Last 12 months
Inside the activity.
1 purchase rows · 3 sale rows
Disclosed non-derivative P/S rows, by transaction month. Includes amendments and private transactions.Monthly counts
| Month | Purchases | Sales |
|---|---|---|
| Nov 2025 | 0 | 0 |
| Dec 2025 | 0 | 0 |
| Jan 2026 | 0 | 0 |
| Feb 2026 | 0 | 0 |
| Mar 2026 | 1 | 0 |
| Apr 2026 | 0 | 0 |
| May 2026 | 0 | 0 |
| Jun 2026 | 0 | 0 |
| Jul 2026 | 0 | 1 |
| Aug 2026 | 0 | 0 |
| Sep 2026 | 0 | 0 |
| Oct 2026 | 0 | 2 |
Latest available
Insider transactions
Purchases/sales include open-market and private transactions. Plan disclosure applies to the filing; individual rows may differ. “Not disclosed” is not “unplanned.”
The cutoff filters transaction history only. Company summaries and owner relationships show the latest available disclosures. Parser corrections can improve historical records.
| Transaction date | Owner / reported role | Activity / security | Shares / units | Reported price | Reported value | Details |
|---|---|---|---|---|---|---|
| July 06, 2021 Filed Jul 8, 2021 23:01 UTC |
Dillon Michael P.SVP, Chief Scientific Officer
|
Exercise / conversionCommon Stock | 1,500 | $6.92 | $10,380.00 |
DisclosureSEC source: 0001567619-21-013156 · doc1.xml · nonDerivative · entry 1 Dillon Michael P. · CIK 0001777415 · SVP, Chief Scientific Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 100,289 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| July 06, 2021 Filed Jul 8, 2021 23:00 UTC |
Throne JasonSVP, General Counsel
|
Exercise / conversionStock Option (Right to Buy) · Derivative | 2,390 | $0.00 Strike: $13.34 | $0.00 |
DisclosureSEC source: 0001567619-21-013155 · doc1.xml · derivative · entry 8 Throne Jason · CIK 0001790865 · SVP, General Counsel 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 72,610 Underlying: Common Stock · 2,390 shares Expires 2030-06-30 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F5 · derivative.exercise_date: 25% of the shares subject to the option vest on the first anniversary measured from July 1, 2020 (the "Vesting Commencement Date"), and 1/48th of the total number of shares vest monthly thereafter, such that 100% of the shares subject to the option will be fully vested and exercisable on the fourth anniversary of the Vesting Commencement Date. Read SEC document |
| July 06, 2021 Filed Jul 8, 2021 23:00 UTC |
Throne JasonSVP, General Counsel
|
Exercise / conversionStock Option (right to buy) · Derivative | 7,610 | $0.00 Strike: $7.01 | $0.00 |
DisclosureSEC source: 0001567619-21-013155 · doc1.xml · derivative · entry 7 Throne Jason · CIK 0001790865 · SVP, General Counsel 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 67,390 Underlying: Common Stock · 7,610 shares Expires 2029-10-08 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F4 · derivative.exercise_date: 25% of the shares subject to the option vest on the first anniversary measured from October 9, 2019 (the "Vesting Commencement Date"), and 1/48th of the total number of shares vest monthly thereafter, such that 100% of the shares subject to the option will be fully vested and exercisable on the fourth anniversary of the Vesting Commencement Date. Read SEC document |
| July 06, 2021 Filed Jul 8, 2021 23:00 UTC |
Throne JasonSVP, General Counsel
|
SaleCommon Stock | 359 | $22.68 | $8,140.43 |
DisclosureSEC source: 0001567619-21-013155 · doc1.xml · nonDerivative · entry 6 Throne Jason · CIK 0001790865 · SVP, General Counsel 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 F1 · kind: The transactions reported herein were effected pursuant to the Reporting Person's Rule 10b5-1 trading plan. F3 · price: This transaction was executed in multiple trades in prices ranging from $22.57 to $22.79, inclusive. The price reported in Column 4 above reflects the weighted average sale price. The Reporting Person hereby undertakes to provide to the Securities and Exchange Commission staff, the Issuer, or a security holder of the Issuer, upon request, full information regarding the number of shares sold at each respective price within the range set forth in this footnote. Read SEC document |
| July 06, 2021 Filed Jul 8, 2021 23:00 UTC |
Throne JasonSVP, General Counsel
|
SaleCommon Stock | 2,031 | $22.16 | $45,015.29 |
DisclosureSEC source: 0001567619-21-013155 · doc1.xml · nonDerivative · entry 5 Throne Jason · CIK 0001790865 · SVP, General Counsel 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 359 F1 · kind: The transactions reported herein were effected pursuant to the Reporting Person's Rule 10b5-1 trading plan. F2 · price: This transaction was executed in multiple trades in prices ranging from $21.56 to $22.56, inclusive. The price reported in Column 4 above reflects the weighted average sale price. The Reporting Person hereby undertakes to provide to the Securities and Exchange Commission staff, the Issuer, or a security holder of the Issuer, upon request, full information regarding the number of shares sold at each respective price within the range set forth in this footnote. Read SEC document |
| July 06, 2021 Filed Jul 8, 2021 23:00 UTC |
Throne JasonSVP, General Counsel
|
SaleCommon Stock | 1,142 | $22.68 | $25,895.19 |
