Last 12 months
Inside the activity.
1 purchase rows · 3 sale rows
Disclosed non-derivative P/S rows, by transaction month. Includes amendments and private transactions.Monthly counts
| Month | Purchases | Sales |
|---|---|---|
| Nov 2025 | 0 | 0 |
| Dec 2025 | 0 | 0 |
| Jan 2026 | 0 | 0 |
| Feb 2026 | 0 | 0 |
| Mar 2026 | 1 | 0 |
| Apr 2026 | 0 | 0 |
| May 2026 | 0 | 0 |
| Jun 2026 | 0 | 0 |
| Jul 2026 | 0 | 1 |
| Aug 2026 | 0 | 0 |
| Sep 2026 | 0 | 0 |
| Oct 2026 | 0 | 2 |
Latest available
Insider transactions
Purchases/sales include open-market and private transactions. Plan disclosure applies to the filing; individual rows may differ. “Not disclosed” is not “unplanned.”
The cutoff filters transaction history only. Company summaries and owner relationships show the latest available disclosures. Parser corrections can improve historical records.
| Transaction date | Owner / reported role | Activity / security | Shares / units | Reported price | Reported value | Details |
|---|---|---|---|---|---|---|
| February 02, 2021 Filed Feb 4, 2021 22:15 UTC |
BVF PARTNERS L P/ILSee Explanation of Responses
BIOTECHNOLOGY VALUE FUND L PSee Explanation of Responses
BVF I GP LLCSee Explanation of Responses
BIOTECHNOLOGY VALUE FUND II LPSee Explanation of Responses
BVF II GP LLCSee Explanation of Responses
Biotechnology Value Trading Fund OS LPSee Explanation of Responses
BVF Partners OS Ltd.See Explanation of Responses
BVF GP HOLDINGS LLCSee Explanation of Responses
BVF INC/ILSee Explanation of Responses
LAMPERT MARK NSee Explanation of Responses
|
SaleCommon Stock, $0.0001 par value | 25,234 | $18.00 | $454,212.00 |
DisclosureSEC source: 0000921895-21-000223 · form407422010_02042021.xml · nonDerivative · entry 1 BVF PARTNERS L P/IL · CIK 0001055947 · See Explanation of Responses BIOTECHNOLOGY VALUE FUND L P · CIK 0000918923 · See Explanation of Responses BVF I GP LLC · CIK 0001803805 · See Explanation of Responses BIOTECHNOLOGY VALUE FUND II LP · CIK 0001102444 · See Explanation of Responses BVF II GP LLC · CIK 0001803806 · See Explanation of Responses Biotechnology Value Trading Fund OS LP · CIK 0001660683 · See Explanation of Responses BVF Partners OS Ltd. · CIK 0001660684 · See Explanation of Responses BVF GP HOLDINGS LLC · CIK 0001803809 · See Explanation of Responses BVF INC/IL · CIK 0001056807 · See Explanation of Responses LAMPERT MARK N · CIK 0001233840 · See Explanation of Responses Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 1,642,186 F1 · security: This Form 4 is filed jointly by Biotechnology Value Fund, L.P. ("BVF"), Biotechnology Value Fund II, L.P. ("BVF2"), Biotechnology Value Trading Fund OS LP ("Trading Fund OS"), BVF Partners OS Ltd. ("Partners OS"), BVF I GP LLC ("BVF GP"), BVF II GP LLC ("BVF2 GP"), BVF GP Holdings LLC ("BVF GPH"), BVF Partners L.P. ("Partners"), BVF Inc. and Mark N. Lampert (collectively, the "Reporting Persons"). Following the transactions reported herein, for the purposes of Section 16, the Reporting Persons ceased to beneficially own 10% or more of the outstanding shares of Common Stock of the Issuer. Each of the Reporting Persons disclaims beneficial ownership of the securities reported herein except to the extent of his or its pecuniary interest therein. F2 · ownership.direct: Securities owned directly by BVF. As the general partner of BVF, BVF GP may be deemed to beneficially own the securities owned directly by BVF. As the sole member of BVF GP, BVF GPH may be deemed to beneficially own securities owned directly by BVF. As the investment manager of BVF, Partners may be deemed to beneficially own the securities owned directly by BVF. As the investment adviser and general partner of Partners, BVF Inc. may be deemed to beneficially own the securities owned directly by BVF. As a director and officer of BVF Inc., Mr. Lampert may be deemed to beneficially own the securities owned directly by BVF. Read SEC document |
| January 26, 2021 Filed Jan 28, 2021 21:59 UTC |
Lackner MarkSVP, Head of Biology
|
Exercise / conversionStock Option (right to buy) · Derivative | 1,123 | $0.00 Strike: $6.98 | $0.00 |
DisclosureSEC source: 0001567619-21-001669 · doc1.xml · derivative · entry 6 Lackner Mark · CIK 0001777413 · SVP, Head of Biology 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 35,014 Underlying: Common Stock · 1,123 shares Expires 2028-12-11 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F6 · derivative.exercise_date: 25% of the shares subject to the option vest on the first anniversary measured from December 11, 2018 (the "Vesting Commencement Date"), and 1/48th of the total number of shares vest monthly thereafter, such that 100% of the shares subject to the option will be fully vested and exercisable on the fourth anniversary of the Vesting Commencement Date. Read SEC document |
| January 26, 2021 Filed Jan 28, 2021 21:59 UTC |
Lackner MarkSVP, Head of Biology
|
Exercise / conversionStock Option (right to buy) · Derivative | 377 | $0.00 Strike: $4.62 | $0.00 |
DisclosureSEC source: 0001567619-21-001669 · doc1.xml · derivative · entry 5 Lackner Mark · CIK 0001777413 · SVP, Head of Biology 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 61,760 Underlying: Common Stock · 377 shares Expires 2028-06-20 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F5 · derivative.exercise_date: 25% of the shares subject to the option vest on the first anniversary measured from May 31, 2018 (the "Vesting Commencement Date"), and 1/48th of the total number of shares vest monthly thereafter, such that 100% of the shares subject to the option will be fully vested and exercisable on the fourth anniversary of the Vesting Commencement Date. Read SEC document |
| January 26, 2021 Filed Jan 28, 2021 21:59 UTC |
Lackner MarkSVP, Head of Biology
|
SaleCommon Stock | 800 | $18.79 | $15,033.52 |
DisclosureSEC source: 0001567619-21-001669 · doc1.xml · nonDerivative · entry 4 Lackner Mark · CIK 0001777413 · SVP, Head of Biology 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 F2 · kind: The transactions reported herein were effected pursuant to the Reporting Person's Rule 10b5-1 trading plan. F4 · price: This transaction was executed in multiple trades in prices ranging from $18.68 to $18.895, inclusive. The price reported in Column 4 above reflects the weighted average sale price. The Reporting Person hereby undertakes to provide to the Securities and Exchange Commission staff, the Issuer, or a security holder of the Issuer, upon request, full information regarding the number of shares sold at each respective price within the range set forth in this footnote. Read SEC document |
| January 26, 2021 Filed Jan 28, 2021 21:59 UTC |
Lackner MarkSVP, Head of Biology
|
SaleCommon Stock | 1,701 | $18.30 | $31,124.39 |
DisclosureSEC source: 0001567619-21-001669 · doc1.xml · nonDerivative · entry 3 Lackner Mark · CIK 0001777413 · SVP, Head of Biology 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 800 F2 · kind: The transactions reported herein were effected pursuant to the Reporting Person's Rule 10b5-1 trading plan. F3 · price: This transaction was executed in multiple trades in prices ranging from $17.68 to $18.62, inclusive. The price reported in Column 4 above reflects the weighted average sale price. The Reporting Person hereby undertakes to provide to the Securities and Exchange Commission staff, the Issuer, or a security holder of the Issuer, upon request, full information regarding the number of shares sold at each respective price within the range set forth in this footnote. Read SEC document |
| January 26, 2021 Filed Jan 28, 2021 21:59 UTC |
Lackner MarkSVP, Head of Biology
|
Exercise / conversionCommon Stock | 1,123 | $6.98 | $7,838.54 |
DisclosureSEC source: 0001567619-21-001669 · doc1.xml · nonDerivative · entry 2 Lackner Mark · CIK 0001777413 · SVP, Head of Biology 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 2,501 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| January 26, 2021 Filed Jan 28, 2021 21:59 UTC |
