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Nasdaq · USD

INAB

IN8BIO, INC.

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7941
SEC CIK
0001740279
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185

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Disclosed non-derivative P/S rows, by transaction month. Includes amendments and private transactions.
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Purchases/sales include open-market and private transactions. Plan disclosure applies to the filing; individual rows may differ. “Not disclosed” is not “unplanned.”

The cutoff filters transaction history only. Company summaries and owner relationships show the latest available disclosures. Parser corrections can improve historical records.

Transaction dateOwner / reported roleActivity / securityShares / unitsReported priceReported valueDetails
December 13, 2023 Filed Dec 15, 2023 08:25 UTC GrantSeries A Warrants (right to buy) · Derivative 102,459 Not disclosed Strike: $1.25 Not disclosed
Disclosure

SEC source: 0001209191-23-058719 · doc4.xml · derivative · entry 2

Roemer Alan S. · CIK 0001643070 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 102,459

Underlying: Common Stock · 102,459 shares

Expires 2025-06-13

F1 · price: The reported securities are included within 102,459 Issuer Units purchased by the Reporting Person for $1.22 per Unit. Each Unit consists of one share of common stock, one Series A warrant and one Series B warrant, each warrant represents the right to purchase 102,459 shares of common stock.

F2 · derivative.exercise_date: Fully vested and exercisable.

Read SEC document
December 13, 2023 Filed Dec 15, 2023 08:25 UTC GrantCommon Stock 102,459 Not disclosed Not disclosed
Disclosure

SEC source: 0001209191-23-058719 · doc4.xml · nonDerivative · entry 1

Roemer Alan S. · CIK 0001643070 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 158,448

F1 · price: The reported securities are included within 102,459 Issuer Units purchased by the Reporting Person for $1.22 per Unit. Each Unit consists of one share of common stock, one Series A warrant and one Series B warrant, each warrant represents the right to purchase 102,459 shares of common stock.

Read SEC document
December 13, 2023 Filed Dec 15, 2023 13:18 UTC GrantSeries B Warrants (right to buy) · Derivative 81,967 Not disclosed Strike: $1.50 Not disclosed
Disclosure

SEC source: 0001209191-23-058713 · doc4.xml · derivative · entry 4

Brandt Peter C. · CIK 0001434099 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 81,967

Underlying: Common Stock · 81,967 shares

Expires 2028-12-13

F1 · price: The reported securities are included within 81,967 Issuer Units purchased by the Reporting Person for $1.22 per Unit. Each Unit consists of one share of common stock, one Series A warrant and one Series B warrant, each warrant represents the right to purchase 81,967 shares of common stock.

F3 · derivative.exercise_date: Fully vested and exercisable.

Read SEC document
December 13, 2023 Filed Dec 15, 2023 13:18 UTC GrantSeries A Warrants (right to buy) · Derivative 81,967 Not disclosed Strike: $1.25 Not disclosed
Disclosure

SEC source: 0001209191-23-058713 · doc4.xml · derivative · entry 3

Brandt Peter C. · CIK 0001434099 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 81,967

Underlying: Common Stock · 81,967 shares

Expires 2025-06-13

F1 · price: The reported securities are included within 81,967 Issuer Units purchased by the Reporting Person for $1.22 per Unit. Each Unit consists of one share of common stock, one Series A warrant and one Series B warrant, each warrant represents the right to purchase 81,967 shares of common stock.

F3 · derivative.exercise_date: Fully vested and exercisable.

Read SEC document
December 13, 2023 Filed Dec 15, 2023 13:18 UTC GrantCommon Stock 81,967 Not disclosed Not disclosed
Disclosure

SEC source: 0001209191-23-058713 · doc4.xml · nonDerivative · entry 1

Brandt Peter C. · CIK 0001434099 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 264,440

F1 · price: The reported securities are included within 81,967 Issuer Units purchased by the Reporting Person for $1.22 per Unit. Each Unit consists of one share of common stock, one Series A warrant and one Series B warrant, each warrant represents the right to purchase 81,967 shares of common stock.

Read SEC document
December 13, 2023 Filed Dec 15, 2023 13:27 UTC GrantSeries B Warrants (right to buy) · Derivative 2,049 Not disclosed Strike: $1.50 Not disclosed
Disclosure

SEC source: 0001209191-23-058721 · doc4.xml · derivative · entry 3

Graff Jeremy R. · CIK 0001975028 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 2,049

Underlying: Common Stock · 2,049 shares

Expires 2028-12-13

F1 · price: The reported securities are included within 2,049 Issuer Units purchased by the Reporting Person for $1.22 per Unit. Each Unit consists of one share of common stock, one Series A warrant and one Series B warrant, each warrant represents the right to purchase 2,049 shares of common stock.

F2 · derivative.exercise_date: Fully vested and exercisable.

Read SEC document
December 13, 2023 Filed Dec 15, 2023 13:27 UTC GrantSeries A Warrants (right to buy) · Derivative 2,049 Not disclosed Strike: $1.25 Not disclosed
Disclosure

SEC source: 0001209191-23-058721 · doc4.xml · derivative · entry 2

Graff Jeremy R. · CIK 0001975028 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 2,049

Underlying: Common Stock · 2,049 shares

Expires 2025-06-13

F1 · price: The reported securities are included within 2,049 Issuer Units purchased by the Reporting Person for $1.22 per Unit. Each Unit consists of one share of common stock, one Series A warrant and one Series B warrant, each warrant represents the right to purchase 2,049 shares of common stock.

F2 · derivative.exercise_date: Fully vested and exercisable.

Read SEC document
December 13, 2023 Filed Dec 15, 2023 13:27 UTC GrantCommon Stock 2,049 Not disclosed Not disclosed
Disclosure

SEC source: 0001209191-23-058721 · doc4.xml · nonDerivative · entry 1

Graff Jeremy R. · CIK 0001975028 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 4,549

F1 · price: The reported securities are included within 2,049 Issuer Units purchased by the Reporting Person for $1.22 per Unit. Each Unit consists of one share of common stock, one Series A warrant and one Series B warrant, each warrant represents the right to purchase 2,049 shares of common stock.

Read SEC document
December 13, 2023 Filed Dec 15, 2023 13:26 UTC GrantSeries B Warrants (right to buy) · Derivative 81,967 Not disclosed Strike: $1.50 Not disclosed
Disclosure

SEC source: 0001209191-23-058720 · doc4.xml · derivative · entry 3

Epperly Corinne · CIK 0001839156 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 81,967

Underlying: Common Stock · 81,967 shares

Expires 2028-12-13

F1 · price: The reported securities are included within 81,967 Issuer Units purchased by the Reporting Person for $1.22 per Unit. Each Unit consists of one share of common stock, one Series A warrant and one Series B warrant, each warrant represents the right to purchase 81,967 shares of common stock.

F2 · derivative.exercise_date: Fully vested and exercisable.

Read SEC document
December 13, 2023 Filed Dec 15, 2023 13:26 UTC GrantSeries A Warrants (right to buy) · Derivative 81,967 Not disclosed Strike: $1.25 Not disclosed
Disclosure

SEC source: 0001209191-23-058720 · doc4.xml · derivative · entry 2

Epperly Corinne · CIK 0001839156 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 81,967

Underlying: Common Stock · 81,967 shares

Expires 2025-06-13

F1 · price: The reported securities are included within 81,967 Issuer Units purchased by the Reporting Person for $1.22 per Unit. Each Unit consists of one share of common stock, one Series A warrant and one Series B warrant, each warrant represents the right to purchase 81,967 shares of common stock.