DisclosureSEC source: 0001567619-21-013155 · doc1.xml · nonDerivative · entry 4 Throne Jason · CIK 0001790865 · SVP, General Counsel 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 2,390 F1 · kind: The transactions reported herein were effected pursuant to the Reporting Person's Rule 10b5-1 trading plan. F3 · price: This transaction was executed in multiple trades in prices ranging from $22.57 to $22.79, inclusive. The price reported in Column 4 above reflects the weighted average sale price. The Reporting Person hereby undertakes to provide to the Securities and Exchange Commission staff, the Issuer, or a security holder of the Issuer, upon request, full information regarding the number of shares sold at each respective price within the range set forth in this footnote. Read SEC document |
| July 06, 2021 Filed Jul 8, 2021 23:00 UTC |
Throne JasonSVP, General Counsel
|
SaleCommon Stock | 6,468 | $22.16 | $143,357.40 |
DisclosureSEC source: 0001567619-21-013155 · doc1.xml · nonDerivative · entry 3 Throne Jason · CIK 0001790865 · SVP, General Counsel 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 3,532 F1 · kind: The transactions reported herein were effected pursuant to the Reporting Person's Rule 10b5-1 trading plan. F2 · price: This transaction was executed in multiple trades in prices ranging from $21.56 to $22.56, inclusive. The price reported in Column 4 above reflects the weighted average sale price. The Reporting Person hereby undertakes to provide to the Securities and Exchange Commission staff, the Issuer, or a security holder of the Issuer, upon request, full information regarding the number of shares sold at each respective price within the range set forth in this footnote. Read SEC document |
| July 06, 2021 Filed Jul 8, 2021 23:00 UTC |
Throne JasonSVP, General Counsel
|
Exercise / conversionCommon Stock | 2,390 | $13.34 | $31,882.60 |
DisclosureSEC source: 0001567619-21-013155 · doc1.xml · nonDerivative · entry 2 Throne Jason · CIK 0001790865 · SVP, General Counsel 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 10,000 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| July 06, 2021 Filed Jul 8, 2021 23:00 UTC |
Throne JasonSVP, General Counsel
|
Exercise / conversionCommon Stock | 7,610 | $7.01 | $53,346.10 |
DisclosureSEC source: 0001567619-21-013155 · doc1.xml · nonDerivative · entry 1 Throne Jason · CIK 0001790865 · SVP, General Counsel 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 7,610 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| June 17, 2021 Filed Jun 18, 2021 00:59 UTC |
Dillon Michael P.SVP, Chief Scientific Officer
|
Exercise / conversionStock Option (right to buy) · Derivative | 3,893 | $0.00 Strike: $6.92 | $0.00 |
DisclosureSEC source: 0001567619-21-012384 · doc1.xml · derivative · entry 6 Dillon Michael P. · CIK 0001777415 · SVP, Chief Scientific Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 46,000 Underlying: Common Stock · 3,893 shares Expires 2030-02-20 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F4 · derivative.exercise_date: 25% of the shares subject to the option vest on the first anniversary measured from January 1, 2020 (the "Vesting Commencement Date"), and 1/48th of the total number of shares vest monthly thereafter, such that 100% of the shares subject to the option will be fully vested and exercisable on the fourth anniversary of the Vesting Commencement Date. Read SEC document |
| June 17, 2021 Filed Jun 18, 2021 00:59 UTC |
Dillon Michael P.SVP, Chief Scientific Officer
|
SaleCommon Stock | 3,893 | $22.49 | $87,539.94 |
DisclosureSEC source: 0001567619-21-012384 · doc1.xml · nonDerivative · entry 4 Dillon Michael P. · CIK 0001777415 · SVP, Chief Scientific Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 98,789 F1 · kind: The transactions reported herein were effected pursuant to the Reporting Person's Rule 10b5-1 trading plan. F3 · price: This transaction was executed in multiple trades in prices ranging from $22.45 to $22.58, inclusive. The price reported in Column 4 above reflects the weighted average sale price. The Reporting Person hereby undertakes to provide to the Securities and Exchange Commission staff, the Issuer, or a security holder of the Issuer, upon request, full information regarding the number of shares sold at each respective price within the range set forth in this footnote. Read SEC document |
| June 17, 2021 Filed Jun 18, 2021 00:59 UTC |
Dillon Michael P.SVP, Chief Scientific Officer
|
Exercise / conversionCommon Stock | 3,893 | $6.92 | $26,939.56 |
DisclosureSEC source: 0001567619-21-012384 · doc1.xml · nonDerivative · entry 3 Dillon Michael P. · CIK 0001777415 · SVP, Chief Scientific Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 102,682 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| June 16, 2021 Filed Jun 18, 2021 00:59 UTC |
Dillon Michael P.SVP, Chief Scientific Officer
|
Exercise / conversionStock Option (right to buy) · Derivative | 1,107 | $0.00 Strike: $6.92 | $0.00 |
