Tapewire

Nasdaq · USD

ICUI

ICU MEDICAL INC/DE

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Tapewire entity
2385
SEC CIK
0000883984
Parsed reports
427

Last 12 months

Inside the activity.

0 purchase rows · 19 sale rows

Disclosed non-derivative P/S rows, by transaction month. Includes amendments and private transactions.
Monthly counts
MonthPurchasesSales
Nov 202503
Dec 202500
Jan 202600
Feb 202600
Mar 202600
Apr 202600
May 202603
Jun 202600
Jul 202600
Aug 202608
Sep 202605
Oct 202600

Latest available

Insider transactions

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Purchases/sales include open-market and private transactions. Plan disclosure applies to the filing; individual rows may differ. “Not disclosed” is not “unplanned.”

The cutoff filters transaction history only. Company summaries and owner relationships show the latest available disclosures. Parser corrections can improve historical records.

Transaction dateOwner / reported roleActivity / securityShares / unitsReported priceReported valueDetails
May 11, 2022 Filed May 12, 2022 18:38 UTC Exercise / conversionCommon Stock 352 $0.00 $0.00
Disclosure

SEC source: 0001871884-22-000001 · edgardoc.xml · nonDerivative · entry 1

Hernandez Laurie · CIK 0001871884 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 452

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · security: These securities are Restricted Stock Units.

F2 · price: There is neither a purchase price nor an exercise price for the Restricted Stock Units.

Read SEC document
May 11, 2022 Filed May 12, 2022 18:17 UTC Exercise / conversionCommon Stock · Derivative 433 $0.00 Strike: $0.00 $0.00
Disclosure

SEC source: 0001645866-22-000001 · edgardoc.xml · derivative · entry 3

Greenberg David C. · CIK 0001645866 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 433 shares

Expires 2022-05-11

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · security: These securities are Restricted Stock Units.

F2 · derivative.exercise_price: There is neither a purchase price nor an exercise price for the Restricted Stock Units.

F3 · derivative.exercise_date: These awards vest on the anniversary of the date of the grant or the following annual stockholder meeting, whichever occurs first.

Read SEC document
May 11, 2022 Filed May 12, 2022 18:17 UTC Exercise / conversionCommon Stock 433 $0.00 $0.00
Disclosure

SEC source: 0001645866-22-000001 · edgardoc.xml · nonDerivative · entry 1

Greenberg David C. · CIK 0001645866 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 3,604

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · security: These securities are Restricted Stock Units.

F2 · price: There is neither a purchase price nor an exercise price for the Restricted Stock Units.

Read SEC document
March 08, 2022 Filed Mar 9, 2022 00:27 UTC
Voigtlander Christian B.Chief Operating Officer
Exercise / conversionCommon Stock · Derivative 2,209 $0.00 Strike: $0.00 $0.00
Disclosure

SEC source: 0001727477-22-000001 · edgardoc.xml · derivative · entry 8

Voigtlander Christian B. · CIK 0001727477 · Chief Operating Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 4,419

Underlying: Common Stock · 2,209 shares

Expires 2024-03-08

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · security: These securities are Restricted Stock Units.

F2 · derivative.exercise_price: There is neither a purchase price nor an exercise price for the Restricted Stock Units.

F4 · derivative.exercise_date: One third of the units subject to the award shall vest on each of the first, second, and third anniversaries of the grant date.

Read SEC document
March 08, 2022 Filed Mar 9, 2022 00:27 UTC
Voigtlander Christian B.Chief Operating Officer
Tax withholdingCommon Stock 1,163 $0.00 $0.00
Disclosure

SEC source: 0001727477-22-000001 · edgardoc.xml · nonDerivative · entry 6

Voigtlander Christian B. · CIK 0001727477 · Chief Operating Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 13,515

Read SEC document
March 08, 2022 Filed Mar 9, 2022 00:27 UTC
Voigtlander Christian B.Chief Operating Officer
Exercise / conversionCommon Stock 2,209 $0.00 $0.00
Disclosure

SEC source: 0001727477-22-000001 · edgardoc.xml · nonDerivative · entry 5

Voigtlander Christian B. · CIK 0001727477 · Chief Operating Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 14,678

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · security: These securities are Restricted Stock Units.

