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Nasdaq · USD

IDYA

IDEAYA Biosciences, Inc.

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4069
SEC CIK
0001676725
Parsed reports
197

Last 12 months

Inside the activity.

1 purchase rows · 3 sale rows

Disclosed non-derivative P/S rows, by transaction month. Includes amendments and private transactions.
Monthly counts
MonthPurchasesSales
Nov 202500
Dec 202500
Jan 202600
Feb 202600
Mar 202610
Apr 202600
May 202600
Jun 202600
Jul 202601
Aug 202600
Sep 202600
Oct 202602

Latest available

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Purchases/sales include open-market and private transactions. Plan disclosure applies to the filing; individual rows may differ. “Not disclosed” is not “unplanned.”

The cutoff filters transaction history only. Company summaries and owner relationships show the latest available disclosures. Parser corrections can improve historical records.

Transaction dateOwner / reported roleActivity / securityShares / unitsReported priceReported valueDetails
July 06, 2021 Filed Jul 8, 2021 23:01 UTC
Dillon Michael P.SVP, Chief Scientific Officer
Exercise / conversionCommon Stock 1,500 $6.92 $10,380.00
Disclosure

SEC source: 0001567619-21-013156 · doc1.xml · nonDerivative · entry 1

Dillon Michael P. · CIK 0001777415 · SVP, Chief Scientific Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 100,289

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
July 06, 2021 Filed Jul 8, 2021 23:00 UTC
Throne JasonSVP, General Counsel
Exercise / conversionStock Option (Right to Buy) · Derivative 2,390 $0.00 Strike: $13.34 $0.00
Disclosure

SEC source: 0001567619-21-013155 · doc1.xml · derivative · entry 8

Throne Jason · CIK 0001790865 · SVP, General Counsel

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 72,610

Underlying: Common Stock · 2,390 shares

Expires 2030-06-30

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F5 · derivative.exercise_date: 25% of the shares subject to the option vest on the first anniversary measured from July 1, 2020 (the "Vesting Commencement Date"), and 1/48th of the total number of shares vest monthly thereafter, such that 100% of the shares subject to the option will be fully vested and exercisable on the fourth anniversary of the Vesting Commencement Date.

Read SEC document
July 06, 2021 Filed Jul 8, 2021 23:00 UTC
Throne JasonSVP, General Counsel
Exercise / conversionStock Option (right to buy) · Derivative 7,610 $0.00 Strike: $7.01 $0.00
Disclosure

SEC source: 0001567619-21-013155 · doc1.xml · derivative · entry 7

Throne Jason · CIK 0001790865 · SVP, General Counsel

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 67,390

Underlying: Common Stock · 7,610 shares

Expires 2029-10-08

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F4 · derivative.exercise_date: 25% of the shares subject to the option vest on the first anniversary measured from October 9, 2019 (the "Vesting Commencement Date"), and 1/48th of the total number of shares vest monthly thereafter, such that 100% of the shares subject to the option will be fully vested and exercisable on the fourth anniversary of the Vesting Commencement Date.

Read SEC document
July 06, 2021 Filed Jul 8, 2021 23:00 UTC
Throne JasonSVP, General Counsel
SaleCommon Stock 359 $22.68 $8,140.43
Disclosure

SEC source: 0001567619-21-013155 · doc1.xml · nonDerivative · entry 6

Throne Jason · CIK 0001790865 · SVP, General Counsel

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

F1 · kind: The transactions reported herein were effected pursuant to the Reporting Person's Rule 10b5-1 trading plan.

F3 · price: This transaction was executed in multiple trades in prices ranging from $22.57 to $22.79, inclusive. The price reported in Column 4 above reflects the weighted average sale price. The Reporting Person hereby undertakes to provide to the Securities and Exchange Commission staff, the Issuer, or a security holder of the Issuer, upon request, full information regarding the number of shares sold at each respective price within the range set forth in this footnote.

Read SEC document
July 06, 2021 Filed Jul 8, 2021 23:00 UTC
Throne JasonSVP, General Counsel
SaleCommon Stock 2,031 $22.16 $45,015.29
Disclosure

SEC source: 0001567619-21-013155 · doc1.xml · nonDerivative · entry 5

Throne Jason · CIK 0001790865 · SVP, General Counsel

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 359

F1 · kind: The transactions reported herein were effected pursuant to the Reporting Person's Rule 10b5-1 trading plan.

F2 · price: This transaction was executed in multiple trades in prices ranging from $21.56 to $22.56, inclusive. The price reported in Column 4 above reflects the weighted average sale price. The Reporting Person hereby undertakes to provide to the Securities and Exchange Commission staff, the Issuer, or a security holder of the Issuer, upon request, full information regarding the number of shares sold at each respective price within the range set forth in this footnote.

Read SEC document
July 06, 2021 Filed Jul 8, 2021 23:00 UTC
Throne JasonSVP, General Counsel
SaleCommon Stock 1,142 $22.68 $25,895.19
Disclosure

SEC source: 0001567619-21-013155 · doc1.xml · nonDerivative · entry 4

Throne Jason · CIK 0001790865 · SVP, General Counsel

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 2,390

F1 · kind: The transactions reported herein were effected pursuant to the Reporting Person's Rule 10b5-1 trading plan.