DisclosureSEC source: 0001567619-21-012384 · doc1.xml · derivative · entry 5 Dillon Michael P. · CIK 0001777415 · SVP, Chief Scientific Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 49,893 Underlying: Common Stock · 1,107 shares Expires 2030-02-20 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F4 · derivative.exercise_date: 25% of the shares subject to the option vest on the first anniversary measured from January 1, 2020 (the "Vesting Commencement Date"), and 1/48th of the total number of shares vest monthly thereafter, such that 100% of the shares subject to the option will be fully vested and exercisable on the fourth anniversary of the Vesting Commencement Date. Read SEC document |
| June 16, 2021 Filed Jun 18, 2021 00:59 UTC |
Dillon Michael P.SVP, Chief Scientific Officer
|
SaleCommon Stock | 1,107 | $22.47 | $24,872.52 |
DisclosureSEC source: 0001567619-21-012384 · doc1.xml · nonDerivative · entry 2 Dillon Michael P. · CIK 0001777415 · SVP, Chief Scientific Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 98,789 F1 · kind: The transactions reported herein were effected pursuant to the Reporting Person's Rule 10b5-1 trading plan. F2 · price: This transaction was executed in multiple trades in prices ranging from $22.45 to $22.50, inclusive. The price reported in Column 4 above reflects the weighted average sale price. The Reporting Person hereby undertakes to provide to the Securities and Exchange Commission staff, the Issuer, or a security holder of the Issuer, upon request, full information regarding the number of shares sold at each respective price within the range set forth in this footnote. Read SEC document |
| June 16, 2021 Filed Jun 18, 2021 00:59 UTC |
Dillon Michael P.SVP, Chief Scientific Officer
|
Exercise / conversionCommon Stock | 1,107 | $6.92 | $7,660.44 |
DisclosureSEC source: 0001567619-21-012384 · doc1.xml · nonDerivative · entry 1 Dillon Michael P. · CIK 0001777415 · SVP, Chief Scientific Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 99,896 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| June 10, 2021 Filed Jun 16, 2021 21:06 UTC |
YARNO WENDY LDirector
|
GrantStock Option (right to buy) · Derivative | 11,000 | $0.00 Strike: $21.66 | $0.00 |
DisclosureSEC source: 0001567619-21-012208 · doc1.xml · derivative · entry 1 YARNO WENDY L · CIK 0001181186 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 11,000 Underlying: Common Stock · 11,000 shares Expires 2031-06-09 F1 · derivative.exercise_date: 100% of the shares subject to the option shall vest in full on the earlier of (i) the first anniversary of the date of grant and (ii) immediately prior to the Annual Meeting following the date of grant, subject to the Reporting Person continuing in service on the Board through such vesting date. Read SEC document |
| June 10, 2021 Filed Jun 16, 2021 21:05 UTC |
Stein JeffreyDirector
|
GrantStock Option (right to buy) · Derivative | 11,000 | $0.00 Strike: $21.66 | $0.00 |
DisclosureSEC source: 0001567619-21-012207 · doc1.xml · derivative · entry 1 Stein Jeffrey · CIK 0001478831 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 11,000 Underlying: Common Stock · 11,000 shares Expires 2031-06-09 F1 · derivative.exercise_date: 100% of the shares subject to the option shall vest in full on the earlier of (i) the first anniversary of the date of grant and (ii) immediately prior to the Annual Meeting following the date of grant, subject to the Reporting Person continuing in service on the Board through such vesting date. Read SEC document |
| June 10, 2021 Filed Jun 16, 2021 21:04 UTC |
ROSEN TERRY JDirector
|
GrantStock Option (right to buy) · Derivative | 11,000 | $0.00 Strike: $21.66 | $0.00 |
DisclosureSEC source: 0001567619-21-012206 · doc1.xml · derivative · entry 1 ROSEN TERRY J · CIK 0001182473 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 11,000 Underlying: Common Stock · 11,000 shares Expires 2031-06-09 F1 · derivative.exercise_date: 100% of the shares subject to the option shall vest in full on the earlier of (i) the first anniversary of the date of grant and (ii) immediately prior to the Annual Meeting following the date of grant, subject to the Reporting Person continuing in service on the Board through such vesting date. Read SEC document |
| June 10, 2021 Filed Jun 16, 2021 18:23 UTC |
SHANNON TIMOTHY MDirector
|
GrantStock Option (right to buy) · Derivative | 11,000 | $0.00 Strike: $21.66 | $0.00 |
DisclosureSEC source: 0001567619-21-012238 · doc1.xml · derivative · entry 1 SHANNON TIMOTHY M · CIK 0001207114 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 11,000 Underlying: Common Stock · 11,000 shares Expires 2031-06-09 F1 · derivative.exercise_date: 100% of the shares subject to the option shall vest in full on the earlier of (i) the first anniversary of the date of grant and (ii) immediately prior to the Annual Meeting following the date of grant, subject to the Reporting Person continuing in service on the Board through such vesting date. Read SEC document |
| June 10, 2021 Filed Jun 16, 2021 21:04 UTC |
Morrison Scott WDirector
|
GrantStock Option (right to buy) · Derivative | 11,000 | $0.00 Strike: $21.66 | $0.00 |
