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INFU

InfuSystem Holdings, Inc

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Tapewire entity
6163
SEC CIK
0001337013
Parsed reports
322

Last 12 months

Inside the activity.

5 purchase rows · 0 sale rows

Disclosed non-derivative P/S rows, by transaction month. Includes amendments and private transactions.
Monthly counts
MonthPurchasesSales
Nov 202500
Dec 202500
Jan 202600
Feb 202600
Mar 202610
Apr 202600
May 202640
Jun 202600
Jul 202600
Aug 202600
Sep 202600
Oct 202600

Latest available

Insider transactions

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Purchases/sales include open-market and private transactions. Plan disclosure applies to the filing; individual rows may differ. “Not disclosed” is not “unplanned.”

The cutoff filters transaction history only. Company summaries and owner relationships show the latest available disclosures. Parser corrections can improve historical records.

Transaction dateOwner / reported roleActivity / securityShares / unitsReported priceReported valueDetails
March 24, 2021 Filed Mar 25, 2021 01:14 UTC Exercise / conversionCommon Stock 19,113 $2.39 $45,680.07
Disclosure

SEC source: 0001014108-21-000085 · primary_doc.xml · nonDerivative · entry 5

Lehman Gregg Owen · CIK 0001376620 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 19,459

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
March 23, 2021 Filed Mar 25, 2021 01:14 UTC Exercise / conversionStock Option (right to buy) · Derivative 9,708 $0.00 Strike: $2.39 $0.00
Disclosure

SEC source: 0001014108-21-000085 · primary_doc.xml · derivative · entry 8

Lehman Gregg Owen · CIK 0001376620 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 9,708

Underlying: Common Stock · 9,708 shares

Expires 2027-01-18

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
March 23, 2021 Filed Mar 25, 2021 01:14 UTC SaleCommon Stock 9,708 $21.20 $205,809.60
Disclosure

SEC source: 0001014108-21-000085 · primary_doc.xml · nonDerivative · entry 4

Lehman Gregg Owen · CIK 0001376620 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 346

F1 · price: The price reported in Column 4 is a weighted average price. These shares reported herein were sold in multiple transactions. The reporting person undertakes to provide to the Issuer, and security holder of the Issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price.

Read SEC document
March 23, 2021 Filed Mar 25, 2021 01:14 UTC Exercise / conversionCommon Stock 9,708 $2.39 $23,202.12
Disclosure

SEC source: 0001014108-21-000085 · primary_doc.xml · nonDerivative · entry 3

Lehman Gregg Owen · CIK 0001376620 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 10,054

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
March 22, 2021 Filed Mar 25, 2021 01:14 UTC Exercise / conversionStock Option (right to buy) · Derivative 21,179 $0.00 Strike: $2.39 $0.00
Disclosure

SEC source: 0001014108-21-000085 · primary_doc.xml · derivative · entry 7

Lehman Gregg Owen · CIK 0001376620 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 38,821

Underlying: Common Stock · 21,179 shares

Expires 2027-01-18

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
March 22, 2021 Filed Mar 25, 2021 01:14 UTC SaleCommon Stock 21,179 $22.04 $466,785.16
Disclosure

SEC source: 0001014108-21-000085 · primary_doc.xml · nonDerivative · entry 2

Lehman Gregg Owen · CIK 0001376620 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 346

F1 · price: The price reported in Column 4 is a weighted average price. These shares reported herein were sold in multiple transactions. The reporting person undertakes to provide to the Issuer, and security holder of the Issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price.

Read SEC document
March 22, 2021 Filed Mar 25, 2021 01:14 UTC Exercise / conversionCommon Stock 21,179 $2.39 $50,617.81
Disclosure

SEC source: 0001014108-21-000085 · primary_doc.xml · nonDerivative · entry 1

Lehman Gregg Owen · CIK 0001376620 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 21,525

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
March 01, 2021 Filed Mar 3, 2021 23:31 UTC
Lachance CarriePresident and COO
GrantRestricted Stock Units · Derivative 50,000 $0.00 $0.00
Disclosure

SEC source: 0001014108-21-000062 · primary_doc.xml · derivative · entry 1

Lachance Carrie · CIK 0001790024 · President and COO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 50,000

Underlying: Common Stock · 50,000 shares

Expires not disclosed

F1 · derivative.exercise_price: Restricted stock units convert into common stock on a one-for-one basis.

