Last 12 months
Inside the activity.
0 purchase rows · 0 sale rows
Disclosed non-derivative P/S rows, by transaction month. Includes amendments and private transactions.Monthly counts
| Month | Purchases | Sales |
|---|---|---|
| Nov 2025 | 0 | 0 |
| Dec 2025 | 0 | 0 |
| Jan 2026 | 0 | 0 |
| Feb 2026 | 0 | 0 |
| Mar 2026 | 0 | 0 |
| Apr 2026 | 0 | 0 |
| May 2026 | 0 | 0 |
| Jun 2026 | 0 | 0 |
| Jul 2026 | 0 | 0 |
| Aug 2026 | 0 | 0 |
| Sep 2026 | 0 | 0 |
| Oct 2026 | 0 | 0 |
Latest available
Insider transactions
Purchases/sales include open-market and private transactions. Plan disclosure applies to the filing; individual rows may differ. “Not disclosed” is not “unplanned.”
The cutoff filters transaction history only. Company summaries and owner relationships show the latest available disclosures. Parser corrections can improve historical records.
| Transaction date | Owner / reported role | Activity / security | Shares / units | Reported price | Reported value | Details |
|---|---|---|---|---|---|---|
| May 27, 2026 Filed May 29, 2026 21:39 UTC |
FAIRBAIRN EMILYDirector
|
GiftCommon Stock | 724,637 | $0.00 | $0.00 |
DisclosureSEC source: 0001682638-26-000006 · form4-05292026_090552.xml · nonDerivative · entry 1 FAIRBAIRN EMILY · CIK 0001682638 · Director 10b5-1 filing: No plan indicated Ownership: Indirect · See footnote Disclosed balance after: 0 F1 · kind: Represents a bona fide gift for no consideration to a 501(c)(3) charitable foundation. F2 · ownership.nature: The securities are held by Malcom and Emily Fairbairn 2010 CRUT (the "CRUT"). The Reporting Person is a trustee of the CRUT. Read SEC document |
| May 09, 2026 Filed May 12, 2026 20:30 UTC |
McCall PatrickCHIEF FINANCIAL OFFICER
|
GrantEmployee Stock Option (right to buy) · Derivative | 56,250 | $0.00 Strike: $1.58 | $0.00 |
DisclosureSEC source: 0001874384-26-000004 · form4-05122026_040517.xml · derivative · entry 1 McCall Patrick · CIK 0001874384 · CHIEF FINANCIAL OFFICER 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 56,250 Underlying: Common Stock · 56,250 shares Expires 2036-05-09 F1 · derivative.exercise_date: Twenty-five percent (25%) of the shares subject to the option shall vest on each of November 9, 2026, May 9, 2027, November 9, 2027 and May 9, 2028, subject to the Reporting Person continuing to provide service through each such date. Read SEC document |
| May 09, 2026 Filed May 12, 2026 20:30 UTC |
Rochlin KatePresident and COO
|
GrantEmployee Stock Option (right to buy) · Derivative | 60,000 | $0.00 Strike: $1.58 | $0.00 |
DisclosureSEC source: 0001898521-26-000004 · form4-05122026_040516.xml · derivative · entry 1 Rochlin Kate · CIK 0001898521 · President and COO 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 60,000 Underlying: Common Stock · 60,000 shares Expires 2036-05-09 F1 · derivative.exercise_date: Twenty-five percent (25%) of the shares subject to the option shall vest on each of November 9, 2026, May 9, 2027, November 9, 2027 and May 9, 2028, subject to the Reporting Person continuing to provide service through each such date. Read SEC document |
| May 09, 2026 Filed May 12, 2026 20:30 UTC |
Greenwood LubaDirector
|
GrantStock Option (right to buy) · Derivative | 22,000 | $0.00 Strike: $1.58 | $0.00 |
DisclosureSEC source: 0001853815-26-000002 · form4-05122026_040512.xml · derivative · entry 1 Greenwood Luba · CIK 0001853815 · Director 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 22,000 Underlying: Common Stock · 22,000 shares Expires 2036-05-09 F1 · derivative.exercise_date: One twelfth (1/12th) of the shares subject to the option shall vest in equal monthly installments commencing on June 9, 2026; provided, however, that the option will in any case be fully vested on the date of the Company's next annual meeting of stockholders, subject to the Reporting Person continuing to provide service through each such date. Read SEC document |
| May 09, 2026 Filed May 12, 2026 20:30 UTC |
Brandt Peter C.Director
|
GrantStock Option (right to buy) · Derivative | 22,000 | $0.00 Strike: $1.58 | $0.00 |
DisclosureSEC source: 0001434099-26-000002 · form4-05122026_040506.xml · derivative · entry 1 Brandt Peter C. · CIK 0001434099 · Director 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 22,000 Underlying: Common Stock · 22,000 shares Expires 2036-05-09 F1 · derivative.exercise_date: One twelfth (1/12th) of the shares subject to the option shall vest in equal monthly installments commencing on June 9, 2026; provided, however, that the option will in any case be fully vested on the date of the Company's next annual meeting of stockholders, subject to the Reporting Person continuing to provide service through each such date. Read SEC document |
| May 09, 2026 Filed May 12, 2026 20:30 UTC |
FAIRBAIRN EMILYDirector
|
GrantStock Option (right to buy) · Derivative | 22,000 | $0.00 Strike: $1.58 | $0.00 |
DisclosureSEC source: 0001682638-26-000004 · form4-05122026_040510.xml · derivative · entry 1 FAIRBAIRN EMILY · CIK 0001682638 · Director 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 22,000 Underlying: Common Stock · 22,000 shares Expires 2036-05-09 F1 · derivative.exercise_date: One twelfth (1/12th) of the shares subject to the option shall vest in equal monthly installments commencing on June 9, 2026; provided, however, that the option will in any case be fully vested on the date of the Company's next annual meeting of stockholders, subject to the Reporting Person continuing to provide service through each such date. Read SEC document |
| May 09, 2026 Filed May 12, 2026 20:30 UTC |
Ho William Tai-WeiDirector · CEO
|
GrantEmployee Stock Option (right to buy) · Derivative | 154,500 | $0.00 Strike: $1.58 | $0.00 |
DisclosureSEC source: 0001830914-26-000004 · form4-05122026_040514.xml · derivative · entry 1 Ho William Tai-Wei · CIK 0001830914 · Director · CEO 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 154,500 Underlying: Common Stock · 154,500 shares Expires 2036-05-09 F1 · derivative.exercise_date: Twenty-five percent (25%) of the shares subject to the option shall vest on each of November 9, 2026, May 9, 2027, November 9, 2027 and May 9, 2028, subject to the Reporting Person continuing to provide service through each such date. Read SEC document |
| May 09, 2026 Filed May 12, 2026 20:30 UTC |
Lamb LawrenceEVP and CSO
|
GrantEmployee Stock Option (right to buy) · Derivative | 54,000 | $0.00 Strike: $1.58 | $0.00 |
DisclosureSEC source: 0001830059-26-000004 · form4-05122026_040519.xml · derivative · entry 1 Lamb Lawrence · CIK 0001830059 · EVP and CSO 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 54,000 Underlying: Common Stock · 54,000 shares Expires 2036-05-09 F1 · derivative.exercise_date: Twenty-five percent (25%) of the shares subject to the option shall vest on each of November 9, 2026, May 9, 2027, November 9, 2027 and May 9, 2028, subject to the Reporting Person continuing to provide service through each such date. Read SEC document |
| May 09, 2026 Filed May 12, 2026 20:30 UTC |
Epperly CorinneDirector
|
GrantStock Option (right to buy) · Derivative | 22,000 | $0.00 Strike: $1.58 | $0.00 |
DisclosureSEC source: 0001839156-26-000002 · form4-05122026_040508.xml · derivative · entry 1 Epperly Corinne · CIK 0001839156 · Director 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 22,000 Underlying: Common Stock · 22,000 shares Expires 2036-05-09 F1 · derivative.exercise_date: One twelfth (1/12th) of the shares subject to the option shall vest in equal monthly installments commencing on June 9, 2026; provided, however, that the option will in any case be fully vested on the date of the Company's next annual meeting of stockholders, subject to the Reporting Person continuing to provide service through each such date. Read SEC document |
