Tapewire

Nasdaq · USD

INAB

IN8BIO, INC.

Export transactions ↓
Tapewire entity
7941
SEC CIK
0001740279
Parsed reports
185

Last 12 months

Inside the activity.

0 purchase rows · 0 sale rows

Disclosed non-derivative P/S rows, by transaction month. Includes amendments and private transactions.
Monthly counts
MonthPurchasesSales
Nov 202500
Dec 202500
Jan 202600
Feb 202600
Mar 202600
Apr 202600
May 202600
Jun 202600
Jul 202600
Aug 202600
Sep 202600
Oct 202600

Latest available

Insider transactions

JSON API
Reset

Purchases/sales include open-market and private transactions. Plan disclosure applies to the filing; individual rows may differ. “Not disclosed” is not “unplanned.”

The cutoff filters transaction history only. Company summaries and owner relationships show the latest available disclosures. Parser corrections can improve historical records.

Transaction dateOwner / reported roleActivity / securityShares / unitsReported priceReported valueDetails
April 27, 2025 Filed May 8, 2025 00:45 UTC
Rochlin KateChief Operating Officer
GrantSeries B Warrants (right to buy) · Derivative 12,295 Not disclosed Strike: $0.45 Not disclosed
Disclosure

SEC source: 0001415889-25-012289 · form4-05072025_080507.xml · derivative · entry 6

Rochlin Kate · CIK 0001898521 · Chief Operating Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 12,295

Underlying: Common Stock · 12,295 shares

Expires 2028-12-13

F4 · kind: The reported transaction involved an amendment of an outstanding warrant, resulting in the deemed cancellation of the "old" warrant and the grant of a "replacement" warrant. The warrant was originally granted on December 13, 2023 with an exercise price of $1.50 per share. The exercise price was reduced to $0.45 per share.

F4 · price: The reported transaction involved an amendment of an outstanding warrant, resulting in the deemed cancellation of the "old" warrant and the grant of a "replacement" warrant. The warrant was originally granted on December 13, 2023 with an exercise price of $1.50 per share. The exercise price was reduced to $0.45 per share.

F2 · derivative.exercise_date: Fully vested and exercisable.

Read SEC document
April 27, 2025 Filed May 8, 2025 00:45 UTC
Rochlin KateChief Operating Officer
Disposition to issuerSeries B Warrants (right to buy) · Derivative 12,295 Not disclosed Strike: $1.50 Not disclosed
Disclosure

SEC source: 0001415889-25-012289 · form4-05072025_080507.xml · derivative · entry 5

Rochlin Kate · CIK 0001898521 · Chief Operating Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 12,295 shares

Expires 2028-12-13

F4 · kind: The reported transaction involved an amendment of an outstanding warrant, resulting in the deemed cancellation of the "old" warrant and the grant of a "replacement" warrant. The warrant was originally granted on December 13, 2023 with an exercise price of $1.50 per share. The exercise price was reduced to $0.45 per share.

F3 · price: The reported securities are included within 12,295 units purchased by the Reporting Person on December 13, 2023 for $1.22 per unit. Each unit consists of one share of common stock, one Series A warrant and one Series B warrant, each warrant represents the right to purchase 12,295 shares of common stock.

F4 · price: The reported transaction involved an amendment of an outstanding warrant, resulting in the deemed cancellation of the "old" warrant and the grant of a "replacement" warrant. The warrant was originally granted on December 13, 2023 with an exercise price of $1.50 per share. The exercise price was reduced to $0.45 per share.

F2 · derivative.exercise_date: Fully vested and exercisable.

Read SEC document
April 27, 2025 Filed May 8, 2025 00:45 UTC
Rochlin KateChief Operating Officer
GrantSeries A Warrants (right to buy) · Derivative 12,295 Not disclosed Strike: $0.18 Not disclosed
Disclosure

SEC source: 0001415889-25-012289 · form4-05072025_080507.xml · derivative · entry 3

Rochlin Kate · CIK 0001898521 · Chief Operating Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 12,295

Underlying: Common Stock · 12,295 shares

Expires 2025-05-02

F1 · kind: The reported transaction involved an amendment of an outstanding warrant, resulting in the deemed cancellation of the "old" warrant and the grant of a "replacement" warrant. The warrant was originally granted on December 13, 2023 and later amended on October 4, 2024 with an exercise price of $0.45 per share and expiration date of October 4, 2025. On April 27, 2025, the warrant's exercise price was reduced to $0.1844 per share and the warrant expiration date was amended to May 2, 2025.

F1 · price: The reported transaction involved an amendment of an outstanding warrant, resulting in the deemed cancellation of the "old" warrant and the grant of a "replacement" warrant. The warrant was originally granted on December 13, 2023 and later amended on October 4, 2024 with an exercise price of $0.45 per share and expiration date of October 4, 2025. On April 27, 2025, the warrant's exercise price was reduced to $0.1844 per share and the warrant expiration date was amended to May 2, 2025.

F2 · derivative.exercise_date: Fully vested and exercisable.

Read SEC document
April 27, 2025 Filed May 8, 2025 00:45 UTC
Rochlin KateChief Operating Officer
Disposition to issuerSeries A Warrants (right to buy) · Derivative 12,295 Not disclosed Strike: $0.45 Not disclosed
Disclosure

SEC source: 0001415889-25-012289 · form4-05072025_080507.xml · derivative · entry 2

Rochlin Kate · CIK 0001898521 · Chief Operating Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 12,295 shares

Expires 2025-10-04

F1 · kind: The reported transaction involved an amendment of an outstanding warrant, resulting in the deemed cancellation of the "old" warrant and the grant of a "replacement" warrant. The warrant was originally granted on December 13, 2023 and later amended on October 4, 2024 with an exercise price of $0.45 per share and expiration date of October 4, 2025. On April 27, 2025, the warrant's exercise price was reduced to $0.1844 per share and the warrant expiration date was amended to May 2, 2025.

F1 · price: The reported transaction involved an amendment of an outstanding warrant, resulting in the deemed cancellation of the "old" warrant and the grant of a "replacement" warrant. The warrant was originally granted on December 13, 2023 and later amended on October 4, 2024 with an exercise price of $0.45 per share and expiration date of October 4, 2025. On April 27, 2025, the warrant's exercise price was reduced to $0.1844 per share and the warrant expiration date was amended to May 2, 2025.

F3 · price: The reported securities are included within 12,295 units purchased by the Reporting Person on December 13, 2023 for $1.22 per unit. Each unit consists of one share of common stock, one Series A warrant and one Series B warrant, each warrant represents the right to purchase 12,295 shares of common stock.

F2 · derivative.exercise_date: Fully vested and exercisable.

Read SEC document
April 27, 2025 Filed May 7, 2025 20:45 UTC GrantSeries B Warrants (right to buy) · Derivative 91,459 Not disclosed Strike: $0.45 Not disclosed
Disclosure

SEC source: 0001415889-25-012287 · form4-05072025_080503.xml · derivative · entry 9

Roemer Alan S. · CIK 0001643070 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 91,459

Underlying: Common Stock · 91,459 shares

Expires 2028-12-13

F5 · kind: The reported transaction involved an amendment of an outstanding warrant, resulting in the deemed cancellation of the "old" warrant and the grant of a "replacement" warrant. The warrant was originally granted on December 13, 2023 with an exercise price of $1.50 per share. The exercise price was reduced to $0.45 per share.

