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Nasdaq · USD

IDYA

IDEAYA Biosciences, Inc.

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Tapewire entity
4069
SEC CIK
0001676725
Parsed reports
197

Last 12 months

Inside the activity.

1 purchase rows · 3 sale rows

Disclosed non-derivative P/S rows, by transaction month. Includes amendments and private transactions.
Monthly counts
MonthPurchasesSales
Nov 202500
Dec 202500
Jan 202600
Feb 202600
Mar 202610
Apr 202600
May 202600
Jun 202600
Jul 202601
Aug 202600
Sep 202600
Oct 202602

Latest available

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Purchases/sales include open-market and private transactions. Plan disclosure applies to the filing; individual rows may differ. “Not disclosed” is not “unplanned.”

The cutoff filters transaction history only. Company summaries and owner relationships show the latest available disclosures. Parser corrections can improve historical records.

Transaction dateOwner / reported roleActivity / securityShares / unitsReported priceReported valueDetails
December 14, 2023 Filed Dec 18, 2023 22:45 UTC SaleCommon Stock 328 $34.01 $11,153.64
Disclosure

SEC source: 0001610717-23-000403 · form4.xml · nonDerivative · entry 2

Ruiz Briseno Andres · CIK 0001983118 · See Remarks

10b5-1 filing: Plan reported

Ownership: Direct

Disclosed balance after: 30,531

F1 · kind: The transactions reported herein were effected pursuant to the Reporting Person's Rule 10b5-1 trading plan, adopted on March 30, 2023.

Read SEC document
December 14, 2023 Filed Dec 18, 2023 22:45 UTC SaleCommon Stock 1,672 $34.00 $56,848.00
Disclosure

SEC source: 0001610717-23-000403 · form4.xml · nonDerivative · entry 1

Ruiz Briseno Andres · CIK 0001983118 · See Remarks

10b5-1 filing: Plan reported

Ownership: Direct

Disclosed balance after: 30,859

F1 · kind: The transactions reported herein were effected pursuant to the Reporting Person's Rule 10b5-1 trading plan, adopted on March 30, 2023.

Read SEC document
November 03, 2023 Filed Nov 7, 2023 22:47 UTC
Throne JasonChief Legal Officer
Exercise / conversionStock Option (Right to Buy) · Derivative 5,163 $0.00 Strike: $12.86 $0.00
Disclosure

SEC source: 0001610717-23-000322 · form4.xml · derivative · entry 3

Throne Jason · CIK 0001790865 · Chief Legal Officer

10b5-1 filing: Plan reported

Ownership: Direct

Disclosed balance after: 48,750

Underlying: Common Stock · 5,163 shares

Expires 2032-02-29

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F3 · derivative.exercise_date: 25% of the shares subject to the option vest on the first anniversary measured from January 1, 2022 (the "Vesting Commencement Date"), and 1/48th of the total number of shares vest monthly thereafter, such that 100% of the shares subject to the option will be fully vested and exercisable on the fourth anniversary of the Vesting Commencement Date.

Read SEC document
November 03, 2023 Filed Nov 7, 2023 22:47 UTC
Throne JasonChief Legal Officer
SaleCommon Stock 5,163 $30.09 $155,359.83
Disclosure

SEC source: 0001610717-23-000322 · form4.xml · nonDerivative · entry 2

Throne Jason · CIK 0001790865 · Chief Legal Officer

10b5-1 filing: Plan reported

Ownership: Direct

Disclosed balance after: 0

F1 · kind: The transactions reported herein were effected pursuant to the Reporting Person's Rule 10b5-1 trading plan, adopted on March 29, 2023.

F2 · price: This transaction was executed in multiple trades in prices ranging from $30.00 to $30.23, inclusive. The price reported in Column 4 above reflects the weighted average sale price. The Reporting Person hereby undertakes to provide to the Securities and Exchange Commission staff, the Issuer, or a security holder of the Issuer, upon request, full information regarding the number of shares sold at each respective price within the range set forth in this footnote.

Read SEC document
November 03, 2023 Filed Nov 7, 2023 22:47 UTC
Throne JasonChief Legal Officer
Exercise / conversionCommon Stock 5,163 $12.86 $66,396.18
Disclosure

SEC source: 0001610717-23-000322 · form4.xml · nonDerivative · entry 1

Throne Jason · CIK 0001790865 · Chief Legal Officer

10b5-1 filing: Plan reported

Ownership: Direct

Disclosed balance after: 5,163

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
September 12, 2023 Filed Sep 14, 2023 21:23 UTC
Throne JasonChief Legal Officer
Exercise / conversionStock Option (Right to Buy) · Derivative 1,000 $0.00 Strike: $12.86 $0.00
Disclosure

SEC source: 0001610717-23-000279 · form4.xml · derivative · entry 4

Throne Jason · CIK 0001790865 · Chief Legal Officer

10b5-1 filing: Plan reported

Ownership: Direct

Disclosed balance after: 53,913

Underlying: Common Stock · 1,000 shares

Expires 2032-02-29

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F2 · derivative.exercise_date: 25% of the shares subject to the option vest on the first anniversary measured from January 1, 2022 (the "Vesting Commencement Date"), and 1/48th of the total number of shares vest monthly thereafter, such that 100% of the shares subject to the option will be fully vested and exercisable on the fourth anniversary of the Vesting Commencement Date.