F2 · derivative.exercise_date: These restricted stock units will cliff vest on March 1, 2024.

F2 · derivative.expiration_date: These restricted stock units will cliff vest on March 1, 2024.

Read SEC document
February 09, 2021 Filed Feb 11, 2021 21:01 UTC
Sheehan JeannineChief Administrative Officer
GrantCommon Stock 2,678 $0.00 $0.00
Disclosure

SEC source: 0001014108-21-000029 · primary_doc.xml · nonDerivative · entry 1

Sheehan Jeannine · CIK 0001775188 · Chief Administrative Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 8,811

F1 · kind: The reported shares were issued as part of the issuer's Short Term Incentive ("STI") plan relating to the issuer's 2020 performance. The issuer's board of directors decided that a portion of the award determined payable to the issuer's executive team would be payable in the form of fully-vested shares of the issuer's common stock. Such shares are issued under the issuer's 2014 Equity Plan.

F2 · balance_after: This total includes an additional 483 shares acquired recently through the Company's Employee Stock Purchase Plan.

Read SEC document
February 09, 2021 Filed Feb 12, 2021 01:46 UTC
Steele Barry GExecutive VP and CFO
GrantCommon Stock 2,678 $0.00 $0.00
Disclosure

SEC source: 0001014108-21-000027 · primary_doc.xml · nonDerivative · entry 1

Steele Barry G · CIK 0001305741 · Executive VP and CFO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 19,659

F1 · kind: The reported shares were issued as part of the issuer's Short Term Incentive ("STI") plan relating to the issuer's 2020 performance. The issuer's board of directors decided that a portion of the award determined payable to the issuer's executive team would be payable in the form of fully-vested shares of the issuer's common stock. Such shares are issued under the issuer's 2014 Equity Plan.

Read SEC document
February 09, 2021 Filed Feb 12, 2021 02:15 UTC
Whitman KevinVP and Corporate Controller
GrantStock Option (right to buy) · Derivative 1,500 $0.00 Strike: $18.44 $0.00
Disclosure

SEC source: 0001014108-21-000031 · primary_doc.xml · derivative · entry 2

Whitman Kevin · CIK 0001768114 · VP and Corporate Controller

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 1,500

Underlying: Common Stock · 1,500 shares

Expires 2031-02-09

F3 · derivative.exercise_date: The stock option vests 33% per year on the anniversary date of the grant beginning February 9, 2022.

Read SEC document
February 09, 2021 Filed Feb 12, 2021 02:15 UTC
Whitman KevinVP and Corporate Controller
GrantRestricted Stock Units · Derivative 1,500 $0.00 $0.00
Disclosure

SEC source: 0001014108-21-000031 · primary_doc.xml · derivative · entry 1

Whitman Kevin · CIK 0001768114 · VP and Corporate Controller

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 1,500

Underlying: Common Stock · 1,500 shares

Expires not disclosed

F1 · derivative.exercise_price: Restricted stock units convert into common stock on a one-for-one basis.

F2 · derivative.exercise_date: These restricted stock units will fully vest on February 9, 2024.

F2 · derivative.expiration_date: These restricted stock units will fully vest on February 9, 2024.

Read SEC document
February 09, 2021 Filed Feb 12, 2021 02:06 UTC
RUIZ THOMAS MARKChief Commercial Officer
GrantCommon Stock 2,678 $0.00 $0.00
Disclosure

SEC source: 0001014108-21-000030 · primary_doc.xml · nonDerivative · entry 1

RUIZ THOMAS MARK · CIK 0001768484 · Chief Commercial Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 5,922

F1 · kind: The reported shares were issued as part of the issuer's Short Term Incentive ("STI") plan relating to the issuer's 2020 performance. The issuer's board of directors decided that a portion of the award determined payable to the issuer's executive team would be payable in the form of fully-vested shares of the issuer's common stock. Such shares are issued under the issuer's 2014 Equity Plan.

F2 · balance_after: This total includes an additional 2,281 shares acquired recently through the Company's Employee Stock Purchase Plan.