Lackner MarkSVP, Head of Biology
|
Exercise / conversionCommon Stock | 377 | $4.62 | $1,741.74 |
DisclosureSEC source: 0001567619-21-001669 · doc1.xml · nonDerivative · entry 1 Lackner Mark · CIK 0001777413 · SVP, Head of Biology 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 1,378 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · balance_after: Includes 1,001 shares acquired pursuant to Issuer's Employee Stock Purchase Plan on November 30, 2020. Read SEC document |
| December 22, 2020 Filed Dec 23, 2020 16:06 UTC |
Hata Yujiro SDirector · President and CEO
|
Exercise / conversionStock Option (right to buy) · Derivative | 8,000 | $0.00 Strike: $4.31 | $0.00 |
DisclosureSEC source: 0001567619-20-021549 · doc1.xml · derivative · entry 2 Hata Yujiro S · CIK 0001649119 · Director · President and CEO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 486,055 Underlying: Common Stock · 8,000 shares Expires 2028-02-26 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · derivative.exercise_date: 25% of the shares subject to the option vest on the first anniversary measured from February 27, 2018 (the "Vesting Commencement Date"), and 1/48th of the total number of shares vest monthly thereafter, such that 100% of the shares subject to the option will be fully vested and exercisable on the fourth anniversary of the Vesting Commencement Date. Read SEC document |
| December 22, 2020 Filed Dec 23, 2020 16:06 UTC |
Hata Yujiro SDirector · President and CEO
|
Exercise / conversionCommon Stock | 8,000 | $4.31 | $34,480.00 |
DisclosureSEC source: 0001567619-20-021549 · doc1.xml · nonDerivative · entry 1 Hata Yujiro S · CIK 0001649119 · Director · President and CEO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 666,286 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| December 18, 2020 Filed Dec 22, 2020 22:35 UTC |
Dillon Michael P.SVP, Chief Scientific Officer
|
Exercise / conversionStock Option (right to buy) · Derivative | 7,750 | $0.00 Strike: $4.31 | $0.00 |
DisclosureSEC source: 0001567619-20-021499 · doc1.xml · derivative · entry 2 Dillon Michael P. · CIK 0001777415 · SVP, Chief Scientific Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 72,735 Underlying: Common Stock · 7,750 shares Expires 2028-02-26 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · derivative.exercise_date: 25% of the shares subject to the option vest on the first anniversary measured from February 27, 2018 (the "Vesting Commencement Date"), and 1/48th of the total number of shares vest monthly thereafter, such that 100% of the shares subject to the option will be fully vested and exercisable on the fourth anniversary of the Vesting Commencement Date. Read SEC document |
| December 18, 2020 Filed Dec 22, 2020 22:35 UTC |
Dillon Michael P.SVP, Chief Scientific Officer
|
Exercise / conversionCommon Stock | 7,750 | $4.31 | $33,402.50 |
DisclosureSEC source: 0001567619-20-021499 · doc1.xml · nonDerivative · entry 1 Dillon Michael P. · CIK 0001777415 · SVP, Chief Scientific Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 98,789 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| December 11, 2020 Filed Dec 15, 2020 16:15 UTC |
Stone Paul A.SVP, Chief Financial Officer
|
OtherCommon Stock | 444 | $0.00 | $0.00 |
DisclosureSEC source: 0001567619-20-021089 · doc1.xml · nonDerivative · entry 1 Stone Paul A. · CIK 0001777511 · SVP, Chief Financial Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 15,444 F1 · kind: Pro rata in-kind distribution from 5AM Partners IV, LLC for no consideration. Read SEC document |
| December 04, 2020 Filed Dec 8, 2020 21:03 UTC |
Throne JasonSVP, General Counsel
|
SaleCommon Stock | 1,579 | $15.55 | $24,548.24 |
DisclosureSEC source: 0001567619-20-020759 · doc1.xml · nonDerivative · entry 2 Throne Jason · CIK 0001790865 · SVP, General Counsel 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 F1 · kind: The transactions reported herein were effected pursuant to the Reporting Person's Rule 10b5-1 trading plan. F4 · price: This transaction was executed in multiple trades in prices ranging from $15.39 to $15.97, inclusive. The price reported in Column 4 above reflects the weighted average sale price. The Reporting Person hereby undertakes to provide to the Securities and Exchange Commission staff, the Issuer, or a security holder of the Issuer, upon request, full information regarding the number of shares sold at each respective price within the range set forth in this footnote. F3 · balance_after: Includes 1,979 shares acquired pursuant to Issuer's Employee Stock Purchase Plan on November 30, 2020. Read SEC document |
| December 04, 2020 Filed Dec 8, 2020 21:03 UTC |
Throne JasonSVP, General Counsel
|
SaleCommon Stock | 400 | $14.66 | $5,862.00 |
DisclosureSEC source: 0001567619-20-020759 · doc1.xml · nonDerivative · entry 1 Throne Jason · CIK 0001790865 · SVP, General Counsel 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 1,579 F1 · kind: The transactions reported herein were effected pursuant to the Reporting Person's Rule 10b5-1 trading plan. F2 · price: This transaction was executed in multiple trades in prices ranging from $14.38 to $15.36, inclusive. The price reported in Column 4 above reflects the weighted average sale price. The Reporting Person hereby undertakes to provide to the Securities and Exchange Commission staff, the Issuer, or a security holder of the Issuer, upon request, full information regarding the number of shares sold at each respective price within the range set forth in this footnote. F3 · balance_after: Includes 1,979 shares acquired pursuant to Issuer's Employee Stock Purchase Plan on November 30, 2020. Read SEC document |
| November 11, 2020 Filed Nov 14, 2020 01:53 UTC |
5AM Ventures IV, L.P.10% owner
5AM Co-Investors IV, L.P.10% owner
5AM Partners IV, LLC10% owner
5AM Opportunities I, L.P.10% owner
5AM Opportunities I (GP), LLC10% owner
DIEKMAN JOHN D10% owner
Schwab Andrew J.10% owner
ROCKLAGE SCOTT M10% owner
|
SaleCommon Stock | 115,504 | $13.66 | $1,577,784.64 |
DisclosureSEC source: 0001104659-20-125231 · a4.xml · nonDerivative · entry 3 5AM Ventures IV, L.P. · CIK 0001589315 · 10% owner 5AM Co-Investors IV, L.P. · CIK 0001593361 · 10% owner 5AM Partners IV, LLC · CIK 0001589314 · 10% owner 5AM Opportunities I, L.P. · CIK 0001753000 · 10% owner 5AM Opportunities I (GP), LLC · CIK 0001790778 · 10% owner DIEKMAN JOHN D · CIK 0001240357 · 10% owner Schwab Andrew J. · CIK 0001598549 · 10% owner ROCKLAGE SCOTT M · CIK 0001219014 · 10% owner Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: Not disclosed Ownership: Indirect · See footnote Disclosed balance after: 384,496 F1 · price: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $13.50 to $13.75 inclusive. The Reporting Person undertakes to provide to the Issuer, any security holder of the Issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote. F4 · ownership.nature: The shares are held by 5AM Opportunities I, L.P. ("Opportunities I"), which is under common control with the 5AM IV Funds. The 5AM IV Funds and Opportunities I expressly disclaim status as a "group" for purposes of this Form 4. 5AM Opportunities I (GP), LLC ("Opportunities I GP") is the sole general partner of Opportunities I. Dr. Kush Parmar and Andrew J. Schwab are the managing members of Opportunities I GP, and have shared voting and investment power over the shares beneficially owned by Opportunities I. Each of Opportunities I GP and Mr. Schwab disclaims beneficial ownership of such shares except to the extent of its or his pecuniary interest therein. Read SEC document |
| November 11, 2020 Filed Nov 14, 2020 01:53 UTC |
5AM Ventures IV, L.P.10% owner
5AM Co-Investors IV, L.P.10% owner
5AM Partners IV, LLC10% owner
5AM Opportunities I, L.P.10% owner
5AM Opportunities I (GP), LLC10% owner
DIEKMAN JOHN D10% owner
Schwab Andrew J.10% owner