Read SEC document
September 12, 2023 Filed Sep 14, 2023 21:23 UTC
Throne JasonChief Legal Officer
SaleCommon Stock 500 $30.01 $15,005.00
Disclosure

SEC source: 0001610717-23-000279 · form4.xml · nonDerivative · entry 3

Throne Jason · CIK 0001790865 · Chief Legal Officer

10b5-1 filing: Plan reported

Ownership: Direct

Disclosed balance after: 0

F1 · kind: The transactions reported herein were effected pursuant to the Reporting Person's Rule 10b5-1 trading plan, adopted on March 29, 2023.

Read SEC document
September 12, 2023 Filed Sep 14, 2023 21:23 UTC
Throne JasonChief Legal Officer
SaleCommon Stock 500 $30.00 $15,000.00
Disclosure

SEC source: 0001610717-23-000279 · form4.xml · nonDerivative · entry 2

Throne Jason · CIK 0001790865 · Chief Legal Officer

10b5-1 filing: Plan reported

Ownership: Direct

Disclosed balance after: 500

F1 · kind: The transactions reported herein were effected pursuant to the Reporting Person's Rule 10b5-1 trading plan, adopted on March 29, 2023.

Read SEC document
September 12, 2023 Filed Sep 14, 2023 21:23 UTC
Throne JasonChief Legal Officer
Exercise / conversionCommon Stock 1,000 $12.86 $12,860.00
Disclosure

SEC source: 0001610717-23-000279 · form4.xml · nonDerivative · entry 1

Throne Jason · CIK 0001790865 · Chief Legal Officer

10b5-1 filing: Plan reported

Ownership: Direct

Disclosed balance after: 1,000

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
September 05, 2023 Filed Sep 6, 2023 22:37 UTC
Throne JasonChief Legal Officer
Exercise / conversionStock Option (Right to Buy) · Derivative 1,737 $0.00 Strike: $12.86 $0.00
Disclosure

SEC source: 0001610717-23-000258 · form4.xml · derivative · entry 6

Throne Jason · CIK 0001790865 · Chief Legal Officer

10b5-1 filing: Plan reported

Ownership: Direct

Disclosed balance after: 54,913

Underlying: Common Stock · 1,737 shares

Expires 2032-02-29

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F4 · derivative.exercise_date: 25% of the shares subject to the option vest on the first anniversary measured from January 1, 2022 (the "Vesting Commencement Date"), and 1/48th of the total number of shares vest monthly thereafter, such that 100% of the shares subject to the option will be fully vested and exercisable on the fourth anniversary of the Vesting Commencement Date.

Read SEC document
September 05, 2023 Filed Sep 6, 2023 22:37 UTC
Throne JasonChief Legal Officer
SaleCommon Stock 1,737 $30.03 $52,159.85
Disclosure

SEC source: 0001610717-23-000258 · form4.xml · nonDerivative · entry 4

Throne Jason · CIK 0001790865 · Chief Legal Officer

10b5-1 filing: Plan reported

Ownership: Direct

Disclosed balance after: 0

F1 · kind: The transactions reported herein were effected pursuant to the Reporting Person's Rule 10b5-1 trading plan, adopted on March 29, 2023.

F3 · price: This transaction was executed in multiple trades in prices ranging from $30.00 to $30.25, inclusive. The price reported in Column 4 above reflects the weighted average sale price. The Reporting Person hereby undertakes to provide to the Securities and Exchange Commission staff, the Issuer, or a security holder of the Issuer, upon request, full information regarding the number of shares sold at each respective price within the range set forth in this footnote.

