second Amended and Restated 2021 Stock Incentive Plan (as may be amended, restated or otherwise modified from time to time in accordance with its terms, the "2021 Plan") , which reduced the per share exercise price of each Repriced Option to $1.50, representing the closing price of the Issuer's common stock on The Nasdaq Capital Market on the Repricing Date (the "Option Repricing"). Except as modified by the Option Repricing, all other terms and conditions of the Repriced Options, including, without limitation, any provisions with respect to vesting and term of the Repriced Options, remain in full force and effect. F2 · derivative.exercise_date: This stock option award was issued pursuant to the 2017 Plan, 2019 Plan and/or the 2021 Plan, as applicable, and becomes exercisable in accordance with the vesting schedule specified in the award agreement and as previously reported on applicable Form 4, subject to the Reporting Person's continued service with the Issuer as of the applicable vesting date. Read SEC document |
| November 18, 2025 Filed Nov 18, 2025 22:27 UTC |
Juda ScottDirector
|
Disposition to issuerStock Option (right to buy) · Derivative | 108,000 | Not disclosed Strike: $7.80 | Not disclosed |
DisclosureSEC source: 0001213900-25-112232 · ownership.xml · derivative · entry 1 Juda Scott · CIK 0001767084 · Director 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 0 Underlying: Common Stock · 108,000 shares Expires 2028-04-01 F1 · kind: Effective as of November 18, 2025 (the "Repricing Date"), the Issuer's stockholders approved a one-time repricing of certain outstanding stock options (the "Repriced Options") granted under the Issuer's 2017 Stock Incentive Plan (the "2017 Plan"), 2019 Stock Incentive Plan (the "2019 Plan"), and Second Amended and Restated 2021 Stock Incentive Plan (as may be amended, restated or otherwise modified from time to time in accordance with its terms, the "2021 Plan") , which reduced the per share exercise price of each Repriced Option to $1.50, representing the closing price of the Issuer's common stock on The Nasdaq Capital Market on the Repricing Date (the "Option Repricing"). Except as modified by the Option Repricing, all other terms and conditions of the Repriced Options, including, without limitation, any provisions with respect to vesting and term of the Repriced Options, remain in full force and effect. F1 · price: Effective as of November 18, 2025 (the "Repricing Date"), the Issuer's stockholders approved a one-time repricing of certain outstanding stock options (the "Repriced Options") granted under the Issuer's 2017 Stock Incentive Plan (the "2017 Plan"), 2019 Stock Incentive Plan (the "2019 Plan"), and Second Amended and Restated 2021 Stock Incentive Plan (as may be amended, restated or otherwise modified from time to time in accordance with its terms, the "2021 Plan") , which reduced the per share exercise price of each Repriced Option to $1.50, representing the closing price of the Issuer's common stock on The Nasdaq Capital Market on the Repricing Date (the "Option Repricing"). Except as modified by the Option Repricing, all other terms and conditions of the Repriced Options, including, without limitation, any provisions with respect to vesting and term of the Repriced Options, remain in full force and effect. F2 · derivative.exercise_date: This stock option award was issued pursuant to the 2017 Plan, 2019 Plan and/or the 2021 Plan, as applicable, and becomes exercisable in accordance with the vesting schedule specified in the award agreement and as previously reported on applicable Form 4, subject to the Reporting Person's continued service with the Issuer as of the applicable vesting date. Read SEC document |
| December 05, 2024 Filed Dec 9, 2024 16:00 UTC |
ALLEN MARCIADirector
|
GrantOption (right to buy) · Derivative | 32,500 | $0.00 Strike: $5.05 | $0.00 |
DisclosureSEC source: 0001213900-24-106920 · ownership.xml · derivative · entry 1 ALLEN MARCIA · CIK 0001109769 · Director 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 32,500 Underlying: Common Stock · 32,500 shares Expires 2034-12-04 F1 · derivative.exercise_date: Granted pursuant to the 2021 Stock Incentive Plan. The option will become 100% vested and exercisable on December 5, 2026, the two-year anniversary of the grant date. Read SEC document |
| December 05, 2024 Filed Dec 9, 2024 16:00 UTC |
Moss David JChief Financial Officer · 10% owner
|
GrantOption (right to buy) · Derivative | 223,000 | $0.00 Strike: $5.05 | $0.00 |
DisclosureSEC source: 0001213900-24-106917 · ownership.xml · derivative · entry 1 Moss David J · CIK 0001421930 · Chief Financial Officer · 10% owner 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 223,000 Underlying: Common Stock · 223,000 shares Expires 2034-12-04 F1 · derivative.exercise_date: Granted pursuant to the 2021 Stock Incentive Plan. The option will become 100% vested and exercisable on December 5, 2026, the two-year anniversary of the grant date. Read SEC document |
| December 05, 2024 Filed Dec 9, 2024 21:00 UTC |
Lowdell Mark WilliamChief Scientific Officer · 10% owner
|