F4 · price: The reported transaction involved an amendment of an outstanding warrant, resulting in the deemed cancellation of the "old" warrant and the grant of a "replacement" warrant. The warrant was originally granted on December 13, 2023 with an exercise price of $1.50 per share and expiration date of December 13, 2028. In regards to 11,000 warrant shares, the exercise price was reduced to $0.1844 per share and the warrant expiration date was amended to May 2, 2025. In regards to the remaining 91,459 warrant shares, the exercise price was reduced to $0.45 per share with no change to the expiration date.

F2 · derivative.exercise_date: Fully vested and exercisable.

Read SEC document
April 27, 2025 Filed May 7, 2025 20:45 UTC GrantSeries B Warrants (right to buy) · Derivative 11,000 Not disclosed Strike: $0.18 Not disclosed
Disclosure

SEC source: 0001415889-25-012287 · form4-05072025_080503.xml · derivative · entry 7

Roemer Alan S. · CIK 0001643070 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 11,000

Underlying: Common Stock · 11,000 shares

Expires 2025-05-02

F4 · kind: The reported transaction involved an amendment of an outstanding warrant, resulting in the deemed cancellation of the "old" warrant and the grant of a "replacement" warrant. The warrant was originally granted on December 13, 2023 with an exercise price of $1.50 per share and expiration date of December 13, 2028. In regards to 11,000 warrant shares, the exercise price was reduced to $0.1844 per share and the warrant expiration date was amended to May 2, 2025. In regards to the remaining 91,459 warrant shares, the exercise price was reduced to $0.45 per share with no change to the expiration date.

F4 · price: The reported transaction involved an amendment of an outstanding warrant, resulting in the deemed cancellation of the "old" warrant and the grant of a "replacement" warrant. The warrant was originally granted on December 13, 2023 with an exercise price of $1.50 per share and expiration date of December 13, 2028. In regards to 11,000 warrant shares, the exercise price was reduced to $0.1844 per share and the warrant expiration date was amended to May 2, 2025. In regards to the remaining 91,459 warrant shares, the exercise price was reduced to $0.45 per share with no change to the expiration date.

F2 · derivative.exercise_date: Fully vested and exercisable.

Read SEC document
April 27, 2025 Filed May 7, 2025 20:45 UTC Disposition to issuerSeries B Warrants (right to buy) · Derivative 102,459 Not disclosed Strike: $1.50 Not disclosed
Disclosure

SEC source: 0001415889-25-012287 · form4-05072025_080503.xml · derivative · entry 6

Roemer Alan S. · CIK 0001643070 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 102,459 shares

Expires 2028-12-13

F4 · kind: The reported transaction involved an amendment of an outstanding warrant, resulting in the deemed cancellation of the "old" warrant and the grant of a "replacement" warrant. The warrant was originally granted on December 13, 2023 with an exercise price of $1.50 per share and expiration date of December 13, 2028. In regards to 11,000 warrant shares, the exercise price was reduced to $0.1844 per share and the warrant expiration date was amended to May 2, 2025. In regards to the remaining 91,459 warrant shares, the exercise price was reduced to $0.45 per share with no change to the expiration date.

F3 · price: The reported securities are included within 102,459 units purchased by the Reporting Person on December 13, 2023 for $1.22 per unit. Each unit consists of one share of common stock, one Series A warrant and one Series B warrant, each warrant represents the right to purchase 102,459 shares of common stock.

F4 · price: The reported transaction involved an amendment of an outstanding warrant, resulting in the deemed cancellation of the "old" warrant and the grant of a "replacement" warrant. The warrant was originally granted on December 13, 2023 with an exercise price of $1.50 per share and expiration date of December 13, 2028. In regards to 11,000 warrant shares, the exercise price was reduced to $0.1844 per share and the warrant expiration date was amended to May 2, 2025. In regards to the remaining 91,459 warrant shares, the exercise price was reduced to $0.45 per share with no change to the expiration date.

F2 · derivative.exercise_date: Fully vested and exercisable.

Read SEC document
April 27, 2025 Filed May 7, 2025 20:45 UTC GrantSeries A Warrants (right to buy) · Derivative 102,459 Not disclosed Strike: $0.18 Not disclosed
Disclosure

SEC source: 0001415889-25-012287 · form4-05072025_080503.xml · derivative · entry 4

Roemer Alan S. · CIK 0001643070 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 102,459

Underlying: Common Stock · 102,459 shares

Expires 2025-05-02

F1 · kind: The reported transaction involved an amendment of an outstanding warrant, resulting in the deemed cancellation of the "old" warrant and the grant of a "replacement" warrant. The warrant was originally granted on December 13, 2023 and later amended on October 4, 2024 with an exercise price of $0.45 per share and expiration date of October 4, 2025. On April 27, 2025, the warrant's exercise price was reduced to $0.1844 per share and the warrant expiration date was amended to May 2, 2025.

F1 · price: The reported transaction involved an amendment of an outstanding warrant, resulting in the deemed cancellation of the "old" warrant and the grant of a "replacement" warrant. The warrant was originally granted on December 13, 2023 and later amended on October 4, 2024 with an exercise price of $0.45 per share and expiration date of October 4, 2025. On April 27, 2025, the warrant's exercise price was reduced to $0.1844 per share and the warrant expiration date was amended to May 2, 2025.

F2 · derivative.exercise_date: Fully vested and exercisable.

Read SEC document
April 27, 2025 Filed May 7, 2025 20:45 UTC Disposition to issuerSeries A Warrants (right to buy) · Derivative 102,459 Not disclosed Strike: $0.45 Not disclosed
Disclosure

SEC source: 0001415889-25-012287 · form4-05072025_080503.xml · derivative · entry 3

Roemer Alan S. · CIK 0001643070 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 102,459 shares

Expires 2025-10-04

F1 · kind: The reported transaction involved an amendment of an outstanding warrant, resulting in the deemed cancellation of the "old" warrant and the grant of a "replacement" warrant. The warrant was originally granted on December 13, 2023 and later amended on October 4, 2024 with an exercise price of $0.45 per share and expiration date of October 4, 2025. On April 27, 2025, the warrant's exercise price was reduced to $0.1844 per share and the warrant expiration date was amended to May 2, 2025.

F1 · price: The reported transaction involved an amendment of an outstanding warrant, resulting in the deemed cancellation of the "old" warrant and the grant of a "replacement" warrant. The warrant was originally granted on December 13, 2023 and later amended on October 4, 2024 with an exercise price of $0.45 per share and expiration date of October 4, 2025. On April 27, 2025, the warrant's exercise price was reduced to $0.1844 per share and the warrant expiration date was amended to May 2, 2025.