Read SEC document
September 05, 2023 Filed Sep 6, 2023 22:37 UTC
Throne JasonChief Legal Officer
Exercise / conversionCommon Stock 1,737 $12.86 $22,337.82
Disclosure

SEC source: 0001610717-23-000258 · form4.xml · nonDerivative · entry 3

Throne Jason · CIK 0001790865 · Chief Legal Officer

10b5-1 filing: Plan reported

Ownership: Direct

Disclosed balance after: 1,737

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
September 01, 2023 Filed Sep 6, 2023 22:37 UTC
Throne JasonChief Legal Officer
Exercise / conversionStock Option (Right to Buy) · Derivative 2,100 $0.00 Strike: $12.86 $0.00
Disclosure

SEC source: 0001610717-23-000258 · form4.xml · derivative · entry 5

Throne Jason · CIK 0001790865 · Chief Legal Officer

10b5-1 filing: Plan reported

Ownership: Direct

Disclosed balance after: 56,650

Underlying: Common Stock · 2,100 shares

Expires 2032-02-29

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F4 · derivative.exercise_date: 25% of the shares subject to the option vest on the first anniversary measured from January 1, 2022 (the "Vesting Commencement Date"), and 1/48th of the total number of shares vest monthly thereafter, such that 100% of the shares subject to the option will be fully vested and exercisable on the fourth anniversary of the Vesting Commencement Date.

Read SEC document
September 01, 2023 Filed Sep 6, 2023 22:37 UTC
Throne JasonChief Legal Officer
SaleCommon Stock 2,100 $30.03 $63,062.58
Disclosure

SEC source: 0001610717-23-000258 · form4.xml · nonDerivative · entry 2

Throne Jason · CIK 0001790865 · Chief Legal Officer

10b5-1 filing: Plan reported

Ownership: Direct

Disclosed balance after: 0

F1 · kind: The transactions reported herein were effected pursuant to the Reporting Person's Rule 10b5-1 trading plan, adopted on March 29, 2023.

F2 · price: This transaction was executed in multiple trades in prices ranging from $30.00 to $30.10, inclusive. The price reported in Column 4 above reflects the weighted average sale price. The Reporting Person hereby undertakes to provide to the Securities and Exchange Commission staff, the Issuer, or a security holder of the Issuer, upon request, full information regarding the number of shares sold at each respective price within the range set forth in this footnote.

Read SEC document
September 01, 2023 Filed Sep 6, 2023 22:37 UTC
Throne JasonChief Legal Officer
Exercise / conversionCommon Stock 2,100 $12.86 $27,006.00
Disclosure

SEC source: 0001610717-23-000258 · form4.xml · nonDerivative · entry 1

Throne Jason · CIK 0001790865 · Chief Legal Officer

10b5-1 filing: Plan reported

Ownership: Direct

Disclosed balance after: 2,100

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
September 01, 2023 Filed Sep 6, 2023 22:36 UTC SaleCommon Stock 2,000 $30.01 $60,016.00
Disclosure

SEC source: 0001610717-23-000257 · form4.xml · nonDerivative · entry 1

Ruiz Briseno Andres · CIK 0001983118 · See Remarks

10b5-1 filing: Plan reported

Ownership: Direct

Disclosed balance after: 32,531

F1 · kind: The transactions reported herein were effected pursuant to the Reporting Person's Rule 10b5-1 trading plan, adopted on March 30, 2023.

F2 · price: This transaction was executed in multiple trades in prices ranging from $30.00 to $30.02, inclusive. The price reported in Column 4 above reflects the weighted average sale price. The Reporting Person hereby undertakes to provide to the Securities and Exchange Commission staff, the Issuer, or a security holder of the Issuer, upon request, full information regarding the number of shares sold at each respective price within the range set forth in this footnote.

Read SEC document
August 29, 2023 Filed Aug 31, 2023 17:49 UTC
Stone Paul A.Chief Financial Officer
SaleCommon Stock 5,000 $28.87 $144,351.50
Disclosure

SEC source: 0001610717-23-000251 · form4.xml · nonDerivative · entry 1

Stone Paul A. · CIK 0001777511 · Chief Financial Officer

10b5-1 filing: Plan reported

Ownership: Direct

Disclosed balance after: 9,303

F1 · kind: The transaction reported herein was effected pursuant to the Reporting Person's Rule 10b5-1 trading plan, adopted on March 27, 2023.

F2 · price: This transaction was executed in multiple trades in prices ranging from $28.83 to $29.02, inclusive. The price reported in Column 4 above reflects the weighted average sale price. The Reporting Person hereby undertakes to provide to the Securities and Exchange Commission staff, the Issuer, or a security holder of the Issuer, upon request, full information regarding the number of shares sold at each respective price within the range set forth in this footnote.

Read SEC document
August 21, 2023 Filed Aug 23, 2023 18:31 UTC
Stone Paul A.Chief Financial Officer
SaleCommon Stock 978 $26.40 $25,819.49
Disclosure

SEC source: 0001610717-23-000234 · form4.xml · nonDerivative · entry 1

Stone Paul A. · CIK 0001777511 · Chief Financial Officer

10b5-1 filing: Plan reported

Ownership: Direct

Disclosed balance after: 14,303

F1 · kind: The transaction reported herein was effected pursuant to the Reporting Person's Rule 10b5-1 trading plan, adopted on March 27, 2023.

