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INTEGRATED BIOPHARMA INC

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8227
SEC CIK
0001016504
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95

Last 12 months

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Disclosed non-derivative P/S rows, by transaction month. Includes amendments and private transactions.
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MonthPurchasesSales
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Dec 202500
Jan 202600
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Purchases/sales include open-market and private transactions. Plan disclosure applies to the filing; individual rows may differ. “Not disclosed” is not “unplanned.”

The cutoff filters transaction history only. Company summaries and owner relationships show the latest available disclosures. Parser corrections can improve historical records.

Transaction dateOwner / reported roleActivity / securityShares / unitsReported priceReported valueDetails
November 04, 2020 Filed Nov 20, 2020 22:01 UTC
Milmoe William H.Director · 10% owner
GrantStock Option (right to buy) · Derivative 50,000 $0.00 Strike: $0.65 $0.00
Disclosure

SEC source: 0001345281-20-000005 · primary_doc.xml · derivative · entry 1

Milmoe William H. · CIK 0001443194 · Director · 10% owner

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 50,000

Underlying: Common Stock · 50,000 shares

Expires 2030-11-04

F1 · derivative.exercise_date: The option vests and becomes exercisable as follows: 42% (20,831 shares) on November 19, 2020 and in seven equal monthly installments for the remaining 58% (29,169 shares) beginning on December 1, 2020.

Read SEC document
November 04, 2020 Filed Nov 20, 2020 21:45 UTC
RIVA SHEPPARDDirector · Co-Chief Executive Officer
GrantStock Option (right to buy) · Derivative 100,000 $0.00 Strike: $0.65 $0.00
Disclosure

SEC source: 0001345281-20-000004 · primary_doc.xml · derivative · entry 1

RIVA SHEPPARD · CIK 0001064900 · Director · Co-Chief Executive Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 100,000

Underlying: Common Stock · 100,000 shares

Expires 2030-11-04

F1 · derivative.exercise_date: The option vests in three equal annual installments beginning on November 4, 2021.

Read SEC document
November 04, 2020 Filed Nov 20, 2020 21:40 UTC
KAY CHRISTINADirector · Co-Chief Executive Officer
GrantStock Option (right to buy) · Derivative 100,000 $0.00 Strike: $0.65 $0.00
Disclosure

SEC source: 0001345281-20-000003 · primary_doc.xml · derivative · entry 1

KAY CHRISTINA · CIK 0001064901 · Director · Co-Chief Executive Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 100,000

Underlying: Common Stock · 100,000 shares

Expires 2030-11-04

F1 · derivative.exercise_date: The option vests in three equal annual installments beginning on November 4, 2021.

Read SEC document
November 04, 2020 Filed Nov 20, 2020 21:34 UTC GrantStock Option (right to buy) · Derivative 50,000 $0.00 Strike: $0.65 $0.00
Disclosure

SEC source: 0001345281-20-000002 · primary_doc.xml · derivative · entry 1

FRIEDMAN ERIC J · CIK 0001216280 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 50,000

Underlying: Common Stock · 50,000 shares

Expires 2030-11-04

F1 · derivative.exercise_date: The option vests and becomes exercisable as follows: 42% (20,831 shares) on November 19, 2020 and in seven equal monthly installments for the remaining 58% (29,169 shares) beginning on December 1, 2020.

Read SEC document
November 04, 2020 Filed Nov 20, 2020 21:24 UTC
Masi DinaChief Financial Officer
GrantStock Option (right to buy) · Derivative 100,000 $0.00 Strike: $0.65 $0.00
Disclosure

SEC source: 0001345281-20-000001 · primary_doc.xml · derivative · entry 1

Masi Dina · CIK 0001345281 · Chief Financial Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 100,000

Underlying: Common Stock · 100,000 shares

Expires 2030-11-04

F1 · derivative.exercise_date: The option vests in three equal annual installments beginning on November 4, 2021.

