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Nasdaq · USD

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Immix Biopharma, Inc.

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4958
SEC CIK
0001873835
Parsed reports
96

Last 12 months

Inside the activity.

2 purchase rows · 0 sale rows

Disclosed non-derivative P/S rows, by transaction month. Includes amendments and private transactions.
Monthly counts
MonthPurchasesSales
Nov 202500
Dec 202520
Jan 202600
Feb 202600
Mar 202600
Apr 202600
May 202600
Jun 202600
Jul 202600
Aug 202600
Sep 202600
Oct 202600

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Purchases/sales include open-market and private transactions. Plan disclosure applies to the filing; individual rows may differ. “Not disclosed” is not “unplanned.”

The cutoff filters transaction history only. Company summaries and owner relationships show the latest available disclosures. Parser corrections can improve historical records.

Transaction dateOwner / reported roleActivity / securityShares / unitsReported priceReported valueDetails
July 14, 2022 Filed Jul 18, 2022 10:02 UTC
Morris Gabriel SDirector · CFO
GrantStock Options · Derivative 250,000 $0.00 Strike: $2.64 $0.00
Disclosure

SEC source: 0001493152-22-019497 · ownership.xml · derivative · entry 1

Morris Gabriel S · CIK 0001889967 · Director · CFO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 716,500

Underlying: Common Stock · 250,000 shares

Expires 2032-07-14

F1 · derivative.exercise_date: Options vest monthly in equal amounts over 48 months.

Read SEC document
July 14, 2022 Filed Jul 18, 2022 10:10 UTC GrantStock Options · Derivative 16,000 $0.00 Strike: $2.64 $0.00
Disclosure

SEC source: 0001493152-22-019513 · ownership.xml · derivative · entry 1

Adams Helen C. · CIK 0001488486 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 53,500

Underlying: Common Stock · 16,000 shares

Expires 2032-07-14

F1 · derivative.exercise_date: Options vest monthly over 12 months from date of grant.

Read SEC document
July 14, 2022 Filed Jul 18, 2022 10:05 UTC
BUCHAN JANEDirector
GrantStock Options · Derivative 16,000 $0.00 Strike: $2.64 $0.00
Disclosure

SEC source: 0001493152-22-019502 · ownership.xml · derivative · entry 1

BUCHAN MELISSA JANE · CIK 0001342502 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 46,000

Underlying: Common Stock · 16,000 shares

Expires 2032-07-14

F1 · derivative.exercise_date: Options vest monthly over 12 months from date of grant.

Read SEC document
July 14, 2022 Filed Jul 18, 2022 10:10 UTC GrantStock Options · Derivative 16,000 $0.00 Strike: $2.64 $0.00
Disclosure

SEC source: 0001493152-22-019512 · ownership.xml · derivative · entry 1

Marquet Magda · CIK 0001631486 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 76,000

Underlying: Common Stock · 16,000 shares

Expires 2032-07-14

F1 · derivative.exercise_date: Options vest monthly over 12 months from date of grant.

Read SEC document
July 14, 2022 Filed Jul 18, 2022 21:09 UTC
Senn Sean10% owner
SaleCommon Stock 200 $2.75 $550.00
Disclosure

SEC source: 0001493152-22-019731 · ownership.xml · nonDerivative · entry 1

Senn Sean · CIK 0001904837 · 10% owner

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 899,800

Read SEC document
July 14, 2022 Filed Jul 18, 2022 10:09 UTC
Rachman Ilya MDirector · CEO and Chairman
GrantStock Options · Derivative 250,000 $0.00 Strike: $2.64 $0.00
Disclosure

SEC source: 0001493152-22-019509 · ownership.xml · derivative · entry 1

Rachman Ilya M · CIK 0001889334 · Director · CEO and Chairman

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 520,000

Underlying: Common Stock · 250,000 shares

Expires 2032-07-14

F1 · derivative.exercise_date: Options vest monthly in equal amounts over 48 months.

Read SEC document
July 14, 2022 Filed Jul 18, 2022 10:08 UTC
Ng CareyDirector
GrantStock Options · Derivative 16,000 $0.00 Strike: $2.64 $0.00
Disclosure

SEC source: 0001493152-22-019505 · ownership.xml · derivative · entry 1

Ng Carey · CIK 0001889522 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 16,000

Underlying: Common Stock · 16,000 shares

Expires 2032-07-14

F1 · derivative.exercise_date: Options vest monthly over 12 months from date of grant.

