Last 12 months
Inside the activity.
0 purchase rows · 19 sale rows
Disclosed non-derivative P/S rows, by transaction month. Includes amendments and private transactions.Monthly counts
| Month | Purchases | Sales |
|---|---|---|
| Nov 2025 | 0 | 3 |
| Dec 2025 | 0 | 0 |
| Jan 2026 | 0 | 0 |
| Feb 2026 | 0 | 0 |
| Mar 2026 | 0 | 0 |
| Apr 2026 | 0 | 0 |
| May 2026 | 0 | 3 |
| Jun 2026 | 0 | 0 |
| Jul 2026 | 0 | 0 |
| Aug 2026 | 0 | 8 |
| Sep 2026 | 0 | 5 |
| Oct 2026 | 0 | 0 |
Latest available
Insider transactions
Purchases/sales include open-market and private transactions. Plan disclosure applies to the filing; individual rows may differ. “Not disclosed” is not “unplanned.”
The cutoff filters transaction history only. Company summaries and owner relationships show the latest available disclosures. Parser corrections can improve historical records.
| Transaction date | Owner / reported role | Activity / security | Shares / units | Reported price | Reported value | Details |
|---|---|---|---|---|---|---|
| May 13, 2020 Filed May 14, 2020 16:25 UTC |
Greenberg David C.Director
|
Exercise / conversionCommon Stock · Derivative | 378 | $0.00 Strike: $0.00 | $0.00 |
DisclosureSEC source: 0001645866-20-000001 · edgardoc.xml · derivative · entry 3 Greenberg David C. · CIK 0001645866 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Underlying: Common Stock · 378 shares Expires 2020-05-15 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · security: These securities are Restricted Stock Units. F2 · derivative.exercise_price: There is neither a purchase price nor an exercise price for the Restricted Stock Units. F3 · derivative.exercise_date: These awards vest on the anniversary of the date of the grant or the following annual stockholder meeting, whichever occurs first. Read SEC document |
| May 13, 2020 Filed May 14, 2020 16:25 UTC |
Greenberg David C.Director
|
Exercise / conversionCommon Stock | 378 | $0.00 | $0.00 |
DisclosureSEC source: 0001645866-20-000001 · edgardoc.xml · nonDerivative · entry 1 Greenberg David C. · CIK 0001645866 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 2,703 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| April 06, 2020 Filed Apr 6, 2020 21:13 UTC |
SWINNEY ROBERT SDirector
|
OtherNon-Qualified Stock Option (right to buy) · Derivative | 1,500 | $0.00 Strike: $33.52 | $0.00 |
DisclosureSEC source: 0001073398-20-000003 · edgardoc.xml · derivative · entry 4 SWINNEY ROBERT S · CIK 0001073398 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Underlying: Common Stock · 1,500 shares Expires 2020-04-21 F3 · derivative.exercise_date: These stock options vest on the anniversary of the date of the grant or the following annual stockholder meeting, whichever occurs first. Read SEC document |
| April 06, 2020 Filed Apr 6, 2020 21:13 UTC |
SWINNEY ROBERT SDirector
|
SaleCommon Stock | 1,500 | $207.15 | $310,725.00 |
DisclosureSEC source: 0001073398-20-000003 · edgardoc.xml · nonDerivative · entry 2 SWINNEY ROBERT S · CIK 0001073398 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 19,704 F1 · kind: The sales reported in this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on December 10, 2019. F2 · price: All shares sold were sold at the exact price disclosed. Read SEC document |
| April 06, 2020 Filed Apr 6, 2020 21:13 UTC |
SWINNEY ROBERT SDirector
|
OtherCommon Stock | 1,500 | $33.52 | $50,280.00 |
DisclosureSEC source: 0001073398-20-000003 · edgardoc.xml · nonDerivative · entry 1 SWINNEY ROBERT S · CIK 0001073398 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 21,204 Read SEC document |
| March 27, 2020 Filed Mar 30, 2020 15:43 UTC |
Woolson DanielVP, GM-Infusion Capital
|
Exercise / conversionCommon Stock · Derivative | 243 | $0.00 Strike: $0.00 | $0.00 |
