Last 12 months
Inside the activity.
1 purchase rows · 5 sale rows
Disclosed non-derivative P/S rows, by transaction month. Includes amendments and private transactions.Monthly counts
| Month | Purchases | Sales |
|---|---|---|
| Nov 2025 | 1 | 0 |
| Dec 2025 | 0 | 0 |
| Jan 2026 | 0 | 0 |
| Feb 2026 | 0 | 0 |
| Mar 2026 | 0 | 0 |
| Apr 2026 | 0 | 4 |
| May 2026 | 0 | 0 |
| Jun 2026 | 0 | 1 |
| Jul 2026 | 0 | 0 |
| Aug 2026 | 0 | 0 |
| Sep 2026 | 0 | 0 |
| Oct 2026 | 0 | 0 |
Latest available
Insider transactions
Purchases/sales include open-market and private transactions. Plan disclosure applies to the filing; individual rows may differ. “Not disclosed” is not “unplanned.”
The cutoff filters transaction history only. Company summaries and owner relationships show the latest available disclosures. Parser corrections can improve historical records.
| Transaction date | Owner / reported role | Activity / security | Shares / units | Reported price | Reported value | Details |
|---|---|---|---|---|---|---|
| December 22, 2017 Filed Dec 22, 2017 19:50 UTC |
EMBRY RUSSELL TChief Technology Officer
|
Exercise / conversionRestricted Stock Unit · Derivative | 2,599 | $0.00 | $0.00 |
DisclosureSEC source: 0001493152-17-014985 · form4.xml · derivative · entry 2 EMBRY RUSSELL T · CIK 0001197709 · Chief Technology Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Underlying: Common Stock · 2,599 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · derivative.exercise_price: Restricted Stock Units convert into common stock on a one-for-one basis. F3 · shares: Of the 4,363 restricted stock units granted, the reporting person surrendered 1,764 shares for income tax withholding purposes. F2 · derivative.exercise_date: On May 19, 2016, the reporting person was granted 4,363 restricted stock units, which vested January 2, 2017. F2 · derivative.expiration_date: On May 19, 2016, the reporting person was granted 4,363 restricted stock units, which vested January 2, 2017. Read SEC document |
| December 22, 2017 Filed Dec 22, 2017 19:50 UTC |
EMBRY RUSSELL TChief Technology Officer
|
Exercise / conversionCommon Stock, $.001 par value | 2,599 | Not disclosed | Not disclosed |
DisclosureSEC source: 0001493152-17-014985 · form4.xml · nonDerivative · entry 1 EMBRY RUSSELL T · CIK 0001197709 · Chief Technology Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 2,599 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · price: Restricted Stock Units convert into common stock on a one-for-one basis. Read SEC document |
| December 08, 2017 Filed Dec 8, 2017 18:30 UTC |
White Billy JoeInterim CEO, CFO, Sec & Treas.
|
Exercise / conversionRestricted Stock Unit · Derivative | 8,899 | $0.00 | $0.00 |
DisclosureSEC source: 0001493152-17-014384 · form4.xml · derivative · entry 2 White Billy Joe · CIK 0001546805 · Interim CEO, CFO, Sec & Treas. 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Underlying: Common Stock · 8,899 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · derivative.exercise_price: Restricted Stock Units convert into common stock on a one-for-one basis. F2 · derivative.exercise_date: On May 19, 2016, the reporting person was granted 8,899 restricted stock units which vested on January 2, 2017. F2 · derivative.expiration_date: On May 19, 2016, the reporting person was granted 8,899 restricted stock units which vested on January 2, 2017. Read SEC document |
| December 08, 2017 Filed Dec 8, 2017 18:30 UTC |
White Billy JoeInterim CEO, CFO, Sec & Treas.
|
Exercise / conversionCommon Stock, $.001 par value | 8,899 | Not disclosed | Not disclosed |
DisclosureSEC source: 0001493152-17-014384 · form4.xml · nonDerivative · entry 1 White Billy Joe · CIK 0001546805 · Interim CEO, CFO, Sec & Treas. 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 9,624 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · price: Restricted Stock Units convert into common stock on a one-for-one basis. Read SEC document |
| September 29, 2017 Filed Oct 2, 2017 19:42 UTC |
Smith Guy LDirector
|
GrantRestricted Stock Unit · Derivative | 5,208 | $0.00 Strike: $2.88 | $0.00 |
DisclosureSEC source: 0001493152-17-011136 · form4.xml · derivative · entry 1 Smith Guy L · CIK 0001326916 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 5,208 Underlying: Common Stock · 5,208 shares Expires not disclosed F1 · derivative.expiration_date: Restricted Stock Units shall become earned and vested, and shares of stock shall be issued in settlement of Vested Restricted Stock Units on September 29, 2017. Read SEC document |
| August 04, 2017 Filed Aug 4, 2017 20:36 UTC |
AWM Investment Company, Inc.10% owner
|
SaleCommon Stock | 5,000 | $2.48 | $12,400.00 |
DisclosureSEC source: 0001535264-17-000057 · primary_doc.xml · nonDerivative · entry 2 AWM Investment Company, Inc. · CIK 0001535264 · 10% owner 10b5-1 filing: Not disclosed Ownership: Indirect · By Limited Partnerships Disclosed balance after: 1,492,043 F2 · shares: AWM Investment Company, Inc., a Delaware corporation (AWM), is the investment adviser to Special Situations Cayman Fund, L.P. (CAYMAN), Special Situations Fund III QP, L.P. (SSFQP), Special Situations Private Equity Fund, L.P. (SSPE and together with CAYMAN and SSFQP, the Funds). As the investment adviser to the Funds, AWM holds sole voting and investment power over 300,576 Shares of common stock of the Issuer (the Shares) held by CAYMAN, 859,364 Shares held by SSFQP and 332,103 Shares held by SSPE. F3 · shares: Austin W. Marxe (Marxe), David M. Greenhouse (Greenhouse) and Adam C. Stettner (Stettner) are the controlling principals of AWM. The reporting person disclaims beneficial ownership of the Shares, except to the extent of its pecuniary interest therein. This report shall not be deemed an admission that the reporting person is the beneficial owner of the securities reported herein for purposes of Section 16 of the Securities Exchange Act of 1934, as amended, or for any other purpose. F1 · price: This is a weighted average price. F2 · balance_after: AWM Investment Company, Inc., a Delaware corporation (AWM), is the investment adviser to Special Situations Cayman Fund, L.P. (CAYMAN), Special Situations Fund III QP, L.P. (SSFQP), Special Situations Private Equity Fund, L.P. (SSPE and together with CAYMAN and SSFQP, the Funds). As the investment adviser to the Funds, AWM holds sole voting and investment power over 300,576 Shares of common stock of the Issuer (the Shares) held by CAYMAN, 859,364 Shares held by SSFQP and 332,103 Shares held by SSPE. F3 · balance_after: Austin W. Marxe (Marxe), David M. Greenhouse (Greenhouse) and Adam C. Stettner (Stettner) are the controlling principals of AWM. The reporting person disclaims beneficial ownership of the Shares, except to the extent of its pecuniary interest therein. This report shall not be deemed an admission that the reporting person is the beneficial owner of the securities reported herein for purposes of Section 16 of the Securities Exchange Act of 1934, as amended, or for any other purpose. F2 · ownership.direct: AWM Investment Company, Inc., a Delaware corporation (AWM), is the investment adviser to Special Situations Cayman Fund, L.P. (CAYMAN), Special Situations Fund III QP, L.P. (SSFQP), Special Situations Private Equity Fund, L.P. (SSPE and together with CAYMAN and SSFQP, the Funds). As the investment adviser to the Funds, AWM holds sole voting and investment power over 300,576 Shares of common stock of the Issuer (the Shares) held by CAYMAN, 859,364 Shares held by SSFQP and 332,103 Shares held by SSPE. F3 · ownership.direct: Austin W. Marxe (Marxe), David M. Greenhouse (Greenhouse) and Adam C. Stettner (Stettner) are the controlling principals of AWM. The reporting person disclaims beneficial ownership of the Shares, except to the extent of its pecuniary interest therein. This report shall not be deemed an admission that the reporting person is the beneficial owner of the securities reported herein for purposes of Section 16 of the Securities Exchange Act of 1934, as amended, or for any other purpose. F2 · ownership.nature: AWM Investment Company, Inc., a Delaware corporation (AWM), is the investment adviser to Special Situations Cayman Fund, L.P. (CAYMAN), Special Situations Fund III QP, L.P. (SSFQP), Special Situations Private Equity Fund, L.P. (SSPE and together with CAYMAN and SSFQP, the Funds). As the investment adviser to the Funds, AWM holds sole voting and investment power over 300,576 Shares of common stock of the Issuer (the Shares) held by CAYMAN, 859,364 Shares held by SSFQP and 332,103 Shares held by SSPE. F3 · ownership.nature: Austin W. Marxe (Marxe), David M. Greenhouse (Greenhouse) and Adam C. Stettner (Stettner) are the controlling principals of AWM. The reporting person disclaims beneficial ownership of the Shares, except to the extent of its pecuniary interest therein. This report shall not be deemed an admission that the reporting person is the beneficial owner of the securities reported herein for purposes of Section 16 of the Securities Exchange Act of 1934, as amended, or for any other purpose. Read SEC document |
