IMNM

SEC source: 0001104659-23-106486 · tm2327557-1_4seq1.xml · nonDerivative · entry 1

RAPP MICHAEL · CIK 0001405685 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 1,071,172

F1 · shares: The shares were issued to the Reporting Person pursuant to the closing of the transactions contemplated by that certain Subscription Agreement, dated as of June 29, 2023, by and among the Reporting Person and the Issuer and in connection with the closing of to the transactions contemplated by that certain Agreement and Plan of Merger and Reorganization, dated as of June 29, 2023, by and among the Issuer, Morphimmune Inc., a Delaware corporation, and Ibiza Merger Sub, Inc., a Delaware corporation and wholly owned subsidiary of the Issuer.

SEC source: 0001209191-23-052053 · doc4.xml · nonDerivative · entry 1

SIEGALL CLAY B · CIK 0001167496 · Director · President and CEO

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 319,636

SEC source: 0001209191-23-052050 · doc4.xml · nonDerivative · entry 1

Turner Bruce · CIK 0001993683 · Chief Strategy Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 42,300

SEC source: 0001209191-23-052048 · doc4.xml · derivative · entry 2

PRENDERGAST FRANKLYN G · CIK 0001233256 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 137,725

Underlying: Common Stock · 137,725 shares

Expires 2032-09-26

F1 · shares: In connection with the Closing (as defined in the Agreement and Plan of Merger and Reorganization dated June 29, 2023 (the "Merger Agreement"), by an among the Issuer, Ibiza Merger Sub, Inc., and Morphimmune Inc.), Dr. Prendergast exchanged (i) his shares of common stock of Morphimmune for shares of the Issuer and (ii) his options to acquire shares of common stock of Morphimmune for options to acquire shares of the Issuer.

F2 · derivative.exercise_date: In connection with the Closing (as defined in the Merger Agreement), all the shares underlying the option became fully vested and exercisable.

SEC source: 0001209191-23-052048 · doc4.xml · nonDerivative · entry 1

PRENDERGAST FRANKLYN G · CIK 0001233256 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 60,840

F1 · shares: In connection with the Closing (as defined in the Agreement and Plan of Merger and Reorganization dated June 29, 2023 (the "Merger Agreement"), by an among the Issuer, Ibiza Merger Sub, Inc., and Morphimmune Inc.), Dr. Prendergast exchanged (i) his shares of common stock of Morphimmune for shares of the Issuer and (ii) his options to acquire shares of common stock of Morphimmune for options to acquire shares of the Issuer.

SEC source: 0001104659-23-070394 · tm2318426-1_4seq1.xml · derivative · entry 1

Giesing Dennis H · CIK 0001853622 · Chief Development Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 50,000

Underlying: Common Stock · 50,000 shares

Expires 2033-06-08

F1 · derivative.exercise_date: One-forty-eighth (1/48th) of the shares subject to such options shall vest monthly over forty-eight months after the grant date.

SEC source: 0001104659-23-070422 · tm2318426-3_4seq.xml · derivative · entry 1

RAPP MICHAEL · CIK 0001405685 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 6,500

Underlying: Common Stock · 6,500 shares

Expires 2033-06-08

F1 · derivative.exercise_date: The shares subject to the options shall vest 25% every quarter after the grant date.

SEC source: 0001104659-23-070415 · tm2318426-11_4seq1.xml · derivative · entry 1

Stoneman Sandra G. · CIK 0001831144 · General Counsel and CLO

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 56,000

Underlying: Common Stock · 56,000 shares

Expires 2033-06-08

F1 · derivative.exercise_date: One-forty-eighth (1/48th) of the shares subject to such options shall vest monthly over forty-eight months after the grant date.

SEC source: 0001104659-23-070411 · tm2318426-10_4seq1.xml · derivative · entry 1

Roche Corleen M. · CIK 0001857905 · Chief Financial Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 58,000

Underlying: Common Stock · 58,000 shares

Expires 2033-06-08

F1 · derivative.exercise_date: One-forty-eighth (1/48th) of the shares subject to such options shall vest monthly over forty-eight months after the grant date.

SEC source: 0001104659-23-070410 · tm2318426-9_4seq1.xml · derivative · entry 1

ROBINSON MATTHEW K · CIK 0001934462 · Chief Technology Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 58,000

Underlying: Common Stock · 58,000 shares

Expires 2033-06-08

F1 · derivative.exercise_date: One-forty-eighth (1/48th) of the shares subject to such options shall vest monthly over forty-eight months after the grant date.