DisclosureSEC source: 0001567619-21-012205 · doc1.xml · derivative · entry 1 Morrison Scott W · CIK 0001662426 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 11,000 Underlying: Common Stock · 11,000 shares Expires 2031-06-09 F1 · derivative.exercise_date: 100% of the shares subject to the option shall vest in full on the earlier of (i) the first anniversary of the date of grant and (ii) immediately prior to the Annual Meeting following the date of grant, subject to the Reporting Person continuing in service on the Board through such vesting date. Read SEC document |
| June 10, 2021 Filed Jun 16, 2021 21:03 UTC |
Hampton Malcolm GarretDirector
|
GrantStock Option (right to buy) · Derivative | 11,000 | $0.00 Strike: $21.66 | $0.00 |
DisclosureSEC source: 0001567619-21-012204 · doc1.xml · derivative · entry 1 Hampton Malcolm Garret · CIK 0001698265 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 11,000 Underlying: Common Stock · 11,000 shares Expires 2031-06-09 F1 · derivative.exercise_date: 100% of the shares subject to the option shall vest in full on the earlier of (i) the first anniversary of the date of grant and (ii) immediately prior to the Annual Meeting following the date of grant, subject to the Reporting Person continuing in service on the Board through such vesting date. Read SEC document |
| June 07, 2021 Filed Jun 9, 2021 22:12 UTC |
Dillon Michael P.SVP, Chief Scientific Officer
|
Exercise / conversionStock Option (right to buy) · Derivative | 1,500 | $0.00 Strike: $6.92 | $0.00 |
DisclosureSEC source: 0001567619-21-011941 · doc1.xml · derivative · entry 3 Dillon Michael P. · CIK 0001777415 · SVP, Chief Scientific Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 51,000 Underlying: Common Stock · 1,500 shares Expires 2030-02-20 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F3 · derivative.exercise_date: 25% of the shares subject to the option vest on the first anniversary measured from January 1, 2020 (the "Vesting Commencement Date"), and 1/48th of the total number of shares vest monthly thereafter, such that 100% of the shares subject to the option will be fully vested and exercisable on the fourth anniversary of the Vesting Commencement Date. Read SEC document |
| June 07, 2021 Filed Jun 9, 2021 22:12 UTC |
Dillon Michael P.SVP, Chief Scientific Officer
|
SaleCommon Stock | 1,500 | $20.22 | $30,333.15 |
DisclosureSEC source: 0001567619-21-011941 · doc1.xml · nonDerivative · entry 2 Dillon Michael P. · CIK 0001777415 · SVP, Chief Scientific Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 98,789 F1 · kind: The transactions reported herein were effected pursuant to the Reporting Person's Rule 10b5-1 trading plan. F2 · price: This transaction was executed in multiple trades in prices ranging from $19.95 to $20.495, inclusive. The price reported in Column 4 above reflects the weighted average sale price. The Reporting Person hereby undertakes to provide to the Securities and Exchange Commission staff, the Issuer, or a security holder of the Issuer, upon request, full information regarding the number of shares sold at each respective price within the range set forth in this footnote. Read SEC document |
| June 07, 2021 Filed Jun 9, 2021 22:12 UTC |
Dillon Michael P.SVP, Chief Scientific Officer
|
Exercise / conversionCommon Stock | 1,500 | $6.92 | $10,380.00 |
DisclosureSEC source: 0001567619-21-011941 · doc1.xml · nonDerivative · entry 1 Dillon Michael P. · CIK 0001777415 · SVP, Chief Scientific Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 100,289 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| May 28, 2021 Filed Apr 14, 2022 16:10 UTC |
Stone Paul A.SVP, Chief Financial Officer
|
GrantCommon Stock | 859 | $11.36 | $9,762.11 |
DisclosureSEC source: 0001567619-22-008545 · doc1.xml · nonDerivative · entry 1 Stone Paul A. · CIK 0001777511 · SVP, Chief Financial Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 13,803 F1 · shares: Acquired pursuant to Issuer's Employee Stock Purchase Plan. Read SEC document |
| May 11, 2021 Filed May 13, 2021 21:08 UTC |
Dillon Michael P.SVP, Chief Scientific Officer
|
Exercise / conversionStock Option (right to buy) · Derivative | 5,000 | $0.00 Strike: $6.92 | $0.00 |
DisclosureSEC source: 0001567619-21-009897 · doc1.xml · derivative · entry 3 Dillon Michael P. · CIK 0001777415 · SVP, Chief Scientific Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 52,500 Underlying: Common Stock · 5,000 shares Expires 2030-02-20 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F3 · derivative.exercise_date: 25% of the shares subject to the option vest on the first anniversary measured from January 1, 2020 (the "Vesting Commencement Date"), and 1/48th of the total number of shares vest monthly thereafter, such that 100% of the shares subject to the option will be fully vested and exercisable on the fourth anniversary of the Vesting Commencement Date. Read SEC document |
| May 11, 2021 Filed May 13, 2021 21:08 UTC |
Dillon Michael P.SVP, Chief Scientific Officer
|
SaleCommon Stock | 5,000 | $20.22 | $101,092.50 |
DisclosureSEC source: 0001567619-21-009897 · doc1.xml · nonDerivative · entry 2 Dillon Michael P. · CIK 0001777415 · SVP, Chief Scientific Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 98,789 F1 · kind: The transactions reported herein were effected pursuant to the Reporting Person's Rule 10b5-1 trading plan. F2 · price: This transaction was executed in multiple trades in prices ranging from $19.97 to $20.76, inclusive. The price reported in Column 4 above reflects the weighted average sale price. The Reporting Person hereby undertakes to provide to the Securities and Exchange Commission staff, the Issuer, or a security holder of the Issuer, upon request, full information regarding the number of shares sold at each respective price within the range set forth in this footnote. Read SEC document |