| August 03, 2017 Filed Aug 4, 2017 20:36 UTC |
AWM Investment Company, Inc.10% owner
|
SaleCommon Stock | 100 | $2.91 | $291.00 |
DisclosureSEC source: 0001535264-17-000057 · primary_doc.xml · nonDerivative · entry 1 AWM Investment Company, Inc. · CIK 0001535264 · 10% owner 10b5-1 filing: Not disclosed Ownership: Indirect · By Limited Partnerships Disclosed balance after: 1,497,043 F1 · price: This is a weighted average price. Read SEC document |
| August 02, 2017 Filed Aug 2, 2017 20:48 UTC |
AWM Investment Company, Inc.10% owner
|
SaleCommon Stock | 8,696 | $2.86 | $24,880.13 |
DisclosureSEC source: 0001535264-17-000055 · primary_doc.xml · nonDerivative · entry 2 AWM Investment Company, Inc. · CIK 0001535264 · 10% owner 10b5-1 filing: Not disclosed Ownership: Indirect · By Limited Partnerships Disclosed balance after: 1,497,143 F2 · shares: AWM Investment Company, Inc., a Delaware corporation (AWM), is the investment adviser to Special Situations Cayman Fund, L.P. (CAYMAN), Special Situations Fund III QP, L.P. (SSFQP), Special Situations Private Equity Fund, L.P. (SSPE and together with CAYMAN and SSFQP, the Funds). As the investment adviser to the Funds, AWM holds sole voting and investment power over 301,608 Shares of common stock of the Issuer (the Shares) held by CAYMAN, 862,319 Shares held by SSFQP and 333,216 Shares held by SSPE. F3 · shares: Austin W. Marxe (Marxe), David M. Greenhouse (Greenhouse) and Adam C. Stettner (Stettner) are the controlling principals of AWM. The reporting person disclaims beneficial ownership of the Shares, except to the extent of its pecuniary interest therein. This report shall not be deemed an admission that the reporting person is the beneficial owner of the securities reported herein for purposes of Section 16 of the Securities Exchange Act of 1934, as amended, or for any other purpose. F1 · price: This is a weighted average price. F2 · balance_after: AWM Investment Company, Inc., a Delaware corporation (AWM), is the investment adviser to Special Situations Cayman Fund, L.P. (CAYMAN), Special Situations Fund III QP, L.P. (SSFQP), Special Situations Private Equity Fund, L.P. (SSPE and together with CAYMAN and SSFQP, the Funds). As the investment adviser to the Funds, AWM holds sole voting and investment power over 301,608 Shares of common stock of the Issuer (the Shares) held by CAYMAN, 862,319 Shares held by SSFQP and 333,216 Shares held by SSPE. F3 · balance_after: Austin W. Marxe (Marxe), David M. Greenhouse (Greenhouse) and Adam C. Stettner (Stettner) are the controlling principals of AWM. The reporting person disclaims beneficial ownership of the Shares, except to the extent of its pecuniary interest therein. This report shall not be deemed an admission that the reporting person is the beneficial owner of the securities reported herein for purposes of Section 16 of the Securities Exchange Act of 1934, as amended, or for any other purpose. F2 · ownership.direct: AWM Investment Company, Inc., a Delaware corporation (AWM), is the investment adviser to Special Situations Cayman Fund, L.P. (CAYMAN), Special Situations Fund III QP, L.P. (SSFQP), Special Situations Private Equity Fund, L.P. (SSPE and together with CAYMAN and SSFQP, the Funds). As the investment adviser to the Funds, AWM holds sole voting and investment power over 301,608 Shares of common stock of the Issuer (the Shares) held by CAYMAN, 862,319 Shares held by SSFQP and 333,216 Shares held by SSPE. F3 · ownership.direct: Austin W. Marxe (Marxe), David M. Greenhouse (Greenhouse) and Adam C. Stettner (Stettner) are the controlling principals of AWM. The reporting person disclaims beneficial ownership of the Shares, except to the extent of its pecuniary interest therein. This report shall not be deemed an admission that the reporting person is the beneficial owner of the securities reported herein for purposes of Section 16 of the Securities Exchange Act of 1934, as amended, or for any other purpose. F2 · ownership.nature: AWM Investment Company, Inc., a Delaware corporation (AWM), is the investment adviser to Special Situations Cayman Fund, L.P. (CAYMAN), Special Situations Fund III QP, L.P. (SSFQP), Special Situations Private Equity Fund, L.P. (SSPE and together with CAYMAN and SSFQP, the Funds). As the investment adviser to the Funds, AWM holds sole voting and investment power over 301,608 Shares of common stock of the Issuer (the Shares) held by CAYMAN, 862,319 Shares held by SSFQP and 333,216 Shares held by SSPE. F3 · ownership.nature: Austin W. Marxe (Marxe), David M. Greenhouse (Greenhouse) and Adam C. Stettner (Stettner) are the controlling principals of AWM. The reporting person disclaims beneficial ownership of the Shares, except to the extent of its pecuniary interest therein. This report shall not be deemed an admission that the reporting person is the beneficial owner of the securities reported herein for purposes of Section 16 of the Securities Exchange Act of 1934, as amended, or for any other purpose. Read SEC document |
| July 31, 2017 Filed Aug 2, 2017 20:48 UTC |
AWM Investment Company, Inc.10% owner
|
SaleCommon Stock | 20,000 | $3.09 | $61,894.00 |
DisclosureSEC source: 0001535264-17-000055 · primary_doc.xml · nonDerivative · entry 1 AWM Investment Company, Inc. · CIK 0001535264 · 10% owner 10b5-1 filing: Not disclosed Ownership: Indirect · By Limited Partnerships Disclosed balance after: 1,505,839 F1 · price: This is a weighted average price. Read SEC document |
| July 27, 2017 Filed Jul 27, 2017 20:37 UTC |
AWM Investment Company, Inc.10% owner
|
SaleCommon Stock | 500 | $3.43 | $1,712.50 |
DisclosureSEC source: 0001535264-17-000054 · primary_doc.xml · nonDerivative · entry 4 AWM Investment Company, Inc. · CIK 0001535264 · 10% owner 10b5-1 filing: Not disclosed Ownership: Indirect · By Limited Partnerships Disclosed balance after: 1,525,839 F2 · shares: AWM Investment Company, Inc., a Delaware corporation (AWM), is the investment adviser to Special Situations Cayman Fund, L.P. (CAYMAN), Special Situations Fund III QP, L.P. (SSFQP), Special Situations Private Equity Fund, L.P. (SSPE and together with CAYMAN and SSFQP, the Funds). As the investment adviser to the Funds, AWM holds sole voting and investment power over 308,782 Shares of common stock of the Issuer (the Shares) held by CAYMAN, 883,841 Shares held by SSFQP and 333,216 Shares held by SSPE. F3 · shares: Austin W. Marxe (Marxe), David M. Greenhouse (Greenhouse) and Adam C. Stettner (Stettner) are the controlling principals of AWM. The reporting person disclaims beneficial ownership of the Shares, except to the extent of its pecuniary interest therein. This report shall not be deemed an admission that the reporting person is the beneficial owner of the securities reported herein for purposes of Section 16 of the Securities Exchange Act of 1934, as amended, or for any other purpose. F1 · price: This is a weighted average price. F2 · balance_after: AWM Investment Company, Inc., a Delaware corporation (AWM), is the investment adviser to Special Situations Cayman Fund, L.P. (CAYMAN), Special Situations Fund III QP, L.P. (SSFQP), Special Situations Private Equity Fund, L.P. (SSPE and together with CAYMAN and SSFQP, the Funds). As the investment adviser to the Funds, AWM holds sole voting and investment power over 308,782 Shares of common stock of the Issuer (the Shares) held by CAYMAN, 883,841 Shares held by SSFQP and 333,216 Shares held by SSPE. F3 · balance_after: Austin W. Marxe (Marxe), David M. Greenhouse (Greenhouse) and Adam C. Stettner (Stettner) are the controlling principals of AWM. The reporting person disclaims beneficial ownership of the Shares, except to the extent of its pecuniary interest therein. This report shall not be deemed an admission that the reporting person is the beneficial owner of the securities reported herein for purposes of Section 16 of the Securities Exchange Act of 1934, as amended, or for any other purpose. F2 · ownership.direct: AWM Investment Company, Inc., a Delaware corporation (AWM), is the investment adviser to Special Situations Cayman Fund, L.P. (CAYMAN), Special Situations Fund III