Tapewire

NYSE · USD

INFU

InfuSystem Holdings, Inc

Export transactions ↓
Tapewire entity
6163
SEC CIK
0001337013
Parsed reports
322

Last 12 months

Inside the activity.

5 purchase rows · 0 sale rows

Disclosed non-derivative P/S rows, by transaction month. Includes amendments and private transactions.
Monthly counts
MonthPurchasesSales
Nov 202500
Dec 202500
Jan 202600
Feb 202600
Mar 202610
Apr 202600
May 202640
Jun 202600
Jul 202600
Aug 202600
Sep 202600
Oct 202600

Latest available

Insider transactions

JSON API
Reset

Purchases/sales include open-market and private transactions. Plan disclosure applies to the filing; individual rows may differ. “Not disclosed” is not “unplanned.”

The cutoff filters transaction history only. Company summaries and owner relationships show the latest available disclosures. Parser corrections can improve historical records.

Transaction dateOwner / reported roleActivity / securityShares / unitsReported priceReported valueDetails
February 09, 2024 Filed Feb 14, 2024 01:51 UTC
Chupa AddamExecutive VP and CIO
Exercise / conversionRestricted Stock Units · Derivative 3,000 $0.00 $0.00
Disclosure

SEC source: 0001628280-24-004607 · wk-form4_1707875465.xml · derivative · entry 4

Chupa Addam · CIK 0001953233 · Executive VP and CIO

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 3,000 shares

Expires 2024-02-09

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F4 · derivative.exercise_price: Restricted stock units convert into common stock on a one-for-one basis.

Read SEC document
February 09, 2024 Filed Feb 14, 2024 01:51 UTC
Chupa AddamExecutive VP and CIO
Tax withholdingCommon Stock 1,374 $9.60 $13,190.40
Disclosure

SEC source: 0001628280-24-004607 · wk-form4_1707875465.xml · nonDerivative · entry 3

Chupa Addam · CIK 0001953233 · Executive VP and CIO

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 21,019

F3 · kind: Represents the withholding of the Issuer's common stock for the tax liability associated with the vesting and settlement of the common stock issued on February 9, 2024

Read SEC document
February 09, 2024 Filed Feb 14, 2024 01:51 UTC
Chupa AddamExecutive VP and CIO
Exercise / conversionCommon Stock 3,000 $0.00 $0.00
Disclosure

SEC source: 0001628280-24-004607 · wk-form4_1707875465.xml · nonDerivative · entry 2

Chupa Addam · CIK 0001953233 · Executive VP and CIO

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 22,393

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F2 · kind: These restricted stock units fully vested on February 9, 2024.

Read SEC document
September 06, 2023 Filed Sep 8, 2023 22:38 UTC SaleCommon Stock 12,500 $10.09 $126,072.50
Disclosure

SEC source: 0001628280-23-031908 · wf-form4_169421272056336.xml · nonDerivative · entry 1

Malhotra R. Rimmy · CIK 0001442755 · Director

10b5-1 filing: No plan indicated

Ownership: Indirect · See FN

Disclosed balance after: 45,000

F1 · price: The price reported in Column 4 is a weighted average price. These shares reported herein were sold in multiple transactions. The reporting person undertakes to provide to the Issuer, and security holder of the Issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price.

F2 · ownership.nature: Represents shares directly owned by Nicoya Fund, LLC, a Delaware limited liability company. Mr. Malhotra is managing member of Nicoya Capital, LLC, which is the managing member of Nicoya Fund, LLC. Mr. Malhotra disclaims beneficial ownership of such shares except to the extent of his pecuniary interest therein.

Read SEC document
September 05, 2023 Filed Sep 5, 2023 22:16 UTC SaleCommon Stock 5,000 $10.19 $50,972.50
Disclosure

SEC source: 0001628280-23-031425 · wf-form4_169395219004608.xml · nonDerivative · entry 3

Malhotra R. Rimmy · CIK 0001442755 · Director

10b5-1 filing: No plan indicated

Ownership: Indirect · See FN

Disclosed balance after: 57,500

F1 · price: The price reported in Column 4 is a weighted average price. These shares reported herein were sold in multiple transactions. The reporting person undertakes to provide to the Issuer, and security holder of the Issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price.

F2 · ownership.nature: Represents shares directly owned by Nicoya Fund, LLC, a Delaware limited liability company. Mr. Malhotra is managing member of Nicoya Capital, LLC, which is the managing member of Nicoya Fund, LLC. Mr. Malhotra disclaims beneficial ownership of such shares except to the extent of his pecuniary interest therein.