F3 · price: This transaction was executed in multiple trades in prices ranging from $22.57 to $22.79, inclusive. The price reported in Column 4 above reflects the weighted average sale price. The Reporting Person hereby undertakes to provide to the Securities and Exchange Commission staff, the Issuer, or a security holder of the Issuer, upon request, full information regarding the number of shares sold at each respective price within the range set forth in this footnote.

Read SEC document
July 06, 2021 Filed Jul 8, 2021 23:00 UTC
Throne JasonSVP, General Counsel
SaleCommon Stock 6,468 $22.16 $143,357.40
Disclosure

SEC source: 0001567619-21-013155 · doc1.xml · nonDerivative · entry 3

Throne Jason · CIK 0001790865 · SVP, General Counsel

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 3,532

F1 · kind: The transactions reported herein were effected pursuant to the Reporting Person's Rule 10b5-1 trading plan.

F2 · price: This transaction was executed in multiple trades in prices ranging from $21.56 to $22.56, inclusive. The price reported in Column 4 above reflects the weighted average sale price. The Reporting Person hereby undertakes to provide to the Securities and Exchange Commission staff, the Issuer, or a security holder of the Issuer, upon request, full information regarding the number of shares sold at each respective price within the range set forth in this footnote.

Read SEC document
July 06, 2021 Filed Jul 8, 2021 23:00 UTC
Throne JasonSVP, General Counsel
Exercise / conversionCommon Stock 2,390 $13.34 $31,882.60
Disclosure

SEC source: 0001567619-21-013155 · doc1.xml · nonDerivative · entry 2

Throne Jason · CIK 0001790865 · SVP, General Counsel

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 10,000

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
July 06, 2021 Filed Jul 8, 2021 23:00 UTC
Throne JasonSVP, General Counsel
Exercise / conversionCommon Stock 7,610 $7.01 $53,346.10
Disclosure

SEC source: 0001567619-21-013155 · doc1.xml · nonDerivative · entry 1

Throne Jason · CIK 0001790865 · SVP, General Counsel

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 7,610

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
June 17, 2021 Filed Jun 18, 2021 00:59 UTC
Dillon Michael P.SVP, Chief Scientific Officer
Exercise / conversionStock Option (right to buy) · Derivative 3,893 $0.00 Strike: $6.92 $0.00
Disclosure

SEC source: 0001567619-21-012384 · doc1.xml · derivative · entry 6

Dillon Michael P. · CIK 0001777415 · SVP, Chief Scientific Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 46,000

Underlying: Common Stock · 3,893 shares

Expires 2030-02-20

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F4 · derivative.exercise_date: 25% of the shares subject to the option vest on the first anniversary measured from January 1, 2020 (the "Vesting Commencement Date"), and 1/48th of the total number of shares vest monthly thereafter, such that 100% of the shares subject to the option will be fully vested and exercisable on the fourth anniversary of the Vesting Commencement Date.

Read SEC document
June 17, 2021 Filed Jun 18, 2021 00:59 UTC
Dillon Michael P.SVP, Chief Scientific Officer
SaleCommon Stock 3,893 $22.49 $87,539.94
Disclosure

SEC source: 0001567619-21-012384 · doc1.xml · nonDerivative · entry 4

Dillon Michael P. · CIK 0001777415 · SVP, Chief Scientific Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 98,789

F1 · kind: The transactions reported herein were effected pursuant to the Reporting Person's Rule 10b5-1 trading plan.

F3 · price: This transaction was executed in multiple trades in prices ranging from $22.45 to $22.58, inclusive. The price reported in Column 4 above reflects the weighted average sale price. The Reporting Person hereby undertakes to provide to the Securities and Exchange Commission staff, the Issuer, or a security holder of the Issuer, upon request, full information regarding the number of shares sold at each respective price within the range set forth in this footnote.

Read SEC document
June 17, 2021 Filed Jun 18, 2021 00:59 UTC
Dillon Michael P.SVP, Chief Scientific Officer
Exercise / conversionCommon Stock 3,893 $6.92 $26,939.56
Disclosure

SEC source: 0001567619-21-012384 · doc1.xml · nonDerivative · entry 3

Dillon Michael P. · CIK 0001777415 · SVP, Chief Scientific Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 102,682

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
June 16, 2021 Filed Jun 18, 2021 00:59 UTC
Dillon Michael P.SVP, Chief Scientific Officer
Exercise / conversionStock Option (right to buy) · Derivative 1,107 $0.00 Strike: $6.92 $0.00
Disclosure

SEC source: 0001567619-21-012384 · doc1.xml · derivative · entry 5

Dillon Michael P. · CIK 0001777415 · SVP, Chief Scientific Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 49,893

Underlying: Common Stock · 1,107 shares

Expires 2030-02-20

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F4 · derivative.exercise_date: 25% of the shares subject to the option vest on the first anniversary measured from January 1, 2020 (the "Vesting Commencement Date"), and 1/48th of the total number of shares vest monthly thereafter, such that 100% of the shares subject to the option will be fully vested and exercisable on the fourth anniversary of the Vesting Commencement Date.