QP, L.P. (SSFQP), Special Situations Private Equity Fund, L.P. (SSPE and together with CAYMAN and SSFQP, the Funds). As the investment adviser to the Funds, AWM holds sole voting and investment power over 308,782 Shares of common stock of the Issuer (the Shares) held by CAYMAN, 883,841 Shares held by SSFQP and 333,216 Shares held by SSPE. F3 · ownership.direct: Austin W. Marxe (Marxe), David M. Greenhouse (Greenhouse) and Adam C. Stettner (Stettner) are the controlling principals of AWM. The reporting person disclaims beneficial ownership of the Shares, except to the extent of its pecuniary interest therein. This report shall not be deemed an admission that the reporting person is the beneficial owner of the securities reported herein for purposes of Section 16 of the Securities Exchange Act of 1934, as amended, or for any other purpose. F2 · ownership.nature: AWM Investment Company, Inc., a Delaware corporation (AWM), is the investment adviser to Special Situations Cayman Fund, L.P. (CAYMAN), Special Situations Fund III QP, L.P. (SSFQP), Special Situations Private Equity Fund, L.P. (SSPE and together with CAYMAN and SSFQP, the Funds). As the investment adviser to the Funds, AWM holds sole voting and investment power over 308,782 Shares of common stock of the Issuer (the Shares) held by CAYMAN, 883,841 Shares held by SSFQP and 333,216 Shares held by SSPE. F3 · ownership.nature: Austin W. Marxe (Marxe), David M. Greenhouse (Greenhouse) and Adam C. Stettner (Stettner) are the controlling principals of AWM. The reporting person disclaims beneficial ownership of the Shares, except to the extent of its pecuniary interest therein. This report shall not be deemed an admission that the reporting person is the beneficial owner of the securities reported herein for purposes of Section 16 of the Securities Exchange Act of 1934, as amended, or for any other purpose. Read SEC document |
| July 26, 2017 Filed Jul 27, 2017 20:37 UTC |
AWM Investment Company, Inc.10% owner
|
SaleCommon Stock | 2,035 | $3.40 | $6,926.33 |
DisclosureSEC source: 0001535264-17-000054 · primary_doc.xml · nonDerivative · entry 3 AWM Investment Company, Inc. · CIK 0001535264 · 10% owner 10b5-1 filing: Not disclosed Ownership: Indirect · By Limited Partnerships Disclosed balance after: 1,526,339 F1 · price: This is a weighted average price. Read SEC document |
| July 26, 2017 Filed Jul 27, 2017 20:37 UTC |
AWM Investment Company, Inc.10% owner
|
SaleCommon Stock | 1,100 | $3.42 | $3,764.97 |
DisclosureSEC source: 0001535264-17-000054 · primary_doc.xml · nonDerivative · entry 2 AWM Investment Company, Inc. · CIK 0001535264 · 10% owner 10b5-1 filing: Not disclosed Ownership: Indirect · By Limited Partnerships Disclosed balance after: 1,528,374 F1 · price: This is a weighted average price. Read SEC document |
| July 25, 2017 Filed Jul 27, 2017 20:37 UTC |
AWM Investment Company, Inc.10% owner
|
SaleCommon Stock | 400 | $3.53 | $1,412.52 |
DisclosureSEC source: 0001535264-17-000054 · primary_doc.xml · nonDerivative · entry 1 AWM Investment Company, Inc. · CIK 0001535264 · 10% owner 10b5-1 filing: Not disclosed Ownership: Indirect · By Limited Partnerships Disclosed balance after: 1,529,474 F1 · price: This is a weighted average price. Read SEC document |
| July 24, 2017 Filed Jul 24, 2017 20:45 UTC |
AWM Investment Company, Inc.10% owner
|
SaleCommon Stock | 13,227 | $3.55 | $46,889.72 |
DisclosureSEC source: 0001535264-17-000053 · primary_doc.xml · nonDerivative · entry 5 AWM Investment Company, Inc. · CIK 0001535264 · 10% owner 10b5-1 filing: Not disclosed Ownership: Indirect · By Limited Partnerships Disclosed balance after: 1,529,874 F1 · shares: AWM Investment Company, Inc., a Delaware corporation (AWM), is the investment adviser to Special Situations Cayman Fund, L.P. (CAYMAN), Special Situations Fund III QP, L.P. (SSFQP), Special Situations Private Equity Fund, L.P. (SSPE and together with CAYMAN and SSFQP, the Funds). As the investment adviser to the Funds, AWM holds sole voting and investment power over 309,739 Shares of common stock of the Issuer (the Shares) held by CAYMAN, 886,680 Shares held by SSFQP and 333,455 Shares held by SSPE. F1 · balance_after: AWM Investment Company, Inc., a Delaware corporation (AWM), is the investment adviser to Special Situations Cayman Fund, L.P. (CAYMAN), Special Situations Fund III QP, L.P. (SSFQP), Special Situations Private Equity Fund, L.P. (SSPE and together with CAYMAN and SSFQP, the Funds). As the investment adviser to the Funds, AWM holds sole voting and investment power over 309,739 Shares of common stock of the Issuer (the Shares) held by CAYMAN, 886,680 Shares held by SSFQP and 333,455 Shares held by SSPE. F1 · ownership.direct: AWM Investment Company, Inc., a Delaware corporation (AWM), is the investment adviser to Special Situations Cayman Fund, L.P. (CAYMAN), Special Situations Fund III QP, L.P. (SSFQP), Special Situations Private Equity Fund, L.P. (SSPE and together with CAYMAN and SSFQP, the Funds). As the investment adviser to the Funds, AWM holds sole voting and investment power over 309,739 Shares of common stock of the Issuer (the Shares) held by CAYMAN, 886,680 Shares held by SSFQP and 333,455 Shares held by SSPE. F2 · ownership.direct: Austin W. Marxe (Marxe), David M. Greenhouse (Greenhouse) and Adam C. Stettner (Stettner) are the controlling principals of AWM. The reporting person disclaims beneficial ownership of the Shares, except to the extent of its pecuniary interest therein. This report shall not be deemed an admission that the reporting person is the beneficial owner of the securities reported herein for purposes of Section 16 of the Securities Exchange Act of 1934, as amended, or for any other purpose. F1 · ownership.nature: AWM Investment Company, Inc., a Delaware corporation (AWM), is the investment adviser to Special Situations Cayman Fund, L.P. (CAYMAN), Special Situations Fund III QP, L.P. (SSFQP), Special Situations Private Equity Fund, L.P. (SSPE and together with CAYMAN and SSFQP, the Funds). As the investment adviser to the Funds, AWM holds sole voting and investment power over 309,739 Shares of common stock of the Issuer (the Shares) held by CAYMAN, 886,680 Shares held by SSFQP and 333,455 Shares held by SSPE. F2 · ownership.nature: Austin W. Marxe (Marxe), David M. Greenhouse (Greenhouse) and Adam C. Stettner (Stettner) are the controlling principals of AWM. The reporting person disclaims beneficial ownership of the Shares, except to the extent of its pecuniary interest therein. This report shall not be deemed an admission that the reporting person is the beneficial owner of the securities reported herein for purposes of Section 16 of the Securities Exchange Act of 1934, as amended, or for any other purpose. Read SEC document |
| July 24, 2017 Filed Jul 24, 2017 20:45 UTC |
AWM Investment Company, Inc.10% owner
|
SaleCommon Stock | 4,358 | $3.51 | $15,293.09 |
DisclosureSEC source: 0001535264-17-000053 · primary_doc.xml · nonDerivative · entry 4 AWM Investment Company, Inc. · CIK 0001535264 · 10% owner 10b5-1 filing: Not disclosed Ownership: Indirect · By Limited Partnerships Disclosed balance after: 1,543,101 Read SEC document |
| July 21, 2017 Filed Jul 24, 2017 20:45 UTC |
AWM Investment Company, Inc.10% owner
|
SaleCommon Stock | 11,100 | $3.51 | $39,009.84 |
DisclosureSEC source: 0001535264-17-000053 · primary_doc.xml · nonDerivative · entry 3 AWM Investment Company, Inc. · CIK 0001535264 · 10% owner 10b5-1 filing: Not disclosed Ownership: Indirect · By Limited Partnerships Disclosed balance after: 1,547,459 Read SEC document |
| July 21, 2017 Filed Jul 24, 2017 20:45 UTC |
AWM Investment Company, Inc.10% owner
|
SaleCommon Stock | 3,250 | $3.50 | $11,377.60 |
DisclosureSEC source: 0001535264-17-000053 · primary_doc.xml · nonDerivative · entry 2 AWM Investment Company, Inc. · CIK 0001535264 · 10% owner 10b5-1 filing: Not disclosed Ownership: Indirect · By Limited Partnerships Disclosed balance after: 1,558,559 Read SEC document |
| July 21, 2017 Filed Jul 24, 2017 20:45 UTC |
AWM Investment Company, Inc.10% owner
|
SaleCommon Stock | 200 | $3.50 | $700.00 |
DisclosureSEC source: 0001535264-17-000053 · primary_doc.xml · nonDerivative · entry 1 AWM Investment Company, Inc. · CIK 0001535264 · 10% owner 10b5-1 filing: Not disclosed Ownership: Indirect · By Limited Partnerships Disclosed balance after: 1,561,809 Read SEC document |
| July 13, 2017 Filed Jul 13, 2017 20:48 UTC |
AWM Investment Company, Inc.10% owner
|
SaleCommon Stock | 34,052 | $3.70 | $125,900.46 |