Read SEC document
March 08, 2022 Filed Mar 9, 2022 00:23 UTC
Woolson DanielVP, GM-Infusion Capital
Exercise / conversionPerformance Shares · Derivative 2,020 $0.00 Strike: $0.00 $0.00
Disclosure

SEC source: 0001698998-22-000001 · edgardoc.xml · derivative · entry 9

Woolson Daniel · CIK 0001698998 · VP, GM-Infusion Capital

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 4,040

Underlying: Common Stock · 2,020 shares

Expires 2024-03-08

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · security: These Securities are Performance-based Restricted Stock Units (PRSU).

F6 · derivative.exercise_price: There is neither a purchase price nor an exercise price for the PRSUs.

F8 · derivative.exercise_date: These PRSUs were granted on March 6, 2021. Vesting of these performance stock units are subject to the satisfaction of both performance-based conditions and time-based criteria. These PRSUs vest on March 6 of the first, second, and third year following the year of grant.

Read SEC document
March 08, 2022 Filed Mar 9, 2022 00:23 UTC
Woolson DanielVP, GM-Infusion Capital
Tax withholdingCommon Stock 894 $0.00 $0.00
Disclosure

SEC source: 0001698998-22-000001 · edgardoc.xml · nonDerivative · entry 6

Woolson Daniel · CIK 0001698998 · VP, GM-Infusion Capital

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 10,883

Read SEC document
March 08, 2022 Filed Mar 9, 2022 00:23 UTC
Woolson DanielVP, GM-Infusion Capital
Exercise / conversionCommon Stock 2,020 $0.00 $0.00
Disclosure

SEC source: 0001698998-22-000001 · edgardoc.xml · nonDerivative · entry 5

Woolson Daniel · CIK 0001698998 · VP, GM-Infusion Capital

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 11,777

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · security: These Securities are Performance-based Restricted Stock Units (PRSU).

Read SEC document
March 08, 2022 Filed Mar 9, 2022 00:19 UTC
Sanzone Virginia RuthVP, General Counsel
Exercise / conversionPerformance Shares · Derivative 2,272 $0.00 Strike: $0.00 $0.00
Disclosure

SEC source: 0001669639-22-000001 · edgardoc.xml · derivative · entry 8

Sanzone Virginia Ruth · CIK 0001669639 · VP, General Counsel

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 4,545

Underlying: Common Stock · 2,272 shares

Expires 2024-03-08

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · security: These Securities are Performance-based Restricted Stock Units (PRSU).

F6 · derivative.exercise_price: There is neither a purchase price nor an exercise price for the PRSUs.

F7 · derivative.exercise_date: These PRSUs were granted on March 6, 2021. Vesting of these performance stock units are subject to the satisfaction of both performance-based conditions and time-based criteria. These PRSUs vest on March 6 of the first, second, and third year following the year of grant.

Read SEC document
March 08, 2022 Filed Mar 9, 2022 00:19 UTC
Sanzone Virginia RuthVP, General Counsel
Tax withholdingCommon Stock 1,196 $0.00 $0.00
Disclosure

SEC source: 0001669639-22-000001 · edgardoc.xml · nonDerivative · entry 6

Sanzone Virginia Ruth · CIK 0001669639 · VP, General Counsel

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 4,121

Read SEC document
March 08, 2022 Filed Mar 9, 2022 00:19 UTC
Sanzone Virginia RuthVP, General Counsel
Exercise / conversionCommon Stock 2,272 $0.00 $0.00
Disclosure

SEC source: 0001669639-22-000001 · edgardoc.xml · nonDerivative · entry 5

Sanzone Virginia Ruth · CIK 0001669639 · VP, General Counsel

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 5,317

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · security: These Securities are Performance-based Restricted Stock Units (PRSU).