| May 11, 2021 Filed May 13, 2021 21:08 UTC |
Dillon Michael P.SVP, Chief Scientific Officer
|
Exercise / conversionCommon Stock | 5,000 | $6.92 | $34,600.00 |
DisclosureSEC source: 0001567619-21-009897 · doc1.xml · nonDerivative · entry 1 Dillon Michael P. · CIK 0001777415 · SVP, Chief Scientific Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 103,789 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| February 24, 2021 Filed Feb 26, 2021 19:07 UTC |
Stone Paul A.SVP, Chief Financial Officer
|
GrantStock Option (right to buy) · Derivative | 80,000 | $0.00 Strike: $19.52 | $0.00 |
DisclosureSEC source: 0001567619-21-005111 · doc1.xml · derivative · entry 1 Stone Paul A. · CIK 0001777511 · SVP, Chief Financial Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 80,000 Underlying: Common Stock · 80,000 shares Expires 2031-02-23 F1 · derivative.exercise_date: 25% of the shares subject to the option vest on the first anniversary measured from January 1, 2021 (the "Vesting Commencement Date"), and 1/48th of the total number of shares vest monthly thereafter, such that 100% of the shares subject to the option will be fully vested and exercisable on the fourth anniversary of the Vesting Commencement Date. Read SEC document |
| February 24, 2021 Filed Feb 26, 2021 19:08 UTC |
Hata Yujiro SDirector · President and CEO
|
GrantStock Option (right to buy) · Derivative | 195,000 | $0.00 Strike: $19.52 | $0.00 |
DisclosureSEC source: 0001567619-21-005112 · doc1.xml · derivative · entry 1 Hata Yujiro S · CIK 0001649119 · Director · President and CEO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 195,000 Underlying: Common Stock · 195,000 shares Expires 2031-02-23 F1 · derivative.exercise_date: 25% of the shares subject to the option vest on the first anniversary measured from January 1, 2021 (the "Vesting Commencement Date"), and 1/48th of the total number of shares vest monthly thereafter, such that 100% of the shares subject to the option will be fully vested and exercisable on the fourth anniversary of the Vesting Commencement Date. Read SEC document |
| February 24, 2021 Filed Feb 27, 2021 00:10 UTC |
Dillon Michael P.SVP, Chief Scientific Officer
|
GrantStock Option (right to buy) · Derivative | 80,000 | $0.00 Strike: $19.52 | $0.00 |
DisclosureSEC source: 0001567619-21-005115 · doc1.xml · derivative · entry 1 Dillon Michael P. · CIK 0001777415 · SVP, Chief Scientific Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 80,000 Underlying: Common Stock · 80,000 shares Expires 2031-02-23 F1 · derivative.exercise_date: 25% of the shares subject to the option vest on the first anniversary measured from January 1, 2021 (the "Vesting Commencement Date"), and 1/48th of the total number of shares vest monthly thereafter, such that 100% of the shares subject to the option will be fully vested and exercisable on the fourth anniversary of the Vesting Commencement Date. Read SEC document |
| February 24, 2021 Filed Feb 27, 2021 00:10 UTC |
Lackner MarkSVP, Head of Biology
|
GrantStock Option (right to buy) · Derivative | 45,000 | $0.00 Strike: $19.52 | $0.00 |
DisclosureSEC source: 0001567619-21-005114 · doc1.xml · derivative · entry 1 Lackner Mark · CIK 0001777413 · SVP, Head of Biology 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 45,000 Underlying: Common Stock · 45,000 shares Expires 2031-02-23 F1 · derivative.exercise_date: 25% of the shares subject to the option vest on the first anniversary measured from January 1, 2021 (the "Vesting Commencement Date"), and 1/48th of the total number of shares vest monthly thereafter, such that 100% of the shares subject to the option will be fully vested and exercisable on the fourth anniversary of the Vesting Commencement Date. Read SEC document |
| February 24, 2021 Filed Feb 27, 2021 00:09 UTC |
Throne JasonSVP, General Counsel
|
GrantStock Option (right to buy) · Derivative | 52,500 | $0.00 Strike: $19.52 | $0.00 |
DisclosureSEC source: 0001567619-21-005113 · doc1.xml · derivative · entry 1 Throne Jason · CIK 0001790865 · SVP, General Counsel 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 52,500 Underlying: Common Stock · 52,500 shares Expires 2031-02-23 F1 · derivative.exercise_date: 25% of the shares subject to the option vest on the first anniversary measured from January 1, 2021 (the "Vesting Commencement Date"), and 1/48th of the total number of shares vest monthly thereafter, such that 100% of the shares subject to the option will be fully vested and exercisable on the fourth anniversary of the Vesting Commencement Date. Read SEC document |
| February 12, 2021 Filed Feb 17, 2021 11:10 UTC |
Kelley Susan L.Director
|
GrantStock Option (right to buy) · Derivative | 22,000 | $0.00 Strike: $18.91 | $0.00 |