GrantOption (right to buy) · Derivative | 140,000 | $0.00 Strike: $5.05 | $0.00 |
DisclosureSEC source: 0001213900-24-106916 · ownership.xml · derivative · entry 1 Lowdell Mark William · CIK 0001767037 · Chief Scientific Officer · 10% owner 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 140,000 Underlying: Common Stock · 140,000 shares Expires 2034-12-04 F1 · derivative.exercise_date: Granted pursuant to the 2021 Stock Incentive Plan. The option will become 100% vested and exercisable on December 5, 2026, the two-year anniversary of the grant date. Read SEC document |
| December 05, 2024 Filed Dec 9, 2024 21:00 UTC |
Juda ScottDirector
|
GrantOption (right to buy) · Derivative | 32,500 | $0.00 Strike: $5.05 | $0.00 |
DisclosureSEC source: 0001213900-24-106915 · ownership.xml · derivative · entry 1 Juda Scott · CIK 0001767084 · Director 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 32,500 Underlying: Common Stock · 32,500 shares Expires 2034-12-04 F1 · derivative.exercise_date: Granted pursuant to the 2021 Stock Incentive Plan. The option will become 100% vested and exercisable on December 5, 2026, the two-year anniversary of the grant date. Read SEC document |
| December 05, 2024 Filed Dec 9, 2024 21:00 UTC |
Schroeder Timothy jDirector
|
GrantOption (right to buy) · Derivative | 32,500 | $0.00 Strike: $5.05 | $0.00 |
DisclosureSEC source: 0001213900-24-106914 · ownership.xml · derivative · entry 1 Schroeder Timothy j · CIK 0001767226 · Director 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 32,500 Underlying: Common Stock · 32,500 shares Expires 2034-12-04 F1 · derivative.exercise_date: Granted pursuant to the 2021 Stock Incentive Plan. The option will become 100% vested and exercisable on December 5, 2026, the two-year anniversary of the grant date. Read SEC document |
| December 05, 2024 Filed Dec 9, 2024 21:00 UTC |
Tesi Raymond JosephDirector · President and CEO · 10% owner
|
GrantOption (right to buy) · Derivative | 226,000 | $0.00 Strike: $5.05 | $0.00 |
DisclosureSEC source: 0001213900-24-106918 · ownership.xml · derivative · entry 1 Tesi Raymond Joseph · CIK 0001767280 · Director · President and CEO · 10% owner 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 226,000 Underlying: Common Stock · 226,000 shares Expires 2034-12-04 F1 · derivative.exercise_date: Granted pursuant to the 2021 Stock Incentive Plan. The option will become 100% vested and exercisable on December 5, 2026, the two-year anniversary of the grant date. Read SEC document |
| December 05, 2024 Filed Dec 9, 2024 21:00 UTC |
Ganjei James KellyDirector
|
GrantOption (right to buy) · Derivative | 32,500 | $0.00 Strike: $5.05 | $0.00 |
DisclosureSEC source: 0001213900-24-106913 · ownership.xml · derivative · entry 1 Ganjei James Kelly · CIK 0001767300 · Director 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 32,500 Underlying: Common Stock · 32,500 shares Expires 2034-12-04 F1 · derivative.exercise_date: Granted pursuant to the 2021 Stock Incentive Plan. The option will become 100% vested and exercisable on December 5, 2026, the two-year anniversary of the grant date. Read SEC document |
| September 30, 2024 Filed Sep 30, 2024 16:01 UTC |
Moss David JChief Financial Officer · 10% owner
|
PurchaseCommon Stock | 10,000 | $5.29 | $52,868.00 |
DisclosureSEC source: 0001213900-24-083348 · ownership.xml · nonDerivative · entry 1 Moss David J · CIK 0001421930 · Chief Financial Officer · 10% owner 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 1,285,869 Read SEC document |
| September 12, 2024 Filed Sep 16, 2024 20:47 UTC |
Moss David JChief Financial Officer · 10% owner
|
PurchaseCommon Stock Warrants (right to buy) · Derivative | 7,690 | $0.13 Strike: $6.40 | $961.25 |
DisclosureSEC source: 0001213900-24-079119 · ownership.xml · derivative · entry 2 Moss David J · CIK 0001421930 · Chief Financial Officer · 10% owner 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 7,690 Underlying: Common Stock · 7,690 shares Expires 2030-03-16 F1 · derivative.exercise_date: The common shares and warrants reported on this Form 4 were purchased in a registered direct offering at a price of $6.50, for an aggregate purchase price of $13,000,000 pursuant to a securities purchase agreement dated September 12, 2024. The Warrants are exercisable on or after March 16, 2025 and will terminate on March 16, 2030 unless such termination is accelerated pursuant to the terms of the Warrants (the "Termination Date"), provided, however, in the event that the Warrant is held by Insiders and the Termination Date is during a period that such Insiders are subject to a blackout with respect to trading in the Company's common stock, such Insiders will have an additional 60 days from the termination of the blackout to exercise the Warrant. The exercise price the Warrants is $6.40 per share subject to adjustment as provided in the Warrant. Read SEC document |
| September 12, 2024 Filed Sep 16, 2024 20:47 UTC |
Moss David JChief Financial Officer · 10% owner
|
PurchaseCommon Stock | 7,690 | $6.38 | $49,023.75 |
