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NYSE · USD

ICE

Intercontinental Exchange, Inc.

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1809
SEC CIK
0001571949
Parsed reports
941

Last 12 months

Inside the activity.

0 purchase rows · 64 sale rows

Disclosed non-derivative P/S rows, by transaction month. Includes amendments and private transactions.
Monthly counts
MonthPurchasesSales
Nov 202505
Dec 202505
Jan 202600
Feb 2026026
Mar 202601
Apr 202600
May 202606
Jun 202602
Jul 202604
Aug 2026010
Sep 202605
Oct 202600

Latest available

Insider transactions

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Purchases/sales include open-market and private transactions. Plan disclosure applies to the filing; individual rows may differ. “Not disclosed” is not “unplanned.”

The cutoff filters transaction history only. Company summaries and owner relationships show the latest available disclosures. Parser corrections can improve historical records.

Transaction dateOwner / reported roleActivity / securityShares / unitsReported priceReported valueDetails
March 03, 2025 Filed Mar 5, 2025 21:30 UTC
Martin Lynn CPresident, NYSE Group
Exercise / conversionCommon Stock 4,155 $50.01 $207,791.55
Disclosure

SEC source: 0000950170-25-033683 · ownership.xml · nonDerivative · entry 1

Martin Lynn C · CIK 0001754817 · President, NYSE Group

10b5-1 filing: Plan reported

Ownership: Direct

Disclosed balance after: 63,644

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · shares: This transaction was effected pursuant to a Rule 10b5-1 trading plan which was approved and became effective as of August 12, 2024.

Read SEC document
February 28, 2025 Filed Mar 4, 2025 21:30 UTC
Gardiner WarrenChief Financial Officer
SaleCommon Stock 1,568 $171.01 $268,138.66
Disclosure

SEC source: 0000950170-25-032157 · ownership.xml · nonDerivative · entry 1

Gardiner Warren · CIK 0001855007 · Chief Financial Officer

10b5-1 filing: Plan reported

Ownership: Direct

Disclosed balance after: 25,244

F1 · shares: This transaction was effected pursuant to a Rule 10b5-1 trading plan which was approved and became effective as of November 29, 2024.

F2 · price: The price range for the aggregate amount sold by the direct holder is $170.95 - $171.84. The Issuer will upon request by the Staff of the U.S. Securities and Exchange Commission or a security holder of the Issuer provide the full information regarding the number of shares sold at each separate price.

F3 · balance_after: The common stock number referred in Table I is an aggregate number and represents 12,640 shares of common stock, 4,936 unvested restricted stock units ("RSUs"), and 7,668 unvested performance based restricted stock units ("PSUs"), for which the performance period has been satisfied. The RSUs and PSUs vest over a three-year period, in which 33.33% of the units vest each year.

F4 · balance_after: The satisfaction of the 2023, 2024 and 2025 three-year total shareholder return (TSR) PSUs and the corresponding number of shares to be issued pursuant to these awards, will not be determined until February 2026, February 2027 and February 2028, respectively, and will be reported at the time of vesting. The satisfaction of the 2024 and 2025 three-year earnings before interest, taxes, depreciation, and amortization (EBITDA) PSUs and the corresponding number of shares to be issued pursuant to these awards, will not be determined until February 2027 and February 2028, respectively, and will be reported at the time of vesting.

F5 · balance_after: The satisfaction of the performance based restricted stock units granted as Deal Incentive Awards and the corresponding number of shares to be issued pursuant to these awards, will not be determined until December 2026, December 2027 and December 2028 and will be subject to additional time-based vesting conditions and, if applicable, a subsequent one-year holding period.

Read SEC document
February 26, 2025 Filed Feb 28, 2025 21:30 UTC SaleCommon Stock 1,624 $172.22 $279,685.77
Disclosure

SEC source: 0000950170-25-030070 · ownership.xml · nonDerivative · entry 2

Jackson Benjamin · CIK 0001722067 · President

10b5-1 filing: Plan reported

Ownership: Direct

Disclosed balance after: 147,274

F1 · shares: This transaction was effected pursuant to a Rule 10b5-1 trading plan which was approved and became effective as of August 14, 2024.

F3 · price: The price range for the aggregate amount sold by the direct holder is $171.74 - $172.55. The Issuer will upon request by the Staff of the U.S. Securities and Exchange Commission or a security holder of the Issuer provide the full information regarding the number of shares sold at each separate price.