DisclosureSEC source: 0001567619-21-004153 · doc1.xml · derivative · entry 1 Kelley Susan L. · CIK 0001519612 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 22,000 Underlying: Common Stock · 22,000 shares Expires 2031-02-11 F1 · derivative.exercise_date: 1/36th of the shares subject to the option vest on each monthly anniversary measured from February 12, 2021 (the "Vesting Commencement Date"), such that 100% of the shares subject to the option will be fully vested and exercisable on the third anniversary of the Vesting Commencement Date. Read SEC document |
| February 12, 2021 Filed Feb 17, 2021 11:10 UTC |
Kelley Susan L.Director
|
GrantStock Option (right to buy) · Derivative | 22,000 | $0.00 Strike: $18.91 | $0.00 |
DisclosureSEC source: 0001567619-21-004152 · doc1.xml · derivative · entry 1 Kelley Susan L. · CIK 0001519612 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 22,000 Underlying: Common Stock · 22,000 shares Expires 2031-02-11 F1 · derivative.exercise_date: 1/36th of the shares subject to the option vest on each monthly anniversary measured from February 12, 2021 (the "Vesting Commencement Date"), such that 100% of the shares subject to the option will be fully vested and exercisable on the third anniversary of the Vesting Commencement Date. Read SEC document |
| February 10, 2021 Filed Feb 10, 2021 23:53 UTC |
Lackner MarkSVP, Head of Biology
|
Exercise / conversionStock Option (right to buy) · Derivative | 596 | $0.00 Strike: $6.98 | $0.00 |
DisclosureSEC source: 0001567619-21-002852 · doc1.xml · derivative · entry 10 Lackner Mark · CIK 0001777413 · SVP, Head of Biology 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 33,014 Underlying: Common Stock · 596 shares Expires 2028-12-11 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F3 · derivative.exercise_date: 25% of the shares subject to the option vest on the first anniversary measured from December 11, 2018 (the "Vesting Commencement Date"), and 1/48th of the total number of shares vest monthly thereafter, such that 100% of the shares subject to the option will be fully vested and exercisable on the fourth anniversary of the Vesting Commencement Date. Read SEC document |
| February 10, 2021 Filed Feb 10, 2021 23:53 UTC |
Lackner MarkSVP, Head of Biology
|
SaleCommon Stock | 596 | $21.00 | $12,516.00 |
DisclosureSEC source: 0001567619-21-002852 · doc1.xml · nonDerivative · entry 7 Lackner Mark · CIK 0001777413 · SVP, Head of Biology 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 F1 · kind: The transactions reported herein were effected pursuant to the Reporting Person's Rule 10b5-1 trading plan. Read SEC document |
| February 10, 2021 Filed Feb 10, 2021 23:53 UTC |
Lackner MarkSVP, Head of Biology
|
Exercise / conversionCommon Stock | 596 | $6.98 | $4,160.08 |
DisclosureSEC source: 0001567619-21-002852 · doc1.xml · nonDerivative · entry 6 Lackner Mark · CIK 0001777413 · SVP, Head of Biology 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 596 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| February 09, 2021 Filed Feb 11, 2021 00:31 UTC |
Dillon Michael P.SVP, Chief Scientific Officer
|
Exercise / conversionStock Option (right to buy) · Derivative | 5,000 | $0.00 Strike: $6.92 | $0.00 |
DisclosureSEC source: 0001567619-21-002869 · doc1.xml · derivative · entry 3 Dillon Michael P. · CIK 0001777415 · SVP, Chief Scientific Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 57,500 Underlying: Common Stock · 5,000 shares Expires 2030-02-20 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F3 · derivative.exercise_date: 25% of the shares subject to the option vest on the first anniversary measured from January 1, 2020 (the "Vesting Commencement Date"), and 1/48th of the total number of shares vest monthly thereafter, such that 100% of the shares subject to the option will be fully vested and exercisable on the fourth anniversary of the Vesting Commencement Date. Read SEC document |
| February 09, 2021 Filed Feb 11, 2021 00:31 UTC |
Dillon Michael P.SVP, Chief Scientific Officer
|
SaleCommon Stock | 5,000 | $20.74 | $103,696.50 |
DisclosureSEC source: 0001567619-21-002869 · doc1.xml · nonDerivative · entry 2 Dillon Michael P. · CIK 0001777415 · SVP, Chief Scientific Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 98,789 F1 · kind: The transactions reported herein were effected pursuant to the Reporting Person's Rule 10b5-1 trading plan. F2 · price: This transaction was executed in multiple trades in prices ranging from $20.41 to $21.18, inclusive. The price reported in Column 4 above reflects the weighted average sale price. The Reporting Person hereby undertakes to provide to the Securities and Exchange Commission staff, the Issuer, or a security holder of the Issuer, upon request, full information regarding the number of shares sold at each respective price within the range set forth in this footnote. Read SEC document |
| February 09, 2021 Filed Feb 11, 2021 00:31 UTC |
Dillon Michael P.SVP, Chief Scientific Officer
|
Exercise / conversionCommon Stock | 5,000 | $6.92 | $34,600.00 |
DisclosureSEC source: 0001567619-21-002869 · doc1.xml · nonDerivative · entry 1 Dillon Michael P. · CIK 0001777415 · SVP, Chief Scientific Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 103,789 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| February 09, 2021 Filed Feb 10, 2021 23:53 UTC |