DisclosureSEC source: 0001213900-24-079119 · ownership.xml · nonDerivative · entry 1 Moss David J · CIK 0001421930 · Chief Financial Officer · 10% owner 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 1,275,869 Read SEC document |
| September 12, 2024 Filed Sep 17, 2024 00:48 UTC |
Tesi Raymond JosephDirector · President and CEO · 10% owner
|
PurchaseCommon Stock Warrants (right to buy) · Derivative | 15,380 | $0.13 Strike: $6.40 | $1,922.50 |
DisclosureSEC source: 0001213900-24-079121 · ownership.xml · derivative · entry 2 Tesi Raymond Joseph · CIK 0001767280 · Director · President and CEO · 10% owner 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 15,380 Underlying: Common Stock · 15,380 shares Expires 2030-03-16 F1 · derivative.exercise_date: The common shares and warrants reported on this Form 4 were purchased in a registered direct offering at a price of $6.50, for an aggregate purchase price of $13,000,000 pursuant to a securities purchase agreement dated September 12, 2024. The Warrants are exercisable on or after March 16, 2025 and will terminate on March 16, 2030 unless such termination is accelerated pursuant to the terms of the Warrants (the "Termination Date"), provided, however, in the event that the Warrant is held by Insiders and the Termination Date is during a period that such Insiders are subject to a blackout with respect to trading in the Company's common stock, such Insiders will have an additional 60 days from the termination of the blackout to exercise the Warrant. The exercise price the Warrants is $6.40 per share subject to adjustment as provided in the Warrant. Read SEC document |
| September 12, 2024 Filed Sep 17, 2024 00:48 UTC |
Tesi Raymond JosephDirector · President and CEO · 10% owner
|
PurchaseCommon Stock | 15,380 | $6.38 | $98,047.50 |
DisclosureSEC source: 0001213900-24-079121 · ownership.xml · nonDerivative · entry 1 Tesi Raymond Joseph · CIK 0001767280 · Director · President and CEO · 10% owner 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 1,554,106 Read SEC document |
| June 25, 2024 Filed Jun 26, 2024 12:00 UTC |
Juda ScottDirector
|
PurchaseCommon Stock | 5,000 | $7.27 | $36,350.00 |
DisclosureSEC source: 0001213900-24-055920 · ownership.xml · nonDerivative · entry 1 Juda Scott · CIK 0001767084 · Director 10b5-1 filing: No plan indicated Ownership: Indirect · See Footnote Disclosed balance after: 71,603 F1 · ownership.nature: The Reporting Person's shares are held by Fossick Capital LP ("Fossick"), a limited partnership. The Reporting Person holds all voting and dispositive control over the Issuer's shares of common stock held by Fossick. Read SEC document |
| June 10, 2024 Filed Jun 12, 2024 20:30 UTC |
Tesi Raymond JosephDirector · President and CEO · 10% owner
|
GrantOption (right to buy) · Derivative | 37,882 | $0.00 Strike: $8.72 | $0.00 |
DisclosureSEC source: 0001213900-24-052113 · ownership.xml · derivative · entry 1 Tesi Raymond Joseph · CIK 0001767280 · Director · President and CEO · 10% owner 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 37,882 Underlying: Common Stock · 37,882 shares Expires 2034-06-09 F1 · derivative.exercise_date: The option was granted pursuant to the INmune Bio Inc. 2021 Stock Incentive Plan. The option is 100% vested and exercisable as of the grant date. Read SEC document |
| May 14, 2024 Filed May 16, 2024 16:05 UTC |
ALLEN MARCIADirector
|
GrantOption (right to buy) · Derivative | 12,500 | $0.00 Strike: $9.92 | $0.00 |
DisclosureSEC source: 0001213900-24-044298 · ownership.xml · derivative · entry 1 ALLEN MARCIA · CIK 0001109769 · Director 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 12,500 Underlying: Common Stock · 12,500 shares Expires 2034-05-13 F1 · derivative.exercise_date: Granted pursuant to the 2021 Stock Incentive Plan. The Option will become vested and exercisable 1/12th every month until the Option is 100% vested which shall occur on the one-year anniversary of the grant date. Read SEC document |
| May 14, 2024 Filed May 16, 2024 16:09 UTC |
Moss David JChief Financial Officer · 10% owner
|
GrantOption (right to buy) · Derivative | 160,000 | $0.00 Strike: $9.92 | $0.00 |
DisclosureSEC source: 0001213900-24-044309 · ownership.xml · derivative · entry 1 Moss David J · CIK 0001421930 · Chief Financial Officer · 10% owner 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 160,000 Underlying: Common Stock · 160,000 shares Expires 2034-05-13 F1 · derivative.exercise_date: Granted pursuant to the 2021 Stock Incentive Plan. One fourth (1/4) of the option will vest 12 months from the grant date and thereafter the remaining unvested option will become vested and exercisable on a monthly basis over three (3) years (1/36 per month) until the option is 100% vested which shall occur on the four-year anniversary of the grant date. Read SEC document |
| May 14, 2024 Filed May 16, 2024 16:06 UTC |
Baracchini Edgardo JrDirector
|
GrantOption (right to buy) · Derivative | 12,500 | $0.00 Strike: $9.92 | $0.00 |