F3 · price: The reported securities are included within 102,459 units purchased by the Reporting Person on December 13, 2023 for $1.22 per unit. Each unit consists of one share of common stock, one Series A warrant and one Series B warrant, each warrant represents the right to purchase 102,459 shares of common stock.

F2 · derivative.exercise_date: Fully vested and exercisable.

Read SEC document
April 27, 2025 Filed May 8, 2025 00:45 UTC GrantSeries B Warrants (right to buy) · Derivative 81,967 Not disclosed Strike: $0.18 Not disclosed
Disclosure

SEC source: 0001415889-25-012286 · form4-05072025_080501.xml · derivative · entry 8

Brandt Peter C. · CIK 0001434099 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 81,967

Underlying: Common Stock · 81,967 shares

Expires 2025-05-02

F5 · kind: The reported transaction involved an amendment of an outstanding warrant, resulting in the deemed cancellation of the "old" warrant and the grant of a "replacement" warrant. The warrant was originally granted on December 13, 2023 with an exercise price of $1.50 and expiration date of December 13, 2028. The exercise price was reduced to $0.1844 per share and the warrant expiration date was amended to May 2, 2025.

F5 · price: The reported transaction involved an amendment of an outstanding warrant, resulting in the deemed cancellation of the "old" warrant and the grant of a "replacement" warrant. The warrant was originally granted on December 13, 2023 with an exercise price of $1.50 and expiration date of December 13, 2028. The exercise price was reduced to $0.1844 per share and the warrant expiration date was amended to May 2, 2025.

F3 · derivative.exercise_date: Fully vested and exercisable.

Read SEC document
April 27, 2025 Filed May 8, 2025 00:45 UTC Disposition to issuerSeries B Warrants (right to buy) · Derivative 81,967 Not disclosed Strike: $1.50 Not disclosed
Disclosure

SEC source: 0001415889-25-012286 · form4-05072025_080501.xml · derivative · entry 7

Brandt Peter C. · CIK 0001434099 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 81,967 shares

Expires 2028-12-13

F5 · kind: The reported transaction involved an amendment of an outstanding warrant, resulting in the deemed cancellation of the "old" warrant and the grant of a "replacement" warrant. The warrant was originally granted on December 13, 2023 with an exercise price of $1.50 and expiration date of December 13, 2028. The exercise price was reduced to $0.1844 per share and the warrant expiration date was amended to May 2, 2025.

F4 · price: The reported securities are included within 81,967 units purchased by the Reporting Person on December 13, 2023 for $1.22 per unit. Each unit consists of one share of common stock, one Series A warrant and one Series B warrant, each warrant represents the right to purchase 81,967 shares of common stock.

F5 · price: The reported transaction involved an amendment of an outstanding warrant, resulting in the deemed cancellation of the "old" warrant and the grant of a "replacement" warrant. The warrant was originally granted on December 13, 2023 with an exercise price of $1.50 and expiration date of December 13, 2028. The exercise price was reduced to $0.1844 per share and the warrant expiration date was amended to May 2, 2025.

F3 · derivative.exercise_date: Fully vested and exercisable.

Read SEC document
April 27, 2025 Filed May 8, 2025 00:45 UTC GrantSeries A Warrants (right to buy) · Derivative 81,967 Not disclosed Strike: $0.18 Not disclosed
Disclosure

SEC source: 0001415889-25-012286 · form4-05072025_080501.xml · derivative · entry 5

Brandt Peter C. · CIK 0001434099 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 81,967

Underlying: Common Stock · 81,967 shares

Expires 2025-05-02

F2 · kind: The reported transaction involved an amendment of an outstanding warrant, resulting in the deemed cancellation of the "old" warrant and the grant of a "replacement" warrant. The warrant was originally granted on December 13, 2023 and later amended on October 4, 2024 with an exercise price of $0.45 per share and expiration date of October 4, 2025. On April 27, 2025, the warrant's exercise price was reduced to $0.1844 per share and the warrant expiration date was amended to May 2, 2025.

F2 · price: The reported transaction involved an amendment of an outstanding warrant, resulting in the deemed cancellation of the "old" warrant and the grant of a "replacement" warrant. The warrant was originally granted on December 13, 2023 and later amended on October 4, 2024 with an exercise price of $0.45 per share and expiration date of October 4, 2025. On April 27, 2025, the warrant's exercise price was reduced to $0.1844 per share and the warrant expiration date was amended to May 2, 2025.

F3 · derivative.exercise_date: Fully vested and exercisable.

Read SEC document
April 27, 2025 Filed May 8, 2025 00:45 UTC Disposition to issuerSeries A Warrants (right to buy) · Derivative 81,967 Not disclosed Strike: $0.45 Not disclosed
Disclosure

SEC source: 0001415889-25-012286 · form4-05072025_080501.xml · derivative · entry 4

Brandt Peter C. · CIK 0001434099 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 81,967 shares

Expires 2025-10-04

F2 · kind: The reported transaction involved an amendment of an outstanding warrant, resulting in the deemed cancellation of the "old" warrant and the grant of a "replacement" warrant. The warrant was originally granted on December 13, 2023 and later amended on October 4, 2024 with an exercise price of $0.45 per share and expiration date of October 4, 2025. On April 27, 2025, the warrant's exercise price was reduced to $0.1844 per share and the warrant expiration date was amended to May 2, 2025.

F2 · price: The reported transaction involved an amendment of an outstanding warrant, resulting in the deemed cancellation of the "old" warrant and the grant of a "replacement" warrant. The warrant was originally granted on December 13, 2023 and later amended on October 4, 2024 with an exercise price of $0.45 per share and expiration date of October 4, 2025. On April 27, 2025, the warrant's exercise price was reduced to $0.1844 per share and the warrant expiration date was amended to May 2, 2025.

F4 · price: The reported securities are included within 81,967 units purchased by the Reporting Person on December 13, 2023 for $1.22 per unit. Each unit consists of one share of common stock, one Series A warrant and one Series B warrant, each warrant represents the right to purchase 81,967 shares of common stock.

F3 · derivative.exercise_date: Fully vested and exercisable.

Read SEC document
April 27, 2025 Filed May 8, 2025 00:45 UTC
Lamb LawrenceEVP and CSO
GrantSeries B Warrants (right to buy) · Derivative 1,639 Not disclosed Strike: $0.45 Not disclosed
Disclosure

SEC source: 0001415889-25-012293 · form4-05072025_080516.xml · derivative · entry 2

Lamb Lawrence · CIK 0001830059 · EVP and CSO

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 1,639

Underlying: Common Stock · 1,639 shares

Expires 2028-12-13

F1 · kind: The reported transaction involved an amendment of an outstanding warrant, resulting in the deemed cancellation of the "old" warrant and the grant of a "replacement" warrant. The warrant was originally granted on December 13, 2023 with an exercise price of $1.50 per share. The exercise price was reduced to $0.45 per share.

F1 · price: The reported transaction involved an amendment of an outstanding warrant, resulting in the deemed cancellation of the "old" warrant and the grant of a "replacement" warrant. The warrant was originally granted on December 13, 2023 with an exercise price of $1.50 per share. The exercise price was reduced to $0.45 per share.