F2 · derivative.exercise_date: Fully vested and exercisable.

Read SEC document
December 13, 2023 Filed Dec 15, 2023 13:26 UTC GrantCommon Stock 81,967 Not disclosed Not disclosed
Disclosure

SEC source: 0001209191-23-058720 · doc4.xml · nonDerivative · entry 1

Epperly Corinne · CIK 0001839156 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 81,967

F1 · price: The reported securities are included within 81,967 Issuer Units purchased by the Reporting Person for $1.22 per Unit. Each Unit consists of one share of common stock, one Series A warrant and one Series B warrant, each warrant represents the right to purchase 81,967 shares of common stock.

Read SEC document
December 13, 2023 Filed Dec 15, 2023 13:24 UTC
Ho William Tai-WeiDirector · President and CEO · 10% owner
GrantSeries B Warrants (right to buy) · Derivative 81,967 Not disclosed Strike: $1.50 Not disclosed
Disclosure

SEC source: 0001209191-23-058718 · doc4.xml · derivative · entry 8

Ho William Tai-Wei · CIK 0001830914 · Director · President and CEO · 10% owner

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 81,967

Underlying: Common Stock · 81,967 shares

Expires 2028-12-13

F1 · price: The reported securities are included within 81,967 Issuer Units purchased by the Reporting Person for $1.22 per Unit. Each Unit consists of one share of common stock, one Series A warrant and one Series B warrant, each warrant represents the right to purchase 81,967 shares of common stock.

F3 · derivative.exercise_date: Fully vested and exercisable.

Read SEC document
December 13, 2023 Filed Dec 15, 2023 13:24 UTC
Ho William Tai-WeiDirector · President and CEO · 10% owner
GrantSeries A Warrants (right to buy) · Derivative 81,967 Not disclosed Strike: $1.25 Not disclosed
Disclosure

SEC source: 0001209191-23-058718 · doc4.xml · derivative · entry 7

Ho William Tai-Wei · CIK 0001830914 · Director · President and CEO · 10% owner

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 81,967

Underlying: Common Stock · 81,967 shares

Expires 2025-06-13

F1 · price: The reported securities are included within 81,967 Issuer Units purchased by the Reporting Person for $1.22 per Unit. Each Unit consists of one share of common stock, one Series A warrant and one Series B warrant, each warrant represents the right to purchase 81,967 shares of common stock.

F3 · derivative.exercise_date: Fully vested and exercisable.

Read SEC document
December 13, 2023 Filed Dec 15, 2023 13:24 UTC
Ho William Tai-WeiDirector · President and CEO · 10% owner
GrantCommon Stock 81,967 Not disclosed Not disclosed
Disclosure

SEC source: 0001209191-23-058718 · doc4.xml · nonDerivative · entry 1

Ho William Tai-Wei · CIK 0001830914 · Director · President and CEO · 10% owner

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 2,421,512

F1 · price: The reported securities are included within 81,967 Issuer Units purchased by the Reporting Person for $1.22 per Unit. Each Unit consists of one share of common stock, one Series A warrant and one Series B warrant, each warrant represents the right to purchase 81,967 shares of common stock.

Read SEC document
December 13, 2023 Filed Dec 15, 2023 13:19 UTC
Lamb LawrenceEVP and CSO
GrantSeries B Warrants (right to buy) · Derivative 1,639 Not disclosed Strike: $1.50 Not disclosed
Disclosure

SEC source: 0001209191-23-058714 · doc4.xml · derivative · entry 3

Lamb Lawrence · CIK 0001830059 · EVP and CSO

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 1,639

Underlying: Common Stock · 1,639 shares

Expires 2028-12-13

F1 · price: The reported securities are included within 1,639 Issuer Units purchased by the Reporting Person for $1.22 per Unit. Each Unit consists of one share of common stock, one Series A warrant and one Series B warrant, each warrant represents the right to purchase 1,639 shares of common stock.

F2 · derivative.exercise_date: Fully vested and exercisable.

Read SEC document
December 13, 2023 Filed Dec 15, 2023 13:19 UTC
Lamb LawrenceEVP and CSO
GrantSeries A Warrants (right to buy) · Derivative 1,639 Not disclosed Strike: $1.25 Not disclosed
Disclosure

SEC source: 0001209191-23-058714 · doc4.xml · derivative · entry 2

Lamb Lawrence · CIK 0001830059 · EVP and CSO

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 1,639

Underlying: Common Stock · 1,639 shares

Expires 2025-06-13

F1 · price: The reported securities are included within 1,639 Issuer Units purchased by the Reporting Person for $1.22 per Unit. Each Unit consists of one share of common stock, one Series A warrant and one Series B warrant, each warrant represents the right to purchase 1,639 shares of common stock.

F2 · derivative.exercise_date: Fully vested and exercisable.

Read SEC document
December 13, 2023 Filed Dec 15, 2023 13:19 UTC
Lamb LawrenceEVP and CSO
GrantCommon Stock 1,639 Not disclosed Not disclosed
Disclosure

SEC source: 0001209191-23-058714 · doc4.xml · nonDerivative · entry 1

Lamb Lawrence · CIK 0001830059 · EVP and CSO

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 101,369

F1 · price: The reported securities are included within 1,639 Issuer Units purchased by the Reporting Person for $1.22 per Unit. Each Unit consists of one share of common stock, one Series A warrant and one Series B warrant, each warrant represents the right to purchase 1,639 shares of common stock.

Read SEC document
December 06, 2023 Filed Dec 8, 2023 21:26 UTC GrantStock Option (right to buy) · Derivative 54,800 $0.00 Strike: $1.04 $0.00
Disclosure

SEC source: 0001209191-23-057915 · doc4.xml · derivative · entry 1

Epperly Corinne · CIK 0001839156 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 54,800

Underlying: Common Stock · 54,800 shares

Expires 2033-12-06

F1 · derivative.exercise_date: One thirty-sixth (1/36th) of the shares subject to the option shall vest in equal monthly installments commencing on January 6, 2024, subject to the Reporting Person continuing to provide service through each such date.

Read SEC document
September 13, 2023 Filed Sep 15, 2023 20:51 UTC PurchaseCommon Stock 2,500 $0.95 $2,375.00
Disclosure

SEC source: 0001209191-23-049607 · doc4.xml · nonDerivative · entry 1

Graff Jeremy R. · CIK 0001975028 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 2,500

Read SEC document
August 25, 2023 Filed Aug 28, 2023 20:43 UTC
McCall PatrickChief Financial Officer
PurchaseCommon Stock 1,000 $1.03 $1,030.00
Disclosure

SEC source: 0001209191-23-047526 · doc4.xml · nonDerivative · entry 1

McCall Patrick · CIK 0001874384 · Chief Financial Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 6,263

Read SEC document
August 24, 2023 Filed Aug 28, 2023 20:42 UTC
Ho William Tai-WeiDirector · President and CEO · 10% owner
PurchaseCommon Stock 23,800 $1.05 $24,990.00
Disclosure

SEC source: 0001209191-23-047525 · doc4.xml · nonDerivative · entry 1

Ho William Tai-Wei · CIK 0001830914 · Director · President and CEO · 10% owner

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 2,339,545

Read SEC document
July 28, 2023 Filed Aug 1, 2023 20:41 UTC OtherCommon Stock 4,111,958 $0.00 $0.00
Disclosure

SEC source: 0001209191-23-044002 · doc4.xml · nonDerivative · entry 1

FAIRBAIRN EMILY · CIK 0001682638 · Director

10b5-1 filing: No plan indicated

Ownership: Indirect · See footnote

Disclosed balance after: 0

F1 · kind: These securities are held by Transcend Partners Opportunity Fund I LLC ("Transcend"). Effective July 28, 2023, Transcend appointed new managing members and adopted a policy pursuant to which voting and dispositive decisions with respect to the Issuer's securities require the approval of at least two of Transcend's managers, Grant Fairbairn, Nina Fairbairn and Scott Kintz. Under the so-called "rule of three," if voting and dispositive decisions regarding an entity's securities are made by two or more individuals, and a voting and dispositive decision requires the approval of a majority of those individuals, then none of the individuals is deemed a beneficial owner of the entity's securities. Based upon the foregoing analysis, neither an individual manager of Transcend nor the Reporting Person exercises voting or dispositive control over any of the Issuer's securities, even those in which such person may hold a pecuniary interest.