DisclosureSEC source: 0001698998-20-000007 · edgardoc.xml · derivative · entry 3 Woolson Daniel · CIK 0001698998 · VP, GM-Infusion Capital 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Underlying: Common Stock · 243 shares Expires 2020-03-27 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · security: These securities are Restricted Stock Units. F2 · derivative.exercise_price: There is neither a purchase price nor an exercise price for the Restricted Stock Units. F3 · derivative.exercise_date: One third of the units subject to the award shall vest on each of the first, second, and third anniversaries of the grant date. Read SEC document |
| March 27, 2020 Filed Mar 30, 2020 15:43 UTC |
Woolson DanielVP, GM-Infusion Capital
|
Tax withholdingCommon Stock | 107 | $0.00 | $0.00 |
DisclosureSEC source: 0001698998-20-000007 · edgardoc.xml · nonDerivative · entry 2 Woolson Daniel · CIK 0001698998 · VP, GM-Infusion Capital 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 6,140 Read SEC document |
| March 27, 2020 Filed Mar 30, 2020 15:43 UTC |
Woolson DanielVP, GM-Infusion Capital
|
Exercise / conversionCommon Stock | 243 | $0.00 | $0.00 |
DisclosureSEC source: 0001698998-20-000007 · edgardoc.xml · nonDerivative · entry 1 Woolson Daniel · CIK 0001698998 · VP, GM-Infusion Capital 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 6,247 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| March 27, 2020 Filed Mar 30, 2020 15:39 UTC |
Voigtlander Christian B.Chief Operating Officer
|
Exercise / conversionCommon Stock · Derivative | 593 | $0.00 Strike: $0.00 | $0.00 |
DisclosureSEC source: 0001727477-20-000003 · edgardoc.xml · derivative · entry 3 Voigtlander Christian B. · CIK 0001727477 · Chief Operating Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Underlying: Common Stock · 593 shares Expires 2020-03-27 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · security: These securities are Restricted Stock Units. F2 · derivative.exercise_price: There is neither a purchase price nor an exercise price for the Restricted Stock Units. F3 · derivative.exercise_date: One third of the units subject to the award shall vest on each of the first, second, and third anniversaries of the grant date. Read SEC document |
| March 27, 2020 Filed Mar 30, 2020 15:39 UTC |
Voigtlander Christian B.Chief Operating Officer
|
Tax withholdingCommon Stock | 312 | $0.00 | $0.00 |
DisclosureSEC source: 0001727477-20-000003 · edgardoc.xml · nonDerivative · entry 2 Voigtlander Christian B. · CIK 0001727477 · Chief Operating Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 7,842 Read SEC document |
| March 27, 2020 Filed Mar 30, 2020 15:39 UTC |
Voigtlander Christian B.Chief Operating Officer
|
Exercise / conversionCommon Stock | 593 | $0.00 | $0.00 |
DisclosureSEC source: 0001727477-20-000003 · edgardoc.xml · nonDerivative · entry 1 Voigtlander Christian B. · CIK 0001727477 · Chief Operating Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 8,154 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| March 27, 2020 Filed Mar 30, 2020 15:35 UTC |
Sanzone Virginia RuthVP, General Counsel
|
Exercise / conversionCommon Stock · Derivative | 593 | $0.00 Strike: $0.00 | $0.00 |
DisclosureSEC source: 0001669639-20-000006 · edgardoc.xml · derivative · entry 3 Sanzone Virginia Ruth · CIK 0001669639 · VP, General Counsel 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Underlying: Common Stock · 593 shares Expires 2020-03-27 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · security: These securities are Restricted Stock Units. F2 · derivative.exercise_price: There is neither a purchase price nor an exercise price for the Restricted Stock Units. F3 · derivative.exercise_date: One third of the units subject to the award shall vest on each of the first, second, and third anniversaries of the grant date. Read SEC document |
| March 27, 2020 Filed Mar 30, 2020 15:35 UTC |