| May 09, 2026 Filed May 12, 2026 20:30 UTC |
Graff Jeremy R.Director
|
GrantStock Option (right to buy) · Derivative | 22,000 | $0.00 Strike: $1.58 | $0.00 |
DisclosureSEC source: 0001975028-26-000002 · form4-05122026_040505.xml · derivative · entry 1 Graff Jeremy R. · CIK 0001975028 · Director 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 22,000 Underlying: Common Stock · 22,000 shares Expires 2036-05-09 F1 · derivative.exercise_date: One twelfth (1/12th) of the shares subject to the option shall vest in equal monthly installments commencing on June 9, 2026; provided, however, that the option will in any case be fully vested on the date of the Company's next annual meeting of stockholders, subject to the Reporting Person continuing to provide service through each such date. Read SEC document |
| February 04, 2026 Filed Feb 6, 2026 21:30 UTC |
McCall PatrickCHIEF FINANCIAL OFFICER
|
GrantEmployee Stock Option (right to buy) · Derivative | 75,000 | $0.00 Strike: $1.96 | $0.00 |
DisclosureSEC source: 0001874384-26-000002 · form4-02062026_040219.xml · derivative · entry 1 McCall Patrick · CIK 0001874384 · CHIEF FINANCIAL OFFICER 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 75,000 Underlying: Common Stock · 75,000 shares Expires 2036-02-04 F1 · derivative.exercise_date: Twenty-five percent (25%) of the shares subject to the option shall vest on February 4, 2027 and the remaining shares subject to the option shall vest in thirty-six (36) equal monthly installments thereafter, subject to the Reporting Person continuing to provide service through each such date. Read SEC document |
| February 04, 2026 Filed Feb 6, 2026 21:30 UTC |
Rochlin KatePresident and COO
|
GrantEmployee Stock Option (right to buy) · Derivative | 80,000 | $0.00 Strike: $1.96 | $0.00 |
DisclosureSEC source: 0001898521-26-000002 · form4-02062026_040217.xml · derivative · entry 1 Rochlin Kate · CIK 0001898521 · President and COO 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 80,000 Underlying: Common Stock · 80,000 shares Expires 2036-02-04 F1 · derivative.exercise_date: Twenty-five percent (25%) of the shares subject to the option shall vest on February 4, 2027 and the remaining shares subject to the option shall vest in thirty-six (36) equal monthly installments thereafter, subject to the Reporting Person continuing to provide service through each such date. Read SEC document |
| February 04, 2026 Filed Feb 6, 2026 21:30 UTC |
Lamb LawrenceEVP and CSO
|
GrantEmployee Stock Option (right to buy) · Derivative | 72,000 | $0.00 Strike: $1.96 | $0.00 |
DisclosureSEC source: 0001830059-26-000002 · form4-02062026_040221.xml · derivative · entry 1 Lamb Lawrence · CIK 0001830059 · EVP and CSO 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 72,000 Underlying: Common Stock · 72,000 shares Expires 2036-02-04 F1 · derivative.exercise_date: Twenty-five percent (25%) of the shares subject to the option shall vest on February 4, 2027 and the remaining shares subject to the option shall vest in thirty-six (36) equal monthly installments thereafter, subject to the Reporting Person continuing to provide service through each such date. Read SEC document |
| February 04, 2026 Filed Feb 6, 2026 21:30 UTC |
Ho William Tai-WeiDirector · CEO · 10% owner
|
GrantEmployee Stock Option (right to buy) · Derivative | 206,000 | $0.00 Strike: $1.96 | $0.00 |
DisclosureSEC source: 0001830914-26-000002 · form4-02062026_040216.xml · derivative · entry 1 Ho William Tai-Wei · CIK 0001830914 · Director · CEO · 10% owner 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 206,000 Underlying: Common Stock · 206,000 shares Expires 2036-02-04 F1 · derivative.exercise_date: Twenty-five percent (25%) of the shares subject to the option shall vest on February 4, 2027 and the remaining shares subject to the option shall vest in thirty-six (36) equal monthly installments thereafter, subject to the Reporting Person continuing to provide service through each such date. Read SEC document |
| December 22, 2025 Filed Dec 23, 2025 23:20 UTC |
McCall PatrickCHIEF FINANCIAL OFFICER
|
GrantCommon Stock | 7,247 | $1.38 | $10,000.86 |
DisclosureSEC source: 0001874384-25-000003 · form4-12232025_061208.xml · nonDerivative · entry 1 McCall Patrick · CIK 0001874384 · CHIEF FINANCIAL OFFICER 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 9,482 F1 · balance_after: Effective June 3, 2025, the Issuer effected a 1-for-30 reverse stock split of the Issuer's common stock. The number of securities reported herein have been adjusted to reflect the reverse stock split. Read SEC document |
| December 22, 2025 Filed Dec 23, 2025 23:20 UTC |
Rochlin KateChief Operating Officer
|
GrantCommon Stock | 7,247 | $1.38 | $10,000.86 |
DisclosureSEC source: 0001898521-25-000003 · form4-12232025_061210.xml · nonDerivative · entry 1 Rochlin Kate · CIK 0001898521 · Chief Operating Officer 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 9,085 F1 · balance_after: Effective June 3, 2025, the Issuer effected a 1-for-30 reverse stock split of the Issuer's common stock. The number of securities reported herein have been adjusted to reflect the reverse stock split. Read SEC document |
| December 22, 2025 Filed Dec 23, 2025 18:20 UTC |
Roemer Alan S.Director
|
GrantCommon Stock | 36,232 | $1.38 | $50,000.16 |
DisclosureSEC source: 0001643070-25-000005 · form4-12232025_061205.xml · nonDerivative · entry 1 Roemer Alan S. · CIK 0001643070 · Director 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 49,514 F1 · balance_after: Effective June 3, 2025, the Issuer effected a 1-for-30 reverse stock split of the Issuer's common stock. The number of securities reported herein have been adjusted to reflect the reverse stock split. Read SEC document |
| December 22, 2025 Filed Dec 23, 2025 23:20 UTC |
Brandt Peter C.Director
|
GrantCommon Stock | 72,464 | $1.38 | $100,000.32 |
DisclosureSEC source: 0001434099-25-000004 · form4-12232025_061203.xml · nonDerivative · entry 1 Brandt Peter C. · CIK 0001434099 · Director 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 95,181 F1 · balance_after: Effective June 3, 2025, the Issuer effected a 1-for-30 reverse stock split of the Issuer's common stock. The number of securities reported herein have been adjusted to reflect the reverse stock split. Read SEC document |
| December 22, 2025 Filed Dec 23, 2025 23:20 UTC |
FAIRBAIRN EMILYDirector
|
GrantCommon Stock | 724,637 | $1.38 | $999,999.06 |
DisclosureSEC source: 0001682638-25-000004 · form4-12232025_061201.xml · nonDerivative · entry 1 FAIRBAIRN EMILY · CIK 0001682638 · Director 10b5-1 filing: No plan indicated Ownership: Indirect · See footnote Disclosed balance after: 724,637 F1 · ownership.nature: The securities are held by Malcom and Emily Fairbairn 2010 CRUT (the "CRUT"). The Reporting Person is a trustee of the CRUT. Read SEC document |
| December 22, 2025 Filed Dec 23, 2025 23:20 UTC |
Ho William Tai-WeiDirector · PRESIDENT AND CEO · 10% owner
|
GrantCommon Stock | 36,232 | $1.38 | $50,000.16 |
DisclosureSEC source: 0001830914-25-000003 · form4-12232025_061207.xml · nonDerivative · entry 1 Ho William Tai-Wei · CIK 0001830914 · Director · PRESIDENT AND CEO · 10% owner 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 121,168 F1 · balance_after: Effective June 3, 2025, the Issuer effected a 1-for-30 reverse stock split of the Issuer's common stock. The number of securities reported herein have been adjusted to reflect the reverse stock split. Read SEC document |
| May 08, 2025 Filed May 12, 2025 20:15 UTC |
Greenwood LubaDirector
|