DisclosureSEC source: 0001535264-17-000052 · primary_doc.xml · nonDerivative · entry 3 AWM Investment Company, Inc. · CIK 0001535264 · 10% owner 10b5-1 filing: Not disclosed Ownership: Indirect · By Limited Partnerships Disclosed balance after: 1,562,009 F1 · price: This is a weighted average price. F2 · balance_after: AWM Investment Company, Inc., a Delaware corporation (AWM), is the investment adviser to Special Situations Cayman Fund, L.P. (CAYMAN), Special Situations Fund III QP, L.P. (SSFQP), Special Situations Private Equity Fund, L.P. (SSPE and together with CAYMAN and SSFQP, the Funds). As the investment adviser to the Funds, AWM holds sole voting and investment power over 317,611 Shares of common stock of the Issuer (the Shares) held by CAYMAN, 910,205 Shares held by SSFQP and 334,193 Shares held by SSPE. F3 · balance_after: Austin W. Marxe (Marxe), David M. Greenhouse (Greenhouse) and Adam C. Stettner (Stettner) are the controlling principals of AWM. The reporting person disclaims beneficial ownership of the Shares, except to the extent of its pecuniary interest therein. This report shall not be deemed an admission that the reporting person is the beneficial owner of the securities reported herein for purposes of Section 16 of the Securities Exchange Act of 1934, as amended, or for any other purpose. F2 · ownership.direct: AWM Investment Company, Inc., a Delaware corporation (AWM), is the investment adviser to Special Situations Cayman Fund, L.P. (CAYMAN), Special Situations Fund III QP, L.P. (SSFQP), Special Situations Private Equity Fund, L.P. (SSPE and together with CAYMAN and SSFQP, the Funds). As the investment adviser to the Funds, AWM holds sole voting and investment power over 317,611 Shares of common stock of the Issuer (the Shares) held by CAYMAN, 910,205 Shares held by SSFQP and 334,193 Shares held by SSPE. F3 · ownership.direct: Austin W. Marxe (Marxe), David M. Greenhouse (Greenhouse) and Adam C. Stettner (Stettner) are the controlling principals of AWM. The reporting person disclaims beneficial ownership of the Shares, except to the extent of its pecuniary interest therein. This report shall not be deemed an admission that the reporting person is the beneficial owner of the securities reported herein for purposes of Section 16 of the Securities Exchange Act of 1934, as amended, or for any other purpose. F2 · ownership.nature: AWM Investment Company, Inc., a Delaware corporation (AWM), is the investment adviser to Special Situations Cayman Fund, L.P. (CAYMAN), Special Situations Fund III QP, L.P. (SSFQP), Special Situations Private Equity Fund, L.P. (SSPE and together with CAYMAN and SSFQP, the Funds). As the investment adviser to the Funds, AWM holds sole voting and investment power over 317,611 Shares of common stock of the Issuer (the Shares) held by CAYMAN, 910,205 Shares held by SSFQP and 334,193 Shares held by SSPE. F3 · ownership.nature: Austin W. Marxe (Marxe), David M. Greenhouse (Greenhouse) and Adam C. Stettner (Stettner) are the controlling principals of AWM. The reporting person disclaims beneficial ownership of the Shares, except to the extent of its pecuniary interest therein. This report shall not be deemed an admission that the reporting person is the beneficial owner of the securities reported herein for purposes of Section 16 of the Securities Exchange Act of 1934, as amended, or for any other purpose. Read SEC document |
| July 12, 2017 Filed Jul 13, 2017 20:48 UTC |
AWM Investment Company, Inc.10% owner
|
SaleCommon Stock | 1,386 | $3.75 | $5,197.50 |
DisclosureSEC source: 0001535264-17-000052 · primary_doc.xml · nonDerivative · entry 2 AWM Investment Company, Inc. · CIK 0001535264 · 10% owner 10b5-1 filing: Not disclosed Ownership: Indirect · By Limited Partnerships Disclosed balance after: 1,596,061 F1 · price: This is a weighted average price. Read SEC document |
| July 11, 2017 Filed Jul 13, 2017 20:48 UTC |
AWM Investment Company, Inc.10% owner
|
SaleCommon Stock | 28,014 | $3.73 | $104,511.83 |
DisclosureSEC source: 0001535264-17-000052 · primary_doc.xml · nonDerivative · entry 1 AWM Investment Company, Inc. · CIK 0001535264 · 10% owner 10b5-1 filing: Not disclosed Ownership: Indirect · By Limited Partnerships Disclosed balance after: 1,597,447 F1 · price: This is a weighted average price. Read SEC document |
| June 30, 2017 Filed Jul 5, 2017 19:23 UTC |
Smith Guy LDirector
|
GrantRestricted Stock Unit · Derivative | 3,856 | $0.00 Strike: $3.89 | $0.00 |
DisclosureSEC source: 0001493152-17-007476 · form4.xml · derivative · entry 1 Smith Guy L · CIK 0001326916 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 3,856 Underlying: Common Stock · 3,856 shares Expires not disclosed F1 · derivative.expiration_date: Restricted Stock Units shall become earned and vested, and shares of stock shall be issued in settlement of Vested Restricted Stock Units on June 30, 2017. Read SEC document |
| June 07, 2017 Filed Jun 9, 2017 20:12 UTC |
AWM Investment Company, Inc.10% owner
|
SaleCommon Stock | 5,000 | $4.20 | $21,020.00 |
DisclosureSEC source: 0001535264-17-000049 · primary_doc.xml · nonDerivative · entry 2 AWM Investment Company, Inc. · CIK 0001535264 · 10% owner 10b5-1 filing: Not disclosed Ownership: Indirect · By Limited Partnerships Disclosed balance after: 1,628,341 F1 · price: This is a weighted average price F2 · balance_after: AWM Investment Company, Inc., a Delaware corporation (AWM), is the investment adviser to Special Situations Cayman Fund, L.P. (CAYMAN), Special Situations Fund III QP, L.P. (SSFQP), Special Situations Private Equity Fund, L.P. (SSPE and together with CAYMAN and SSFQP, the Funds). As the investment adviser to the Funds, AWM holds sole voting and investment power over 334,193 Shares of common stock of the Issuer (the Shares) held by CAYMAN, 959,955 Shares held by SSFQP and 334,193 Shares held by SSPE. F3 · balance_after: Austin W. Marxe (Marxe), David M. Greenhouse (Greenhouse) and Adam C. Stettner (Stettner) are the controlling principals of AWM. The reporting person disclaims beneficial ownership of the Shares, except to the extent of its pecuniary interest therein. This report shall not be deemed an admission that the reporting person is the beneficial owner of the securities reported herein for purposes of Section 16 of the Securities Exchange Act of 1934, as amended, or for any other purpose. F2 · ownership.direct: AWM Investment Company, Inc., a Delaware corporation (AWM), is the investment adviser to Special Situations Cayman Fund, L.P. (CAYMAN), Special Situations Fund III QP, L.P. (SSFQP), Special Situations Private Equity Fund, L.P. (SSPE and together with CAYMAN and SSFQP, the Funds). As the investment adviser to the Funds, AWM holds sole voting and investment power over 334,193 Shares of common stock of the Issuer (the Shares) held by CAYMAN, 959,955 Shares held by SSFQP and 334,193 Shares held by SSPE. F3 · ownership.direct: Austin W. Marxe (Marxe), David M. Greenhouse (Greenhouse) and Adam C. Stettner (Stettner) are the controlling principals of AWM. The reporting person disclaims beneficial ownership of the Shares, except to the extent of its pecuniary interest therein. This report shall not be deemed an admission that the reporting person is the beneficial owner of the securities reported herein for purposes of Section 16 of the Securities Exchange Act of 1934, as amended, or for any other purpose. F2 · ownership.nature: AWM Investment Company, Inc., a Delaware corporation (AWM), is the investment adviser to Special Situations Cayman Fund, L.P. (CAYMAN), Special Situations Fund III QP, L.P. (SSFQP), Special Situations Private Equity Fund, L.P. (SSPE and together with CAYMAN and SSFQP, the Funds). As the investment adviser to the Funds, AWM holds sole voting and investment power over 334,193 Shares of common stock of the Issuer (the Shares) held by CAYMAN, 959,955 Shares held by SSFQP and 334,193 Shares held by SSPE. F3 · ownership.nature: Austin W. Marxe (Marxe), David M. Greenhouse (Greenhouse) and Adam C. Stettner (Stettner) are the controlling principals of AWM. The reporting person disclaims beneficial ownership of the Shares, except to the extent of its pecuniary interest therein. This report shall not be deemed an admission that the reporting person is the beneficial owner of the securities reported herein for purposes of Section 16 of the Securities Exchange Act of 1934, as amended, or for any other purpose. Read SEC document |
| June 07, 2017 Filed Jun 9, 2017 20:12 UTC |
AWM Investment Company, Inc.10% owner
|
SaleCommon Stock | 16,000 | $4.15 | $66,323.20 |