F1 · ownership.nature: These securities are held by Transcend Partners Opportunity Fund I LLC ("Transcend"). Effective July 28, 2023, Transcend appointed new managing members and adopted a policy pursuant to which voting and dispositive decisions with respect to the Issuer's securities require the approval of at least two of Transcend's managers, Grant Fairbairn, Nina Fairbairn and Scott Kintz. Under the so-called "rule of three," if voting and dispositive decisions regarding an entity's securities are made by two or more individuals, and a voting and dispositive decision requires the approval of a majority of those individuals, then none of the individuals is deemed a beneficial owner of the entity's securities. Based upon the foregoing analysis, neither an individual manager of Transcend nor the Reporting Person exercises voting or dispositive control over any of the Issuer's securities, even those in which such person may hold a pecuniary interest.

Read SEC document
June 21, 2023 Filed Jun 23, 2023 22:28 UTC
McCall PatrickChief Financial Officer
GrantEmployee Stock Option (right to buy) · Derivative 87,150 $0.00 Strike: $2.01 $0.00
Disclosure

SEC source: 0001209191-23-039509 · doc4.xml · derivative · entry 1

McCall Patrick · CIK 0001874384 · Chief Financial Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 87,150

Underlying: Common Stock · 87,150 shares

Expires 2033-06-21

F1 · derivative.exercise_date: Twenty-five percent (25%) of the shares subject to the option shall vest on June 21, 2024, and the remaining shares subject to the option shall vest in thirty-six (36) equal monthly installments thereafter, subject to the Reporting Person continuing to provide service through each such date.

Read SEC document
June 21, 2023 Filed Jun 23, 2023 22:27 UTC
Rochlin KateChief Operating Officer
GrantEmployee Stock Option (right to buy) · Derivative 67,800 $0.00 Strike: $2.01 $0.00
Disclosure

SEC source: 0001209191-23-039508 · doc4.xml · derivative · entry 1

Rochlin Kate · CIK 0001898521 · Chief Operating Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 67,800

Underlying: Common Stock · 67,800 shares

Expires 2033-06-21

F1 · derivative.exercise_date: Twenty-five percent (25%) of the shares subject to the option shall vest on June 21, 2024, and the remaining shares subject to the option shall vest in thirty-six (36) equal monthly installments thereafter, subject to the Reporting Person continuing to provide service through each such date.

Read SEC document
June 21, 2023 Filed Jun 23, 2023 18:29 UTC
Goswami TrishnaChief Medical Officer
GrantEmployee Stock Option (right to buy) · Derivative 134,000 $0.00 Strike: $2.01 $0.00
Disclosure

SEC source: 0001209191-23-039510 · doc4.xml · derivative · entry 1

Goswami Trishna · CIK 0001894243 · Chief Medical Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 134,000

Underlying: Common Stock · 134,000 shares

Expires 2033-06-21

F1 · derivative.exercise_date: Twenty-five percent (25%) of the shares subject to the option shall vest on June 21, 2024, and the remaining shares subject to the option shall vest in thirty-six (36) equal monthly installments thereafter, subject to the Reporting Person continuing to provide service through each such date.

Read SEC document
June 21, 2023 Filed Jun 23, 2023 22:26 UTC
Lamb LawrenceEVP and CSO
GrantEmployee Stock Option (right to buy) · Derivative 77,600 $0.00 Strike: $2.01 $0.00
Disclosure

SEC source: 0001209191-23-039507 · doc4.xml · derivative · entry 1

Lamb Lawrence · CIK 0001830059 · EVP and CSO

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 77,600

Underlying: Common Stock · 77,600 shares

Expires 2033-06-21

F1 · derivative.exercise_date: Twenty-five percent (25%) of the shares subject to the option shall vest on June 21, 2024, and the remaining shares subject to the option shall vest in thirty-six (36) equal monthly installments thereafter, subject to the Reporting Person continuing to provide service through each such date.

Read SEC document
June 21, 2023 Filed Jun 23, 2023 22:25 UTC
Ho William Tai-WeiDirector · President and CEO · 10% owner
GrantEmployee Stock Option (right to buy) · Derivative 393,950 $0.00 Strike: $2.01 $0.00
Disclosure

SEC source: 0001209191-23-039506 · doc4.xml · derivative · entry 1

Ho William Tai-Wei · CIK 0001830914 · Director · President and CEO · 10% owner

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 393,950

Underlying: Common Stock · 393,950 shares

Expires 2033-06-21

F1 · derivative.exercise_date: Twenty-five percent (25%) of the shares subject to the option shall vest on June 21, 2024, and the remaining shares subject to the option shall vest in thirty-six (36) equal monthly installments thereafter, subject to the Reporting Person continuing to provide service through each such date.

Read SEC document
June 15, 2023 Filed Jun 16, 2023 23:44 UTC GrantStock Option (right to buy) · Derivative 85,000 $0.00 Strike: $2.12 $0.00
Disclosure

SEC source: 0001209191-23-038121 · doc4.xml · derivative · entry 1

Greenwood Luba · CIK 0001853815 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 85,000

Underlying: Common Stock · 85,000 shares

Expires 2033-06-15

F1 · derivative.exercise_date: One twelfth (1/12th) of the shares subject to the option shall vest in equal monthly installments commencing on July 15, 2023 and will be fully vested on the date of the next annual meeting of the Issuer's stockholders, subject to the Reporting Person continuing to provide service through each such date.

Read SEC document
June 15, 2023 Filed Jun 16, 2023 19:42 UTC GrantStock Option (right to buy) · Derivative 85,000 $0.00 Strike: $2.12 $0.00
Disclosure

SEC source: 0001209191-23-038119 · doc4.xml · derivative · entry 1

Roemer Alan S. · CIK 0001643070 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 85,000

Underlying: Common Stock · 85,000 shares

Expires 2033-06-15

F1 · derivative.exercise_date: One twelfth (1/12th) of the shares subject to the option shall vest in equal monthly installments commencing on July 15, 2023 and will be fully vested on the date of the next annual meeting of the Issuer's stockholders, subject to the Reporting Person continuing to provide service through each such date.