Read SEC document
May 24, 2019 Filed May 29, 2019 21:16 UTC
Milmoe William H.Director · 10% owner
GrantStock Option (right to buy) · Derivative 150,000 $0.00 Strike: $0.21 $0.00
Disclosure

SEC source: 0001443194-19-000001 · primary_doc.xml · derivative · entry 1

Milmoe William H. · CIK 0001443194 · Director · 10% owner

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 150,000

Underlying: Common Stock · 150,000 shares

Expires 2029-05-24

F1 · derivative.exercise_date: The option vests 67% (100,000) on grant date (May 24, 2019) and in twelve equal monthly installments for the remaining 33% (50,000) beginning on July 1, 2019.

Read SEC document
May 24, 2019 Filed May 29, 2019 21:17 UTC
DESANTIS CARLDirector · 10% owner
GrantStock Option (right to buy) · Derivative 150,000 $0.00 Strike: $0.23 $0.00
Disclosure

SEC source: 0001102948-19-000001 · primary_doc.xml · derivative · entry 1

DESANTIS CARL · CIK 0001102948 · Director · 10% owner

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 150,000

Underlying: Common Stock · 150,000 shares

Expires 2029-05-24

F1 · derivative.exercise_date: The option vests 67% (100,000) on grant date (May 24, 2019) and in twelve equal monthly installments for the remaining 33% (50,000) beginning on July 1, 2019.

Read SEC document
May 24, 2019 Filed May 29, 2019 20:49 UTC
KAY E GERALDDirector · Executive Chairman & President · 10% owner
GrantStock Option (right to buy) · Derivative 250,000 $0.00 Strike: $0.23 $0.00
Disclosure

SEC source: 0001053310-19-000001 · primary_doc.xml · derivative · entry 1

KAY E GERALD · CIK 0001053310 · Director · Executive Chairman & President · 10% owner

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 250,000

Underlying: Common Stock · 250,000 shares

Expires 2024-05-24

F1 · derivative.exercise_date: The option vests 50% (125,000) on grant date (May 24, 2019) and in three equal annual installments for the remaining 50% (125,000) beginning on May 24, 2020.

Read SEC document
May 24, 2019 Filed May 29, 2019 20:27 UTC
RIVA SHEPPARDDirector · Co-Chief Executive Officer
GrantStock Options (right to buy) · Derivative 250,000 $0.00 Strike: $0.21 $0.00
Disclosure

SEC source: 0001064900-19-000001 · primary_doc.xml · derivative · entry 1

RIVA SHEPPARD · CIK 0001064900 · Director · Co-Chief Executive Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 250,000

Underlying: Common Stock · 250,000 shares

Expires 2029-05-24

F1 · derivative.exercise_date: The option vests 50% (125,000) on grant date (May 24, 2019) and in three equal annual installments for the remaining 50% (125,000) beginning on May 24, 2020.

Read SEC document
May 24, 2019 Filed May 29, 2019 20:26 UTC
KAY CHRISTINADirector · Co-Chief Executive Officer
GrantStock Option (right to buy) · Derivative 250,000 $0.00 Strike: $0.21 $0.00
Disclosure

SEC source: 0001064901-19-000001 · primary_doc.xml · derivative · entry 1

KAY CHRISTINA · CIK 0001064901 · Director · Co-Chief Executive Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 250,000

Underlying: Common Stock · 250,000 shares

Expires 2029-05-24

F1 · derivative.exercise_date: The option vests 50% (125,000) on grant date (May 24, 2019) and in three equal annual installments for the remaining 50% (125,000) beginning on May 24, 2020.

Read SEC document
May 24, 2019 Filed May 29, 2019 19:38 UTC GrantStock Option (right to buy) · Derivative 150,000 $0.00 Strike: $0.21 $0.00
Disclosure

SEC source: 0001382218-19-000001 · primary_doc.xml · derivative · entry 1

Canarick Robert · CIK 0001382218 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 150,000

Underlying: Common Stock · 150,000 shares

Expires 2029-05-24

F1 · derivative.exercise_date: The option vests 67% (100,000) on grant date (May 24, 2019) and in twelve equal monthly installments for the remaining 33% (50,000) beginning on July 1, 2019.