Read SEC document
September 01, 2023 Filed Sep 5, 2023 22:16 UTC SaleCommon Stock 12,500 $10.24 $128,036.25
Disclosure

SEC source: 0001628280-23-031425 · wf-form4_169395219004608.xml · nonDerivative · entry 2

Malhotra R. Rimmy · CIK 0001442755 · Director

10b5-1 filing: No plan indicated

Ownership: Indirect · See FN

Disclosed balance after: 62,500

F1 · price: The price reported in Column 4 is a weighted average price. These shares reported herein were sold in multiple transactions. The reporting person undertakes to provide to the Issuer, and security holder of the Issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price.

F2 · ownership.nature: Represents shares directly owned by Nicoya Fund, LLC, a Delaware limited liability company. Mr. Malhotra is managing member of Nicoya Capital, LLC, which is the managing member of Nicoya Fund, LLC. Mr. Malhotra disclaims beneficial ownership of such shares except to the extent of his pecuniary interest therein.

Read SEC document
August 31, 2023 Filed Sep 5, 2023 22:16 UTC SaleCommon Stock 10,000 $10.36 $103,643.00
Disclosure

SEC source: 0001628280-23-031425 · wf-form4_169395219004608.xml · nonDerivative · entry 1

Malhotra R. Rimmy · CIK 0001442755 · Director

10b5-1 filing: No plan indicated

Ownership: Indirect · See FN

Disclosed balance after: 75,000

F1 · price: The price reported in Column 4 is a weighted average price. These shares reported herein were sold in multiple transactions. The reporting person undertakes to provide to the Issuer, and security holder of the Issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price.

F2 · ownership.nature: Represents shares directly owned by Nicoya Fund, LLC, a Delaware limited liability company. Mr. Malhotra is managing member of Nicoya Capital, LLC, which is the managing member of Nicoya Fund, LLC. Mr. Malhotra disclaims beneficial ownership of such shares except to the extent of his pecuniary interest therein.

Read SEC document
August 30, 2023 Filed Aug 30, 2023 22:07 UTC SaleCommon Stock 5,000 $10.17 $50,871.00
Disclosure

SEC source: 0001628280-23-031012 · wf-form4_169343323022317.xml · nonDerivative · entry 3

Malhotra R. Rimmy · CIK 0001442755 · Director

10b5-1 filing: No plan indicated

Ownership: Indirect · See FN

Disclosed balance after: 85,000

F1 · price: The price reported in Column 4 is a weighted average price. These shares reported herein were sold in multiple transactions. The reporting person undertakes to provide to the Issuer, and security holder of the Issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price.

F2 · ownership.nature: Represents shares directly owned by Nicoya Fund, LLC, a Delaware limited liability company. Mr. Malhotra is managing member of Nicoya Capital, LLC, which is the managing member of Nicoya Fund, LLC. Mr. Malhotra disclaims beneficial ownership of such shares except to the extent of his pecuniary interest therein.

Read SEC document
August 29, 2023 Filed Aug 30, 2023 22:07 UTC SaleCommon Stock 10,000 $10.34 $103,357.00
Disclosure

SEC source: 0001628280-23-031012 · wf-form4_169343323022317.xml · nonDerivative · entry 2

Malhotra R. Rimmy · CIK 0001442755 · Director

10b5-1 filing: No plan indicated

Ownership: Indirect · See FN

Disclosed balance after: 90,000

F1 · price: The price reported in Column 4 is a weighted average price. These shares reported herein were sold in multiple transactions. The reporting person undertakes to provide to the Issuer, and security holder of the Issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price.

F2 · ownership.nature: Represents shares directly owned by Nicoya Fund, LLC, a Delaware limited liability company. Mr. Malhotra is managing member of Nicoya Capital, LLC, which is the managing member of Nicoya Fund, LLC. Mr. Malhotra disclaims beneficial ownership of such shares except to the extent of his pecuniary interest therein.

Read SEC document
August 28, 2023 Filed Aug 30, 2023 22:07 UTC SaleCommon Stock 5,000 $10.31 $51,541.00
Disclosure

SEC source: 0001628280-23-031012 · wf-form4_169343323022317.xml · nonDerivative · entry 1

Malhotra R. Rimmy · CIK 0001442755 · Director

10b5-1 filing: No plan indicated

Ownership: Indirect · See FN

Disclosed balance after: 100,000

F1 · price: The price reported in Column 4 is a weighted average price. These shares reported herein were sold in multiple transactions. The reporting person undertakes to provide to the Issuer, and security holder of the Issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price.

F2 · ownership.nature: Represents shares directly owned by Nicoya Fund, LLC, a Delaware limited liability company. Mr. Malhotra is managing member of Nicoya Capital, LLC, which is the managing member of Nicoya Fund, LLC. Mr. Malhotra disclaims beneficial ownership of such shares except to the extent of his pecuniary interest therein.

