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Nasdaq · USD

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Intellicheck, Inc.

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Tapewire entity
7153
SEC CIK
0001040896
Parsed reports
335

Last 12 months

Inside the activity.

1 purchase rows · 5 sale rows

Disclosed non-derivative P/S rows, by transaction month. Includes amendments and private transactions.
Monthly counts
MonthPurchasesSales
Nov 202510
Dec 202500
Jan 202600
Feb 202600
Mar 202600
Apr 202604
May 202600
Jun 202601
Jul 202600
Aug 202600
Sep 202600
Oct 202600

Latest available

Insider transactions

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Purchases/sales include open-market and private transactions. Plan disclosure applies to the filing; individual rows may differ. “Not disclosed” is not “unplanned.”

The cutoff filters transaction history only. Company summaries and owner relationships show the latest available disclosures. Parser corrections can improve historical records.

Transaction dateOwner / reported roleActivity / securityShares / unitsReported priceReported valueDetails
March 01, 2021 Filed Mar 2, 2021 22:04 UTC
Lewis BryanDirector · President and CEO
Tax withholdingCommon Stock, $.001 par value 75,000 $13.70 $1,027,500.00
Disclosure

SEC source: 0001493152-21-005212 · ownership.xml · nonDerivative · entry 1

Lewis Bryan · CIK 0001732564 · Director · President and CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 24,065

F1 · shares: Of the 75,000 options granted, 36,463 were surrendered to Intellicheck as settlement for the cashless exercise and tax withholding resulting in the acquisition of 38,537 shares.

Read SEC document
February 22, 2021 Filed Feb 23, 2021 22:07 UTC
EMBRY RUSSELL TChief Technology Officer
Exercise / conversionOption (Right to Buy) · Derivative 22,279 $0.00 Strike: $1.01 $0.00
Disclosure

SEC source: 0001493152-21-004616 · ownership.xml · derivative · entry 3

EMBRY RUSSELL T · CIK 0001197709 · Chief Technology Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 22,279 shares

Expires 2021-02-24

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
February 22, 2021 Filed Feb 23, 2021 22:07 UTC
EMBRY RUSSELL TChief Technology Officer
Exercise / conversionCommon Stock, $.001 par value 14,001 $1.01 $14,141.01
Disclosure

SEC source: 0001493152-21-004616 · ownership.xml · nonDerivative · entry 2

EMBRY RUSSELL T · CIK 0001197709 · Chief Technology Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 87,563

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · shares: Of the 22,279 options granted, 8,278 were surrendered to Intellicheck as settlement for the cashless exercise and tax withholding resulting in the acquisition of 14,001 shares.

Read SEC document
February 22, 2021 Filed Feb 23, 2021 22:07 UTC
EMBRY RUSSELL TChief Technology Officer
Tax withholdingCommon Stock, $.001 par value 22,279 $13.32 $296,756.28
Disclosure

SEC source: 0001493152-21-004616 · ownership.xml · nonDerivative · entry 1

EMBRY RUSSELL T · CIK 0001197709 · Chief Technology Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 73,562

F1 · shares: Of the 22,279 options granted, 8,278 were surrendered to Intellicheck as settlement for the cashless exercise and tax withholding resulting in the acquisition of 14,001 shares.

Read SEC document
February 01, 2021 Filed Feb 3, 2021 15:53 UTC
White Billy JoeCFO, COO, Secretary & Treas
Exercise / conversionOption (Right to Buy) · Derivative 45,440 $0.00 Strike: $1.01 $0.00
Disclosure

SEC source: 0001493152-21-002480 · ownership.xml · derivative · entry 3

White Billy Joe · CIK 0001546805 · CFO, COO, Secretary & Treas

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 45,440 shares

Expires 2021-02-24

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
February 01, 2021 Filed Feb 3, 2021 15:53 UTC
White Billy JoeCFO, COO, Secretary & Treas
Exercise / conversionCommon Stock, $.001 par value 29,140 $1.01 $29,431.40
Disclosure

SEC source: 0001493152-21-002480 · ownership.xml · nonDerivative · entry 2

White Billy Joe · CIK 0001546805 · CFO, COO, Secretary & Treas

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 273,179

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · shares: Of the 45,440 options granted, 16,300 were surrendered to Intellicheck as settlement for the cashless exercise and tax withholding resulting in the acquisition of 29,140 shares.