Read SEC document
June 15, 2023 Filed Jun 16, 2023 23:47 UTC GrantStock Option (right to buy) · Derivative 85,000 $0.00 Strike: $2.12 $0.00
Disclosure

SEC source: 0001209191-23-038124 · doc4.xml · derivative · entry 1

Brandt Peter C. · CIK 0001434099 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 85,000

Underlying: Common Stock · 85,000 shares

Expires 2033-06-15

F1 · derivative.exercise_date: One twelfth (1/12th) of the shares subject to the option shall vest in equal monthly installments commencing on July 15, 2023 and will be fully vested on the date of the next annual meeting of the Issuer's stockholders, subject to the Reporting Person continuing to provide service through each such date.

Read SEC document
June 15, 2023 Filed Jun 16, 2023 23:46 UTC
FAIRBAIRN EMILYDirector · 10% owner
GrantStock Option (right to buy) · Derivative 85,000 $0.00 Strike: $2.12 $0.00
Disclosure

SEC source: 0001209191-23-038123 · doc4.xml · derivative · entry 1

FAIRBAIRN EMILY · CIK 0001682638 · Director · 10% owner

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 85,000

Underlying: Common Stock · 85,000 shares

Expires 2033-06-15

F1 · derivative.exercise_date: One twelfth (1/12th) of the shares subject to the option shall vest in equal monthly installments commencing on July 15, 2023 and will be fully vested on the date of the next annual meeting of the Issuer's stockholders, subject to the Reporting Person continuing to provide service through each such date.

Read SEC document
June 15, 2023 Filed Jun 16, 2023 23:45 UTC GrantStock Option (right to buy) · Derivative 85,000 $0.00 Strike: $2.12 $0.00
Disclosure

SEC source: 0001209191-23-038122 · doc4.xml · derivative · entry 1

Whitfill Travis · CIK 0001830178 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 85,000

Underlying: Common Stock · 85,000 shares

Expires 2033-06-15

F1 · derivative.exercise_date: One twelfth (1/12th) of the shares subject to the option shall vest in equal monthly installments commencing on July 15, 2023 and will be fully vested on the date of the next annual meeting of the Issuer's stockholders, subject to the Reporting Person continuing to provide service through each such date.

Read SEC document
June 15, 2023 Filed Jun 16, 2023 23:43 UTC GrantStock Option (right to buy) · Derivative 85,000 $0.00 Strike: $2.12 $0.00
Disclosure

SEC source: 0001209191-23-038120 · doc4.xml · derivative · entry 1

Graff Jeremy R. · CIK 0001975028 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 85,000

Underlying: Common Stock · 85,000 shares

Expires 2033-06-15

F1 · derivative.exercise_date: One twelfth (1/12th) of the shares subject to the option shall vest in equal monthly installments commencing on July 15, 2023 and will be fully vested on the date of the next annual meeting of the Issuer's stockholders, subject to the Reporting Person continuing to provide service through each such date.

Read SEC document
May 01, 2023 Filed May 3, 2023 20:55 UTC GrantStock Option (right to buy) · Derivative 27,000 $0.00 Strike: $1.74 $0.00
Disclosure

SEC source: 0001209191-23-027027 · doc4.xml · derivative · entry 1

Graff Jeremy R. · CIK 0001975028 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 27,000

Underlying: Common Stock · 27,000 shares

Expires 2033-05-01

F1 · derivative.exercise_date: One thirty-sixth (1/36th) of the shares subject to the option shall vest in equal monthly installments commencing on June 1, 2023, subject to the Reporting Person continuing to provide service through each such date.

Read SEC document
April 14, 2023 Filed Apr 18, 2023 21:04 UTC
McCall PatrickChief Financial Officer
GrantEmployee Stock Option (right to buy) · Derivative 200,000 $0.00 Strike: $1.22 $0.00
Disclosure

SEC source: 0001209191-23-024698 · doc4.xml · derivative · entry 1

McCall Patrick · CIK 0001874384 · Chief Financial Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 200,000

Underlying: Common Stock · 200,000 shares

Expires 2033-04-14

F1 · derivative.exercise_date: Twenty-five percent (25%) of the shares subject to the option shall vest on April 14, 2024 and the remaining shares subject to the option shall vest in thirty-six (36) equal monthly installments thereafter, subject to the Reporting Person continuing to provide service through each such date.

Read SEC document
April 14, 2023 Filed Apr 18, 2023 21:06 UTC
Rochlin KateChief Operating Officer
GrantEmployee Stock Option (right to buy) · Derivative 200,000 $0.00 Strike: $1.22 $0.00
Disclosure

SEC source: 0001209191-23-024701 · doc4.xml · derivative · entry 1

Rochlin Kate · CIK 0001898521 · Chief Operating Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 200,000

Underlying: Common Stock · 200,000 shares

Expires 2033-04-14

F1 · derivative.exercise_date: Twenty-five percent (25%) of the shares subject to the option shall vest on April 14, 2024 and the remaining shares subject to the option shall vest in thirty-six (36) equal monthly installments thereafter, subject to the Reporting Person continuing to provide service through each such date.

Read SEC document
April 14, 2023 Filed Apr 18, 2023 17:00 UTC
Goswami TrishnaChief Medical Officer
GrantEmployee Stock Option (right to buy) · Derivative 200,000 $0.00 Strike: $1.22 $0.00
Disclosure

SEC source: 0001209191-23-024692 · doc4.xml · derivative · entry 1

Goswami Trishna · CIK 0001894243 · Chief Medical Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 200,000

Underlying: Common Stock · 200,000 shares

Expires 2033-04-14

F1 · derivative.exercise_date: Twenty-five percent (25%) of the shares subject to the option shall vest on April 14, 2024 and the remaining shares subject to the option shall vest in thirty-six (36) equal monthly installments thereafter, subject to the Reporting Person continuing to provide service through each such date.

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April 14, 2023 Filed Apr 18, 2023 21:02 UTC
Lamb LawrenceEVP and CSO
GrantEmployee Stock Option (right to buy) · Derivative 200,000 $0.00 Strike: $1.22 $0.00
Disclosure

SEC source: 0001209191-23-024695 · doc4.xml · derivative · entry 1

Lamb Lawrence · CIK 0001830059 · EVP and CSO

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 200,000

Underlying: Common Stock · 200,000 shares

Expires 2033-04-14

F1 · derivative.exercise_date: Twenty-five percent (25%) of the shares subject to the option shall vest on April 14, 2024 and the remaining shares subject to the option shall vest in thirty-six (36) equal monthly installments thereafter, subject to the Reporting Person continuing to provide service through each such date.

Read SEC document
April 14, 2023 Filed Apr 18, 2023 21:01 UTC
Ho William Tai-WeiDirector · President and CEO · 10% owner
GrantEmployee Stock Option (right to buy) · Derivative 393,950 $0.00 Strike: $1.34 $0.00
Disclosure

SEC source: 0001209191-23-024694 · doc4.xml · derivative · entry 1

Ho William Tai-Wei · CIK 0001830914 · Director · President and CEO · 10% owner

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 393,950

Underlying: Common Stock · 393,950 shares

Expires 2028-04-14

F1 · derivative.exercise_date: Twenty-five percent (25%) of the shares subject to the option shall vest on April 14, 2024 and the remaining shares subject to the option shall vest in thirty-six (36) equal monthly installments thereafter, subject to the Reporting Person continuing to provide service through each such date.

