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NYSE · USD

INFU

InfuSystem Holdings, Inc

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Tapewire entity
6163
SEC CIK
0001337013
Parsed reports
322

Last 12 months

Inside the activity.

5 purchase rows · 0 sale rows

Disclosed non-derivative P/S rows, by transaction month. Includes amendments and private transactions.
Monthly counts
MonthPurchasesSales
Nov 202500
Dec 202500
Jan 202600
Feb 202600
Mar 202610
Apr 202600
May 202640
Jun 202600
Jul 202600
Aug 202600
Sep 202600
Oct 202600

Latest available

Insider transactions

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Purchases/sales include open-market and private transactions. Plan disclosure applies to the filing; individual rows may differ. “Not disclosed” is not “unplanned.”

The cutoff filters transaction history only. Company summaries and owner relationships show the latest available disclosures. Parser corrections can improve historical records.

Transaction dateOwner / reported roleActivity / securityShares / unitsReported priceReported valueDetails
March 18, 2023 Filed Mar 20, 2023 21:20 UTC
Steele Barry GExecutive VP and CFO
Tax withholdingCommon Stock 13,352 $6.90 $92,128.80
Disclosure

SEC source: 0001628280-23-008630 · wf-form4_167934724570491.xml · nonDerivative · entry 2

Steele Barry G · CIK 0001305741 · Executive VP and CFO

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 53,200

F2 · kind: Represents the withholding of the Issuer's common stock for the tax liability associated with the vesting and settlement of the common stock issued on March 18, 2023

Read SEC document
March 18, 2023 Filed Mar 20, 2023 21:20 UTC
Steele Barry GExecutive VP and CFO
Exercise / conversionCommon Stock 30,000 $0.00 $0.00
Disclosure

SEC source: 0001628280-23-008630 · wf-form4_167934724570491.xml · nonDerivative · entry 1

Steele Barry G · CIK 0001305741 · Executive VP and CFO

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 66,552

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · balance_after: This total includes an additional 534 shares acquired recently through the Company's Employee Stock Purchase Plan

Read SEC document
March 17, 2023 Filed Mar 20, 2023 21:23 UTC
Lachance CarrieDirector · President and COO
PurchaseCommon Stock 3,000 $6.82 $20,449.50
Disclosure

SEC source: 0001628280-23-008632 · wf-form4_167934737008956.xml · nonDerivative · entry 1

Lachance Carrie · CIK 0001790024 · Director · President and COO

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 127,939

F1 · price: The price reported in Column 4 is a weighted average price. These shares reported herein were purchased in multiple transactions. The reporting person undertakes to provide to the Issuer, and security holder of the Issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares purchased at each separate price.

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March 17, 2023 Filed Mar 22, 2023 01:48 UTC
Steele Barry GExecutive VP and CFO
PurchaseCommon Stock 3,000 $6.96 $20,866.50
Disclosure

SEC source: 0001628280-23-008845 · wf-form4_167944970160302.xml · nonDerivative · entry 1

Steele Barry G · CIK 0001305741 · Executive VP and CFO

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 56,200

Read SEC document
February 23, 2023 Filed Mar 1, 2023 19:47 UTC
BOYD RALPH FDirector
Exercise / conversionCommon Stock · Derivative 2,000 $0.00 $0.00
Disclosure

SEC source: 0001628280-23-005919 · wf-form4_167771805641470.xml · derivative · entry 2

BOYD RALPH F JR · CIK 0001269702 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Restricted Stock Units · 2,000 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_price: Restricted stock units convert into common stock on a one-for-one basis.

F2 · derivative.exercise_date: These restricted stock units will fully vest on February 23, 2023.

F2 · derivative.expiration_date: These restricted stock units will fully vest on February 23, 2023.