Read SEC document
February 09, 2021 Filed Feb 12, 2021 01:52 UTC
Lachance CarrieExecutive VP and COO
GrantCommon Stock 4,017 $0.00 $0.00
Disclosure

SEC source: 0001014108-21-000028 · primary_doc.xml · nonDerivative · entry 1

Lachance Carrie · CIK 0001790024 · Executive VP and COO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 84,956

F1 · kind: The reported shares were issued as part of the issuer's Short Term Incentive ("STI") plan relating to the issuer's 2020 performance. The issuer's board of directors decided that a portion of the award determined payable to the issuer's executive team would be payable in the form of fully-vested shares of the issuer's common stock. Such shares are issued under the issuer's 2014 Equity Plan.

F2 · balance_after: This total includes an additional 1,146 shares acquired recently through the Company's Employee Stock Purchase Plan.

Read SEC document
February 09, 2021 Filed Feb 12, 2021 01:42 UTC
Dilorio RichardPresident and CEO
GrantCommon Stock 8,034 $0.00 $0.00
Disclosure

SEC source: 0001014108-21-000026 · primary_doc.xml · nonDerivative · entry 1

Dilorio Richard · CIK 0001706994 · President and CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 204,554

F1 · kind: The reported shares were issued as part of the issuer's Short Term Incentive ("STI") plan relating to the issuer's 2020 performance. The issuer's board of directors decided that a portion of the award determined payable to the issuer's executive team would be payable in the form of fully-vested shares of the issuer's common stock. Such shares are issued under the issuer's 2014 Equity Plan.

Read SEC document
January 05, 2021 Filed Jan 7, 2021 20:36 UTC
Dilorio RichardDirector · President & CEO
Exercise / conversionRestricted Stock Units · Derivative 60,000 $0.00 $0.00
Disclosure

SEC source: 0001014108-21-000002 · primary_doc.xml · derivative · entry 3

Dilorio Richard · CIK 0001706994 · Director · President & CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 120,000

Underlying: Common Stock · 60,000 shares

Expires 2023-08-24

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F4 · derivative.exercise_price: Restricted stock units convert into common stock on a one-for-one basis.

F5 · derivative.exercise_date: Performance-based restricted stock award which will vest on the date which the Company stock price has achieved an applicable closing price for 10 consecutive trading days during a performance period beginning on the date of the grant and ending on the third anniversary of the date of grant.

Read SEC document
January 05, 2021 Filed Jan 7, 2021 20:36 UTC
Dilorio RichardDirector · President & CEO
Tax withholdingCommon Stock 27,019 $18.60 $502,553.40
Disclosure

SEC source: 0001014108-21-000002 · primary_doc.xml · nonDerivative · entry 2

Dilorio Richard · CIK 0001706994 · Director · President & CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 196,520

F3 · kind: Represents the withholding of the Issuer's common stock for the tax liability associated with the vesting and settlement of the common stock issued on January 5, 2021.

Read SEC document
January 05, 2021 Filed Jan 7, 2021 20:36 UTC
Dilorio RichardDirector · President & CEO
Exercise / conversionCommon Stock 60,000 $0.00 $0.00
Disclosure

SEC source: 0001014108-21-000002 · primary_doc.xml · nonDerivative · entry 1

Dilorio Richard · CIK 0001706994 · Director · President & CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 223,539

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · kind: Vesting of first tranche of performance-based restricted stock award granted on August 24, 2020.

F2 · balance_after: This total includes an additional 1,802 shares acquired recently through the Company's Employee Stock Purchase Plan.

Read SEC document
December 31, 2020 Filed Jan 7, 2021 20:47 UTC
Whitman KevinVP and Corporate Controller
Exercise / conversionRestricted Stock Units · Derivative 3,000 $0.00 $0.00
Disclosure

SEC source: 0001014108-21-000003 · primary_doc.xml · derivative · entry 3

Whitman Kevin · CIK 0001768114 · VP and Corporate Controller

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 3,000 shares

Expires 2020-12-31

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F3 · derivative.exercise_price: Restricted stock units convert into common stock on a one-for-one basis.

Read SEC document
December 31, 2020 Filed Jan 7, 2021 20:47 UTC
Whitman KevinVP and Corporate Controller
Tax withholdingCommon Stock 1,017 $18.78 $19,099.26
Disclosure

SEC source: 0001014108-21-000003 · primary_doc.xml · nonDerivative · entry 2

Whitman Kevin · CIK 0001768114 · VP and Corporate Controller

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 1,983

F2 · kind: Represents the withholding of the Issuer's common stock for the tax liability associated with the vesting and settlement of the common stock issued on December 31, 2020.