Read SEC document
April 14, 2023 Filed Jun 23, 2023 22:25 UTC Amendment
Ho William Tai-WeiDirector · President and CEO · 10% owner
GrantEmployee Stock Option (right to buy) · Derivative 393,950 $0.00 Strike: $1.21 $0.00
Disclosure

SEC source: 0001209191-23-039505 · doc4a.xml · derivative · entry 1

Ho William Tai-Wei · CIK 0001830914 · Director · President and CEO · 10% owner

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 393,950

Underlying: Common Stock · 393,950 shares

Expires 2033-04-14

F1 · derivative.exercise_price: The initial Form 4 inadvertently listed the wrong exercise price and expiration date. This amendment reflects the revised exercise price and expiration date for this option.

F2 · derivative.exercise_date: Twenty-five percent (25%) of the shares subject to the option shall vest on April 14, 2024 and the remaining shares subject to the option shall vest in thirty-six (36) equal monthly installments thereafter, subject to the Reporting Person continuing to provide service through each such date.

F1 · derivative.expiration_date: The initial Form 4 inadvertently listed the wrong exercise price and expiration date. This amendment reflects the revised exercise price and expiration date for this option.

Read SEC document
December 12, 2022 Filed Dec 13, 2022 07:00 UTC
Fletcher Aaron G.L.Director · 10% owner
BIOS Fund II, LPDirector · 10% owner
BIOS Fund II QP, LPDirector · 10% owner
BIOS Fund II NT, LPDirector · 10% owner
BIOS Incysus Co-Invest I, LPDirector · 10% owner
BIOS Fund III, LPDirector · 10% owner
BIOS Fund III QP, LPDirector · 10% owner
BIOS Fund III NT, LPDirector · 10% owner
BIOS Capital Management, LPDirector · 10% owner
BIOS Advisors GP, LLCDirector · 10% owner
PurchaseCommon Stock 8,735 $2.48 $21,652.32
Disclosure

SEC source: 0001104659-22-126432 · tm2232534-1_4seq1.xml · nonDerivative · entry 3

Fletcher Aaron G.L. · CIK 0001789490 · Director · 10% owner

BIOS Fund II, LP · CIK 0001714576 · Director · 10% owner

BIOS Fund II QP, LP · CIK 0001716869 · Director · 10% owner

BIOS Fund II NT, LP · CIK 0001728851 · Director · 10% owner

BIOS Incysus Co-Invest I, LP · CIK 0001740029 · Director · 10% owner

BIOS Fund III, LP · CIK 0001791917 · Director · 10% owner

BIOS Fund III QP, LP · CIK 0001791916 · Director · 10% owner

BIOS Fund III NT, LP · CIK 0001791910 · Director · 10% owner

BIOS Capital Management, LP · CIK 0001813845 · Director · 10% owner

BIOS Advisors GP, LLC · CIK 0001813844 · Director · 10% owner

Joint disclosure: these amounts are not allocated separately to each reporting owner.

10b5-1 filing: Not disclosed

Ownership: Indirect · See footnote

Disclosed balance after: 570,724

F12 · price: The price reported in Column 4 is a weighted average price. These shares were purchased in multiple transactions at prices ranging from $2.37 to $2.58, inclusive. The reporting persons undertake to provide to IN8BIO, Inc., any security holder of IN8BIO, Inc., or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares purchased at each separate price within the ranges set forth in this footnote (12) to this Form 4.

F1 · ownership.nature: Bios Equity Partners II, LP ("Bios Equity II") is the general partner of the following entities: Bios Fund II, LP ("Bios Fund II"), Bios Fund II QP, LP ("Bios Fund II QP"), Bios Fund II NT, LP ("Bios Fund II NT") and BIOS Incysus Co-Invest I, LP ("BIOS Incysus"). Bios Equity Partners III, LP ("Bios Equity III") is the general partner of the following entities: Bios Fund III, LP ("Bios Fund III"), Bios Fund III QP, LP ("Bios Fund III QP") and Bios Fund III NT, LP ("Bios Fund III NT"). Bios Capital Management, LP ("Bios Management") and Cavu Management, LP ("Cavu Management") are the general partners of Bios Equity II and Bios Equity III. Bios Advisors GP, LLC ("Bios Advisors") is the general partner of Bios Management. Cavu Advisors LLC ("Cavu Advisors") is the general partner of Cavu Management. Bios Management and Bios Advisors are entities managed and controlled by Aaron G.L. Fletcher. Cavu Management and Cavu Advisors are entities managed and controlled by Leslie W. Kreis, Jr.

F2 · ownership.nature: Mr. Fletcher, Bios Management and Bios Advisors each share voting and investment control with respect to the shares held by Bios Fund II, Bios Fund II QP, Bios Fund II NT, BIOS Incysus, Bios Fund III, Bios Fund III QP and Bios Fund III NT (collectively, the "Bios Equity Entities"). Because of the relationship between Mr. Fletcher, Bios Management, Bios Advisors and the Bios Equity Entities, Mr. Fletcher, Bios Management and Bios Advisors each may be deemed to beneficially own the shares held directly by the Bios Equity Entities.

F3 · ownership.nature: Mr. Kreis, Cavu Management and Cavu Advisors each share voting and investment control with respect to the shares held by the Bios Equity Entities. Because of the relationship between Mr. Kreis, Cavu Management, Cavu Advisors and the Bios Equity Entities, Mr. Kreis, Cavu Management and Cavu Advisors each may be deemed to beneficially own the shares held directly by the Bios Equity Entities.

F4 · ownership.nature: For purposes of Section 16 of the Securities Exchange Act of 1934, as amended, each Reporting Person disclaims beneficial ownership of any such securities, except to the extent of his/its pecuniary interest therein, if any, and this report shall not be deemed an admission that such Reporting Person is the beneficial owner of such securities for purposes of Section 16 or otherwise.

F7 · ownership.nature: The securities are directly held by Bios Fund III.

Read SEC document
December 12, 2022 Filed Dec 13, 2022 07:00 UTC
Fletcher Aaron G.L.Director · 10% owner
BIOS Fund II, LPDirector · 10% owner
BIOS Fund II QP, LPDirector · 10% owner
BIOS Fund II NT, LPDirector · 10% owner
BIOS Incysus Co-Invest I, LPDirector · 10% owner
BIOS Fund III, LPDirector · 10% owner
BIOS Fund III QP, LPDirector · 10% owner
BIOS Fund III NT, LPDirector · 10% owner
BIOS Capital Management, LPDirector · 10% owner
BIOS Advisors GP, LLCDirector · 10% owner
PurchaseCommon Stock 57,052 $2.48 $141,420.50
Disclosure

SEC source: 0001104659-22-126432 · tm2232534-1_4seq1.xml · nonDerivative · entry 2

Fletcher Aaron G.L. · CIK 0001789490 · Director · 10% owner

BIOS Fund II, LP · CIK 0001714576 · Director · 10% owner

BIOS Fund II QP, LP · CIK 0001716869 · Director · 10% owner

BIOS Fund II NT, LP · CIK 0001728851 · Director · 10% owner

BIOS Incysus Co-Invest I, LP · CIK 0001740029 · Director · 10% owner

BIOS Fund III, LP · CIK 0001791917 · Director · 10% owner

BIOS Fund III QP, LP · CIK 0001791916 · Director · 10% owner

BIOS Fund III NT, LP · CIK 0001791910 · Director · 10% owner

BIOS Capital Management, LP · CIK 0001813845 · Director · 10% owner

BIOS Advisors GP, LLC · CIK 0001813844 · Director · 10% owner

Joint disclosure: these amounts are not allocated separately to each reporting owner.