Read SEC document
February 23, 2023 Filed Mar 1, 2023 19:47 UTC
BOYD RALPH FDirector
GrantCommon Stock 2,000 $0.00 $0.00
Disclosure

SEC source: 0001628280-23-005919 · wf-form4_167771805641470.xml · nonDerivative · entry 1

BOYD RALPH F JR · CIK 0001269702 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 2,000

Read SEC document
December 02, 2022 Filed Dec 7, 2022 00:55 UTC Exercise / conversionStock Option (right to buy) · Derivative 25,000 $0.00 Strike: $4.70 $0.00
Disclosure

SEC source: 0001628280-22-031481 · wf-form4_167037452904433.xml · derivative · entry 3

Lehman Gregg Owen · CIK 0001376620 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 25,000 shares

Expires 2024-05-15

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F2 · derivative.exercise_date: The option, representing the right to purchase a total of 25,000 shares of InfuSystem Holdings, Inc. common stock, vests in twelve equal monthly installments beginning on June 15, 2019.

Read SEC document
December 02, 2022 Filed Dec 7, 2022 00:55 UTC SaleCommon Stock 25,000 $8.74 $218,580.00
Disclosure

SEC source: 0001628280-22-031481 · wf-form4_167037452904433.xml · nonDerivative · entry 2

Lehman Gregg Owen · CIK 0001376620 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 346

F1 · price: The price reported in Column 4 is a weighted average price. These shares reported herein were sold in multiple transactions. The reporting person undertakes to provide to the Issuer, and security holder of the Issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price.

Read SEC document
December 02, 2022 Filed Dec 7, 2022 00:55 UTC Exercise / conversionCommon Stock 25,000 $4.70 $117,500.00
Disclosure

SEC source: 0001628280-22-031481 · wf-form4_167037452904433.xml · nonDerivative · entry 1

Lehman Gregg Owen · CIK 0001376620 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 25,346

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
November 21, 2022 Filed Nov 22, 2022 01:08 UTC SaleCommon Stock 40,000 $8.06 $322,400.00
Disclosure

SEC source: 0001628280-22-030596 · wf-form4_166907927656528.xml · nonDerivative · entry 2

Sansone Christopher R. · CIK 0001519525 · Director

10b5-1 filing: Not disclosed

Ownership: Indirect · See

Disclosed balance after: 147,280

F1 · ownership.nature: The reported securities are directly owned by Sansone Partners (QP), L.P., a Delaware limited partnership. The Reporting Person is the managing member of (i) the general partner of this limited partnership and (ii) the investment manager of this limited partnership and, as such, may be deemed to indirectly beneficially own the shares held by this limited partnership. The Reporting Person disclaims beneficial ownership of the reported securities except to the extent of his pecuniary interest therein.

Read SEC document
November 17, 2022 Filed Nov 22, 2022 01:08 UTC SaleCommon Stock 40,838 $8.19 $334,463.22
Disclosure

SEC source: 0001628280-22-030596 · wf-form4_166907927656528.xml · nonDerivative · entry 1

Sansone Christopher R. · CIK 0001519525 · Director

10b5-1 filing: Not disclosed

Ownership: Indirect · See

Disclosed balance after: 187,280

F1 · ownership.nature: The reported securities are directly owned by Sansone Partners (QP), L.P., a Delaware limited partnership. The Reporting Person is the managing member of (i) the general partner of this limited partnership and (ii) the investment manager of this limited partnership and, as such, may be deemed to indirectly beneficially own the shares held by this limited partnership. The Reporting Person disclaims beneficial ownership of the reported securities except to the extent of his pecuniary interest therein.

Read SEC document
November 14, 2022 Filed Nov 17, 2022 01:16 UTC
Dilorio RichardDirector · Chief Executive Officer
Exercise / conversionStock Option (right to buy) · Derivative 166,332 $0.00 Strike: $2.00 $0.00
Disclosure

SEC source: 0001628280-22-030206 · wf-form4_166864776229039.xml · derivative · entry 3

Dilorio Richard · CIK 0001706994 · Director · Chief Executive Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 166,332 shares

Expires 2022-11-15

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
November 14, 2022 Filed Nov 17, 2022 01:16 UTC
Dilorio RichardDirector · Chief Executive Officer
Tax withholdingCommon Stock 95,024 $8.71 $827,659.04
Disclosure

SEC source: 0001628280-22-030206 · wf-form4_166864776229039.xml · nonDerivative · entry 2

Dilorio Richard · CIK 0001706994 · Director · Chief Executive Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 327,827

F1 · shares: Reflects the number of shares surrendered in connection with the cashless exercise and tax withholding obligations for the exercised option.