Read SEC document
December 31, 2020 Filed Jan 7, 2021 20:47 UTC
Whitman KevinVP and Corporate Controller
Exercise / conversionCommon Stock 3,000 $0.00 $0.00
Disclosure

SEC source: 0001014108-21-000003 · primary_doc.xml · nonDerivative · entry 1

Whitman Kevin · CIK 0001768114 · VP and Corporate Controller

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 3,000

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · kind: Vesting of restricted stock award granted on February 6, 2020.

Read SEC document
December 09, 2020 Filed Dec 9, 2020 17:40 UTC SaleCommon Stock 1,705 $17.00 $28,985.00
Disclosure

SEC source: 0001096906-20-000461 · form4.xml · nonDerivative · entry 3

BlueLine Capital Partners II, L.P. · CIK 0001460781 · Director

Meridian OHC LLC · CIK 0001601538 · 10% owner

Meridian TSV II, LP · CIK 0001601536 · 10% owner

TSV Investment Partners, LLC · CIK 0001603326 · 10% owner

BlueLine Partners, L.L.C. · CIK 0001311443 · 10% owner

Joint disclosure: these amounts are not allocated separately to each reporting owner.

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 493,656

F1 · ownership.direct: 1. These securities were owned by BlueLine Capital Partners II, LP. The shares were sold on behalf of the estate of a limited partner of the fund that passed during the year. The shares reported in Column 4 were sold in multiple transactions and the price reported is the weighted-average price for the day. The reporting persons undertake to provide to InfuSystem Holdings, Inc., any security holder of InfuSystem Holdings, Inc., or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares purchased at each separate price.

Read SEC document
December 08, 2020 Filed Dec 9, 2020 17:40 UTC SaleCommon Stock 4,489 $17.04 $76,492.56
Disclosure

SEC source: 0001096906-20-000461 · form4.xml · nonDerivative · entry 2

BlueLine Capital Partners II, L.P. · CIK 0001460781 · Director

Meridian OHC LLC · CIK 0001601538 · 10% owner

Meridian TSV II, LP · CIK 0001601536 · 10% owner

TSV Investment Partners, LLC · CIK 0001603326 · 10% owner

BlueLine Partners, L.L.C. · CIK 0001311443 · 10% owner

Joint disclosure: these amounts are not allocated separately to each reporting owner.

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 495,361

F1 · ownership.direct: 1. These securities were owned by BlueLine Capital Partners II, LP. The shares were sold on behalf of the estate of a limited partner of the fund that passed during the year. The shares reported in Column 4 were sold in multiple transactions and the price reported is the weighted-average price for the day. The reporting persons undertake to provide to InfuSystem Holdings, Inc., any security holder of InfuSystem Holdings, Inc., or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares purchased at each separate price.

Read SEC document
December 07, 2020 Filed Dec 9, 2020 17:40 UTC SaleCommon Stock 2,900 $17.21 $49,909.00
Disclosure

SEC source: 0001096906-20-000461 · form4.xml · nonDerivative · entry 1

BlueLine Capital Partners II, L.P. · CIK 0001460781 · Director

Meridian OHC LLC · CIK 0001601538 · 10% owner

Meridian TSV II, LP · CIK 0001601536 · 10% owner

TSV Investment Partners, LLC · CIK 0001603326 · 10% owner

BlueLine Partners, L.L.C. · CIK 0001311443 · 10% owner

Joint disclosure: these amounts are not allocated separately to each reporting owner.

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 499,850

F1 · ownership.direct: 1. These securities were owned by BlueLine Capital Partners II, LP. The shares were sold on behalf of the estate of a limited partner of the fund that passed during the year. The shares reported in Column 4 were sold in multiple transactions and the price reported is the weighted-average price for the day. The reporting persons undertake to provide to InfuSystem Holdings, Inc., any security holder of InfuSystem Holdings, Inc., or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares purchased at each separate price.