ROCKLAGE SCOTT M10% owner
|
SaleCommon Stock | 27,379 | $13.66 | $373,997.14 |
DisclosureSEC source: 0001104659-20-125231 · a4.xml · nonDerivative · entry 2 5AM Ventures IV, L.P. · CIK 0001589315 · 10% owner 5AM Co-Investors IV, L.P. · CIK 0001593361 · 10% owner 5AM Partners IV, LLC · CIK 0001589314 · 10% owner 5AM Opportunities I, L.P. · CIK 0001753000 · 10% owner 5AM Opportunities I (GP), LLC · CIK 0001790778 · 10% owner DIEKMAN JOHN D · CIK 0001240357 · 10% owner Schwab Andrew J. · CIK 0001598549 · 10% owner ROCKLAGE SCOTT M · CIK 0001219014 · 10% owner Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: Not disclosed Ownership: Indirect · See footnote Disclosed balance after: 91,142 F1 · price: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $13.50 to $13.75 inclusive. The Reporting Person undertakes to provide to the Issuer, any security holder of the Issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote. F3 · ownership.nature: The shares are held by 5AM Co-Investors IV, L.P. ("Co-Investors IV" and, collectively with Ventures IV, the "5AM IV Funds"). Partners IV is the sole general partner of Co-Investors IV. Dr. John Diekman, Andrew J. Schwab and Dr. Scott M. Rocklage, are the managing members of Partners IV, and have shared voting and investment power over the shares beneficially owned by Co-Investors IV. Each of Partners IV, Dr. Diekman, Mr. Schwab, and Dr. Rocklage disclaims beneficial ownership of such shares except to the extent of its or their pecuniary interest therein. Read SEC document |
| November 11, 2020 Filed Nov 14, 2020 01:53 UTC |
5AM Ventures IV, L.P.10% owner
5AM Co-Investors IV, L.P.10% owner
5AM Partners IV, LLC10% owner
5AM Opportunities I, L.P.10% owner
5AM Opportunities I (GP), LLC10% owner
DIEKMAN JOHN D10% owner
Schwab Andrew J.10% owner
ROCKLAGE SCOTT M10% owner
|
SaleCommon Stock | 657,117 | $13.66 | $8,976,218.22 |
DisclosureSEC source: 0001104659-20-125231 · a4.xml · nonDerivative · entry 1 5AM Ventures IV, L.P. · CIK 0001589315 · 10% owner 5AM Co-Investors IV, L.P. · CIK 0001593361 · 10% owner 5AM Partners IV, LLC · CIK 0001589314 · 10% owner 5AM Opportunities I, L.P. · CIK 0001753000 · 10% owner 5AM Opportunities I (GP), LLC · CIK 0001790778 · 10% owner DIEKMAN JOHN D · CIK 0001240357 · 10% owner Schwab Andrew J. · CIK 0001598549 · 10% owner ROCKLAGE SCOTT M · CIK 0001219014 · 10% owner Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: Not disclosed Ownership: Indirect · See footnote Disclosed balance after: 2,187,428 F1 · price: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $13.50 to $13.75 inclusive. The Reporting Person undertakes to provide to the Issuer, any security holder of the Issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote. F2 · ownership.nature: The shares are held by 5AM Ventures IV, L.P. ("Ventures IV"). 5AM Partners IV, LLC ("Partners IV") is the sole general partner of Ventures IV. Dr. John Diekman, Andrew J. Schwab and Dr. Scott M. Rocklage, are the managing members of Partners IV, and have shared voting and investment power over the shares beneficially owned by Ventures IV. Each of Partners IV, Dr. Diekman, Mr. Schwab, and Dr. Rocklage disclaims beneficial ownership of such shares except to the extent of its or their pecuniary interest therein. Read SEC document |
| July 01, 2020 Filed Jul 2, 2020 22:44 UTC |
Throne JasonSVP, General Counsel
|
GrantStock Option (Right to Buy) · Derivative | 75,000 | $0.00 Strike: $13.34 | $0.00 |
DisclosureSEC source: 0001567619-20-012887 · doc1.xml · derivative · entry 1 Throne Jason · CIK 0001790865 · SVP, General Counsel 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 75,000 Underlying: Common Stock · 75,000 shares Expires 2030-06-30 F1 · derivative.exercise_date: 25% of the shares subject to the option vest on the first anniversary measured from July 1, 2020 (the "Vesting Commencement Date"), and 1/48th of the total number of shares vest monthly thereafter, such that 100% of the shares subject to the option will be fully vested and exercisable on the fourth anniversary of the Vesting Commencement Date. Read SEC document |
| June 30, 2020 Filed Jul 2, 2020 22:51 UTC |
BVF PARTNERS L P/IL10% owner
BIOTECHNOLOGY VALUE FUND L PSee Explanation of Responses
BVF I GP LLCSee Explanation of Responses
BIOTECHNOLOGY VALUE FUND II LPSee Explanation of Responses
BVF II GP LLCSee Explanation of Responses
Biotechnology Value Trading Fund OS LPSee Explanation of Responses
BVF Partners OS Ltd.See Explanation of Responses
BVF GP HOLDINGS LLCSee Explanation of Responses
BVF INC/IL10% owner
LAMPERT MARK N10% owner
|
PurchaseCommon Stock, $0.0001 par value | 81 | $13.32 | $1,078.63 |
DisclosureSEC source: 0000921895-20-001915 · form407422idy_07022020.xml · nonDerivative · entry 3 BVF PARTNERS L P/IL · CIK 0001055947 · 10% owner BIOTECHNOLOGY VALUE FUND L P · CIK 0000918923 · See Explanation of Responses BVF I GP LLC · CIK 0001803805 · See Explanation of Responses BIOTECHNOLOGY VALUE FUND II LP · CIK 0001102444 · See Explanation of Responses BVF II GP LLC · CIK 0001803806 · See Explanation of Responses Biotechnology Value Trading Fund OS LP · CIK 0001660683 · See Explanation of Responses BVF Partners OS Ltd. · CIK 0001660684 · See Explanation of Responses BVF GP HOLDINGS LLC · CIK 0001803809 · See Explanation of Responses BVF INC/IL · CIK 0001056807 · 10% owner LAMPERT MARK N · CIK 0001233840 · 10% owner Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 237,475 F1 · security: This Form 4 is filed jointly by Biotechnology Value Fund, L.P. ("BVF"), Biotechnology Value Fund II, L.P. ("BVF2"), Biotechnology Value Trading Fund OS LP ("Trading Fund OS"), BVF Partners OS Ltd. ("Partners OS"), BVF I GP LLC ("BVF GP"), BVF II GP LLC ("BVF2 GP"), BVF GP Holdings LLC ("BVF GPH"), BVF Partners L.P. ("Partners"), BVF Inc. and Mark N. Lampert (collectively, the "Reporting Persons"). Each of the Reporting Persons is a member of a Section 13(d) group that collectively owns more than 10% of the Issuer's outstanding Common Stock, $0.0001 par value per share. Each of the Reporting Persons disclaims beneficial ownership of the securities reported herein except to the extent of his or its pecuniary interest therein. F4 · ownership.direct: Securities owned directly by Trading Fund OS. As the general partner of Trading Fund OS, Partners OS may be deemed to beneficially own the securities owned directly by Trading Fund OS. As the investment manager of Trading Fund OS and the sole member of Partners OS, Partners may be deemed to beneficially own the securities owned directly by Trading Fund OS. As the investment adviser and general partner of Partners, BVF Inc. may be deemed to beneficially own the securities owned directly by Trading Fund OS. As a director and officer of BVF Inc., Mr. Lampert may be deemed to beneficially own the securities owned directly by Trading Fund OS. Read SEC document |
| June 30, 2020 Filed Jul 2, 2020 22:51 UTC |
BVF PARTNERS L P/IL10% owner
BIOTECHNOLOGY VALUE FUND L PSee Explanation of Responses
BVF I GP LLCSee Explanation of Responses
BIOTECHNOLOGY VALUE FUND II LPSee Explanation of Responses
BVF II GP LLCSee Explanation of Responses
Biotechnology Value Trading Fund OS LPSee Explanation of Responses
BVF Partners OS Ltd.See Explanation of Responses
BVF GP HOLDINGS LLCSee Explanation of Responses
BVF INC/IL10% owner
LAMPERT MARK N10% owner
|
PurchaseCommon Stock, $0.0001 par value | 929 | $13.32 | $12,370.94 |