Read SEC document
March 08, 2022 Filed Mar 9, 2022 00:15 UTC
McGrody Kevin JChief Accounting Officer
Exercise / conversionCommon Stock · Derivative 841 $0.00 Strike: $0.00 $0.00
Disclosure

SEC source: 0001615192-22-000001 · edgardoc.xml · derivative · entry 7

McGrody Kevin J · CIK 0001615192 · Chief Accounting Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 1,684

Underlying: Common Stock · 841 shares

Expires 2024-03-08

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · security: These securities are Restricted Stock Units.

F2 · derivative.exercise_price: There is neither a purchase price nor an exercise price for the Restricted Stock Units.

F3 · derivative.exercise_date: One third of the units subject to the award shall vest on each of the first, second, and third anniversaries of the grant date.

F4 · derivative.expiration_date: These are restricted stock units that fully vest 3 years from the grant date.

Read SEC document
March 08, 2022 Filed Mar 9, 2022 00:15 UTC
McGrody Kevin JChief Accounting Officer
Exercise / conversionCommon Stock 841 $0.00 $0.00
Disclosure

SEC source: 0001615192-22-000001 · edgardoc.xml · nonDerivative · entry 6

McGrody Kevin J · CIK 0001615192 · Chief Accounting Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 4,846

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
March 08, 2022 Filed Mar 9, 2022 00:15 UTC
McGrody Kevin JChief Accounting Officer
Tax withholdingCommon Stock 442 $0.00 $0.00
Disclosure

SEC source: 0001615192-22-000001 · edgardoc.xml · nonDerivative · entry 5

McGrody Kevin J · CIK 0001615192 · Chief Accounting Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 4,005

Read SEC document
March 08, 2022 Filed Mar 9, 2022 00:00 UTC
Bonnell Brian MichaelChief Financial Officer
Exercise / conversionCommon Stock · Derivative 2,209 $0.00 Strike: $0.00 $0.00
Disclosure

SEC source: 0001804831-22-000001 · edgardoc.xml · derivative · entry 9

Bonnell Brian Michael · CIK 0001804831 · Chief Financial Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 4,419

Underlying: Common Stock · 2,209 shares

Expires 2024-03-08

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · security: These securities are Restricted Stock Units.

F2 · derivative.exercise_price: There is neither a purchase price nor an exercise price for the Restricted Stock Units.

F3 · derivative.exercise_date: One third of the units subject to the award shall vest on each of the first, second, and third anniversaries of the grant date.

F4 · derivative.expiration_date: These are restricted stock units that fully vest 3 years from the grant date.

Read SEC document
March 08, 2022 Filed Mar 9, 2022 00:00 UTC
Bonnell Brian MichaelChief Financial Officer
Tax withholdingCommon Stock 1,163 $0.00 $0.00
Disclosure

SEC source: 0001804831-22-000001 · edgardoc.xml · nonDerivative · entry 6

Bonnell Brian Michael · CIK 0001804831 · Chief Financial Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 5,477

Read SEC document
March 08, 2022 Filed Mar 9, 2022 00:00 UTC
Bonnell Brian MichaelChief Financial Officer
Exercise / conversionCommon Stock 2,209 $0.00 $0.00
Disclosure

SEC source: 0001804831-22-000001 · edgardoc.xml · nonDerivative · entry 5

Bonnell Brian Michael · CIK 0001804831 · Chief Financial Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 6,640

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · security: These securities are Restricted Stock Units.

Read SEC document
March 08, 2022 Filed Mar 9, 2022 00:11 UTC
Jain VivekDirector · Chairman and CEO
Exercise / conversionCommon Stock · Derivative 2,524 $0.00 Strike: $0.00 $0.00
Disclosure

SEC source: 0001410442-22-000002 · edgardoc.xml · derivative · entry 9

Jain Vivek · CIK 0001410442 · Director · Chairman and CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 5,050

Underlying: Common Stock · 2,524 shares

Expires 2024-03-08

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F3 · derivative.exercise_price: There is neither a purchase price nor an exercise price for the Restricted Stock Units.