Read SEC document
November 14, 2022 Filed Nov 17, 2022 01:16 UTC
Dilorio RichardDirector · Chief Executive Officer
Exercise / conversionCommon Stock 166,332 $2.00 $332,664.00
Disclosure

SEC source: 0001628280-22-030206 · wf-form4_166864776229039.xml · nonDerivative · entry 1

Dilorio Richard · CIK 0001706994 · Director · Chief Executive Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 422,851

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
November 09, 2022 Filed Nov 11, 2022 00:42 UTC Exercise / conversionStock Option (right to buy) · Derivative 19,743 $0.00 Strike: $3.18 $0.00
Disclosure

SEC source: 0001628280-22-029569 · wf-form4_166812730491213.xml · derivative · entry 3

Lehman Gregg Owen · CIK 0001376620 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 19,743 shares

Expires 2023-08-23

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F2 · derivative.exercise_date: The option, representing the right to purchase 35,000 shares of InfuSystem Holdings, Inc. common stock, vests in twelve monthly installments beginning September 23, 2018.

Read SEC document
November 09, 2022 Filed Nov 11, 2022 00:42 UTC SaleCommon Stock 19,743 $8.96 $176,806.46
Disclosure

SEC source: 0001628280-22-029569 · wf-form4_166812730491213.xml · nonDerivative · entry 2

Lehman Gregg Owen · CIK 0001376620 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 346

F1 · price: The price reported in Column 4 is a weighted average price. These shares reported herein were sold in multiple transactions. The reporting person undertakes to provide to the Issuer, and security holder of the Issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price.

Read SEC document
November 09, 2022 Filed Nov 11, 2022 00:42 UTC Exercise / conversionCommon Stock 19,743 $3.18 $62,782.74
Disclosure

SEC source: 0001628280-22-029569 · wf-form4_166812730491213.xml · nonDerivative · entry 1

Lehman Gregg Owen · CIK 0001376620 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 20,089

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
September 16, 2022 Filed Sep 19, 2022 23:48 UTC
Shuda ScottDirector
Exercise / conversionStock Option (right to buy) · Derivative 25,000 $0.00 Strike: $3.18 $0.00
Disclosure

SEC source: 0001628280-22-025170 · wf-form4_166363128387331.xml · derivative · entry 2

Shuda Scott · CIK 0001486636 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 25,000 shares

Expires 2023-08-23

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_date: The option, representing the right to purchase 25,000 shares of InfuSystem Holdings, Inc. common stock, vests in twelve monthly installments beginning September 23, 2018.

Read SEC document
September 16, 2022 Filed Sep 19, 2022 23:48 UTC
Shuda ScottDirector
Exercise / conversionCommon Stock 25,000 $3.18 $79,500.00
Disclosure

SEC source: 0001628280-22-025170 · wf-form4_166363128387331.xml · nonDerivative · entry 1

Shuda Scott · CIK 0001486636 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 90,494

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
September 12, 2022 Filed Sep 12, 2022 23:56 UTC Exercise / conversionStock Option (right to buy) · Derivative 1,900 $0.00 Strike: $3.18 $0.00
Disclosure

SEC source: 0001628280-22-024777 · wf-form4_166302697816424.xml · derivative · entry 9

Lehman Gregg Owen · CIK 0001376620 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 19,743

Underlying: Common Stock · 1,900 shares

Expires 2023-08-23

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F2 · derivative.exercise_date: The option, representing the right to purchase 35,000 shares of InfuSystem Holdings, Inc. common stock, vests in twelve monthly installments beginning September 23, 2018.