DisclosureSEC source: 0000921895-20-001915 · form407422idy_07022020.xml · nonDerivative · entry 2 BVF PARTNERS L P/IL · CIK 0001055947 · 10% owner BIOTECHNOLOGY VALUE FUND L P · CIK 0000918923 · See Explanation of Responses BVF I GP LLC · CIK 0001803805 · See Explanation of Responses BIOTECHNOLOGY VALUE FUND II LP · CIK 0001102444 · See Explanation of Responses BVF II GP LLC · CIK 0001803806 · See Explanation of Responses Biotechnology Value Trading Fund OS LP · CIK 0001660683 · See Explanation of Responses BVF Partners OS Ltd. · CIK 0001660684 · See Explanation of Responses BVF GP HOLDINGS LLC · CIK 0001803809 · See Explanation of Responses BVF INC/IL · CIK 0001056807 · 10% owner LAMPERT MARK N · CIK 0001233840 · 10% owner Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 1,204,981 F1 · security: This Form 4 is filed jointly by Biotechnology Value Fund, L.P. ("BVF"), Biotechnology Value Fund II, L.P. ("BVF2"), Biotechnology Value Trading Fund OS LP ("Trading Fund OS"), BVF Partners OS Ltd. ("Partners OS"), BVF I GP LLC ("BVF GP"), BVF II GP LLC ("BVF2 GP"), BVF GP Holdings LLC ("BVF GPH"), BVF Partners L.P. ("Partners"), BVF Inc. and Mark N. Lampert (collectively, the "Reporting Persons"). Each of the Reporting Persons is a member of a Section 13(d) group that collectively owns more than 10% of the Issuer's outstanding Common Stock, $0.0001 par value per share. Each of the Reporting Persons disclaims beneficial ownership of the securities reported herein except to the extent of his or its pecuniary interest therein. F3 · ownership.direct: Securities owned directly by BVF2. As the general partner of BVF2, BVF2 GP may be deemed to beneficially own the securities owned directly by BVF2. As the sole member of BVF2 GP, BVF GPH may be deemed to beneficially own securities owned directly by BVF2. As the investment manager of BVF2, Partners may be deemed to beneficially own the securities owned directly by BVF2. As the investment adviser and general partner of Partners, BVF Inc. may be deemed to beneficially own the securities owned directly by BVF2. As a director and officer of BVF Inc., Mr. Lampert may be deemed to beneficially own the securities owned directly by BVF2. Read SEC document |
| June 30, 2020 Filed Jul 2, 2020 22:51 UTC |
BVF PARTNERS L P/IL10% owner
BIOTECHNOLOGY VALUE FUND L PSee Explanation of Responses
BVF I GP LLCSee Explanation of Responses
BIOTECHNOLOGY VALUE FUND II LPSee Explanation of Responses
BVF II GP LLCSee Explanation of Responses
Biotechnology Value Trading Fund OS LPSee Explanation of Responses
BVF Partners OS Ltd.See Explanation of Responses
BVF GP HOLDINGS LLCSee Explanation of Responses
BVF INC/IL10% owner
LAMPERT MARK N10% owner
|
PurchaseCommon Stock, $0.0001 par value | 1,521 | $13.32 | $20,254.24 |
DisclosureSEC source: 0000921895-20-001915 · form407422idy_07022020.xml · nonDerivative · entry 1 BVF PARTNERS L P/IL · CIK 0001055947 · 10% owner BIOTECHNOLOGY VALUE FUND L P · CIK 0000918923 · See Explanation of Responses BVF I GP LLC · CIK 0001803805 · See Explanation of Responses BIOTECHNOLOGY VALUE FUND II LP · CIK 0001102444 · See Explanation of Responses BVF II GP LLC · CIK 0001803806 · See Explanation of Responses Biotechnology Value Trading Fund OS LP · CIK 0001660683 · See Explanation of Responses BVF Partners OS Ltd. · CIK 0001660684 · See Explanation of Responses BVF GP HOLDINGS LLC · CIK 0001803809 · See Explanation of Responses BVF INC/IL · CIK 0001056807 · 10% owner LAMPERT MARK N · CIK 0001233840 · 10% owner Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 1,667,420 F1 · security: This Form 4 is filed jointly by Biotechnology Value Fund, L.P. ("BVF"), Biotechnology Value Fund II, L.P. ("BVF2"), Biotechnology Value Trading Fund OS LP ("Trading Fund OS"), BVF Partners OS Ltd. ("Partners OS"), BVF I GP LLC ("BVF GP"), BVF II GP LLC ("BVF2 GP"), BVF GP Holdings LLC ("BVF GPH"), BVF Partners L.P. ("Partners"), BVF Inc. and Mark N. Lampert (collectively, the "Reporting Persons"). Each of the Reporting Persons is a member of a Section 13(d) group that collectively owns more than 10% of the Issuer's outstanding Common Stock, $0.0001 par value per share. Each of the Reporting Persons disclaims beneficial ownership of the securities reported herein except to the extent of his or its pecuniary interest therein. F2 · ownership.direct: Securities owned directly by BVF. As the general partner of BVF, BVF GP may be deemed to beneficially own the securities owned directly by BVF. As the sole member of BVF GP, BVF GPH may be deemed to beneficially own securities owned directly by BVF. As the investment manager of BVF, Partners may be deemed to beneficially own the securities owned directly by BVF. As the investment adviser and general partner of Partners, BVF Inc. may be deemed to beneficially own the securities owned directly by BVF. As a director and officer of BVF Inc., Mr. Lampert may be deemed to beneficially own the securities owned directly by BVF. Read SEC document |
| June 26, 2020 Filed Jun 30, 2020 21:30 UTC |
Hampton Malcolm GarretDirector
|
GrantStock Option (right to buy) · Derivative | 22,000 | $0.00 Strike: $14.42 | $0.00 |
DisclosureSEC source: 0001567619-20-012700 · doc1.xml · derivative · entry 1 Hampton Malcolm Garret · CIK 0001698265 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 22,000 Underlying: Common Stock · 22,000 shares Expires 2030-06-25 F1 · derivative.exercise_date: 1/36th of the shares subject to the option vest on each monthly anniversary measured from June 26, 2020 (the "Vesting Commencement Date"), such that 100% of the shares subject to the option will be fully vested and exercisable on the third anniversary of the Vesting Commencement Date. Read SEC document |
| June 22, 2020 Filed Jun 22, 2020 23:52 UTC |
BVF PARTNERS L P/IL10% owner
BIOTECHNOLOGY VALUE FUND L PSee Explanation of Responses
BVF I GP LLCSee Explanation of Responses
BIOTECHNOLOGY VALUE FUND II LPSee Explanation of Responses
BVF II GP LLCSee Explanation of Responses
Biotechnology Value Trading Fund OS LPSee Explanation of Responses
BVF Partners OS Ltd.See Explanation of Responses
BVF GP HOLDINGS LLCSee Explanation of Responses
BVF INC/IL10% owner
LAMPERT MARK N10% owner
|
PurchaseCommon Stock, $0.0001 par value | 1,354 | $13.93 | $18,867.58 |
DisclosureSEC source: 0000921895-20-001839 · form407422010_06222020.xml · nonDerivative · entry 6 BVF PARTNERS L P/IL · CIK 0001055947 · 10% owner BIOTECHNOLOGY VALUE FUND L P · CIK 0000918923 · See Explanation of Responses BVF I GP LLC · CIK 0001803805 · See Explanation of Responses BIOTECHNOLOGY VALUE FUND II LP · CIK 0001102444 · See Explanation of Responses BVF II GP LLC · CIK 0001803806 · See Explanation of Responses Biotechnology Value Trading Fund OS LP · CIK 0001660683 · See Explanation of Responses BVF Partners OS Ltd. · CIK 0001660684 · See Explanation of Responses BVF GP HOLDINGS LLC · CIK 0001803809 · See Explanation of Responses BVF INC/IL · CIK 0001056807 · 10% owner LAMPERT MARK N · CIK 0001233840 · 10% owner Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 237,394 F1 · security: This Form 4 is filed jointly by Biotechnology Value Fund, L.P. ("BVF"), Biotechnology Value Fund II, L.P. ("BVF2"), Biotechnology Value Trading Fund OS LP ("Trading Fund OS"), BVF Partners OS Ltd. ("Partners OS"), BVF I GP LLC ("BVF GP"), BVF II GP LLC ("BVF2 GP"), BVF GP Holdings LLC ("BVF GPH"), BVF Partners L.P. ("Partners"), BVF Inc. and Mark N. Lampert (collectively, the "Reporting Persons"). Each of the Reporting Persons is a member of a Section 13(d) group that collectively owns more than 10% of the Issuer's outstanding Common Stock, $0.0001 par value per share. Each of the Reporting Persons disclaims beneficial ownership of the securities reported herein except to the extent of his or its pecuniary interest therein. F4 · ownership.direct: Securities owned directly by Trading Fund OS. As the general partner of Trading Fund OS, Partners OS may be deemed to beneficially own the securities owned directly by Trading Fund OS. As the investment manager of Trading Fund OS and the sole member of Partners OS, Partners may be deemed to beneficially own the securities owned directly by Trading Fund OS. As the investment adviser and general partner of Partners, BVF Inc. may be deemed to beneficially own the securities owned directly by Trading Fund OS. As a director and officer of BVF Inc., Mr. Lampert may be deemed to beneficially own the securities owned directly by Trading Fund OS. Read SEC document |