DisclosureSEC source: 0001213900-24-044302 · ownership.xml · derivative · entry 1 Baracchini Edgardo Jr · CIK 0001291972 · Director 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 12,500 Underlying: Common Stock · 12,500 shares Expires 2034-05-13 F1 · derivative.exercise_date: Granted pursuant to the 2021 Stock Incentive Plan. The Option will become vested and exercisable 1/12th every month until the Option is 100% vested which shall occur on the one-year anniversary of the grant date. Read SEC document |
| May 14, 2024 Filed May 16, 2024 20:08 UTC |
Lowdell Mark WilliamChief Scientific Officer · 10% owner
|
GrantOption (right to buy) · Derivative | 100,000 | $0.00 Strike: $9.92 | $0.00 |
DisclosureSEC source: 0001213900-24-044308 · ownership.xml · derivative · entry 1 Lowdell Mark William · CIK 0001767037 · Chief Scientific Officer · 10% owner 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 100,000 Underlying: Common Stock · 100,000 shares Expires 2034-05-13 F1 · derivative.exercise_date: Granted pursuant to the 2021 Stock Incentive Plan. One fourth (1/4) of the option will vest 12 months from the grant date and thereafter the remaining unvested option will become vested and exercisable on a monthly basis over three (3) years (1/36 per month) until the option is 100% vested which shall occur on the four-year anniversary of the grant date. Read SEC document |
| May 14, 2024 Filed May 16, 2024 20:10 UTC |
Tesi Raymond JosephDirector · President and CEO · 10% owner
|
GrantOption (right to buy) · Derivative | 160,000 | $0.00 Strike: $9.92 | $0.00 |
DisclosureSEC source: 0001213900-24-044315 · ownership.xml · derivative · entry 1 Tesi Raymond Joseph · CIK 0001767280 · Director · President and CEO · 10% owner 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 160,000 Underlying: Common Stock · 160,000 shares Expires 2034-05-13 F1 · derivative.exercise_date: Granted pursuant to the 2021 Stock Incentive Plan. One fourth (1/4) of the option will vest 12 months from the grant date and thereafter the remaining unvested option will become vested and exercisable on a monthly basis over three (3) years (1/36 per month) until the option is 100% vested which shall occur on the four-year anniversary of the grant date. Read SEC document |
| May 14, 2024 Filed May 16, 2024 20:10 UTC |
Schroeder Timothy jDirector
|
GrantOption (right to buy) · Derivative | 12,500 | $0.00 Strike: $9.92 | $0.00 |
DisclosureSEC source: 0001213900-24-044311 · ownership.xml · derivative · entry 1 Schroeder Timothy j · CIK 0001767226 · Director 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 12,500 Underlying: Common Stock · 12,500 shares Expires 2034-05-13 F1 · derivative.exercise_date: Granted pursuant to the 2021 Stock Incentive Plan. The Option will become vested and exercisable 1/12th every month until the Option is 100% vested which shall occur on the one-year anniversary of the grant date. Read SEC document |
| May 14, 2024 Filed May 16, 2024 20:08 UTC |
Juda ScottDirector
|
GrantOption (right to buy) · Derivative | 12,500 | $0.00 Strike: $9.92 | $0.00 |
DisclosureSEC source: 0001213900-24-044306 · ownership.xml · derivative · entry 1 Juda Scott · CIK 0001767084 · Director 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 12,500 Underlying: Common Stock · 12,500 shares Expires 2034-05-13 F1 · derivative.exercise_date: Granted pursuant to the 2021 Stock Incentive Plan. The Option will become vested and exercisable 1/12th every month until the Option is 100% vested which shall occur on the one-year anniversary of the grant date. Read SEC document |
| May 14, 2024 Filed May 16, 2024 20:07 UTC |
Ganjei James KellyDirector
|
GrantOption (right to buy) · Derivative | 12,500 | $0.00 Strike: $9.92 | $0.00 |
DisclosureSEC source: 0001213900-24-044305 · ownership.xml · derivative · entry 1 Ganjei James Kelly · CIK 0001767300 · Director 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 12,500 Underlying: Common Stock · 12,500 shares Expires 2034-05-13 F1 · derivative.exercise_date: Granted pursuant to the 2021 Stock Incentive Plan. The Option will become vested and exercisable 1/12th every month until the Option is 100% vested which shall occur on the one-year anniversary of the grant date. Read SEC document |
| April 19, 2024 Filed Apr 23, 2024 17:54 UTC |
Moss David JCFO, Treasurer & Secretary · 10% owner
|
GrantCommon Stock Warrants (right to buy) · Derivative | 18,028 | $0.13 Strike: $9.15 | $2,253.50 |
DisclosureSEC source: 0001213900-24-035473 · ownership.xml · derivative · entry 2 Moss David J · CIK 0001421930 · CFO, Treasurer & Secretary · 10% owner 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 18,028 Underlying: Common Stock · 18,028 shares Expires not disclosed F1 · derivative.expiration_date: The common shares and warrants reported on this Form 4 were purchased in a registered direct offering at a price of $8.445, for an aggregate purchase price of $152,246.46 pursuant to a securities purchase agreement dated April 19, 2024. The warrants are exercisable immediately upon issuance until the earlier of (i) the two year anniversary of the initial exercise date or (ii) thirty trading days following the reporting of the top line data (EMACC) in the Phase 2 Alzheimer's program of XPro1595, (the "Termination Date") but not thereafter, provided however, in the event that the Warrant is held by directors, officers or other affiliates of the Company and the Termination Date is during a period that such officers, directors or affiliates are subject to a blackout with respect to trading in the Company's common stock, such officers, directors or affiliates will have an additional 60 days from the termination of the blackout date to exercise the Warrant. Read SEC document |