Lackner MarkSVP, Head of Biology
|
Exercise / conversionStock Option (right to buy) · Derivative | 1,104 | $0.00 Strike: $6.98 | $0.00 |
DisclosureSEC source: 0001567619-21-002852 · doc1.xml · derivative · entry 9 Lackner Mark · CIK 0001777413 · SVP, Head of Biology 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 33,610 Underlying: Common Stock · 1,104 shares Expires 2028-12-11 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F3 · derivative.exercise_date: 25% of the shares subject to the option vest on the first anniversary measured from December 11, 2018 (the "Vesting Commencement Date"), and 1/48th of the total number of shares vest monthly thereafter, such that 100% of the shares subject to the option will be fully vested and exercisable on the fourth anniversary of the Vesting Commencement Date. Read SEC document |
| February 09, 2021 Filed Feb 10, 2021 23:53 UTC |
Lackner MarkSVP, Head of Biology
|
SaleCommon Stock | 1,104 | $21.05 | $23,234.34 |
DisclosureSEC source: 0001567619-21-002852 · doc1.xml · nonDerivative · entry 5 Lackner Mark · CIK 0001777413 · SVP, Head of Biology 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 F1 · kind: The transactions reported herein were effected pursuant to the Reporting Person's Rule 10b5-1 trading plan. F2 · price: This transaction was executed in multiple trades in prices ranging from $21.00 to $21.11, inclusive. The price reported in Column 4 above reflects the weighted average sale price. The Reporting Person hereby undertakes to provide to the Securities and Exchange Commission staff, the Issuer, or a security holder of the Issuer, upon request, full information regarding the number of shares sold at each respective price within the range set forth in this footnote. Read SEC document |
| February 09, 2021 Filed Feb 10, 2021 23:53 UTC |
Lackner MarkSVP, Head of Biology
|
Exercise / conversionCommon Stock | 1,104 | $6.98 | $7,705.92 |
DisclosureSEC source: 0001567619-21-002852 · doc1.xml · nonDerivative · entry 4 Lackner Mark · CIK 0001777413 · SVP, Head of Biology 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 1,104 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| February 08, 2021 Filed Feb 10, 2021 23:53 UTC |
Lackner MarkSVP, Head of Biology
|
Exercise / conversionStock Option (right to buy) · Derivative | 300 | $0.00 Strike: $6.98 | $0.00 |
DisclosureSEC source: 0001567619-21-002852 · doc1.xml · derivative · entry 8 Lackner Mark · CIK 0001777413 · SVP, Head of Biology 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 34,714 Underlying: Common Stock · 300 shares Expires 2028-12-11 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F3 · derivative.exercise_date: 25% of the shares subject to the option vest on the first anniversary measured from December 11, 2018 (the "Vesting Commencement Date"), and 1/48th of the total number of shares vest monthly thereafter, such that 100% of the shares subject to the option will be fully vested and exercisable on the fourth anniversary of the Vesting Commencement Date. Read SEC document |
| February 08, 2021 Filed Feb 10, 2021 23:53 UTC |
Lackner MarkSVP, Head of Biology
|
SaleCommon Stock | 200 | $21.00 | $4,200.00 |
DisclosureSEC source: 0001567619-21-002852 · doc1.xml · nonDerivative · entry 3 Lackner Mark · CIK 0001777413 · SVP, Head of Biology 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 F1 · kind: The transactions reported herein were effected pursuant to the Reporting Person's Rule 10b5-1 trading plan. Read SEC document |
| February 08, 2021 Filed Feb 10, 2021 23:53 UTC |
Lackner MarkSVP, Head of Biology
|
SaleCommon Stock | 100 | $21.02 | $2,102.00 |
DisclosureSEC source: 0001567619-21-002852 · doc1.xml · nonDerivative · entry 2 Lackner Mark · CIK 0001777413 · SVP, Head of Biology 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 200 F1 · kind: The transactions reported herein were effected pursuant to the Reporting Person's Rule 10b5-1 trading plan. Read SEC document |
| February 08, 2021 Filed Feb 10, 2021 23:53 UTC |
Lackner MarkSVP, Head of Biology
|
Exercise / conversionCommon Stock | 300 | $6.98 | $2,094.00 |
DisclosureSEC source: 0001567619-21-002852 · doc1.xml · nonDerivative · entry 1 Lackner Mark · CIK 0001777413 · SVP, Head of Biology 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 300 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| February 02, 2021 Filed Feb 4, 2021 22:15 UTC |
BVF PARTNERS L P/ILSee Explanation of Responses
BIOTECHNOLOGY VALUE FUND L PSee Explanation of Responses
BVF I GP LLCSee Explanation of Responses
BIOTECHNOLOGY VALUE FUND II LPSee Explanation of Responses
BVF II GP LLCSee Explanation of Responses
Biotechnology Value Trading Fund OS LPSee Explanation of Responses
BVF Partners OS Ltd.See Explanation of Responses
BVF GP HOLDINGS LLCSee Explanation of Responses
BVF INC/ILSee Explanation of Responses
LAMPERT MARK NSee Explanation of Responses
|
SaleCommon Stock, $0.0001 par value | 4,325 | $18.00 | $77,850.00 |