F2 · price: This transaction was executed in multiple trades in prices ranging from $26.38 to $26.4175, inclusive. The price reported in Column 4 above reflects the weighted average sale price. The Reporting Person hereby undertakes to provide to the Securities and Exchange Commission staff, the Issuer, or a security holder of the Issuer, upon request, full information regarding the number of shares sold at each respective price within the range set forth in this footnote.

Read SEC document
August 18, 2023 Filed Aug 18, 2023 18:33 UTC
Stone Paul A.Chief Financial Officer
SaleCommon Stock 3,822 $26.38 $100,820.16
Disclosure

SEC source: 0001610717-23-000233 · form4.xml · nonDerivative · entry 3

Stone Paul A. · CIK 0001777511 · Chief Financial Officer

10b5-1 filing: Plan reported

Ownership: Direct

Disclosed balance after: 15,281

F1 · kind: The transactions reported herein were effected pursuant to the Reporting Person's Rule 10b5-1 trading plan, adopted on March 27, 2023.

F2 · price: This transaction was executed in multiple trades in prices ranging from $26.37 to $26.415, inclusive. The price reported in Column 4 above reflects the weighted average sale price. The Reporting Person hereby undertakes to provide to the Securities and Exchange Commission staff, the Issuer, or a security holder of the Issuer, upon request, full information regarding the number of shares sold at each respective price within the range set forth in this footnote.

Read SEC document
August 16, 2023 Filed Aug 18, 2023 18:33 UTC
Stone Paul A.Chief Financial Officer
SaleCommon Stock 100 $26.40 $2,640.00
Disclosure

SEC source: 0001610717-23-000233 · form4.xml · nonDerivative · entry 2

Stone Paul A. · CIK 0001777511 · Chief Financial Officer

10b5-1 filing: Plan reported

Ownership: Direct

Disclosed balance after: 19,103

F1 · kind: The transactions reported herein were effected pursuant to the Reporting Person's Rule 10b5-1 trading plan, adopted on March 27, 2023.

Read SEC document
August 16, 2023 Filed Aug 18, 2023 18:33 UTC
Stone Paul A.Chief Financial Officer
SaleCommon Stock 100 $26.45 $2,645.00
Disclosure

SEC source: 0001610717-23-000233 · form4.xml · nonDerivative · entry 1

Stone Paul A. · CIK 0001777511 · Chief Financial Officer

10b5-1 filing: Plan reported

Ownership: Direct

Disclosed balance after: 19,203

F1 · kind: The transactions reported herein were effected pursuant to the Reporting Person's Rule 10b5-1 trading plan, adopted on March 27, 2023.

Read SEC document
August 09, 2023 Filed Aug 11, 2023 19:21 UTC
Stone Paul A.Chief Financial Officer
SaleCommon Stock 2,500 $25.05 $62,613.25
Disclosure

SEC source: 0001610717-23-000225 · form4.xml · nonDerivative · entry 1

Stone Paul A. · CIK 0001777511 · Chief Financial Officer

10b5-1 filing: Plan reported

Ownership: Direct

Disclosed balance after: 19,303

F1 · kind: The transactions reported herein were effected pursuant to the Reporting Person's Rule 10b5-1 trading plan, adopted on March 27, 2023.

F2 · price: This transaction was executed in multiple trades in prices ranging from $25.00 to $25.105, inclusive. The price reported in Column 4 above reflects the weighted average sale price. The Reporting Person hereby undertakes to provide to the Securities and Exchange Commission staff, the Issuer, or a security holder of the Issuer, upon request, full information regarding the number of shares sold at each respective price within the range set forth in this footnote.

Read SEC document
August 09, 2023 Filed Aug 11, 2023 23:22 UTC
Throne JasonChief Legal Officer
Exercise / conversionStock Option (Right to Buy) · Derivative 5,000 $0.00 Strike: $13.34 $0.00
Disclosure

SEC source: 0001610717-23-000226 · form4.xml · derivative · entry 3

Throne Jason · CIK 0001790865 · Chief Legal Officer

10b5-1 filing: Plan reported

Ownership: Direct

Disclosed balance after: 57,610

Underlying: Common Stock · 5,000 shares

Expires 2030-06-30

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F3 · derivative.exercise_date: 25% of the shares subject to the option vest on the first anniversary measured from July 1, 2020 (the "Vesting Commencement Date"), and 1/48th of the total number of shares vest monthly thereafter, such that 100% of the shares subject to the option will be fully vested and exercisable on the fourth anniversary of the Vesting Commencement Date.

