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INFU

InfuSystem Holdings, Inc

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Tapewire entity
6163
SEC CIK
0001337013
Parsed reports
322

Last 12 months

Inside the activity.

5 purchase rows · 0 sale rows

Disclosed non-derivative P/S rows, by transaction month. Includes amendments and private transactions.
Monthly counts
MonthPurchasesSales
Nov 202500
Dec 202500
Jan 202600
Feb 202600
Mar 202610
Apr 202600
May 202640
Jun 202600
Jul 202600
Aug 202600
Sep 202600
Oct 202600

Latest available

Insider transactions

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Purchases/sales include open-market and private transactions. Plan disclosure applies to the filing; individual rows may differ. “Not disclosed” is not “unplanned.”

The cutoff filters transaction history only. Company summaries and owner relationships show the latest available disclosures. Parser corrections can improve historical records.

Transaction dateOwner / reported roleActivity / securityShares / unitsReported priceReported valueDetails
May 20, 2022 Filed May 23, 2022 17:02 UTC
Sheehan JeannineChief Administrative Officer
GrantCommon Stock 10,000 $0.00 $0.00
Disclosure

SEC source: 0001628280-22-015221 · wf-form4_165333968047085.xml · nonDerivative · entry 1

Sheehan Jeannine · CIK 0001775188 · Chief Administrative Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 36,046

F1 · shares: On May 20, 2022, 10,000 performance-based restricted stock units, granted on May 20, 2020, vested

Read SEC document
May 20, 2022 Filed May 23, 2022 21:00 UTC
Steele Barry GExecutive VP and CFO
Tax withholdingCommon Stock 1,537 $8.49 $13,049.13
Disclosure

SEC source: 0001628280-22-015218 · wf-form4_165333959048536.xml · nonDerivative · entry 4

Steele Barry G · CIK 0001305741 · Executive VP and CFO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 36,018

F2 · kind: Represents the withholding of the Issuer's common stock for the tax liability associated with the vesting and settlement of the common stock issued on May 20, 2022

Read SEC document
May 20, 2022 Filed May 23, 2022 21:00 UTC
Steele Barry GExecutive VP and CFO
GrantCommon Stock 3,525 $0.00 $0.00
Disclosure

SEC source: 0001628280-22-015218 · wf-form4_165333959048536.xml · nonDerivative · entry 3

Steele Barry G · CIK 0001305741 · Executive VP and CFO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 37,555

F3 · shares: On May 20, 2022, 3,525 performance-based restricted stock units, granted on May 20, 2020, vested

Read SEC document
May 20, 2022 Filed May 23, 2022 21:00 UTC
Steele Barry GExecutive VP and CFO
Tax withholdingCommon Stock 3,270 $8.49 $27,762.30
Disclosure

SEC source: 0001628280-22-015218 · wf-form4_165333959048536.xml · nonDerivative · entry 2

Steele Barry G · CIK 0001305741 · Executive VP and CFO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 34,030

F2 · kind: Represents the withholding of the Issuer's common stock for the tax liability associated with the vesting and settlement of the common stock issued on May 20, 2022

Read SEC document
May 20, 2022 Filed May 23, 2022 21:00 UTC
Steele Barry GExecutive VP and CFO
GrantCommon Stock 7,500 $0.00 $0.00
Disclosure

SEC source: 0001628280-22-015218 · wf-form4_165333959048536.xml · nonDerivative · entry 1

Steele Barry G · CIK 0001305741 · Executive VP and CFO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 37,300

F1 · shares: On May 20, 2022, 7,500 performance-based restricted stock units, granted on May 20, 2020, vested

Read SEC document
May 20, 2022 Filed May 23, 2022 21:02 UTC
RUIZ THOMAS MARKChief Commercial Officer
Tax withholdingCommon Stock 2,064 $8.49 $17,523.36
Disclosure

SEC source: 0001628280-22-015222 · wf-form4_165333972712997.xml · nonDerivative · entry 4

RUIZ THOMAS MARK · CIK 0001768484 · Chief Commercial Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 32,893

F2 · kind: Represents the withholding of the Issuer's common stock for the tax liability associated with the vesting and settlement of the common stock issued on May 20, 2022