| April 19, 2024 Filed Apr 23, 2024 17:54 UTC |
Moss David JCFO, Treasurer & Secretary · 10% owner
|
GrantCommon Stock | 18,028 | $8.32 | $149,992.96 |
DisclosureSEC source: 0001213900-24-035473 · ownership.xml · nonDerivative · entry 1 Moss David J · CIK 0001421930 · CFO, Treasurer & Secretary · 10% owner 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 1,268,179 F1 · shares: The common shares and warrants reported on this Form 4 were purchased in a registered direct offering at a price of $8.445, for an aggregate purchase price of $152,246.46 pursuant to a securities purchase agreement dated April 19, 2024. The warrants are exercisable immediately upon issuance until the earlier of (i) the two year anniversary of the initial exercise date or (ii) thirty trading days following the reporting of the top line data (EMACC) in the Phase 2 Alzheimer's program of XPro1595, (the "Termination Date") but not thereafter, provided however, in the event that the Warrant is held by directors, officers or other affiliates of the Company and the Termination Date is during a period that such officers, directors or affiliates are subject to a blackout with respect to trading in the Company's common stock, such officers, directors or affiliates will have an additional 60 days from the termination of the blackout date to exercise the Warrant. Read SEC document |
| April 19, 2024 Filed Apr 23, 2024 21:55 UTC |
Tesi Raymond JosephDirector · President and CEO · 10% owner
|
GrantCommon Stock Warrants (right to buy) · Derivative | 18,028 | $0.13 Strike: $9.15 | $2,253.50 |
DisclosureSEC source: 0001213900-24-035474 · ownership.xml · derivative · entry 2 Tesi Raymond Joseph · CIK 0001767280 · Director · President and CEO · 10% owner 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 18,028 Underlying: Common Stock · 18,028 shares Expires not disclosed F1 · derivative.expiration_date: The common shares and warrants reported on this Form 4 were purchased in a registered direct offering at a price of $8.445, for an aggregate purchase price of $152,246.46 pursuant to a securities purchase agreement dated April 19, 2024. The warrants are exercisable immediately upon issuance until the earlier of (i) the two year anniversary of the initial exercise date or (ii) thirty trading days following the reporting of the top line data (EMACC) in the Phase 2 Alzheimer's program of XPro1595, (the "Termination Date") but not thereafter, provided however, in the event that the Warrant is held by directors, officers or other affiliates of the Company and the Termination Date is during a period that such officers, directors or affiliates are subject to a blackout with respect to trading in the Company's common stock, such officers, directors or affiliates will have an additional 60 days from the termination of the blackout date to exercise the Warrant. Read SEC document |
| April 19, 2024 Filed Apr 23, 2024 21:55 UTC |
Tesi Raymond JosephDirector · President and CEO · 10% owner
|
GrantCommon Stock | 18,028 | $8.32 | $149,992.96 |
DisclosureSEC source: 0001213900-24-035474 · ownership.xml · nonDerivative · entry 1 Tesi Raymond Joseph · CIK 0001767280 · Director · President and CEO · 10% owner 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 1,538,726 F1 · shares: The common shares and warrants reported on this Form 4 were purchased in a registered direct offering at a price of $8.445, for an aggregate purchase price of $152,246.46 pursuant to a securities purchase agreement dated April 19, 2024. The warrants are exercisable immediately upon issuance until the earlier of (i) the two year anniversary of the initial exercise date or (ii) thirty trading days following the reporting of the top line data (EMACC) in the Phase 2 Alzheimer's program of XPro1595, (the "Termination Date") but not thereafter, provided however, in the event that the Warrant is held by directors, officers or other affiliates of the Company and the Termination Date is during a period that such officers, directors or affiliates are subject to a blackout with respect to trading in the Company's common stock, such officers, directors or affiliates will have an additional 60 days from the termination of the blackout date to exercise the Warrant. Read SEC document |
| April 19, 2024 Filed Apr 23, 2024 21:54 UTC |
Lowdell Mark WilliamChief Scientific Officer · 10% owner
|
GrantCommon Stock Warrants (right to buy) · Derivative | 14,423 | $0.13 Strike: $9.15 | $1,802.88 |