Read SEC document
August 09, 2023 Filed Aug 11, 2023 23:22 UTC
Throne JasonChief Legal Officer
SaleCommon Stock 5,000 $25.09 $125,429.50
Disclosure

SEC source: 0001610717-23-000226 · form4.xml · nonDerivative · entry 2

Throne Jason · CIK 0001790865 · Chief Legal Officer

10b5-1 filing: Plan reported

Ownership: Direct

Disclosed balance after: 0

F1 · kind: The transactions reported herein were effected pursuant to the Reporting Person's Rule 10b5-1 trading plan, adopted on March 29, 2023.

F2 · price: This transaction was executed in multiple trades in prices ranging from $25.00 to $25.18, inclusive. The price reported in Column 4 above reflects the weighted average sale price. The Reporting Person hereby undertakes to provide to the Securities and Exchange Commission staff, the Issuer, or a security holder of the Issuer, upon request, full information regarding the number of shares sold at each respective price within the range set forth in this footnote.

Read SEC document
August 09, 2023 Filed Aug 11, 2023 23:22 UTC
Throne JasonChief Legal Officer
Exercise / conversionCommon Stock 5,000 $13.34 $66,700.00
Disclosure

SEC source: 0001610717-23-000226 · form4.xml · nonDerivative · entry 1

Throne Jason · CIK 0001790865 · Chief Legal Officer

10b5-1 filing: Plan reported

Ownership: Direct

Disclosed balance after: 5,000

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
July 10, 2023 Filed Jul 12, 2023 21:25 UTC
Throne JasonChief Legal Officer
Exercise / conversionStock Option (Right to Buy) · Derivative 5,000 $0.00 Strike: $12.86 $0.00
Disclosure

SEC source: 0001610717-23-000204 · form4.xml · derivative · entry 5

Throne Jason · CIK 0001790865 · Chief Legal Officer

10b5-1 filing: Plan reported

Ownership: Direct

Disclosed balance after: 58,750

Underlying: Common Stock · 5,000 shares

Expires 2032-02-29

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F4 · derivative.exercise_date: 25% of the shares subject to the option vest on the first anniversary measured from January 1, 2022 (the "Vesting Commencement Date"), and 1/48th of the total number of shares vest monthly thereafter, such that 100% of the shares subject to the option will be fully vested and exercisable on the fourth anniversary of the Vesting Commencement Date.

Read SEC document
July 10, 2023 Filed Jul 12, 2023 21:25 UTC
Throne JasonChief Legal Officer
Exercise / conversionStock Option (Right to Buy) · Derivative 4,485 $0.00 Strike: $7.01 $0.00
Disclosure

SEC source: 0001610717-23-000204 · form4.xml · derivative · entry 4

Throne Jason · CIK 0001790865 · Chief Legal Officer

10b5-1 filing: Plan reported

Ownership: Direct

Disclosed balance after: 58,420

Underlying: Common Stock · 4,485 shares

Expires 2029-10-08

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F3 · derivative.exercise_date: 25% of the shares subject to the option vest on the first anniversary measured from October 9, 2019 (the "Vesting Commencement Date"), and 1/48th of the total number of shares vest monthly thereafter, such that 100% of the shares subject to the option will be fully vested and exercisable on the fourth anniversary of the Vesting Commencement Date.

Read SEC document
July 10, 2023 Filed Jul 12, 2023 21:25 UTC
Throne JasonChief Legal Officer
SaleCommon Stock 9,485 $23.00 $218,177.76
Disclosure

SEC source: 0001610717-23-000204 · form4.xml · nonDerivative · entry 3

Throne Jason · CIK 0001790865 · Chief Legal Officer

10b5-1 filing: Plan reported

Ownership: Direct

Disclosed balance after: 0

F1 · kind: The transactions reported herein were effected pursuant to the Reporting Person's Rule 10b5-1 trading plan, adopted on March 29, 2023.

F2 · price: This transaction was executed in multiple trades in prices ranging from $22.72 to $23.27, inclusive. The price reported in Column 4 above reflects the weighted average sale price. The Reporting Person hereby undertakes to provide to the Securities and Exchange Commission staff, the Issuer, or a security holder of the Issuer, upon request, full information regarding the number of shares sold at each respective price within the range set forth in this footnote.