Read SEC document
May 20, 2022 Filed May 23, 2022 21:02 UTC
RUIZ THOMAS MARKChief Commercial Officer
GrantCommon Stock 4,700 $0.00 $0.00
Disclosure

SEC source: 0001628280-22-015222 · wf-form4_165333972712997.xml · nonDerivative · entry 3

RUIZ THOMAS MARK · CIK 0001768484 · Chief Commercial Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 34,957

F3 · shares: On May 20, 2022, 4,700 performance-based restricted stock units, granted on May 20, 2020, vested

Read SEC document
May 20, 2022 Filed May 23, 2022 21:02 UTC
RUIZ THOMAS MARKChief Commercial Officer
Tax withholdingCommon Stock 4,391 $8.49 $37,279.59
Disclosure

SEC source: 0001628280-22-015222 · wf-form4_165333972712997.xml · nonDerivative · entry 2

RUIZ THOMAS MARK · CIK 0001768484 · Chief Commercial Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 30,257

F2 · kind: Represents the withholding of the Issuer's common stock for the tax liability associated with the vesting and settlement of the common stock issued on May 20, 2022

Read SEC document
May 20, 2022 Filed May 23, 2022 21:02 UTC
RUIZ THOMAS MARKChief Commercial Officer
GrantCommon Stock 10,000 $0.00 $0.00
Disclosure

SEC source: 0001628280-22-015222 · wf-form4_165333972712997.xml · nonDerivative · entry 1

RUIZ THOMAS MARK · CIK 0001768484 · Chief Commercial Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 34,648

F1 · shares: On May 20, 2022, 10,000 performance-based restricted stock units, granted on May 20, 2020, vested

Read SEC document
May 20, 2022 Filed May 23, 2022 21:01 UTC
Dilorio RichardDirector · Chief Executive Officer
Tax withholdingCommon Stock 3,127 $8.49 $26,548.23
Disclosure

SEC source: 0001628280-22-015220 · wf-form4_165333962046051.xml · nonDerivative · entry 4

Dilorio Richard · CIK 0001706994 · Director · Chief Executive Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 260,954

F2 · kind: Represents the withholding of the Issuer's common stock for the tax liability associated with the vesting and settlement of the common stock issued on May 20, 2022

Read SEC document
May 20, 2022 Filed May 23, 2022 21:01 UTC
Dilorio RichardDirector · Chief Executive Officer
GrantCommon Stock 7,050 $0.00 $0.00
Disclosure

SEC source: 0001628280-22-015220 · wf-form4_165333962046051.xml · nonDerivative · entry 3

Dilorio Richard · CIK 0001706994 · Director · Chief Executive Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 264,081

F3 · shares: On May 20, 2022, 7,050 performance-based restricted stock units, granted on May 20, 2020, vested

Read SEC document
May 20, 2022 Filed May 23, 2022 21:01 UTC
Dilorio RichardDirector · Chief Executive Officer
Tax withholdingCommon Stock 6,653 $8.49 $56,483.97
Disclosure

SEC source: 0001628280-22-015220 · wf-form4_165333962046051.xml · nonDerivative · entry 2

Dilorio Richard · CIK 0001706994 · Director · Chief Executive Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 257,031

F2 · kind: Represents the withholding of the Issuer's common stock for the tax liability associated with the vesting and settlement of the common stock issued on May 20, 2022

Read SEC document
May 20, 2022 Filed May 23, 2022 21:01 UTC
Dilorio RichardDirector · Chief Executive Officer
GrantCommon Stock 15,000 $0.00 $0.00
Disclosure

SEC source: 0001628280-22-015220 · wf-form4_165333962046051.xml · nonDerivative · entry 1

Dilorio Richard · CIK 0001706994 · Director · Chief Executive Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 263,684

F1 · shares: On May 20, 2022, 15,000 performance-based restricted stock units, granted on May 20, 2020, vested

Read SEC document
May 20, 2022 Filed May 23, 2022 20:59 UTC
Lachance CarrieDirector · President and COO
Tax withholdingCommon Stock 1,850 $8.49 $15,706.50
Disclosure

SEC source: 0001628280-22-015216 · wf-form4_165333956514776.xml · nonDerivative · entry 4

Lachance Carrie · CIK 0001790024 · Director · President and COO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 115,076

F2 · kind: Represents the withholding of the Issuer's common stock for the tax liability associated with the vesting and settlement of the common stock issued on May 20, 2022

