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Nasdaq · USD

ICUI

ICU MEDICAL INC/DE

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Tapewire entity
2385
SEC CIK
0000883984
Parsed reports
427

Last 12 months

Inside the activity.

0 purchase rows · 19 sale rows

Disclosed non-derivative P/S rows, by transaction month. Includes amendments and private transactions.
Monthly counts
MonthPurchasesSales
Nov 202503
Dec 202500
Jan 202600
Feb 202600
Mar 202600
Apr 202600
May 202603
Jun 202600
Jul 202600
Aug 202608
Sep 202605
Oct 202600

Latest available

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Purchases/sales include open-market and private transactions. Plan disclosure applies to the filing; individual rows may differ. “Not disclosed” is not “unplanned.”

The cutoff filters transaction history only. Company summaries and owner relationships show the latest available disclosures. Parser corrections can improve historical records.

Transaction dateOwner / reported roleActivity / securityShares / unitsReported priceReported valueDetails
November 21, 2017 Filed Nov 22, 2017 21:50 UTC Amendment SaleCommon Stock 2,000 $216.06 $432,113.60
Disclosure

SEC source: 0001190251-17-000007 · edgardoc.xml · nonDerivative · entry 1

SAUCEDO JOSEPH R · CIK 0001190251 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 1,091

F1 · price: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $216.00 to $216.15, inclusive. The reporting person undertakes to provide ICU Medical, Inc., any security holder of ICU Medical, Inc., or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this Form 4.

Read SEC document
November 17, 2017 Filed Nov 20, 2017 21:09 UTC
LOPEZ GEORGE ADirector · 10% owner
GiftCommon Stock 12,000 $0.00 $0.00
Disclosure

SEC source: 0001073397-17-000006 · edgardoc.xml · nonDerivative · entry 1

LOPEZ GEORGE A · CIK 0001073397 · Director · 10% owner

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 560,716

F1 · price: Shares transferred as a bona fide gift without any consideration.

Read SEC document
November 15, 2017 Filed Nov 16, 2017 20:07 UTC
LOPEZ GEORGE ADirector · 10% owner
SaleCommon Stock 1,200 $206.29 $247,545.12
Disclosure

SEC source: 0001073397-17-000005 · edgardoc.xml · nonDerivative · entry 2

LOPEZ GEORGE A · CIK 0001073397 · Director · 10% owner

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 572,716

F2 · price: he price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $206.05 to $206.55, inclusive. The reporting person undertakes to provide ICU Medical, Inc., any security holder of ICU Medical, Inc., or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this Form 4.

Read SEC document
November 15, 2017 Filed Nov 16, 2017 20:07 UTC
LOPEZ GEORGE ADirector · 10% owner
SaleCommon Stock 3,800 $205.68 $781,590.08
Disclosure

SEC source: 0001073397-17-000005 · edgardoc.xml · nonDerivative · entry 1

LOPEZ GEORGE A · CIK 0001073397 · Director · 10% owner

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 573,916

F1 · price: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $205.05 to $206.00, inclusive. The reporting person undertakes to provide ICU Medical, Inc., any security holder of ICU Medical, Inc., or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this Form 4.

Read SEC document
October 20, 2017 Filed Oct 23, 2017 19:37 UTC
Jain VivekDirector · Chairman and CEO
OtherNon-Qualified Stock Option (right to buy) · Derivative 72,026 $58.79 Strike: $58.79 $4,234,408.54
Disclosure

SEC source: 0001410442-17-000010 · edgardoc.xml · derivative · entry 6

Jain Vivek · CIK 0001410442 · Director · Chairman and CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 482,366

Underlying: Common Stock · 72,026 shares

Expires 2024-02-24

F3 · derivative.exercise_date: Options vest and are exercisable as to 25% of the underlying grant one year after the date of grant and in equal monthly installments thereafter for three additional years.

Read SEC document
October 20, 2017 Filed Oct 23, 2017 19:37 UTC
Jain VivekDirector · Chairman and CEO
SaleCommon Stock 72,026 $190.00 $13,684,940.00
Disclosure

SEC source: 0001410442-17-000010 · edgardoc.xml · nonDerivative · entry 4

Jain Vivek · CIK 0001410442 · Director · Chairman and CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 41,911

F1 · shares: The sales reported in this Form 4 were effected pursuant to a Rule 10b5-1 Plan adopted by the reporting person on September 7, 2017.