DisclosureSEC source: 0001213900-24-035472 · ownership.xml · derivative · entry 2 Lowdell Mark William · CIK 0001767037 · Chief Scientific Officer · 10% owner 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 14,423 Underlying: Common Stock · 14,423 shares Expires not disclosed F1 · derivative.expiration_date: The common shares and warrants reported on this Form 4 were purchased in a registered direct offering at a price of $8.445, for an aggregate purchase price of $121,802.24 pursuant to a securities purchase agreement dated April 19, 2024. The warrants are exercisable immediately upon issuance until the earlier of (i) the two year anniversary of the initial exercise date or (ii) thirty trading days following the reporting of the top line data (EMACC) in the Phase 2 Alzheimer's program of XPro1595, (the "Termination Date") but not thereafter, provided however, in the event that the Warrant is held by directors, officers or other affiliates of the Company and the Termination Date is during a period that such officers, directors or affiliates are subject to a blackout with respect to trading in the Company's common stock, such officers, directors or affiliates will have an additional 60 days from the termination of the blackout date to exercise the Warrant. Read SEC document |
| April 19, 2024 Filed Apr 23, 2024 21:54 UTC |
Lowdell Mark WilliamChief Scientific Officer · 10% owner
|
GrantCommon Stock | 14,423 | $8.32 | $119,999.36 |
DisclosureSEC source: 0001213900-24-035472 · ownership.xml · nonDerivative · entry 1 Lowdell Mark William · CIK 0001767037 · Chief Scientific Officer · 10% owner 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 1,510,806 F1 · shares: The common shares and warrants reported on this Form 4 were purchased in a registered direct offering at a price of $8.445, for an aggregate purchase price of $121,802.24 pursuant to a securities purchase agreement dated April 19, 2024. The warrants are exercisable immediately upon issuance until the earlier of (i) the two year anniversary of the initial exercise date or (ii) thirty trading days following the reporting of the top line data (EMACC) in the Phase 2 Alzheimer's program of XPro1595, (the "Termination Date") but not thereafter, provided however, in the event that the Warrant is held by directors, officers or other affiliates of the Company and the Termination Date is during a period that such officers, directors or affiliates are subject to a blackout with respect to trading in the Company's common stock, such officers, directors or affiliates will have an additional 60 days from the termination of the blackout date to exercise the Warrant. Read SEC document |
| April 19, 2024 Filed Apr 23, 2024 21:53 UTC |
Juda ScottDirector
|
GrantCommon Stock Warrants (right to buy) · Derivative | 29,603 | $0.13 Strike: $9.15 | $3,700.38 |
DisclosureSEC source: 0001213900-24-035471 · ownership.xml · derivative · entry 2 Juda Scott · CIK 0001767084 · Director 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 29,603 Underlying: Common Stock · 29,603 shares Expires not disclosed F1 · derivative.expiration_date: The common shares and warrants reported on this Form 4 were purchased in a registered direct offering at a price of $8.445, for an aggregate purchase price of $249,997.34 pursuant to a securities purchase agreement dated April 19, 2024. The warrants are exercisable immediately upon issuance until the earlier of (i) the two year anniversary of the initial exercise date or (ii) thirty trading days following the reporting of the top line data (EMACC) in the Phase 2 Alzheimer's program of XPro1595, (the "Termination Date") but not thereafter, provided however, in the event that the Warrant is held by directors, officers or other affiliates of the Company and the Termination Date is during a period that such officers, directors or affiliates are subject to a blackout with respect to trading in the Company's common stock, such officers, directors or affiliates will have an additional 60 days from the termination of the blackout date to exercise the Warrant. Read SEC document |
| April 19, 2024 Filed Apr 23, 2024 21:53 UTC |
Juda ScottDirector
|
GrantCommon Stock | 29,603 | $8.32 | $246,296.96 |
DisclosureSEC source: 0001213900-24-035471 · ownership.xml · nonDerivative · entry 1 Juda Scott · CIK 0001767084 · Director 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 66,603 F1 · shares: The common shares and warrants reported on this Form 4 were purchased in a registered direct offering at a price of $8.445, for an aggregate purchase price of $249,997.34 pursuant to a securities purchase agreement dated April 19, 2024. The warrants are exercisable immediately upon issuance until the earlier of (i) the two year anniversary of the initial exercise date or (ii) thirty trading days following the reporting of the top line data (EMACC) in the Phase 2 Alzheimer's program of XPro1595, (the "Termination Date") but not thereafter, provided however, in the event that the Warrant is held by directors, officers or other affiliates of the Company and the Termination Date is during a period that such officers, directors or affiliates are subject to a blackout with respect to trading in the Company's common stock, such officers, directors or affiliates will have an additional 60 days from the termination of the blackout date to exercise the Warrant. Read SEC document |
| April 19, 2024 Filed Apr 24, 2024 14:10 UTC Amendment |