F4 · balance_after: The common stock number referred in Table I is an aggregate number and represents 119,639 shares of common stock, 9,424 unvested restricted stock units ("RSUs"), and 18,211 unvested performance based restricted stock units ("PSUs"), for which the performance period has been satisfied. The RSUs and PSUs vest over a three-year period, in which 33.33% of the units vest each year.

F5 · balance_after: The satisfaction of the 2023, 2024 and 2025 three-year total shareholder return PSUs and the corresponding number of shares to be issued pursuant to these awards, will not be determined until February 2026, February 2027 and February 2028, respectively, and will be reported at the time of vesting. The satisfaction of the 2024 and 2025 three-year EBITDA PSUs and the corresponding number of shares to be issued pursuant to these awards, will not be determined until February 2027 and February 2028, respectively, and will be reported at the time of vesting.

F6 · balance_after: The satisfaction of the performance based restricted stock units granted as Deal Incentive Awards and the corresponding number of shares to be issued pursuant to these awards, will not be determined until December 2026, December 2027 and December 2028 and will be subject to additional time-based vesting conditions and, if applicable, a subsequent one-year holding period.

Read SEC document
February 26, 2025 Filed Feb 28, 2025 21:30 UTC SaleCommon Stock 6,276 $171.23 $1,074,622.53
Disclosure

SEC source: 0000950170-25-030070 · ownership.xml · nonDerivative · entry 1

Jackson Benjamin · CIK 0001722067 · President

10b5-1 filing: Plan reported

Ownership: Direct

Disclosed balance after: 148,898

F1 · shares: This transaction was effected pursuant to a Rule 10b5-1 trading plan which was approved and became effective as of August 14, 2024.

F2 · price: The price range for the aggregate amount sold by the direct holder is $170.74 - $171.69. The Issuer will upon request by the Staff of the U.S. Securities and Exchange Commission or a security holder of the Issuer provide the full information regarding the number of shares sold at each separate price.

Read SEC document
February 26, 2025 Filed Feb 28, 2025 21:30 UTC
Surdykowski Andrew JGeneral Counsel
Exercise / conversionEmployee Stock Option (right to buy) Holding · Derivative 1,770 $0.00 Strike: $50.01 $0.00
Disclosure

SEC source: 0000950170-25-030069 · ownership.xml · derivative · entry 4

Surdykowski Andrew J · CIK 0001755922 · General Counsel

10b5-1 filing: Plan reported

Ownership: Direct

Disclosed balance after: 5,310

Underlying: Common Stock · 1,770 shares

Expires 2026-01-14

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F7 · derivative.exercise_date: These options are fully vested.

Read SEC document
February 26, 2025 Filed Feb 28, 2025 21:30 UTC
Surdykowski Andrew JGeneral Counsel
SaleCommon Stock 800 $172.18 $137,742.00
Disclosure

SEC source: 0000950170-25-030069 · ownership.xml · nonDerivative · entry 3

Surdykowski Andrew J · CIK 0001755922 · General Counsel

10b5-1 filing: Plan reported

Ownership: Direct

Disclosed balance after: 50,558

F1 · shares: This transaction was effected pursuant to a Rule 10b5-1 trading plan which was approved and became effective as of November 20, 2024.

F3 · price: The price range for the aggregate amount sold by the direct holder is $171.79 - $172.52. The Issuer will upon request by the Staff of the U.S. Securities and Exchange Commission or a security holder of the Issuer provide the full information regarding the number of shares sold at each separate price.

F4 · balance_after: The common stock number referred in Table I is an aggregate number and represents 41,664 shares of common stock, 3,141 unvested restricted stock units ("RSUs"), and 5,753 unvested performance based restricted stock units ("PSUs"), for which the performance period has been satisfied. The RSUs and PSUs vest over a three-year period, in which 33.33% of the units vest each year.

F5 · balance_after: The satisfaction of the 2023, 2024 and 2025 three-year total shareholder return PSUs and the corresponding number of shares to be issued pursuant to these awards, will not be determined until February 2026, February 2027 and February 2028, respectively, and will be reported at the time of vesting. The satisfaction of the 2024 and 2025 three-year EBITDA PSUs and the corresponding number of shares to be issued pursuant to these awards, will not be determined until February 2027 and February 2028, respectively, and will be reported at the time of vesting.