F2 · price: All shares sold were sold at the exact price disclosed.

Read SEC document
October 20, 2017 Filed Oct 23, 2017 19:37 UTC
Jain VivekDirector · Chairman and CEO
OtherCommon Stock 72,026 $58.79 $4,234,408.54
Disclosure

SEC source: 0001410442-17-000010 · edgardoc.xml · nonDerivative · entry 3

Jain Vivek · CIK 0001410442 · Director · Chairman and CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 113,937

Read SEC document
October 19, 2017 Filed Oct 23, 2017 19:37 UTC
Jain VivekDirector · Chairman and CEO
OtherNon-Qualified Stock Option (right to buy) · Derivative 25,769 $58.79 Strike: $58.79 $1,514,959.51
Disclosure

SEC source: 0001410442-17-000010 · edgardoc.xml · derivative · entry 5

Jain Vivek · CIK 0001410442 · Director · Chairman and CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 554,392

Underlying: Common Stock · 25,769 shares

Expires 2024-02-24

F3 · derivative.exercise_date: Options vest and are exercisable as to 25% of the underlying grant one year after the date of grant and in equal monthly installments thereafter for three additional years.

Read SEC document
October 19, 2017 Filed Oct 23, 2017 19:37 UTC
Jain VivekDirector · Chairman and CEO
SaleCommon Stock 25,769 $190.00 $4,896,110.00
Disclosure

SEC source: 0001410442-17-000010 · edgardoc.xml · nonDerivative · entry 2

Jain Vivek · CIK 0001410442 · Director · Chairman and CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 41,911

F1 · shares: The sales reported in this Form 4 were effected pursuant to a Rule 10b5-1 Plan adopted by the reporting person on September 7, 2017.

F2 · price: All shares sold were sold at the exact price disclosed.

Read SEC document
October 19, 2017 Filed Oct 23, 2017 19:37 UTC
Jain VivekDirector · Chairman and CEO
OtherCommon Stock 25,769 $58.79 $1,514,959.51
Disclosure

SEC source: 0001410442-17-000010 · edgardoc.xml · nonDerivative · entry 1

Jain Vivek · CIK 0001410442 · Director · Chairman and CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 67,680

Read SEC document
October 10, 2017 Filed Oct 11, 2017 21:02 UTC
Jain VivekDirector · Chairman and CEO
OtherNon-Qualified Stock Option (right to buy) · Derivative 5 $58.79 Strike: $58.79 $293.95
Disclosure

SEC source: 0001410442-17-000009 · edgardoc.xml · derivative · entry 7

Jain Vivek · CIK 0001410442 · Director · Chairman and CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 580,161

Underlying: Common Stock · 5 shares

Expires 2024-02-24

F3 · derivative.exercise_date: Options vest and are exercisable as to 25% of the underlying grant one year after the date of grant and in equal monthly installments thereafter for three additional years.

Read SEC document
October 10, 2017 Filed Oct 11, 2017 21:02 UTC
Jain VivekDirector · Chairman and CEO
SaleCommon Stock 5 $190.00 $950.00
Disclosure

SEC source: 0001410442-17-000009 · edgardoc.xml · nonDerivative · entry 5

Jain Vivek · CIK 0001410442 · Director · Chairman and CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 41,911

F1 · shares: The sales reported in this Form 4 were effected pursuant to a Rule 10b5-1 Plan adopted by the reporting person on September 7, 2017.

F2 · price: All shares sold were sold at the exact price disclosed.

Read SEC document
October 10, 2017 Filed Oct 11, 2017 21:02 UTC
Jain VivekDirector · Chairman and CEO
OtherCommon Stock 5 $58.79 $293.95
Disclosure

SEC source: 0001410442-17-000009 · edgardoc.xml · nonDerivative · entry 4

Jain Vivek · CIK 0001410442 · Director · Chairman and CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 41,916

Read SEC document
October 09, 2017 Filed Oct 10, 2017 16:44 UTC OtherNon-Qualified Stock Option (right to buy) · Derivative 1,500 $43.12 Strike: $43.12 $64,680.00
Disclosure

SEC source: 0001190251-17-000004 · edgardoc.xml · derivative · entry 18

SAUCEDO JOSEPH R · CIK 0001190251 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 1,500 shares