Read SEC document
August 25, 2023 Filed Aug 25, 2023 22:25 UTC SaleCommon Stock 10,000 $10.20 $102,022.00
Disclosure

SEC source: 0001628280-23-030675 · wf-form4_169300232529268.xml · nonDerivative · entry 2

Malhotra R. Rimmy · CIK 0001442755 · Director

10b5-1 filing: No plan indicated

Ownership: Indirect · See FN

Disclosed balance after: 105,000

F1 · price: The price reported in Column 4 is a weighted average price. These shares reported herein were sold in multiple transactions. The reporting person undertakes to provide to the Issuer, and security holder of the Issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price.

F2 · ownership.nature: Represents shares directly owned by Nicoya Fund, LLC, a Delaware limited liability company. Mr. Malhotra is managing member of Nicoya Capital, LLC, which is the managing member of Nicoya Fund, LLC. Mr. Malhotra disclaims beneficial ownership of such shares except to the extent of his pecuniary interest therein.

Read SEC document
August 23, 2023 Filed Aug 25, 2023 22:25 UTC SaleCommon Stock 10,000 $10.78 $107,780.00
Disclosure

SEC source: 0001628280-23-030675 · wf-form4_169300232529268.xml · nonDerivative · entry 1

Malhotra R. Rimmy · CIK 0001442755 · Director

10b5-1 filing: No plan indicated

Ownership: Indirect · See FN

Disclosed balance after: 115,000

F1 · price: The price reported in Column 4 is a weighted average price. These shares reported herein were sold in multiple transactions. The reporting person undertakes to provide to the Issuer, and security holder of the Issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price.

F2 · ownership.nature: Represents shares directly owned by Nicoya Fund, LLC, a Delaware limited liability company. Mr. Malhotra is managing member of Nicoya Capital, LLC, which is the managing member of Nicoya Fund, LLC. Mr. Malhotra disclaims beneficial ownership of such shares except to the extent of his pecuniary interest therein.

Read SEC document
August 21, 2023 Filed Aug 22, 2023 22:33 UTC
Dilorio RichardDirector · Chief Executive Officer
Exercise / conversionStock Options (right to buy) · Derivative 200,000 $3.18 Strike: $3.18 $636,000.00
Disclosure

SEC source: 0001628280-23-030278 · wf-form4_169274359330072.xml · derivative · entry 3

Dilorio Richard · CIK 0001706994 · Director · Chief Executive Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 200,000 shares

Expires 2023-08-23

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F2 · derivative.exercise_date: The option, representing the right to purchase a total of 200,000 shares of InfuSystem Holdings, Inc. common stock, vested in three equal annual installments beginning August 23, 2019.

Read SEC document
August 21, 2023 Filed Aug 22, 2023 22:33 UTC
Dilorio RichardDirector · Chief Executive Officer
Tax withholdingCommon Stock 109,350 $11.14 $1,218,159.00
Disclosure

SEC source: 0001628280-23-030278 · wf-form4_169274359330072.xml · nonDerivative · entry 2

Dilorio Richard · CIK 0001706994 · Director · Chief Executive Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 424,848

F1 · shares: Reflects the number of shares surrendered in connection with the cashless exercise and tax withholding obligations for the exercised option.

Read SEC document
August 21, 2023 Filed Aug 22, 2023 22:33 UTC
Dilorio RichardDirector · Chief Executive Officer
Exercise / conversionCommon Stock 200,000 $3.18 $636,000.00
Disclosure

SEC source: 0001628280-23-030278 · wf-form4_169274359330072.xml · nonDerivative · entry 1

Dilorio Richard · CIK 0001706994 · Director · Chief Executive Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 534,198

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
August 18, 2023 Filed Aug 18, 2023 22:11 UTC SaleCommon Stock 19,856 $10.66 $211,591.49
Disclosure

SEC source: 0001628280-23-030017 · wf-form4_169239669161317.xml · nonDerivative · entry 3

Malhotra R. Rimmy · CIK 0001442755 · Director

10b5-1 filing: No plan indicated

Ownership: Indirect · See FN

Disclosed balance after: 125,000

F1 · price: The price reported in Column 4 is a weighted average price. These shares reported herein were sold in multiple transactions. The reporting person undertakes to provide to the Issuer, and security holder of the Issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price.

F2 · ownership.nature: Represents shares directly owned by Nicoya Fund, LLC, a Delaware limited liability company. Mr. Malhotra is managing member of Nicoya Capital, LLC, which is the managing member of Nicoya Fund, LLC. Mr. Malhotra disclaims beneficial ownership of such shares except to the extent of his pecuniary interest therein.