F2 · derivative.exercise_date: Fully vested and exercisable.

Read SEC document
April 27, 2025 Filed May 8, 2025 00:45 UTC
Lamb LawrenceEVP and CSO
Disposition to issuerSeries B Warrants (right to buy) · Derivative 1,639 Not disclosed Strike: $1.50 Not disclosed
Disclosure

SEC source: 0001415889-25-012293 · form4-05072025_080516.xml · derivative · entry 1

Lamb Lawrence · CIK 0001830059 · EVP and CSO

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 1,639 shares

Expires 2028-12-13

F1 · kind: The reported transaction involved an amendment of an outstanding warrant, resulting in the deemed cancellation of the "old" warrant and the grant of a "replacement" warrant. The warrant was originally granted on December 13, 2023 with an exercise price of $1.50 per share. The exercise price was reduced to $0.45 per share.

F1 · price: The reported transaction involved an amendment of an outstanding warrant, resulting in the deemed cancellation of the "old" warrant and the grant of a "replacement" warrant. The warrant was originally granted on December 13, 2023 with an exercise price of $1.50 per share. The exercise price was reduced to $0.45 per share.

F3 · price: The reported securities are included within 1,639 units purchased by the Reporting Person on December 13, 2023 for $1.22 per unit. Each unit consists of one share of common stock, one Series A warrant and one Series B warrant, each warrant represents the right to purchase 1,639 shares of common stock.

F2 · derivative.exercise_date: Fully vested and exercisable.

Read SEC document
April 27, 2025 Filed May 8, 2025 00:45 UTC GrantSeries B Warrants (right to buy) · Derivative 2,049 Not disclosed Strike: $0.45 Not disclosed
Disclosure

SEC source: 0001415889-25-012292 · form4-05072025_080513.xml · derivative · entry 2

Graff Jeremy R. · CIK 0001975028 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 2,049

Underlying: Common Stock · 2,049 shares

Expires 2028-12-13

F1 · kind: The reported transaction involved an amendment of an outstanding warrant, resulting in the deemed cancellation of the "old" warrant and the grant of a "replacement" warrant. The warrant was originally granted on December 13, 2023 with an exercise price of $1.50 per share. The exercise price was reduced to $0.45 per share.

F1 · price: The reported transaction involved an amendment of an outstanding warrant, resulting in the deemed cancellation of the "old" warrant and the grant of a "replacement" warrant. The warrant was originally granted on December 13, 2023 with an exercise price of $1.50 per share. The exercise price was reduced to $0.45 per share.

F2 · derivative.exercise_date: Fully vested and exercisable.

Read SEC document
April 27, 2025 Filed May 8, 2025 00:45 UTC Disposition to issuerSeries B Warrants (right to buy) · Derivative 2,049 Not disclosed Strike: $1.50 Not disclosed
Disclosure

SEC source: 0001415889-25-012292 · form4-05072025_080513.xml · derivative · entry 1

Graff Jeremy R. · CIK 0001975028 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 2,049 shares

Expires 2028-12-13

F1 · kind: The reported transaction involved an amendment of an outstanding warrant, resulting in the deemed cancellation of the "old" warrant and the grant of a "replacement" warrant. The warrant was originally granted on December 13, 2023 with an exercise price of $1.50 per share. The exercise price was reduced to $0.45 per share.

F1 · price: The reported transaction involved an amendment of an outstanding warrant, resulting in the deemed cancellation of the "old" warrant and the grant of a "replacement" warrant. The warrant was originally granted on December 13, 2023 with an exercise price of $1.50 per share. The exercise price was reduced to $0.45 per share.

F3 · price: The reported securities are included within 2,049 units purchased by the Reporting Person on December 13, 2023 for $1.22 per unit. Each unit consists of one share of common stock, one Series A warrant and one Series B warrant, each warrant represents the right to purchase 2,049 shares of common stock.

F2 · derivative.exercise_date: Fully vested and exercisable.

Read SEC document
April 27, 2025 Filed May 8, 2025 00:45 UTC GrantSeries B Warrants (right to buy) · Derivative 81,967 Not disclosed Strike: $0.45 Not disclosed
Disclosure

SEC source: 0001415889-25-012291 · form4-05072025_080511.xml · derivative · entry 2

Epperly Corinne · CIK 0001839156 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 81,967

Underlying: Common Stock · 81,967 shares

Expires 2028-12-13

F1 · kind: The reported transaction involved an amendment of an outstanding warrant, resulting in the deemed cancellation of the "old" warrant and the grant of a "replacement" warrant. The warrant was originally granted on December 13, 2023 with an exercise price of $1.50 per share. The exercise price was reduced to $0.45 per share.

F1 · price: The reported transaction involved an amendment of an outstanding warrant, resulting in the deemed cancellation of the "old" warrant and the grant of a "replacement" warrant. The warrant was originally granted on December 13, 2023 with an exercise price of $1.50 per share. The exercise price was reduced to $0.45 per share.

F2 · derivative.exercise_date: Fully vested and exercisable.

Read SEC document
April 27, 2025 Filed May 8, 2025 00:45 UTC Disposition to issuerSeries B Warrants (right to buy) · Derivative 81,967 Not disclosed Strike: $1.50 Not disclosed
Disclosure

SEC source: 0001415889-25-012291 · form4-05072025_080511.xml · derivative · entry 1

Epperly Corinne · CIK 0001839156 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 81,967 shares

Expires 2028-12-13

F1 · kind: The reported transaction involved an amendment of an outstanding warrant, resulting in the deemed cancellation of the "old" warrant and the grant of a "replacement" warrant. The warrant was originally granted on December 13, 2023 with an exercise price of $1.50 per share. The exercise price was reduced to $0.45 per share.

F1 · price: The reported transaction involved an amendment of an outstanding warrant, resulting in the deemed cancellation of the "old" warrant and the grant of a "replacement" warrant. The warrant was originally granted on December 13, 2023 with an exercise price of $1.50 per share. The exercise price was reduced to $0.45 per share.

F3 · price: The reported securities are included within 81,967 units purchased by the Reporting Person on December 13, 2023 for $1.22 per unit. Each unit consists of one share of common stock, one Series A warrant and one Series B warrant, each warrant represents the right to purchase 81,967 shares of common stock.

F2 · derivative.exercise_date: Fully vested and exercisable.

Read SEC document
April 27, 2025 Filed May 8, 2025 00:45 UTC
Ho William Tai-WeiDirector · PRESIDENT AND CEO · 10% owner
GrantSeries B Warrants (right to buy) · Derivative 81,967 Not disclosed Strike: $0.45 Not disclosed
Disclosure

SEC source: 0001415889-25-012290 · form4-05072025_080509.xml · derivative · entry 2

Ho William Tai-Wei · CIK 0001830914 · Director · PRESIDENT AND CEO · 10% owner

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 81,967

Underlying: Common Stock · 81,967 shares

Expires 2028-12-13

F1 · kind: The reported transaction involved an amendment of an outstanding warrant, resulting in the deemed cancellation of the "old" warrant and the grant of a "replacement" warrant. The warrant was originally granted on December 13, 2023 with an exercise price of $1.50 per share. The exercise price was reduced to $0.45 per share.