10b5-1 filing: Not disclosed

Ownership: Indirect · See footnote

Disclosed balance after: 3,727,597

F12 · price: The price reported in Column 4 is a weighted average price. These shares were purchased in multiple transactions at prices ranging from $2.37 to $2.58, inclusive. The reporting persons undertake to provide to IN8BIO, Inc., any security holder of IN8BIO, Inc., or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares purchased at each separate price within the ranges set forth in this footnote (12) to this Form 4.

F1 · ownership.nature: Bios Equity Partners II, LP ("Bios Equity II") is the general partner of the following entities: Bios Fund II, LP ("Bios Fund II"), Bios Fund II QP, LP ("Bios Fund II QP"), Bios Fund II NT, LP ("Bios Fund II NT") and BIOS Incysus Co-Invest I, LP ("BIOS Incysus"). Bios Equity Partners III, LP ("Bios Equity III") is the general partner of the following entities: Bios Fund III, LP ("Bios Fund III"), Bios Fund III QP, LP ("Bios Fund III QP") and Bios Fund III NT, LP ("Bios Fund III NT"). Bios Capital Management, LP ("Bios Management") and Cavu Management, LP ("Cavu Management") are the general partners of Bios Equity II and Bios Equity III. Bios Advisors GP, LLC ("Bios Advisors") is the general partner of Bios Management. Cavu Advisors LLC ("Cavu Advisors") is the general partner of Cavu Management. Bios Management and Bios Advisors are entities managed and controlled by Aaron G.L. Fletcher. Cavu Management and Cavu Advisors are entities managed and controlled by Leslie W. Kreis, Jr.

F2 · ownership.nature: Mr. Fletcher, Bios Management and Bios Advisors each share voting and investment control with respect to the shares held by Bios Fund II, Bios Fund II QP, Bios Fund II NT, BIOS Incysus, Bios Fund III, Bios Fund III QP and Bios Fund III NT (collectively, the "Bios Equity Entities"). Because of the relationship between Mr. Fletcher, Bios Management, Bios Advisors and the Bios Equity Entities, Mr. Fletcher, Bios Management and Bios Advisors each may be deemed to beneficially own the shares held directly by the Bios Equity Entities.

F3 · ownership.nature: Mr. Kreis, Cavu Management and Cavu Advisors each share voting and investment control with respect to the shares held by the Bios Equity Entities. Because of the relationship between Mr. Kreis, Cavu Management, Cavu Advisors and the Bios Equity Entities, Mr. Kreis, Cavu Management and Cavu Advisors each may be deemed to beneficially own the shares held directly by the Bios Equity Entities.

F4 · ownership.nature: For purposes of Section 16 of the Securities Exchange Act of 1934, as amended, each Reporting Person disclaims beneficial ownership of any such securities, except to the extent of his/its pecuniary interest therein, if any, and this report shall not be deemed an admission that such Reporting Person is the beneficial owner of such securities for purposes of Section 16 or otherwise.

F6 · ownership.nature: The securities are directly held by Bios Fund III QP.

Read SEC document
December 12, 2022 Filed Dec 13, 2022 07:00 UTC
Fletcher Aaron G.L.Director · 10% owner
BIOS Fund II, LPDirector · 10% owner
BIOS Fund II QP, LPDirector · 10% owner
BIOS Fund II NT, LPDirector · 10% owner
BIOS Incysus Co-Invest I, LPDirector · 10% owner
BIOS Fund III, LPDirector · 10% owner
BIOS Fund III QP, LPDirector · 10% owner
BIOS Fund III NT, LPDirector · 10% owner
BIOS Capital Management, LPDirector · 10% owner
BIOS Advisors GP, LLCDirector · 10% owner
PurchaseCommon Stock 9,214 $2.48 $22,839.66
Disclosure

SEC source: 0001104659-22-126432 · tm2232534-1_4seq1.xml · nonDerivative · entry 1

Fletcher Aaron G.L. · CIK 0001789490 · Director · 10% owner

BIOS Fund II, LP · CIK 0001714576 · Director · 10% owner

BIOS Fund II QP, LP · CIK 0001716869 · Director · 10% owner

BIOS Fund II NT, LP · CIK 0001728851 · Director · 10% owner

BIOS Incysus Co-Invest I, LP · CIK 0001740029 · Director · 10% owner

BIOS Fund III, LP · CIK 0001791917 · Director · 10% owner

BIOS Fund III QP, LP · CIK 0001791916 · Director · 10% owner

BIOS Fund III NT, LP · CIK 0001791910 · Director · 10% owner

BIOS Capital Management, LP · CIK 0001813845 · Director · 10% owner

BIOS Advisors GP, LLC · CIK 0001813844 · Director · 10% owner

Joint disclosure: these amounts are not allocated separately to each reporting owner.

10b5-1 filing: Not disclosed

Ownership: Indirect · See footnote

Disclosed balance after: 601,980

F12 · price: The price reported in Column 4 is a weighted average price. These shares were purchased in multiple transactions at prices ranging from $2.37 to $2.58, inclusive. The reporting persons undertake to provide to IN8BIO, Inc., any security holder of IN8BIO, Inc., or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares purchased at each separate price within the ranges set forth in this footnote (12) to this Form 4.

F1 · ownership.nature: Bios Equity Partners II, LP ("Bios Equity II") is the general partner of the following entities: Bios Fund II, LP ("Bios Fund II"), Bios Fund II QP, LP ("Bios Fund II QP"), Bios Fund II NT, LP ("Bios Fund II NT") and BIOS Incysus Co-Invest I, LP ("BIOS Incysus"). Bios Equity Partners III, LP ("Bios Equity III") is the general partner of the following entities: Bios Fund III, LP ("Bios Fund III"), Bios Fund III QP, LP ("Bios Fund III QP") and Bios Fund III NT, LP ("Bios Fund III NT"). Bios Capital Management, LP ("Bios Management") and Cavu Management, LP ("Cavu Management") are the general partners of Bios Equity II and Bios Equity III. Bios Advisors GP, LLC ("Bios Advisors") is the general partner of Bios Management. Cavu Advisors LLC ("Cavu Advisors") is the general partner of Cavu Management. Bios Management and Bios Advisors are entities managed and controlled by Aaron G.L. Fletcher. Cavu Management and Cavu Advisors are entities managed and controlled by Leslie W. Kreis, Jr.

F2 · ownership.nature: Mr. Fletcher, Bios Management and Bios Advisors each share voting and investment control with respect to the shares held by Bios Fund II, Bios Fund II QP, Bios Fund II NT, BIOS Incysus, Bios Fund III, Bios Fund III QP and Bios Fund III NT (collectively, the "Bios Equity Entities"). Because of the relationship between Mr. Fletcher, Bios Management, Bios Advisors and the Bios Equity Entities, Mr. Fletcher, Bios Management and Bios Advisors each may be deemed to beneficially own the shares held directly by the Bios Equity Entities.

F3 · ownership.nature: Mr. Kreis, Cavu Management and Cavu Advisors each share voting and investment control with respect to the shares held by the Bios Equity Entities. Because of the relationship between Mr. Kreis, Cavu Management, Cavu Advisors and the Bios Equity Entities, Mr. Kreis, Cavu Management and Cavu Advisors each may be deemed to beneficially own the shares held directly by the Bios Equity Entities.

F4 · ownership.nature: For purposes of Section 16 of the Securities Exchange Act of 1934, as amended, each Reporting Person disclaims beneficial ownership of any such securities, except to the extent of his/its pecuniary interest therein, if any, and this report shall not be deemed an admission that such Reporting Person is the beneficial owner of such securities for purposes of Section 16 or otherwise.