GrantStock Option (right to buy) · Derivative | 63,150 | $0.00 Strike: $0.17 | $0.00 |
DisclosureSEC source: 0001415889-25-012654 · form4-05122025_040520.xml · derivative · entry 1 Greenwood Luba · CIK 0001853815 · Director 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 63,150 Underlying: Common Stock · 63,150 shares Expires 2035-05-08 F1 · derivative.exercise_date: One twelfth (1/12th) of the shares subject to the option shall vest in equal monthly installments commencing on June 8, 2025; provided, however, that the option will in any case be fully vested on the date of the Company's next annual meeting of stockholders, subject to the Reporting Person continuing to provide service through each such date. Read SEC document |
| May 08, 2025 Filed May 12, 2025 16:15 UTC |
Roemer Alan S.Director
|
GrantStock Option (right to buy) · Derivative | 63,150 | $0.00 Strike: $0.17 | $0.00 |
DisclosureSEC source: 0001415889-25-012649 · form4-05122025_040507.xml · derivative · entry 1 Roemer Alan S. · CIK 0001643070 · Director 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 63,150 Underlying: Common Stock · 63,150 shares Expires 2035-05-08 F1 · derivative.exercise_date: One twelfth (1/12th) of the shares subject to the option shall vest in equal monthly installments commencing on June 8, 2025; provided, however, that the option will in any case be fully vested on the date of the Company's next annual meeting of stockholders, subject to the Reporting Person continuing to provide service through each such date. Read SEC document |
| May 08, 2025 Filed May 12, 2025 20:15 UTC |
Brandt Peter C.Director
|
GrantStock Option (right to buy) · Derivative | 63,150 | $0.00 Strike: $0.17 | $0.00 |
DisclosureSEC source: 0001415889-25-012650 · form4-05122025_040509.xml · derivative · entry 1 Brandt Peter C. · CIK 0001434099 · Director 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 63,150 Underlying: Common Stock · 63,150 shares Expires 2035-05-08 F1 · derivative.exercise_date: One twelfth (1/12th) of the shares subject to the option shall vest in equal monthly installments commencing on June 8, 2025; provided, however, that the option will in any case be fully vested on the date of the Company's next annual meeting of stockholders, subject to the Reporting Person continuing to provide service through each such date. Read SEC document |
| May 08, 2025 Filed May 12, 2025 20:15 UTC |
FAIRBAIRN EMILYDirector
|
GrantStock Option (right to buy) · Derivative | 63,150 | $0.00 Strike: $0.17 | $0.00 |
DisclosureSEC source: 0001415889-25-012652 · form4-05122025_040514.xml · derivative · entry 1 FAIRBAIRN EMILY · CIK 0001682638 · Director 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 63,150 Underlying: Common Stock · 63,150 shares Expires 2035-05-08 F1 · derivative.exercise_date: One twelfth (1/12th) of the shares subject to the option shall vest in equal monthly installments commencing on June 8, 2025; provided, however, that the option will in any case be fully vested on the date of the Company's next annual meeting of stockholders, subject to the Reporting Person continuing to provide service through each such date. Read SEC document |
| May 08, 2025 Filed May 12, 2025 20:15 UTC |
Epperly CorinneDirector
|
GrantStock Option (right to buy) · Derivative | 63,150 | $0.00 Strike: $0.17 | $0.00 |
DisclosureSEC source: 0001415889-25-012651 · form4-05122025_040512.xml · derivative · entry 1 Epperly Corinne · CIK 0001839156 · Director 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 63,150 Underlying: Common Stock · 63,150 shares Expires 2035-05-08 F1 · derivative.exercise_date: One twelfth (1/12th) of the shares subject to the option shall vest in equal monthly installments commencing on June 8, 2025; provided, however, that the option will in any case be fully vested on the date of the Company's next annual meeting of stockholders, subject to the Reporting Person continuing to provide service through each such date. Read SEC document |
| May 08, 2025 Filed May 12, 2025 20:15 UTC |
Graff Jeremy R.Director
|
GrantStock Option (right to buy) · Derivative | 63,150 | $0.00 Strike: $0.17 | $0.00 |
DisclosureSEC source: 0001415889-25-012653 · form4-05122025_040518.xml · derivative · entry 1 Graff Jeremy R. · CIK 0001975028 · Director 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 63,150 Underlying: Common Stock · 63,150 shares Expires 2035-05-08 F1 · derivative.exercise_date: One twelfth (1/12th) of the shares subject to the option shall vest in equal monthly installments commencing on June 8, 2025; provided, however, that the option will in any case be fully vested on the date of the Company's next annual meeting of stockholders, subject to the Reporting Person continuing to provide service through each such date. Read SEC document |
| May 02, 2025 Filed May 7, 2025 21:47 UTC |
Kreis Leslie W.10% owner
BIOS Fund III, LP10% owner
BIOS Fund III QP, LP10% owner
BIOS Fund III NT, LP10% owner
Bios Equity Partners II, LP10% owner
BIOS Equity Partners III, LP10% owner
BP Directors, LP10% owner
Bios Equity Partners, LP10% owner
Cavu Management, LP10% owner
Cavu Advisors, LLC10% owner
|
OtherSeries B Warrant · Derivative | 574,241 | Not disclosed Strike: $1.50 | Not disclosed |
DisclosureSEC source: 0001104659-25-045738 · tm2514380-1_4seq1.xml · derivative · entry 10 Kreis Leslie W. · CIK 0001813316 · 10% owner BIOS Fund III, LP · CIK 0001791917 · 10% owner BIOS Fund III QP, LP · CIK 0001791916 · 10% owner BIOS Fund III NT, LP · CIK 0001791910 · 10% owner Bios Equity Partners II, LP · CIK 0001813313 · 10% owner BIOS Equity Partners III, LP · CIK 0001831976 · 10% owner BP Directors, LP · CIK 0001813311 · 10% owner Bios Equity Partners, LP · CIK 0001813314 · 10% owner Cavu Management, LP · CIK 0001813270 · 10% owner Cavu Advisors, LLC · CIK 0001813310 · 10% owner Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: No plan indicated Ownership: Indirect · By Bios Clinical Opportunity Fund, LP Disclosed balance after: 0 Underlying: Common Stock · 574,241 shares Expires 2028-12-13 F1 · kind: Pursuant to a Warrant Exchange Agreement (the "Warrant Exchange Agreement"), dated as of April 26, 2025, between In8bio, Inc. (the "Issuer") and Bios Clinical Opportunity Fund, LP ("Bios COF"), Bios COF purchased from the Issuer in a private placement 1,148,482 pre-funded warrants (the "Pre-Funded Warrants") to purchase one share of Common Stock in exchange for the surrender by Bios COF for cancellation of (i) 574,241 Series A Warrants to purchase one share of Common Stock, (ii) 574,241 Series B Warrants to purchase one share of Common Stock and (iii) payment to the Issuer of $204,774.34 in cash. The closing of the transactions contemplated by the Warrant Exchange Agreement occurred on May 2, 2025 . The Pre-Funded Warrants have an exercise price of $0.0001 per share, will be exercisable immediately and will be exercisable until the Pre-Funded Warrant is exercised in full. F1 · price: Pursuant to a Warrant Exchange Agreement (the "Warrant Exchange Agreement"), dated as of April 26, 2025, between In8bio, Inc. (the "Issuer") and Bios Clinical Opportunity Fund, LP ("Bios COF"), Bios COF purchased from the Issuer in a private placement 1,148,482 pre-funded warrants (the "Pre-Funded Warrants") to purchase one share of Common Stock in exchange for the surrender by Bios COF for cancellation of (i) 574,241 Series A Warrants to purchase one share of Common Stock, (ii) 574,241 Series B Warrants to purchase one share of Common Stock and (iii) payment to the Issuer of $204,774.34 in cash. The closing of the transactions contemplated by the Warrant Exchange Agreement occurred on May 2, 2025 . The Pre-Funded Warrants have an exercise price of $0.0001 per