Expires 2021-02-02

Read SEC document
October 09, 2017 Filed Oct 10, 2017 16:44 UTC OtherNon-Qualified Stock Option (right to buy) · Derivative 1,500 $39.38 Strike: $39.38 $59,070.00
Disclosure

SEC source: 0001190251-17-000004 · edgardoc.xml · derivative · entry 17

SAUCEDO JOSEPH R · CIK 0001190251 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 1,500 shares

Expires 2021-10-19

Read SEC document
October 09, 2017 Filed Oct 10, 2017 16:44 UTC OtherNon-Qualified Stock Option (right to buy) · Derivative 1,500 $37.00 Strike: $37.00 $55,500.00
Disclosure

SEC source: 0001190251-17-000004 · edgardoc.xml · derivative · entry 16

SAUCEDO JOSEPH R · CIK 0001190251 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 1,500 shares

Expires 2020-07-21

Read SEC document
October 09, 2017 Filed Oct 10, 2017 16:44 UTC OtherNon-Qualified Stock Option (right to buy) · Derivative 1,500 $36.60 Strike: $36.60 $54,900.00
Disclosure

SEC source: 0001190251-17-000004 · edgardoc.xml · derivative · entry 15

SAUCEDO JOSEPH R · CIK 0001190251 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 1,500 shares

Expires 2020-10-20

Read SEC document
October 09, 2017 Filed Oct 10, 2017 16:44 UTC OtherNon-Qualified Stock Option (right to buy) · Derivative 1,500 $33.52 Strike: $33.52 $50,280.00
Disclosure

SEC source: 0001190251-17-000004 · edgardoc.xml · derivative · entry 14

SAUCEDO JOSEPH R · CIK 0001190251 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 1,500 shares

Expires 2020-04-21

Read SEC document
October 09, 2017 Filed Oct 10, 2017 16:44 UTC OtherNon-Qualified Stock Option (right to buy) · Derivative 1,500 $32.40 Strike: $32.40 $48,600.00
Disclosure

SEC source: 0001190251-17-000004 · edgardoc.xml · derivative · entry 13

SAUCEDO JOSEPH R · CIK 0001190251 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 1,500 shares

Expires 2020-02-03

Read SEC document
October 09, 2017 Filed Oct 10, 2017 16:44 UTC SaleCommon Stock 200 $190.85 $38,170.00
Disclosure

SEC source: 0001190251-17-000004 · edgardoc.xml · nonDerivative · entry 12

SAUCEDO JOSEPH R · CIK 0001190251 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 3,091

F1 · shares: The sales reported in this Form 4 were effected pursuant to a Rule 10b5-1 Plan adopted by the reporting person on September 7, 2017.

F7 · price: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $190.70 to $191.00, inclusive. The reporting person undertakes to provide ICU Medical, Inc., any security holder of ICU Medical, Inc., or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this Form 4.

Read SEC document
October 09, 2017 Filed Oct 10, 2017 16:44 UTC SaleCommon Stock 4,600 $189.49 $871,640.20
Disclosure

SEC source: 0001190251-17-000004 · edgardoc.xml · nonDerivative · entry 11

SAUCEDO JOSEPH R · CIK 0001190251 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 3,291

F1 · shares: The sales reported in this Form 4 were effected pursuant to a Rule 10b5-1 Plan adopted by the reporting person on September 7, 2017.

F6 · price: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $189.20 to $190.00, inclusive. The reporting person undertakes to provide ICU Medical, Inc., any security holder of ICU Medical, Inc., or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this Form 4.

Read SEC document
October 09, 2017 Filed Oct 10, 2017 16:44 UTC SaleCommon Stock 1,200 $189.00 $226,800.00
Disclosure

SEC source: 0001190251-17-000004 · edgardoc.xml · nonDerivative · entry 10

SAUCEDO JOSEPH R · CIK 0001190251 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 7,891

F1 · shares: The sales reported in this Form 4 were effected pursuant to a Rule 10b5-1 Plan adopted by the reporting person on September 7, 2017.

F5 · price: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $188.20 to $189.15, inclusive. The reporting person undertakes to provide ICU Medical, Inc., any security holder of ICU Medical, Inc., or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this Form 4.

Read SEC document
October 09, 2017 Filed Oct 10, 2017 16:44 UTC SaleCommon Stock 300 $190.67 $57,200.01
Disclosure

SEC source: 0001190251-17-000004 · edgardoc.xml · nonDerivative · entry 9

SAUCEDO JOSEPH R · CIK 0001190251 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 9,091

F1 · shares: The sales reported in this Form 4 were effected pursuant to a Rule 10b5-1 Plan adopted by the reporting person on September 7, 2017.