Read SEC document
July 14, 2022 Filed Jul 22, 2022 20:12 UTC Amendment
Senn SeanUnder 10% owner
SaleCommon Stock 200 $2.75 $550.00
Disclosure

SEC source: 0001493152-22-020155 · ownership.xml · nonDerivative · entry 1

Senn Sean · CIK 0001904837 · Under 10% owner

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 899,800

Read SEC document
December 20, 2021 Filed Dec 20, 2021 21:15 UTC
Hsu JasonDirector
ConversionConvertible Note · Derivative Not disclosed $0.00 Strike: $0.85 $3,000,000.00
Disclosure

SEC source: 0001493152-21-032039 · ownership.xml · derivative · entry 3

Hsu Jason · CIK 0001895035 · Director

10b5-1 filing: Not disclosed

Ownership: Indirect · See Footnote

Disclosed balance after: 0

Underlying: Common stock · 3,915,913 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F3 · derivative.exercise_date: On September 1, 2016, the Registrant issued VL a note in the amount of $3 million which is payable upon request of the majority holders of like tenure notes on or after March 31, 2022. Pursuant to the terms of the note, because the Registrant sold equity securities in its initial public offering resulting in proceeds of at least $10 million, the note automatically converted into shares of the Registrant's common stock.

F3 · derivative.expiration_date: On September 1, 2016, the Registrant issued VL a note in the amount of $3 million which is payable upon request of the majority holders of like tenure notes on or after March 31, 2022. Pursuant to the terms of the note, because the Registrant sold equity securities in its initial public offering resulting in proceeds of at least $10 million, the note automatically converted into shares of the Registrant's common stock.

F1 · ownership.nature: Jason Hsu is the Sole Member of VERITAS LIBERABIT VOS, LLC ("VL") and in such capacity has the right to vote and dispose of the securities held by such entity.

Read SEC document
December 20, 2021 Filed Dec 20, 2021 21:15 UTC
Hsu JasonDirector
PurchaseCommon Stock 50,000 $5.00 $250,000.00
Disclosure

SEC source: 0001493152-21-032039 · ownership.xml · nonDerivative · entry 2

Hsu Jason · CIK 0001895035 · Director

10b5-1 filing: Not disclosed

Ownership: Indirect · See Footnote

Disclosed balance after: 50,000

F2 · ownership.nature: Jason Hsu is the Sole Member of Signature Collection Properties, LLC and in such capacity has the right to vote and dispose of the securities held by such entity.

Read SEC document
December 20, 2021 Filed Dec 20, 2021 21:15 UTC
Hsu JasonDirector
ConversionCommon Stock 3,915,913 $0.85 $3,328,526.05
Disclosure

SEC source: 0001493152-21-032039 · ownership.xml · nonDerivative · entry 1

Hsu Jason · CIK 0001895035 · Director

10b5-1 filing: Not disclosed

Ownership: Indirect · See Footnote

Disclosed balance after: 3,915,913

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · ownership.nature: Jason Hsu is the Sole Member of VERITAS LIBERABIT VOS, LLC ("VL") and in such capacity has the right to vote and dispose of the securities held by such entity.

Read SEC document
December 20, 2021 Filed Dec 20, 2021 21:15 UTC
Morris Gabriel SDirector · Chief Financial Officer
ConversionConvertible Note · Derivative Not disclosed $0.00 Strike: $0.85 $100,000.00
Disclosure

SEC source: 0001493152-21-032035 · ownership.xml · derivative · entry 7

Morris Gabriel S · CIK 0001889967 · Director · Chief Financial Officer

10b5-1 filing: Not disclosed

Ownership: Indirect · See footnote

Disclosed balance after: 0

Underlying: Common stock · 123,176 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F4 · derivative.exercise_date: On April 2, 2021, the Registrant issued Alwaysraise a note in the amount of $100,000 which is payable upon request of the majority holders of like tenure notes on or after March 1, 2023. Pursuant to the terms of the note, because the Registrant sold equity securities in its initial public offering resulting in proceeds of at least $10 million, the note automatically converted into shares of the Registrant's common stock.

F4 · derivative.expiration_date: On April 2, 2021, the Registrant issued Alwaysraise a note in the amount of $100,000 which is payable upon request of the majority holders of like tenure notes on or after March 1, 2023. Pursuant to the terms of the note, because the Registrant sold equity securities in its initial public offering resulting in proceeds of at least $10 million, the note automatically converted into shares of the Registrant's common stock.

F3 · ownership.nature: Gabriel Morris is the Managing Partner and Sole Member of Alwaysraise LLC ("Alwaysraise") and in such capacity has the right to vote and dispose of the securities held by such entity.