share, will be exercisable immediately and will be exercisable until the Pre-Funded Warrant is exercised in full. F5 · ownership.nature: Bios Equity COF, LP ("Bios Equity COF") is the general partner of Bios COF. Bios Management is the general partner of Bios Equity COF. Bios Advisors is the general partner of Bios Management. Bios Management and are entities managed and controlled by Mr. Fletcher. Mr. Fletcher, Bios Management and Bios Advisors each share voting and investment control with respect to the shares held by Bios COF. Because of the relationship between Mr. Fletcher, Bios Management, Bios Advisors and Bios Equity COF, Mr. Fletcher, Bios Management and Bios Advisors may be deemed to beneficially own the securities held directly by Bios COF. F6 · ownership.nature: For purposes of Section 16 of the Securities Exchange Act of 1934, as amended, each Reporting Person disclaims beneficial ownership of any such securities, except to the extent of his/its pecuniary interest therein, if any, and this report shall not be deemed an admission that such Reporting Person is the beneficial owner of such securities for purposes of Section 16 or otherwise. Read SEC document |
| May 02, 2025 Filed May 7, 2025 21:47 UTC |
Kreis Leslie W.10% owner
BIOS Fund III, LP10% owner
BIOS Fund III QP, LP10% owner
BIOS Fund III NT, LP10% owner
Bios Equity Partners II, LP10% owner
BIOS Equity Partners III, LP10% owner
BP Directors, LP10% owner
Bios Equity Partners, LP10% owner
Cavu Management, LP10% owner
Cavu Advisors, LLC10% owner
|
OtherSeries A Warrant · Derivative | 574,241 | Not disclosed Strike: $0.45 | Not disclosed |
DisclosureSEC source: 0001104659-25-045738 · tm2514380-1_4seq1.xml · derivative · entry 9 Kreis Leslie W. · CIK 0001813316 · 10% owner BIOS Fund III, LP · CIK 0001791917 · 10% owner BIOS Fund III QP, LP · CIK 0001791916 · 10% owner BIOS Fund III NT, LP · CIK 0001791910 · 10% owner Bios Equity Partners II, LP · CIK 0001813313 · 10% owner BIOS Equity Partners III, LP · CIK 0001831976 · 10% owner BP Directors, LP · CIK 0001813311 · 10% owner Bios Equity Partners, LP · CIK 0001813314 · 10% owner Cavu Management, LP · CIK 0001813270 · 10% owner Cavu Advisors, LLC · CIK 0001813310 · 10% owner Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: No plan indicated Ownership: Indirect · By Bios Clinical Opportunity Fund, LP Disclosed balance after: 0 Underlying: Common Stock · 574,241 shares Expires 2025-10-04 F1 · kind: Pursuant to a Warrant Exchange Agreement (the "Warrant Exchange Agreement"), dated as of April 26, 2025, between In8bio, Inc. (the "Issuer") and Bios Clinical Opportunity Fund, LP ("Bios COF"), Bios COF purchased from the Issuer in a private placement 1,148,482 pre-funded warrants (the "Pre-Funded Warrants") to purchase one share of Common Stock in exchange for the surrender by Bios COF for cancellation of (i) 574,241 Series A Warrants to purchase one share of Common Stock, (ii) 574,241 Series B Warrants to purchase one share of Common Stock and (iii) payment to the Issuer of $204,774.34 in cash. The closing of the transactions contemplated by the Warrant Exchange Agreement occurred on May 2, 2025 . The Pre-Funded Warrants have an exercise price of $0.0001 per share, will be exercisable immediately and will be exercisable until the Pre-Funded Warrant is exercised in full. F1 · price: Pursuant to a Warrant Exchange Agreement (the "Warrant Exchange Agreement"), dated as of April 26, 2025, between In8bio, Inc. (the "Issuer") and Bios Clinical Opportunity Fund, LP ("Bios COF"), Bios COF purchased from the Issuer in a private placement 1,148,482 pre-funded warrants (the "Pre-Funded Warrants") to purchase one share of Common Stock in exchange for the surrender by Bios COF for cancellation of (i) 574,241 Series A Warrants to purchase one share of Common Stock, (ii) 574,241 Series B Warrants to purchase one share of Common Stock and (iii) payment to the Issuer of $204,774.34 in cash. The closing of the transactions contemplated by the Warrant Exchange Agreement occurred on May 2, 2025 . The Pre-Funded Warrants have an exercise price of $0.0001 per share, will be exercisable immediately and will be exercisable until the Pre-Funded Warrant is exercised in full. F5 · ownership.nature: Bios Equity COF, LP ("Bios Equity COF") is the general partner of Bios COF. Bios Management is the general partner of Bios Equity COF. Bios Advisors is the general partner of Bios Management. Bios Management and are entities managed and controlled by Mr. Fletcher. Mr. Fletcher, Bios Management and Bios Advisors each share voting and investment control with respect to the shares held by Bios COF. Because of the relationship between Mr. Fletcher, Bios Management, Bios Advisors and Bios Equity COF, Mr. Fletcher, Bios Management and Bios Advisors may be deemed to beneficially own the securities held directly by Bios COF. F6 · ownership.nature: For purposes of Section 16 of the Securities Exchange Act of 1934, as amended, each Reporting Person disclaims beneficial ownership of any such securities, except to the extent of his/its pecuniary interest therein, if any, and this report shall not be deemed an admission that such Reporting Person is the beneficial owner of such securities for purposes of Section 16 or otherwise. Read SEC document |
| May 02, 2025 Filed May 7, 2025 21:47 UTC |
Kreis Leslie W.10% owner
BIOS Fund III, LP10% owner
BIOS Fund III QP, LP10% owner
BIOS Fund III NT, LP10% owner
Bios Equity Partners II, LP10% owner
BIOS Equity Partners III, LP10% owner
BP Directors, LP10% owner
Bios Equity Partners, LP10% owner
Cavu Management, LP10% owner
Cavu Advisors, LLC10% owner
|
PurchasePre-Funded Warrants · Derivative | 1,148,482 | Not disclosed Strike: $0.00 | Not disclosed |
DisclosureSEC source: 0001104659-25-045738 · tm2514380-1_4seq1.xml · derivative · entry 8 Kreis Leslie W. · CIK 0001813316 · 10% owner BIOS Fund III, LP · CIK 0001791917 · 10% owner BIOS Fund III QP, LP · CIK 0001791916 · 10% owner BIOS Fund III NT, LP · CIK 0001791910 · 10% owner Bios Equity Partners II, LP · CIK 0001813313 · 10% owner BIOS Equity Partners III, LP · CIK 0001831976 · 10% owner BP Directors, LP · CIK 0001813311 · 10% owner Bios Equity Partners, LP · CIK 0001813314 · 10% owner Cavu Management, LP · CIK 0001813270 · 10% owner Cavu Advisors, LLC · CIK 0001813310 · 10% owner Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: No plan indicated Ownership: Indirect · By Bios Clinical Opportunity Fund, LP Disclosed balance after: 2,431,763 Underlying: Common Stock · 1,148,482 shares Expires not disclosed F1 · price: Pursuant to a Warrant Exchange Agreement (the "Warrant Exchange Agreement"), dated as of April 26, 2025, between In8bio, Inc. (the "Issuer") and Bios Clinical Opportunity Fund, LP ("Bios COF"), Bios COF purchased from the Issuer in a private placement 1,148,482 pre-funded warrants (the "Pre-Funded Warrants") to purchase one share of Common Stock in exchange for the surrender by Bios COF for cancellation of (i) 574,241 Series A Warrants to purchase one share of Common Stock, (ii) 574,241 Series B Warrants to purchase one share of Common Stock and (iii) payment to the Issuer of $204,774.34 in cash. The closing of the transactions contemplated by the Warrant Exchange Agreement occurred on May 2, 2025 . The Pre-Funded Warrants have an exercise price of $0.0001 per share, will be exercisable immediately and will be exercisable until the Pre-Funded Warrant is exercised in full. F1 · derivative.exercise_date: Pursuant to a Warrant Exchange Agreement (the "Warrant Exchange Agreement"), dated as of April 26, 2025, between In8bio, Inc. (the "Issuer") and Bios Clinical Opportunity Fund, LP ("Bios COF"), Bios