SEC source: 0001104659-23-070408 · tm2318426-8_4seq1.xml · derivative · entry 1

Sarma Purnanand D · CIK 0001826833 · Director · President and CEO

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 166,500

Underlying: Common Stock · 166,500 shares

Expires 2033-06-08

F1 · derivative.exercise_date: One-forty-eighth (1/48th) of the shares subject to such options shall vest monthly over forty-eight months after the grant date.

SEC source: 0001104659-23-070403 · tm2318426-7_4seq1.xml · derivative · entry 1

Lefenfeld Michael · CIK 0001826906 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 6,500

Underlying: Common Stock · 6,500 shares

Expires 2033-06-08

F1 · derivative.exercise_date: The shares subject to the options shall vest 25% every quarter after the grant date.

SEC source: 0001104659-23-070402 · tm2318426-6_4seq1.xml · derivative · entry 1

LAMATTINA JOHN L · CIK 0001216074 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 6,500

Underlying: Common Stock · 6,500 shares

Expires 2033-06-08

F1 · derivative.exercise_date: The shares subject to the options shall vest 25% every quarter after the grant date.

SEC source: 0001104659-23-070399 · tm2318426-5_4seq1.xml · derivative · entry 1

BARON RICHARD A · CIK 0001287754 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 6,500

Underlying: Common Stock · 6,500 shares

Expires 2033-06-08

F1 · derivative.exercise_date: The shares subject to the options shall vest 25% every quarter after the grant date.

SEC source: 0001104659-23-070397 · tm2318426-4_4seq1.xml · derivative · entry 1

PRENDERGAST FRANKLYN G · CIK 0001233256 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 6,500

Underlying: Common Stock · 6,500 shares

Expires 2033-06-08

F1 · derivative.exercise_date: The shares subject to the options shall vest 25% every quarter after the grant date.

SEC source: 0001104659-23-070395 · tm2318426d2_4seq1.xml · derivative · entry 1

WAGENHEIM PHILIP · CIK 0001405684 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 6,500

Underlying: Common Stock · 6,500 shares

Expires 2033-06-08

F1 · derivative.exercise_date: The shares subject to the options shall vest 25% every quarter after the grant date.

SEC source: 0001104659-23-004001 · tm233517-1_4seq1.xml · nonDerivative · entry 1

RAPP MICHAEL · CIK 0001405685 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 817,366

F1 · price: The shares of Common Stock were issued to the Reporting Person pursuant to the Issuer's 2020 Equity Compensation Plan in lieu of the non-employee director board and committee cash retainers of $70,000 in the aggregate owed to the Reporting Person for service on the board of directors in 2022.

SEC source: 0001104659-23-004010 · tm233517-4_4seq1.xml · nonDerivative · entry 1

WAGENHEIM PHILIP · CIK 0001405684 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 406,147

F1 · price: The shares of Common Stock were issued to the Reporting Person pursuant to the Issuer's 2020 Equity Compensation Plan in lieu of the non-employee director board and committee cash retainers of $35,000 in the aggregate owed to the Reporting Person for service on the board of directors in 2022.

SEC source: 0001104659-23-004007 · tm233517-3_4seq1.xml · nonDerivative · entry 1

LAMATTINA JOHN L · CIK 0001216074 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 66,953

F1 · price: The shares of Common Stock were issued to the Reporting Person pursuant to the Issuer's 2020 Equity Compensation Plan in lieu of the non-employee director board and committee cash retainers of $60,500 in the aggregate owed to the Reporting Person for service on the board of directors in 2022.

SEC source: 0001104659-23-004005 · tm233517-2_4seq1.xml · nonDerivative · entry 1

Lefenfeld Michael · CIK 0001826906 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 40,747

F1 · price: The shares of Common Stock were issued to the Reporting Person pursuant to the Issuer's 2020 Equity Compensation Plan in lieu of the non-employee director board and committee cash retainers of $55,500 in the aggregate owed to the Reporting Person for service on the board of directors in 2022.

SEC source: 0001104659-22-073101 · tm2218674-7_4seq1.xml · derivative · entry 1

Giesing Dennis H · CIK 0001853622 · Chief Development Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 60,000

Underlying: Common Stock · 60,000 shares

Expires 2032-06-16

F1 · derivative.exercise_date: With respect to the options to purchase 30,000 shares, 25% of the shares subject to such options vest on June 16, 2023, and one-thirty-sixth (1/36th) of the remaining shares subject to such options shall vest every month thereafter. With respect to the remaining options to purchase 30,000 shares, 50% of the shares subject to such options vest on June 16, 2023, and the remaining 50% of the shares subject to such options vest on June 16, 2024.