Moss David JCFO, Treasurer & Secretary · 10% owner
|
PurchaseCommon Stock Warrants (right to buy) · Derivative | 18,028 | $0.13 Strike: $9.15 | $2,253.50 |
DisclosureSEC source: 0001213900-24-035723 · ownership.xml · derivative · entry 2 Moss David J · CIK 0001421930 · CFO, Treasurer & Secretary · 10% owner 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 18,028 Underlying: Common Stock · 18,028 shares Expires not disclosed F1 · derivative.expiration_date: The common shares and warrants reported on this Form 4 were purchased in a registered direct offering at a price of $8.445, for an aggregate purchase price of $152,246.46 pursuant to a securities purchase agreement dated April 19, 2024. The warrants are exercisable immediately upon issuance until the earlier of (i) the two year anniversary of the initial exercise date or (ii) thirty trading days following the reporting of the top line data (EMACC) in the Phase 2 Alzheimer's program of XPro1595, (the "Termination Date") but not thereafter, provided however, in the event that the Warrant is held by directors, officers or other affiliates of the Company and the Termination Date is during a period that such officers, directors or affiliates are subject to a blackout with respect to trading in the Company's common stock, such officers, directors or affiliates will have an additional 60 days from the termination of the blackout date to exercise the Warrant. Read SEC document |
| April 19, 2024 Filed Apr 24, 2024 14:10 UTC Amendment |
Moss David JCFO, Treasurer & Secretary · 10% owner
|
PurchaseCommon Stock | 18,028 | $8.32 | $149,992.96 |
DisclosureSEC source: 0001213900-24-035723 · ownership.xml · nonDerivative · entry 1 Moss David J · CIK 0001421930 · CFO, Treasurer & Secretary · 10% owner 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 1,268,179 F1 · shares: The common shares and warrants reported on this Form 4 were purchased in a registered direct offering at a price of $8.445, for an aggregate purchase price of $152,246.46 pursuant to a securities purchase agreement dated April 19, 2024. The warrants are exercisable immediately upon issuance until the earlier of (i) the two year anniversary of the initial exercise date or (ii) thirty trading days following the reporting of the top line data (EMACC) in the Phase 2 Alzheimer's program of XPro1595, (the "Termination Date") but not thereafter, provided however, in the event that the Warrant is held by directors, officers or other affiliates of the Company and the Termination Date is during a period that such officers, directors or affiliates are subject to a blackout with respect to trading in the Company's common stock, such officers, directors or affiliates will have an additional 60 days from the termination of the blackout date to exercise the Warrant. Read SEC document |
| April 19, 2024 Filed Apr 24, 2024 18:08 UTC Amendment |
Tesi Raymond JosephDirector · President and CEO · 10% owner
|
PurchaseCommon Stock Warrants (right to buy) · Derivative | 18,028 | $0.13 Strike: $9.15 | $2,253.50 |
DisclosureSEC source: 0001213900-24-035722 · ownership.xml · derivative · entry 2 Tesi Raymond Joseph · CIK 0001767280 · Director · President and CEO · 10% owner 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 18,028 Underlying: Common Stock · 18,028 shares Expires not disclosed F1 · derivative.expiration_date: The common shares and warrants reported on this Form 4 were purchased in a registered direct offering at a price of $8.445, for an aggregate purchase price of $152,246.46 pursuant to a securities purchase agreement dated April 19, 2024. The warrants are exercisable immediately upon issuance until the earlier of (i) the two year anniversary of the initial exercise date or (ii) thirty trading days following the reporting of the top line data (EMACC) in the Phase 2 Alzheimer's program of XPro1595, (the "Termination Date") but not thereafter, provided however, in the event that the Warrant is held by directors, officers or other affiliates of the Company and the Termination Date is during a period that such officers, directors or affiliates are subject to a blackout with respect to trading in the Company's common stock, such officers, directors or affiliates will have an additional 60 days from the termination of the blackout date to exercise the Warrant. Read SEC document |
| April 19, 2024 Filed Apr 24, 2024 18:08 UTC Amendment |
Tesi Raymond JosephDirector · President and CEO · 10% owner
|
PurchaseCommon Stock | 18,028 | $8.32 | $149,992.96 |