F4 · derivative.exercise_date: One third of the units subject to the award shall vest on each of the first, second, and third anniversaries of the grant date.

Read SEC document
March 08, 2022 Filed Mar 9, 2022 00:11 UTC
Jain VivekDirector · Chairman and CEO
Tax withholdingCommon Stock 1,328 $0.00 $0.00
Disclosure

SEC source: 0001410442-22-000002 · edgardoc.xml · nonDerivative · entry 6

Jain Vivek · CIK 0001410442 · Director · Chairman and CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 15,499

Read SEC document
March 08, 2022 Filed Mar 9, 2022 00:11 UTC
Jain VivekDirector · Chairman and CEO
Exercise / conversionCommon Stock 2,524 $0.00 $0.00
Disclosure

SEC source: 0001410442-22-000002 · edgardoc.xml · nonDerivative · entry 5

Jain Vivek · CIK 0001410442 · Director · Chairman and CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 16,827

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
March 07, 2022 Filed Mar 9, 2022 00:27 UTC
Voigtlander Christian B.Chief Operating Officer
GrantCommon Stock · Derivative 6,436 $0.00 Strike: $0.00 $0.00
Disclosure

SEC source: 0001727477-22-000001 · edgardoc.xml · derivative · entry 9

Voigtlander Christian B. · CIK 0001727477 · Chief Operating Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 6,436

Underlying: Common Stock · 6,436 shares

Expires 2025-03-07

F1 · security: These securities are Restricted Stock Units.

F2 · derivative.exercise_price: There is neither a purchase price nor an exercise price for the Restricted Stock Units.

F4 · derivative.exercise_date: One third of the units subject to the award shall vest on each of the first, second, and third anniversaries of the grant date.

F3 · derivative.expiration_date: These are restricted stock units that fully vest 3 years from the grant date.

Read SEC document
March 07, 2022 Filed Mar 9, 2022 00:23 UTC
Woolson DanielVP, GM-Infusion Capital
GrantCommon Stock · Derivative 2,897 $0.00 Strike: $0.00 $0.00
Disclosure

SEC source: 0001698998-22-000001 · edgardoc.xml · derivative · entry 7

Woolson Daniel · CIK 0001698998 · VP, GM-Infusion Capital

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 2,897

Underlying: Common Stock · 2,897 shares

Expires 2025-03-07

F2 · security: These securities are Restricted Stock Units.

F3 · derivative.exercise_price: There is neither a purchase price nor an exercise price for the Restricted Stock Units.

F4 · derivative.exercise_date: One third of the units subject to the award shall vest on each of the first, second, and third anniversaries of the grant date.

F5 · derivative.expiration_date: These are restricted stock units that fully vest 3 years from the grant date.

Read SEC document
March 07, 2022 Filed Mar 9, 2022 00:19 UTC
Sanzone Virginia RuthVP, General Counsel
GrantCommon Stock · Derivative 3,218 $0.00 Strike: $0.00 $0.00
Disclosure

SEC source: 0001669639-22-000001 · edgardoc.xml · derivative · entry 7

Sanzone Virginia Ruth · CIK 0001669639 · VP, General Counsel

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 3,218

Underlying: Common Stock · 3,218 shares

Expires 2025-03-07

F2 · security: These securities are Restricted Stock Units.

F3 · derivative.exercise_price: There is neither a purchase price nor an exercise price for the Restricted Stock Units.

F4 · derivative.exercise_date: One third of the units subject to the award shall vest on each of the first, second, and third anniversaries of the grant date.

F5 · derivative.expiration_date: These are restricted stock units that fully vest 3 years from the grant date.