F1 · price: The reported transaction involved an amendment of an outstanding warrant, resulting in the deemed cancellation of the "old" warrant and the grant of a "replacement" warrant. The warrant was originally granted on December 13, 2023 with an exercise price of $1.50 per share. The exercise price was reduced to $0.45 per share.

F2 · derivative.exercise_date: Fully vested and exercisable.

Read SEC document
April 27, 2025 Filed May 8, 2025 00:45 UTC
Ho William Tai-WeiDirector · PRESIDENT AND CEO · 10% owner
Disposition to issuerSeries B Warrants (right to buy) · Derivative 81,967 Not disclosed Strike: $1.50 Not disclosed
Disclosure

SEC source: 0001415889-25-012290 · form4-05072025_080509.xml · derivative · entry 1

Ho William Tai-Wei · CIK 0001830914 · Director · PRESIDENT AND CEO · 10% owner

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 81,967 shares

Expires 2028-12-13

F1 · kind: The reported transaction involved an amendment of an outstanding warrant, resulting in the deemed cancellation of the "old" warrant and the grant of a "replacement" warrant. The warrant was originally granted on December 13, 2023 with an exercise price of $1.50 per share. The exercise price was reduced to $0.45 per share.

F1 · price: The reported transaction involved an amendment of an outstanding warrant, resulting in the deemed cancellation of the "old" warrant and the grant of a "replacement" warrant. The warrant was originally granted on December 13, 2023 with an exercise price of $1.50 per share. The exercise price was reduced to $0.45 per share.

F3 · price: The reported securities are included within 81,967 units purchased by the Reporting Person on December 13, 2023 for $1.22 per Unit. Each Unit consists of one share of common stock, one Series A warrant and one Series B warrant, each warrant represents the right to purchase 81,967 shares of common stock.

F2 · derivative.exercise_date: Fully vested and exercisable.

Read SEC document
February 05, 2025 Filed Feb 7, 2025 21:15 UTC
McCall PatrickCHIEF FINANCIAL OFFICER
GrantEmployee Stock Option (right to buy) · Derivative 343,000 $0.00 Strike: $0.29 $0.00
Disclosure

SEC source: 0001415889-25-003346 · form4-02072025_040211.xml · derivative · entry 1

McCall Patrick · CIK 0001874384 · CHIEF FINANCIAL OFFICER

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 343,000

Underlying: Common Stock · 343,000 shares

Expires 2035-02-05

F1 · derivative.exercise_date: Twenty-five percent (25%) of the shares subject to the option shall vest on February 5, 2026 and the remaining shares subject to the option shall vest in thirty-six (36) equal monthly installments thereafter, subject to the Reporting Person continuing to provide service through each such date.

Read SEC document
February 05, 2025 Filed Feb 7, 2025 21:15 UTC
Rochlin KateChief Operating Officer
GrantEmployee Stock Option (right to buy) · Derivative 338,950 $0.00 Strike: $0.29 $0.00
Disclosure

SEC source: 0001415889-25-003344 · form4-02072025_040206.xml · derivative · entry 1

Rochlin Kate · CIK 0001898521 · Chief Operating Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 338,950

Underlying: Common Stock · 338,950 shares

Expires 2035-02-05

F1 · derivative.exercise_date: Twenty-five percent (25%) of the shares subject to the option shall vest on February 5, 2026 and the remaining shares subject to the option shall vest in thirty-six (36) equal monthly installments thereafter, subject to the Reporting Person continuing to provide service through each such date.

Read SEC document
February 05, 2025 Filed Feb 7, 2025 21:15 UTC
Ho William Tai-WeiDirector · PRESIDENT AND CEO · 10% owner
GrantEmployee Stock Option (right to buy) · Derivative 912,450 $0.00 Strike: $0.29 $0.00
Disclosure

SEC source: 0001415889-25-003343 · form4-02072025_040203.xml · derivative · entry 1

Ho William Tai-Wei · CIK 0001830914 · Director · PRESIDENT AND CEO · 10% owner

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 912,450

Underlying: Common Stock · 912,450 shares

Expires 2035-02-05

F1 · derivative.exercise_date: Twenty-five percent (25%) of the shares subject to the option shall vest on February 5, 2026 and the remaining shares subject to the option shall vest in thirty-six (36) equal monthly installments thereafter, subject to the Reporting Person continuing to provide service through each such date.

Read SEC document
February 05, 2025 Filed Feb 7, 2025 21:15 UTC
Lamb LawrenceEVP and CSO
GrantEmployee Stock Option (right to buy) · Derivative 306,750 $0.00 Strike: $0.29 $0.00
Disclosure

SEC source: 0001415889-25-003345 · form4-02072025_040208.xml · derivative · entry 1

Lamb Lawrence · CIK 0001830059 · EVP and CSO

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 306,750

Underlying: Common Stock · 306,750 shares

Expires 2035-02-05

F1 · derivative.exercise_date: Twenty-five percent (25%) of the shares subject to the option shall vest on February 5, 2026 and the remaining shares subject to the option shall vest in thirty-six (36) equal monthly installments thereafter, subject to the Reporting Person continuing to provide service through each such date.

Read SEC document
December 19, 2024 Filed Dec 23, 2024 21:15 UTC
McCall PatrickCHIEF FINANCIAL OFFICER
GrantEmployee Stock Option (right to buy) · Derivative 290,085 $0.00 Strike: $0.24 $0.00
Disclosure

SEC source: 0001415889-24-030059 · form4-12232024_041209.xml · derivative · entry 1

McCall Patrick · CIK 0001874384 · CHIEF FINANCIAL OFFICER

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 290,085

Underlying: Common Stock · 290,085 shares

Expires 2034-12-19

F1 · derivative.exercise_date: The shares subject to the option shall vest on December 19, 2025, subject to the Reporting Person continuing to provide service on such date.

Read SEC document
December 19, 2024 Filed Dec 23, 2024 21:15 UTC
Rochlin KateChief Operating Officer
GrantEmployee Stock Option (right to buy) · Derivative 302,839 $0.00 Strike: $0.24 $0.00
Disclosure

SEC source: 0001415889-24-030057 · form4-12232024_041205.xml · derivative · entry 1

Rochlin Kate · CIK 0001898521 · Chief Operating Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 302,839

Underlying: Common Stock · 302,839 shares

Expires 2034-12-19

F1 · derivative.exercise_date: The shares subject to the option shall vest on December 19, 2025, subject to the Reporting Person continuing to provide service on such date.