Read SEC document
February 01, 2021 Filed Feb 3, 2021 15:53 UTC
White Billy JoeCFO, COO, Secretary & Treas
Tax withholdingCommon Stock, $.001 par value 45,440 $12.04 $547,097.60
Disclosure

SEC source: 0001493152-21-002480 · ownership.xml · nonDerivative · entry 1

White Billy Joe · CIK 0001546805 · CFO, COO, Secretary & Treas

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 244,039

F1 · shares: Of the 45,440 options granted, 16,300 were surrendered to Intellicheck as settlement for the cashless exercise and tax withholding resulting in the acquisition of 29,140 shares.

Read SEC document
December 31, 2020 Filed Jan 5, 2021 14:15 UTC
Smith Guy LDirector
GrantRestricted Stock Unit · Derivative 1,754 $0.00 Strike: $11.40 $0.00
Disclosure

SEC source: 0001493152-21-000164 · ownership.xml · derivative · entry 1

Smith Guy L · CIK 0001326916 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 1,754

Underlying: Common Stock · 1,754 shares

Expires not disclosed

F1 · derivative.expiration_date: Restricted Stock Units became earned and vested, and shares of common stock were issued in settlement of Vested Restricted Stock Units on December 31, 2020.

Read SEC document
September 30, 2020 Filed Oct 2, 2020 17:01 UTC
Smith Guy LDirector
GrantRestricted Stock Unit · Derivative 2,999 $0.00 Strike: $6.67 $0.00
Disclosure

SEC source: 0001493152-20-018795 · ownership.xml · derivative · entry 1

Smith Guy L · CIK 0001326916 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 2,999

Underlying: Common Stock · 2,999 shares

Expires not disclosed

F1 · derivative.expiration_date: Restricted Stock Units became earned and vested, and shares of common stock were issued in settlement of Vested Restricted Stock Units on September 30, 2020.

Read SEC document
September 30, 2020 Filed Oct 2, 2020 17:01 UTC
Glenn DylanDirector
GrantRestricted Stock Unit · Derivative 750 $0.00 Strike: $6.67 $0.00
Disclosure

SEC source: 0001493152-20-018794 · ownership.xml · derivative · entry 1

Glenn Dylan · CIK 0001804366 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 750

Underlying: Common Stock · 750 shares

Expires not disclosed

F1 · derivative.expiration_date: Restricted Stock Units became earned and vested, and shares of common stock were issued in settlement of Vested Restricted Stock Units on September 30, 2020.

Read SEC document
September 30, 2020 Filed Oct 2, 2020 16:59 UTC GrantRestricted Stock Unit · Derivative 750 $0.00 Strike: $6.67 $0.00
Disclosure

SEC source: 0001493152-20-018793 · ownership.xml · derivative · entry 1

DAVIS JACK ALAN · CIK 0001356205 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 750

Underlying: Common Stock · 750 shares

Expires not disclosed

F1 · derivative.expiration_date: Restricted Stock Units became earned and vested, and shares of common stock were issued in settlement of Vested Restricted Stock Units on September 30, 2020.

Read SEC document
August 10, 2020 Filed Aug 12, 2020 15:09 UTC
EMBRY RUSSELL TChief Technology Officer
Exercise / conversionOption (Right to Buy) · Derivative 92,500 $0.00 Strike: $1.15 $0.00
Disclosure

SEC source: 0001493152-20-015310 · ownership.xml · derivative · entry 3

EMBRY RUSSELL T · CIK 0001197709 · Chief Technology Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 92,500 shares

Expires 2020-08-11

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
August 10, 2020 Filed Aug 12, 2020 15:09 UTC
EMBRY RUSSELL TChief Technology Officer
Exercise / conversionCommon Stock, $.001 par value 54,111 $1.15 $62,227.65
Disclosure

SEC source: 0001493152-20-015310 · ownership.xml · nonDerivative · entry 2

EMBRY RUSSELL T · CIK 0001197709 · Chief Technology Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 73,562

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · shares: Of the 92,500 options granted, 38,389 were surrendered to Intellicheck as settlement for the cashless exercise and tax withholding resulting in the acquisition of 54,111 shares.