Sanzone Virginia RuthVP, General Counsel
|
Tax withholdingCommon Stock | 312 | $0.00 | $0.00 |
DisclosureSEC source: 0001669639-20-000006 · edgardoc.xml · nonDerivative · entry 2 Sanzone Virginia Ruth · CIK 0001669639 · VP, General Counsel 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 1,497 Read SEC document |
| March 27, 2020 Filed Mar 30, 2020 15:35 UTC |
Sanzone Virginia RuthVP, General Counsel
|
Exercise / conversionCommon Stock | 593 | $0.00 | $0.00 |
DisclosureSEC source: 0001669639-20-000006 · edgardoc.xml · nonDerivative · entry 1 Sanzone Virginia Ruth · CIK 0001669639 · VP, General Counsel 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 1,809 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| March 27, 2020 Filed Mar 30, 2020 15:31 UTC |
Jain VivekDirector · Chairman and CEO
|
Exercise / conversionCommon Stock · Derivative | 1,933 | $0.00 Strike: $0.00 | $0.00 |
DisclosureSEC source: 0001410442-20-000004 · edgardoc.xml · derivative · entry 3 Jain Vivek · CIK 0001410442 · Director · Chairman and CEO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 60 Underlying: Common Stock · 1,933 shares Expires 2020-03-27 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · security: These securities are Restricted Stock Units. F2 · derivative.exercise_price: There is neither a purchase price nor an exercise price for the Restricted Stock Units. F3 · derivative.exercise_date: One third of the units subject to the award shall vest on each of the first, second, and third anniversaries of the grant date. Read SEC document |
| March 27, 2020 Filed Mar 30, 2020 15:31 UTC |
Jain VivekDirector · Chairman and CEO
|
Tax withholdingCommon Stock | 1,049 | $0.00 | $0.00 |
DisclosureSEC source: 0001410442-20-000004 · edgardoc.xml · nonDerivative · entry 2 Jain Vivek · CIK 0001410442 · Director · Chairman and CEO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 81,241 Read SEC document |
| March 27, 2020 Filed Mar 30, 2020 15:31 UTC |
Jain VivekDirector · Chairman and CEO
|
Exercise / conversionCommon Stock | 1,933 | $0.00 | $0.00 |
DisclosureSEC source: 0001410442-20-000004 · edgardoc.xml · nonDerivative · entry 1 Jain Vivek · CIK 0001410442 · Director · Chairman and CEO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 82,290 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| March 27, 2020 Filed Mar 30, 2020 15:27 UTC |
McGrody Kevin JChief Accounting Officer
|
Exercise / conversionCommon Stock · Derivative | 647 | $0.00 Strike: $0.00 | $0.00 |
DisclosureSEC source: 0001615192-20-000003 · edgardoc.xml · derivative · entry 3 McGrody Kevin J · CIK 0001615192 · Chief Accounting Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Underlying: Common Stock · 647 shares Expires 2020-03-27 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · security: These securities are Restricted Stock Units. F2 · derivative.exercise_price: There is neither a purchase price nor an exercise price for the Restricted Stock Units. F3 · derivative.exercise_date: One third of the units subject to the award shall vest on each of the first, second, and third anniversaries of the grant date. Read SEC document |
| March 27, 2020 Filed Mar 30, 2020 15:27 UTC |
McGrody Kevin JChief Accounting Officer
|
Tax withholdingCommon Stock | 340 | $0.00 | $0.00 |
DisclosureSEC source: 0001615192-20-000003 · edgardoc.xml · nonDerivative · entry 2 McGrody Kevin J · CIK 0001615192 · Chief Accounting Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 2,060 Read SEC document |
| March 27, 2020 Filed Mar 30, 2020 15:27 UTC |
McGrody Kevin JChief Accounting Officer
|
Exercise / conversionCommon Stock | 647 | $0.00 | $0.00 |
DisclosureSEC source: 0001615192-20-000003 · edgardoc.xml · nonDerivative · entry 1 McGrody Kevin J · CIK 0001615192 · Chief Accounting Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 2,400 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| March 06, 2020 Filed Mar 10, 2020 19:46 UTC |