Read SEC document
August 17, 2023 Filed Aug 18, 2023 22:11 UTC SaleCommon Stock 15,560 $10.61 $165,149.17
Disclosure

SEC source: 0001628280-23-030017 · wf-form4_169239669161317.xml · nonDerivative · entry 2

Malhotra R. Rimmy · CIK 0001442755 · Director

10b5-1 filing: No plan indicated

Ownership: Indirect · See FN

Disclosed balance after: 144,856

F1 · price: The price reported in Column 4 is a weighted average price. These shares reported herein were sold in multiple transactions. The reporting person undertakes to provide to the Issuer, and security holder of the Issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price.

F2 · ownership.nature: Represents shares directly owned by Nicoya Fund, LLC, a Delaware limited liability company. Mr. Malhotra is managing member of Nicoya Capital, LLC, which is the managing member of Nicoya Fund, LLC. Mr. Malhotra disclaims beneficial ownership of such shares except to the extent of his pecuniary interest therein.

Read SEC document
August 16, 2023 Filed Aug 18, 2023 22:11 UTC SaleCommon Stock 10,000 $10.73 $107,321.00
Disclosure

SEC source: 0001628280-23-030017 · wf-form4_169239669161317.xml · nonDerivative · entry 1

Malhotra R. Rimmy · CIK 0001442755 · Director

10b5-1 filing: No plan indicated

Ownership: Indirect · See FN

Disclosed balance after: 160,416

F1 · price: The price reported in Column 4 is a weighted average price. These shares reported herein were sold in multiple transactions. The reporting person undertakes to provide to the Issuer, and security holder of the Issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price.

F2 · ownership.nature: Represents shares directly owned by Nicoya Fund, LLC, a Delaware limited liability company. Mr. Malhotra is managing member of Nicoya Capital, LLC, which is the managing member of Nicoya Fund, LLC. Mr. Malhotra disclaims beneficial ownership of such shares except to the extent of his pecuniary interest therein.

Read SEC document
August 15, 2023 Filed Aug 16, 2023 22:22 UTC SaleCommon Stock 15,000 $10.68 $160,255.50
Disclosure

SEC source: 0001628280-23-029700 · wf-form4_169222452797483.xml · nonDerivative · entry 2

Malhotra R. Rimmy · CIK 0001442755 · Director

10b5-1 filing: No plan indicated

Ownership: Indirect · See FN

Disclosed balance after: 170,416

F1 · price: The price reported in Column 4 is a weighted average price. These shares reported herein were sold in multiple transactions. The reporting person undertakes to provide to the Issuer, and security holder of the Issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price.

F2 · ownership.nature: Represents shares directly owned by Nicoya Fund, LLC, a Delaware limited liability company. Mr. Malhotra is managing member of Nicoya Capital, LLC, which is the managing member of Nicoya Fund, LLC. Mr. Malhotra disclaims beneficial ownership of such shares except to the extent of his pecuniary interest therein.

Read SEC document
August 14, 2023 Filed Aug 16, 2023 22:22 UTC SaleCommon Stock 5,000 $10.82 $54,121.50
Disclosure

SEC source: 0001628280-23-029700 · wf-form4_169222452797483.xml · nonDerivative · entry 1

Malhotra R. Rimmy · CIK 0001442755 · Director

10b5-1 filing: No plan indicated

Ownership: Indirect · See FN

Disclosed balance after: 185,416

F1 · price: The price reported in Column 4 is a weighted average price. These shares reported herein were sold in multiple transactions. The reporting person undertakes to provide to the Issuer, and security holder of the Issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price.

F2 · ownership.nature: Represents shares directly owned by Nicoya Fund, LLC, a Delaware limited liability company. Mr. Malhotra is managing member of Nicoya Capital, LLC, which is the managing member of Nicoya Fund, LLC. Mr. Malhotra disclaims beneficial ownership of such shares except to the extent of his pecuniary interest therein.

Read SEC document
June 30, 2023 Filed Jul 3, 2023 22:35 UTC
Lachance CarrieDirector · President and COO
Exercise / conversionStock Option (right to buy) · Derivative 25,000 $0.00 Strike: $3.36 $0.00
Disclosure

SEC source: 0001628280-23-024142 · wf-form4_168842373768421.xml · derivative · entry 3

Lachance Carrie · CIK 0001790024 · Director · President and COO

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 25,000 shares

Expires 2023-07-18

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F2 · security: The option, representing the right to purchase a total of 25,000 shares of InfuSystem Holdings, Inc. common stock, vests 33% per year on the anniversary starting July 19, 2019.