Read SEC document
August 10, 2020 Filed Aug 12, 2020 15:09 UTC
EMBRY RUSSELL TChief Technology Officer
Tax withholdingCommon Stock, $.001 par value 92,500 $8.23 $761,275.00
Disclosure

SEC source: 0001493152-20-015310 · ownership.xml · nonDerivative · entry 1

EMBRY RUSSELL T · CIK 0001197709 · Chief Technology Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 19,451

F1 · shares: Of the 92,500 options granted, 38,389 were surrendered to Intellicheck as settlement for the cashless exercise and tax withholding resulting in the acquisition of 54,111 shares.

Read SEC document
August 07, 2020 Filed Aug 11, 2020 16:58 UTC
White Billy JoeCFO, COO, Secretary & Treas
GrantPerformance Share Units · Derivative 50,810 $0.00 Strike: $7.91 $0.00
Disclosure

SEC source: 0001493152-20-015219 · ownership.xml · derivative · entry 1

White Billy Joe · CIK 0001546805 · CFO, COO, Secretary & Treas

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 50,810 shares

Expires not disclosed

F1 · derivative.exercise_date: Performance Share Units become earned and vested upon the reporting person's achievement of certain performance goals as set forth by the Board of Directors.

F1 · derivative.expiration_date: Performance Share Units become earned and vested upon the reporting person's achievement of certain performance goals as set forth by the Board of Directors.

Read SEC document
August 07, 2020 Filed Aug 11, 2020 16:57 UTC
Lewis BryanDirector · President and CEO
GrantPerformance Share Units · Derivative 88,086 $0.00 Strike: $7.91 $0.00
Disclosure

SEC source: 0001493152-20-015218 · ownership.xml · derivative · entry 1

Lewis Bryan · CIK 0001732564 · Director · President and CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 88,086

Underlying: Common Stock · 88,086 shares

Expires not disclosed

F1 · derivative.exercise_date: Performance Share Units become earned and vested upon the reporting person's achievement of certain performance goals as set forth by the Board of Directors.

F1 · derivative.expiration_date: Performance Share Units become earned and vested upon the reporting person's achievement of certain performance goals as set forth by the Board of Directors.

Read SEC document
August 07, 2020 Filed Aug 11, 2020 16:55 UTC
EMBRY RUSSELL TChief Technology Officer
GrantPerformance Share Units · Derivative 26,744 $0.00 Strike: $7.91 $0.00
Disclosure

SEC source: 0001493152-20-015217 · ownership.xml · derivative · entry 1

EMBRY RUSSELL T · CIK 0001197709 · Chief Technology Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 26,744

Underlying: Common Stock · 26,744 shares

Expires not disclosed

F1 · derivative.exercise_date: Performance Share Units become earned and vested upon the reporting person's achievement of certain performance goals as set forth by the Board of Directors.

F1 · derivative.expiration_date: Performance Share Units become earned and vested upon the reporting person's achievement of certain performance goals as set forth by the Board of Directors.

Read SEC document
July 20, 2020 Filed Jul 21, 2020 15:37 UTC Exercise / conversionOption (Right to Buy) · Derivative 20,000 $0.00 Strike: $1.15 $0.00
Disclosure

SEC source: 0001493152-20-013667 · ownership.xml · derivative · entry 2

Bedard Emil R · CIK 0001428950 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 20,000 shares

Expires 2020-08-11

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
July 20, 2020 Filed Jul 21, 2020 15:37 UTC Exercise / conversionCommon Stock, $.001 par value 20,000 $1.15 $23,000.00
Disclosure

SEC source: 0001493152-20-013667 · ownership.xml · nonDerivative · entry 1

Bedard Emil R · CIK 0001428950 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 137,151

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
July 06, 2020 Filed Jul 8, 2020 13:41 UTC Exercise / conversionOption (Right to Buy) · Derivative 50,000 $0.00 Strike: $1.15 $0.00
Disclosure