DisclosureSEC source: 0001535264-17-000049 · primary_doc.xml · nonDerivative · entry 1 AWM Investment Company, Inc. · CIK 0001535264 · 10% owner 10b5-1 filing: Not disclosed Ownership: Indirect · By Limited Partnerships Disclosed balance after: 1,633,341 F1 · price: This is a weighted average price F3 · balance_after: Austin W. Marxe (Marxe), David M. Greenhouse (Greenhouse) and Adam C. Stettner (Stettner) are the controlling principals of AWM. The reporting person disclaims beneficial ownership of the Shares, except to the extent of its pecuniary interest therein. This report shall not be deemed an admission that the reporting person is the beneficial owner of the securities reported herein for purposes of Section 16 of the Securities Exchange Act of 1934, as amended, or for any other purpose. F3 · ownership.direct: Austin W. Marxe (Marxe), David M. Greenhouse (Greenhouse) and Adam C. Stettner (Stettner) are the controlling principals of AWM. The reporting person disclaims beneficial ownership of the Shares, except to the extent of its pecuniary interest therein. This report shall not be deemed an admission that the reporting person is the beneficial owner of the securities reported herein for purposes of Section 16 of the Securities Exchange Act of 1934, as amended, or for any other purpose. F3 · ownership.nature: Austin W. Marxe (Marxe), David M. Greenhouse (Greenhouse) and Adam C. Stettner (Stettner) are the controlling principals of AWM. The reporting person disclaims beneficial ownership of the Shares, except to the extent of its pecuniary interest therein. This report shall not be deemed an admission that the reporting person is the beneficial owner of the securities reported herein for purposes of Section 16 of the Securities Exchange Act of 1934, as amended, or for any other purpose. Read SEC document |
| June 06, 2017 Filed Jun 6, 2017 20:50 UTC |
AWM Investment Company, Inc.10% owner
|
SaleCommon Stock | 20,049 | $4.11 | $82,309.16 |
DisclosureSEC source: 0001535264-17-000048 · primary_doc.xml · nonDerivative · entry 6 AWM Investment Company, Inc. · CIK 0001535264 · 10% owner 10b5-1 filing: Not disclosed Ownership: Indirect · By Limited Partnerships Disclosed balance after: 1,649,341 F2 · shares: AWM Investment Company, Inc., a Delaware corporation (AWM), is the investment adviser to Special Situations Cayman Fund, L.P. (CAYMAN), Special Situations Fund III QP, L.P. (SSFQP), Special Situations Private Equity Fund, L.P. (SSPE and together with CAYMAN and SSFQP, the Funds). As the investment adviser to the Funds, AWM holds sole voting and investment power over 338,503 Shares of common stock of the Issuer (the Shares) held by CAYMAN, 972,335 Shares held by SSFQP and 338,503 Shares held by SSPE. F3 · shares: Austin W. Marxe (Marxe), David M. Greenhouse (Greenhouse) and Adam C. Stettner (Stettner) are the controlling principals of AWM. The reporting person disclaims beneficial ownership of the Shares, except to the extent of its pecuniary interest therein. This report shall not be deemed an admission that the reporting person is the beneficial owner of the securities reported herein for purposes of Section 16 of the Securities Exchange Act of 1934, as amended, or for any other purpose. F1 · price: This is a weighted average price. F2 · balance_after: AWM Investment Company, Inc., a Delaware corporation (AWM), is the investment adviser to Special Situations Cayman Fund, L.P. (CAYMAN), Special Situations Fund III QP, L.P. (SSFQP), Special Situations Private Equity Fund, L.P. (SSPE and together with CAYMAN and SSFQP, the Funds). As the investment adviser to the Funds, AWM holds sole voting and investment power over 338,503 Shares of common stock of the Issuer (the Shares) held by CAYMAN, 972,335 Shares held by SSFQP and 338,503 Shares held by SSPE. F3 · balance_after: Austin W. Marxe (Marxe), David M. Greenhouse (Greenhouse) and Adam C. Stettner (Stettner) are the controlling principals of AWM. The reporting person disclaims beneficial ownership of the Shares, except to the extent of its pecuniary interest therein. This report shall not be deemed an admission that the reporting person is the beneficial owner of the securities reported herein for purposes of Section 16 of the Securities Exchange Act of 1934, as amended, or for any other purpose. F2 · ownership.direct: AWM Investment Company, Inc., a Delaware corporation (AWM), is the investment adviser to Special Situations Cayman Fund, L.P. (CAYMAN), Special Situations Fund III QP, L.P. (SSFQP), Special Situations Private Equity Fund, L.P. (SSPE and together with CAYMAN and SSFQP, the Funds). As the investment adviser to the Funds, AWM holds sole voting and investment power over 338,503 Shares of common stock of the Issuer (the Shares) held by CAYMAN, 972,335 Shares held by SSFQP and 338,503 Shares held by SSPE. F3 · ownership.direct: Austin W. Marxe (Marxe), David M. Greenhouse (Greenhouse) and Adam C. Stettner (Stettner) are the controlling principals of AWM. The reporting person disclaims beneficial ownership of the Shares, except to the extent of its pecuniary interest therein. This report shall not be deemed an admission that the reporting person is the beneficial owner of the securities reported herein for purposes of Section 16 of the Securities Exchange Act of 1934, as amended, or for any other purpose. F2 · ownership.nature: AWM Investment Company, Inc., a Delaware corporation (AWM), is the investment adviser to Special Situations Cayman Fund, L.P. (CAYMAN), Special Situations Fund III QP, L.P. (SSFQP), Special Situations Private Equity Fund, L.P. (SSPE and together with CAYMAN and SSFQP, the Funds). As the investment adviser to the Funds, AWM holds sole voting and investment power over 338,503 Shares of common stock of the Issuer (the Shares) held by CAYMAN, 972,335 Shares held by SSFQP and 338,503 Shares held by SSPE. F3 · ownership.nature: Austin W. Marxe (Marxe), David M. Greenhouse (Greenhouse) and Adam C. Stettner (Stettner) are the controlling principals of AWM. The reporting person disclaims beneficial ownership of the Shares, except to the extent of its pecuniary interest therein. This report shall not be deemed an admission that the reporting person is the beneficial owner of the securities reported herein for purposes of Section 16 of the Securities Exchange Act of 1934, as amended, or for any other purpose. Read SEC document |
| June 06, 2017 Filed Jun 6, 2017 20:50 UTC |
AWM Investment Company, Inc.10% owner
|
SaleCommon Stock | 18,242 | $4.38 | $79,859.83 |
DisclosureSEC source: 0001535264-17-000048 · primary_doc.xml · nonDerivative · entry 5 AWM Investment Company, Inc. · CIK 0001535264 · 10% owner 10b5-1 filing: Not disclosed Ownership: Indirect · By Limited Partnerships Disclosed balance after: 1,669,390 F1 · price: This is a weighted average price. Read SEC document |
| June 06, 2017 Filed Jun 6, 2017 20:50 UTC |
AWM Investment Company, Inc.10% owner
|
SaleCommon Stock | 6,625 | $4.36 | $28,859.83 |
DisclosureSEC source: 0001535264-17-000048 · primary_doc.xml · nonDerivative · entry 4 AWM Investment Company, Inc. · CIK 0001535264 · 10% owner 10b5-1 filing: Not disclosed Ownership: Indirect · By Limited Partnerships Disclosed balance after: 1,687,632 F1 · price: This is a weighted average price. Read SEC document |
| June 05, 2017 Filed Jun 6, 2017 20:50 UTC |
AWM Investment Company, Inc.10% owner
|
SaleCommon Stock | 800 | $4.25 | $3,400.00 |
DisclosureSEC source: 0001535264-17-000048 · primary_doc.xml · nonDerivative · entry 3 AWM Investment Company, Inc. · CIK 0001535264 · 10% owner 10b5-1 filing: Not disclosed Ownership: Indirect · By Limited Partnerships Disclosed balance after: 1,694,257 F1 · price: This is a weighted average price. Read SEC document |
| June 02, 2017 Filed Jun 6, 2017 20:50 UTC |
AWM Investment Company, Inc.10% owner
|
SaleCommon Stock | 2,600 | $4.26 | $11,087.18 |
DisclosureSEC source: 0001535264-17-000048 · primary_doc.xml · nonDerivative · entry 2 AWM Investment Company, Inc. · CIK 0001535264 · 10% owner 10b5-1 filing: Not disclosed Ownership: Indirect · By Limited Partnerships Disclosed balance after: 1,695,057 F1 · price: This is a weighted average price. Read SEC document |
| June 02, 2017 Filed Jun 6, 2017 20:50 UTC |
AWM Investment Company, Inc.10% owner
|
SaleCommon Stock | 140 | $4.21 | $589.40 |
DisclosureSEC source: 0001535264-17-000048 · primary_doc.xml · nonDerivative · entry 1 AWM Investment Company, Inc. · CIK 0001535264 · 10% owner 10b5-1 filing: Not disclosed Ownership: Indirect · By Limited Partnerships Disclosed balance after: 1,697,657 F1 · price: This is a weighted average price. Read SEC document |
| May 25, 2017 Filed May 25, 2017 21:04 UTC |
AWM Investment Company, Inc.10% owner
|