Read SEC document
June 16, 2021 Filed Jun 18, 2021 00:59 UTC
Dillon Michael P.SVP, Chief Scientific Officer
SaleCommon Stock 1,107 $22.47 $24,872.52
Disclosure

SEC source: 0001567619-21-012384 · doc1.xml · nonDerivative · entry 2

Dillon Michael P. · CIK 0001777415 · SVP, Chief Scientific Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 98,789

F1 · kind: The transactions reported herein were effected pursuant to the Reporting Person's Rule 10b5-1 trading plan.

F2 · price: This transaction was executed in multiple trades in prices ranging from $22.45 to $22.50, inclusive. The price reported in Column 4 above reflects the weighted average sale price. The Reporting Person hereby undertakes to provide to the Securities and Exchange Commission staff, the Issuer, or a security holder of the Issuer, upon request, full information regarding the number of shares sold at each respective price within the range set forth in this footnote.

Read SEC document
June 16, 2021 Filed Jun 18, 2021 00:59 UTC
Dillon Michael P.SVP, Chief Scientific Officer
Exercise / conversionCommon Stock 1,107 $6.92 $7,660.44
Disclosure

SEC source: 0001567619-21-012384 · doc1.xml · nonDerivative · entry 1

Dillon Michael P. · CIK 0001777415 · SVP, Chief Scientific Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 99,896

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
June 10, 2021 Filed Jun 16, 2021 21:06 UTC GrantStock Option (right to buy) · Derivative 11,000 $0.00 Strike: $21.66 $0.00
Disclosure

SEC source: 0001567619-21-012208 · doc1.xml · derivative · entry 1

YARNO WENDY L · CIK 0001181186 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 11,000

Underlying: Common Stock · 11,000 shares

Expires 2031-06-09

F1 · derivative.exercise_date: 100% of the shares subject to the option shall vest in full on the earlier of (i) the first anniversary of the date of grant and (ii) immediately prior to the Annual Meeting following the date of grant, subject to the Reporting Person continuing in service on the Board through such vesting date.

Read SEC document
June 10, 2021 Filed Jun 16, 2021 21:05 UTC GrantStock Option (right to buy) · Derivative 11,000 $0.00 Strike: $21.66 $0.00
Disclosure

SEC source: 0001567619-21-012207 · doc1.xml · derivative · entry 1

Stein Jeffrey · CIK 0001478831 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 11,000

Underlying: Common Stock · 11,000 shares

Expires 2031-06-09

F1 · derivative.exercise_date: 100% of the shares subject to the option shall vest in full on the earlier of (i) the first anniversary of the date of grant and (ii) immediately prior to the Annual Meeting following the date of grant, subject to the Reporting Person continuing in service on the Board through such vesting date.

Read SEC document
June 10, 2021 Filed Jun 16, 2021 21:04 UTC GrantStock Option (right to buy) · Derivative 11,000 $0.00 Strike: $21.66 $0.00
Disclosure

SEC source: 0001567619-21-012206 · doc1.xml · derivative · entry 1

ROSEN TERRY J · CIK 0001182473 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 11,000

Underlying: Common Stock · 11,000 shares

Expires 2031-06-09

F1 · derivative.exercise_date: 100% of the shares subject to the option shall vest in full on the earlier of (i) the first anniversary of the date of grant and (ii) immediately prior to the Annual Meeting following the date of grant, subject to the Reporting Person continuing in service on the Board through such vesting date.

Read SEC document
June 10, 2021 Filed Jun 16, 2021 18:23 UTC GrantStock Option (right to buy) · Derivative 11,000 $0.00 Strike: $21.66 $0.00
Disclosure

SEC source: 0001567619-21-012238 · doc1.xml · derivative · entry 1

SHANNON TIMOTHY M · CIK 0001207114 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 11,000

Underlying: Common Stock · 11,000 shares

Expires 2031-06-09

F1 · derivative.exercise_date: 100% of the shares subject to the option shall vest in full on the earlier of (i) the first anniversary of the date of grant and (ii) immediately prior to the Annual Meeting following the date of grant, subject to the Reporting Person continuing in service on the Board through such vesting date.

Read SEC document
June 10, 2021 Filed Jun 16, 2021 21:04 UTC GrantStock Option (right to buy) · Derivative 11,000 $0.00 Strike: $21.66 $0.00
Disclosure

SEC source: 0001567619-21-012205 · doc1.xml · derivative · entry 1

Morrison Scott W · CIK 0001662426 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 11,000

Underlying: Common Stock · 11,000 shares

Expires 2031-06-09

F1 · derivative.exercise_date: 100% of the shares subject to the option shall vest in full on the earlier of (i) the first anniversary of the date of grant and (ii) immediately prior to the Annual Meeting following the date of grant, subject to the Reporting Person continuing in service on the Board through such vesting date.