Read SEC document
December 19, 2024 Filed Dec 23, 2024 21:15 UTC GrantStock Option (right to buy) · Derivative 39,449 $0.00 Strike: $0.24 $0.00
Disclosure

SEC source: 0001415889-24-030064 · form4-12232024_041218.xml · derivative · entry 1

Greenwood Luba · CIK 0001853815 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 39,449

Underlying: Common Stock · 39,449 shares

Expires 2034-12-19

F1 · derivative.exercise_date: The shares subject to the option shall vest on December 19, 2025, subject to the Reporting Person continuing to provide service on such date.

Read SEC document
December 19, 2024 Filed Dec 23, 2024 16:15 UTC GrantStock Option (right to buy) · Derivative 93,242 $0.00 Strike: $0.24 $0.00
Disclosure

SEC source: 0001415889-24-030060 · form4-12232024_041211.xml · derivative · entry 1

Roemer Alan S. · CIK 0001643070 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 93,242

Underlying: Common Stock · 93,242 shares

Expires 2034-12-19

F1 · derivative.exercise_date: The shares subject to the option shall vest on December 19, 2025, subject to the Reporting Person continuing to provide service on such date.

Read SEC document
December 19, 2024 Filed Dec 23, 2024 21:15 UTC GrantStock Option (right to buy) · Derivative 49,490 $0.00 Strike: $0.24 $0.00
Disclosure

SEC source: 0001415889-24-030061 · form4-12232024_041213.xml · derivative · entry 1

Brandt Peter C. · CIK 0001434099 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 49,490

Underlying: Common Stock · 49,490 shares

Expires 2034-12-19

F1 · derivative.exercise_date: The shares subject to the option shall vest on December 19, 2025, subject to the Reporting Person continuing to provide service on such date.

Read SEC document
December 19, 2024 Filed Dec 23, 2024 21:15 UTC GrantStock Option (right to buy) · Derivative 31,559 $0.00 Strike: $0.24 $0.00
Disclosure

SEC source: 0001415889-24-030063 · form4-12232024_041216.xml · derivative · entry 1

FAIRBAIRN EMILY · CIK 0001682638 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 31,559

Underlying: Common Stock · 31,559 shares

Expires 2034-12-19

F1 · derivative.exercise_date: The shares subject to the option shall vest on December 19, 2025, subject to the Reporting Person continuing to provide service on such date.

Read SEC document
December 19, 2024 Filed Dec 23, 2024 21:15 UTC GrantStock Option (right to buy) · Derivative 47,697 $0.00 Strike: $0.24 $0.00
Disclosure

SEC source: 0001415889-24-030065 · form4-12232024_041220.xml · derivative · entry 1

Graff Jeremy R. · CIK 0001975028 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 47,697

Underlying: Common Stock · 47,697 shares

Expires 2034-12-19

F1 · derivative.exercise_date: The shares subject to the option shall vest on December 19, 2025, subject to the Reporting Person continuing to provide service on such date.

Read SEC document
December 19, 2024 Filed Dec 23, 2024 21:15 UTC GrantStock Option (right to buy) · Derivative 37,655 $0.00 Strike: $0.24 $0.00
Disclosure

SEC source: 0001415889-24-030066 · form4-12232024_041222.xml · derivative · entry 1

Epperly Corinne · CIK 0001839156 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 37,655

Underlying: Common Stock · 37,655 shares

Expires 2034-12-19

F1 · derivative.exercise_date: The shares subject to the option shall vest on December 19, 2025, subject to the Reporting Person continuing to provide service on such date.

Read SEC document
December 19, 2024 Filed Dec 23, 2024 21:15 UTC GrantStock Option (right to buy) · Derivative 42,676 $0.00 Strike: $0.24 $0.00
Disclosure

SEC source: 0001415889-24-030062 · form4-12232024_041215.xml · derivative · entry 1

Whitfill Travis · CIK 0001830178 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 42,676

Underlying: Common Stock · 42,676 shares

Expires 2034-12-19

F1 · derivative.exercise_date: The shares subject to the option shall vest on December 19, 2025, subject to the Reporting Person continuing to provide service on such date.

Read SEC document
December 19, 2024 Filed Dec 23, 2024 21:15 UTC
Lamb LawrenceEVP and CSO
GrantEmployee Stock Option (right to buy) · Derivative 286,899 $0.00 Strike: $0.24 $0.00
Disclosure

SEC source: 0001415889-24-030058 · form4-12232024_041207.xml · derivative · entry 1

Lamb Lawrence · CIK 0001830059 · EVP and CSO

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 286,899

Underlying: Common Stock · 286,899 shares

Expires 2034-12-19

F1 · derivative.exercise_date: The shares subject to the option shall vest on December 19, 2025, subject to the Reporting Person continuing to provide service on such date.

Read SEC document
December 19, 2024 Filed Dec 23, 2024 21:15 UTC
Ho William Tai-WeiDirector · PRESIDENT AND CEO · 10% owner
GrantEmployee Stock Option (right to buy) · Derivative 1,188,282 $0.00 Strike: $0.24 $0.00
Disclosure

SEC source: 0001415889-24-030056 · form4-12232024_041204.xml · derivative · entry 1

Ho William Tai-Wei · CIK 0001830914 · Director · PRESIDENT AND CEO · 10% owner

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 1,188,282

Underlying: Common Stock · 1,188,282 shares

Expires 2034-12-19

F1 · derivative.exercise_date: The shares subject to the option shall vest on December 19, 2025, subject to the Reporting Person continuing to provide service on such date.

Read SEC document
October 04, 2024 Filed Oct 8, 2024 20:15 UTC
McCall PatrickCHIEF FINANCIAL OFFICER
GrantSeries C Warrants (right to buy) · Derivative 25,316 Not disclosed Strike: $0.27 Not disclosed
Disclosure

SEC source: 0001415889-24-024869 · form4-10082024_041008.xml · derivative · entry 4

McCall Patrick · CIK 0001874384 · CHIEF FINANCIAL OFFICER

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 25,316

Underlying: Common Stock · 25,316 shares

Expires 2027-10-04

F1 · price: The reported securities are included within 25,316 Issuer Units purchased by the Reporting Person for $0.395 per Unit. Each Unit consists of one share of common stock and one Series C warrant representing the right to purchase 25,316 shares of common stock.

F3 · derivative.exercise_date: Fully vested and exercisable.

Read SEC document
October 04, 2024 Filed Oct 8, 2024 20:15 UTC
McCall PatrickCHIEF FINANCIAL OFFICER
GrantSeries A Warrants (right to buy) · Derivative 20,492 Not disclosed Strike: $0.45 Not disclosed
Disclosure

SEC source: 0001415889-24-024869 · form4-10082024_041008.xml · derivative · entry 3

McCall Patrick · CIK 0001874384 · CHIEF FINANCIAL OFFICER

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 20,492

Underlying: Common Stock · 20,492 shares

Expires 2025-10-04

F2 · kind: The reported transaction involved an amendment of an outstanding warrant, resulting in the deemed cancellation of the "old" warrant and the grant of a "replacement" warrant. The warrant was originally granted on December 13, 2023 with an exercise price of $1.25 and expiration date of June 13, 2025. The exercise price was reduced to $0.45 and the warrant expiration date was extended to October 4, 2025.