SaleCommon Stock | 100 | $4.15 | $415.00 |
DisclosureSEC source: 0001535264-17-000045 · primary_doc.xml · nonDerivative · entry 7 AWM Investment Company, Inc. · CIK 0001535264 · 10% owner 10b5-1 filing: Not disclosed Ownership: Indirect · By Limited Partnerships Disclosed balance after: 1,697,797 F2 · shares: AWM Investment Company, Inc., a Delaware corporation (AWM), is the investment adviser to Special Situations Cayman Fund, L.P. (CAYMAN), Special Situations Fund III QP, L.P. (SSFQP), Special Situations Private Equity Fund, L.P. (SSPE and together with CAYMAN and SSFQP, the Funds). As the investment adviser to the Funds, AWM holds sole voting and investment power over 348,449 Shares of common stock of the Issuer (the Shares) held by CAYMAN, 1,000,899 Shares held by SSFQP and 348,449 Shares held by SSPE. F3 · shares: Austin W. Marxe (Marxe), David M. Greenhouse (Greenhouse) and Adam C. Stettner (Stettner) are the controlling principals of AWM. The reporting person disclaims beneficial ownership of the Shares, except to the extent of its pecuniary interest therein. This report shall not be deemed an admission that the reporting person is the beneficial owner of the securities reported herein for purposes of Section 16 of the Securities Exchange Act of 1934, as amended, or for any other purpose. F1 · price: This is a weighted average price. F2 · balance_after: AWM Investment Company, Inc., a Delaware corporation (AWM), is the investment adviser to Special Situations Cayman Fund, L.P. (CAYMAN), Special Situations Fund III QP, L.P. (SSFQP), Special Situations Private Equity Fund, L.P. (SSPE and together with CAYMAN and SSFQP, the Funds). As the investment adviser to the Funds, AWM holds sole voting and investment power over 348,449 Shares of common stock of the Issuer (the Shares) held by CAYMAN, 1,000,899 Shares held by SSFQP and 348,449 Shares held by SSPE. F3 · balance_after: Austin W. Marxe (Marxe), David M. Greenhouse (Greenhouse) and Adam C. Stettner (Stettner) are the controlling principals of AWM. The reporting person disclaims beneficial ownership of the Shares, except to the extent of its pecuniary interest therein. This report shall not be deemed an admission that the reporting person is the beneficial owner of the securities reported herein for purposes of Section 16 of the Securities Exchange Act of 1934, as amended, or for any other purpose. F2 · ownership.direct: AWM Investment Company, Inc., a Delaware corporation (AWM), is the investment adviser to Special Situations Cayman Fund, L.P. (CAYMAN), Special Situations Fund III QP, L.P. (SSFQP), Special Situations Private Equity Fund, L.P. (SSPE and together with CAYMAN and SSFQP, the Funds). As the investment adviser to the Funds, AWM holds sole voting and investment power over 348,449 Shares of common stock of the Issuer (the Shares) held by CAYMAN, 1,000,899 Shares held by SSFQP and 348,449 Shares held by SSPE. F3 · ownership.direct: Austin W. Marxe (Marxe), David M. Greenhouse (Greenhouse) and Adam C. Stettner (Stettner) are the controlling principals of AWM. The reporting person disclaims beneficial ownership of the Shares, except to the extent of its pecuniary interest therein. This report shall not be deemed an admission that the reporting person is the beneficial owner of the securities reported herein for purposes of Section 16 of the Securities Exchange Act of 1934, as amended, or for any other purpose. F2 · ownership.nature: AWM Investment Company, Inc., a Delaware corporation (AWM), is the investment adviser to Special Situations Cayman Fund, L.P. (CAYMAN), Special Situations Fund III QP, L.P. (SSFQP), Special Situations Private Equity Fund, L.P. (SSPE and together with CAYMAN and SSFQP, the Funds). As the investment adviser to the Funds, AWM holds sole voting and investment power over 348,449 Shares of common stock of the Issuer (the Shares) held by CAYMAN, 1,000,899 Shares held by SSFQP and 348,449 Shares held by SSPE. F3 · ownership.nature: Austin W. Marxe (Marxe), David M. Greenhouse (Greenhouse) and Adam C. Stettner (Stettner) are the controlling principals of AWM. The reporting person disclaims beneficial ownership of the Shares, except to the extent of its pecuniary interest therein. This report shall not be deemed an admission that the reporting person is the beneficial owner of the securities reported herein for purposes of Section 16 of the Securities Exchange Act of 1934, as amended, or for any other purpose. Read SEC document |
| May 25, 2017 Filed May 25, 2017 21:04 UTC |
AWM Investment Company, Inc.10% owner
|
SaleCommon Stock | 21,360 | $4.09 | $87,428.62 |
DisclosureSEC source: 0001535264-17-000045 · primary_doc.xml · nonDerivative · entry 5 AWM Investment Company, Inc. · CIK 0001535264 · 10% owner 10b5-1 filing: Not disclosed Ownership: Indirect · By Limited Partnerships Disclosed balance after: 1,709,307 F1 · price: This is a weighted average price. Read SEC document |
| May 24, 2017 Filed May 25, 2017 21:04 UTC |
AWM Investment Company, Inc.10% owner
|
SaleCommon Stock | 16,357 | $4.26 | $69,636.66 |
DisclosureSEC source: 0001535264-17-000045 · primary_doc.xml · nonDerivative · entry 4 AWM Investment Company, Inc. · CIK 0001535264 · 10% owner 10b5-1 filing: Not disclosed Ownership: Indirect · By Limited Partnerships Disclosed balance after: 1,730,667 F1 · price: This is a weighted average price. Read SEC document |
| May 24, 2017 Filed May 25, 2017 21:04 UTC |
AWM Investment Company, Inc.10% owner
|
SaleCommon Stock | 34,691 | $4.26 | $147,891.20 |
DisclosureSEC source: 0001535264-17-000045 · primary_doc.xml · nonDerivative · entry 3 AWM Investment Company, Inc. · CIK 0001535264 · 10% owner 10b5-1 filing: Not disclosed Ownership: Indirect · By Limited Partnerships Disclosed balance after: 1,747,024 F1 · price: This is a weighted average price. Read SEC document |
| May 24, 2017 Filed May 25, 2017 21:04 UTC |
AWM Investment Company, Inc.10% owner
|
SaleCommon Stock | 38,871 | $4.22 | $163,876.25 |
DisclosureSEC source: 0001535264-17-000045 · primary_doc.xml · nonDerivative · entry 2 AWM Investment Company, Inc. · CIK 0001535264 · 10% owner 10b5-1 filing: Not disclosed Ownership: Indirect · By Limited Partnerships Disclosed balance after: 1,781,715 F1 · price: This is a weighted average price. Read SEC document |
| May 23, 2017 Filed May 25, 2017 21:04 UTC |
AWM Investment Company, Inc.10% owner
|
SaleCommon Stock | 1,100 | $3.85 | $4,239.95 |
DisclosureSEC source: 0001535264-17-000045 · primary_doc.xml · nonDerivative · entry 1 AWM Investment Company, Inc. · CIK 0001535264 · 10% owner 10b5-1 filing: Not disclosed Ownership: Indirect · By Limited Partnerships Disclosed balance after: 1,820,586 F1 · price: This is a weighted average price. Read SEC document |
| May 22, 2017 Filed May 23, 2017 20:51 UTC |
AWM Investment Company, Inc.10% owner
|
SaleCommon Stock | 1 | $3.90 | $3.90 |
DisclosureSEC source: 0001535264-17-000044 · primary_doc.xml · nonDerivative · entry 3 AWM Investment Company, Inc. · CIK 0001535264 · 10% owner 10b5-1 filing: Not disclosed Ownership: Indirect · By Limited Partnerships Disclosed balance after: 1,821,686 F2 · shares: AWM Investment Company, Inc., a Delaware corporation (AWM), is the investment adviser to Special Situations Cayman Fund, L.P. (CAYMAN), Special Situations Fund III QP, L.P. (SSFQP), Special Situations Private Equity Fund, L.P. (SSPE and together with CAYMAN and SSFQP, the Funds). As the investment adviser to the Funds, AWM holds sole voting and investment power over 373,855 Shares of common stock of the Issuer (the Shares) held by CAYMAN, 1,073,978 Shares held by SSFQP and 373,853 Shares held by SSPE. F3 · shares: Austin W. Marxe (Marxe), David M. Greenhouse (Greenhouse) and Adam C. Stettner (Stettner) are the controlling principals of AWM. The reporting person disclaims beneficial ownership of the Shares, except to the extent of its pecuniary interest therein. This report shall not be deemed an admission that the reporting person is the beneficial owner of the securities reported herein for purposes of Section 16 of the Securities Exchange Act of 1934, as amended, or for any other purpose. F1 · price: This is a weighted average price. F2 · balance_after: AWM Investment Company, Inc., a Delaware corporation (AWM), is the investment adviser to Special Situations Cayman Fund, L.P. (CAYMAN), Special Situations Fund III QP, L.P. (SSFQP), Special Situations Private Equity Fund, L.P. (SSPE and together with CAYMAN and SSFQP, the Funds). As the investment adviser to the Funds, AWM holds sole voting and investment power over 373,855 Shares of common stock of the Issuer (the