Read SEC document
June 10, 2021 Filed Jun 16, 2021 21:03 UTC GrantStock Option (right to buy) · Derivative 11,000 $0.00 Strike: $21.66 $0.00
Disclosure

SEC source: 0001567619-21-012204 · doc1.xml · derivative · entry 1

Hampton Malcolm Garret · CIK 0001698265 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 11,000

Underlying: Common Stock · 11,000 shares

Expires 2031-06-09

F1 · derivative.exercise_date: 100% of the shares subject to the option shall vest in full on the earlier of (i) the first anniversary of the date of grant and (ii) immediately prior to the Annual Meeting following the date of grant, subject to the Reporting Person continuing in service on the Board through such vesting date.

Read SEC document
June 07, 2021 Filed Jun 9, 2021 22:12 UTC
Dillon Michael P.SVP, Chief Scientific Officer
Exercise / conversionStock Option (right to buy) · Derivative 1,500 $0.00 Strike: $6.92 $0.00
Disclosure

SEC source: 0001567619-21-011941 · doc1.xml · derivative · entry 3

Dillon Michael P. · CIK 0001777415 · SVP, Chief Scientific Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 51,000

Underlying: Common Stock · 1,500 shares

Expires 2030-02-20

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F3 · derivative.exercise_date: 25% of the shares subject to the option vest on the first anniversary measured from January 1, 2020 (the "Vesting Commencement Date"), and 1/48th of the total number of shares vest monthly thereafter, such that 100% of the shares subject to the option will be fully vested and exercisable on the fourth anniversary of the Vesting Commencement Date.

Read SEC document
June 07, 2021 Filed Jun 9, 2021 22:12 UTC
Dillon Michael P.SVP, Chief Scientific Officer
SaleCommon Stock 1,500 $20.22 $30,333.15
Disclosure

SEC source: 0001567619-21-011941 · doc1.xml · nonDerivative · entry 2

Dillon Michael P. · CIK 0001777415 · SVP, Chief Scientific Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 98,789

F1 · kind: The transactions reported herein were effected pursuant to the Reporting Person's Rule 10b5-1 trading plan.

F2 · price: This transaction was executed in multiple trades in prices ranging from $19.95 to $20.495, inclusive. The price reported in Column 4 above reflects the weighted average sale price. The Reporting Person hereby undertakes to provide to the Securities and Exchange Commission staff, the Issuer, or a security holder of the Issuer, upon request, full information regarding the number of shares sold at each respective price within the range set forth in this footnote.

Read SEC document
June 07, 2021 Filed Jun 9, 2021 22:12 UTC
Dillon Michael P.SVP, Chief Scientific Officer
Exercise / conversionCommon Stock 1,500 $6.92 $10,380.00
Disclosure

SEC source: 0001567619-21-011941 · doc1.xml · nonDerivative · entry 1

Dillon Michael P. · CIK 0001777415 · SVP, Chief Scientific Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 100,289

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
May 28, 2021 Filed Apr 14, 2022 16:10 UTC
Stone Paul A.SVP, Chief Financial Officer
GrantCommon Stock 859 $11.36 $9,762.11
Disclosure

SEC source: 0001567619-22-008545 · doc1.xml · nonDerivative · entry 1

Stone Paul A. · CIK 0001777511 · SVP, Chief Financial Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 13,803

F1 · shares: Acquired pursuant to Issuer's Employee Stock Purchase Plan.

Read SEC document
May 11, 2021 Filed May 13, 2021 21:08 UTC
Dillon Michael P.SVP, Chief Scientific Officer
Exercise / conversionStock Option (right to buy) · Derivative 5,000 $0.00 Strike: $6.92 $0.00
Disclosure

SEC source: 0001567619-21-009897 · doc1.xml · derivative · entry 3

Dillon Michael P. · CIK 0001777415 · SVP, Chief Scientific Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 52,500

Underlying: Common Stock · 5,000 shares

Expires 2030-02-20

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F3 · derivative.exercise_date: 25% of the shares subject to the option vest on the first anniversary measured from January 1, 2020 (the "Vesting Commencement Date"), and 1/48th of the total number of shares vest monthly thereafter, such that 100% of the shares subject to the option will be fully vested and exercisable on the fourth anniversary of the Vesting Commencement Date.

Read SEC document
May 11, 2021 Filed May 13, 2021 21:08 UTC
Dillon Michael P.SVP, Chief Scientific Officer
SaleCommon Stock 5,000 $20.22 $101,092.50
Disclosure

SEC source: 0001567619-21-009897 · doc1.xml · nonDerivative · entry 2

Dillon Michael P. · CIK 0001777415 · SVP, Chief Scientific Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 98,789

F1 · kind: The transactions reported herein were effected pursuant to the Reporting Person's Rule 10b5-1 trading plan.

F2 · price: This transaction was executed in multiple trades in prices ranging from $19.97 to $20.76, inclusive. The price reported in Column 4 above reflects the weighted average sale price. The Reporting Person hereby undertakes to provide to the Securities and Exchange Commission staff, the Issuer, or a security holder of the Issuer, upon request, full information regarding the number of shares sold at each respective price within the range set forth in this footnote.