| June 22, 2020 Filed Jun 22, 2020 23:52 UTC |
BVF PARTNERS L P/IL10% owner
BIOTECHNOLOGY VALUE FUND L PSee Explanation of Responses
BVF I GP LLCSee Explanation of Responses
BIOTECHNOLOGY VALUE FUND II LPSee Explanation of Responses
BVF II GP LLCSee Explanation of Responses
Biotechnology Value Trading Fund OS LPSee Explanation of Responses
BVF Partners OS Ltd.See Explanation of Responses
BVF GP HOLDINGS LLCSee Explanation of Responses
BVF INC/IL10% owner
LAMPERT MARK N10% owner
|
PurchaseCommon Stock, $0.0001 par value | 7,854 | $13.93 | $109,443.13 |
DisclosureSEC source: 0000921895-20-001839 · form407422010_06222020.xml · nonDerivative · entry 5 BVF PARTNERS L P/IL · CIK 0001055947 · 10% owner BIOTECHNOLOGY VALUE FUND L P · CIK 0000918923 · See Explanation of Responses BVF I GP LLC · CIK 0001803805 · See Explanation of Responses BIOTECHNOLOGY VALUE FUND II LP · CIK 0001102444 · See Explanation of Responses BVF II GP LLC · CIK 0001803806 · See Explanation of Responses Biotechnology Value Trading Fund OS LP · CIK 0001660683 · See Explanation of Responses BVF Partners OS Ltd. · CIK 0001660684 · See Explanation of Responses BVF GP HOLDINGS LLC · CIK 0001803809 · See Explanation of Responses BVF INC/IL · CIK 0001056807 · 10% owner LAMPERT MARK N · CIK 0001233840 · 10% owner Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 1,204,052 F1 · security: This Form 4 is filed jointly by Biotechnology Value Fund, L.P. ("BVF"), Biotechnology Value Fund II, L.P. ("BVF2"), Biotechnology Value Trading Fund OS LP ("Trading Fund OS"), BVF Partners OS Ltd. ("Partners OS"), BVF I GP LLC ("BVF GP"), BVF II GP LLC ("BVF2 GP"), BVF GP Holdings LLC ("BVF GPH"), BVF Partners L.P. ("Partners"), BVF Inc. and Mark N. Lampert (collectively, the "Reporting Persons"). Each of the Reporting Persons is a member of a Section 13(d) group that collectively owns more than 10% of the Issuer's outstanding Common Stock, $0.0001 par value per share. Each of the Reporting Persons disclaims beneficial ownership of the securities reported herein except to the extent of his or its pecuniary interest therein. F3 · ownership.direct: Securities owned directly by BVF2. As the general partner of BVF2, BVF2 GP may be deemed to beneficially own the securities owned directly by BVF2. As the sole member of BVF2 GP, BVF GPH may be deemed to beneficially own securities owned directly by BVF2. As the investment manager of BVF2, Partners may be deemed to beneficially own the securities owned directly by BVF2. As the investment adviser and general partner of Partners, BVF Inc. may be deemed to beneficially own the securities owned directly by BVF2. As a director and officer of BVF Inc., Mr. Lampert may be deemed to beneficially own the securities owned directly by BVF2. Read SEC document |
| June 22, 2020 Filed Jun 22, 2020 23:52 UTC |
BVF PARTNERS L P/IL10% owner
BIOTECHNOLOGY VALUE FUND L PSee Explanation of Responses
BVF I GP LLCSee Explanation of Responses
BIOTECHNOLOGY VALUE FUND II LPSee Explanation of Responses
BVF II GP LLCSee Explanation of Responses
Biotechnology Value Trading Fund OS LPSee Explanation of Responses
BVF Partners OS Ltd.See Explanation of Responses
BVF GP HOLDINGS LLCSee Explanation of Responses
BVF INC/IL10% owner
LAMPERT MARK N10% owner
|
PurchaseCommon Stock, $0.0001 par value | 10,524 | $13.93 | $146,648.78 |
DisclosureSEC source: 0000921895-20-001839 · form407422010_06222020.xml · nonDerivative · entry 4 BVF PARTNERS L P/IL · CIK 0001055947 · 10% owner BIOTECHNOLOGY VALUE FUND L P · CIK 0000918923 · See Explanation of Responses BVF I GP LLC · CIK 0001803805 · See Explanation of Responses BIOTECHNOLOGY VALUE FUND II LP · CIK 0001102444 · See Explanation of Responses BVF II GP LLC · CIK 0001803806 · See Explanation of Responses Biotechnology Value Trading Fund OS LP · CIK 0001660683 · See Explanation of Responses BVF Partners OS Ltd. · CIK 0001660684 · See Explanation of Responses BVF GP HOLDINGS LLC · CIK 0001803809 · See Explanation of Responses BVF INC/IL · CIK 0001056807 · 10% owner LAMPERT MARK N · CIK 0001233840 · 10% owner Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 1,665,899 F1 · security: This Form 4 is filed jointly by Biotechnology Value Fund, L.P. ("BVF"), Biotechnology Value Fund II, L.P. ("BVF2"), Biotechnology Value Trading Fund OS LP ("Trading Fund OS"), BVF Partners OS Ltd. ("Partners OS"), BVF I GP LLC ("BVF GP"), BVF II GP LLC ("BVF2 GP"), BVF GP Holdings LLC ("BVF GPH"), BVF Partners L.P. ("Partners"), BVF Inc. and Mark N. Lampert (collectively, the "Reporting Persons"). Each of the Reporting Persons is a member of a Section 13(d) group that collectively owns more than 10% of the Issuer's outstanding Common Stock, $0.0001 par value per share. Each of the Reporting Persons disclaims beneficial ownership of the securities reported herein except to the extent of his or its pecuniary interest therein. F2 · ownership.direct: Securities owned directly by BVF. As the general partner of BVF, BVF GP may be deemed to beneficially own the securities owned directly by BVF. As the sole member of BVF GP, BVF GPH may be deemed to beneficially own securities owned directly by BVF. As the investment manager of BVF, Partners may be deemed to beneficially own the securities owned directly by BVF. As the investment adviser and general partner of Partners, BVF Inc. may be deemed to beneficially own the securities owned directly by BVF. As a director and officer of BVF Inc., Mr. Lampert may be deemed to beneficially own the securities owned directly by BVF. Read SEC document |
| June 19, 2020 Filed Jun 22, 2020 23:52 UTC |
BVF PARTNERS L P/IL10% owner
BIOTECHNOLOGY VALUE FUND L PSee Explanation of Responses
BVF I GP LLCSee Explanation of Responses
BIOTECHNOLOGY VALUE FUND II LPSee Explanation of Responses
BVF II GP LLCSee Explanation of Responses
Biotechnology Value Trading Fund OS LPSee Explanation of Responses
BVF Partners OS Ltd.See Explanation of Responses
BVF GP HOLDINGS LLCSee Explanation of Responses
BVF INC/IL10% owner
LAMPERT MARK N10% owner
|
PurchaseCommon Stock, $0.0001 par value | 6,769 | $14.39 | $97,402.53 |
DisclosureSEC source: 0000921895-20-001839 · form407422010_06222020.xml · nonDerivative · entry 3 BVF PARTNERS L P/IL · CIK 0001055947 · 10% owner BIOTECHNOLOGY VALUE FUND L P · CIK 0000918923 · See Explanation of Responses BVF I GP LLC · CIK 0001803805 · See Explanation of Responses BIOTECHNOLOGY VALUE FUND II LP · CIK 0001102444 · See Explanation of Responses BVF II GP LLC · CIK 0001803806 · See Explanation of Responses Biotechnology Value Trading Fund OS LP · CIK 0001660683 · See Explanation of Responses BVF Partners OS Ltd. · CIK 0001660684 · See Explanation of Responses BVF GP HOLDINGS LLC · CIK 0001803809 · See Explanation of Responses BVF INC/IL · CIK 0001056807 · 10% owner LAMPERT MARK N · CIK 0001233840 · 10% owner Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 236,040 F1 · security: This Form 4 is filed jointly by Biotechnology Value Fund, L.P. ("BVF"), Biotechnology Value Fund II, L.P. ("BVF2"), Biotechnology Value Trading Fund OS LP ("Trading Fund OS"), BVF Partners OS Ltd. ("Partners OS"), BVF I GP LLC ("BVF GP"), BVF II GP LLC ("BVF2 GP"), BVF GP Holdings LLC ("BVF GPH"), BVF Partners L.P. ("Partners"), BVF Inc. and Mark N. Lampert (collectively, the "Reporting Persons"). Each of the Reporting Persons is a member of a Section 13(d) group that collectively owns more than 10% of the Issuer's outstanding Common Stock, $0.0001 par value per share. Each of the Reporting Persons disclaims beneficial ownership of the securities reported herein except to the extent of his or its pecuniary interest therein. F4 · ownership.direct: Securities owned directly by Trading Fund OS. As the general partner of Trading Fund OS, Partners OS may be deemed to beneficially own the securities owned directly by Trading Fund OS. As the investment manager of Trading Fund OS and the sole member of Partners OS, Partners may be deemed to beneficially own the securities owned directly by Trading Fund OS. As the investment adviser and general partner of Partners, BVF Inc. may be deemed to beneficially own the securities owned directly by Trading Fund OS. As a director and officer of BVF Inc., Mr. Lampert may be deemed to beneficially own the securities owned directly by Trading Fund OS. Read SEC document |