Voigtlander Christian B.Chief Operating Officer
|
Exercise / conversionCommon Stock · Derivative | 1,443 | $0.00 | $0.00 |
DisclosureSEC source: 0001727477-20-000002 · edgardoc.xml · derivative · entry 7 Voigtlander Christian B. · CIK 0001727477 · Chief Operating Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 2,888 Underlying: Common Stock · 1,443 shares Expires 2022-03-06 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · security: These securities are Restricted Stock Units. F2 · derivative.exercise_price: There is neither a purchase price nor an exercise price for the Restricted Stock Units. F3 · derivative.exercise_date: One third of the units subject to the award shall vest on each of the first, second, and third anniversaries of the grant date. F4 · derivative.expiration_date: These are restricted stock units that fully vest 3 years from the grant date. Read SEC document |
| March 06, 2020 Filed Mar 10, 2020 19:46 UTC |
Voigtlander Christian B.Chief Operating Officer
|
Exercise / conversionCommon Stock · Derivative | 1,173 | $0.00 | $0.00 |
DisclosureSEC source: 0001727477-20-000002 · edgardoc.xml · derivative · entry 6 Voigtlander Christian B. · CIK 0001727477 · Chief Operating Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 1,174 Underlying: Common Stock · 1,173 shares Expires 2021-03-06 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · security: These securities are Restricted Stock Units. F2 · derivative.exercise_price: There is neither a purchase price nor an exercise price for the Restricted Stock Units. F3 · derivative.exercise_date: One third of the units subject to the award shall vest on each of the first, second, and third anniversaries of the grant date. F4 · derivative.expiration_date: These are restricted stock units that fully vest 3 years from the grant date. Read SEC document |
| March 06, 2020 Filed Mar 10, 2020 19:46 UTC |
Voigtlander Christian B.Chief Operating Officer
|
Exercise / conversionCommon Stock · Derivative | 4,652 | $0.00 Strike: $0.00 | $0.00 |
DisclosureSEC source: 0001727477-20-000002 · edgardoc.xml · derivative · entry 5 Voigtlander Christian B. · CIK 0001727477 · Chief Operating Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 4,652 Underlying: Common Stock · 4,652 shares Expires 2023-03-06 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · security: These securities are Restricted Stock Units. F2 · derivative.exercise_price: There is neither a purchase price nor an exercise price for the Restricted Stock Units. F2 · derivative.exercise_date: There is neither a purchase price nor an exercise price for the Restricted Stock Units. Read SEC document |
| March 06, 2020 Filed Mar 10, 2020 19:46 UTC |
Voigtlander Christian B.Chief Operating Officer
|
Tax withholdingCommon Stock | 759 | $0.00 | $0.00 |
DisclosureSEC source: 0001727477-20-000002 · edgardoc.xml · nonDerivative · entry 4 Voigtlander Christian B. · CIK 0001727477 · Chief Operating Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 7,561 Read SEC document |
| March 06, 2020 Filed Mar 10, 2020 19:46 UTC |
Voigtlander Christian B.Chief Operating Officer
|
Exercise / conversionCommon Stock | 1,443 | $0.00 | $0.00 |
DisclosureSEC source: 0001727477-20-000002 · edgardoc.xml · nonDerivative · entry 3 Voigtlander Christian B. · CIK 0001727477 · Chief Operating Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 8,320 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| March 06, 2020 Filed Mar 10, 2020 19:46 UTC |
Voigtlander Christian B.Chief Operating Officer
|
Tax withholdingCommon Stock | 617 | $0.00 | $0.00 |
DisclosureSEC source: 0001727477-20-000002 · edgardoc.xml · nonDerivative · entry 2 Voigtlander Christian B. · CIK 0001727477 · Chief Operating Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 6,877 Read SEC document |