Shares) held by CAYMAN, 1,073,978 Shares held by SSFQP and 373,853 Shares held by SSPE. F3 · balance_after: Austin W. Marxe (Marxe), David M. Greenhouse (Greenhouse) and Adam C. Stettner (Stettner) are the controlling principals of AWM. The reporting person disclaims beneficial ownership of the Shares, except to the extent of its pecuniary interest therein. This report shall not be deemed an admission that the reporting person is the beneficial owner of the securities reported herein for purposes of Section 16 of the Securities Exchange Act of 1934, as amended, or for any other purpose. F2 · ownership.direct: AWM Investment Company, Inc., a Delaware corporation (AWM), is the investment adviser to Special Situations Cayman Fund, L.P. (CAYMAN), Special Situations Fund III QP, L.P. (SSFQP), Special Situations Private Equity Fund, L.P. (SSPE and together with CAYMAN and SSFQP, the Funds). As the investment adviser to the Funds, AWM holds sole voting and investment power over 373,855 Shares of common stock of the Issuer (the Shares) held by CAYMAN, 1,073,978 Shares held by SSFQP and 373,853 Shares held by SSPE. F3 · ownership.direct: Austin W. Marxe (Marxe), David M. Greenhouse (Greenhouse) and Adam C. Stettner (Stettner) are the controlling principals of AWM. The reporting person disclaims beneficial ownership of the Shares, except to the extent of its pecuniary interest therein. This report shall not be deemed an admission that the reporting person is the beneficial owner of the securities reported herein for purposes of Section 16 of the Securities Exchange Act of 1934, as amended, or for any other purpose. F2 · ownership.nature: AWM Investment Company, Inc., a Delaware corporation (AWM), is the investment adviser to Special Situations Cayman Fund, L.P. (CAYMAN), Special Situations Fund III QP, L.P. (SSFQP), Special Situations Private Equity Fund, L.P. (SSPE and together with CAYMAN and SSFQP, the Funds). As the investment adviser to the Funds, AWM holds sole voting and investment power over 373,855 Shares of common stock of the Issuer (the Shares) held by CAYMAN, 1,073,978 Shares held by SSFQP and 373,853 Shares held by SSPE. F3 · ownership.nature: Austin W. Marxe (Marxe), David M. Greenhouse (Greenhouse) and Adam C. Stettner (Stettner) are the controlling principals of AWM. The reporting person disclaims beneficial ownership of the Shares, except to the extent of its pecuniary interest therein. This report shall not be deemed an admission that the reporting person is the beneficial owner of the securities reported herein for purposes of Section 16 of the Securities Exchange Act of 1934, as amended, or for any other purpose. Read SEC document |
| May 19, 2017 Filed May 23, 2017 20:51 UTC |
AWM Investment Company, Inc.10% owner
|
SaleCommon Stock | 7,227 | $3.88 | $28,056.66 |
DisclosureSEC source: 0001535264-17-000044 · primary_doc.xml · nonDerivative · entry 2 AWM Investment Company, Inc. · CIK 0001535264 · 10% owner 10b5-1 filing: Not disclosed Ownership: Indirect · By Limited Partnerships Disclosed balance after: 1,821,687 F1 · price: This is a weighted average price. Read SEC document |
| May 19, 2017 Filed May 23, 2017 20:51 UTC |
AWM Investment Company, Inc.10% owner
|
SaleCommon Stock | 5,881 | $3.85 | $22,650.08 |
DisclosureSEC source: 0001535264-17-000044 · primary_doc.xml · nonDerivative · entry 1 AWM Investment Company, Inc. · CIK 0001535264 · 10% owner 10b5-1 filing: Not disclosed Ownership: Indirect · By Limited Partnerships Disclosed balance after: 1,828,914 F1 · price: This is a weighted average price. Read SEC document |
| May 16, 2017 Filed May 17, 2017 20:21 UTC |
AWM Investment Company, Inc.10% owner
|
SaleCommon Stock | 5,250 | $3.88 | $20,372.63 |
DisclosureSEC source: 0001535264-17-000043 · primary_doc.xml · nonDerivative · entry 3 AWM Investment Company, Inc. · CIK 0001535264 · 10% owner 10b5-1 filing: Not disclosed Ownership: Indirect · By Limited Partnerships Disclosed balance after: 1,834,795 F2 · shares: AWM Investment Company, Inc., a Delaware corporation (AWM), is the investment adviser to Special Situations Cayman Fund, L.P. (CAYMAN), Special Situations Fund III QP, L.P. (SSFQP), Special Situations Private Equity Fund, L.P. (SSPE and together with CAYMAN and SSFQP, the Funds). As the investment adviser to the Funds, AWM holds sole voting and investment power over 376,545 Shares of common stock of the Issuer (the Shares) held by CAYMAN, 1,081,707 Shares held by SSFQP and 376,543 Shares held by SSPE. F3 · shares: Austin W. Marxe (Marxe), David M. Greenhouse (Greenhouse) and Adam C. Stettner (Stettner) are the controlling principals of AWM. The reporting person disclaims beneficial ownership of the Shares, except to the extent of its pecuniary interest therein. This report shall not be deemed an admission that the reporting person is the beneficial owner of the securities reported herein for purposes of Section 16 of the Securities Exchange Act of 1934, as amended, or for any other purpose. F1 · price: This is a weighted average price. F2 · balance_after: AWM Investment Company, Inc., a Delaware corporation (AWM), is the investment adviser to Special Situations Cayman Fund, L.P. (CAYMAN), Special Situations Fund III QP, L.P. (SSFQP), Special Situations Private Equity Fund, L.P. (SSPE and together with CAYMAN and SSFQP, the Funds). As the investment adviser to the Funds, AWM holds sole voting and investment power over 376,545 Shares of common stock of the Issuer (the Shares) held by CAYMAN, 1,081,707 Shares held by SSFQP and 376,543 Shares held by SSPE. F3 · balance_after: Austin W. Marxe (Marxe), David M. Greenhouse (Greenhouse) and Adam C. Stettner (Stettner) are the controlling principals of AWM. The reporting person disclaims beneficial ownership of the Shares, except to the extent of its pecuniary interest therein. This report shall not be deemed an admission that the reporting person is the beneficial owner of the securities reported herein for purposes of Section 16 of the Securities Exchange Act of 1934, as amended, or for any other purpose. F2 · ownership.direct: AWM Investment Company, Inc., a Delaware corporation (AWM), is the investment adviser to Special Situations Cayman Fund, L.P. (CAYMAN), Special Situations Fund III QP, L.P. (SSFQP), Special Situations Private Equity Fund, L.P. (SSPE and together with CAYMAN and SSFQP, the Funds). As the investment adviser to the Funds, AWM holds sole voting and investment power over 376,545 Shares of common stock of the Issuer (the Shares) held by CAYMAN, 1,081,707 Shares held by SSFQP and 376,543 Shares held by SSPE. F3 · ownership.direct: Austin W. Marxe (Marxe), David M. Greenhouse (Greenhouse) and Adam C. Stettner (Stettner) are the controlling principals of AWM. The reporting person disclaims beneficial ownership of the Shares, except to the extent of its pecuniary interest therein. This report shall not be deemed an admission that the reporting person is the beneficial owner of the securities reported herein for purposes of Section 16 of the Securities Exchange Act of 1934, as amended, or for any other purpose. F2 · ownership.nature: AWM Investment Company, Inc., a Delaware corporation (AWM), is the investment adviser to Special Situations Cayman Fund, L.P. (CAYMAN), Special Situations Fund III QP, L.P. (SSFQP), Special Situations Private Equity Fund, L.P. (SSPE and together with CAYMAN and SSFQP, the Funds). As the investment adviser to the Funds, AWM holds sole voting and investment power over 376,545 Shares of common stock of the Issuer (the Shares) held by CAYMAN, 1,081,707 Shares held by SSFQP and 376,543 Shares held by SSPE. F3 · ownership.nature: Austin W. Marxe (Marxe), David M. Greenhouse (Greenhouse) and Adam C. Stettner (Stettner) are the controlling principals of AWM. The reporting person disclaims beneficial ownership of the Shares, except to the extent of its pecuniary interest therein. This report shall not be deemed an admission that the reporting person is the beneficial owner of the securities reported herein for purposes of Section 16 of the Securities Exchange Act of 1934, as amended, or for any other purpose. Read SEC document |
| May 15, 2017 Filed May 17, 2017 20:21 UTC |
AWM Investment Company, Inc.10% owner
|
SaleCommon Stock | 14,602 | $4.06 | $59,234.47 |
DisclosureSEC source: 0001535264-17-000043 · primary_doc.xml · nonDerivative · entry 2 AWM Investment Company, Inc. · CIK 0001535264 · 10% owner 10b5-1 filing: Not disclosed Ownership: Indirect · By Limited Partnerships Disclosed balance after: 1,840,045 F1 · price: This is a weighted average price. Read SEC document |