Read SEC document
September 12, 2022 Filed Sep 12, 2022 23:56 UTC SaleCommon Stock 1,900 $7.88 $14,972.00
Disclosure

SEC source: 0001628280-22-024777 · wf-form4_166302697816424.xml · nonDerivative · entry 6

Lehman Gregg Owen · CIK 0001376620 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 346

F1 · price: The price reported in Column 4 is a weighted average price. These shares reported herein were sold in multiple transactions. The reporting person undertakes to provide to the Issuer, and security holder of the Issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price.

Read SEC document
September 12, 2022 Filed Sep 12, 2022 23:56 UTC Exercise / conversionCommon Stock 1,900 $3.18 $6,042.00
Disclosure

SEC source: 0001628280-22-024777 · wf-form4_166302697816424.xml · nonDerivative · entry 5

Lehman Gregg Owen · CIK 0001376620 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 2,246

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
September 09, 2022 Filed Sep 12, 2022 23:56 UTC Exercise / conversionStock Option (right to buy) · Derivative 4,468 $0.00 Strike: $3.18 $0.00
Disclosure

SEC source: 0001628280-22-024777 · wf-form4_166302697816424.xml · derivative · entry 8

Lehman Gregg Owen · CIK 0001376620 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 21,643

Underlying: Common Stock · 4,468 shares

Expires 2023-08-23

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F2 · derivative.exercise_date: The option, representing the right to purchase 35,000 shares of InfuSystem Holdings, Inc. common stock, vests in twelve monthly installments beginning September 23, 2018.

Read SEC document
September 09, 2022 Filed Sep 12, 2022 23:56 UTC SaleCommon Stock 4,468 $7.83 $34,992.48
Disclosure

SEC source: 0001628280-22-024777 · wf-form4_166302697816424.xml · nonDerivative · entry 4

Lehman Gregg Owen · CIK 0001376620 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 346

F1 · price: The price reported in Column 4 is a weighted average price. These shares reported herein were sold in multiple transactions. The reporting person undertakes to provide to the Issuer, and security holder of the Issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price.

Read SEC document
September 09, 2022 Filed Sep 12, 2022 23:56 UTC Exercise / conversionCommon Stock 4,468 $3.18 $14,208.24
Disclosure

SEC source: 0001628280-22-024777 · wf-form4_166302697816424.xml · nonDerivative · entry 3

Lehman Gregg Owen · CIK 0001376620 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 4,814

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
September 08, 2022 Filed Sep 12, 2022 23:56 UTC Exercise / conversionStock Option (right to buy) · Derivative 8,889 $0.00 Strike: $3.18 $0.00
Disclosure

SEC source: 0001628280-22-024777 · wf-form4_166302697816424.xml · derivative · entry 7

Lehman Gregg Owen · CIK 0001376620 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 26,111

Underlying: Common Stock · 8,889 shares

Expires 2023-08-23

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F2 · derivative.exercise_date: The option, representing the right to purchase 35,000 shares of InfuSystem Holdings, Inc. common stock, vests in twelve monthly installments beginning September 23, 2018.

Read SEC document
September 08, 2022 Filed Sep 12, 2022 23:56 UTC SaleCommon Stock 8,889 $7.75 $68,853.31
Disclosure

SEC source: 0001628280-22-024777 · wf-form4_166302697816424.xml · nonDerivative · entry 2

Lehman Gregg Owen · CIK 0001376620 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 346

F1 · price: The price reported in Column 4 is a weighted average price. These shares reported herein were sold in multiple transactions. The reporting person undertakes to provide to the Issuer, and security holder of the Issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price.