Read SEC document
June 30, 2023 Filed Jul 3, 2023 22:35 UTC
Lachance CarrieDirector · President and COO
Tax withholdingCommon Stock 12,729 $9.57 $121,816.53
Disclosure

SEC source: 0001628280-23-024142 · wf-form4_168842373768421.xml · nonDerivative · entry 2

Lachance Carrie · CIK 0001790024 · Director · President and COO

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 143,366

F1 · shares: Reflects the number of shares surrendered in connection with the cashless exercise and tax withholding obligations for the exercised option.

Read SEC document
June 30, 2023 Filed Jul 3, 2023 22:35 UTC
Lachance CarrieDirector · President and COO
Exercise / conversionCommon Stock 25,000 $3.36 $84,000.00
Disclosure

SEC source: 0001628280-23-024142 · wf-form4_168842373768421.xml · nonDerivative · entry 1

Lachance Carrie · CIK 0001790024 · Director · President and COO

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 156,095

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
June 16, 2023 Filed Jun 21, 2023 00:05 UTC Exercise / conversionStock Option (right to buy) · Derivative 25,000 $8.58 Strike: $8.58 $214,500.00
Disclosure

SEC source: 0001628280-23-022788 · wf-form4_168730589166654.xml · derivative · entry 3

Lehman Gregg Owen · CIK 0001376620 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 25,000 shares

Expires 2032-05-17

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F2 · derivative.exercise_date: The option, representing the right to purchase 25,000 shares of InfuSystem Holdings, Inc. common stock, vested on the date of the 2023 annual shareholder meeting.

Read SEC document
June 16, 2023 Filed Jun 21, 2023 00:05 UTC SaleCommon Stock 25,000 $9.11 $227,697.50
Disclosure

SEC source: 0001628280-23-022788 · wf-form4_168730589166654.xml · nonDerivative · entry 2

Lehman Gregg Owen · CIK 0001376620 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 346

F1 · price: The price reported in Column 4 is a weighted average price. These shares reported herein were sold in multiple transactions. The reporting person undertakes to provide to the Issuer, and security holder of the Issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price.

Read SEC document
June 16, 2023 Filed Jun 21, 2023 00:05 UTC Exercise / conversionCommon Stock 25,000 $8.58 $214,500.00
Disclosure

SEC source: 0001628280-23-022788 · wf-form4_168730589166654.xml · nonDerivative · entry 1

Lehman Gregg Owen · CIK 0001376620 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 25,346

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
June 08, 2023 Filed Jun 8, 2023 23:15 UTC SaleCommon Stock 20,000 $8.70 $173,986.00
Disclosure

SEC source: 0001628280-23-021596 · wf-form4_168626613095500.xml · nonDerivative · entry 3

Malhotra R. Rimmy · CIK 0001442755 · Director

10b5-1 filing: No plan indicated

Ownership: Indirect · See FN

Disclosed balance after: 190,416

F1 · price: The price reported in Column 4 is a weighted average price. These shares reported herein were sold in multiple transactions. The reporting person undertakes to provide to the Issuer, and security holder of the Issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price.

F2 · ownership.nature: Represents shares directly owned by Nicoya Fund, LLC, a Delaware limited liability company. Mr. Malhotra is managing member of Nicoya Capital, LLC, which is the managing member of Nicoya Fund, LLC. Mr. Malhotra disclaims beneficial ownership of such shares except to the extent of his pecuniary interest therein.

Read SEC document
June 07, 2023 Filed Jun 8, 2023 23:15 UTC SaleCommon Stock 7,158 $8.92 $63,869.40
Disclosure

SEC source: 0001628280-23-021596 · wf-form4_168626613095500.xml · nonDerivative · entry 2

Malhotra R. Rimmy · CIK 0001442755 · Director

10b5-1 filing: No plan indicated

Ownership: Indirect · See FN

Disclosed balance after: 210,416

F1 · price: The price reported in Column 4 is a weighted average price. These shares reported herein were sold in multiple transactions. The reporting person undertakes to provide to the Issuer, and security holder of the Issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price.

F2 · ownership.nature: Represents shares directly owned by Nicoya Fund, LLC, a Delaware limited liability company. Mr. Malhotra is managing member of Nicoya Capital, LLC, which is the managing member of Nicoya Fund, LLC. Mr. Malhotra disclaims beneficial ownership of such shares except to the extent of his pecuniary interest therein.

Read SEC document
June 06, 2023 Filed Jun 8, 2023 23:15 UTC SaleCommon Stock 5,000 $9.04 $45,189.50
Disclosure

SEC source: 0001628280-23-021596 · wf-form4_168626613095500.xml · nonDerivative · entry 1

Malhotra R. Rimmy · CIK 0001442755 · Director

10b5-1 filing: No plan indicated

Ownership: Indirect · See FN

Disclosed balance after: 217,574

F1 · price: The price reported in Column 4 is a weighted average price. These shares reported herein were sold in multiple transactions. The reporting person undertakes to provide to the Issuer, and security holder of the Issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price.