SEC source: 0001493152-20-012817 · ownership.xml · derivative · entry 3

Georges William P · CIK 0001617187 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 50,000 shares

Expires 2020-08-11

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
July 06, 2020 Filed Jul 8, 2020 13:41 UTC Exercise / conversionCommon Stock, $.001 par value 24,918 $1.15 $28,655.70
Disclosure

SEC source: 0001493152-20-012817 · ownership.xml · nonDerivative · entry 2

Georges William P · CIK 0001617187 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 50,024

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · shares: Of the 50,000 options granted, 25,082 were surrendered to Intellicheck as settlement for the cashless exercise and tax withholding resulting in the acquisition of 24,918 shares.

Read SEC document
July 06, 2020 Filed Jul 8, 2020 13:41 UTC Tax withholdingCommon Stock, $.001 par value 50,000 $8.17 $408,500.00
Disclosure

SEC source: 0001493152-20-012817 · ownership.xml · nonDerivative · entry 1

Georges William P · CIK 0001617187 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 25,106

F1 · shares: Of the 50,000 options granted, 25,082 were surrendered to Intellicheck as settlement for the cashless exercise and tax withholding resulting in the acquisition of 24,918 shares.

Read SEC document
July 06, 2020 Filed Jul 8, 2020 13:41 UTC
Smith Guy LDirector
Exercise / conversionOption (Right to Buy) · Derivative 50,000 $0.00 Strike: $1.15 $0.00
Disclosure

SEC source: 0001493152-20-012816 · ownership.xml · derivative · entry 3

Smith Guy L · CIK 0001326916 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 50,000 shares

Expires 2020-08-11

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
July 06, 2020 Filed Jul 8, 2020 13:41 UTC
Smith Guy LDirector
Exercise / conversionCommon Stock, $.001 par value 32,222 $1.15 $37,055.30
Disclosure

SEC source: 0001493152-20-012816 · ownership.xml · nonDerivative · entry 2

Smith Guy L · CIK 0001326916 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 209,846

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · shares: Of the 50,000 options granted, 17,778 shares were surrendered to Intellicheck as settlement for the cashless exercise and tax withholding resulting in the acquisition of 32,222 shares.

Read SEC document
July 06, 2020 Filed Jul 8, 2020 13:41 UTC
Smith Guy LDirector
Tax withholdingCommon Stock, $.001 par value 50,000 $8.17 $408,500.00
Disclosure

SEC source: 0001493152-20-012816 · ownership.xml · nonDerivative · entry 1

Smith Guy L · CIK 0001326916 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 177,624

F1 · shares: Of the 50,000 options granted, 17,778 shares were surrendered to Intellicheck as settlement for the cashless exercise and tax withholding resulting in the acquisition of 32,222 shares.

Read SEC document
July 06, 2020 Filed Jul 8, 2020 13:40 UTC
White Billy JoeCFO, COO, Secretary & Treas
Exercise / conversionOption (Right to Buy) · Derivative 391,875 $0.00 Strike: $1.15 $0.00
Disclosure

SEC source: 0001493152-20-012815 · ownership.xml · derivative · entry 3

White Billy Joe · CIK 0001546805 · CFO, COO, Secretary & Treas

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 391,875 shares

Expires 2020-08-11

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
July 06, 2020 Filed Jul 8, 2020 13:40 UTC
White Billy JoeCFO, COO, Secretary & Treas
Exercise / conversionCommon Stock, $.001 par value 212,131 $1.15 $243,950.65
Disclosure

SEC source: 0001493152-20-012815 · ownership.xml · nonDerivative · entry 2

White Billy Joe · CIK 0001546805 · CFO, COO, Secretary & Treas

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 244,039

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · shares: Of the 391,875 options granted, 179,744 were surrendered to Intellicheck as settlement for the cashless exercise and tax withholding resulting in the acquisition of 212,131 shares.

Read SEC document
July 06, 2020 Filed Jul 8, 2020 13:40 UTC
White Billy JoeCFO, COO, Secretary & Treas
Tax withholdingCommon Stock, $.001 par value 391,875 $8.17 $3,201,618.75
Disclosure

SEC source: 0001493152-20-012815 · ownership.xml · nonDerivative · entry 1

White Billy Joe · CIK 0001546805 · CFO, COO, Secretary & Treas

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 31,908

F1 · shares: Of the 391,875 options granted, 179,744 were surrendered to Intellicheck as settlement for the cashless exercise and tax withholding resulting in the acquisition of 212,131 shares.