| June 19, 2020 Filed Jun 22, 2020 23:52 UTC |
BVF PARTNERS L P/IL10% owner
BIOTECHNOLOGY VALUE FUND L PSee Explanation of Responses
BVF I GP LLCSee Explanation of Responses
BIOTECHNOLOGY VALUE FUND II LPSee Explanation of Responses
BVF II GP LLCSee Explanation of Responses
Biotechnology Value Trading Fund OS LPSee Explanation of Responses
BVF Partners OS Ltd.See Explanation of Responses
BVF GP HOLDINGS LLCSee Explanation of Responses
BVF INC/IL10% owner
LAMPERT MARK N10% owner
|
PurchaseCommon Stock, $0.0001 par value | 39,052 | $14.39 | $561,938.75 |
DisclosureSEC source: 0000921895-20-001839 · form407422010_06222020.xml · nonDerivative · entry 2 BVF PARTNERS L P/IL · CIK 0001055947 · 10% owner BIOTECHNOLOGY VALUE FUND L P · CIK 0000918923 · See Explanation of Responses BVF I GP LLC · CIK 0001803805 · See Explanation of Responses BIOTECHNOLOGY VALUE FUND II LP · CIK 0001102444 · See Explanation of Responses BVF II GP LLC · CIK 0001803806 · See Explanation of Responses Biotechnology Value Trading Fund OS LP · CIK 0001660683 · See Explanation of Responses BVF Partners OS Ltd. · CIK 0001660684 · See Explanation of Responses BVF GP HOLDINGS LLC · CIK 0001803809 · See Explanation of Responses BVF INC/IL · CIK 0001056807 · 10% owner LAMPERT MARK N · CIK 0001233840 · 10% owner Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 1,196,198 F1 · security: This Form 4 is filed jointly by Biotechnology Value Fund, L.P. ("BVF"), Biotechnology Value Fund II, L.P. ("BVF2"), Biotechnology Value Trading Fund OS LP ("Trading Fund OS"), BVF Partners OS Ltd. ("Partners OS"), BVF I GP LLC ("BVF GP"), BVF II GP LLC ("BVF2 GP"), BVF GP Holdings LLC ("BVF GPH"), BVF Partners L.P. ("Partners"), BVF Inc. and Mark N. Lampert (collectively, the "Reporting Persons"). Each of the Reporting Persons is a member of a Section 13(d) group that collectively owns more than 10% of the Issuer's outstanding Common Stock, $0.0001 par value per share. Each of the Reporting Persons disclaims beneficial ownership of the securities reported herein except to the extent of his or its pecuniary interest therein. F3 · ownership.direct: Securities owned directly by BVF2. As the general partner of BVF2, BVF2 GP may be deemed to beneficially own the securities owned directly by BVF2. As the sole member of BVF2 GP, BVF GPH may be deemed to beneficially own securities owned directly by BVF2. As the investment manager of BVF2, Partners may be deemed to beneficially own the securities owned directly by BVF2. As the investment adviser and general partner of Partners, BVF Inc. may be deemed to beneficially own the securities owned directly by BVF2. As a director and officer of BVF Inc., Mr. Lampert may be deemed to beneficially own the securities owned directly by BVF2. Read SEC document |
| June 19, 2020 Filed Jun 22, 2020 23:52 UTC |
BVF PARTNERS L P/IL10% owner
BIOTECHNOLOGY VALUE FUND L PSee Explanation of Responses
BVF I GP LLCSee Explanation of Responses
BIOTECHNOLOGY VALUE FUND II LPSee Explanation of Responses
BVF II GP LLCSee Explanation of Responses
Biotechnology Value Trading Fund OS LPSee Explanation of Responses
BVF Partners OS Ltd.See Explanation of Responses
BVF GP HOLDINGS LLCSee Explanation of Responses
BVF INC/IL10% owner
LAMPERT MARK N10% owner
|
PurchaseCommon Stock, $0.0001 par value | 52,443 | $14.39 | $754,628.55 |
DisclosureSEC source: 0000921895-20-001839 · form407422010_06222020.xml · nonDerivative · entry 1 BVF PARTNERS L P/IL · CIK 0001055947 · 10% owner BIOTECHNOLOGY VALUE FUND L P · CIK 0000918923 · See Explanation of Responses BVF I GP LLC · CIK 0001803805 · See Explanation of Responses BIOTECHNOLOGY VALUE FUND II LP · CIK 0001102444 · See Explanation of Responses BVF II GP LLC · CIK 0001803806 · See Explanation of Responses Biotechnology Value Trading Fund OS LP · CIK 0001660683 · See Explanation of Responses BVF Partners OS Ltd. · CIK 0001660684 · See Explanation of Responses BVF GP HOLDINGS LLC · CIK 0001803809 · See Explanation of Responses BVF INC/IL · CIK 0001056807 · 10% owner LAMPERT MARK N · CIK 0001233840 · 10% owner Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 1,655,375 F1 · security: This Form 4 is filed jointly by Biotechnology Value Fund, L.P. ("BVF"), Biotechnology Value Fund II, L.P. ("BVF2"), Biotechnology Value Trading Fund OS LP ("Trading Fund OS"), BVF Partners OS Ltd. ("Partners OS"), BVF I GP LLC ("BVF GP"), BVF II GP LLC ("BVF2 GP"), BVF GP Holdings LLC ("BVF GPH"), BVF Partners L.P. ("Partners"), BVF Inc. and Mark N. Lampert (collectively, the "Reporting Persons"). Each of the Reporting Persons is a member of a Section 13(d) group that collectively owns more than 10% of the Issuer's outstanding Common Stock, $0.0001 par value per share. Each of the Reporting Persons disclaims beneficial ownership of the securities reported herein except to the extent of his or its pecuniary interest therein. F2 · ownership.direct: Securities owned directly by BVF. As the general partner of BVF, BVF GP may be deemed to beneficially own the securities owned directly by BVF. As the sole member of BVF GP, BVF GPH may be deemed to beneficially own securities owned directly by BVF. As the investment manager of BVF, Partners may be deemed to beneficially own the securities owned directly by BVF. As the investment adviser and general partner of Partners, BVF Inc. may be deemed to beneficially own the securities owned directly by BVF. As a director and officer of BVF Inc., Mr. Lampert may be deemed to beneficially own the securities owned directly by BVF. Read SEC document |
| June 17, 2020 Filed Jun 18, 2020 22:03 UTC |
Lackner MarkSVP, Head of Biology
|
Exercise / conversionStock Option (right to buy) · Derivative | 373 | $0.00 Strike: $4.62 | $0.00 |
DisclosureSEC source: 0001567619-20-012387 · doc1.xml · derivative · entry 8 Lackner Mark · CIK 0001777413 · SVP, Head of Biology 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 62,137 Underlying: Common Stock · 373 shares Expires 2028-06-20 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F3 · derivative.exercise_date: 25% of the shares subject to the option vest on the first anniversary measured from May 31, 2018 (the "Vesting Commencement Date"), and 1/48th of the total number of shares vest monthly thereafter, such that 100% of the shares subject to the option will be fully vested and exercisable on the fourth anniversary of the Vesting Commencement Date. Read SEC document |
| June 17, 2020 Filed Jun 18, 2020 22:03 UTC |
Lackner MarkSVP, Head of Biology
|
SaleCommon Stock | 373 | $19.91 | $7,427.74 |
DisclosureSEC source: 0001567619-20-012387 · doc1.xml · nonDerivative · entry 5 Lackner Mark · CIK 0001777413 · SVP, Head of Biology 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 F1 · kind: The transactions reported herein were effected pursuant to the Reporting Person's Rule 10b5-1 trading plan. F5 · price: This transaction was executed in multiple trades in prices ranging from $19.84 to $19.97, inclusive. The price reported in Column 4 above reflects the weighted average sale price. The Reporting Person hereby undertakes to provide to the Securities and Exchange Commission staff, the Issuer, or a security holder of the Issuer, upon request, full information regarding the number of shares sold at each respective price within the range set forth in this footnote. Read SEC document |
| June 17, 2020 Filed Jun 18, 2020 22:03 UTC |
Lackner MarkSVP, Head of Biology