Read SEC document
March 07, 2022 Filed Mar 9, 2022 00:00 UTC
Bonnell Brian MichaelChief Financial Officer
GrantCommon Stock · Derivative 6,436 $0.00 Strike: $0.00 $0.00
Disclosure

SEC source: 0001804831-22-000001 · edgardoc.xml · derivative · entry 10

Bonnell Brian Michael · CIK 0001804831 · Chief Financial Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 6,436

Underlying: Common Stock · 6,436 shares

Expires 2025-03-07

F1 · security: These securities are Restricted Stock Units.

F2 · derivative.exercise_price: There is neither a purchase price nor an exercise price for the Restricted Stock Units.

F3 · derivative.exercise_date: One third of the units subject to the award shall vest on each of the first, second, and third anniversaries of the grant date.

F4 · derivative.expiration_date: These are restricted stock units that fully vest 3 years from the grant date.

Read SEC document
March 07, 2022 Filed Mar 9, 2022 00:11 UTC
Jain VivekDirector · Chairman and CEO
GrantCommon Stock · Derivative 9,654 $0.00 Strike: $0.00 $0.00
Disclosure

SEC source: 0001410442-22-000002 · edgardoc.xml · derivative · entry 10

Jain Vivek · CIK 0001410442 · Director · Chairman and CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 9,654

Underlying: Common Stock · 9,654 shares

Expires 2025-03-07

F1 · security: These securities are Restricted Stock Units.

F3 · derivative.exercise_price: There is neither a purchase price nor an exercise price for the Restricted Stock Units.

F4 · derivative.exercise_date: One third of the units subject to the award shall vest on each of the first, second, and third anniversaries of the grant date.

F5 · derivative.expiration_date: These are restricted stock units that fully vest 3 years from the grant date.

Read SEC document
March 06, 2022 Filed Mar 9, 2022 00:27 UTC
Voigtlander Christian B.Chief Operating Officer
Exercise / conversionCommon Stock · Derivative 1,444 $0.00 $0.00
Disclosure

SEC source: 0001727477-22-000001 · edgardoc.xml · derivative · entry 10

Voigtlander Christian B. · CIK 0001727477 · Chief Operating Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 1,444 shares

Expires 2022-03-06

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · security: These securities are Restricted Stock Units.

F2 · derivative.exercise_price: There is neither a purchase price nor an exercise price for the Restricted Stock Units.

F4 · derivative.exercise_date: One third of the units subject to the award shall vest on each of the first, second, and third anniversaries of the grant date.

F3 · derivative.expiration_date: These are restricted stock units that fully vest 3 years from the grant date.

Read SEC document
March 06, 2022 Filed Mar 9, 2022 00:27 UTC
Voigtlander Christian B.Chief Operating Officer
Exercise / conversionCommon Stock · Derivative 1,551 $0.00 Strike: $0.00 $0.00
Disclosure

SEC source: 0001727477-22-000001 · edgardoc.xml · derivative · entry 7

Voigtlander Christian B. · CIK 0001727477 · Chief Operating Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 1,551

Underlying: Common Stock · 1,551 shares

Expires 2023-03-06

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · security: These securities are Restricted Stock Units.

F2 · derivative.exercise_price: There is neither a purchase price nor an exercise price for the Restricted Stock Units.

F2 · derivative.exercise_date: There is neither a purchase price nor an exercise price for the Restricted Stock Units.

F3 · derivative.expiration_date: These are restricted stock units that fully vest 3 years from the grant date.

Read SEC document
March 06, 2022 Filed Mar 9, 2022 00:27 UTC
Voigtlander Christian B.Chief Operating Officer
Tax withholdingCommon Stock 816 $242.93 $198,230.88
Disclosure

SEC source: 0001727477-22-000001 · edgardoc.xml · nonDerivative · entry 4

Voigtlander Christian B. · CIK 0001727477 · Chief Operating Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 12,469

Read SEC document
March 06, 2022 Filed Mar 9, 2022 00:27 UTC
Voigtlander Christian B.Chief Operating Officer
Exercise / conversionCommon Stock 1,551 $0.00 $0.00
Disclosure

SEC source: 0001727477-22-000001 · edgardoc.xml · nonDerivative · entry 3

Voigtlander Christian B. · CIK 0001727477 · Chief Operating Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 13,285

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · security: These securities are Restricted Stock Units.