Read SEC document
June 30, 2020 Filed Jul 1, 2020 20:57 UTC GrantRestricted Stock Unit · Derivative 993 $0.00 Strike: $7.55 $0.00
Disclosure

SEC source: 0001493152-20-012405 · ownership.xml · derivative · entry 1

ULLMAN DAVID E · CIK 0001196690 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 993

Underlying: Common Stock · 993 shares

Expires not disclosed

F1 · derivative.expiration_date: Restricted Stock Units became earned and vested, and shares of common stock were issued in settlement of Vested Restricted Stock Units on June 30, 2020.

Read SEC document
June 30, 2020 Filed Jul 1, 2020 20:55 UTC
Smith Guy LDirector
GrantRestricted Stock Unit · Derivative 2,649 $0.00 Strike: $7.55 $0.00
Disclosure

SEC source: 0001493152-20-012404 · ownership.xml · derivative · entry 1

Smith Guy L · CIK 0001326916 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 2,649

Underlying: Common Stock · 2,649 shares

Expires not disclosed

F1 · derivative.expiration_date: Restricted Stock Units became earned and vested, and shares of common stock were issued in settlement of Vested Restricted Stock Units on June 30, 2020.

Read SEC document
June 30, 2020 Filed Jul 1, 2020 20:50 UTC GrantRestricted Stock Unit · Derivative 662 $0.00 Strike: $7.55 $0.00
Disclosure

SEC source: 0001493152-20-012400 · ownership.xml · derivative · entry 1

Georges William P · CIK 0001617187 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 662

Underlying: Common Stock · 662 shares

Expires not disclosed

F1 · derivative.expiration_date: Restricted Stock Units became earned and vested, and shares of common stock were issued in settlement of Vested Restricted Stock Units on June 30, 2020.

Read SEC document
June 30, 2020 Filed Jul 1, 2020 20:53 UTC GrantRestricted Stock Unit · Derivative 1,987 $0.00 Strike: $7.55 $0.00
Disclosure

SEC source: 0001493152-20-012402 · ownership.xml · derivative · entry 1

DAVIS JACK ALAN · CIK 0001356205 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 1,987

Underlying: Common Stock · 1,987 shares

Expires not disclosed

F1 · derivative.expiration_date: Restricted Stock Units became earned and vested, and shares of common stock were issued in settlement of Vested Restricted Stock Units on June 30, 2020.

Read SEC document
June 30, 2020 Filed Jul 1, 2020 20:52 UTC
Glenn DylanDirector
GrantRestricted Stock Unit · Derivative 993 $0.00 Strike: $7.55 $0.00
Disclosure

SEC source: 0001493152-20-012401 · ownership.xml · derivative · entry 1

Glenn Dylan · CIK 0001804366 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 993

Underlying: Common Stock · 993 shares

Expires not disclosed

F1 · derivative.expiration_date: Restricted Stock Units became earned and vested, and shares of common stock were issued in settlement of Vested Restricted Stock Units on June 30, 2020.

Read SEC document
May 14, 2020 Filed May 15, 2020 20:05 UTC
EMBRY RUSSELL TChief Technology Officer
Exercise / conversionOption (Right to Buy) · Derivative 18,970 $0.00 Strike: $1.42 $0.00
Disclosure

SEC source: 0001493152-20-009091 · ownership.xml · derivative · entry 3

EMBRY RUSSELL T · CIK 0001197709 · Chief Technology Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 18,970 shares

Expires 2020-05-20

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
May 14, 2020 Filed May 15, 2020 20:05 UTC
EMBRY RUSSELL TChief Technology Officer
Exercise / conversionCommon Stock, $.001 par value 14,907 $1.42 $21,167.94
Disclosure

SEC source: 0001493152-20-009091 · ownership.xml · nonDerivative · entry 2

EMBRY RUSSELL T · CIK 0001197709 · Chief Technology Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 19,451

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · shares: Of the 18,970 options granted, 4,063 shares were surrendered to Intellicheck as settlement for exercise resulting in the acquisition of 14,907 shares.