SEC source: 0001104659-22-073106 · tm2218674-11_4seq1.xml · derivative · entry 1

Stoneman Sandra G. · CIK 0001831144 · General Counsel and CLO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 43,000

Underlying: Common Stock · 43,000 shares

Expires 2032-06-16

F1 · derivative.exercise_date: With respect to the options to purchase 33,000 shares, 25% of the shares subject to such options vest on June 16, 2023, and one-thirty-sixth (1/36th) of the remaining shares subject to such options shall vest every month thereafter. With respect to the remaining options to purchase 10,000 shares, 50% of the shares subject to such options vest on June 16, 2023, and the remaining 50% of the shares subject to such options vest on June 16, 2024.

SEC source: 0001104659-22-073103 · tm2218674-9_4seq1.xml · derivative · entry 1

Roche Corleen M. · CIK 0001857905 · Chief Financial Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 70,000

Underlying: Common Stock · 70,000 shares

Expires 2032-06-16

F1 · derivative.exercise_date: With respect to the options to purchase 40,000 shares, 25% of the shares subject to such options vest on June 16, 2023, and one-thirty-sixth (1/36th) of the remaining shares subject to such options shall vest every month thereafter. With respect to the remaining options to purchase 30,000 shares, 50% of the shares subject to such options vest on June 16, 2023, and the remaining 50% of the shares subject to such options vest on June 16, 2024.

SEC source: 0001104659-22-073105 · tm2218674-10_4seq1.xml · derivative · entry 1

Sarma Purnanand D · CIK 0001826833 · Director · President and CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 121,000

Underlying: Common Stock · 121,000 shares

Expires 2032-06-16

F1 · derivative.exercise_date: 25% of the shares subject to the options vest on June 16, 2023, and one-thirty-sixth (1/36th) of the remaining shares subject to the options shall vest every month thereafter.

SEC source: 0001104659-22-073099 · tm2218674-6_4seq1.xml · derivative · entry 1

WAGENHEIM PHILIP · CIK 0001405684 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 6,500

Underlying: Common Stock · 6,500 shares

Expires 2032-06-16

F1 · derivative.exercise_date: The shares subject to the options shall vest 25% every quarter after the grant date.

SEC source: 0001104659-22-073102 · tm2218674-8_4seq1.xml · derivative · entry 1

ROBINSON MATTHEW K · CIK 0001934462 · Chief Technology Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 35,000

Underlying: Common Stock · 35,000 shares

Expires 2032-06-16

F1 · derivative.exercise_date: 25% of the shares subject to the options vest on June 16, 2023, and one-thirty-sixth (1/36th) of the remaining shares subject to the options shall vest every month thereafter.

SEC source: 0001104659-22-073097 · tm2218674-5_4seq1.xml · derivative · entry 1

RAPP MICHAEL · CIK 0001405685 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 6,500

Underlying: Common Stock · 6,500 shares

Expires 2032-06-16

F1 · derivative.exercise_date: The shares subject to the options shall vest 25% every quarter after the grant date.

SEC source: 0001104659-22-073096 · tm2218674-4_4seq1.xml · derivative · entry 1

PRENDERGAST FRANKLYN G · CIK 0001233256 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 6,500

Underlying: Common Stock · 6,500 shares

Expires 2032-06-16

F1 · derivative.exercise_date: The shares subject to the options shall vest 25% every quarter after the grant date.

SEC source: 0001104659-22-073095 · tm2218674-3_4seq1.xml · derivative · entry 1

Lefenfeld Michael · CIK 0001826906 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 6,500

Underlying: Common Stock · 6,500 shares

Expires 2032-06-16

F1 · derivative.exercise_date: The shares subject to the options shall vest 25% every quarter after the grant date.

SEC source: 0001104659-22-073094 · tm2218674-2_4seq1.xml · derivative · entry 1

LAMATTINA JOHN L · CIK 0001216074 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 6,500

Underlying: Common Stock · 6,500 shares

Expires 2032-06-16

F1 · derivative.exercise_date: The shares subject to the options shall vest 25% every quarter after the grant date.

SEC source: 0001104659-22-073093 · tm2218674-1_4seq1.xml · derivative · entry 1

BARON RICHARD A · CIK 0001287754 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 6,500

Underlying: Common Stock · 6,500 shares

Expires 2032-06-16

F1 · derivative.exercise_date: The shares subject to the options shall vest 25% every quarter after the grant date.