COF purchased from the Issuer in a private placement 1,148,482 pre-funded warrants (the "Pre-Funded Warrants") to purchase one share of Common Stock in exchange for the surrender by Bios COF for cancellation of (i) 574,241 Series A Warrants to purchase one share of Common Stock, (ii) 574,241 Series B Warrants to purchase one share of Common Stock and (iii) payment to the Issuer of $204,774.34 in cash. The closing of the transactions contemplated by the Warrant Exchange Agreement occurred on May 2, 2025 . The Pre-Funded Warrants have an exercise price of $0.0001 per share, will be exercisable immediately and will be exercisable until the Pre-Funded Warrant is exercised in full. F1 · derivative.expiration_date: Pursuant to a Warrant Exchange Agreement (the "Warrant Exchange Agreement"), dated as of April 26, 2025, between In8bio, Inc. (the "Issuer") and Bios Clinical Opportunity Fund, LP ("Bios COF"), Bios COF purchased from the Issuer in a private placement 1,148,482 pre-funded warrants (the "Pre-Funded Warrants") to purchase one share of Common Stock in exchange for the surrender by Bios COF for cancellation of (i) 574,241 Series A Warrants to purchase one share of Common Stock, (ii) 574,241 Series B Warrants to purchase one share of Common Stock and (iii) payment to the Issuer of $204,774.34 in cash. The closing of the transactions contemplated by the Warrant Exchange Agreement occurred on May 2, 2025 . The Pre-Funded Warrants have an exercise price of $0.0001 per share, will be exercisable immediately and will be exercisable until the Pre-Funded Warrant is exercised in full. F5 · ownership.nature: Bios Equity COF, LP ("Bios Equity COF") is the general partner of Bios COF. Bios Management is the general partner of Bios Equity COF. Bios Advisors is the general partner of Bios Management. Bios Management and are entities managed and controlled by Mr. Fletcher. Mr. Fletcher, Bios Management and Bios Advisors each share voting and investment control with respect to the shares held by Bios COF. Because of the relationship between Mr. Fletcher, Bios Management, Bios Advisors and Bios Equity COF, Mr. Fletcher, Bios Management and Bios Advisors may be deemed to beneficially own the securities held directly by Bios COF. F6 · ownership.nature: For purposes of Section 16 of the Securities Exchange Act of 1934, as amended, each Reporting Person disclaims beneficial ownership of any such securities, except to the extent of his/its pecuniary interest therein, if any, and this report shall not be deemed an admission that such Reporting Person is the beneficial owner of such securities for purposes of Section 16 or otherwise. Read SEC document |
| May 02, 2025 Filed May 7, 2025 21:48 UTC |
Fletcher Aaron G.L.10% owner
BIOS Fund II, LP10% owner
BIOS Fund II QP, LP10% owner
BIOS Fund II NT, LP10% owner
BIOS Incysus Co-Invest I, LP10% owner
Bios Clinical Opportunity Fund, LP10% owner
Bios Equity COF, LP10% owner
BIOS Capital Management, LP10% owner
BIOS Advisors GP, LLC10% owner
|
OtherSeries B Warrant · Derivative | 574,241 | Not disclosed Strike: $1.50 | Not disclosed |
DisclosureSEC source: 0001104659-25-045741 · tm2514380-2_4seq1.xml · derivative · entry 10 Fletcher Aaron G.L. · CIK 0001789490 · 10% owner BIOS Fund II, LP · CIK 0001714576 · 10% owner BIOS Fund II QP, LP · CIK 0001716869 · 10% owner BIOS Fund II NT, LP · CIK 0001728851 · 10% owner BIOS Incysus Co-Invest I, LP · CIK 0001740029 · 10% owner Bios Clinical Opportunity Fund, LP · CIK 0001988639 · 10% owner Bios Equity COF, LP · CIK 0002000747 · 10% owner BIOS Capital Management, LP · CIK 0001813845 · 10% owner BIOS Advisors GP, LLC · CIK 0001813844 · 10% owner Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: No plan indicated Ownership: Indirect · By Bios Clinical Opportunity Fund, LP Disclosed balance after: 0 Underlying: Common Stock · 574,241 shares Expires 2028-12-13 F1 · kind: Pursuant to a Warrant Exchange Agreement (the "Warrant Exchange Agreement"), dated as of April 26, 2025, between In8bio, Inc. (the "Issuer") and Bios Clinical Opportunity Fund, LP ("Bios COF"), Bios COF purchased from the Issuer in a private placement 1,148,482 pre-funded warrants (the "Pre-Funded Warrants") to purchase one share of Common Stock in exchange for the surrender by Bios COF for cancellation of (i) 574,241 Series A Warrants to purchase one share of Common Stock, (ii) 574,241 Series B Warrants to purchase one share of Common Stock and (iii) payment to the Issuer of $204,774.34 in cash. The closing of the transactions contemplated by the Warrant Exchange Agreement occurred on May 2, 2025 . The Pre-Funded Warrants have an exercise price of $0.0001 per share, will be exercisable immediately and will be exercisable until the Pre-Funded Warrant is exercised in full. F1 · price: Pursuant to a Warrant Exchange Agreement (the "Warrant Exchange Agreement"), dated as of April 26, 2025, between In8bio, Inc. (the "Issuer") and Bios Clinical Opportunity Fund, LP ("Bios COF"), Bios COF purchased from the Issuer in a private placement 1,148,482 pre-funded warrants (the "Pre-Funded Warrants") to purchase one share of Common Stock in exchange for the surrender by Bios COF for cancellation of (i) 574,241 Series A Warrants to purchase one share of Common Stock, (ii) 574,241 Series B Warrants to purchase one share of Common Stock and (iii) payment to the Issuer of $204,774.34 in cash. The closing of the transactions contemplated by the Warrant Exchange Agreement occurred on May 2, 2025 . The Pre-Funded Warrants have an exercise price of $0.0001 per share, will be exercisable immediately and will be exercisable until the Pre-Funded Warrant is exercised in full. F5 · ownership.nature: Bios Equity COF, LP ("Bios Equity COF") is the general partner of Bios COF. Bios Management is the general partner of Bios Equity COF. Bios Advisors is the general partner of Bios Management. Bios Management and are entities managed and controlled by Mr. Fletcher. Mr. Fletcher, Bios Management and Bios Advisors each share voting and investment control with respect to the shares held by Bios COF. Because of the relationship between Mr. Fletcher, Bios Management, Bios Advisors and Bios Equity COF, Mr. Fletcher, Bios Management and Bios Advisors may be deemed to beneficially own the securities held directly by Bios COF. F6 · ownership.nature: For purposes of Section 16 of the Securities Exchange Act of 1934, as amended, each Reporting Person disclaims beneficial ownership of any such securities, except to the extent of his/its pecuniary interest therein, if any, and this report shall not be deemed an admission that such Reporting Person is the beneficial owner of such securities for purposes of Section 16 or otherwise. Read SEC document |
| May 02, 2025 Filed May 7, 2025 21:48 UTC |
Fletcher Aaron G.L.10% owner
BIOS Fund II, LP10% owner
BIOS Fund II QP, LP10% owner
BIOS Fund II NT, LP10% owner
BIOS Incysus Co-Invest I, LP10% owner
Bios Clinical Opportunity Fund, LP10% owner
Bios Equity COF, LP10% owner
BIOS Capital Management, LP10% owner
BIOS Advisors GP, LLC10% owner
|
OtherSeries A Warrant · Derivative | 574,241 | Not disclosed Strike: $0.45 | Not disclosed |