Read SEC document
May 20, 2022 Filed May 23, 2022 20:59 UTC
Lachance CarrieDirector · President and COO
GrantCommon Stock 4,700 $0.00 $0.00
Disclosure

SEC source: 0001628280-22-015216 · wf-form4_165333956514776.xml · nonDerivative · entry 3

Lachance Carrie · CIK 0001790024 · Director · President and COO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 116,926

F3 · shares: On May 20, 2022, 4,700 performance-based restricted stock units, granted on May 20, 2020, vested

Read SEC document
May 20, 2022 Filed May 23, 2022 20:59 UTC
Lachance CarrieDirector · President and COO
Tax withholdingCommon Stock 3,935 $8.49 $33,408.15
Disclosure

SEC source: 0001628280-22-015216 · wf-form4_165333956514776.xml · nonDerivative · entry 2

Lachance Carrie · CIK 0001790024 · Director · President and COO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 112,226

F2 · kind: Represents the withholding of the Issuer's common stock for the tax liability associated with the vesting and settlement of the common stock issued on May 20, 2022

Read SEC document
May 20, 2022 Filed May 23, 2022 20:59 UTC
Lachance CarrieDirector · President and COO
GrantCommon Stock 10,000 $0.00 $0.00
Disclosure

SEC source: 0001628280-22-015216 · wf-form4_165333956514776.xml · nonDerivative · entry 1

Lachance Carrie · CIK 0001790024 · Director · President and COO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 116,161

F1 · shares: On May 20, 2022, 10,000 performance-based restricted stock units, granted on May 20, 2020, vested

Read SEC document
May 18, 2022 Filed May 18, 2022 21:31 UTC Exercise / conversionStock Option (right to buy) · Derivative 10,000 $0.00 Strike: $1.98 $0.00
Disclosure

SEC source: 0001628280-22-014786 · wf-form4_165290938909797.xml · derivative · entry 3

Lehman Gregg Owen · CIK 0001376620 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 30,000

Underlying: Common Stock · 10,000 shares

Expires 2022-09-07

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F2 · derivative.exercise_date: The option, representing the right to purchase a total of 60,000 shares of InfuSystem Holdings, Inc. common stock, vests in twelve monthly installments beginning October 7, 2017.

Read SEC document
May 18, 2022 Filed May 18, 2022 21:31 UTC SaleCommon Stock 10,000 $8.62 $86,200.00
Disclosure

SEC source: 0001628280-22-014786 · wf-form4_165290938909797.xml · nonDerivative · entry 2

Lehman Gregg Owen · CIK 0001376620 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 346

F1 · price: The price reported in Column 4 is a weighted average price. These shares reported herein were sold in multiple transactions. The reporting person undertakes to provide to the Issuer, and security holder of the Issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price.

Read SEC document
May 18, 2022 Filed May 18, 2022 21:31 UTC Exercise / conversionCommon Stock 10,000 $1.98 $19,800.00
Disclosure

SEC source: 0001628280-22-014786 · wf-form4_165290938909797.xml · nonDerivative · entry 1

Lehman Gregg Owen · CIK 0001376620 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 10,346

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
May 18, 2022 Filed May 20, 2022 18:16 UTC
Sheehan JeannineChief Administrative Officer
Exercise / conversionRestricted Stock Units · Derivative 2,821 $0.00 $0.00
Disclosure

SEC source: 0001628280-22-015082 · wf-form4_165308497650915.xml · derivative · entry 6

Sheehan Jeannine · CIK 0001775188 · Chief Administrative Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 2,821 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F4 · derivative.exercise_price: Restricted stock units convert into common stock on a one-for-one basis.

F5 · derivative.exercise_date: These restricted stock units cliff vested on May 18, 2022.

F5 · derivative.expiration_date: These restricted stock units cliff vested on May 18, 2022.