Read SEC document
May 14, 2020 Filed May 15, 2020 20:05 UTC
EMBRY RUSSELL TChief Technology Officer
Tax withholdingCommon Stock, $.001 par value 18,970 $6.63 $125,771.10
Disclosure

SEC source: 0001493152-20-009091 · ownership.xml · nonDerivative · entry 1

EMBRY RUSSELL T · CIK 0001197709 · Chief Technology Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 23,514

F1 · shares: Of the 18,970 options granted, 4,063 shares were surrendered to Intellicheck as settlement for exercise resulting in the acquisition of 14,907 shares.

Read SEC document
March 31, 2020 Filed Apr 1, 2020 20:07 UTC
Smith Guy LDirector
GrantRestricted Stock Unit · Derivative 5,900 $0.00 Strike: $3.39 $0.00
Disclosure

SEC source: 0001493152-20-005610 · ownership.xml · derivative · entry 1

Smith Guy L · CIK 0001326916 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 5,900

Underlying: Common Stock · 5,900 shares

Expires not disclosed

F1 · derivative.expiration_date: Restricted Stock Units became earned and vested, and shares of common stock were issued in settlement of Vested Restricted Stock Units on March 31, 2020.

Read SEC document
March 31, 2020 Filed Apr 1, 2020 20:04 UTC GrantRestricted Stock Unit · Derivative 4,425 $0.00 Strike: $3.39 $0.00
Disclosure

SEC source: 0001493152-20-005606 · ownership.xml · derivative · entry 1

DAVIS JACK ALAN · CIK 0001356205 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 4,425

Underlying: Common Stock · 4,425 shares

Expires not disclosed

F1 · derivative.expiration_date: Restricted Stock Units became earned and vested, and shares of common stock were issued in settlement of Vested Restricted Stock Units on March 31, 2020.

Read SEC document
March 31, 2020 Filed Apr 2, 2020 19:27 UTC Amendment
Smith Guy LDirector
GrantRestricted Stock Unit · Derivative 5,900 $0.00 Strike: $3.39 $0.00
Disclosure

SEC source: 0001493152-20-005687 · ownership.xml · derivative · entry 4

Smith Guy L · CIK 0001326916 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 5,900

Underlying: Common Stock · 5,900 shares

Expires not disclosed

F2 · derivative.expiration_date: Restricted Stock Units became earned and vested, and shares of common stock were issued in settlement of Vested Restricted Stock Units on March 31, 2020.

Read SEC document
March 31, 2020 Filed Apr 2, 2020 19:27 UTC Amendment
Smith Guy LDirector
Exercise / conversionOption (Right to Buy) · Derivative 10,638 $0.00 Strike: $1.56 $0.00
Disclosure

SEC source: 0001493152-20-005687 · ownership.xml · derivative · entry 3

Smith Guy L · CIK 0001326916 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 10,638 shares

Expires 2020-03-31

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
March 31, 2020 Filed Apr 2, 2020 19:27 UTC Amendment
Smith Guy LDirector
Exercise / conversionCommon Stock, $.001 par value 5,743 $1.56 $8,959.08
Disclosure

SEC source: 0001493152-20-005687 · ownership.xml · nonDerivative · entry 2

Smith Guy L · CIK 0001326916 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 174,975

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · shares: Of the 10,638 options granted, 4,895 shares were surrendered to Intellicheck as settlement for exercise resulting in the acquisition of 5,743 shares.

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March 31, 2020 Filed Apr 2, 2020 19:27 UTC Amendment
Smith Guy LDirector
Tax withholdingCommon Stock, $.001 par value 10,638 $3.39 $36,062.82
Disclosure

SEC source: 0001493152-20-005687 · ownership.xml · nonDerivative · entry 1

Smith Guy L · CIK 0001326916 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 169,232

F1 · shares: Of the 10,638 options granted, 4,895 shares were surrendered to Intellicheck as settlement for exercise resulting in the acquisition of 5,743 shares.