Read SEC document
May 11, 2021 Filed May 13, 2021 21:08 UTC
Dillon Michael P.SVP, Chief Scientific Officer
Exercise / conversionCommon Stock 5,000 $6.92 $34,600.00
Disclosure

SEC source: 0001567619-21-009897 · doc1.xml · nonDerivative · entry 1

Dillon Michael P. · CIK 0001777415 · SVP, Chief Scientific Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 103,789

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
February 24, 2021 Filed Feb 26, 2021 19:07 UTC
Stone Paul A.SVP, Chief Financial Officer
GrantStock Option (right to buy) · Derivative 80,000 $0.00 Strike: $19.52 $0.00
Disclosure

SEC source: 0001567619-21-005111 · doc1.xml · derivative · entry 1

Stone Paul A. · CIK 0001777511 · SVP, Chief Financial Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 80,000

Underlying: Common Stock · 80,000 shares

Expires 2031-02-23

F1 · derivative.exercise_date: 25% of the shares subject to the option vest on the first anniversary measured from January 1, 2021 (the "Vesting Commencement Date"), and 1/48th of the total number of shares vest monthly thereafter, such that 100% of the shares subject to the option will be fully vested and exercisable on the fourth anniversary of the Vesting Commencement Date.

Read SEC document
February 24, 2021 Filed Feb 26, 2021 19:08 UTC
Hata Yujiro SDirector · President and CEO
GrantStock Option (right to buy) · Derivative 195,000 $0.00 Strike: $19.52 $0.00
Disclosure

SEC source: 0001567619-21-005112 · doc1.xml · derivative · entry 1

Hata Yujiro S · CIK 0001649119 · Director · President and CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 195,000

Underlying: Common Stock · 195,000 shares

Expires 2031-02-23

F1 · derivative.exercise_date: 25% of the shares subject to the option vest on the first anniversary measured from January 1, 2021 (the "Vesting Commencement Date"), and 1/48th of the total number of shares vest monthly thereafter, such that 100% of the shares subject to the option will be fully vested and exercisable on the fourth anniversary of the Vesting Commencement Date.

Read SEC document
February 24, 2021 Filed Feb 27, 2021 00:10 UTC
Dillon Michael P.SVP, Chief Scientific Officer
GrantStock Option (right to buy) · Derivative 80,000 $0.00 Strike: $19.52 $0.00
Disclosure

SEC source: 0001567619-21-005115 · doc1.xml · derivative · entry 1

Dillon Michael P. · CIK 0001777415 · SVP, Chief Scientific Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 80,000

Underlying: Common Stock · 80,000 shares

Expires 2031-02-23

F1 · derivative.exercise_date: 25% of the shares subject to the option vest on the first anniversary measured from January 1, 2021 (the "Vesting Commencement Date"), and 1/48th of the total number of shares vest monthly thereafter, such that 100% of the shares subject to the option will be fully vested and exercisable on the fourth anniversary of the Vesting Commencement Date.

Read SEC document
February 24, 2021 Filed Feb 27, 2021 00:10 UTC
Lackner MarkSVP, Head of Biology
GrantStock Option (right to buy) · Derivative 45,000 $0.00 Strike: $19.52 $0.00
Disclosure

SEC source: 0001567619-21-005114 · doc1.xml · derivative · entry 1

Lackner Mark · CIK 0001777413 · SVP, Head of Biology

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 45,000

Underlying: Common Stock · 45,000 shares

Expires 2031-02-23

F1 · derivative.exercise_date: 25% of the shares subject to the option vest on the first anniversary measured from January 1, 2021 (the "Vesting Commencement Date"), and 1/48th of the total number of shares vest monthly thereafter, such that 100% of the shares subject to the option will be fully vested and exercisable on the fourth anniversary of the Vesting Commencement Date.

Read SEC document
February 24, 2021 Filed Feb 27, 2021 00:09 UTC
Throne JasonSVP, General Counsel
GrantStock Option (right to buy) · Derivative 52,500 $0.00 Strike: $19.52 $0.00
Disclosure

SEC source: 0001567619-21-005113 · doc1.xml · derivative · entry 1

Throne Jason · CIK 0001790865 · SVP, General Counsel

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 52,500

Underlying: Common Stock · 52,500 shares

Expires 2031-02-23

F1 · derivative.exercise_date: 25% of the shares subject to the option vest on the first anniversary measured from January 1, 2021 (the "Vesting Commencement Date"), and 1/48th of the total number of shares vest monthly thereafter, such that 100% of the shares subject to the option will be fully vested and exercisable on the fourth anniversary of the Vesting Commencement Date.

Read SEC document
February 12, 2021 Filed Feb 17, 2021 11:10 UTC GrantStock Option (right to buy) · Derivative 22,000 $0.00 Strike: $18.91 $0.00
Disclosure

SEC source: 0001567619-21-004153 · doc1.xml · derivative · entry 1

Kelley Susan L. · CIK 0001519612 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 22,000

Underlying: Common Stock · 22,000 shares

Expires 2031-02-11

F1 · derivative.exercise_date: 1/36th of the shares subject to the option vest on each monthly anniversary measured from February 12, 2021 (the "Vesting Commencement Date"), such that 100% of the shares subject to the option will be fully vested and exercisable on the third anniversary of the Vesting Commencement Date.