Read SEC document
May 18, 2022 Filed May 20, 2022 18:16 UTC
Sheehan JeannineChief Administrative Officer
Tax withholdingCommon Stock 4,419 $8.45 $37,340.55
Disclosure

SEC source: 0001628280-22-015082 · wf-form4_165308497650915.xml · nonDerivative · entry 4

Sheehan Jeannine · CIK 0001775188 · Chief Administrative Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 26,046

F1 · kind: Represents the withholding of the Issuer's common stock for the tax liability associated with the vesting and settlement of the common stock issued on May 18, 2022

Read SEC document
May 18, 2022 Filed May 20, 2022 18:16 UTC
Sheehan JeannineChief Administrative Officer
GrantCommon Stock 9,744 $0.00 $0.00
Disclosure

SEC source: 0001628280-22-015082 · wf-form4_165308497650915.xml · nonDerivative · entry 3

Sheehan Jeannine · CIK 0001775188 · Chief Administrative Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 30,465

F2 · shares: On May 18, 2022, 9,744 performance-based restricted stock units, granted on May 18, 2021, vested

Read SEC document
May 18, 2022 Filed May 20, 2022 18:16 UTC
Sheehan JeannineChief Administrative Officer
Tax withholdingCommon Stock 1,252 $8.45 $10,579.40
Disclosure

SEC source: 0001628280-22-015082 · wf-form4_165308497650915.xml · nonDerivative · entry 2

Sheehan Jeannine · CIK 0001775188 · Chief Administrative Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 20,721

F1 · kind: Represents the withholding of the Issuer's common stock for the tax liability associated with the vesting and settlement of the common stock issued on May 18, 2022

Read SEC document
May 18, 2022 Filed May 20, 2022 18:16 UTC
Sheehan JeannineChief Administrative Officer
Exercise / conversionCommon Stock 2,821 $0.00 $0.00
Disclosure

SEC source: 0001628280-22-015082 · wf-form4_165308497650915.xml · nonDerivative · entry 1

Sheehan Jeannine · CIK 0001775188 · Chief Administrative Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 21,973

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
May 18, 2022 Filed May 20, 2022 22:17 UTC
Steele Barry GExecutive VP and CFO
Exercise / conversionRestricted Stock Units · Derivative 2,821 $0.00 $0.00
Disclosure

SEC source: 0001628280-22-015084 · wf-form4_165308502232492.xml · derivative · entry 5

Steele Barry G · CIK 0001305741 · Executive VP and CFO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 2,821 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F3 · derivative.exercise_price: Restricted stock units convert into common stock on a one-for-one basis.

F4 · derivative.exercise_date: These restricted stock units cliff vested on May 18, 2022.

F4 · derivative.expiration_date: These restricted stock units cliff vested on May 18, 2022.

Read SEC document
May 18, 2022 Filed May 20, 2022 22:17 UTC
Steele Barry GExecutive VP and CFO
Tax withholdingCommon Stock 4,297 $8.45 $36,309.65
Disclosure

SEC source: 0001628280-22-015084 · wf-form4_165308502232492.xml · nonDerivative · entry 4

Steele Barry G · CIK 0001305741 · Executive VP and CFO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 29,800

F1 · kind: Represents the withholding of the Issuer's common stock for the tax liability associated with the vesting and settlement of the common stock issued on May 18, 2022

Read SEC document
May 18, 2022 Filed May 20, 2022 22:17 UTC
Steele Barry GExecutive VP and CFO
GrantCommon Stock 9,744 $0.00 $0.00
Disclosure

SEC source: 0001628280-22-015084 · wf-form4_165308502232492.xml · nonDerivative · entry 3

Steele Barry G · CIK 0001305741 · Executive VP and CFO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 34,097

F2 · shares: On May 18, 2022, 9,744 performance-based restricted stock units, granted on May 18, 2021, vested

Read SEC document
May 18, 2022 Filed May 20, 2022 22:17 UTC
Steele Barry GExecutive VP and CFO
Tax withholdingCommon Stock 1,230 $8.45 $10,393.50
Disclosure

SEC source: 0001628280-22-015084 · wf-form4_165308502232492.xml · nonDerivative · entry 2

Steele Barry G · CIK 0001305741 · Executive VP and CFO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 24,353

F1 · kind: Represents the withholding of the Issuer's common stock for the tax liability associated with the vesting and settlement of the common stock issued on May 18, 2022

Read SEC document
May 18, 2022 Filed May 20, 2022 22:17 UTC
Steele Barry GExecutive VP and CFO
Exercise / conversionCommon Stock 2,821 $0.00 $0.00
Disclosure