Read SEC document
December 20, 2021 Filed Dec 20, 2021 21:15 UTC
Morris Gabriel SDirector · Chief Financial Officer
ConversionConvertible Note · Derivative Not disclosed $0.00 Strike: $0.85 $100,000.00
Disclosure

SEC source: 0001493152-21-032035 · ownership.xml · derivative · entry 6

Morris Gabriel S · CIK 0001889967 · Director · Chief Financial Officer

10b5-1 filing: Not disclosed

Ownership: Indirect · See footnote

Disclosed balance after: 0

Underlying: Common stock · 123,527 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F2 · derivative.exercise_date: On March 18, 2021, the Registrant issued Alwaysraise LLC a note in the amount of $100,000 which is payable upon request of the majority holders of like tenure notes on or after March 1, 2023. Pursuant to the terms of the note, because the Registrant sold equity securities in its initial public offering resulting in proceeds of at least $10 million, the note automatically converted into shares of the Registrant's common stock.

F2 · derivative.expiration_date: On March 18, 2021, the Registrant issued Alwaysraise LLC a note in the amount of $100,000 which is payable upon request of the majority holders of like tenure notes on or after March 1, 2023. Pursuant to the terms of the note, because the Registrant sold equity securities in its initial public offering resulting in proceeds of at least $10 million, the note automatically converted into shares of the Registrant's common stock.

F3 · ownership.nature: Gabriel Morris is the Managing Partner and Sole Member of Alwaysraise LLC ("Alwaysraise") and in such capacity has the right to vote and dispose of the securities held by such entity.

Read SEC document
December 20, 2021 Filed Dec 20, 2021 21:15 UTC
Morris Gabriel SDirector · Chief Financial Officer
ConversionConvertible Note · Derivative Not disclosed $0.00 Strike: $0.85 $60,000.00
Disclosure

SEC source: 0001493152-21-032035 · ownership.xml · derivative · entry 5

Morris Gabriel S · CIK 0001889967 · Director · Chief Financial Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common stock · 74,116 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_date: On March 18, 2021, the Registrant issued the Reporting Person a note in the amount of $60,000 which is payable upon request of the majority holders of like tenure notes on or after March 1, 2023. Pursuant to the terms of the note, because the Registrant sold equity securities in its initial public offering resulting in proceeds of at least $10 million, the note automatically converted into shares of the Registrant's common stock.

F1 · derivative.expiration_date: On March 18, 2021, the Registrant issued the Reporting Person a note in the amount of $60,000 which is payable upon request of the majority holders of like tenure notes on or after March 1, 2023. Pursuant to the terms of the note, because the Registrant sold equity securities in its initial public offering resulting in proceeds of at least $10 million, the note automatically converted into shares of the Registrant's common stock.

Read SEC document
December 20, 2021 Filed Dec 20, 2021 21:15 UTC
Morris Gabriel SDirector · Chief Financial Officer
PurchaseCommon Stock 2,000 $5.00 $10,000.00
Disclosure

SEC source: 0001493152-21-032035 · ownership.xml · nonDerivative · entry 4

Morris Gabriel S · CIK 0001889967 · Director · Chief Financial Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 76,116

Read SEC document
December 20, 2021 Filed Dec 20, 2021 21:15 UTC
Morris Gabriel SDirector · Chief Financial Officer
ConversionCommon Stock 123,176 $0.85 $104,699.60
Disclosure

SEC source: 0001493152-21-032035 · ownership.xml · nonDerivative · entry 3

Morris Gabriel S · CIK 0001889967 · Director · Chief Financial Officer

10b5-1 filing: Not disclosed

Ownership: Indirect · See footnote

Disclosed balance after: 246,703

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F3 · ownership.nature: Gabriel Morris is the Managing Partner and Sole Member of Alwaysraise LLC ("Alwaysraise") and in such capacity has the right to vote and dispose of the securities held by such entity.

Read SEC document
December 20, 2021 Filed Dec 20, 2021 21:15 UTC
Morris Gabriel SDirector · Chief Financial Officer
ConversionCommon Stock 123,527 $0.85 $104,997.95
Disclosure

SEC source: 0001493152-21-032035 · ownership.xml · nonDerivative · entry 2

Morris Gabriel S · CIK 0001889967 · Director · Chief Financial Officer

10b5-1 filing: Not disclosed

Ownership: Indirect · See footnote

Disclosed balance after: 123,527

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F3 · ownership.nature: Gabriel Morris is the Managing Partner and Sole Member of Alwaysraise LLC ("Alwaysraise") and in such capacity has the right to vote and dispose of the securities held by such entity.