|
Exercise / conversionCommon Stock | 373 | $4.62 | $1,723.26 |
DisclosureSEC source: 0001567619-20-012387 · doc1.xml · nonDerivative · entry 4 Lackner Mark · CIK 0001777413 · SVP, Head of Biology 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 373 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| June 17, 2020 Filed Jun 19, 2020 19:46 UTC |
Stone Paul A.Chief Financial Officer
|
Exercise / conversionStock Option (right to buy) · Derivative | 3,100 | $0.00 Strike: $4.62 | $0.00 |
DisclosureSEC source: 0001567619-20-012462 · doc1.xml · derivative · entry 4 Stone Paul A. · CIK 0001777511 · Chief Financial Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 137,832 Underlying: Common Stock · 3,100 shares Expires 2028-06-20 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F4 · derivative.exercise_date: 25% of the shares subject to the option vest on the first anniversary measured from May 2, 2018 (the "Vesting Commencement Date"), and 1/48th of the total number of shares vest monthly thereafter, such that 100% of the shares subject to the option will be fully vested and exercisable on the fourth anniversary of the Vesting Commencement Date. Read SEC document |
| June 17, 2020 Filed Jun 19, 2020 19:46 UTC |
Stone Paul A.Chief Financial Officer
|
SaleCommon Stock | 600 | $19.95 | $11,968.02 |
DisclosureSEC source: 0001567619-20-012462 · doc1.xml · nonDerivative · entry 3 Stone Paul A. · CIK 0001777511 · Chief Financial Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 15,000 F1 · kind: The transactions reported herein were effected pursuant to the Reporting Person's Rule 10b5-1 trading plan. F3 · price: This transaction was executed in multiple trades in prices ranging from $19.83 to $19.97, inclusive. The price reported in Column 4 above reflects the weighted average sale price. The Reporting Person hereby undertakes to provide to the Securities and Exchange Commission staff, the Issuer, or a security holder of the Issuer, upon request, full information regarding the number of shares sold at each respective price within the range set forth in this footnote. Read SEC document |
| June 17, 2020 Filed Jun 19, 2020 19:46 UTC |
Stone Paul A.Chief Financial Officer
|
SaleCommon Stock | 2,500 | $17.50 | $43,748.75 |
DisclosureSEC source: 0001567619-20-012462 · doc1.xml · nonDerivative · entry 2 Stone Paul A. · CIK 0001777511 · Chief Financial Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 15,600 F1 · kind: The transactions reported herein were effected pursuant to the Reporting Person's Rule 10b5-1 trading plan. F2 · price: This transaction was executed in multiple trades in prices ranging from $17.48 to $17.74, inclusive. The price reported in Column 4 above reflects the weighted average sale price. The Reporting Person hereby undertakes to provide to the Securities and Exchange Commission staff, the Issuer, or a security holder of the Issuer, upon request, full information regarding the number of shares sold at each respective price within the range set forth in this footnote. Read SEC document |
| June 17, 2020 Filed Jun 19, 2020 19:46 UTC |
Stone Paul A.Chief Financial Officer
|
Exercise / conversionCommon Stock | 3,100 | $4.62 | $14,322.00 |
DisclosureSEC source: 0001567619-20-012462 · doc1.xml · nonDerivative · entry 1 Stone Paul A. · CIK 0001777511 · Chief Financial Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 18,100 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| June 16, 2020 Filed Jun 18, 2020 20:41 UTC |
YARNO WENDY LDirector
|
GrantStock Option (right to buy) · Derivative | 11,000 | $0.00 Strike: $12.84 | $0.00 |
DisclosureSEC source: 0001567619-20-012373 · doc1.xml · derivative · entry 1 YARNO WENDY L · CIK 0001181186 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 11,000 Underlying: Common Stock · 11,000 shares Expires 2030-06-15 F1 · derivative.exercise_date: 100% of the shares subject to the option shall vest in full on the earlier of (i) the first anniversary of the date of grant and (ii) immediately prior to the Annual Meeting following the date of grant, subject to the Reporting Person continuing in service on the Board through such vesting date. Read SEC document |
| June 16, 2020 Filed Jun 18, 2020 20:41 UTC |
Stein JeffreyDirector
|
GrantStock Option (right to buy) · Derivative | 11,000 | $0.00 Strike: $12.84 | $0.00 |
DisclosureSEC source: 0001567619-20-012374 · doc1.xml · derivative · entry 1 Stein Jeffrey · CIK 0001478831 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 11,000 Underlying: Common Stock · 11,000 shares Expires 2030-06-15 F1 · derivative.exercise_date: 100% of the shares subject to the option shall vest in full on the earlier of (i) the first anniversary of the date of grant and (ii) immediately prior to the Annual Meeting following the date of grant, subject to the Reporting Person continuing in service on the Board through such vesting date. Read SEC document |
| June 16, 2020 Filed Jun 18, 2020 20:43 UTC |
ROSEN TERRY JDirector
|
GrantStock Option (right to buy) · Derivative | 11,000 | $0.00 Strike: $12.84 | $0.00 |
DisclosureSEC source: 0001567619-20-012376 · doc1.xml · derivative · entry 1 ROSEN TERRY J · CIK 0001182473 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 11,000 Underlying: Common Stock · 11,000 shares Expires 2030-06-15 F1 · derivative.exercise_date: 100% of the shares subject to the option shall vest in full on the earlier of (i) the first anniversary of the date of grant and (ii) immediately prior to the Annual Meeting following the date of grant, subject to the Reporting Person continuing in service on the Board through such vesting date. Read SEC document |
| June 16, 2020 Filed Jun 18, 2020 16:42 UTC |
SHANNON TIMOTHY MDirector
|
GrantStock Option (right to buy) · Derivative | 11,000 | $0.00 Strike: $12.84 | $0.00 |
DisclosureSEC source: 0001567619-20-012375 · doc1.xml · derivative · entry 1 SHANNON TIMOTHY M · CIK 0001207114 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 11,000 Underlying: Common Stock · 11,000 shares Expires 2030-06-15 F1 · derivative.exercise_date: 100% of the shares subject to the option shall vest in full on the earlier of (i) the first anniversary of the date of grant and (ii) immediately prior to the Annual Meeting following the date of grant, subject to the Reporting Person continuing in service on the Board through such vesting date. Read SEC document |
| June 16, 2020 Filed Jun 18, 2020 20:44 UTC |
Morrison Scott WDirector
|
GrantStock Option (right to buy) · Derivative | 11,000 | $0.00 Strike: $12.84 | $0.00 |
DisclosureSEC source: 0001567619-20-012377 · doc1.xml · derivative · entry 1 Morrison Scott W · CIK 0001662426 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 11,000 Underlying: Common Stock · 11,000 shares Expires 2030-06-15 F1 · derivative.exercise_date: 100% of the shares subject to the option shall vest in full on the earlier of (i) the first anniversary of the date of grant and (ii) immediately prior to the Annual Meeting following the date of grant, subject to the Reporting Person continuing in service on the Board through such vesting date. Read SEC document |
| June 16, 2020 Filed Jun 18, 2020 22:03 UTC |
Lackner MarkSVP, Head of Biology
|
Exercise / conversionStock Option (right to buy) · Derivative | 2,863 | $0.00 Strike: $6.98 | $0.00 |
DisclosureSEC source: 0001567619-20-012387 · doc1.xml · derivative · entry 7 Lackner Mark · CIK 0001777413 · SVP, Head of Biology 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 36,137 Underlying: Common Stock · 2,863 shares Expires 2028-12-11 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F4 · derivative.exercise_date: 25% of the shares subject to the option vest on the first anniversary measured from December 11, 2018 (the "Vesting Commencement Date"), and 1/48th of the total number of shares vest monthly thereafter, such that 100% of the shares subject to the option will be fully vested and exercisable on the fourth anniversary of the Vesting Commencement Date. Read SEC document |