Read SEC document
September 08, 2022 Filed Sep 12, 2022 23:56 UTC Exercise / conversionCommon Stock 8,889 $3.18 $28,267.02
Disclosure

SEC source: 0001628280-22-024777 · wf-form4_166302697816424.xml · nonDerivative · entry 1

Lehman Gregg Owen · CIK 0001376620 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 9,235

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
September 06, 2022 Filed Sep 8, 2022 23:41 UTC
Whitman KevinVP and Controller
Exercise / conversionStock Option (right to buy) · Derivative 5,000 $0.00 Strike: $1.98 $0.00
Disclosure

SEC source: 0001628280-22-024630 · wf-form4_166268046048413.xml · derivative · entry 3

Whitman Kevin · CIK 0001768114 · VP and Controller

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 5,000 shares

Expires 2022-09-06

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F2 · derivative.exercise_date: Stock option vests 33% per year on anniversary date starting September 7, 2018

Read SEC document
September 06, 2022 Filed Sep 8, 2022 23:41 UTC
Whitman KevinVP and Controller
SaleCommon Stock 2,642 $7.65 $20,211.30
Disclosure

SEC source: 0001628280-22-024630 · wf-form4_166268046048413.xml · nonDerivative · entry 2

Whitman Kevin · CIK 0001768114 · VP and Controller

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 4,341

F1 · kind: The transactions reported in this Form 4 were effected pursuant to a Rule 10b5-1 trading plan previously adopted by the reporting person.

Read SEC document
September 06, 2022 Filed Sep 8, 2022 23:41 UTC
Whitman KevinVP and Controller
Exercise / conversionCommon Stock 5,000 $1.98 $9,900.00
Disclosure

SEC source: 0001628280-22-024630 · wf-form4_166268046048413.xml · nonDerivative · entry 1

Whitman Kevin · CIK 0001768114 · VP and Controller

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 6,983

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · kind: The transactions reported in this Form 4 were effected pursuant to a Rule 10b5-1 trading plan previously adopted by the reporting person.

Read SEC document
September 02, 2022 Filed Sep 6, 2022 22:50 UTC
Lachance CarrieDirector · President and COO
Exercise / conversionStock Option (right to buy) · Derivative 7,500 $0.00 Strike: $1.98 $0.00
Disclosure

SEC source: 0001628280-22-024410 · wf-form4_166250459764619.xml · derivative · entry 6

Lachance Carrie · CIK 0001790024 · Director · President and COO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 7,500 shares

Expires 2022-09-06

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F3 · security: The option, representing the right to purchase a total of 7,500 shares of InfuSystem Holdings, Inc. common stock, vests 33% per year on the anniversary starting September 7, 2018.

Read SEC document
September 02, 2022 Filed Sep 6, 2022 22:50 UTC
Lachance CarrieDirector · President and COO
Exercise / conversionStock Option (right to buy) · Derivative 10,000 $0.00 Strike: $1.98 $0.00
Disclosure

SEC source: 0001628280-22-024410 · wf-form4_166250459764619.xml · derivative · entry 5

Lachance Carrie · CIK 0001790024 · Director · President and COO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 10,000 shares

Expires 2022-09-06

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F2 · security: The option, representing the right to purchase a total of 10,000 shares of InfuSystem Holdings, Inc. common stock, vests 50% per year on the anniversary starting September 7, 2018.

Read SEC document
September 02, 2022 Filed Sep 6, 2022 22:50 UTC
Lachance CarrieDirector · President and COO
Tax withholdingCommon Stock 3,273 $7.77 $25,431.21
Disclosure

SEC source: 0001628280-22-024410 · wf-form4_166250459764619.xml · nonDerivative · entry 4

Lachance Carrie · CIK 0001790024 · Director · President and COO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 124,939

F1 · shares: Reflects the number of shares surrendered in connection with the cashless exercise and tax withholding obligations for the exercised option.

Read SEC document
September 02, 2022 Filed Sep 6, 2022 22:50 UTC
Lachance CarrieDirector · President and COO
Exercise / conversionCommon Stock 7,500 $1.98 $14,850.00
Disclosure

SEC source: 0001628280-22-024410 · wf-form4_166250459764619.xml · nonDerivative · entry 3

Lachance Carrie · CIK 0001790024 · Director · President and COO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 128,212

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
September 02, 2022 Filed Sep 6, 2022 22:50 UTC
Lachance CarrieDirector · President and COO
Tax withholdingCommon Stock 4,364 $7.77 $33,908.28
Disclosure

SEC source: 0001628280-22-024410 · wf-form4_166250459764619.xml · nonDerivative · entry 2

Lachance Carrie · CIK 0001790024 · Director · President and COO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 120,712

F1 · shares: Reflects the number of shares surrendered in connection with the cashless exercise and tax withholding obligations for the exercised option.