F2 · price: The reported transaction involved an amendment of an outstanding warrant, resulting in the deemed cancellation of the "old" warrant and the grant of a "replacement" warrant. The warrant was originally granted on December 13, 2023 with an exercise price of $1.25 and expiration date of June 13, 2025. The exercise price was reduced to $0.45 and the warrant expiration date was extended to October 4, 2025.

F4 · price: The reported securities are included within 20,492 Issuer Units purchased by the Reporting Person for $1.22 per Unit. Each Unit consists of one share of common stock, one Series A warrant and one Series B warrant, each warrant represents the right to purchase 20,492 shares of common stock.

F3 · derivative.exercise_date: Fully vested and exercisable.

Read SEC document
October 04, 2024 Filed Oct 8, 2024 20:15 UTC
McCall PatrickCHIEF FINANCIAL OFFICER
Disposition to issuerSeries A Warrants (right to buy) · Derivative 20,492 Not disclosed Strike: $1.25 Not disclosed
Disclosure

SEC source: 0001415889-24-024869 · form4-10082024_041008.xml · derivative · entry 2

McCall Patrick · CIK 0001874384 · CHIEF FINANCIAL OFFICER

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 20,492 shares

Expires 2025-06-13

F2 · kind: The reported transaction involved an amendment of an outstanding warrant, resulting in the deemed cancellation of the "old" warrant and the grant of a "replacement" warrant. The warrant was originally granted on December 13, 2023 with an exercise price of $1.25 and expiration date of June 13, 2025. The exercise price was reduced to $0.45 and the warrant expiration date was extended to October 4, 2025.

F2 · price: The reported transaction involved an amendment of an outstanding warrant, resulting in the deemed cancellation of the "old" warrant and the grant of a "replacement" warrant. The warrant was originally granted on December 13, 2023 with an exercise price of $1.25 and expiration date of June 13, 2025. The exercise price was reduced to $0.45 and the warrant expiration date was extended to October 4, 2025.

F4 · price: The reported securities are included within 20,492 Issuer Units purchased by the Reporting Person for $1.22 per Unit. Each Unit consists of one share of common stock, one Series A warrant and one Series B warrant, each warrant represents the right to purchase 20,492 shares of common stock.

F3 · derivative.exercise_date: Fully vested and exercisable.

Read SEC document
October 04, 2024 Filed Oct 8, 2024 20:15 UTC
McCall PatrickCHIEF FINANCIAL OFFICER
GrantCommon Stock 25,316 Not disclosed Not disclosed
Disclosure

SEC source: 0001415889-24-024869 · form4-10082024_041008.xml · nonDerivative · entry 1

McCall Patrick · CIK 0001874384 · CHIEF FINANCIAL OFFICER

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 52,071

F1 · price: The reported securities are included within 25,316 Issuer Units purchased by the Reporting Person for $0.395 per Unit. Each Unit consists of one share of common stock and one Series C warrant representing the right to purchase 25,316 shares of common stock.

Read SEC document
October 04, 2024 Filed Oct 8, 2024 20:15 UTC
Rochlin KateChief Operating Officer
GrantSeries C Warrants (right to buy) · Derivative 25,316 Not disclosed Strike: $0.27 Not disclosed
Disclosure

SEC source: 0001415889-24-024871 · form4-10082024_041010.xml · derivative · entry 4

Rochlin Kate · CIK 0001898521 · Chief Operating Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 25,316

Underlying: Common Stock · 25,316 shares

Expires 2027-10-04

F1 · price: The reported securities are included within 25,316 Issuer Units purchased by the Reporting Person for $0.395 per Unit. Each Unit consists of one share of common stock and one Series C warrant representing the right to purchase 25,316 shares of common stock.

F3 · derivative.exercise_date: Fully vested and exercisable.

Read SEC document
October 04, 2024 Filed Oct 8, 2024 20:15 UTC
Rochlin KateChief Operating Officer
GrantSeries A Warrants (right to buy) · Derivative 12,295 Not disclosed Strike: $0.45 Not disclosed
Disclosure

SEC source: 0001415889-24-024871 · form4-10082024_041010.xml · derivative · entry 3

Rochlin Kate · CIK 0001898521 · Chief Operating Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 12,295

Underlying: Common Stock · 12,295 shares

Expires 2025-10-04

F2 · kind: The reported transaction involved an amendment of an outstanding warrant, resulting in the deemed cancellation of the "old" warrant and the grant of a "replacement" warrant. The warrant was originally granted on December 13, 2023 with an exercise price of $1.25 and expiration date of June 13, 2025. The exercise price was reduced to $0.45 and the warrant expiration date was extended to October 4, 2025.

F2 · price: The reported transaction involved an amendment of an outstanding warrant, resulting in the deemed cancellation of the "old" warrant and the grant of a "replacement" warrant. The warrant was originally granted on December 13, 2023 with an exercise price of $1.25 and expiration date of June 13, 2025. The exercise price was reduced to $0.45 and the warrant expiration date was extended to October 4, 2025.

F4 · price: The reported securities are included within 12,295 Issuer Units purchased by the Reporting Person for $1.22 per Unit. Each Unit consists of one share of common stock, one Series A warrant and one Series B warrant, each warrant represents the right to purchase 20,492 shares of common stock.

F3 · derivative.exercise_date: Fully vested and exercisable.

Read SEC document
October 04, 2024 Filed Oct 8, 2024 20:15 UTC
Rochlin KateChief Operating Officer
Disposition to issuerSeries A Warrants (right to buy) · Derivative 12,295 Not disclosed Strike: $1.25 Not disclosed
Disclosure

SEC source: 0001415889-24-024871 · form4-10082024_041010.xml · derivative · entry 2

Rochlin Kate · CIK 0001898521 · Chief Operating Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 12,295 shares

Expires 2025-06-13

F2 · kind: The reported transaction involved an amendment of an outstanding warrant, resulting in the deemed cancellation of the "old" warrant and the grant of a "replacement" warrant. The warrant was originally granted on December 13, 2023 with an exercise price of $1.25 and expiration date of June 13, 2025. The exercise price was reduced to $0.45 and the warrant expiration date was extended to October 4, 2025.

F2 · price: The reported transaction involved an amendment of an outstanding warrant, resulting in the deemed cancellation of the "old" warrant and the grant of a "replacement" warrant. The warrant was originally granted on December 13, 2023 with an exercise price of $1.25 and expiration date of June 13, 2025. The exercise price was reduced to $0.45 and the warrant expiration date was extended to October 4, 2025.

F4 · price: The reported securities are included within 12,295 Issuer Units purchased by the Reporting Person for $1.22 per Unit. Each Unit consists of one share of common stock, one Series A warrant and one Series B warrant, each warrant represents the right to purchase 20,492 shares of common stock.

F3 · derivative.exercise_date: Fully vested and exercisable.