SEC source: 0001628280-22-015084 · wf-form4_165308502232492.xml · nonDerivative · entry 1

Steele Barry G · CIK 0001305741 · Executive VP and CFO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 25,583

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
May 18, 2022 Filed May 20, 2022 22:16 UTC
Lachance CarrieDirector · President and COO
Exercise / conversionRestricted Stock Units · Derivative 2,821 $0.00 $0.00
Disclosure

SEC source: 0001628280-22-015081 · wf-form4_165308495006894.xml · derivative · entry 5

Lachance Carrie · CIK 0001790024 · Director · President and COO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 2,821 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F3 · derivative.exercise_price: Restricted stock units convert into common stock on a one-for-one basis.

F4 · derivative.exercise_date: These restricted stock units cliff vested on May 18, 2022.

F4 · derivative.expiration_date: These restricted stock units cliff vested on May 18, 2022.

Read SEC document
May 18, 2022 Filed May 20, 2022 22:16 UTC
Lachance CarrieDirector · President and COO
Tax withholdingCommon Stock 3,805 $8.45 $32,152.25
Disclosure

SEC source: 0001628280-22-015081 · wf-form4_165308495006894.xml · nonDerivative · entry 4

Lachance Carrie · CIK 0001790024 · Director · President and COO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 106,161

F1 · kind: Represents the withholding of the Issuer's common stock for the tax liability associated with the vesting and settlement of the common stock issued on May 18, 2022

Read SEC document
May 18, 2022 Filed May 20, 2022 22:16 UTC
Lachance CarrieDirector · President and COO
GrantCommon Stock 9,744 $0.00 $0.00
Disclosure

SEC source: 0001628280-22-015081 · wf-form4_165308495006894.xml · nonDerivative · entry 3

Lachance Carrie · CIK 0001790024 · Director · President and COO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 109,966

F2 · shares: On May 18, 2022, 9,744 performance-based restricted stock units, granted on May 18, 2021, vested

Read SEC document
May 18, 2022 Filed May 20, 2022 22:16 UTC
Lachance CarrieDirector · President and COO
Tax withholdingCommon Stock 1,111 $8.45 $9,387.95
Disclosure

SEC source: 0001628280-22-015081 · wf-form4_165308495006894.xml · nonDerivative · entry 2

Lachance Carrie · CIK 0001790024 · Director · President and COO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 100,222

F1 · kind: Represents the withholding of the Issuer's common stock for the tax liability associated with the vesting and settlement of the common stock issued on May 18, 2022

Read SEC document
May 18, 2022 Filed May 20, 2022 22:16 UTC
Lachance CarrieDirector · President and COO
Exercise / conversionCommon Stock 2,821 $0.00 $0.00
Disclosure

SEC source: 0001628280-22-015081 · wf-form4_165308495006894.xml · nonDerivative · entry 1

Lachance Carrie · CIK 0001790024 · Director · President and COO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 101,333

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
May 18, 2022 Filed May 20, 2022 22:17 UTC
RUIZ THOMAS MARKChief Commercial Officer
Exercise / conversionRestricted Stock Units · Derivative 2,821 $0.00 $0.00
Disclosure

SEC source: 0001628280-22-015085 · wf-form4_165308504630370.xml · derivative · entry 5

RUIZ THOMAS MARK · CIK 0001768484 · Chief Commercial Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 2,821 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F3 · derivative.exercise_price: Restricted stock units convert into common stock on a one-for-one basis.

F4 · derivative.exercise_date: These restricted stock units cliff vested on May 18, 2022.

F4 · derivative.expiration_date: These restricted stock units cliff vested on May 18, 2022.

Read SEC document
May 18, 2022 Filed May 20, 2022 22:17 UTC
RUIZ THOMAS MARKChief Commercial Officer
Tax withholdingCommon Stock 4,240 $8.45 $35,828.00
Disclosure

SEC source: 0001628280-22-015085 · wf-form4_165308504630370.xml · nonDerivative · entry 4

RUIZ THOMAS MARK · CIK 0001768484 · Chief Commercial Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 24,648

F1 · kind: Represents the withholding of the Issuer's common stock for the tax liability associated with the vesting and settlement of the common stock issued on May 18, 2022

Read SEC document
May 18, 2022 Filed May 20, 2022 22:17 UTC
RUIZ THOMAS MARKChief Commercial Officer
GrantCommon Stock 9,744 $0.00 $0.00
Disclosure