Read SEC document
September 02, 2022 Filed Sep 6, 2022 22:50 UTC
Lachance CarrieDirector · President and COO
Exercise / conversionCommon Stock 10,000 $1.98 $19,800.00
Disclosure

SEC source: 0001628280-22-024410 · wf-form4_166250459764619.xml · nonDerivative · entry 1

Lachance Carrie · CIK 0001790024 · Director · President and COO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 125,076

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
September 01, 2022 Filed Sep 6, 2022 22:39 UTC
RUIZ THOMAS MARKChief Commercial Officer
Exercise / conversionStock Option (right to buy) · Derivative 10,000 $0.00 Strike: $1.98 $0.00
Disclosure

SEC source: 0001628280-22-024407 · wf-form4_166250396482404.xml · derivative · entry 3

RUIZ THOMAS MARK · CIK 0001768484 · Chief Commercial Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 10,000 shares

Expires 2022-09-06

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F2 · derivative.exercise_date: Stock option vests 33% per year on anniversary date starting September 7, 2018

Read SEC document
September 01, 2022 Filed Sep 6, 2022 22:39 UTC
RUIZ THOMAS MARKChief Commercial Officer
SaleCommon Stock 10,000 $7.60 $75,950.00
Disclosure

SEC source: 0001628280-22-024407 · wf-form4_166250396482404.xml · nonDerivative · entry 2

RUIZ THOMAS MARK · CIK 0001768484 · Chief Commercial Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 32,893

F1 · price: The price reported in Column 4 is a weighted average price. These shares reported herein were sold in multiple transactions. The reporting person undertakes to provide to the Issuer, and security holder of the Issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price.

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September 01, 2022 Filed Sep 6, 2022 22:39 UTC
RUIZ THOMAS MARKChief Commercial Officer
Exercise / conversionCommon Stock 10,000 $1.98 $19,800.00
Disclosure

SEC source: 0001628280-22-024407 · wf-form4_166250396482404.xml · nonDerivative · entry 1

RUIZ THOMAS MARK · CIK 0001768484 · Chief Commercial Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 42,893

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

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August 24, 2022 Filed Aug 26, 2022 22:26 UTC
Dilorio RichardDirector · Chief Executive Officer
Tax withholdingCommon Stock 4,435 $7.85 $34,814.75
Disclosure

SEC source: 0001628280-22-023799 · wf-form4_166155279789020.xml · nonDerivative · entry 2

Dilorio Richard · CIK 0001706994 · Director · Chief Executive Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 256,519

F1 · kind: Represents the withholding of the Issuer's common stock for the tax liability associated with the vesting and settlement of the common stock issued on August 24, 2020

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June 17, 2022 Filed Jun 22, 2022 00:21 UTC Exercise / conversionStock Option (right to buy) · Derivative 30,000 $0.00 Strike: $1.98 $0.00
Disclosure

SEC source: 0001628280-22-017734 · wf-form4_165585725068086.xml · derivative · entry 3

Lehman Gregg Owen · CIK 0001376620 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 30,000 shares

Expires 2022-09-07

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F2 · derivative.exercise_date: The option, representing the right to purchase a total of 60,000 shares of InfuSystem Holdings, Inc. common stock, vests in twelve monthly installments beginning October 7, 2017.

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June 17, 2022 Filed Jun 22, 2022 00:21 UTC SaleCommon Stock 30,000 $8.83 $264,900.00
Disclosure

SEC source: 0001628280-22-017734 · wf-form4_165585725068086.xml · nonDerivative · entry 2

Lehman Gregg Owen · CIK 0001376620 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 346

F1 · price: The price reported in Column 4 is a weighted average price. These shares reported herein were sold in multiple transactions. The reporting person undertakes to provide to the Issuer, and security holder of the Issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price.