| March 06, 2020 Filed Mar 10, 2020 19:46 UTC |
Voigtlander Christian B.Chief Operating Officer
|
Exercise / conversionCommon Stock | 1,173 | $0.00 | $0.00 |
DisclosureSEC source: 0001727477-20-000002 · edgardoc.xml · nonDerivative · entry 1 Voigtlander Christian B. · CIK 0001727477 · Chief Operating Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 7,494 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| March 06, 2020 Filed Mar 10, 2020 19:34 UTC |
Woolson DanielVP, GM-Infusion Capital
|
Exercise / conversionCommon Stock · Derivative | 1,443 | $0.00 | $0.00 |
DisclosureSEC source: 0001698998-20-000006 · edgardoc.xml · derivative · entry 3 Woolson Daniel · CIK 0001698998 · VP, GM-Infusion Capital 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 2,888 Underlying: Common Stock · 1,443 shares Expires 2022-03-06 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · security: These Securities are Performance-based Restricted Stock Units (PRSU). F2 · derivative.exercise_price: There is neither a purchase price nor an exercise price for the PRSUs. F3 · shares: Each PRSU reflects the contingent right to receive a variable number of shares of common stock based on achieving performance goals. At the determination date, based on certification of the achievement of the performance criteria, the reporting person earned 100% of the target award amount. F4 · derivative.exercise_date: These PRSUs were granted on March 6, 2019. Vesting of these performance stock units are subject to the satisfaction of both performance-based conditions and time-based criteria. These PRSUs vest on March 6 of the first, second, and third year following the year of grant. Read SEC document |
| March 06, 2020 Filed Mar 10, 2020 19:34 UTC |
Woolson DanielVP, GM-Infusion Capital
|
Tax withholdingCommon Stock | 639 | $0.00 | $0.00 |
DisclosureSEC source: 0001698998-20-000006 · edgardoc.xml · nonDerivative · entry 2 Woolson Daniel · CIK 0001698998 · VP, GM-Infusion Capital 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 6,004 Read SEC document |
| March 06, 2020 Filed Mar 10, 2020 19:34 UTC |
Woolson DanielVP, GM-Infusion Capital
|
Exercise / conversionCommon Stock | 1,443 | $0.00 | $0.00 |
DisclosureSEC source: 0001698998-20-000006 · edgardoc.xml · nonDerivative · entry 1 Woolson Daniel · CIK 0001698998 · VP, GM-Infusion Capital 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 6,643 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| March 06, 2020 Filed Mar 10, 2020 19:26 UTC |
Jain VivekDirector · Chairman and CEO
|
Exercise / conversionCommon Stock · Derivative | 1,443 | $0.00 | $0.00 |
DisclosureSEC source: 0001410442-20-000003 · edgardoc.xml · derivative · entry 7 Jain Vivek · CIK 0001410442 · Director · Chairman and CEO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 2,888 Underlying: Common Stock · 1,443 shares Expires 2022-03-06 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F3 · security: These securities are Restricted Stock Units. F1 · derivative.exercise_price: There is neither a purchase price nor an exercise price for the Restricted Stock Units. F2 · derivative.exercise_date: One third of the units subject to the award shall vest on each of the first, second, and third anniversaries of the grant date. F4 · derivative.expiration_date: These are restricted stock units that fully vest 3 years from the grant date. Read SEC document |
| March 06, 2020 Filed Mar 10, 2020 19:26 UTC |
Jain VivekDirector · Chairman and CEO
|
Exercise / conversionCommon Stock · Derivative | 2,681 | $0.00 | $0.00 |