F2 · ownership.nature: Represents shares directly owned by Nicoya Fund, LLC, a Delaware limited liability company. Mr. Malhotra is managing member of Nicoya Capital, LLC, which is the managing member of Nicoya Fund, LLC. Mr. Malhotra disclaims beneficial ownership of such shares except to the extent of his pecuniary interest therein.

Read SEC document
May 20, 2023 Filed May 23, 2023 00:26 UTC
Chupa AddamExecutive VP and CIO
Exercise / conversionRestricted Stock Units · Derivative 2,500 $0.00 $0.00
Disclosure

SEC source: 0001628280-23-019359 · wf-form4_168480160424134.xml · derivative · entry 5

Chupa Addam · CIK 0001953233 · Executive VP and CIO

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 2,500 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F4 · derivative.exercise_price: Restricted stock units convert into common stock on a one-for-one basis.

F6 · derivative.exercise_date: These restricted stock units fully vested on May 20, 2023.

F6 · derivative.expiration_date: These restricted stock units fully vested on May 20, 2023.

Read SEC document
May 20, 2023 Filed May 23, 2023 00:26 UTC
Chupa AddamExecutive VP and CIO
Tax withholdingCommon Stock 1,015 $9.12 $9,256.80
Disclosure

SEC source: 0001628280-23-019359 · wf-form4_168480160424134.xml · nonDerivative · entry 2

Chupa Addam · CIK 0001953233 · Executive VP and CIO

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 18,466

F2 · kind: Represents the withholding of the Issuer's common stock for the tax liability associated with the vesting and settlement of the common stock issued on May 20, 2023

Read SEC document
May 20, 2023 Filed May 23, 2023 00:26 UTC
Chupa AddamExecutive VP and CIO
Exercise / conversionCommon Stock 2,500 $0.00 $0.00
Disclosure

SEC source: 0001628280-23-019359 · wf-form4_168480160424134.xml · nonDerivative · entry 1

Chupa Addam · CIK 0001953233 · Executive VP and CIO

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 19,481

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · kind: Vesting of restricted stock award granted on May 20, 2020

Read SEC document
May 18, 2023 Filed May 19, 2023 21:00 UTC
Shuda ScottDirector
GrantStock Options (right to buy) · Derivative 24,424 $0.00 Strike: $9.18 $0.00
Disclosure

SEC source: 0001628280-23-019116 · wf-form4_168453000961937.xml · derivative · entry 3

Shuda Scott · CIK 0001486636 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 24,424

Underlying: Common Stock · 24,424 shares

Expires 2033-05-18

F2 · derivative.exercise_date: The option, representing the right to purchase a total of 24,424 shares of InfuSystem Holdings, Inc. common stock, vests on May 18, 2024.

Read SEC document
May 18, 2023 Filed May 19, 2023 16:59 UTC
BOYD RALPH FDirector
GrantStock Options (right to buy) · Derivative 24,424 $0.00 Strike: $9.18 $0.00
Disclosure

SEC source: 0001628280-23-019113 · wf-form4_168452996925718.xml · derivative · entry 2

BOYD RALPH F JR · CIK 0001269702 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 24,424

Underlying: Common Stock · 24,424 shares

Expires 2033-05-18

F1 · derivative.exercise_date: The option, representing the right to purchase a total of 24,424 shares of InfuSystem Holdings, Inc. common stock, vests on May 18, 2024.

Read SEC document
May 18, 2023 Filed May 19, 2023 21:01 UTC GrantStock Options (right to buy) · Derivative 24,424 $0.00 Strike: $9.18 $0.00
Disclosure

SEC source: 0001628280-23-019117 · wf-form4_168453003050224.xml · derivative · entry 2

Lehman Gregg Owen · CIK 0001376620 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 24,424

Underlying: Common Stock · 24,424 shares

Expires 2033-05-18

F1 · derivative.exercise_date: The option, representing the right to purchase a total of 24,424 shares of InfuSystem Holdings, Inc. common stock, vests on May 18, 2024.

Read SEC document
May 18, 2023 Filed May 19, 2023 21:00 UTC GrantStock Options (right to buy) · Derivative 24,424 $0.00 Strike: $9.18 $0.00
Disclosure

SEC source: 0001628280-23-019115 · wf-form4_168452999025397.xml · derivative · entry 2

GENDRON PAUL ANDREW · CIK 0001769450 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 24,424

Underlying: Common Stock · 24,424 shares

Expires 2033-05-18

F1 · derivative.exercise_date: The option, representing the right to purchase a total of 24,424 shares of InfuSystem Holdings, Inc. common stock, vests on May 18, 2024.