Read SEC document
March 06, 2022 Filed Mar 9, 2022 00:27 UTC
Voigtlander Christian B.Chief Operating Officer
Tax withholdingCommon Stock 760 $242.93 $184,626.80
Disclosure

SEC source: 0001727477-22-000001 · edgardoc.xml · nonDerivative · entry 2

Voigtlander Christian B. · CIK 0001727477 · Chief Operating Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 11,734

Read SEC document
March 06, 2022 Filed Mar 9, 2022 00:27 UTC
Voigtlander Christian B.Chief Operating Officer
Exercise / conversionCommon Stock 1,444 $0.00 $0.00
Disclosure

SEC source: 0001727477-22-000001 · edgardoc.xml · nonDerivative · entry 1

Voigtlander Christian B. · CIK 0001727477 · Chief Operating Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 12,494

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · security: These securities are Restricted Stock Units.

Read SEC document
March 06, 2022 Filed Mar 9, 2022 00:23 UTC
Woolson DanielVP, GM-Infusion Capital
Exercise / conversionPerformance Shares · Derivative 1,418 $0.00 $0.00
Disclosure

SEC source: 0001698998-22-000001 · edgardoc.xml · derivative · entry 10

Woolson Daniel · CIK 0001698998 · VP, GM-Infusion Capital

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 1,417

Underlying: Common Stock · 1,418 shares

Expires 2023-03-06

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · security: These Securities are Performance-based Restricted Stock Units (PRSU).

F6 · derivative.exercise_price: There is neither a purchase price nor an exercise price for the PRSUs.

F9 · derivative.exercise_date: These PRSUs were granted on March 6, 2020. Vesting of these performance stock units are subject to the satisfaction of both performance-based conditions and time-based criteria. These PRSUs vest on March 6 of the first, second, and third year following the year of grant.

Read SEC document
March 06, 2022 Filed Mar 9, 2022 00:23 UTC
Woolson DanielVP, GM-Infusion Capital
Exercise / conversionCommon Stock · Derivative 1,444 $0.00 $0.00
Disclosure

SEC source: 0001698998-22-000001 · edgardoc.xml · derivative · entry 8

Woolson Daniel · CIK 0001698998 · VP, GM-Infusion Capital

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 1,444 shares

Expires 2022-03-06

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · security: These Securities are Performance-based Restricted Stock Units (PRSU).

F6 · derivative.exercise_price: There is neither a purchase price nor an exercise price for the PRSUs.

F7 · derivative.exercise_date: These PRSUs were granted on March 6, 2019. Vesting of these performance stock units are subject to the satisfaction of both performance-based conditions and time-based criteria. These PRSUs vest on March 6 of the first, second, and third year following the year of grant.

Read SEC document
March 06, 2022 Filed Mar 9, 2022 00:23 UTC
Woolson DanielVP, GM-Infusion Capital
Tax withholdingCommon Stock 628 $0.00 $0.00
Disclosure

SEC source: 0001698998-22-000001 · edgardoc.xml · nonDerivative · entry 4

Woolson Daniel · CIK 0001698998 · VP, GM-Infusion Capital

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 9,757

F2 · security: These securities are Restricted Stock Units.

Read SEC document
March 06, 2022 Filed Mar 9, 2022 00:23 UTC
Woolson DanielVP, GM-Infusion Capital
Exercise / conversionCommon Stock 1,418 $0.00 $0.00
Disclosure

SEC source: 0001698998-22-000001 · edgardoc.xml · nonDerivative · entry 3

Woolson Daniel · CIK 0001698998 · VP, GM-Infusion Capital

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 10,385

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · security: These Securities are Performance-based Restricted Stock Units (PRSU).