F4 · price: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $190.40 to $191.00, inclusive. The reporting person undertakes to provide ICU Medical, Inc., any security holder of ICU Medical, Inc., or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this Form 4.

Read SEC document
October 09, 2017 Filed Oct 10, 2017 16:44 UTC SaleCommon Stock 2,100 $189.48 $397,913.04
Disclosure

SEC source: 0001190251-17-000004 · edgardoc.xml · nonDerivative · entry 8

SAUCEDO JOSEPH R · CIK 0001190251 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 9,391

F1 · shares: The sales reported in this Form 4 were effected pursuant to a Rule 10b5-1 Plan adopted by the reporting person on September 7, 2017.

F3 · price: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $189.25 to $190.05, inclusive. The reporting person undertakes to provide ICU Medical, Inc., any security holder of ICU Medical, Inc., or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this Form 4.

Read SEC document
October 09, 2017 Filed Oct 10, 2017 16:44 UTC SaleCommon Stock 600 $189.01 $113,408.10
Disclosure

SEC source: 0001190251-17-000004 · edgardoc.xml · nonDerivative · entry 7

SAUCEDO JOSEPH R · CIK 0001190251 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 11,491

F1 · shares: The sales reported in this Form 4 were effected pursuant to a Rule 10b5-1 Plan adopted by the reporting person on September 7, 2017.

F2 · price: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $188.25 to $189.20, inclusive. The reporting person undertakes to provide ICU Medical, Inc., any security holder of ICU Medical, Inc., or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this Form 4.

Read SEC document
October 09, 2017 Filed Oct 10, 2017 16:44 UTC OtherCommon Stock 1,500 $39.38 $59,070.00
Disclosure

SEC source: 0001190251-17-000004 · edgardoc.xml · nonDerivative · entry 6

SAUCEDO JOSEPH R · CIK 0001190251 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 12,091

Read SEC document
October 09, 2017 Filed Oct 10, 2017 16:44 UTC OtherCommon Stock 1,500 $36.60 $54,900.00
Disclosure

SEC source: 0001190251-17-000004 · edgardoc.xml · nonDerivative · entry 5

SAUCEDO JOSEPH R · CIK 0001190251 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 10,591

Read SEC document
October 09, 2017 Filed Oct 10, 2017 16:44 UTC OtherCommon Stock 1,500 $43.12 $64,680.00
Disclosure

SEC source: 0001190251-17-000004 · edgardoc.xml · nonDerivative · entry 4

SAUCEDO JOSEPH R · CIK 0001190251 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 9,091

Read SEC document
October 09, 2017 Filed Oct 10, 2017 16:44 UTC OtherCommon Stock 1,500 $37.00 $55,500.00
Disclosure

SEC source: 0001190251-17-000004 · edgardoc.xml · nonDerivative · entry 3

SAUCEDO JOSEPH R · CIK 0001190251 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 7,591

Read SEC document
October 09, 2017 Filed Oct 10, 2017 16:44 UTC OtherCommon Stock 1,500 $33.52 $50,280.00
Disclosure

SEC source: 0001190251-17-000004 · edgardoc.xml · nonDerivative · entry 2

SAUCEDO JOSEPH R · CIK 0001190251 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 6,091

Read SEC document
October 09, 2017 Filed Oct 10, 2017 16:44 UTC OtherCommon Stock 1,500 $32.40 $48,600.00
Disclosure

SEC source: 0001190251-17-000004 · edgardoc.xml · nonDerivative · entry 1

SAUCEDO JOSEPH R · CIK 0001190251 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 4,591

Read SEC document
October 09, 2017 Filed Oct 11, 2017 21:02 UTC
Jain VivekDirector · Chairman and CEO
OtherNon-Qualified Stock Option (right to buy) · Derivative 2,200 $58.79 Strike: $58.79 $129,338.00
Disclosure

SEC source: 0001410442-17-000009 · edgardoc.xml · derivative · entry 6

Jain Vivek · CIK 0001410442 · Director · Chairman and CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 580,166

Underlying: Common Stock · 2,200 shares

Expires 2024-02-24

F3 · derivative.exercise_date: Options vest and are exercisable as to 25% of the underlying grant one year after the date of grant and in equal monthly installments thereafter for three additional years.