Read SEC document
July 10, 2023 Filed Jul 12, 2023 21:25 UTC
Throne JasonChief Legal Officer
Exercise / conversionCommon Stock 5,000 $12.86 $64,300.00
Disclosure

SEC source: 0001610717-23-000204 · form4.xml · nonDerivative · entry 2

Throne Jason · CIK 0001790865 · Chief Legal Officer

10b5-1 filing: Plan reported

Ownership: Direct

Disclosed balance after: 9,485

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
July 10, 2023 Filed Jul 12, 2023 21:25 UTC
Throne JasonChief Legal Officer
Exercise / conversionCommon Stock 4,485 $7.01 $31,439.85
Disclosure

SEC source: 0001610717-23-000204 · form4.xml · nonDerivative · entry 1

Throne Jason · CIK 0001790865 · Chief Legal Officer

10b5-1 filing: Plan reported

Ownership: Direct

Disclosed balance after: 4,485

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
June 07, 2023 Filed Jun 9, 2023 20:39 UTC GrantStock Option (right to buy) · Derivative 16,200 $0.00 Strike: $25.40 $0.00
Disclosure

SEC source: 0001610717-23-000109 · form4.xml · derivative · entry 1

YARNO WENDY L · CIK 0001181186 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 16,200

Underlying: Common Stock · 16,200 shares

Expires 2033-06-06

F1 · derivative.exercise_date: 100% of the shares subject to the option shall vest in full on the earlier of (i) the first anniversary of the date of grant and (ii) immediately prior to the Annual Meeting following the date of grant, subject to the Reporting Person continuing in service on the Board through such vesting date.

Read SEC document
June 07, 2023 Filed Jun 9, 2023 20:43 UTC GrantStock Option (right to buy) · Derivative 16,200 $0.00 Strike: $25.40 $0.00
Disclosure

SEC source: 0001610717-23-000110 · form4.xml · derivative · entry 1

Stein Jeffrey · CIK 0001478831 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 16,200

Underlying: Common Stock · 16,200 shares

Expires 2033-06-06

F1 · derivative.exercise_date: 100% of the shares subject to the option shall vest in full on the earlier of (i) the first anniversary of the date of grant and (ii) immediately prior to the Annual Meeting following the date of grant, subject to the Reporting Person continuing in service on the Board through such vesting date.

Read SEC document
June 07, 2023 Filed Jun 9, 2023 20:44 UTC GrantStock Option (right to buy) · Derivative 16,200 $0.00 Strike: $25.40 $0.00
Disclosure

SEC source: 0001610717-23-000111 · form4.xml · derivative · entry 1

ROSEN TERRY J · CIK 0001182473 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 16,200

Underlying: Common Stock · 16,200 shares

Expires 2033-06-06

F1 · derivative.exercise_date: 100% of the shares subject to the option shall vest in full on the earlier of (i) the first anniversary of the date of grant and (ii) immediately prior to the Annual Meeting following the date of grant, subject to the Reporting Person continuing in service on the Board through such vesting date.

Read SEC document
June 07, 2023 Filed Jun 9, 2023 16:49 UTC GrantStock Option (right to buy) · Derivative 16,200 $0.00 Strike: $25.40 $0.00
Disclosure

SEC source: 0001610717-23-000116 · form4.xml · derivative · entry 1

SHANNON TIMOTHY M · CIK 0001207114 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 16,200

Underlying: Common Stock · 16,200 shares

Expires 2033-06-06

F1 · derivative.exercise_date: 100% of the shares subject to the option shall vest in full on the earlier of (i) the first anniversary of the date of grant and (ii) immediately prior to the Annual Meeting following the date of grant, subject to the Reporting Person continuing in service on the Board through such vesting date.

Read SEC document
June 07, 2023 Filed Jun 9, 2023 20:47 UTC GrantStock Option (right to buy) · Derivative 16,200 $0.00 Strike: $25.40 $0.00
Disclosure

SEC source: 0001610717-23-000114 · form4.xml · derivative · entry 1

Kelley Susan L. · CIK 0001519612 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 16,200

Underlying: Common Stock · 16,200 shares

Expires 2033-06-06

F1 · derivative.exercise_date: 100% of the shares subject to the option shall vest in full on the earlier of (i) the first anniversary of the date of grant and (ii) immediately prior to the Annual Meeting following the date of grant, subject to the Reporting Person continuing in service on the Board through such vesting date.

Read SEC document
June 07, 2023 Filed Jun 9, 2023 20:46 UTC GrantStock Option (right to buy) · Derivative 16,200 $0.00 Strike: $25.40 $0.00
Disclosure

SEC source: 0001610717-23-000113 · form4.xml · derivative · entry 1

MACKEY CATHERINE J · CIK 0001645330 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 16,200

Underlying: Common Stock · 16,200 shares

Expires 2033-06-06

F1 · derivative.exercise_date: 100% of the shares subject to the option shall vest in full on the earlier of (i) the first anniversary of the date of grant and (ii) immediately prior to the Annual Meeting following the date of grant, subject to the Reporting Person continuing in service on the Board through such vesting date.