DisclosureSEC source: 0001410442-20-000003 · edgardoc.xml · derivative · entry 6 Jain Vivek · CIK 0001410442 · Director · Chairman and CEO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 2,681 Underlying: Common Stock · 2,681 shares Expires 2021-03-06 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F3 · security: These securities are Restricted Stock Units. F1 · derivative.exercise_price: There is neither a purchase price nor an exercise price for the Restricted Stock Units. F2 · derivative.exercise_date: One third of the units subject to the award shall vest on each of the first, second, and third anniversaries of the grant date. F4 · derivative.expiration_date: These are restricted stock units that fully vest 3 years from the grant date. Read SEC document |
| March 06, 2020 Filed Mar 10, 2020 19:26 UTC |
Jain VivekDirector · Chairman and CEO
|
Exercise / conversionCommon Stock · Derivative | 5,317 | $0.00 Strike: $0.00 | $0.00 |
DisclosureSEC source: 0001410442-20-000003 · edgardoc.xml · derivative · entry 5 Jain Vivek · CIK 0001410442 · Director · Chairman and CEO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 5,317 Underlying: Common Stock · 5,317 shares Expires 2023-03-06 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · derivative.exercise_price: There is neither a purchase price nor an exercise price for the Restricted Stock Units. F2 · derivative.exercise_date: One third of the units subject to the award shall vest on each of the first, second, and third anniversaries of the grant date. Read SEC document |
| March 06, 2020 Filed Mar 10, 2020 19:26 UTC |
Jain VivekDirector · Chairman and CEO
|
Tax withholdingCommon Stock | 759 | $0.00 | $0.00 |
DisclosureSEC source: 0001410442-20-000003 · edgardoc.xml · nonDerivative · entry 4 Jain Vivek · CIK 0001410442 · Director · Chairman and CEO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 80,357 Read SEC document |
| March 06, 2020 Filed Mar 10, 2020 19:26 UTC |
Jain VivekDirector · Chairman and CEO
|
Exercise / conversionCommon Stock | 1,443 | $0.00 | $0.00 |
DisclosureSEC source: 0001410442-20-000003 · edgardoc.xml · nonDerivative · entry 3 Jain Vivek · CIK 0001410442 · Director · Chairman and CEO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 81,116 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| March 06, 2020 Filed Mar 10, 2020 19:26 UTC |
Jain VivekDirector · Chairman and CEO
|
Tax withholdingCommon Stock | 1,411 | $0.00 | $0.00 |
DisclosureSEC source: 0001410442-20-000003 · edgardoc.xml · nonDerivative · entry 2 Jain Vivek · CIK 0001410442 · Director · Chairman and CEO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 79,673 Read SEC document |
| March 06, 2020 Filed Mar 10, 2020 19:26 UTC |
Jain VivekDirector · Chairman and CEO
|
Exercise / conversionCommon Stock | 2,681 | $0.00 | $0.00 |
DisclosureSEC source: 0001410442-20-000003 · edgardoc.xml · nonDerivative · entry 1 Jain Vivek · CIK 0001410442 · Director · Chairman and CEO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 81,084 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| March 06, 2020 Filed Mar 10, 2020 19:21 UTC |
Sanzone Virginia RuthVP, General Counsel
|
Exercise / conversionPerformance Shares · Derivative | 1,443 | $0.00 | $0.00 |
DisclosureSEC source: 0001669639-20-000005 · edgardoc.xml · derivative · entry 3 Sanzone Virginia Ruth · CIK 0001669639 · VP, General Counsel 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 2,888 Underlying: Common Stock · 1,443 shares Expires 2022-03-06 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · security: These Securities are Performance-based Restricted Stock Units (PRSU). F2 · derivative.exercise_price: There is neither a purchase price nor an exercise price for the PRSUs. F3 · shares: Each PRSU reflects the contingent right to receive a variable number of shares of common stock based on achieving performance goals. At the determination date, based on certification of the achievement of the performance criteria, the reporting person earned 100% of the target award amount. F4 · derivative.exercise_date: These PRSUs were granted on March 6, 2019. Vesting of these performance stock units are subject to the satisfaction of both performance-based conditions and time-based criteria. These PRSUs vest on March 6 of the first, second, and third year following the year of grant. Read SEC document |