Read SEC document
September 30, 2020 Filed Oct 2, 2020 18:09 UTC
Meridian OHC Partners, LPDirector · 10% owner
OtherCommon Stock 273,457 $0.00 $0.00
Disclosure

SEC source: 0001445866-20-001474 · form4.xml · nonDerivative · entry 2

Meridian OHC Partners, LP · CIK 0001601397 · Director · 10% owner

Meridian OHC LLC · CIK 0001601538 · 10% owner

Meridian TSV II, LP · CIK 0001601536 · 10% owner

TSV Investment Partners, LLC · CIK 0001603326 · 10% owner

BlueLine Capital Partners II, L.P. · CIK 0001460781 · 10% owner

BlueLine Partners, L.L.C. · CIK 0001311443 · 10% owner

Joint disclosure: these amounts are not allocated separately to each reporting owner.

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 502,750

F2 · ownership.direct: These securities were owned by Meridian TSV II, LP. On September 30, 2020, Meridian TSV II, LP. executed an in-kind distribution, without consideration, of 273,457 of the Issuer's common stock to certain of its limited partners.

Read SEC document
September 30, 2020 Filed Oct 2, 2020 18:09 UTC
Meridian OHC Partners, LPDirector · 10% owner
OtherCommon Stock 2,009,580 $0.00 $0.00
Disclosure

SEC source: 0001445866-20-001474 · form4.xml · nonDerivative · entry 1

Meridian OHC Partners, LP · CIK 0001601397 · Director · 10% owner

Meridian OHC LLC · CIK 0001601538 · 10% owner

Meridian TSV II, LP · CIK 0001601536 · 10% owner

TSV Investment Partners, LLC · CIK 0001603326 · 10% owner

BlueLine Capital Partners II, L.P. · CIK 0001460781 · 10% owner

BlueLine Partners, L.L.C. · CIK 0001311443 · 10% owner

Joint disclosure: these amounts are not allocated separately to each reporting owner.

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 776,207

F1 · ownership.direct: These securities were owned by Meridian OHC Partners, LP. On September 30, 2020, Meridian OHC Partners, LP executed an in-kind distribution, without consideration, of 2,009,580 of the Issuer's common stock to certain of its limited partners.

Read SEC document
September 30, 2020 Filed Oct 2, 2020 18:10 UTC
RUIZ THOMAS MARKChief Commercial Officer
SaleCommon Stock 64,745 $11.95 $773,702.75
Disclosure

SEC source: 0001014108-20-000113 · primary_doc.xml · nonDerivative · entry 1

RUIZ THOMAS MARK · CIK 0001768484 · Chief Commercial Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 963

F1 · price: The price reported in Column 4 is a weighted average price. These shares reported herein were sold in multiple transactions. The reporting person undertakes to provide to the Issuer, and security holder of the Issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price.

Read SEC document
September 29, 2020 Filed Sep 30, 2020 18:04 UTC
Meridian OHC Partners, LPDirector · 10% owner
SaleCommon Stock 45,604 $13.89 $633,439.56
Disclosure

SEC source: 0001445866-20-001428 · form4.xml · nonDerivative · entry 2

Meridian OHC Partners, LP · CIK 0001601397 · Director · 10% owner

Meridian OHC LLC · CIK 0001601538 · 10% owner

Meridian TSV II, LP · CIK 0001601536 · 10% owner

TSV Investment Partners, LLC · CIK 0001603326 · 10% owner

BlueLine Capital Partners II, L.P. · CIK 0001460781 · 10% owner

BlueLine Partners, L.L.C. · CIK 0001311443 · 10% owner

Joint disclosure: these amounts are not allocated separately to each reporting owner.

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 2,740,183

F1 · ownership.direct: These securities were owned by Meridian OHC Partners, LP. The shares reported in Column 4 were sold in multiple transactions and the price reported is the weighted-average price for the day. The reporting persons undertake to provide to InfuSystem Holdings, Inc., any security holder of InfuSystem Holdings, Inc., or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares purchased at each separate price.