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February 12, 2021 Filed Feb 17, 2021 11:10 UTC GrantStock Option (right to buy) · Derivative 22,000 $0.00 Strike: $18.91 $0.00
Disclosure

SEC source: 0001567619-21-004152 · doc1.xml · derivative · entry 1

Kelley Susan L. · CIK 0001519612 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 22,000

Underlying: Common Stock · 22,000 shares

Expires 2031-02-11

F1 · derivative.exercise_date: 1/36th of the shares subject to the option vest on each monthly anniversary measured from February 12, 2021 (the "Vesting Commencement Date"), such that 100% of the shares subject to the option will be fully vested and exercisable on the third anniversary of the Vesting Commencement Date.

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February 10, 2021 Filed Feb 10, 2021 23:53 UTC
Lackner MarkSVP, Head of Biology
Exercise / conversionStock Option (right to buy) · Derivative 596 $0.00 Strike: $6.98 $0.00
Disclosure

SEC source: 0001567619-21-002852 · doc1.xml · derivative · entry 10

Lackner Mark · CIK 0001777413 · SVP, Head of Biology

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 33,014

Underlying: Common Stock · 596 shares

Expires 2028-12-11

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F3 · derivative.exercise_date: 25% of the shares subject to the option vest on the first anniversary measured from December 11, 2018 (the "Vesting Commencement Date"), and 1/48th of the total number of shares vest monthly thereafter, such that 100% of the shares subject to the option will be fully vested and exercisable on the fourth anniversary of the Vesting Commencement Date.

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February 10, 2021 Filed Feb 10, 2021 23:53 UTC
Lackner MarkSVP, Head of Biology
SaleCommon Stock 596 $21.00 $12,516.00
Disclosure

SEC source: 0001567619-21-002852 · doc1.xml · nonDerivative · entry 7

Lackner Mark · CIK 0001777413 · SVP, Head of Biology

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

F1 · kind: The transactions reported herein were effected pursuant to the Reporting Person's Rule 10b5-1 trading plan.

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February 10, 2021 Filed Feb 10, 2021 23:53 UTC
Lackner MarkSVP, Head of Biology
Exercise / conversionCommon Stock 596 $6.98 $4,160.08
Disclosure

SEC source: 0001567619-21-002852 · doc1.xml · nonDerivative · entry 6

Lackner Mark · CIK 0001777413 · SVP, Head of Biology

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 596

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

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February 09, 2021 Filed Feb 11, 2021 00:31 UTC
Dillon Michael P.SVP, Chief Scientific Officer
Exercise / conversionStock Option (right to buy) · Derivative 5,000 $0.00 Strike: $6.92 $0.00
Disclosure

SEC source: 0001567619-21-002869 · doc1.xml · derivative · entry 3

Dillon Michael P. · CIK 0001777415 · SVP, Chief Scientific Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 57,500

Underlying: Common Stock · 5,000 shares

Expires 2030-02-20

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F3 · derivative.exercise_date: 25% of the shares subject to the option vest on the first anniversary measured from January 1, 2020 (the "Vesting Commencement Date"), and 1/48th of the total number of shares vest monthly thereafter, such that 100% of the shares subject to the option will be fully vested and exercisable on the fourth anniversary of the Vesting Commencement Date.

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February 09, 2021 Filed Feb 11, 2021 00:31 UTC
Dillon Michael P.SVP, Chief Scientific Officer
SaleCommon Stock 5,000 $20.74 $103,696.50
Disclosure

SEC source: 0001567619-21-002869 · doc1.xml · nonDerivative · entry 2

Dillon Michael P. · CIK 0001777415 · SVP, Chief Scientific Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 98,789

F1 · kind: The transactions reported herein were effected pursuant to the Reporting Person's Rule 10b5-1 trading plan.

F2 · price: This transaction was executed in multiple trades in prices ranging from $20.41 to $21.18, inclusive. The price reported in Column 4 above reflects the weighted average sale price. The Reporting Person hereby undertakes to provide to the Securities and Exchange Commission staff, the Issuer, or a security holder of the Issuer, upon request, full information regarding the number of shares sold at each respective price within the range set forth in this footnote.

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February 09, 2021 Filed Feb 11, 2021 00:31 UTC
Dillon Michael P.SVP, Chief Scientific Officer
Exercise / conversionCommon Stock 5,000 $6.92 $34,600.00
Disclosure

SEC source: 0001567619-21-002869 · doc1.xml · nonDerivative · entry 1

Dillon Michael P. · CIK 0001777415 · SVP, Chief Scientific Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 103,789

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

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February 09, 2021 Filed Feb 10, 2021 23:53 UTC
Lackner MarkSVP, Head of Biology
Exercise / conversionStock Option (right to buy) · Derivative 1,104 $0.00 Strike: $6.98 $0.00
Disclosure

SEC source: 0001567619-21-002852 · doc1.xml · derivative · entry 9

Lackner Mark · CIK 0001777413 · SVP, Head of Biology

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 33,610

Underlying: Common Stock · 1,104 shares

Expires 2028-12-11

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F3 · derivative.exercise_date: 25% of the shares subject to the option vest on the first anniversary measured from December 11, 2018 (the "Vesting Commencement Date"), and 1/48th of the total number of shares vest monthly thereafter, such that 100% of the shares subject to the option will be fully vested and exercisable on the fourth anniversary of the Vesting Commencement Date.