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June 07, 2023 Filed Jun 9, 2023 20:45 UTC GrantStock Option (right to buy) · Derivative 16,200 $0.00 Strike: $25.40 $0.00
Disclosure

SEC source: 0001610717-23-000112 · form4.xml · derivative · entry 1

Morrison Scott W · CIK 0001662426 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 16,200

Underlying: Common Stock · 16,200 shares

Expires 2033-06-06

F1 · derivative.exercise_date: 100% of the shares subject to the option shall vest in full on the earlier of (i) the first anniversary of the date of grant and (ii) immediately prior to the Annual Meeting following the date of grant, subject to the Reporting Person continuing in service on the Board through such vesting date.

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June 07, 2023 Filed Jun 9, 2023 20:48 UTC GrantStock Option (right to buy) · Derivative 16,200 $0.00 Strike: $25.40 $0.00
Disclosure

SEC source: 0001610717-23-000115 · form4.xml · derivative · entry 1

Hampton Malcolm Garret · CIK 0001698265 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 16,200

Underlying: Common Stock · 16,200 shares

Expires 2033-06-06

F1 · derivative.exercise_date: 100% of the shares subject to the option shall vest in full on the earlier of (i) the first anniversary of the date of grant and (ii) immediately prior to the Annual Meeting following the date of grant, subject to the Reporting Person continuing in service on the Board through such vesting date.

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June 01, 2023 Filed Jun 2, 2023 21:29 UTC
Throne JasonChief Legal Officer
Exercise / conversionStock Option (Right to Buy) · Derivative 3,553 $0.00 Strike: $7.01 $0.00
Disclosure

SEC source: 0001610717-23-000087 · form4.xml · derivative · entry 6

Throne Jason · CIK 0001790865 · Chief Legal Officer

10b5-1 filing: Plan reported

Ownership: Direct

Disclosed balance after: 62,905

Underlying: Common Stock · 3,553 shares

Expires 2029-10-08

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F3 · derivative.exercise_date: 25% of the shares subject to the option vest on the first anniversary measured from October 9, 2019 (the "Vesting Commencement Date"), and 1/48th of the total number of shares vest monthly thereafter, such that 100% of the shares subject to the option will be fully vested and exercisable on the fourth anniversary of the Vesting Commencement Date.

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June 01, 2023 Filed Jun 2, 2023 21:29 UTC
Throne JasonChief Legal Officer
SaleCommon Stock 3,553 $23.02 $81,791.84
Disclosure

SEC source: 0001610717-23-000087 · form4.xml · nonDerivative · entry 4

Throne Jason · CIK 0001790865 · Chief Legal Officer

10b5-1 filing: Plan reported

Ownership: Direct

Disclosed balance after: 0

F1 · kind: The transactions reported herein were effected pursuant to the Reporting Person's Rule 10b5-1 trading plan, adopted on March 28, 2022.

F2 · price: This transaction was executed in multiple trades in prices ranging from $23.00 to $23.05, inclusive. The price reported in Column 4 above reflects the weighted average sale price. The Reporting Person hereby undertakes to provide to the Securities and Exchange Commission staff, the Issuer, or a security holder of the Issuer, upon request, full information regarding the number of shares sold at each respective price within the range set forth in this footnote.

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June 01, 2023 Filed Jun 2, 2023 21:29 UTC
Throne JasonChief Legal Officer
Exercise / conversionCommon Stock 3,553 $7.01 $24,906.53
Disclosure

SEC source: 0001610717-23-000087 · form4.xml · nonDerivative · entry 3

Throne Jason · CIK 0001790865 · Chief Legal Officer

10b5-1 filing: Plan reported

Ownership: Direct

Disclosed balance after: 3,553

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

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May 31, 2023 Filed Jun 2, 2023 21:29 UTC
Throne JasonChief Legal Officer
Exercise / conversionStock Option (Right to Buy) · Derivative 432 $0.00 Strike: $7.01 $0.00
Disclosure

SEC source: 0001610717-23-000087 · form4.xml · derivative · entry 5

Throne Jason · CIK 0001790865 · Chief Legal Officer

10b5-1 filing: Plan reported

Ownership: Direct

Disclosed balance after: 66,458

Underlying: Common Stock · 432 shares

Expires 2029-10-08

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F3 · derivative.exercise_date: 25% of the shares subject to the option vest on the first anniversary measured from October 9, 2019 (the "Vesting Commencement Date"), and 1/48th of the total number of shares vest monthly thereafter, such that 100% of the shares subject to the option will be fully vested and exercisable on the fourth anniversary of the Vesting Commencement Date.