Read SEC document
September 28, 2020 Filed Sep 30, 2020 18:04 UTC
Meridian OHC Partners, LPDirector · 10% owner
SaleCommon Stock 37,300 $13.93 $519,589.00
Disclosure

SEC source: 0001445866-20-001428 · form4.xml · nonDerivative · entry 1

Meridian OHC Partners, LP · CIK 0001601397 · Director · 10% owner

Meridian OHC LLC · CIK 0001601538 · 10% owner

Meridian TSV II, LP · CIK 0001601536 · 10% owner

TSV Investment Partners, LLC · CIK 0001603326 · 10% owner

BlueLine Capital Partners II, L.P. · CIK 0001460781 · 10% owner

BlueLine Partners, L.L.C. · CIK 0001311443 · 10% owner

Joint disclosure: these amounts are not allocated separately to each reporting owner.

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 2,785,787

F1 · ownership.direct: These securities were owned by Meridian OHC Partners, LP. The shares reported in Column 4 were sold in multiple transactions and the price reported is the weighted-average price for the day. The reporting persons undertake to provide to InfuSystem Holdings, Inc., any security holder of InfuSystem Holdings, Inc., or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares purchased at each separate price.

Read SEC document
September 22, 2020 Filed Sep 23, 2020 19:36 UTC
Lachance CarrieExecutive VP and COO
PurchaseCommon Stock 2,000 $13.20 $26,400.00
Disclosure

SEC source: 0001014108-20-000112 · primary_doc.xml · nonDerivative · entry 1

Lachance Carrie · CIK 0001790024 · Executive VP and COO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 79,793

F1 · price: The price reported in Column 4 is a weighted average price. These shares reported herein were purchased in multiple transactions. The reporting person undertakes to provide to the Issuer, and security holder of the Issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares purchased at each separate price.

Read SEC document
September 21, 2020 Filed Sep 23, 2020 19:31 UTC
Steele Barry GExecutive VP and CFO
PurchaseCommon Stock 2,000 $13.07 $26,140.00
Disclosure

SEC source: 0001014108-20-000111 · primary_doc.xml · nonDerivative · entry 1

Steele Barry G · CIK 0001305741 · Executive VP and CFO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 16,981

F1 · price: The price reported in Column 4 is a weighted average price. These shares reported herein were purchased in multiple transactions. The reporting person undertakes to provide to the Issuer, and security holder of the Issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares purchased at each separate price.

Read SEC document
August 26, 2020 Filed Aug 28, 2020 23:56 UTC
Dilorio RichardDirector · President & CEO
SaleCommon Stock 50,000 $13.27 $663,500.00
Disclosure

SEC source: 0001014108-20-000105 · primary_doc.xml · nonDerivative · entry 3

Dilorio Richard · CIK 0001706994 · Director · President & CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 161,737

F1 · price: The price reported in Column 4 is a weighted average price. These shares reported herein were sold in multiple transactions. The reporting person undertakes to provide to the Issuer, and security holder of the Issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price.

Read SEC document
August 26, 2020 Filed Aug 28, 2020 23:56 UTC
Dilorio RichardDirector · President & CEO
SaleCommon Stock 49,680 $13.25 $658,260.00
Disclosure

SEC source: 0001014108-20-000105 · primary_doc.xml · nonDerivative · entry 2

Dilorio Richard · CIK 0001706994 · Director · President & CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 211,737

F1 · price: The price reported in Column 4 is a weighted average price. These shares reported herein were sold in multiple transactions. The reporting person undertakes to provide to the Issuer, and security holder of the Issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price.

Read SEC document
August 26, 2020 Filed Aug 28, 2020 23:56 UTC
Dilorio RichardDirector · President & CEO
SaleCommon Stock 320 $13.10 $4,192.00
Disclosure

SEC source: 0001014108-20-000105 · primary_doc.xml · nonDerivative · entry 1

Dilorio Richard · CIK 0001706994 · Director · President & CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 261,417

F1 · price: The price reported in Column 4 is a weighted average price. These shares reported herein were sold in multiple transactions. The reporting person undertakes to provide to the Issuer, and security holder of the Issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price.