Read SEC document
October 04, 2024 Filed Oct 8, 2024 20:15 UTC
Rochlin KateChief Operating Officer
GrantCommon Stock 25,316 Not disclosed Not disclosed
Disclosure

SEC source: 0001415889-24-024871 · form4-10082024_041010.xml · nonDerivative · entry 1

Rochlin Kate · CIK 0001898521 · Chief Operating Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 42,874

F1 · price: The reported securities are included within 25,316 Issuer Units purchased by the Reporting Person for $0.395 per Unit. Each Unit consists of one share of common stock and one Series C warrant representing the right to purchase 25,316 shares of common stock.

Read SEC document
October 04, 2024 Filed Oct 8, 2024 16:15 UTC GrantSeries C Warrants (right to buy) · Derivative 126,582 Not disclosed Strike: $0.27 Not disclosed
Disclosure

SEC source: 0001415889-24-024868 · form4-10082024_041006.xml · derivative · entry 4

Roemer Alan S. · CIK 0001643070 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 126,582

Underlying: Common Stock · 126,582 shares

Expires 2027-10-04

F1 · price: The reported securities are included within 126,582 Issuer Units purchased by the Reporting Person for $0.395 per Unit. Each Unit consists of one share of common stock and one Series C warrant representing the right to purchase 126,582 shares of common stock.

F3 · derivative.exercise_date: Fully vested and exercisable.

Read SEC document
October 04, 2024 Filed Oct 8, 2024 16:15 UTC GrantSeries A Warrants (right to buy) · Derivative 102,459 Not disclosed Strike: $0.45 Not disclosed
Disclosure

SEC source: 0001415889-24-024868 · form4-10082024_041006.xml · derivative · entry 3

Roemer Alan S. · CIK 0001643070 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 102,459

Underlying: Common Stock · 102,459 shares

Expires 2025-10-04

F2 · kind: The reported transaction involved an amendment of an outstanding warrant, resulting in the deemed cancellation of the "old" warrant and the grant of a "replacement" warrant. The warrant was originally granted on December 13, 2023 with an exercise price of $1.25 and expiration date of June 13, 2025. The exercise price was reduced to $0.45 and the warrant expiration date was extended to October 4, 2025.

F2 · price: The reported transaction involved an amendment of an outstanding warrant, resulting in the deemed cancellation of the "old" warrant and the grant of a "replacement" warrant. The warrant was originally granted on December 13, 2023 with an exercise price of $1.25 and expiration date of June 13, 2025. The exercise price was reduced to $0.45 and the warrant expiration date was extended to October 4, 2025.

F4 · price: The reported securities are included within 102,459 Issuer Units purchased by the Reporting Person for $1.22 per Unit. Each Unit consists of one share of common stock, one Series A warrant and one Series B warrant, each warrant represents the right to purchase 102,459 shares of common stock.

F3 · derivative.exercise_date: Fully vested and exercisable.

Read SEC document
October 04, 2024 Filed Oct 8, 2024 16:15 UTC Disposition to issuerSeries A Warrants (right to buy) · Derivative 102,459 Not disclosed Strike: $1.25 Not disclosed
Disclosure

SEC source: 0001415889-24-024868 · form4-10082024_041006.xml · derivative · entry 2

Roemer Alan S. · CIK 0001643070 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 102,459 shares

Expires 2025-06-13

F2 · kind: The reported transaction involved an amendment of an outstanding warrant, resulting in the deemed cancellation of the "old" warrant and the grant of a "replacement" warrant. The warrant was originally granted on December 13, 2023 with an exercise price of $1.25 and expiration date of June 13, 2025. The exercise price was reduced to $0.45 and the warrant expiration date was extended to October 4, 2025.

F2 · price: The reported transaction involved an amendment of an outstanding warrant, resulting in the deemed cancellation of the "old" warrant and the grant of a "replacement" warrant. The warrant was originally granted on December 13, 2023 with an exercise price of $1.25 and expiration date of June 13, 2025. The exercise price was reduced to $0.45 and the warrant expiration date was extended to October 4, 2025.

F4 · price: The reported securities are included within 102,459 Issuer Units purchased by the Reporting Person for $1.22 per Unit. Each Unit consists of one share of common stock, one Series A warrant and one Series B warrant, each warrant represents the right to purchase 102,459 shares of common stock.

F3 · derivative.exercise_date: Fully vested and exercisable.

Read SEC document
October 04, 2024 Filed Oct 8, 2024 16:15 UTC GrantCommon Stock 126,582 Not disclosed Not disclosed
Disclosure

SEC source: 0001415889-24-024868 · form4-10082024_041006.xml · nonDerivative · entry 1

Roemer Alan S. · CIK 0001643070 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 285,030

F1 · price: The reported securities are included within 126,582 Issuer Units purchased by the Reporting Person for $0.395 per Unit. Each Unit consists of one share of common stock and one Series C warrant representing the right to purchase 126,582 shares of common stock.

Read SEC document
October 04, 2024 Filed Oct 8, 2024 20:15 UTC GrantSeries C Warrants (right to buy) · Derivative 253,164 Not disclosed Strike: $0.27 Not disclosed
Disclosure

SEC source: 0001415889-24-024867 · form4-10082024_041004.xml · derivative · entry 5

Brandt Peter C. · CIK 0001434099 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 253,164

Underlying: Common Stock · 253,164 shares

Expires 2027-10-04

F1 · price: The reported securities are included within 253,164 Issuer Units purchased by the Reporting Person for $0.395 per Unit. Each Unit consists of one share of common stock and one Series C warrant representing the right to purchase 253,164 shares of common stock.

F4 · derivative.exercise_date: Fully vested and exercisable.

Read SEC document
October 04, 2024 Filed Oct 8, 2024 20:15 UTC GrantSeries A Warrants (right to buy) · Derivative 81,967 Not disclosed Strike: $0.45 Not disclosed
Disclosure

SEC source: 0001415889-24-024867 · form4-10082024_041004.xml · derivative · entry 4

Brandt Peter C. · CIK 0001434099 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 81,967

Underlying: Common Stock · 81,967 shares

Expires 2025-10-04

F3 · kind: The reported transaction involved an amendment of an outstanding warrant, resulting in the deemed cancellation of the "old" warrant and the grant of a "replacement" warrant. The warrant was originally granted on December 13, 2023 with an exercise price of $1.25 and expiration date of June 13, 2025. The exercise price was reduced to $0.45 and the warrant expiration date was extended to October 4, 2025.

F3 · price: The reported transaction involved an amendment of an outstanding warrant, resulting in the deemed cancellation of the "old" warrant and the grant of a "replacement" warrant. The warrant was originally granted on December 13, 2023 with an exercise price of $1.25 and expiration date of June 13, 2025. The exercise price was reduced to $0.45 and the warrant expiration date was extended to October 4, 2025.

F5 · price: The reported securities are included within 81,967 Issuer Units purchased by the Reporting Person for $1.22 per Unit. Each Unit consists of one share of common stock, one Series A warrant and one Series B warrant, each warrant represents the right to purchase 81,967 shares of common stock.

F4 · derivative.exercise_date: Fully vested and exercisable.

Read SEC document

Value uses the disclosed total when available, otherwise shares × reported transaction price. It is not an estimate of exercise cash cost or investment performance.