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May 31, 2023 Filed Jun 2, 2023 21:29 UTC
Throne JasonChief Legal Officer
SaleCommon Stock 432 $23.00 $9,937.51
Disclosure

SEC source: 0001610717-23-000087 · form4.xml · nonDerivative · entry 2

Throne Jason · CIK 0001790865 · Chief Legal Officer

10b5-1 filing: Plan reported

Ownership: Direct

Disclosed balance after: 0

F1 · kind: The transactions reported herein were effected pursuant to the Reporting Person's Rule 10b5-1 trading plan, adopted on March 28, 2022.

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May 31, 2023 Filed Jun 2, 2023 21:29 UTC
Throne JasonChief Legal Officer
Exercise / conversionCommon Stock 432 $7.01 $3,028.32
Disclosure

SEC source: 0001610717-23-000087 · form4.xml · nonDerivative · entry 1

Throne Jason · CIK 0001790865 · Chief Legal Officer

10b5-1 filing: Plan reported

Ownership: Direct

Disclosed balance after: 432

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

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May 22, 2023 Filed May 24, 2023 21:51 UTC
Throne JasonChief Legal Officer
Exercise / conversionStock Option (Right to Buy) · Derivative 500 $0.00 Strike: $7.01 $0.00
Disclosure

SEC source: 0001610717-23-000063 · form4.xml · derivative · entry 3

Throne Jason · CIK 0001790865 · Chief Legal Officer

10b5-1 filing: Plan reported

Ownership: Direct

Disclosed balance after: 66,890

Underlying: Common Stock · 500 shares

Expires 2029-10-08

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F2 · derivative.exercise_date: 25% of the shares subject to the option vest on the first anniversary measured from October 9, 2019 (the "Vesting Commencement Date"), and 1/48th of the total number of shares vest monthly thereafter, such that 100% of the shares subject to the option will be fully vested and exercisable on the fourth anniversary of the Vesting Commencement Date.

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May 22, 2023 Filed May 24, 2023 21:51 UTC
Throne JasonChief Legal Officer
SaleCommon Stock 500 $23.00 $11,500.00
Disclosure

SEC source: 0001610717-23-000063 · form4.xml · nonDerivative · entry 2

Throne Jason · CIK 0001790865 · Chief Legal Officer

10b5-1 filing: Plan reported

Ownership: Direct

Disclosed balance after: 0

F1 · kind: The transactions reported herein were effected pursuant to the Reporting Person's Rule 10b5-1 trading plan, adopted on March 28, 2022.

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May 22, 2023 Filed May 24, 2023 21:51 UTC
Throne JasonChief Legal Officer
Exercise / conversionCommon Stock 500 $7.01 $3,505.00
Disclosure

SEC source: 0001610717-23-000063 · form4.xml · nonDerivative · entry 1

Throne Jason · CIK 0001790865 · Chief Legal Officer

10b5-1 filing: Plan reported

Ownership: Direct

Disclosed balance after: 500

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

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April 13, 2023 Filed Apr 14, 2023 13:20 UTC
Stone Paul A.Chief Financial Officer
Exercise / conversionStock Option (right to buy) · Derivative 8,000 $0.00 Strike: $4.62 $0.00
Disclosure

SEC source: 0001610717-23-000009 · form4.xml · derivative · entry 2

Stone Paul A. · CIK 0001777511 · Chief Financial Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 129,832

Underlying: Common Stock · 8,000 shares

Expires 2028-06-20

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_date: The shares subject to the option are fully vested and exercisable.

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April 13, 2023 Filed Apr 14, 2023 13:20 UTC
Stone Paul A.Chief Financial Officer
Exercise / conversionCommon Stock 8,000 $4.62 $36,960.00
Disclosure

SEC source: 0001610717-23-000009 · form4.xml · nonDerivative · entry 1

Stone Paul A. · CIK 0001777511 · Chief Financial Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 21,803

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F2 · balance_after: The amount reported herein has been adjusted to correct an error in Column 5 of Table I in a Form 4 previously filed on April 14, 2022.

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April 12, 2023 Filed Apr 13, 2023 16:11 UTC
Hata Yujiro SDirector · President and CEO
Exercise / conversionStock Option (right to buy) · Derivative 11,601 $0.00 Strike: $4.31 $0.00
Disclosure

SEC source: 0001610717-23-000007 · form4.xml · derivative · entry 2

Hata Yujiro S · CIK 0001649119 · Director · President and CEO

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 474,454

Underlying: Common Stock · 11,601 shares

Expires 2028-02-26

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_date: The shares subject to the option are fully vested and exercisable.

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Value uses the disclosed total when available, otherwise shares × reported transaction price. It is not an estimate of exercise cash cost or investment performance.