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June 17, 2022 Filed Jun 22, 2022 00:21 UTC Exercise / conversionCommon Stock 30,000 $1.98 $59,400.00
Disclosure

SEC source: 0001628280-22-017734 · wf-form4_165585725068086.xml · nonDerivative · entry 1

Lehman Gregg Owen · CIK 0001376620 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 30,346

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

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June 07, 2022 Filed Jun 10, 2022 22:11 UTC
RUIZ THOMAS MARKChief Commercial Officer
Exercise / conversionStock Option (right to buy) · Derivative 15,000 $0.00 Strike: $1.98 $0.00
Disclosure

SEC source: 0001628280-22-016889 · wf-form4_165489907583598.xml · derivative · entry 3

RUIZ THOMAS MARK · CIK 0001768484 · Chief Commercial Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 10,000

Underlying: Common Stock · 15,000 shares

Expires 2022-09-06

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F2 · derivative.exercise_date: Stock option vests 33% per year on anniversary date starting September 7, 2018

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June 07, 2022 Filed Jun 10, 2022 22:11 UTC
RUIZ THOMAS MARKChief Commercial Officer
SaleCommon Stock 15,000 $9.88 $148,200.00
Disclosure

SEC source: 0001628280-22-016889 · wf-form4_165489907583598.xml · nonDerivative · entry 2

RUIZ THOMAS MARK · CIK 0001768484 · Chief Commercial Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 32,893

F1 · price: The price reported in Column 4 is a weighted average price. These shares reported herein were sold in multiple transactions. The reporting person undertakes to provide to the Issuer, and security holder of the Issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price.

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June 07, 2022 Filed Jun 10, 2022 22:11 UTC
RUIZ THOMAS MARKChief Commercial Officer
Exercise / conversionCommon Stock 15,000 $1.98 $29,700.00
Disclosure

SEC source: 0001628280-22-016889 · wf-form4_165489907583598.xml · nonDerivative · entry 1

RUIZ THOMAS MARK · CIK 0001768484 · Chief Commercial Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 47,893

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

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May 20, 2022 Filed May 23, 2022 17:02 UTC
Sheehan JeannineChief Administrative Officer
Tax withholdingCommon Stock 2,085 $8.49 $17,701.65
Disclosure

SEC source: 0001628280-22-015221 · wf-form4_165333968047085.xml · nonDerivative · entry 4

Sheehan Jeannine · CIK 0001775188 · Chief Administrative Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 34,226

F2 · kind: Represents the withholding of the Issuer's common stock for the tax liability associated with the vesting and settlement of the common stock issued on May 20, 2022

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May 20, 2022 Filed May 23, 2022 17:02 UTC
Sheehan JeannineChief Administrative Officer
GrantCommon Stock 4,700 $0.00 $0.00
Disclosure

SEC source: 0001628280-22-015221 · wf-form4_165333968047085.xml · nonDerivative · entry 3

Sheehan Jeannine · CIK 0001775188 · Chief Administrative Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 36,311

F3 · shares: On May 20, 2022, 4,700 performance-based restricted stock units, granted on May 20, 2020, vested

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May 20, 2022 Filed May 23, 2022 17:02 UTC
Sheehan JeannineChief Administrative Officer
Tax withholdingCommon Stock 4,435 $8.49 $37,653.15
Disclosure

SEC source: 0001628280-22-015221 · wf-form4_165333968047085.xml · nonDerivative · entry 2

Sheehan Jeannine · CIK 0001775188 · Chief Administrative Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 31,611

F2 · kind: Represents the withholding of the Issuer's common stock for the tax liability associated with the vesting and settlement of the common stock issued on May 20, 2022

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Value uses the disclosed total when available, otherwise shares × reported transaction price. It is not an estimate of exercise cash cost or investment performance.