SEC source: 0001628280-22-015085 · wf-form4_165308504630370.xml · nonDerivative · entry 3

RUIZ THOMAS MARK · CIK 0001768484 · Chief Commercial Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 28,888

F2 · shares: On May 18, 2022, 9,744 performance-based restricted stock units, granted on May 18, 2021, vested

Read SEC document
May 18, 2022 Filed May 20, 2022 22:17 UTC
RUIZ THOMAS MARKChief Commercial Officer
Tax withholdingCommon Stock 1,389 $8.45 $11,737.05
Disclosure

SEC source: 0001628280-22-015085 · wf-form4_165308504630370.xml · nonDerivative · entry 2

RUIZ THOMAS MARK · CIK 0001768484 · Chief Commercial Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 19,144

F1 · kind: Represents the withholding of the Issuer's common stock for the tax liability associated with the vesting and settlement of the common stock issued on May 18, 2022

Read SEC document
May 18, 2022 Filed May 20, 2022 22:17 UTC
RUIZ THOMAS MARKChief Commercial Officer
Exercise / conversionCommon Stock 2,821 $0.00 $0.00
Disclosure

SEC source: 0001628280-22-015085 · wf-form4_165308504630370.xml · nonDerivative · entry 1

RUIZ THOMAS MARK · CIK 0001768484 · Chief Commercial Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 20,533

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
May 18, 2022 Filed May 20, 2022 22:16 UTC
Dilorio RichardDirector · Chief Executive Officer
Exercise / conversionRestricted Stock Units · Derivative 2,821 $0.00 $0.00
Disclosure

SEC source: 0001628280-22-015083 · wf-form4_165308499917201.xml · derivative · entry 5

Dilorio Richard · CIK 0001706994 · Director · Chief Executive Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 2,821 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F3 · derivative.exercise_price: Restricted stock units convert into common stock on a one-for-one basis.

F4 · derivative.exercise_date: These restricted stock units cliff vested on May 18, 2022.

F4 · derivative.expiration_date: These restricted stock units cliff vested on May 18, 2022.

Read SEC document
May 18, 2022 Filed May 20, 2022 22:16 UTC
Dilorio RichardDirector · Chief Executive Officer
Tax withholdingCommon Stock 4,322 $8.45 $36,520.90
Disclosure

SEC source: 0001628280-22-015083 · wf-form4_165308499917201.xml · nonDerivative · entry 4

Dilorio Richard · CIK 0001706994 · Director · Chief Executive Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 248,684

F1 · kind: Represents the withholding of the Issuer's common stock for the tax liability associated with the vesting and settlement of the common stock issued on May 18, 2022

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May 18, 2022 Filed May 20, 2022 22:16 UTC
Dilorio RichardDirector · Chief Executive Officer
GrantCommon Stock 9,744 $0.00 $0.00
Disclosure

SEC source: 0001628280-22-015083 · wf-form4_165308499917201.xml · nonDerivative · entry 3

Dilorio Richard · CIK 0001706994 · Director · Chief Executive Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 253,006

F2 · shares: On May 18, 2022, 9,744 performance-based restricted stock units, granted on May 18, 2021, vested

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May 18, 2022 Filed May 20, 2022 22:16 UTC
Dilorio RichardDirector · Chief Executive Officer
Tax withholdingCommon Stock 1,252 $8.45 $10,579.40
Disclosure

SEC source: 0001628280-22-015083 · wf-form4_165308499917201.xml · nonDerivative · entry 2

Dilorio Richard · CIK 0001706994 · Director · Chief Executive Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 243,262

F1 · kind: Represents the withholding of the Issuer's common stock for the tax liability associated with the vesting and settlement of the common stock issued on May 18, 2022

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May 18, 2022 Filed May 20, 2022 22:16 UTC
Dilorio RichardDirector · Chief Executive Officer
Exercise / conversionCommon Stock 2,821 $0.00 $0.00
Disclosure

SEC source: 0001628280-22-015083 · wf-form4_165308499917201.xml · nonDerivative · entry 1

Dilorio Richard · CIK 0001706994 · Director · Chief Executive Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 244,514

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

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May 17, 2022 Filed May 17, 2022 17:13 UTC
Sheehan JeannineChief Administrative Officer
GrantRestricted Stock Units · Derivative 12,955 $0.00 $0.00
Disclosure

SEC source: 0001628280-22-014661 · wf-form4_165282187157291.xml · derivative · entry 4

Sheehan Jeannine · CIK 0001775188 · Chief Administrative Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 12,955

Underlying: Common Stock · 12,955 shares

Expires not disclosed

F5 · derivative.exercise_price: Restricted stock units convert into common stock on a one-for-one basis.