DisclosureSEC source: 0001104659-25-045741 · tm2514380-2_4seq1.xml · derivative · entry 9 Fletcher Aaron G.L. · CIK 0001789490 · 10% owner BIOS Fund II, LP · CIK 0001714576 · 10% owner BIOS Fund II QP, LP · CIK 0001716869 · 10% owner BIOS Fund II NT, LP · CIK 0001728851 · 10% owner BIOS Incysus Co-Invest I, LP · CIK 0001740029 · 10% owner Bios Clinical Opportunity Fund, LP · CIK 0001988639 · 10% owner Bios Equity COF, LP · CIK 0002000747 · 10% owner BIOS Capital Management, LP · CIK 0001813845 · 10% owner BIOS Advisors GP, LLC · CIK 0001813844 · 10% owner Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: No plan indicated Ownership: Indirect · By Bios Clinical Opportunity Fund, LP Disclosed balance after: 0 Underlying: Common Stock · 574,241 shares Expires 2025-10-04 F1 · kind: Pursuant to a Warrant Exchange Agreement (the "Warrant Exchange Agreement"), dated as of April 26, 2025, between In8bio, Inc. (the "Issuer") and Bios Clinical Opportunity Fund, LP ("Bios COF"), Bios COF purchased from the Issuer in a private placement 1,148,482 pre-funded warrants (the "Pre-Funded Warrants") to purchase one share of Common Stock in exchange for the surrender by Bios COF for cancellation of (i) 574,241 Series A Warrants to purchase one share of Common Stock, (ii) 574,241 Series B Warrants to purchase one share of Common Stock and (iii) payment to the Issuer of $204,774.34 in cash. The closing of the transactions contemplated by the Warrant Exchange Agreement occurred on May 2, 2025 . The Pre-Funded Warrants have an exercise price of $0.0001 per share, will be exercisable immediately and will be exercisable until the Pre-Funded Warrant is exercised in full. F1 · price: Pursuant to a Warrant Exchange Agreement (the "Warrant Exchange Agreement"), dated as of April 26, 2025, between In8bio, Inc. (the "Issuer") and Bios Clinical Opportunity Fund, LP ("Bios COF"), Bios COF purchased from the Issuer in a private placement 1,148,482 pre-funded warrants (the "Pre-Funded Warrants") to purchase one share of Common Stock in exchange for the surrender by Bios COF for cancellation of (i) 574,241 Series A Warrants to purchase one share of Common Stock, (ii) 574,241 Series B Warrants to purchase one share of Common Stock and (iii) payment to the Issuer of $204,774.34 in cash. The closing of the transactions contemplated by the Warrant Exchange Agreement occurred on May 2, 2025 . The Pre-Funded Warrants have an exercise price of $0.0001 per share, will be exercisable immediately and will be exercisable until the Pre-Funded Warrant is exercised in full. F5 · ownership.nature: Bios Equity COF, LP ("Bios Equity COF") is the general partner of Bios COF. Bios Management is the general partner of Bios Equity COF. Bios Advisors is the general partner of Bios Management. Bios Management and are entities managed and controlled by Mr. Fletcher. Mr. Fletcher, Bios Management and Bios Advisors each share voting and investment control with respect to the shares held by Bios COF. Because of the relationship between Mr. Fletcher, Bios Management, Bios Advisors and Bios Equity COF, Mr. Fletcher, Bios Management and Bios Advisors may be deemed to beneficially own the securities held directly by Bios COF. F6 · ownership.nature: For purposes of Section 16 of the Securities Exchange Act of 1934, as amended, each Reporting Person disclaims beneficial ownership of any such securities, except to the extent of his/its pecuniary interest therein, if any, and this report shall not be deemed an admission that such Reporting Person is the beneficial owner of such securities for purposes of Section 16 or otherwise. Read SEC document |
| May 02, 2025 Filed May 7, 2025 21:48 UTC |
Fletcher Aaron G.L.10% owner
BIOS Fund II, LP10% owner
BIOS Fund II QP, LP10% owner
BIOS Fund II NT, LP10% owner
BIOS Incysus Co-Invest I, LP10% owner
Bios Clinical Opportunity Fund, LP10% owner
Bios Equity COF, LP10% owner
BIOS Capital Management, LP10% owner
BIOS Advisors GP, LLC10% owner
|
PurchasePre-Funded Warrants · Derivative | 1,148,482 | Not disclosed Strike: $0.00 | Not disclosed |
DisclosureSEC source: 0001104659-25-045741 · tm2514380-2_4seq1.xml · derivative · entry 8 Fletcher Aaron G.L. · CIK 0001789490 · 10% owner BIOS Fund II, LP · CIK 0001714576 · 10% owner BIOS Fund II QP, LP · CIK 0001716869 · 10% owner BIOS Fund II NT, LP · CIK 0001728851 · 10% owner BIOS Incysus Co-Invest I, LP · CIK 0001740029 · 10% owner Bios Clinical Opportunity Fund, LP · CIK 0001988639 · 10% owner Bios Equity COF, LP · CIK 0002000747 · 10% owner BIOS Capital Management, LP · CIK 0001813845 · 10% owner BIOS Advisors GP, LLC · CIK 0001813844 · 10% owner Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: No plan indicated Ownership: Indirect · By Bios Clinical Opportunity Fund, LP Disclosed balance after: 2,431,763 Underlying: Common Stock · 1,148,482 shares Expires not disclosed F1 · price: Pursuant to a Warrant Exchange Agreement (the "Warrant Exchange Agreement"), dated as of April 26, 2025, between In8bio, Inc. (the "Issuer") and Bios Clinical Opportunity Fund, LP ("Bios COF"), Bios COF purchased from the Issuer in a private placement 1,148,482 pre-funded warrants (the "Pre-Funded Warrants") to purchase one share of Common Stock in exchange for the surrender by Bios COF for cancellation of (i) 574,241 Series A Warrants to purchase one share of Common Stock, (ii) 574,241 Series B Warrants to purchase one share of Common Stock and (iii) payment to the Issuer of $204,774.34 in cash. The closing of the transactions contemplated by the Warrant Exchange Agreement occurred on May 2, 2025 . The Pre-Funded Warrants have an exercise price of $0.0001 per share, will be exercisable immediately and will be exercisable until the Pre-Funded Warrant is exercised in full. F1 · derivative.exercise_date: Pursuant to a Warrant Exchange Agreement (the "Warrant Exchange Agreement"), dated as of April 26, 2025, between In8bio, Inc. (the "Issuer") and Bios Clinical Opportunity Fund, LP ("Bios COF"), Bios COF purchased from the Issuer in a private placement 1,148,482 pre-funded warrants (the "Pre-Funded Warrants") to purchase one share of Common Stock in exchange for the surrender by Bios COF for cancellation of (i) 574,241 Series A Warrants to purchase one share of Common Stock, (ii) 574,241 Series B Warrants to purchase one share of Common Stock and (iii) payment to the Issuer of $204,774.34 in cash. The closing of the transactions contemplated by the Warrant Exchange Agreement occurred on May 2, 2025 . The Pre-Funded Warrants have an exercise price of $0.0001 per share, will be exercisable immediately and will be exercisable until the Pre-Funded Warrant is exercised in full. F1 · derivative.expiration_date: Pursuant to a Warrant Exchange Agreement (the "Warrant Exchange Agreement"), dated as of April 26, 2025, between In8bio, Inc. (the "Issuer") and Bios Clinical Opportunity Fund, LP ("Bios COF"), Bios COF purchased from the Issuer in a private placement 1,148,482 pre-funded warrants (the "Pre-Funded Warrants") to purchase one share of Common Stock in exchange for the surrender by Bios COF for cancellation of (i) 574,241 Series A Warrants to purchase one share of Common Stock, (ii) 574,241 Series B Warrants to purchase one share of Common Stock and (iii) payment to the Issuer of $204,774.34 in cash. The closing of the transactions contemplated by the Warrant Exchange Agreement occurred on May 2, 2025 . The Pre-Funded Warrants have an exercise price of $0.0001 per share, will be exercisable immediately and will be exercisable until the Pre-Funded Warrant is exercised in full. F5 · ownership.nature: Bios Equity COF, LP ("Bios Equity COF") is the general partner of Bios COF. Bios Management is the general partner of Bios Equity COF. Bios Advisors is the general partner of Bios Management. Bios Management and are entities managed and controlled by Mr. Fletcher. Mr. Fletcher, Bios Management and Bios Advisors each share voting and investment control with respect to the shares held by Bios COF. Because of the relationship between Mr. Fletcher, Bios Management, Bios Advisors and Bios Equity COF, Mr. Fletcher, Bios Management and Bios Advisors may be deemed to beneficially own the securities held directly by Bios COF. F6 · ownership.nature: For purposes of Section 16 of the Securities Exchange Act of 1934, as amended, each Reporting Person disclaims beneficial ownership of any such securities, except to the extent of his/its pecuniary interest therein, if any, and this report shall not be deemed an admission that such Reporting Person is the beneficial owner of such securities for purposes of Section 16 or otherwise. Read SEC document |