F5 · ownership.nature: The securities are directly held by Bios Fund III NT.

Read SEC document
December 12, 2022 Filed Dec 13, 2022 07:01 UTC
Kreis Leslie W.Director · 10% owner
Bios Equity Partners II, LPDirector · 10% owner
BIOS Equity Partners III, LPDirector · 10% owner
Cavu Management, LPDirector · 10% owner
Cavu Advisors, LLCDirector · 10% owner
PurchaseCommon Stock 8,735 $2.48 $21,652.32
Disclosure

SEC source: 0001104659-22-126433 · tm2232534-2_4seq1.xml · nonDerivative · entry 3

Kreis Leslie W. · CIK 0001813316 · Director · 10% owner

Bios Equity Partners II, LP · CIK 0001813313 · Director · 10% owner

BIOS Equity Partners III, LP · CIK 0001831976 · Director · 10% owner

Cavu Management, LP · CIK 0001813270 · Director · 10% owner

Cavu Advisors, LLC · CIK 0001813310 · Director · 10% owner

Joint disclosure: these amounts are not allocated separately to each reporting owner.

10b5-1 filing: Not disclosed

Ownership: Indirect · See footnote

Disclosed balance after: 570,724

F12 · price: The price reported in Column 4 is a weighted average price. These shares were purchased in multiple transactions at prices ranging from $2.37 to $2.58 inclusive. The reporting persons undertake to provide to IN8BIO, Inc., any security holder of IN8BIO, Inc., or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares purchased at each separate price within the ranges set forth in this footnote (12) to this Form 4.

F1 · ownership.nature: Bios Equity Partners II, LP ("Bios Equity II") is the general partner of the following entities: Bios Fund II, LP ("Bios Fund II"), Bios Fund II QP, LP ("Bios Fund II QP"), Bios Fund II NT, LP ("Bios Fund II NT") and BIOS Incysus Co-Invest I, LP ("BIOS Incysus"). Bios Equity Partners III, LP ("Bios Equity III") is the general partner of the following entities: Bios Fund III, LP ("Bios Fund III"), Bios Fund III QP, LP ("Bios Fund III QP") and Bios Fund III NT, LP ("Bios Fund III NT"). Bios Capital Management, LP ("Bios Management") and Cavu Management, LP ("Cavu Management") are the general partners of Bios Equity II and Bios Equity III. Bios Advisors GP, LLC ("Bios Advisors") is the general partner of Bios Management. Cavu Advisors LLC ("Cavu Advisors") is the general partner of Cavu Management. Bios Management and Bios Advisors are entities managed and controlled by Aaron G.L. Fletcher. Cavu Management and Cavu Advisors are entities managed and controlled by Leslie W. Kreis, Jr.

F2 · ownership.nature: Mr. Fletcher, Bios Management and Bios Advisors each share voting and investment control with respect to the shares held by Bios Fund II, Bios Fund II QP, Bios Fund II NT, BIOS Incysus, Bios Fund III, Bios Fund III QP and Bios Fund III NT (collectively, the "Bios Equity Entities"). Because of the relationship between Mr. Fletcher, Bios Management, Bios Advisors and the Bios Equity Entities, Mr. Fletcher, Bios Management and Bios Advisors each may be deemed to beneficially own the shares held directly by the Bios Equity Entities.

F3 · ownership.nature: Mr. Kreis, Cavu Management and Cavu Advisors each share voting and investment control with respect to the shares held by the Bios Equity Entities. Because of the relationship between Mr. Kreis, Cavu Management, Cavu Advisors and the Bios Equity Entities, Mr. Kreis, Cavu Management and Cavu Advisors each may be deemed to beneficially own the shares held directly by the Bios Equity Entities.

F4 · ownership.nature: For purposes of Section 16 of the Securities Exchange Act of 1934, as amended, each Reporting Person disclaims beneficial ownership of any such securities, except to the extent of his/its pecuniary interest therein, if any, and this report shall not be deemed an admission that such Reporting Person is the beneficial owner of such securities for purposes of Section 16 or otherwise.

F7 · ownership.nature: The securities are directly held by Bios Fund III.

Read SEC document
December 12, 2022 Filed Dec 13, 2022 07:01 UTC
Kreis Leslie W.Director · 10% owner
Bios Equity Partners II, LPDirector · 10% owner
BIOS Equity Partners III, LPDirector · 10% owner
Cavu Management, LPDirector · 10% owner
Cavu Advisors, LLCDirector · 10% owner
PurchaseCommon Stock 57,052 $2.48 $141,420.50
Disclosure

SEC source: 0001104659-22-126433 · tm2232534-2_4seq1.xml · nonDerivative · entry 2

Kreis Leslie W. · CIK 0001813316 · Director · 10% owner

Bios Equity Partners II, LP · CIK 0001813313 · Director · 10% owner

BIOS Equity Partners III, LP · CIK 0001831976 · Director · 10% owner

Cavu Management, LP · CIK 0001813270 · Director · 10% owner

Cavu Advisors, LLC · CIK 0001813310 · Director · 10% owner

Joint disclosure: these amounts are not allocated separately to each reporting owner.

10b5-1 filing: Not disclosed

Ownership: Indirect · See footnote

Disclosed balance after: 3,727,597

F12 · price: The price reported in Column 4 is a weighted average price. These shares were purchased in multiple transactions at prices ranging from $2.37 to $2.58 inclusive. The reporting persons undertake to provide to IN8BIO, Inc., any security holder of IN8BIO, Inc., or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares purchased at each separate price within the ranges set forth in this footnote (12) to this Form 4.

F1 · ownership.nature: Bios Equity Partners II, LP ("Bios Equity II") is the general partner of the following entities: Bios Fund II, LP ("Bios Fund II"), Bios Fund II QP, LP ("Bios Fund II QP"), Bios Fund II NT, LP ("Bios Fund II NT") and BIOS Incysus Co-Invest I, LP ("BIOS Incysus"). Bios Equity Partners III, LP ("Bios Equity III") is the general partner of the following entities: Bios Fund III, LP ("Bios Fund III"), Bios Fund III QP, LP ("Bios Fund III QP") and Bios Fund III NT, LP ("Bios Fund III NT"). Bios Capital Management, LP ("Bios Management") and Cavu Management, LP ("Cavu Management") are the general partners of Bios Equity II and Bios Equity III. Bios Advisors GP, LLC ("Bios Advisors") is the general partner of Bios Management. Cavu Advisors LLC ("Cavu Advisors") is the general partner of Cavu Management. Bios Management and Bios Advisors are entities managed and controlled by Aaron G.L. Fletcher. Cavu Management and Cavu Advisors are entities managed and controlled by Leslie W. Kreis, Jr.

F2 · ownership.nature: Mr. Fletcher, Bios Management and Bios Advisors each share voting and investment control with respect to the shares held by Bios Fund II, Bios Fund II QP, Bios Fund II NT, BIOS Incysus, Bios Fund III, Bios Fund III QP and Bios Fund III NT (collectively, the "Bios Equity Entities"). Because of the relationship between Mr. Fletcher, Bios Management, Bios Advisors and the Bios Equity Entities, Mr. Fletcher, Bios Management and Bios Advisors each may be deemed to beneficially own the shares held directly by the Bios Equity Entities.