| March 06, 2020 Filed Mar 10, 2020 19:21 UTC |
Sanzone Virginia RuthVP, General Counsel
|
Tax withholdingCommon Stock | 759 | $0.00 | $0.00 |
DisclosureSEC source: 0001669639-20-000005 · edgardoc.xml · nonDerivative · entry 2 Sanzone Virginia Ruth · CIK 0001669639 · VP, General Counsel 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 1,216 Read SEC document |
| March 06, 2020 Filed Mar 10, 2020 19:21 UTC |
Sanzone Virginia RuthVP, General Counsel
|
Exercise / conversionCommon Stock | 1,443 | $0.00 | $0.00 |
DisclosureSEC source: 0001669639-20-000005 · edgardoc.xml · nonDerivative · entry 1 Sanzone Virginia Ruth · CIK 0001669639 · VP, General Counsel 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 1,975 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| March 06, 2020 Filed Mar 10, 2020 19:15 UTC |
McGrody Kevin JChief Accounting Officer
|
Exercise / conversionCommon Stock · Derivative | 2,659 | $0.00 | $0.00 |
DisclosureSEC source: 0001615192-20-000002 · edgardoc.xml · derivative · entry 7 McGrody Kevin J · CIK 0001615192 · Chief Accounting Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 2,659 Underlying: Common Stock · 2,659 shares Expires 2023-03-06 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · security: These securities are Restricted Stock Units. F2 · derivative.exercise_price: There is neither a purchase price nor an exercise price for the Restricted Stock Units. F3 · derivative.exercise_date: One third of the units subject to the award shall vest on each of the first, second, and third anniversaries of the grant date. Read SEC document |
| March 06, 2020 Filed Mar 10, 2020 19:15 UTC |
McGrody Kevin JChief Accounting Officer
|
Exercise / conversionCommon Stock · Derivative | 1,010 | $0.00 | $0.00 |
DisclosureSEC source: 0001615192-20-000002 · edgardoc.xml · derivative · entry 6 McGrody Kevin J · CIK 0001615192 · Chief Accounting Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 2,022 Underlying: Common Stock · 1,010 shares Expires 2022-03-06 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · security: These securities are Restricted Stock Units. F2 · derivative.exercise_price: There is neither a purchase price nor an exercise price for the Restricted Stock Units. F3 · derivative.exercise_date: One third of the units subject to the award shall vest on each of the first, second, and third anniversaries of the grant date. F4 · derivative.expiration_date: These are restricted stock units that fully vest 3 years from the grant date. Read SEC document |
| March 06, 2020 Filed Mar 10, 2020 19:15 UTC |
McGrody Kevin JChief Accounting Officer
|
Exercise / conversionCommon Stock · Derivative | 670 | $0.00 | $0.00 |
DisclosureSEC source: 0001615192-20-000002 · edgardoc.xml · derivative · entry 5 McGrody Kevin J · CIK 0001615192 · Chief Accounting Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 671 Underlying: Common Stock · 670 shares Expires 2021-03-06 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · security: These securities are Restricted Stock Units. F2 · derivative.exercise_price: There is neither a purchase price nor an exercise price for the Restricted Stock Units. F3 · derivative.exercise_date: One third of the units subject to the award shall vest on each of the first, second, and third anniversaries of the grant date. F4 · derivative.expiration_date: These are restricted stock units that fully vest 3 years from the grant date. Read SEC document |
| March 06, 2020 Filed Mar 10, 2020 19:15 UTC |