Read SEC document
March 06, 2022 Filed Mar 9, 2022 00:23 UTC
Woolson DanielVP, GM-Infusion Capital
Tax withholdingCommon Stock 639 $242.93 $155,232.27
Disclosure

SEC source: 0001698998-22-000001 · edgardoc.xml · nonDerivative · entry 2

Woolson Daniel · CIK 0001698998 · VP, GM-Infusion Capital

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 8,967

Read SEC document
March 06, 2022 Filed Mar 9, 2022 00:23 UTC
Woolson DanielVP, GM-Infusion Capital
Exercise / conversionCommon Stock 1,444 $0.00 $0.00
Disclosure

SEC source: 0001698998-22-000001 · edgardoc.xml · nonDerivative · entry 1

Woolson Daniel · CIK 0001698998 · VP, GM-Infusion Capital

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 9,606

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · security: These Securities are Performance-based Restricted Stock Units (PRSU).

Read SEC document
March 06, 2022 Filed Mar 9, 2022 00:19 UTC
Sanzone Virginia RuthVP, General Counsel
Exercise / conversionPerformance Shares · Derivative 1,595 $0.00 $0.00
Disclosure

SEC source: 0001669639-22-000001 · edgardoc.xml · derivative · entry 10

Sanzone Virginia Ruth · CIK 0001669639 · VP, General Counsel

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 1,595

Underlying: Common Stock · 1,595 shares

Expires 2023-03-06

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · security: These Securities are Performance-based Restricted Stock Units (PRSU).

F6 · derivative.exercise_price: There is neither a purchase price nor an exercise price for the PRSUs.

F9 · derivative.exercise_date: These PRSUs were granted on March 6, 2020. Vesting of these performance stock units are subject to the satisfaction of both performance-based conditions and time-based criteria. These PRSUs vest on March 6 of the first, second, and third year following the year of grant.

Read SEC document
March 06, 2022 Filed Mar 9, 2022 00:19 UTC
Sanzone Virginia RuthVP, General Counsel
Exercise / conversionPerformance Shares · Derivative 1,444 $0.00 $0.00
Disclosure

SEC source: 0001669639-22-000001 · edgardoc.xml · derivative · entry 9

Sanzone Virginia Ruth · CIK 0001669639 · VP, General Counsel

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 1,444 shares

Expires 2022-03-06

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · security: These Securities are Performance-based Restricted Stock Units (PRSU).

F6 · derivative.exercise_price: There is neither a purchase price nor an exercise price for the PRSUs.

F8 · derivative.exercise_date: These PRSUs were granted on March 6, 2019. Vesting of these performance stock units are subject to the satisfaction of both performance-based conditions and time-based criteria. These PRSUs vest on March 6 of the first, second, and third year following the year of grant.

Read SEC document
March 06, 2022 Filed Mar 9, 2022 00:19 UTC
Sanzone Virginia RuthVP, General Counsel
Tax withholdingCommon Stock 839 $242.93 $203,818.27
Disclosure

SEC source: 0001669639-22-000001 · edgardoc.xml · nonDerivative · entry 4

Sanzone Virginia Ruth · CIK 0001669639 · VP, General Counsel

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 3,045

Read SEC document
March 06, 2022 Filed Mar 9, 2022 00:19 UTC
Sanzone Virginia RuthVP, General Counsel
Exercise / conversionCommon Stock 1,595 $0.00 $0.00
Disclosure

SEC source: 0001669639-22-000001 · edgardoc.xml · nonDerivative · entry 3

Sanzone Virginia Ruth · CIK 0001669639 · VP, General Counsel

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 3,884

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · security: These Securities are Performance-based Restricted Stock Units (PRSU).