Read SEC document
May 24, 2019 Filed May 29, 2019 19:36 UTC
Masi DinaChief Financial Officer
GrantStock Option (right to buy) · Derivative 150,000 $0.00 Strike: $0.21 $0.00
Disclosure

SEC source: 0001345281-19-000001 · primary_doc.xml · derivative · entry 1

Masi Dina · CIK 0001345281 · Chief Financial Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 150,000

Underlying: Common Stock · 150,000 shares

Expires 2029-05-24

F1 · derivative.exercise_date: The option vests 50% (75,000) on grant date (May 24, 2019) and in three equal annual installments for the remaining 50% (75,000) beginning on May 24, 2020.

Read SEC document
December 19, 2018 Filed Dec 20, 2018 00:01 UTC Amendment
KAY CHRISTINADirector · Executive Vice President
GrantCommon Stock 50,000 $0.14 $7,000.00
Disclosure

SEC source: 0001064901-18-000002 · primary_doc.xml · nonDerivative · entry 1

KAY CHRISTINA · CIK 0001064901 · Director · Executive Vice President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 1,423,467

F1 · kind: 50,000 common stock shares acquired upon exercise of stock option grant dated January 23, 2009.

Read SEC document
December 19, 2018 Filed Dec 19, 2018 23:47 UTC Amendment
RIVA SHEPPARDDirector · Executive Vice President
GrantCommon Stock 50,000 $0.14 $7,000.00
Disclosure

SEC source: 0001064900-18-000002 · primary_doc.xml · nonDerivative · entry 1

RIVA SHEPPARD · CIK 0001064900 · Director · Executive Vice President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 1,423,467

F1 · kind: 50,000 common stock shares acquired upon exercise of stock option grant dated January 23, 2009.

Read SEC document
December 19, 2018 Filed Dec 19, 2018 23:45 UTC
KAY E GERALDDirector · Chief Executive Officer · 10% owner
GrantCommon Stock 100,000 $0.10 $10,000.00
Disclosure

SEC source: 0001053310-18-000001 · primary_doc.xml · nonDerivative · entry 1

KAY E GERALD · CIK 0001053310 · Director · Chief Executive Officer · 10% owner

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 5,262,556

F1 · kind: 100,000 common stock shares acquired upon exercise of stock option grant dated June 2, 2015.

Read SEC document
December 19, 2018 Filed Dec 19, 2018 22:54 UTC
KAY CHRISTINADirector · Executive Vice President
GrantCommon Stock 50,000 $0.14 $7,000.00
Disclosure

SEC source: 0001064901-18-000001 · primary_doc.xml · nonDerivative · entry 1

KAY CHRISTINA · CIK 0001064901 · Director · Executive Vice President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 1,173,467

F1 · kind: 50,000 common stock shares acquired upon exercise of stock option grant dated January 23, 2009.

Read SEC document
December 19, 2018 Filed Dec 19, 2018 22:53 UTC
RIVA SHEPPARDDirector · Executive Vice President
GrantCommon Stock 50,000 $0.14 $7,000.00
Disclosure

SEC source: 0001064900-18-000001 · primary_doc.xml · nonDerivative · entry 1

RIVA SHEPPARD · CIK 0001064900 · Director · Executive Vice President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 1,173,467

F1 · kind: 50,000 common stock shares acquired upon exercise of stock option grant dated January 23, 2009.

Read SEC document
July 31, 2018 Filed Aug 1, 2018 23:45 UTC
Milmoe William H.Director · 10% owner
OtherCommon Stock 8,230,769 $0.65 $5,349,999.85
Disclosure

SEC source: 0001443197-18-000003 · primary_doc.xml · nonDerivative · entry 1

Milmoe William H. · CIK 0001443194 · Director · 10% owner

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 188,667

F1 · price: Common stock issued to CD Financial, LLC as the result of CD Financial, LLC exercising the conversion right under the amended and restated convertible subordinated debt of $5.3 million held by CD Financial, LLC of which the Reporting Person is a manager.

F2 · balance_after: Includes 100,000 shares of common stock issuable upon exercise of presently exercisable stock options.