Read SEC document
August 25, 2020 Filed Aug 25, 2020 22:24 UTC
Steele Barry GExecutive VP and CFO
PurchaseCommon Stock 105 $13.12 $1,377.60
Disclosure

SEC source: 0001014108-20-000103 · primary_doc.xml · nonDerivative · entry 2

Steele Barry G · CIK 0001305741 · Executive VP and CFO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 14,981

Read SEC document
August 24, 2020 Filed Aug 25, 2020 22:24 UTC
Steele Barry GExecutive VP and CFO
PurchaseCommon Stock 3,000 $12.99 $38,970.00
Disclosure

SEC source: 0001014108-20-000103 · primary_doc.xml · nonDerivative · entry 1

Steele Barry G · CIK 0001305741 · Executive VP and CFO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 14,876

F1 · price: The price reported in Column 4 is a weighted average price. These shares reported herein were purchased in multiple transactions. The reporting person undertakes to provide to the Issuer, and security holder of the Issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares purchased at each separate price.

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August 24, 2020 Filed Aug 25, 2020 19:50 UTC
Dilorio RichardDirector · President & CEO
GrantRestricted Stock Units · Derivative 180,000 $0.00 $0.00
Disclosure

SEC source: 0001014108-20-000102 · primary_doc.xml · derivative · entry 2

Dilorio Richard · CIK 0001706994 · Director · President & CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 180,000

Underlying: Common Stock · 180,000 shares

Expires 2023-08-24

F2 · derivative.exercise_price: Restricted stock units convert into common stock on a one-for-one basis.

F3 · kind: Performance-based restricted stock award which will vest on the date which the Company stock price has achieved an applicable closing price for 10 consecutive trading days during a performance period beginning on the date of the grant and ending on the third anniversary of the date of grant. The award is divided into three equal tranches of 60,000 shares each having a different applicable closing price of $18.00, $20.00 and $22.00, respectively.

F3 · derivative.exercise_date: Performance-based restricted stock award which will vest on the date which the Company stock price has achieved an applicable closing price for 10 consecutive trading days during a performance period beginning on the date of the grant and ending on the third anniversary of the date of grant. The award is divided into three equal tranches of 60,000 shares each having a different applicable closing price of $18.00, $20.00 and $22.00, respectively.

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August 24, 2020 Filed Aug 25, 2020 19:50 UTC
Dilorio RichardDirector · President & CEO
GrantCommon Stock 20,000 $0.00 $0.00
Disclosure

SEC source: 0001014108-20-000102 · primary_doc.xml · nonDerivative · entry 1

Dilorio Richard · CIK 0001706994 · Director · President & CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 261,737

F1 · kind: Service-based restricted stock award which vests 10,000 restricted stock units on the first anniversary of the date of grant, and the remaining 10,000 restricted stock units on the second anniversary of the date of grant.

Read SEC document
August 07, 2020 Filed Aug 11, 2020 22:12 UTC
RUIZ THOMAS MARKChief Commercial Officer
Exercise / conversionStock Option (right to buy) · Derivative 25,000 $0.00 Strike: $2.15 $0.00
Disclosure

SEC source: 0001014108-20-000099 · primary_doc.xml · derivative · entry 12

RUIZ THOMAS MARK · CIK 0001768484 · Chief Commercial Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 25,000 shares

Expires 2027-03-15

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
August 07, 2020 Filed Aug 11, 2020 22:12 UTC
RUIZ THOMAS MARKChief Commercial Officer
Exercise / conversionStock Option (right to buy) · Derivative 40,000 $0.00 Strike: $2.76 $0.00
Disclosure

SEC source: 0001014108-20-000099 · primary_doc.xml · derivative · entry 11

RUIZ THOMAS MARK · CIK 0001768484 · Chief Commercial Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 40,000 shares

Expires 2026-08-18

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
August 07, 2020 Filed Aug 11, 2020 22:12 UTC
RUIZ THOMAS MARKChief Commercial Officer
Exercise / conversionStock Option (right to buy) · Derivative 50,000 $0.00 Strike: $2.69 $0.00
Disclosure

SEC source: 0001014108-20-000099 · primary_doc.xml · derivative · entry 10

RUIZ THOMAS MARK · CIK 0001768484 · Chief Commercial Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 50,000 shares

Expires 2024-12-08

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
August 07, 2020 Filed Aug 11, 2020 22:12 UTC
RUIZ THOMAS MARKChief Commercial Officer
Tax withholdingCommon Stock 6,003 $12.53 $75,217.59
Disclosure

SEC source: 0001014108-20-000099 · primary_doc.xml · nonDerivative · entry 9

RUIZ THOMAS MARK · CIK 0001768484 · Chief Commercial Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 65,708

F2 · kind: Represents the withholding of Issuer's common stock for the tax liability associated with the vesting and settlement of the common stock issued on August 7, 2020.