Read SEC document
October 09, 2017 Filed Oct 11, 2017 21:02 UTC
Jain VivekDirector · Chairman and CEO
SaleCommon Stock 2,000 $191.00 $382,000.00
Disclosure

SEC source: 0001410442-17-000009 · edgardoc.xml · nonDerivative · entry 3

Jain Vivek · CIK 0001410442 · Director · Chairman and CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 41,911

F1 · shares: The sales reported in this Form 4 were effected pursuant to a Rule 10b5-1 Plan adopted by the reporting person on September 7, 2017.

F2 · price: All shares sold were sold at the exact price disclosed.

Read SEC document
October 09, 2017 Filed Oct 11, 2017 21:02 UTC
Jain VivekDirector · Chairman and CEO
SaleCommon Stock 200 $190.00 $38,000.00
Disclosure

SEC source: 0001410442-17-000009 · edgardoc.xml · nonDerivative · entry 2

Jain Vivek · CIK 0001410442 · Director · Chairman and CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 43,911

F1 · shares: The sales reported in this Form 4 were effected pursuant to a Rule 10b5-1 Plan adopted by the reporting person on September 7, 2017.

F2 · price: All shares sold were sold at the exact price disclosed.

Read SEC document
October 09, 2017 Filed Oct 11, 2017 21:02 UTC
Jain VivekDirector · Chairman and CEO
OtherCommon Stock 2,200 $58.79 $129,338.00
Disclosure

SEC source: 0001410442-17-000009 · edgardoc.xml · nonDerivative · entry 1

Jain Vivek · CIK 0001410442 · Director · Chairman and CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 44,111

Read SEC document
September 15, 2017 Filed Sep 15, 2017 22:52 UTC SaleCommon Stock 463 $181.25 $83,918.75
Disclosure

SEC source: 0001073398-17-000012 · edgardoc.xml · nonDerivative · entry 1

SWINNEY ROBERT S · CIK 0001073398 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 14,330

F1 · price: All shares sold were sold at the exact price disclosed.

Read SEC document
September 07, 2017 Filed Sep 7, 2017 21:19 UTC
Sanzone Virginia RuthVP, General Counsel
SaleCommon Stock 102 $174.54 $17,802.70
Disclosure

SEC source: 0001669639-17-000006 · edgardoc.xml · nonDerivative · entry 2

Sanzone Virginia Ruth · CIK 0001669639 · VP, General Counsel

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

F1 · price: All shares sold were sold at the exact price disclosed.

Read SEC document
September 07, 2017 Filed Sep 7, 2017 21:19 UTC
Sanzone Virginia RuthVP, General Counsel
SaleCommon Stock 1,682 $174.46 $293,444.92
Disclosure

SEC source: 0001669639-17-000006 · edgardoc.xml · nonDerivative · entry 1

Sanzone Virginia Ruth · CIK 0001669639 · VP, General Counsel

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 102

F1 · price: All shares sold were sold at the exact price disclosed.

Read SEC document
September 01, 2017 Filed Sep 1, 2017 21:20 UTC SaleCommon Stock 100 $175.10 $17,510.00
Disclosure

SEC source: 0001073398-17-000011 · edgardoc.xml · nonDerivative · entry 3

SWINNEY ROBERT S · CIK 0001073398 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 14,793

F1 · price: All shares sold were sold at the exact price disclosed.

Read SEC document
September 01, 2017 Filed Sep 1, 2017 21:20 UTC SaleCommon Stock 300 $175.05 $52,515.00
Disclosure

SEC source: 0001073398-17-000011 · edgardoc.xml · nonDerivative · entry 2

SWINNEY ROBERT S · CIK 0001073398 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 14,893

F1 · price: All shares sold were sold at the exact price disclosed.

Read SEC document
September 01, 2017 Filed Sep 1, 2017 21:20 UTC SaleCommon Stock 3,000 $175.00 $525,000.00
Disclosure

SEC source: 0001073398-17-000011 · edgardoc.xml · nonDerivative · entry 1

SWINNEY ROBERT S · CIK 0001073398 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 15,193

F1 · price: All shares sold were sold at the exact price disclosed.