Read SEC document
July 31, 2018 Filed Aug 1, 2018 23:13 UTC
DESANTIS CARLDirector · 10% owner
OtherCommon Stock 8,230,769 $0.65 $5,349,999.85
Disclosure

SEC source: 0001443197-18-000002 · primary_doc.xml · nonDerivative · entry 1

DESANTIS CARL · CIK 0001102948 · Director · 10% owner

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 117,409

F1 · price: Common stock issued to CD Financial, LLC as the result of CD Financial, LLC exercising the conversion right under the amended and restated convertible subordinated debt of $5.3 million held by CD Financial, LLC of which the Reporting Person is a member.

F2 · balance_after: Includes 100,000 shares of common stock issuable upon exercise of presently exercisable stock options.

Read SEC document
July 31, 2018 Filed Aug 1, 2018 21:33 UTC OtherCommon Stock 8,230,769 $0.65 $5,349,999.85
Disclosure

SEC source: 0001443197-18-000001 · primary_doc.xml · nonDerivative · entry 1

CD Financial, LLC · CIK 0001443197 · 10% owner

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 10,524,173

F1 · price: Common stock issued to the Reporting Person as the result of Reporting Person exercising the conversion right under the amended and restated convertible subordinated debt of $5.3 million held by the Reporting Person.

Read SEC document
July 24, 2018 Filed Aug 1, 2018 23:45 UTC
Milmoe William H.Director · 10% owner
Conversion6% secured convertible note due 2020, as amended · Derivative Not disclosed $5,350,000.00 Strike: $0.65 $5,350,000.00
Disclosure

SEC source: 0001443197-18-000003 · primary_doc.xml · derivative · entry 3

Milmoe William H. · CIK 0001443194 · Director · 10% owner

10b5-1 filing: Not disclosed

Ownership: Indirect · 1

Disclosed balance after: 0

Underlying: Common Stock · 8,230,769 shares

Expires 2020-02-29

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · reported_value: Common stock issued to CD Financial, LLC as the result of CD Financial, LLC exercising the conversion right under the amended and restated convertible subordinated debt of $5.3 million held by CD Financial, LLC of which the Reporting Person is a manager.

F4 · reported_value: On July 31, 2018, the Issuer issued 8,230,769 shares upon the receipt of a conversion notice from CD Financial, LLC settling the 6% secured convertible note in full.

F1 · ownership.nature: Common stock issued to CD Financial, LLC as the result of CD Financial, LLC exercising the conversion right under the amended and restated convertible subordinated debt of $5.3 million held by CD Financial, LLC of which the Reporting Person is a manager.

F4 · ownership.nature: On July 31, 2018, the Issuer issued 8,230,769 shares upon the receipt of a conversion notice from CD Financial, LLC settling the 6% secured convertible note in full.

Read SEC document
July 24, 2018 Filed Aug 1, 2018 23:13 UTC
DESANTIS CARLDirector · 10% owner
Conversion6% secured convertible note due 2020, as amended · Derivative Not disclosed $5,350,000.00 Strike: $0.65 $5,350,000.00
Disclosure

SEC source: 0001443197-18-000002 · primary_doc.xml · derivative · entry 3

DESANTIS CARL · CIK 0001102948 · Director · 10% owner

10b5-1 filing: Not disclosed

Ownership: Indirect · 1

Disclosed balance after: 0

Underlying: Common Stock · 8,230,769 shares

Expires 2020-02-29

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · reported_value: Common stock issued to CD Financial, LLC as the result of CD Financial, LLC exercising the conversion right under the amended and restated convertible subordinated debt of $5.3 million held by CD Financial, LLC of which the Reporting Person is a member.

F4 · reported_value: On July 31, 2018, the Issuer issued 8,230,769 shares upon the receipt of a conversion notice from CD Financial, LLC settling the 6% secured convertible note in full.

F1 · price: Common stock issued to CD Financial, LLC as the result of CD Financial, LLC exercising the conversion right under the amended and restated convertible subordinated debt of $5.3 million held by CD Financial, LLC of which the Reporting Person is a member.

F4 · price: On July 31, 2018, the Issuer issued 8,230,769 shares upon the receipt of a conversion notice from CD Financial, LLC settling the 6% secured convertible note in full.

F1 · ownership.nature: Common stock issued to CD Financial, LLC as the result of CD Financial, LLC exercising the conversion right under the amended and restated convertible subordinated debt of $5.3 million held by CD Financial, LLC of which the Reporting Person is a member.