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February 09, 2021 Filed Feb 10, 2021 23:53 UTC
Lackner MarkSVP, Head of Biology
SaleCommon Stock 1,104 $21.05 $23,234.34
Disclosure

SEC source: 0001567619-21-002852 · doc1.xml · nonDerivative · entry 5

Lackner Mark · CIK 0001777413 · SVP, Head of Biology

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

F1 · kind: The transactions reported herein were effected pursuant to the Reporting Person's Rule 10b5-1 trading plan.

F2 · price: This transaction was executed in multiple trades in prices ranging from $21.00 to $21.11, inclusive. The price reported in Column 4 above reflects the weighted average sale price. The Reporting Person hereby undertakes to provide to the Securities and Exchange Commission staff, the Issuer, or a security holder of the Issuer, upon request, full information regarding the number of shares sold at each respective price within the range set forth in this footnote.

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February 09, 2021 Filed Feb 10, 2021 23:53 UTC
Lackner MarkSVP, Head of Biology
Exercise / conversionCommon Stock 1,104 $6.98 $7,705.92
Disclosure

SEC source: 0001567619-21-002852 · doc1.xml · nonDerivative · entry 4

Lackner Mark · CIK 0001777413 · SVP, Head of Biology

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 1,104

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
February 08, 2021 Filed Feb 10, 2021 23:53 UTC
Lackner MarkSVP, Head of Biology
Exercise / conversionStock Option (right to buy) · Derivative 300 $0.00 Strike: $6.98 $0.00
Disclosure

SEC source: 0001567619-21-002852 · doc1.xml · derivative · entry 8

Lackner Mark · CIK 0001777413 · SVP, Head of Biology

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 34,714

Underlying: Common Stock · 300 shares

Expires 2028-12-11

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F3 · derivative.exercise_date: 25% of the shares subject to the option vest on the first anniversary measured from December 11, 2018 (the "Vesting Commencement Date"), and 1/48th of the total number of shares vest monthly thereafter, such that 100% of the shares subject to the option will be fully vested and exercisable on the fourth anniversary of the Vesting Commencement Date.

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February 08, 2021 Filed Feb 10, 2021 23:53 UTC
Lackner MarkSVP, Head of Biology
SaleCommon Stock 200 $21.00 $4,200.00
Disclosure

SEC source: 0001567619-21-002852 · doc1.xml · nonDerivative · entry 3

Lackner Mark · CIK 0001777413 · SVP, Head of Biology

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

F1 · kind: The transactions reported herein were effected pursuant to the Reporting Person's Rule 10b5-1 trading plan.

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February 08, 2021 Filed Feb 10, 2021 23:53 UTC
Lackner MarkSVP, Head of Biology
SaleCommon Stock 100 $21.02 $2,102.00
Disclosure

SEC source: 0001567619-21-002852 · doc1.xml · nonDerivative · entry 2

Lackner Mark · CIK 0001777413 · SVP, Head of Biology

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 200

F1 · kind: The transactions reported herein were effected pursuant to the Reporting Person's Rule 10b5-1 trading plan.

Read SEC document
February 08, 2021 Filed Feb 10, 2021 23:53 UTC
Lackner MarkSVP, Head of Biology
Exercise / conversionCommon Stock 300 $6.98 $2,094.00
Disclosure

SEC source: 0001567619-21-002852 · doc1.xml · nonDerivative · entry 1

Lackner Mark · CIK 0001777413 · SVP, Head of Biology

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 300

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
February 02, 2021 Filed Feb 4, 2021 22:15 UTC
BVF PARTNERS L P/ILSee Explanation of Responses
BIOTECHNOLOGY VALUE FUND L PSee Explanation of Responses
BVF I GP LLCSee Explanation of Responses
BIOTECHNOLOGY VALUE FUND II LPSee Explanation of Responses
BVF II GP LLCSee Explanation of Responses
Biotechnology Value Trading Fund OS LPSee Explanation of Responses
BVF Partners OS Ltd.See Explanation of Responses
BVF GP HOLDINGS LLCSee Explanation of Responses
BVF INC/ILSee Explanation of Responses
LAMPERT MARK NSee Explanation of Responses
SaleCommon Stock, $0.0001 par value 4,325 $18.00 $77,850.00
Disclosure

SEC source: 0000921895-21-000223 · form407422010_02042021.xml · nonDerivative · entry 3

BVF PARTNERS L P/IL · CIK 0001055947 · See Explanation of Responses

BIOTECHNOLOGY VALUE FUND L P · CIK 0000918923 · See Explanation of Responses

BVF I GP LLC · CIK 0001803805 · See Explanation of Responses

BIOTECHNOLOGY VALUE FUND II LP · CIK 0001102444 · See Explanation of Responses

BVF II GP LLC · CIK 0001803806 · See Explanation of Responses

Biotechnology Value Trading Fund OS LP · CIK 0001660683 · See Explanation of Responses

BVF Partners OS Ltd. · CIK 0001660684 · See Explanation of Responses

BVF GP HOLDINGS LLC · CIK 0001803809 · See Explanation of Responses

BVF INC/IL · CIK 0001056807 · See Explanation of Responses

LAMPERT MARK N · CIK 0001233840 · See Explanation of Responses

Joint disclosure: these amounts are not allocated separately to each reporting owner.