DisclosureSEC source: 0000921895-21-000223 · form407422010_02042021.xml · nonDerivative · entry 3 BVF PARTNERS L P/IL · CIK 0001055947 · See Explanation of Responses BIOTECHNOLOGY VALUE FUND L P · CIK 0000918923 · See Explanation of Responses BVF I GP LLC · CIK 0001803805 · See Explanation of Responses BIOTECHNOLOGY VALUE FUND II LP · CIK 0001102444 · See Explanation of Responses BVF II GP LLC · CIK 0001803806 · See Explanation of Responses Biotechnology Value Trading Fund OS LP · CIK 0001660683 · See Explanation of Responses BVF Partners OS Ltd. · CIK 0001660684 · See Explanation of Responses BVF GP HOLDINGS LLC · CIK 0001803809 · See Explanation of Responses BVF INC/IL · CIK 0001056807 · See Explanation of Responses LAMPERT MARK N · CIK 0001233840 · See Explanation of Responses Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 233,150 F1 · security: This Form 4 is filed jointly by Biotechnology Value Fund, L.P. ("BVF"), Biotechnology Value Fund II, L.P. ("BVF2"), Biotechnology Value Trading Fund OS LP ("Trading Fund OS"), BVF Partners OS Ltd. ("Partners OS"), BVF I GP LLC ("BVF GP"), BVF II GP LLC ("BVF2 GP"), BVF GP Holdings LLC ("BVF GPH"), BVF Partners L.P. ("Partners"), BVF Inc. and Mark N. Lampert (collectively, the "Reporting Persons"). Following the transactions reported herein, for the purposes of Section 16, the Reporting Persons ceased to beneficially own 10% or more of the outstanding shares of Common Stock of the Issuer. Each of the Reporting Persons disclaims beneficial ownership of the securities reported herein except to the extent of his or its pecuniary interest therein. F4 · ownership.direct: Securities owned directly by Trading Fund OS. As the general partner of Trading Fund OS, Partners OS may be deemed to beneficially own the securities owned directly by Trading Fund OS. As the investment manager of Trading Fund OS and the sole member of Partners OS, Partners may be deemed to beneficially own the securities owned directly by Trading Fund OS. As the investment adviser and general partner of Partners, BVF Inc. may be deemed to beneficially own the securities owned directly by Trading Fund OS. As a director and officer of BVF Inc., Mr. Lampert may be deemed to beneficially own the securities owned directly by Trading Fund OS. Read SEC document |
| February 02, 2021 Filed Feb 4, 2021 22:15 UTC |
BVF PARTNERS L P/ILSee Explanation of Responses
BIOTECHNOLOGY VALUE FUND L PSee Explanation of Responses
BVF I GP LLCSee Explanation of Responses
BIOTECHNOLOGY VALUE FUND II LPSee Explanation of Responses
BVF II GP LLCSee Explanation of Responses
Biotechnology Value Trading Fund OS LPSee Explanation of Responses
BVF Partners OS Ltd.See Explanation of Responses
BVF GP HOLDINGS LLCSee Explanation of Responses
BVF INC/ILSee Explanation of Responses
LAMPERT MARK NSee Explanation of Responses
|
SaleCommon Stock, $0.0001 par value | 16,850 | $18.00 | $303,300.00 |
DisclosureSEC source: 0000921895-21-000223 · form407422010_02042021.xml · nonDerivative · entry 2 BVF PARTNERS L P/IL · CIK 0001055947 · See Explanation of Responses BIOTECHNOLOGY VALUE FUND L P · CIK 0000918923 · See Explanation of Responses BVF I GP LLC · CIK 0001803805 · See Explanation of Responses BIOTECHNOLOGY VALUE FUND II LP · CIK 0001102444 · See Explanation of Responses BVF II GP LLC · CIK 0001803806 · See Explanation of Responses Biotechnology Value Trading Fund OS LP · CIK 0001660683 · See Explanation of Responses BVF Partners OS Ltd. · CIK 0001660684 · See Explanation of Responses BVF GP HOLDINGS LLC · CIK 0001803809 · See Explanation of Responses BVF INC/IL · CIK 0001056807 · See Explanation of Responses LAMPERT MARK N · CIK 0001233840 · See Explanation of Responses Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 1,188,131 F1 · security: This Form 4 is filed jointly by Biotechnology Value Fund, L.P. ("BVF"), Biotechnology Value Fund II, L.P. ("BVF2"), Biotechnology Value Trading Fund OS LP ("Trading Fund OS"), BVF Partners OS Ltd. ("Partners OS"), BVF I GP LLC ("BVF GP"), BVF II GP LLC ("BVF2 GP"), BVF GP Holdings LLC ("BVF GPH"), BVF Partners L.P. ("Partners"), BVF Inc. and Mark N. Lampert (collectively, the "Reporting Persons"). Following the transactions reported herein, for the purposes of Section 16, the Reporting Persons ceased to beneficially own 10% or more of the outstanding shares of Common Stock of the Issuer. Each of the Reporting Persons disclaims beneficial ownership of the securities reported herein except to the extent of his or its pecuniary interest therein. F3 · ownership.direct: Securities owned directly by BVF2. As the general partner of BVF2, BVF2 GP may be deemed to beneficially own the securities owned directly by BVF2. As the sole member of BVF2 GP, BVF GPH may be deemed to beneficially own securities owned directly by BVF2. As the investment manager of BVF2, Partners may be deemed to beneficially own the securities owned directly by BVF2. As the investment adviser and general partner of Partners, BVF Inc. may be deemed to beneficially own the securities owned directly by BVF2. As a director and officer of BVF Inc., Mr. Lampert may be deemed to beneficially own the securities owned directly by BVF2. Read SEC document |
Value uses the disclosed total when available, otherwise shares × reported transaction price. It is not an estimate of exercise cash cost or investment performance.