F4 · ownership.nature: On July 31, 2018, the Issuer issued 8,230,769 shares upon the receipt of a conversion notice from CD Financial, LLC settling the 6% secured convertible note in full.

Read SEC document
July 24, 2018 Filed Aug 1, 2018 21:33 UTC Conversion6% secured convertible note due 2020, as amended · Derivative Not disclosed $5,350,000.00 Strike: $0.65 $5,350,000.00
Disclosure

SEC source: 0001443197-18-000001 · primary_doc.xml · derivative · entry 2

CD Financial, LLC · CIK 0001443197 · 10% owner

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 8,230,769 shares

Expires 2020-02-20

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · reported_value: Common stock issued to the Reporting Person as the result of Reporting Person exercising the conversion right under the amended and restated convertible subordinated debt of $5.3 million held by the Reporting Person.

F2 · reported_value: On July 31, 2018, the Issuer issued 8,230,769 shares upon the receipt of a conversion notice from the Reporting Person settling the 6% secured convertible note in full.

F1 · price: Common stock issued to the Reporting Person as the result of Reporting Person exercising the conversion right under the amended and restated convertible subordinated debt of $5.3 million held by the Reporting Person.

F2 · price: On July 31, 2018, the Issuer issued 8,230,769 shares upon the receipt of a conversion notice from the Reporting Person settling the 6% secured convertible note in full.

Read SEC document
November 18, 2016 Filed Nov 22, 2016 21:44 UTC GrantStock Option (right to buy) · Derivative 50,000 $0.00 Strike: $0.23 $0.00
Disclosure

SEC source: 0001382218-16-000003 · primary_doc.xml · derivative · entry 1

Canarick Robert · CIK 0001382218 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 50,000

Underlying: Common Stock · 50,000 shares

Expires 2026-11-18

F1 · derivative.exercise_date: The option vests 5/12ths (20,831) on grant date (November 18, 2016) and in 7 monthly installments for the remaining 7/12ths (29,169) beginning on December 1, 2016.

Read SEC document
November 18, 2016 Filed Nov 22, 2016 21:28 UTC
DESANTIS CARLDirector · 10% owner
GrantStock Option (right to buy) · Derivative 50,000 $0.00 Strike: $0.25 $0.00
Disclosure

SEC source: 0001102948-16-000003 · primary_doc.xml · derivative · entry 1

DESANTIS CARL · CIK 0001102948 · Director · 10% owner

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 50,000

Underlying: Common Stock · 50,000 shares

Expires 2026-11-18

F1 · derivative.exercise_date: The option vests 5/12ths (20,831) on grant date (November 18, 2016) and in 7 monthly installments for the remaining 7/12ths (29,169) beginning on December 1, 2016.

Read SEC document
November 18, 2016 Filed Nov 22, 2016 21:37 UTC GrantStock Option (right to buy) · Derivative 50,000 $0.00 Strike: $0.23 $0.00
Disclosure

SEC source: 0001644435-16-000002 · primary_doc.xml · derivative · entry 1

LAPLACA JOSEPH · CIK 0001644435 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 50,000

Underlying: Common Stock · 50,000 shares

Expires 2026-11-18

F1 · derivative.exercise_date: The option vests 5/12ths (20,831) on grant date (November 18, 2016) and in 7 monthly installments for the remaining 7/12ths (29,169) beginning on December 1, 2016.

Read SEC document
November 18, 2016 Filed Nov 22, 2016 21:10 UTC GrantStock Option (right to buy) · Derivative 50,000 $0.00 Strike: $0.23 $0.00
Disclosure

SEC source: 0001443194-16-000003 · primary_doc.xml · derivative · entry 1

Milmoe William H. · CIK 0001443194 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 50,000

Underlying: Common Stock · 50,000 shares

Expires 2026-11-18

F1 · derivative.exercise_date: The option vests 5/12ths (20,831) on grant date (November 18, 2016) and in 7 monthly installments for the remaining 7/12ths (29,169) beginning on December 1, 2016.

Read SEC document

Value uses the disclosed total when available, otherwise shares × reported transaction price. It is not an estimate of exercise cash cost or investment performance.