Read SEC document
March 06, 2022 Filed Mar 9, 2022 00:19 UTC
Sanzone Virginia RuthVP, General Counsel
Tax withholdingCommon Stock 760 $242.93 $184,626.80
Disclosure

SEC source: 0001669639-22-000001 · edgardoc.xml · nonDerivative · entry 2

Sanzone Virginia Ruth · CIK 0001669639 · VP, General Counsel

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 2,289

Read SEC document
March 06, 2022 Filed Mar 9, 2022 00:19 UTC
Sanzone Virginia RuthVP, General Counsel
Exercise / conversionCommon Stock 1,444 $0.00 $0.00
Disclosure

SEC source: 0001669639-22-000001 · edgardoc.xml · nonDerivative · entry 1

Sanzone Virginia Ruth · CIK 0001669639 · VP, General Counsel

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 3,049

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · security: These Securities are Performance-based Restricted Stock Units (PRSU).

Read SEC document
March 06, 2022 Filed Mar 9, 2022 00:15 UTC
McGrody Kevin JChief Accounting Officer
Exercise / conversionCommon Stock · Derivative 886 $0.00 $0.00
Disclosure

SEC source: 0001615192-22-000001 · edgardoc.xml · derivative · entry 9

McGrody Kevin J · CIK 0001615192 · Chief Accounting Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 887

Underlying: Common Stock · 886 shares

Expires 2023-03-06

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F2 · derivative.exercise_price: There is neither a purchase price nor an exercise price for the Restricted Stock Units.

F3 · derivative.exercise_date: One third of the units subject to the award shall vest on each of the first, second, and third anniversaries of the grant date.

F4 · derivative.expiration_date: These are restricted stock units that fully vest 3 years from the grant date.

Read SEC document
March 06, 2022 Filed Mar 9, 2022 00:15 UTC
McGrody Kevin JChief Accounting Officer
Exercise / conversionCommon Stock · Derivative 1,011 $0.00 $0.00
Disclosure

SEC source: 0001615192-22-000001 · edgardoc.xml · derivative · entry 8

McGrody Kevin J · CIK 0001615192 · Chief Accounting Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 1,011 shares

Expires 2022-03-06

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F2 · derivative.exercise_price: There is neither a purchase price nor an exercise price for the Restricted Stock Units.

F3 · derivative.exercise_date: One third of the units subject to the award shall vest on each of the first, second, and third anniversaries of the grant date.

F4 · derivative.expiration_date: These are restricted stock units that fully vest 3 years from the grant date.

Read SEC document
March 06, 2022 Filed Mar 9, 2022 00:15 UTC
McGrody Kevin JChief Accounting Officer
Tax withholdingCommon Stock 466 $242.93 $113,205.38
Disclosure

SEC source: 0001615192-22-000001 · edgardoc.xml · nonDerivative · entry 4

McGrody Kevin J · CIK 0001615192 · Chief Accounting Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 4,447

Read SEC document
March 06, 2022 Filed Mar 9, 2022 00:15 UTC
McGrody Kevin JChief Accounting Officer
Exercise / conversionCommon Stock 886 $0.00 $0.00
Disclosure

SEC source: 0001615192-22-000001 · edgardoc.xml · nonDerivative · entry 3

McGrody Kevin J · CIK 0001615192 · Chief Accounting Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 4,913

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · security: These securities are Restricted Stock Units.

Read SEC document
March 06, 2022 Filed Mar 9, 2022 00:15 UTC
McGrody Kevin JChief Accounting Officer
Tax withholdingCommon Stock 532 $242.93 $129,238.76
Disclosure

SEC source: 0001615192-22-000001 · edgardoc.xml · nonDerivative · entry 2

McGrody Kevin J · CIK 0001615192 · Chief Accounting Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 4,027

Read SEC document
March 06, 2022 Filed Mar 9, 2022 00:15 UTC
McGrody Kevin JChief Accounting Officer
Exercise / conversionCommon Stock 1,011 $0.00 $0.00
Disclosure

SEC source: 0001615192-22-000001 · edgardoc.xml · nonDerivative · entry 1

McGrody Kevin J · CIK 0001615192 · Chief Accounting Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 4,559

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · security: These securities are Restricted Stock Units.

Read SEC document

Value uses the disclosed total when available, otherwise shares × reported transaction price. It is not an estimate of exercise cash cost or investment performance.