DisclosureSEC source: 0001213900-24-035722 · ownership.xml · nonDerivative · entry 1 Tesi Raymond Joseph · CIK 0001767280 · Director · President and CEO · 10% owner 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 1,538,726 F1 · shares: The common shares and warrants reported on this Form 4 were purchased in a registered direct offering at a price of $8.445, for an aggregate purchase price of $152,246.46 pursuant to a securities purchase agreement dated April 19, 2024. The warrants are exercisable immediately upon issuance until the earlier of (i) the two year anniversary of the initial exercise date or (ii) thirty trading days following the reporting of the top line data (EMACC) in the Phase 2 Alzheimer's program of XPro1595, (the "Termination Date") but not thereafter, provided however, in the event that the Warrant is held by directors, officers or other affiliates of the Company and the Termination Date is during a period that such officers, directors or affiliates are subject to a blackout with respect to trading in the Company's common stock, such officers, directors or affiliates will have an additional 60 days from the termination of the blackout date to exercise the Warrant. Read SEC document |
| April 19, 2024 Filed Apr 24, 2024 18:08 UTC Amendment |
Lowdell Mark WilliamChief Scientific Officer · 10% owner
|
PurchaseCommon Stock Warrants (right to buy) · Derivative | 14,423 | $0.13 Strike: $9.15 | $1,802.88 |
DisclosureSEC source: 0001213900-24-035721 · ownership.xml · derivative · entry 2 Lowdell Mark William · CIK 0001767037 · Chief Scientific Officer · 10% owner 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 14,423 Underlying: Common Stock · 14,423 shares Expires not disclosed F1 · derivative.expiration_date: The common shares and warrants reported on this Form 4 were purchased in a registered direct offering at a price of $8.445, for an aggregate purchase price of $121,802.24 pursuant to a securities purchase agreement dated April 19, 2024. The warrants are exercisable immediately upon issuance until the earlier of (i) the two year anniversary of the initial exercise date or (ii) thirty trading days following the reporting of the top line data (EMACC) in the Phase 2 Alzheimer's program of XPro1595, (the "Termination Date") but not thereafter, provided however, in the event that the Warrant is held by directors, officers or other affiliates of the Company and the Termination Date is during a period that such officers, directors or affiliates are subject to a blackout with respect to trading in the Company's common stock, such officers, directors or affiliates will have an additional 60 days from the termination of the blackout date to exercise the Warrant. Read SEC document |
| April 19, 2024 Filed Apr 24, 2024 18:08 UTC Amendment |
Lowdell Mark WilliamChief Scientific Officer · 10% owner
|
PurchaseCommon Stock | 14,423 | $8.32 | $119,999.36 |
DisclosureSEC source: 0001213900-24-035721 · ownership.xml · nonDerivative · entry 1 Lowdell Mark William · CIK 0001767037 · Chief Scientific Officer · 10% owner 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 1,510,806 F1 · shares: The common shares and warrants reported on this Form 4 were purchased in a registered direct offering at a price of $8.445, for an aggregate purchase price of $121,802.24 pursuant to a securities purchase agreement dated April 19, 2024. The warrants are exercisable immediately upon issuance until the earlier of (i) the two year anniversary of the initial exercise date or (ii) thirty trading days following the reporting of the top line data (EMACC) in the Phase 2 Alzheimer's program of XPro1595, (the "Termination Date") but not thereafter, provided however, in the event that the Warrant is held by directors, officers or other affiliates of the Company and the Termination Date is during a period that such officers, directors or affiliates are subject to a blackout with respect to trading in the Company's common stock, such officers, directors or affiliates will have an additional 60 days from the termination of the blackout date to exercise the Warrant. Read SEC document |
| April 19, 2024 Filed Apr 24, 2024 18:07 UTC Amendment |
Juda ScottDirector
|
PurchaseCommon Stock Warrants (right to buy) · Derivative | 29,603 | $0.13 Strike: $9.15 | $3,700.38 |
DisclosureSEC source: 0001213900-24-035720 · ownership.xml · derivative · entry 2 Juda Scott · CIK 0001767084 · Director 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 29,603 Underlying: Common Stock · 29,603 shares Expires not disclosed F1 · derivative.expiration_date: The common shares and warrants reported on this Form 4 were purchased in a registered direct offering at a price of $8.445, for an aggregate purchase price of $249,997.34 pursuant to a securities purchase agreement dated April 19, 2024. The warrants are exercisable immediately upon issuance until the earlier of (i) the two year anniversary of the initial exercise date or (ii) thirty trading days following the reporting of the top line data (EMACC) in the Phase 2 Alzheimer's program of XPro1595, (the "Termination Date") but not thereafter, provided however, in the event that the Warrant is held by directors, officers or other affiliates of the Company and the Termination Date is during a period that such officers, directors or affiliates are subject to a blackout with respect to trading in the Company's common stock, such officers, directors or affiliates will have an additional 60 days from the termination of the blackout date to exercise the Warrant. Read SEC document |
Value uses the disclosed total when available, otherwise shares × reported transaction price. It is not an estimate of exercise cash cost or investment performance.