SEC source: 0001104659-21-115280 · tm2127437-3_4seq1.xml · nonDerivative · entry 1

RAPP MICHAEL · CIK 0001405685 · Director

10b5-1 filing: Not disclosed

Ownership: Indirect · See Footnote

Disclosed balance after: 208,742

F1 · price: The price represents the weighted average purchase price for multiple transactions reported on this line. The prices of the transactions ranged from $19.80 to $20.00, inclusive. Upon request of the SEC staff or the issuer, the reporting person will provide full information regarding the number of shares purchased at each separate price.

F2 · ownership.nature: The shares are held by Broadband Capital Investments LLC ("Broadband"). The reporting person is managing member of Broadband and has voting and investment power with respect to shares held by Broadband.

SEC source: 0001104659-21-114881 · tm2127437-2_4seq1.xml · nonDerivative · entry 3

RAPP MICHAEL · CIK 0001405685 · Director

10b5-1 filing: Not disclosed

Ownership: Indirect · See Footnote

Disclosed balance after: 182,780

F4 · price: The price represents the weighted average purchase price for multiple transactions reported on this line. The prices of the transactions ranged from $17.25 to $18.08, inclusive. Upon request of the SEC staff or the issuer, the reporting person will provide full information regarding the number of shares purchased at each separate price.

F2 · ownership.nature: The shares are held by Broadband Capital Investments LLC ("Broadband"). The reporting person is managing member of Broadband and has voting and investment power with respect to shares held by Broadband.

SEC source: 0001104659-21-114881 · tm2127437-2_4seq1.xml · nonDerivative · entry 2

RAPP MICHAEL · CIK 0001405685 · Director

10b5-1 filing: Not disclosed

Ownership: Indirect · See Footnote

Disclosed balance after: 167,280

F3 · price: The price represents the weighted average purchase price for multiple transactions reported on this line. The prices of the transactions ranged from $17.88 to $18.75, inclusive. Upon request of the SEC staff or the issuer, the reporting person will provide full information regarding the number of shares purchased at each separate price.

F2 · ownership.nature: The shares are held by Broadband Capital Investments LLC ("Broadband"). The reporting person is managing member of Broadband and has voting and investment power with respect to shares held by Broadband.

SEC source: 0001104659-21-114881 · tm2127437-2_4seq1.xml · nonDerivative · entry 1

RAPP MICHAEL · CIK 0001405685 · Director

10b5-1 filing: Not disclosed

Ownership: Indirect · See Footnote

Disclosed balance after: 145,000

F1 · price: The price represents the weighted average purchase price for multiple transactions reported on this line. The prices of the transactions ranged from $16.76 to $17.65, inclusive. Upon request of the SEC staff or the issuer, the reporting person will provide full information regarding the number of shares purchased at each separate price.

F2 · ownership.nature: The shares are held by Broadband Capital Investments LLC ("Broadband"). The reporting person is managing member of Broadband and has voting and investment power with respect to shares held by Broadband.

SEC source: 0001104659-21-108267 · tm2125608-1_4seq1.xml · derivative · entry 2

BARON RICHARD A · CIK 0001287754 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 5,157

Underlying: Common Stock · 2,343 shares

Expires 2030-11-03

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_date: The shares subject to the option vest/vested one-twelfth (1/12th) on February 3, 2021, and one-twelfth (1/12th) every three months thereafter.

SEC source: 0001104659-21-108267 · tm2125608-1_4seq1.xml · nonDerivative · entry 1

BARON RICHARD A · CIK 0001287754 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 2,343

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

SEC source: 0001104659-21-083670 · tm2118079-12_4seq1.xml · derivative · entry 1

PRENDERGAST FRANKLYN G · CIK 0001233256 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 7,500

Underlying: Common Stock · 7,500 shares

Expires 2031-06-16

F1 · derivative.exercise_date: The shares subject to the option shall vest one-twelfth (1/12th) every quarter after the grant date.

SEC source: 0001104659-21-075233 · tm2118079d2_4seq1.xml · derivative · entry 1

Giesing Dennis H · CIK 0001853622 · Chief Development Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 16,609

Underlying: Common Stock · 16,609 shares

Expires 2031-05-28

F1 · derivative.exercise_date: 25% of the shares subject to the option vest on May 28, 2022, and one-thirty-sixth (1/36th) of the remaining shares subject to the option shall vest every month thereafter.