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 233,150

F1 · security: This Form 4 is filed jointly by Biotechnology Value Fund, L.P. ("BVF"), Biotechnology Value Fund II, L.P. ("BVF2"), Biotechnology Value Trading Fund OS LP ("Trading Fund OS"), BVF Partners OS Ltd. ("Partners OS"), BVF I GP LLC ("BVF GP"), BVF II GP LLC ("BVF2 GP"), BVF GP Holdings LLC ("BVF GPH"), BVF Partners L.P. ("Partners"), BVF Inc. and Mark N. Lampert (collectively, the "Reporting Persons"). Following the transactions reported herein, for the purposes of Section 16, the Reporting Persons ceased to beneficially own 10% or more of the outstanding shares of Common Stock of the Issuer. Each of the Reporting Persons disclaims beneficial ownership of the securities reported herein except to the extent of his or its pecuniary interest therein.

F4 · ownership.direct: Securities owned directly by Trading Fund OS. As the general partner of Trading Fund OS, Partners OS may be deemed to beneficially own the securities owned directly by Trading Fund OS. As the investment manager of Trading Fund OS and the sole member of Partners OS, Partners may be deemed to beneficially own the securities owned directly by Trading Fund OS. As the investment adviser and general partner of Partners, BVF Inc. may be deemed to beneficially own the securities owned directly by Trading Fund OS. As a director and officer of BVF Inc., Mr. Lampert may be deemed to beneficially own the securities owned directly by Trading Fund OS.

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February 02, 2021 Filed Feb 4, 2021 22:15 UTC
BVF PARTNERS L P/ILSee Explanation of Responses
BIOTECHNOLOGY VALUE FUND L PSee Explanation of Responses
BVF I GP LLCSee Explanation of Responses
BIOTECHNOLOGY VALUE FUND II LPSee Explanation of Responses
BVF II GP LLCSee Explanation of Responses
Biotechnology Value Trading Fund OS LPSee Explanation of Responses
BVF Partners OS Ltd.See Explanation of Responses
BVF GP HOLDINGS LLCSee Explanation of Responses
BVF INC/ILSee Explanation of Responses
LAMPERT MARK NSee Explanation of Responses
SaleCommon Stock, $0.0001 par value 16,850 $18.00 $303,300.00
Disclosure

SEC source: 0000921895-21-000223 · form407422010_02042021.xml · nonDerivative · entry 2

BVF PARTNERS L P/IL · CIK 0001055947 · See Explanation of Responses

BIOTECHNOLOGY VALUE FUND L P · CIK 0000918923 · See Explanation of Responses

BVF I GP LLC · CIK 0001803805 · See Explanation of Responses

BIOTECHNOLOGY VALUE FUND II LP · CIK 0001102444 · See Explanation of Responses

BVF II GP LLC · CIK 0001803806 · See Explanation of Responses

Biotechnology Value Trading Fund OS LP · CIK 0001660683 · See Explanation of Responses

BVF Partners OS Ltd. · CIK 0001660684 · See Explanation of Responses

BVF GP HOLDINGS LLC · CIK 0001803809 · See Explanation of Responses

BVF INC/IL · CIK 0001056807 · See Explanation of Responses

LAMPERT MARK N · CIK 0001233840 · See Explanation of Responses

Joint disclosure: these amounts are not allocated separately to each reporting owner.

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 1,188,131

F1 · security: This Form 4 is filed jointly by Biotechnology Value Fund, L.P. ("BVF"), Biotechnology Value Fund II, L.P. ("BVF2"), Biotechnology Value Trading Fund OS LP ("Trading Fund OS"), BVF Partners OS Ltd. ("Partners OS"), BVF I GP LLC ("BVF GP"), BVF II GP LLC ("BVF2 GP"), BVF GP Holdings LLC ("BVF GPH"), BVF Partners L.P. ("Partners"), BVF Inc. and Mark N. Lampert (collectively, the "Reporting Persons"). Following the transactions reported herein, for the purposes of Section 16, the Reporting Persons ceased to beneficially own 10% or more of the outstanding shares of Common Stock of the Issuer. Each of the Reporting Persons disclaims beneficial ownership of the securities reported herein except to the extent of his or its pecuniary interest therein.

F3 · ownership.direct: Securities owned directly by BVF2. As the general partner of BVF2, BVF2 GP may be deemed to beneficially own the securities owned directly by BVF2. As the sole member of BVF2 GP, BVF GPH may be deemed to beneficially own securities owned directly by BVF2. As the investment manager of BVF2, Partners may be deemed to beneficially own the securities owned directly by BVF2. As the investment adviser and general partner of Partners, BVF Inc. may be deemed to beneficially own the securities owned directly by BVF2. As a director and officer of BVF Inc., Mr. Lampert may be deemed to beneficially own the securities owned directly by BVF2.

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Value uses the disclosed total when available, otherwise shares × reported transaction price. It is not an estimate of exercise cash cost or investment performance.