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March 11, 2020 Filed Mar 13, 2020 19:32 UTC
White Billy JoeCFO, COO, Secretary & Treas
GrantRestricted Stock Unit · Derivative 3,314 $0.00 Strike: $5.65 $0.00
Disclosure

SEC source: 0001493152-20-003885 · ownership.xml · derivative · entry 1

White Billy Joe · CIK 0001546805 · CFO, COO, Secretary & Treas

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 3,314

Underlying: Common Stock · 3,314 shares

Expires not disclosed

F1 · derivative.expiration_date: Restricted Stock Units became earned and vested and shares of common stock were issued in settlement of Vested Restricted Stock Units on March 11, 2020.

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March 11, 2020 Filed Mar 13, 2020 19:30 UTC
Lewis BryanDirector · President and CEO
GrantRestricted Stock Unit · Derivative 5,531 $0.00 Strike: $5.65 $0.00
Disclosure

SEC source: 0001493152-20-003883 · ownership.xml · derivative · entry 1

Lewis Bryan · CIK 0001732564 · Director · President and CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 5,531

Underlying: Common Stock · 5,531 shares

Expires not disclosed

F1 · derivative.expiration_date: Restricted Stock Units became earned and vested and shares of common stock were issued in settlement of Vested Restricted Stock Units on March 11, 2020.

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March 11, 2020 Filed Mar 13, 2020 19:29 UTC
EMBRY RUSSELL TChief Technology Officer
GrantRestricted Stock Unit · Derivative 3,097 $0.00 Strike: $5.65 $0.00
Disclosure

SEC source: 0001493152-20-003880 · ownership.xml · derivative · entry 1

EMBRY RUSSELL T · CIK 0001197709 · Chief Technology Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 3,097

Underlying: Common Stock · 3,097 shares

Expires not disclosed

F1 · derivative.expiration_date: Restricted Stock Units became earned and vested and shares of common stock were issued in settlement of Vested Restricted Stock Units on March 11, 2020.

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February 13, 2020 Filed Feb 14, 2020 14:00 UTC
White Billy JoeCFO, Secretary & Treasurer
Exercise / conversionOption (Right to Buy) · Derivative 18,970 $0.00 Strike: $1.42 $0.00
Disclosure

SEC source: 0001493152-20-002280 · ownership.xml · derivative · entry 2

White Billy Joe · CIK 0001546805 · CFO, Secretary & Treasurer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 18,970 shares

Expires 2020-05-20

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

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February 13, 2020 Filed Feb 14, 2020 14:00 UTC
White Billy JoeCFO, Secretary & Treasurer
Exercise / conversionCommon Stock, $.001 par value 18,970 $1.42 $26,937.40
Disclosure

SEC source: 0001493152-20-002280 · ownership.xml · nonDerivative · entry 1

White Billy Joe · CIK 0001546805 · CFO, Secretary & Treasurer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 28,594

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

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February 03, 2020 Filed Feb 4, 2020 20:55 UTC Exercise / conversionOption (Right to Buy) · Derivative 30,000 $0.00 Strike: $1.15 $0.00
Disclosure

SEC source: 0001493152-20-001570 · ownership.xml · derivative · entry 2

Bedard Emil R · CIK 0001428950 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 20,000

Underlying: Common Stock · 30,000 shares

Expires 2020-08-11

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

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February 03, 2020 Filed Feb 4, 2020 20:55 UTC Exercise / conversionCommon Stock, $.001 par value 30,000 $1.15 $34,500.00
Disclosure

SEC source: 0001493152-20-001570 · ownership.xml · nonDerivative · entry 1

Bedard Emil R · CIK 0001428950 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 117,151

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

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January 27, 2020 Filed Jan 27, 2020 17:04 UTC Exercise / conversionStock Option (Right to Buy) · Derivative 50,000 $0.00 Strike: $1.15 $0.00
Disclosure

SEC source: 0001493152-20-001147 · ownership.xml · derivative · entry 2

DAVIS JACK ALAN · CIK 0001356205 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 50,000 shares

Expires 2020-08-11

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

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Value uses the disclosed total when available, otherwise shares × reported transaction price. It is not an estimate of exercise cash cost or investment performance.