Read SEC document
December 20, 2021 Filed Dec 20, 2021 21:15 UTC
Morris Gabriel SDirector · Chief Financial Officer
ConversionCommon Stock 74,116 $0.85 $62,998.60
Disclosure

SEC source: 0001493152-21-032035 · ownership.xml · nonDerivative · entry 1

Morris Gabriel S · CIK 0001889967 · Director · Chief Financial Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 74,116

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
December 20, 2021 Filed Dec 20, 2021 21:15 UTC
Rachman Ilya MDirector · CEO and Chairman
PurchaseCommon Stock 2,500 $5.00 $12,500.00
Disclosure

SEC source: 0001493152-21-032038 · ownership.xml · nonDerivative · entry 1

Rachman Ilya M · CIK 0001889334 · Director · CEO and Chairman

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 902,500

Read SEC document
December 20, 2021 Filed Dec 20, 2021 21:15 UTC
Ng CareyDirector
ConversionConvertible Note · Derivative Not disclosed $0.00 Strike: $0.85 $750,000.00
Disclosure

SEC source: 0001493152-21-032034 · ownership.xml · derivative · entry 3

Ng Carey · CIK 0001889522 · Director

10b5-1 filing: Not disclosed

Ownership: Indirect · See footnote

Disclosed balance after: 0

Underlying: Common stock · 1,000,221 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F2 · derivative.exercise_date: On October 30, 2019, the Registrant issued Mesa Verde Venture Partners III, LP a note in the amount of $750,000 which is payable upon request of the majority holders of like tenure notes on or after October 30, 2021. Pursuant to the terms of the note, because the Registrant sold equity securities in its initial public offering resulting in proceeds of at least $10 million, the note automatically converted into shares of the Registrant's common stock.

F2 · derivative.expiration_date: On October 30, 2019, the Registrant issued Mesa Verde Venture Partners III, LP a note in the amount of $750,000 which is payable upon request of the majority holders of like tenure notes on or after October 30, 2021. Pursuant to the terms of the note, because the Registrant sold equity securities in its initial public offering resulting in proceeds of at least $10 million, the note automatically converted into shares of the Registrant's common stock.

F1 · ownership.nature: Carey Ng is the Managing Director of Mesa Verde Venture Partners III, LP and in such capacity has the right to vote and dispose of the securities held by such entity.

Read SEC document
December 20, 2021 Filed Dec 20, 2021 21:15 UTC
Ng CareyDirector
PurchaseCommon Stock 25,000 $5.00 $125,000.00
Disclosure

SEC source: 0001493152-21-032034 · ownership.xml · nonDerivative · entry 2

Ng Carey · CIK 0001889522 · Director

10b5-1 filing: Not disclosed

Ownership: Indirect · See footnote

Disclosed balance after: 1,025,221

F1 · ownership.nature: Carey Ng is the Managing Director of Mesa Verde Venture Partners III, LP and in such capacity has the right to vote and dispose of the securities held by such entity.

Read SEC document
December 20, 2021 Filed Dec 20, 2021 21:15 UTC
Ng CareyDirector
ConversionCommon Stock 1,000,221 $0.85 $850,187.85
Disclosure

SEC source: 0001493152-21-032034 · ownership.xml · nonDerivative · entry 1

Ng Carey · CIK 0001889522 · Director

10b5-1 filing: Not disclosed

Ownership: Indirect · See footnote

Disclosed balance after: 1,000,221

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · ownership.nature: Carey Ng is the Managing Director of Mesa Verde Venture Partners III, LP and in such capacity has the right to vote and dispose of the securities held by such entity.

Read SEC document
December 20, 2021 Filed Dec 20, 2021 21:15 UTC
Torchilin Vladimir PScientific Co-Founder
PurchaseCommon Stock 3,000 $5.00 $15,000.00
Disclosure

SEC source: 0001493152-21-032036 · ownership.xml · nonDerivative · entry 2

Torchilin Vladimir P · CIK 0001889563 · Scientific Co-Founder

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 905,200

Read SEC document
December 17, 2021 Filed Dec 20, 2021 21:15 UTC
Torchilin Vladimir PScientific Co-Founder
PurchaseCommon Stock 2,200 $4.47 $9,834.00
Disclosure

SEC source: 0001493152-21-032036 · ownership.xml · nonDerivative · entry 1

Torchilin Vladimir P · CIK 0001889563 · Scientific Co-Founder

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 902,200

Read SEC document

Value uses the disclosed total when available, otherwise shares × reported transaction price. It is not an estimate of exercise cash cost or investment performance.