Read SEC document
May 18, 2023 Filed May 23, 2023 00:23 UTC GrantStock Options (right to buy) · Derivative 24,424 $0.00 Strike: $9.18 $0.00
Disclosure

SEC source: 0001628280-23-019354 · wf-form4_168480139731546.xml · derivative · entry 3

Malhotra R. Rimmy · CIK 0001442755 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 24,424

Underlying: Common Stock · 24,424 shares

Expires 2033-05-18

F2 · derivative.exercise_date: The option, representing the right to purchase a total of 24,424 shares of InfuSystem Holdings, Inc. common stock, vests on May 18, 2024.

Read SEC document
May 18, 2023 Filed May 23, 2023 00:27 UTC
Steele Barry GExecutive VP and CFO
GrantRestricted Stock Units · Derivative 8,715 $0.00 $0.00
Disclosure

SEC source: 0001628280-23-019360 · wf-form4_168480162215450.xml · derivative · entry 3

Steele Barry G · CIK 0001305741 · Executive VP and CFO

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 8,715

Underlying: Common Stock · 8,715 shares

Expires 2026-05-18

F3 · derivative.exercise_price: Restricted stock units convert into common stock on a one-for-one basis.

F4 · derivative.exercise_date: These restricted stock units will fully vest on May 18, 2026.

Read SEC document
May 18, 2023 Filed May 23, 2023 00:27 UTC
Steele Barry GExecutive VP and CFO
GrantStock Options (right to buy) · Derivative 58,618 $0.00 Strike: $9.18 $0.00
Disclosure

SEC source: 0001628280-23-019360 · wf-form4_168480162215450.xml · derivative · entry 2

Steele Barry G · CIK 0001305741 · Executive VP and CFO

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 58,618

Underlying: Common Stock · 58,618 shares

Expires 2033-05-18

F2 · derivative.exercise_date: The option, representing the right to purchase a total of 58,618 shares of InfuSystem Holdings, Inc. common stock, vests in three equal annual installments beginning May 18, 2024.

Read SEC document
May 18, 2023 Filed May 23, 2023 00:27 UTC
Lachance CarrieDirector · President and COO
GrantRestricted Stock Units · Derivative 8,932 $0.00 $0.00
Disclosure

SEC source: 0001628280-23-019362 · wf-form4_168480166534363.xml · derivative · entry 3

Lachance Carrie · CIK 0001790024 · Director · President and COO

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 8,932

Underlying: Common Stock · 8,932 shares

Expires 2026-05-18

F3 · derivative.exercise_price: Restricted stock units convert into common stock on a one-for-one basis.

F4 · derivative.exercise_date: These restricted stock units will fully vest on May 18, 2026.

Read SEC document
May 18, 2023 Filed May 23, 2023 00:27 UTC
Lachance CarrieDirector · President and COO
GrantStock Options (right to buy) · Derivative 60,084 $0.00 Strike: $9.18 $0.00
Disclosure

SEC source: 0001628280-23-019362 · wf-form4_168480166534363.xml · derivative · entry 2

Lachance Carrie · CIK 0001790024 · Director · President and COO

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 60,084

Underlying: Common Stock · 60,084 shares

Expires 2033-05-18

F2 · derivative.exercise_date: The option, representing the right to purchase a total of 60,084 shares of InfuSystem Holdings, Inc. common stock, vests in three equal annual installments beginning May 18, 2024.

Read SEC document
May 18, 2023 Filed May 23, 2023 00:27 UTC
Dilorio RichardDirector · Chief Executive Officer
GrantRestricted Stock Units · Derivative 19,608 $0.00 $0.00
Disclosure

SEC source: 0001628280-23-019361 · wf-form4_168480164770904.xml · derivative · entry 3

Dilorio Richard · CIK 0001706994 · Director · Chief Executive Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 19,608

Underlying: Common Stock · 19,608 shares

Expires 2026-05-18

F3 · derivative.exercise_price: Restricted stock units convert into common stock on a one-for-one basis.

F4 · derivative.exercise_date: These restricted stock units will fully vest on May 18, 2026.

Read SEC document
May 18, 2023 Filed May 23, 2023 00:27 UTC
Dilorio RichardDirector · Chief Executive Officer
GrantStock Options (right to buy) · Derivative 131,891 $0.00 Strike: $9.18 $0.00
Disclosure

SEC source: 0001628280-23-019361 · wf-form4_168480164770904.xml · derivative · entry 2

Dilorio Richard · CIK 0001706994 · Director · Chief Executive Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 131,891

Underlying: Common Stock · 131,891 shares

Expires 2033-05-18

F2 · derivative.exercise_date: The option, representing the right to purchase a total of 131,891 shares of InfuSystem Holdings, Inc. common stock, vests in three equal annual installments beginning May 18, 2024.