SEC source: 0001104659-21-075265 · tm2118079-9_4seq1.xml · derivative · entry 1

WAGENHEIM PHILIP · CIK 0001405684 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 3,750

Underlying: Common stock · 3,750 shares

Expires 2031-05-28

F1 · derivative.exercise_date: The shares subject to the option shall vest 25% every quarter after the grant date.

SEC source: 0001104659-21-075263 · tm2118079-4_4seq1.xml · derivative · entry 1

Lefenfeld Michael · CIK 0001826906 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 3,750

Underlying: Common Stock · 3,750 shares

Expires 2031-05-28

F1 · derivative.exercise_date: The shares subject to the option shall vest 25% every quarter after the grant date.

SEC source: 0001104659-21-075262 · tm2118079-5_4seq1.xml · derivative · entry 1

RAPP MICHAEL · CIK 0001405685 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 3,750

Underlying: Common Stock · 3,750 shares

Expires 2031-05-28

F1 · derivative.exercise_date: The shares subject to the option shall vest 25% every quarter after the grant date.

SEC source: 0001104659-21-075261 · tm2118079d3_4seq1.xml · derivative · entry 1

LAMATTINA JOHN L · CIK 0001216074 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 3,750

Underlying: Common Stock · 3,750 shares

Expires 2031-05-28

F1 · derivative.exercise_date: The shares subject to the option shall vest 25% every quarter after the grant date.

SEC source: 0001104659-21-075259 · tm2118079-1_4seq1.xml · derivative · entry 1

BARON RICHARD A · CIK 0001287754 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 3,750

Underlying: Common Stock · 3,750 shares

Expires 2031-05-28

F1 · derivative.exercise_date: The shares subject to the option shall vest 25% every quarter after the grant date.

SEC source: 0001104659-21-075258 · tm2118079-10_4seq1.xml · derivative · entry 1

Widlitz Michael · CIK 0001826907 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 3,750

Underlying: Common Stock · 3,750 shares

Expires 2031-05-28

F1 · derivative.exercise_date: The shares subject to the option shall vest 25% every quarter after the grant date.

SEC source: 0001104659-21-075235 · tm2118079-6_4seq1.xml · derivative · entry 1

Roche Corleen M. · CIK 0001857905 · Chief Financial Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 16,609

Underlying: Common Stock · 16,609 shares

Expires 2031-05-28

F1 · derivative.exercise_date: 25% of the shares subject to the option vest on May 28, 2022, and one-thirty-sixth (1/36th) of the remaining shares subject to the option shall vest every month thereafter.

SEC source: 0001104659-21-075234 · tm2118079-8_4seq1.xml · derivative · entry 1

Stoneman Sandra G. · CIK 0001831144 · General Counsel and CLO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 16,609

Underlying: Common Stock · 16,609 shares

Expires 2031-05-28

F1 · derivative.exercise_date: 25% of the shares subject to the option vest on May 28, 2022, and one-thirty-sixth (1/36th) of the remaining shares subject to the option shall vest every month thereafter.

SEC source: 0001104659-21-075230 · tm2118079d7_4seq1.xml · derivative · entry 1

Sarma Purnanand D · CIK 0001826833 · Director · president and CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 93,354

Underlying: Common Stock · 93,354 shares

Expires 2031-05-28

F1 · derivative.exercise_date: 25% of the shares subject to the option vest on May 28, 2022, and one-thirty-sixth (1/36th) of the remaining shares subject to the option shall vest every month thereafter.

SEC source: 0001104659-21-072621 · tm2117684-5_4seq1.xml · nonDerivative · entry 3

Lefenfeld Michael · CIK 0001826906 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 26,872

F2 · price: The price represents the weighted average purchase price for multiple transactions reported on this line. The prices of the transactions ranged from $18.66 to $19.43, inclusive. Upon request of the SEC staff or the issuer, the reporting person will provide full information regarding the number of shares purchased at each separate price.

SEC source: 0001104659-21-072620 · tm2117684-4_4seq1.xml · nonDerivative · entry 3

RAPP MICHAEL · CIK 0001405685 · Director

10b5-1 filing: Not disclosed

Ownership: Indirect · See Footnote

Disclosed balance after: 136,830

F5 · price: The price represents the weighted average purchase price for multiple transactions reported on this line. The prices of the transactions ranged from $18.88 to $18.95, inclusive. Upon request of the SEC staff or the issuer, the reporting person will provide full information regarding the number of shares purchased at each separate price.

F3 · ownership.nature: The shares are held by Broadband.