| June 16, 2020 Filed Jun 18, 2020 22:03 UTC |
Lackner MarkSVP, Head of Biology
|
Exercise / conversionStock Option (right to buy) · Derivative | 3,887 | $0.00 Strike: $4.62 | $0.00 |
DisclosureSEC source: 0001567619-20-012387 · doc1.xml · derivative · entry 6 Lackner Mark · CIK 0001777413 · SVP, Head of Biology 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 62,510 Underlying: Common Stock · 3,887 shares Expires 2028-06-20 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F3 · derivative.exercise_date: 25% of the shares subject to the option vest on the first anniversary measured from May 31, 2018 (the "Vesting Commencement Date"), and 1/48th of the total number of shares vest monthly thereafter, such that 100% of the shares subject to the option will be fully vested and exercisable on the fourth anniversary of the Vesting Commencement Date. Read SEC document |
| June 16, 2020 Filed Jun 18, 2020 22:03 UTC |
Lackner MarkSVP, Head of Biology
|
SaleCommon Stock | 6,750 | $14.93 | $100,760.63 |
DisclosureSEC source: 0001567619-20-012387 · doc1.xml · nonDerivative · entry 3 Lackner Mark · CIK 0001777413 · SVP, Head of Biology 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 F1 · kind: The transactions reported herein were effected pursuant to the Reporting Person's Rule 10b5-1 trading plan. F2 · price: This transaction was executed in multiple trades in prices ranging from $14.84 to $15.10, inclusive. The price reported in Column 4 above reflects the weighted average sale price. The Reporting Person hereby undertakes to provide to the Securities and Exchange Commission staff, the Issuer, or a security holder of the Issuer, upon request, full information regarding the number of shares sold at each respective price within the range set forth in this footnote. Read SEC document |
| June 16, 2020 Filed Jun 18, 2020 22:03 UTC |
Lackner MarkSVP, Head of Biology
|
Exercise / conversionCommon Stock | 2,863 | $6.98 | $19,983.74 |
DisclosureSEC source: 0001567619-20-012387 · doc1.xml · nonDerivative · entry 2 Lackner Mark · CIK 0001777413 · SVP, Head of Biology 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 6,750 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| June 16, 2020 Filed Jun 18, 2020 22:03 UTC |
Lackner MarkSVP, Head of Biology
|
Exercise / conversionCommon Stock | 3,887 | $4.62 | $17,957.94 |
DisclosureSEC source: 0001567619-20-012387 · doc1.xml · nonDerivative · entry 1 Lackner Mark · CIK 0001777413 · SVP, Head of Biology 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 3,887 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| June 04, 2020 Filed Jun 8, 2020 20:51 UTC |
Throne JasonVP, General Counsel
|
SaleCommon Stock | 2,205 | $8.66 | $19,086.70 |
DisclosureSEC source: 0001567619-20-011852 · doc1.xml · nonDerivative · entry 1 Throne Jason · CIK 0001790865 · VP, General Counsel 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 F1 · kind: The transactions reported herein were effected pursuant to the Reporting Person's Rule 10b5-1 trading plan. F2 · price: This transaction was executed in multiple trades in prices ranging from $8.40 to $8.78, inclusive. The price reported in Column 4 above reflects the weighted average sale price. The Reporting Person hereby undertakes to provide to the Securities and Exchange Commission staff, the Issuer, or a security holder of the Issuer, upon request, full information regarding the number of shares sold at each respective price within the range set forth in this footnote. F3 · balance_after: Includes 2,205 shares acquired pursuant to Issuer's Employee Stock Purchase Plan on May 29, 2020. Read SEC document |
| June 02, 2020 Filed Jun 4, 2020 21:40 UTC |
Lackner MarkSVP, Head of Biology
|
SaleCommon Stock | 104 | $10.11 | $1,050.96 |
DisclosureSEC source: 0001567619-20-011730 · doc1.xml · nonDerivative · entry 3 Lackner Mark · CIK 0001777413 · SVP, Head of Biology 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 F1 · kind: The transactions reported herein were effected pursuant to the Reporting Person's Rule 10b5-1 trading plan. F5 · price: This transaction was executed in multiple trades in prices ranging from $10.09 to $10.19, inclusive. The price reported in Column 4 above reflects the weighted average sale price. The Reporting Person hereby undertakes to provide to the Securities and Exchange Commission staff, the Issuer, or a security holder of the Issuer, upon request, full information regarding the number of shares sold at each respective price within the range set forth in this footnote. F3 · balance_after: Includes 845 shares acquired pursuant to Issuer's Employee Stock Purchase Plan on May 29, 2020. Read SEC document |
| June 02, 2020 Filed Jun 4, 2020 21:40 UTC |
Lackner MarkSVP, Head of Biology
|
SaleCommon Stock | 333 | $9.73 | $3,240.79 |
DisclosureSEC source: 0001567619-20-011730 · doc1.xml · nonDerivative · entry 2 Lackner Mark · CIK 0001777413 · SVP, Head of Biology 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 104 F1 · kind: The transactions reported herein were effected pursuant to the Reporting Person's Rule 10b5-1 trading plan. F4 · price: This transaction was executed in multiple trades in prices ranging from $9.09 to $10.07, inclusive. The price reported in Column 4 above reflects the weighted average sale price. The Reporting Person hereby undertakes to provide to the Securities and Exchange Commission staff, the Issuer, or a security holder of the Issuer, upon request, full information regarding the number of shares sold at each respective price within the range set forth in this footnote. F3 · balance_after: Includes 845 shares acquired pursuant to Issuer's Employee Stock Purchase Plan on May 29, 2020. Read SEC document |
| June 02, 2020 Filed Jun 4, 2020 21:40 UTC |
Lackner MarkSVP, Head of Biology
|
SaleCommon Stock | 408 | $8.55 | $3,487.38 |
DisclosureSEC source: 0001567619-20-011730 · doc1.xml · nonDerivative · entry 1 Lackner Mark · CIK 0001777413 · SVP, Head of Biology 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 437 F1 · kind: The transactions reported herein were effected pursuant to the Reporting Person's Rule 10b5-1 trading plan. F2 · price: This transaction was executed in multiple trades in prices ranging from $8.05 to $9.00, inclusive. The price reported in Column 4 above reflects the weighted average sale price. The Reporting Person hereby undertakes to provide to the Securities and Exchange Commission staff, the Issuer, or a security holder of the Issuer, upon request, full information regarding the number of shares sold at each respective price within the range set forth in this footnote. F3 · balance_after: Includes 845 shares acquired pursuant to Issuer's Employee Stock Purchase Plan on May 29, 2020. Read SEC document |
| April 15, 2020 Filed Apr 16, 2020 17:33 UTC |
Hata Yujiro SDirector · President and CEO
|
Exercise / conversionStock Option (right to buy) · Derivative | 47,564 | $0.00 Strike: $4.31 | $0.00 |
DisclosureSEC source: 0001567619-20-008053 · doc1.xml · derivative · entry 2 Hata Yujiro S · CIK 0001649119 · Director · President and CEO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 494,055 Underlying: Common Stock · 47,564 shares Expires 2028-02-26 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · derivative.exercise_date: 25% of the shares subject to the option vest on the first anniversary measured from February 27, 2018 (the "Vesting Commencement Date"), and 1/48th of the total number of shares vest monthly thereafter, such that 100% of the shares subject to the option will be fully vested and exercisable on the fourth anniversary of the Vesting Commencement Date. Read SEC document |
Value uses the disclosed total when available, otherwise shares × reported transaction price. It is not an estimate of exercise cash cost or investment performance.