| May 01, 2025 Filed May 8, 2025 00:45 UTC |
Ho William Tai-WeiDirector · PRESIDENT AND CEO · 10% owner
|
GrantPre-Funded Warrant (right to buy) · Derivative | 81,967 | $0.18 Strike: $0.00 | $15,106.52 |
DisclosureSEC source: 0001415889-25-012290 · form4-05072025_080509.xml · derivative · entry 4 Ho William Tai-Wei · CIK 0001830914 · Director · PRESIDENT AND CEO · 10% owner 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 81,967 Underlying: Common Stock · 81,967 shares Expires not disclosed F4 · kind: Pursuant to an Exchange Letter Agreement, dated April 26, 2025 (the "Exchange Agreement"), by and between the Company and the Reporting Person, the Reporting Person surrendered to the Company for cancellation the Series A Warrants for a like number of Pre-Funded Warrants to purchase common stock, with a per share exercise price of $0.0001 per share. F2 · derivative.exercise_date: Fully vested and exercisable. F6 · derivative.expiration_date: The Pre-Funded Warrants have no expiration date and are exercisable at any time after the date of issuance. The Pre-Funded Warrants are subject to certain exercise limitations. Read SEC document |
| May 01, 2025 Filed May 8, 2025 00:45 UTC |
Ho William Tai-WeiDirector · PRESIDENT AND CEO · 10% owner
|
Disposition to issuerSeries A Warrants (right to buy) · Derivative | 81,967 | Not disclosed Strike: $0.45 | Not disclosed |
DisclosureSEC source: 0001415889-25-012290 · form4-05072025_080509.xml · derivative · entry 3 Ho William Tai-Wei · CIK 0001830914 · Director · PRESIDENT AND CEO · 10% owner 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 0 Underlying: Common Stock · 81,967 shares Expires 2025-10-04 F4 · kind: Pursuant to an Exchange Letter Agreement, dated April 26, 2025 (the "Exchange Agreement"), by and between the Company and the Reporting Person, the Reporting Person surrendered to the Company for cancellation the Series A Warrants for a like number of Pre-Funded Warrants to purchase common stock, with a per share exercise price of $0.0001 per share. F5 · price: The reported securities are included within 81,967 units purchased by the Reporting Person on December 13, 2023 for $1.22 per unit. Each unit consists of one share of common stock, one Series A warrant and one Series B warrant, each warrant represents the right to purchase 81,967 shares of common stock. F2 · derivative.exercise_date: Fully vested and exercisable. Read SEC document |
| April 30, 2025 Filed May 8, 2025 00:45 UTC |
McCall PatrickCHIEF FINANCIAL OFFICER
|
Exercise / conversionSeries A Warrants (right to buy) · Derivative | 15,000 | $0.00 Strike: $0.18 | $0.00 |
DisclosureSEC source: 0001415889-25-012288 · form4-05072025_080505.xml · derivative · entry 4 McCall Patrick · CIK 0001874384 · CHIEF FINANCIAL OFFICER 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 0 Underlying: Common Stock · 15,000 shares Expires 2025-05-02 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F2 · derivative.exercise_date: Fully vested and exercisable. Read SEC document |
| April 30, 2025 Filed May 8, 2025 00:45 UTC |
McCall PatrickCHIEF FINANCIAL OFFICER
|
Exercise / conversionCommon Stock | 15,000 | $0.18 | $2,766.00 |
DisclosureSEC source: 0001415889-25-012288 · form4-05072025_080505.xml · nonDerivative · entry 1 McCall Patrick · CIK 0001874384 · CHIEF FINANCIAL OFFICER 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 67,071 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| April 30, 2025 Filed May 8, 2025 00:45 UTC |
Rochlin KateChief Operating Officer
|
Exercise / conversionSeries A Warrants (right to buy) · Derivative | 12,295 | $0.00 Strike: $0.18 | $0.00 |
DisclosureSEC source: 0001415889-25-012289 · form4-05072025_080507.xml · derivative · entry 4 Rochlin Kate · CIK 0001898521 · Chief Operating Officer 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 0 Underlying: Common Stock · 12,295 shares Expires 2025-05-02 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F2 · derivative.exercise_date: Fully vested and exercisable. Read SEC document |
| April 30, 2025 Filed May 8, 2025 00:45 UTC |
Rochlin KateChief Operating Officer
|
Exercise / conversionCommon Stock | 12,295 | $0.18 | $2,267.20 |
DisclosureSEC source: 0001415889-25-012289 · form4-05072025_080507.xml · nonDerivative · entry 1 Rochlin Kate · CIK 0001898521 · Chief Operating Officer 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 55,169 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| April 30, 2025 Filed May 7, 2025 20:45 UTC |
Roemer Alan S.Director
|
Exercise / conversionSeries B Warrants (right to buy) · Derivative | 11,000 | $0.00 Strike: $0.18 | $0.00 |
DisclosureSEC source: 0001415889-25-012287 · form4-05072025_080503.xml · derivative · entry 8 Roemer Alan S. · CIK 0001643070 · Director 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 0 Underlying: Common Stock · 11,000 shares Expires 2025-05-02 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F2 · derivative.exercise_date: Fully vested and exercisable. Read SEC document |
| April 30, 2025 Filed May 7, 2025 20:45 UTC |
Roemer Alan S.Director
|
Exercise / conversionSeries A Warrants (right to buy) · Derivative | 102,459 | $0.00 Strike: $0.18 | $0.00 |
DisclosureSEC source: 0001415889-25-012287 · form4-05072025_080503.xml · derivative · entry 5 Roemer Alan S. · CIK 0001643070 · Director 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 0 Underlying: Common Stock · 102,459 shares Expires 2025-05-02 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F2 · derivative.exercise_date: Fully vested and exercisable. Read SEC document |
| April 30, 2025 Filed May 7, 2025 20:45 UTC |
Roemer Alan S.Director
|
Exercise / conversionCommon Stock | 11,000 | $0.18 | $2,028.40 |
DisclosureSEC source: 0001415889-25-012287 · form4-05072025_080503.xml · nonDerivative · entry 2 Roemer Alan S. · CIK 0001643070 · Director 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 398,489 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| April 30, 2025 Filed May 7, 2025 20:45 UTC |
Roemer Alan S.Director
|
Exercise / conversionCommon Stock | 102,459 | $0.18 | $18,893.44 |
DisclosureSEC source: 0001415889-25-012287 · form4-05072025_080503.xml · nonDerivative · entry 1 Roemer Alan S. · CIK 0001643070 · Director 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 387,489 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| April 30, 2025 Filed May 8, 2025 00:45 UTC |
Brandt Peter C.Director
|
Exercise / conversionSeries B Warrants (right to buy) · Derivative | 81,967 | $0.00 Strike: $0.18 | $0.00 |
DisclosureSEC source: 0001415889-25-012286 · form4-05072025_080501.xml · derivative · entry 9 Brandt Peter C. · CIK 0001434099 · Director 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 0 Underlying: Common Stock · 81,967 shares Expires 2025-05-02 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F3 · derivative.exercise_date: Fully vested and exercisable. Read SEC document |
| April 30, 2025 Filed May 8, 2025 00:45 UTC |
Brandt Peter C.Director
|
Exercise / conversionSeries A Warrants (right to buy) · Derivative | 81,967 | $0.00 Strike: $0.18 | $0.00 |