Read SEC document
May 18, 2023 Filed May 23, 2023 00:26 UTC
Chupa AddamExecutive VP and CIO
GrantRestricted Stock Units · Derivative 5,447 $0.00 $0.00
Disclosure

SEC source: 0001628280-23-019359 · wf-form4_168480160424134.xml · derivative · entry 4

Chupa Addam · CIK 0001953233 · Executive VP and CIO

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 5,447

Underlying: Common Stock · 5,447 shares

Expires 2026-05-18

F4 · derivative.exercise_price: Restricted stock units convert into common stock on a one-for-one basis.

F5 · derivative.exercise_date: These restricted stock units will fully vest on May 18, 2026.

Read SEC document
May 18, 2023 Filed May 23, 2023 00:26 UTC
Chupa AddamExecutive VP and CIO
GrantStock Options (right to buy) · Derivative 36,636 $0.00 Strike: $9.18 $0.00
Disclosure

SEC source: 0001628280-23-019359 · wf-form4_168480160424134.xml · derivative · entry 3

Chupa Addam · CIK 0001953233 · Executive VP and CIO

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 36,636

Underlying: Common Stock · 36,636 shares

Expires 2033-05-18

F3 · derivative.exercise_date: The option, representing the right to purchase a total of 36,636 shares of InfuSystem Holdings, Inc. common stock, vests in three equal annual installments beginning May 18, 2024.

Read SEC document
May 17, 2023 Filed May 19, 2023 21:01 UTC
Chupa AddamExecutive VP and CIO
Exercise / conversionRestricted Stock Units · Derivative 9,744 $0.00 $0.00
Disclosure

SEC source: 0001628280-23-019118 · wf-form4_168453008208079.xml · derivative · entry 3

Chupa Addam · CIK 0001953233 · Executive VP and CIO

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 9,744 shares

Expires 2023-05-17

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F4 · derivative.exercise_price: Restricted stock units convert into common stock on a one-for-one basis.

Read SEC document
May 17, 2023 Filed May 19, 2023 21:01 UTC
Chupa AddamExecutive VP and CIO
Tax withholdingCommon Stock 3,799 $9.18 $34,874.82
Disclosure

SEC source: 0001628280-23-019118 · wf-form4_168453008208079.xml · nonDerivative · entry 2

Chupa Addam · CIK 0001953233 · Executive VP and CIO

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 16,981

F3 · kind: Represents the withholding of the Issuer's common stock for the tax liability associated with the vesting and settlement of the common stock issued on May 17, 2023

Read SEC document
May 17, 2023 Filed May 19, 2023 21:01 UTC
Chupa AddamExecutive VP and CIO
Exercise / conversionCommon Stock 9,744 $0.00 $0.00
Disclosure

SEC source: 0001628280-23-019118 · wf-form4_168453008208079.xml · nonDerivative · entry 1

Chupa Addam · CIK 0001953233 · Executive VP and CIO

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 20,780

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · kind: These restricted stock units vested on May 17, 2023.

F2 · balance_after: This total includes an additional 974 shares acquired recently through the Company's Employee Stock Purchase Plan

Read SEC document
March 21, 2023 Filed Mar 23, 2023 15:58 UTC
Dilorio RichardDirector · Chief Executive Officer
PurchaseCommon Stock 3,000 $7.63 $22,904.40
Disclosure

SEC source: 0001628280-23-008970 · wf-form4_167958707879525.xml · nonDerivative · entry 1

Dilorio Richard · CIK 0001706994 · Director · Chief Executive Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 330,827

F1 · price: The price reported in Column 4 is a weighted average price. These shares reported herein were purchased in multiple transactions. The reporting person undertakes to provide to the Issuer, and security holder of the Issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares purchased at each separate price.

Read SEC document
March 18, 2023 Filed Mar 20, 2023 21:20 UTC
Steele Barry GExecutive VP and CFO
Exercise / conversionRestricted Stock Units · Derivative 30,000 $0.00 Strike: $0.00 $0.00
Disclosure

SEC source: 0001628280-23-008630 · wf-form4_167934724570491.xml · derivative · entry 3

Steele Barry G · CIK 0001305741 · Executive VP and CFO

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 30,000 shares

Expires 2023-03-18

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F3 · derivative.exercise_price: Restricted stock units convert into common stock on a one-for-one basis.

F4 · derivative.exercise_date: These restricted stock units vested on March 18, 2023.

F4 · derivative.expiration_date: These restricted stock units vested on March 18, 2023.

Read SEC document

Value uses the disclosed total when available, otherwise shares × reported transaction price. It is not an estimate of exercise cash cost or investment performance.