| May 15, 2017 Filed May 17, 2017 20:21 UTC |
AWM Investment Company, Inc.10% owner
|
SaleCommon Stock | 20,400 | $3.97 | $81,039.00 |
DisclosureSEC source: 0001535264-17-000043 · primary_doc.xml · nonDerivative · entry 1 AWM Investment Company, Inc. · CIK 0001535264 · 10% owner 10b5-1 filing: Not disclosed Ownership: Indirect · By Limited Partnerships Disclosed balance after: 1,854,647 F1 · price: This is a weighted average price. Read SEC document |
| May 11, 2017 Filed May 11, 2017 20:52 UTC |
AWM Investment Company, Inc.10% owner
|
SaleCommon Stock | 41,538 | $3.44 | $142,741.18 |
DisclosureSEC source: 0001535264-17-000041 · primary_doc.xml · nonDerivative · entry 6 AWM Investment Company, Inc. · CIK 0001535264 · 10% owner 10b5-1 filing: Not disclosed Ownership: Indirect · By Limited Partnerships Disclosed balance after: 1,875,047 F2 · shares: AWM Investment Company, Inc., a Delaware corporation (AWM), is the investment adviser to Special Situations Cayman Fund, L.P. (CAYMAN), Special Situations Fund III QP, L.P. (SSFQP), Special Situations Private Equity Fund, L.P. (SSPE and together with CAYMAN and SSFQP, the Funds). As the investment adviser to the Funds, AWM holds sole voting and investment power over 384,806 Shares of common stock of the Issuer (the Shares) held by CAYMAN, 1,105,437 Shares held by SSFQP and 384,804 Shares held by SSPE. F3 · shares: Austin W. Marxe (Marxe), David M. Greenhouse (Greenhouse) and Adam C. Stettner (Stettner) are the controlling principals of AWM. The reporting person disclaims beneficial ownership of the Shares, except to the extent of its pecuniary interest therein. This report shall not be deemed an admission that the reporting person is the beneficial owner of the securities reported herein for purposes of Section 16 of the Securities Exchange Act of 1934, as amended, or for any other purpose. F1 · price: This is a weighted average price. F2 · balance_after: AWM Investment Company, Inc., a Delaware corporation (AWM), is the investment adviser to Special Situations Cayman Fund, L.P. (CAYMAN), Special Situations Fund III QP, L.P. (SSFQP), Special Situations Private Equity Fund, L.P. (SSPE and together with CAYMAN and SSFQP, the Funds). As the investment adviser to the Funds, AWM holds sole voting and investment power over 384,806 Shares of common stock of the Issuer (the Shares) held by CAYMAN, 1,105,437 Shares held by SSFQP and 384,804 Shares held by SSPE. F3 · balance_after: Austin W. Marxe (Marxe), David M. Greenhouse (Greenhouse) and Adam C. Stettner (Stettner) are the controlling principals of AWM. The reporting person disclaims beneficial ownership of the Shares, except to the extent of its pecuniary interest therein. This report shall not be deemed an admission that the reporting person is the beneficial owner of the securities reported herein for purposes of Section 16 of the Securities Exchange Act of 1934, as amended, or for any other purpose. F2 · ownership.direct: AWM Investment Company, Inc., a Delaware corporation (AWM), is the investment adviser to Special Situations Cayman Fund, L.P. (CAYMAN), Special Situations Fund III QP, L.P. (SSFQP), Special Situations Private Equity Fund, L.P. (SSPE and together with CAYMAN and SSFQP, the Funds). As the investment adviser to the Funds, AWM holds sole voting and investment power over 384,806 Shares of common stock of the Issuer (the Shares) held by CAYMAN, 1,105,437 Shares held by SSFQP and 384,804 Shares held by SSPE. F3 · ownership.direct: Austin W. Marxe (Marxe), David M. Greenhouse (Greenhouse) and Adam C. Stettner (Stettner) are the controlling principals of AWM. The reporting person disclaims beneficial ownership of the Shares, except to the extent of its pecuniary interest therein. This report shall not be deemed an admission that the reporting person is the beneficial owner of the securities reported herein for purposes of Section 16 of the Securities Exchange Act of 1934, as amended, or for any other purpose. F2 · ownership.nature: AWM Investment Company, Inc., a Delaware corporation (AWM), is the investment adviser to Special Situations Cayman Fund, L.P. (CAYMAN), Special Situations Fund III QP, L.P. (SSFQP), Special Situations Private Equity Fund, L.P. (SSPE and together with CAYMAN and SSFQP, the Funds). As the investment adviser to the Funds, AWM holds sole voting and investment power over 384,806 Shares of common stock of the Issuer (the Shares) held by CAYMAN, 1,105,437 Shares held by SSFQP and 384,804 Shares held by SSPE. F3 · ownership.nature: Austin W. Marxe (Marxe), David M. Greenhouse (Greenhouse) and Adam C. Stettner (Stettner) are the controlling principals of AWM. The reporting person disclaims beneficial ownership of the Shares, except to the extent of its pecuniary interest therein. This report shall not be deemed an admission that the reporting person is the beneficial owner of the securities reported herein for purposes of Section 16 of the Securities Exchange Act of 1934, as amended, or for any other purpose. Read SEC document |
| May 11, 2017 Filed May 11, 2017 20:52 UTC |
AWM Investment Company, Inc.10% owner
|
SaleCommon Stock | 13,635 | $3.34 | $45,523.17 |
DisclosureSEC source: 0001535264-17-000041 · primary_doc.xml · nonDerivative · entry 5 AWM Investment Company, Inc. · CIK 0001535264 · 10% owner 10b5-1 filing: Not disclosed Ownership: Indirect · By Limited Partnerships Disclosed balance after: 1,916,585 F1 · price: This is a weighted average price. Read SEC document |
| May 10, 2017 Filed May 11, 2017 20:52 UTC |
AWM Investment Company, Inc.10% owner
|
SaleCommon Stock | 2,002 | $3.48 | $6,966.96 |
DisclosureSEC source: 0001535264-17-000041 · primary_doc.xml · nonDerivative · entry 4 AWM Investment Company, Inc. · CIK 0001535264 · 10% owner 10b5-1 filing: Not disclosed Ownership: Indirect · By Limited Partnerships Disclosed balance after: 1,930,220 F1 · price: This is a weighted average price. Read SEC document |
| May 09, 2017 Filed May 11, 2017 20:52 UTC |
AWM Investment Company, Inc.10% owner
|
SaleCommon Stock | 11,100 | $3.53 | $39,192.99 |
DisclosureSEC source: 0001535264-17-000041 · primary_doc.xml · nonDerivative · entry 3 AWM Investment Company, Inc. · CIK 0001535264 · 10% owner 10b5-1 filing: Not disclosed Ownership: Indirect · By Limited Partnerships Disclosed balance after: 1,932,222 F1 · price: This is a weighted average price. Read SEC document |
| May 09, 2017 Filed May 11, 2017 20:52 UTC |
AWM Investment Company, Inc.10% owner
|
SaleCommon Stock | 30,207 | $3.53 | $106,524.99 |
DisclosureSEC source: 0001535264-17-000041 · primary_doc.xml · nonDerivative · entry 2 AWM Investment Company, Inc. · CIK 0001535264 · 10% owner 10b5-1 filing: Not disclosed Ownership: Indirect · By Limited Partnerships Disclosed balance after: 1,943,322 F1 · price: This is a weighted average price. Read SEC document |
| May 09, 2017 Filed May 11, 2017 20:52 UTC |
AWM Investment Company, Inc.10% owner
|
SaleCommon Stock | 11,493 | $3.47 | $39,920.94 |
DisclosureSEC source: 0001535264-17-000041 · primary_doc.xml · nonDerivative · entry 1 AWM Investment Company, Inc. · CIK 0001535264 · 10% owner 10b5-1 filing: Not disclosed Ownership: Indirect · By Limited Partnerships Disclosed balance after: 1,973,529 F1 · price: This is a weighted average price. Read SEC document |
| March 31, 2017 Filed Apr 4, 2017 15:20 UTC |
Smith Guy LDirector
|
GrantRestricted Stock Unit · Derivative | 5,747 | $0.00 Strike: $2.61 | $0.00 |
DisclosureSEC source: 0001493152-17-003451 · form4.xml · derivative · entry 1 Smith Guy L · CIK 0001326916 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 5,747 Underlying: Common Stock · 5,747 shares Expires not disclosed F1 · derivative.expiration_date: Restricted Stock Units shall become earned and vested, and shares of stock shall be issued in settlement of Vested Restricted Stock Units on March 31, 2017. Read SEC document |
| March 31, 2017 Filed Apr 4, 2017 15:19 UTC |
Georges William PDirector
|
GrantRestricted Stock Unit · Derivative | 766 | $0.00 Strike: $2.61 | $0.00 |
DisclosureSEC source: 0001493152-17-003450 · form4.xml · derivative · entry 1 Georges William P · CIK 0001617187 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 766 Underlying: Common Stock · 766 shares Expires not disclosed F1 · derivative.expiration_date: Restricted Stock Units shall become earned and vested, and shares of stock shall be issued in settlement of Vested Restricted Stock Units on March 31, 2017. Read SEC document |
Value uses the disclosed total when available, otherwise shares × reported transaction price. It is not an estimate of exercise cash cost or investment performance.