Read SEC document
September 01, 2017 Filed Jan 2, 2018 16:43 UTC
McGrody Kevin JController
GrantCommon Stock · Derivative 1,714 $0.00 Strike: $0.00 $0.00
Disclosure

SEC source: 0001615192-18-000001 · edgardoc.xml · derivative · entry 1

McGrody Kevin J · CIK 0001615192 · Controller

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 1,714

Underlying: Common Stock · 1,714 shares

Expires 2020-09-01

F1 · security: These securities are Restricted Stock Units.

F2 · derivative.exercise_price: There is neither a purchase price nor an exercise price for the Restricted Stock Units.

F3 · derivative.exercise_date: One third of the Units subject to the award shall vest on each of the first, second, and third anniversaries of the grant date.

F2 · derivative.underlying_shares: There is neither a purchase price nor an exercise price for the Restricted Stock Units.

Read SEC document
August 31, 2017 Filed Aug 31, 2017 23:52 UTC SaleCommon Stock 2,700 $173.98 $469,737.90
Disclosure

SEC source: 0001073398-17-000010 · edgardoc.xml · nonDerivative · entry 2

SWINNEY ROBERT S · CIK 0001073398 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 18,193

F1 · price: All shares sold were sold at the exact price disclosed.

Read SEC document
August 31, 2017 Filed Aug 31, 2017 23:52 UTC SaleCommon Stock 700 $173.98 $121,783.76
Disclosure

SEC source: 0001073398-17-000010 · edgardoc.xml · nonDerivative · entry 1

SWINNEY ROBERT S · CIK 0001073398 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 20,893

F1 · price: All shares sold were sold at the exact price disclosed.

Read SEC document
August 24, 2017 Filed Aug 24, 2017 22:18 UTC
Sanzone Virginia RuthVP, General Counsel
Exercise / conversionCommon Stock · Derivative 3,049 $0.00 Strike: $0.00 $0.00
Disclosure

SEC source: 0001669639-17-000005 · edgardoc.xml · derivative · entry 3

Sanzone Virginia Ruth · CIK 0001669639 · VP, General Counsel

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 3,049

Underlying: Common Stock · 3,049 shares

Expires 2018-08-24

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · security: These securities are Restricted Stock Units.

F2 · derivative.exercise_price: There is neither a purchase price nor an exercise price for the Restricted Stock Units.

F3 · derivative.exercise_date: One third of the Units subject to the award shall vest on each of the first, second, and third anniversaries of the grant date.

Read SEC document
August 24, 2017 Filed Aug 24, 2017 22:18 UTC
Sanzone Virginia RuthVP, General Counsel
Tax withholdingCommon Stock 1,265 $167.95 $212,456.75
Disclosure

SEC source: 0001669639-17-000005 · edgardoc.xml · nonDerivative · entry 2

Sanzone Virginia Ruth · CIK 0001669639 · VP, General Counsel

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 1,784

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August 24, 2017 Filed Aug 24, 2017 22:18 UTC
Sanzone Virginia RuthVP, General Counsel
Exercise / conversionCommon Stock 3,049 $0.00 $0.00
Disclosure

SEC source: 0001669639-17-000005 · edgardoc.xml · nonDerivative · entry 1

Sanzone Virginia Ruth · CIK 0001669639 · VP, General Counsel

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 3,049

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

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July 20, 2017 Filed Jul 20, 2017 22:12 UTC OtherNon-Qualified Stock Option (right to buy) · Derivative 8,500 $35.00 Strike: $35.00 $297,500.00
Disclosure

SEC source: 0001073398-17-000007 · edgardoc.xml · derivative · entry 4

SWINNEY ROBERT S · CIK 0001073398 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 0 shares

Expires 2017-08-14

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July 20, 2017 Filed Jul 20, 2017 22:12 UTC SaleCommon Stock 4,477 $175.00 $783,475.00
Disclosure

SEC source: 0001073398-17-000007 · edgardoc.xml · nonDerivative · entry 2

SWINNEY ROBERT S · CIK 0001073398 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 18,816

F1 · security: These securities are Restricted Stock Units.

F2 · price: All shares sold were sold at the exact price disclosed.

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July 20, 2017 Filed Jul 20, 2017 22:12 UTC OtherCommon Stock 8,500 $35.00 $297,500.00
Disclosure

SEC source: 0001073398-17-000007 · edgardoc.xml · nonDerivative · entry 1

SWINNEY ROBERT S · CIK 0001073398 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 23,293

Read SEC document

Value uses the disclosed total when available, otherwise shares × reported transaction price. It is not an estimate of exercise cash cost or investment performance.