Read SEC document
August 07, 2020 Filed Aug 11, 2020 22:12 UTC
RUIZ THOMAS MARKChief Commercial Officer
Disposition to issuerCommon Stock 4,289 $12.53 $53,741.17
Disclosure

SEC source: 0001014108-20-000099 · primary_doc.xml · nonDerivative · entry 8

RUIZ THOMAS MARK · CIK 0001768484 · Chief Commercial Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 71,711

F1 · kind: Represents shares forfeited to pay the exercise price of the stock option exercised on August 7, 2020.

Read SEC document
August 07, 2020 Filed Aug 11, 2020 22:12 UTC
RUIZ THOMAS MARKChief Commercial Officer
Exercise / conversionCommon Stock 25,000 $2.15 $53,750.00
Disclosure

SEC source: 0001014108-20-000099 · primary_doc.xml · nonDerivative · entry 7

RUIZ THOMAS MARK · CIK 0001768484 · Chief Commercial Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 76,000

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
August 07, 2020 Filed Aug 11, 2020 22:12 UTC
RUIZ THOMAS MARKChief Commercial Officer
Tax withholdingCommon Stock 9,039 $12.53 $113,258.67
Disclosure

SEC source: 0001014108-20-000099 · primary_doc.xml · nonDerivative · entry 6

RUIZ THOMAS MARK · CIK 0001768484 · Chief Commercial Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 51,000

F2 · kind: Represents the withholding of Issuer's common stock for the tax liability associated with the vesting and settlement of the common stock issued on August 7, 2020.

Read SEC document
August 07, 2020 Filed Aug 11, 2020 22:12 UTC
RUIZ THOMAS MARKChief Commercial Officer
Disposition to issuerCommon Stock 8,810 $12.53 $110,389.30
Disclosure

SEC source: 0001014108-20-000099 · primary_doc.xml · nonDerivative · entry 5

RUIZ THOMAS MARK · CIK 0001768484 · Chief Commercial Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 60,039

F1 · kind: Represents shares forfeited to pay the exercise price of the stock option exercised on August 7, 2020.

Read SEC document
August 07, 2020 Filed Aug 11, 2020 22:12 UTC
RUIZ THOMAS MARKChief Commercial Officer
Exercise / conversionCommon Stock 40,000 $2.76 $110,400.00
Disclosure

SEC source: 0001014108-20-000099 · primary_doc.xml · nonDerivative · entry 4

RUIZ THOMAS MARK · CIK 0001768484 · Chief Commercial Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 68,849

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
August 07, 2020 Filed Aug 11, 2020 22:12 UTC
RUIZ THOMAS MARKChief Commercial Officer
Tax withholdingCommon Stock 11,380 $12.53 $142,591.40
Disclosure

SEC source: 0001014108-20-000099 · primary_doc.xml · nonDerivative · entry 3

RUIZ THOMAS MARK · CIK 0001768484 · Chief Commercial Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 28,849

F2 · kind: Represents the withholding of Issuer's common stock for the tax liability associated with the vesting and settlement of the common stock issued on August 7, 2020.

Read SEC document
August 07, 2020 Filed Aug 11, 2020 22:12 UTC
RUIZ THOMAS MARKChief Commercial Officer
Disposition to issuerCommon Stock 10,734 $12.53 $134,497.02
Disclosure

SEC source: 0001014108-20-000099 · primary_doc.xml · nonDerivative · entry 2

RUIZ THOMAS MARK · CIK 0001768484 · Chief Commercial Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 40,229

F1 · kind: Represents shares forfeited to pay the exercise price of the stock option exercised on August 7, 2020.

Read SEC document
August 07, 2020 Filed Aug 11, 2020 22:12 UTC
RUIZ THOMAS MARKChief Commercial Officer
Exercise / conversionCommon Stock 50,000 $2.69 $134,500.00
Disclosure

SEC source: 0001014108-20-000099 · primary_doc.xml · nonDerivative · entry 1

RUIZ THOMAS MARK · CIK 0001768484 · Chief Commercial Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 50,963

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document

Value uses the disclosed total when available, otherwise shares × reported transaction price. It is not an estimate of exercise cash cost or investment performance.