DisclosureSEC source: 0001415889-25-012286 · form4-05072025_080501.xml · derivative · entry 6 Brandt Peter C. · CIK 0001434099 · Director 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 0 Underlying: Common Stock · 81,967 shares Expires 2025-05-02 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F3 · derivative.exercise_date: Fully vested and exercisable. Read SEC document |
| April 30, 2025 Filed May 8, 2025 00:45 UTC |
Brandt Peter C.Director
|
Exercise / conversionCommon Stock | 81,967 | $0.18 | $15,114.71 |
DisclosureSEC source: 0001415889-25-012286 · form4-05072025_080501.xml · nonDerivative · entry 2 Brandt Peter C. · CIK 0001434099 · Director 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 681,538 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| April 30, 2025 Filed May 8, 2025 00:45 UTC |
Brandt Peter C.Director
|
Exercise / conversionCommon Stock | 81,967 | $0.18 | $15,114.71 |
DisclosureSEC source: 0001415889-25-012286 · form4-05072025_080501.xml · nonDerivative · entry 1 Brandt Peter C. · CIK 0001434099 · Director 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 599,571 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| April 27, 2025 Filed May 8, 2025 00:45 UTC |
McCall PatrickCHIEF FINANCIAL OFFICER
|
GrantSeries B Warrants (right to buy) · Derivative | 20,492 | Not disclosed Strike: $0.45 | Not disclosed |
DisclosureSEC source: 0001415889-25-012288 · form4-05072025_080505.xml · derivative · entry 6 McCall Patrick · CIK 0001874384 · CHIEF FINANCIAL OFFICER 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 20,492 Underlying: Common Stock · 20,492 shares Expires 2028-12-13 F4 · kind: The reported transaction involved an amendment of an outstanding warrant, resulting in the deemed cancellation of the "old" warrant and the grant of a "replacement" warrant. The warrant was originally granted on December 13, 2023 with an exercise price of $1.50 per share. The exercise price was reduced to $0.45 per share. F4 · price: The reported transaction involved an amendment of an outstanding warrant, resulting in the deemed cancellation of the "old" warrant and the grant of a "replacement" warrant. The warrant was originally granted on December 13, 2023 with an exercise price of $1.50 per share. The exercise price was reduced to $0.45 per share. F2 · derivative.exercise_date: Fully vested and exercisable. Read SEC document |
| April 27, 2025 Filed May 8, 2025 00:45 UTC |
McCall PatrickCHIEF FINANCIAL OFFICER
|
Disposition to issuerSeries B Warrants (right to buy) · Derivative | 20,492 | Not disclosed Strike: $1.50 | Not disclosed |
DisclosureSEC source: 0001415889-25-012288 · form4-05072025_080505.xml · derivative · entry 5 McCall Patrick · CIK 0001874384 · CHIEF FINANCIAL OFFICER 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 0 Underlying: Common Stock · 20,492 shares Expires 2028-12-13 F4 · kind: The reported transaction involved an amendment of an outstanding warrant, resulting in the deemed cancellation of the "old" warrant and the grant of a "replacement" warrant. The warrant was originally granted on December 13, 2023 with an exercise price of $1.50 per share. The exercise price was reduced to $0.45 per share. F3 · price: The reported securities are included within 20,492 units purchased by the Reporting Person on December 13, 2023 for $1.22 per unit. Each unit consists of one share of common stock, one Series A warrant and one Series B warrant, each warrant represents the right to purchase 20,492 shares of common stock. F4 · price: The reported transaction involved an amendment of an outstanding warrant, resulting in the deemed cancellation of the "old" warrant and the grant of a "replacement" warrant. The warrant was originally granted on December 13, 2023 with an exercise price of $1.50 per share. The exercise price was reduced to $0.45 per share. F2 · derivative.exercise_date: Fully vested and exercisable. Read SEC document |
| April 27, 2025 Filed May 8, 2025 00:45 UTC |
McCall PatrickCHIEF FINANCIAL OFFICER
|
GrantSeries A Warrants (right to buy) · Derivative | 15,000 | Not disclosed Strike: $0.18 | Not disclosed |
DisclosureSEC source: 0001415889-25-012288 · form4-05072025_080505.xml · derivative · entry 3 McCall Patrick · CIK 0001874384 · CHIEF FINANCIAL OFFICER 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 15,000 Underlying: Common Stock · 15,000 shares Expires 2025-05-02 F1 · kind: The reported transaction involved an amendment of an outstanding warrant, resulting in the deemed cancellation of the "old" warrant and the grant of a "replacement" warrant. The warrant was originally granted on December 13, 2023 and later amended on October 4, 2024 with an exercise price of $0.45 per share and expiration date of October 4, 2025. On April 27, 2025 in regards to 15,000 warrant shares, the exercise price was reduced to $0.1844 per share and the warrant expiration date was amended to May 2, 2025. The remaining 5,492 warrant shares are unchanged. F1 · price: The reported transaction involved an amendment of an outstanding warrant, resulting in the deemed cancellation of the "old" warrant and the grant of a "replacement" warrant. The warrant was originally granted on December 13, 2023 and later amended on October 4, 2024 with an exercise price of $0.45 per share and expiration date of October 4, 2025. On April 27, 2025 in regards to 15,000 warrant shares, the exercise price was reduced to $0.1844 per share and the warrant expiration date was amended to May 2, 2025. The remaining 5,492 warrant shares are unchanged. F2 · derivative.exercise_date: Fully vested and exercisable. Read SEC document |
| April 27, 2025 Filed May 8, 2025 00:45 UTC |
McCall PatrickCHIEF FINANCIAL OFFICER
|
Disposition to issuerSeries A Warrants (right to buy) · Derivative | 15,000 | Not disclosed Strike: $0.45 | Not disclosed |
DisclosureSEC source: 0001415889-25-012288 · form4-05072025_080505.xml · derivative · entry 2 McCall Patrick · CIK 0001874384 · CHIEF FINANCIAL OFFICER 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 5,492 Underlying: Common Stock · 15,000 shares Expires 2025-10-04 F1 · kind: The reported transaction involved an amendment of an outstanding warrant, resulting in the deemed cancellation of the "old" warrant and the grant of a "replacement" warrant. The warrant was originally granted on December 13, 2023 and later amended on October 4, 2024 with an exercise price of $0.45 per share and expiration date of October 4, 2025. On April 27, 2025 in regards to 15,000 warrant shares, the exercise price was reduced to $0.1844 per share and the warrant expiration date was amended to May 2, 2025. The remaining 5,492 warrant shares are unchanged. F1 · price: The reported transaction involved an amendment of an outstanding warrant, resulting in the deemed cancellation of the "old" warrant and the grant of a "replacement" warrant. The warrant was originally granted on December 13, 2023 and later amended on October 4, 2024 with an exercise price of $0.45 per share and expiration date of October 4, 2025. On April 27, 2025 in regards to 15,000 warrant shares, the exercise price was reduced to $0.1844 per share and the warrant expiration date was amended to May 2, 2025. The remaining 5,492 warrant shares are unchanged. F3 · price: The reported securities are included within 20,492 units purchased by the Reporting Person on December 13, 2023 for $1.22 per unit. Each unit consists of one share of common stock, one Series A warrant and one Series B warrant, each warrant represents the right to purchase 20,492 shares of common stock. F2 · derivative.exercise_date: Fully vested and exercisable. Read SEC document |
Value uses the disclosed total when available, otherwise shares × reported transaction price. It is not an estimate of exercise cash cost or investment performance.