McGrody Kevin JChief Accounting Officer
|
Tax withholdingCommon Stock | 531 | $0.00 | $0.00 |
DisclosureSEC source: 0001615192-20-000002 · edgardoc.xml · nonDerivative · entry 4 McGrody Kevin J · CIK 0001615192 · Chief Accounting Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 1,753 Read SEC document |
| March 06, 2020 Filed Mar 10, 2020 19:15 UTC |
McGrody Kevin JChief Accounting Officer
|
Exercise / conversionCommon Stock | 1,010 | $0.00 | $0.00 |
DisclosureSEC source: 0001615192-20-000002 · edgardoc.xml · nonDerivative · entry 3 McGrody Kevin J · CIK 0001615192 · Chief Accounting Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 2,284 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| March 06, 2020 Filed Mar 10, 2020 19:15 UTC |
McGrody Kevin JChief Accounting Officer
|
Tax withholdingCommon Stock | 351 | $0.00 | $0.00 |
DisclosureSEC source: 0001615192-20-000002 · edgardoc.xml · nonDerivative · entry 2 McGrody Kevin J · CIK 0001615192 · Chief Accounting Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 1,274 Read SEC document |
| March 06, 2020 Filed Mar 10, 2020 19:15 UTC |
McGrody Kevin JChief Accounting Officer
|
Exercise / conversionCommon Stock | 670 | $0.00 | $0.00 |
DisclosureSEC source: 0001615192-20-000002 · edgardoc.xml · nonDerivative · entry 1 McGrody Kevin J · CIK 0001615192 · Chief Accounting Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 1,625 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · security: These securities are Restricted Stock Units. Read SEC document |
| March 06, 2020 Filed Mar 10, 2020 18:59 UTC |
Bonnell Brian MichaelChief Financial Officer
|
Exercise / conversionCommon Stock · Derivative | 4,652 | $0.00 Strike: $0.00 | $0.00 |
DisclosureSEC source: 0001804831-20-000003 · edgardoc.xml · derivative · entry 4 Bonnell Brian Michael · CIK 0001804831 · Chief Financial Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 4,652 Underlying: Common Stock · 4,652 shares Expires 2023-03-06 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · security: These securities are Restricted Stock Units. F2 · derivative.exercise_price: There is neither a purchase price nor an exercise price for the Restricted Stock Units. F3 · derivative.exercise_date: One third of the units subject to the award shall vest on each of the first, second, and third anniversaries of the grant date. Read SEC document |
| March 06, 2020 Filed Mar 10, 2020 18:59 UTC |
Bonnell Brian MichaelChief Financial Officer
|
Exercise / conversionCommon Stock · Derivative | 722 | $0.00 Strike: $0.00 | $0.00 |
DisclosureSEC source: 0001804831-20-000003 · edgardoc.xml · derivative · entry 3 Bonnell Brian Michael · CIK 0001804831 · Chief Financial Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 1,444 Underlying: Common Stock · 722 shares Expires 2022-03-06 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · security: These securities are Restricted Stock Units. F2 · derivative.exercise_price: There is neither a purchase price nor an exercise price for the Restricted Stock Units. F3 · derivative.exercise_date: One third of the units subject to the award shall vest on each of the first, second, and third anniversaries of the grant date. F4 · derivative.expiration_date: These are restricted stock units that fully vest 3 years from the grant date. Read SEC document |
| March 06, 2020 Filed Mar 10, 2020 18:59 UTC |
Bonnell Brian MichaelChief Financial Officer
|
Tax withholdingCommon Stock | 377 | $0.00 | $0.00 |
DisclosureSEC source: 0001804831-20-000003 · edgardoc.xml · nonDerivative · entry 2 Bonnell Brian Michael · CIK 0001804831 · Chief Financial Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 345 Read SEC document |
Value uses the disclosed total when available, otherwise shares × reported transaction price. It is not an estimate of exercise cash cost or investment performance.