F6 · derivative.exercise_date: These restricted stock units will cliff vest on May 17, 2025.

F6 · derivative.expiration_date: These restricted stock units will cliff vest on May 17, 2025.

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May 17, 2022 Filed May 17, 2022 17:13 UTC
Sheehan JeannineChief Administrative Officer
GrantStock Option (right to buy) · Derivative 18,995 $0.00 Strike: $8.58 $0.00
Disclosure

SEC source: 0001628280-22-014661 · wf-form4_165282187157291.xml · derivative · entry 3

Sheehan Jeannine · CIK 0001775188 · Chief Administrative Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 18,995

Underlying: Common Stock · 18,995 shares

Expires 2032-05-17

F3 · derivative.exercise_price: The stock option was issued with an exercise price equal to the Fair Value as defined by the 2021 Equity Plan, which is computed as the closing price of the Company's common stock reported on the NYSE American LLC on the date of grant.

F4 · derivative.exercise_date: The option, representing the right to purchase a total of 18,995 shares of InfuSystem Holdings, Inc. common stock, vests in three equal annual installments beginning May 17, 2023.

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May 17, 2022 Filed May 17, 2022 20:57 UTC
Shuda ScottDirector
GrantStock Option (right to buy) · Derivative 35,000 $0.00 Strike: $8.58 $0.00
Disclosure

SEC source: 0001628280-22-014647 · wf-form4_165282102066924.xml · derivative · entry 2

Shuda Scott · CIK 0001486636 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 35,000

Underlying: Common Stock · 35,000 shares

Expires 2032-05-17

F1 · derivative.exercise_price: The stock option was issued with an exercise price equal to the Fair Value as defined by the 2021 Equity Plan, which is computed as the closing price of the Company's common stock reported on the NYSE American LLC on the date of grant.

F2 · derivative.exercise_date: The option, representing the right to purchase 35,000 shares of InfuSystem Holdings, Inc. common stock, vests on the date of the 2023 annual shareholder meeting.

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May 17, 2022 Filed May 17, 2022 21:15 UTC
Steele Barry GExecutive VP and CFO
GrantRestricted Stock Units · Derivative 13,636 $0.00 $0.00
Disclosure

SEC source: 0001628280-22-014665 · wf-form4_165282211668639.xml · derivative · entry 3

Steele Barry G · CIK 0001305741 · Executive VP and CFO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 13,636

Underlying: Common Stock · 13,636 shares

Expires not disclosed

F4 · derivative.exercise_price: Restricted stock units convert into common stock on a one-for-one basis.

F5 · derivative.exercise_date: These restricted stock units will cliff vest on May 17, 2025.

F5 · derivative.expiration_date: These restricted stock units will cliff vest on May 17, 2025.

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May 17, 2022 Filed May 17, 2022 21:15 UTC
Steele Barry GExecutive VP and CFO
GrantStock Option (right to buy) · Derivative 19,995 $0.00 Strike: $8.58 $0.00
Disclosure

SEC source: 0001628280-22-014665 · wf-form4_165282211668639.xml · derivative · entry 2

Steele Barry G · CIK 0001305741 · Executive VP and CFO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 19,995

Underlying: Common Stock · 19,995 shares

Expires 2032-05-17

F2 · derivative.exercise_price: The stock option was issued with an exercise price equal to the Fair Value as defined by the 2021 Equity Plan, which is computed as the closing price of the Company's common stock reported on the NYSE American LLC on the date of grant.

F3 · derivative.exercise_date: The option, representing the right to purchase a total of 19,995 shares of InfuSystem Holdings, Inc. common stock, vests in three equal annual installments beginning May 17, 2023.

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Value uses the disclosed total when available, otherwise shares × reported transaction price. It is not an estimate of exercise cash cost or investment performance.