F3 · ownership.nature: Mr. Kreis, Cavu Management and Cavu Advisors each share voting and investment control with respect to the shares held by the Bios Equity Entities. Because of the relationship between Mr. Kreis, Cavu Management, Cavu Advisors and the Bios Equity Entities, Mr. Kreis, Cavu Management and Cavu Advisors each may be deemed to beneficially own the shares held directly by the Bios Equity Entities.

F4 · ownership.nature: For purposes of Section 16 of the Securities Exchange Act of 1934, as amended, each Reporting Person disclaims beneficial ownership of any such securities, except to the extent of his/its pecuniary interest therein, if any, and this report shall not be deemed an admission that such Reporting Person is the beneficial owner of such securities for purposes of Section 16 or otherwise.

F6 · ownership.nature: The securities are directly held by Bios Fund III QP.

Read SEC document
December 12, 2022 Filed Dec 13, 2022 07:01 UTC
Kreis Leslie W.Director · 10% owner
Bios Equity Partners II, LPDirector · 10% owner
BIOS Equity Partners III, LPDirector · 10% owner
Cavu Management, LPDirector · 10% owner
Cavu Advisors, LLCDirector · 10% owner
PurchaseCommon Stock 9,214 $2.48 $22,839.66
Disclosure

SEC source: 0001104659-22-126433 · tm2232534-2_4seq1.xml · nonDerivative · entry 1

Kreis Leslie W. · CIK 0001813316 · Director · 10% owner

Bios Equity Partners II, LP · CIK 0001813313 · Director · 10% owner

BIOS Equity Partners III, LP · CIK 0001831976 · Director · 10% owner

Cavu Management, LP · CIK 0001813270 · Director · 10% owner

Cavu Advisors, LLC · CIK 0001813310 · Director · 10% owner

Joint disclosure: these amounts are not allocated separately to each reporting owner.

10b5-1 filing: Not disclosed

Ownership: Indirect · See footnote

Disclosed balance after: 601,980

F12 · price: The price reported in Column 4 is a weighted average price. These shares were purchased in multiple transactions at prices ranging from $2.37 to $2.58 inclusive. The reporting persons undertake to provide to IN8BIO, Inc., any security holder of IN8BIO, Inc., or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares purchased at each separate price within the ranges set forth in this footnote (12) to this Form 4.

F1 · ownership.nature: Bios Equity Partners II, LP ("Bios Equity II") is the general partner of the following entities: Bios Fund II, LP ("Bios Fund II"), Bios Fund II QP, LP ("Bios Fund II QP"), Bios Fund II NT, LP ("Bios Fund II NT") and BIOS Incysus Co-Invest I, LP ("BIOS Incysus"). Bios Equity Partners III, LP ("Bios Equity III") is the general partner of the following entities: Bios Fund III, LP ("Bios Fund III"), Bios Fund III QP, LP ("Bios Fund III QP") and Bios Fund III NT, LP ("Bios Fund III NT"). Bios Capital Management, LP ("Bios Management") and Cavu Management, LP ("Cavu Management") are the general partners of Bios Equity II and Bios Equity III. Bios Advisors GP, LLC ("Bios Advisors") is the general partner of Bios Management. Cavu Advisors LLC ("Cavu Advisors") is the general partner of Cavu Management. Bios Management and Bios Advisors are entities managed and controlled by Aaron G.L. Fletcher. Cavu Management and Cavu Advisors are entities managed and controlled by Leslie W. Kreis, Jr.

F2 · ownership.nature: Mr. Fletcher, Bios Management and Bios Advisors each share voting and investment control with respect to the shares held by Bios Fund II, Bios Fund II QP, Bios Fund II NT, BIOS Incysus, Bios Fund III, Bios Fund III QP and Bios Fund III NT (collectively, the "Bios Equity Entities"). Because of the relationship between Mr. Fletcher, Bios Management, Bios Advisors and the Bios Equity Entities, Mr. Fletcher, Bios Management and Bios Advisors each may be deemed to beneficially own the shares held directly by the Bios Equity Entities.

F3 · ownership.nature: Mr. Kreis, Cavu Management and Cavu Advisors each share voting and investment control with respect to the shares held by the Bios Equity Entities. Because of the relationship between Mr. Kreis, Cavu Management, Cavu Advisors and the Bios Equity Entities, Mr. Kreis, Cavu Management and Cavu Advisors each may be deemed to beneficially own the shares held directly by the Bios Equity Entities.

F4 · ownership.nature: For purposes of Section 16 of the Securities Exchange Act of 1934, as amended, each Reporting Person disclaims beneficial ownership of any such securities, except to the extent of his/its pecuniary interest therein, if any, and this report shall not be deemed an admission that such Reporting Person is the beneficial owner of such securities for purposes of Section 16 or otherwise.

F5 · ownership.nature: The securities are directly held by Bios Fund III NT.

Read SEC document
October 21, 2022 Filed Oct 25, 2022 20:36 UTC
McCall PatrickChief Financial Officer
GrantEmployee Stock Option (right to buy) · Derivative 59,796 $0.00 Strike: $1.48 $0.00
Disclosure

SEC source: 0001209191-22-054513 · doc4.xml · derivative · entry 1

McCall Patrick · CIK 0001874384 · Chief Financial Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 59,796

Underlying: Common Stock · 59,796 shares

Expires 2032-10-21

F1 · derivative.exercise_date: The option will vest in three equal annual installments commencing on October 21, 2024, subject to the Reporting Person continuing to provide service through each such date.

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October 21, 2022 Filed Oct 25, 2022 20:35 UTC
Rochlin KateChief Operating Officer
GrantEmployee Stock Option (right to buy) · Derivative 60,555 $0.00 Strike: $1.48 $0.00
Disclosure

SEC source: 0001209191-22-054512 · doc4.xml · derivative · entry 1

Rochlin Kate · CIK 0001898521 · Chief Operating Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 60,555

Underlying: Common Stock · 60,555 shares

Expires 2032-10-21

F1 · derivative.exercise_date: The option will vest in three equal annual installments commencing on October 21, 2024, subject to the Reporting Person continuing to provide service through each such date.

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October 21, 2022 Filed Oct 25, 2022 16:32 UTC
Goswami TrishnaChief Medical Officer
GrantEmployee Stock Option (right to buy) · Derivative 68,427 $0.00 Strike: $1.48 $0.00
Disclosure

SEC source: 0001209191-22-054506 · doc4.xml · derivative · entry 1

Goswami Trishna · CIK 0001894243 · Chief Medical Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 68,427

Underlying: Common Stock · 68,427 shares

Expires 2032-10-21

F1 · derivative.exercise_date: The option will vest in three equal annual installments commencing on October 21, 2024, subject to the Reporting Person continuing to provide service through each such date.

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October 21, 2022 Filed Oct 25, 2022 20:34 UTC
Lamb LawrenceEVP and CSO
GrantEmployee Stock Option (right to buy) · Derivative 62,826 $0.00 Strike: $1.48 $0.00
Disclosure

SEC source: 0001209191-22-054509 · doc4.xml · derivative · entry 1

Lamb Lawrence · CIK 0001830059 · EVP and CSO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 62,826

Underlying: Common Stock · 62,826 shares

Expires 2032-10-21

F1 · derivative.exercise_date: The option will vest in three equal annual installments commencing on October 21, 2024, subject to the Reporting Person continuing to provide service through each such date.

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Value uses the disclosed total when available, otherwise shares × reported transaction price. It is not an estimate of exercise cash cost or investment performance.