F6 · balance_after: The satisfaction of the performance based restricted stock units granted as Deal Incentive Awards and the corresponding number of shares to be issued pursuant to these awards, will not be determined until December 2026, December 2027 and December 2028 and will be subject to additional time-based vesting conditions and, if applicable, a subsequent one-year holding period.

Read SEC document
February 26, 2025 Filed Feb 28, 2025 21:30 UTC
Surdykowski Andrew JGeneral Counsel
SaleCommon Stock 3,047 $171.22 $521,710.08
Disclosure

SEC source: 0000950170-25-030069 · ownership.xml · nonDerivative · entry 2

Surdykowski Andrew J · CIK 0001755922 · General Counsel

10b5-1 filing: Plan reported

Ownership: Direct

Disclosed balance after: 51,358

F1 · shares: This transaction was effected pursuant to a Rule 10b5-1 trading plan which was approved and became effective as of November 20, 2024.

F2 · price: The price range for the aggregate amount sold by the direct holder is $170.78 - $171.70. The Issuer will upon request by the Staff of the U.S. Securities and Exchange Commission or a security holder of the Issuer provide the full information regarding the number of shares sold at each separate price.

Read SEC document
February 26, 2025 Filed Feb 28, 2025 21:30 UTC
Surdykowski Andrew JGeneral Counsel
Exercise / conversionCommon Stock 1,770 $50.01 $88,517.70
Disclosure

SEC source: 0000950170-25-030069 · ownership.xml · nonDerivative · entry 1

Surdykowski Andrew J · CIK 0001755922 · General Counsel

10b5-1 filing: Plan reported

Ownership: Direct

Disclosed balance after: 54,405

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · shares: This transaction was effected pursuant to a Rule 10b5-1 trading plan which was approved and became effective as of November 20, 2024.

Read SEC document
February 25, 2025 Filed Feb 27, 2025 16:30 UTC
Namkung James WChief Accounting Officer
SaleCommon Stock 1,204 $170.00 $204,680.00
Disclosure

SEC source: 0000950170-25-029110 · ownership.xml · nonDerivative · entry 1

Namkung James W · CIK 0001729468 · Chief Accounting Officer

10b5-1 filing: Plan reported

Ownership: Direct

Disclosed balance after: 19,440

F1 · shares: This transaction was effected pursuant to a Rule 10b5-1 trading plan which was approved and became effective as of March 6, 2024.

F2 · balance_after: The common stock number referred in Table I is an aggregate number and represents 15,793 shares of common stock, 1,346 unvested restricted stock units ("RSUs"), and 2,301 unvested performance based restricted stock units ("PSUs"), for which the performance period has been satisfied. The RSUs and PSUs vest over a three-year period, in which 33.33% of the units vest each year.

F3 · balance_after: The satisfaction of the 2023, 2024 and 2025 three-year total shareholder return PSUs and the corresponding number of shares to be issued pursuant to these awards, will not be determined until February 2026, February 2027 and February 2028, respectively, and will be reported at the time of vesting. The satisfaction of the 2024 and 2025 three-year EBITDA PSUs and the corresponding number of shares to be issued pursuant to these awards, will not be determined until February 2027 and February 2028, respectively, and will be reported at the time of vesting.

F4 · balance_after: The satisfaction of the performance based restricted stock units granted as Deal Incentive Awards and the corresponding number of shares to be issued pursuant to these awards, will not be determined until December 2026, December 2027 and December 2028 and will be subject to additional time-based vesting conditions and, if applicable, a subsequent one-year holding period.

Read SEC document
February 20, 2025 Filed Feb 21, 2025 01:28 UTC
Martin Lynn CPresident, NYSE Group
Exercise / conversionEmployee Stock Option (right to buy) Holding · Derivative 3,183 $0.00 Strike: $57.31 $0.00
Disclosure

SEC source: 0000950170-25-024505 · ownership.xml · derivative · entry 7

Martin Lynn C · CIK 0001754817 · President, NYSE Group

10b5-1 filing: Plan reported

Ownership: Direct

Disclosed balance after: 15,882

Underlying: Common Stock · 3,183 shares

Expires 2027-01-18

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F10 · derivative.exercise_date: These options are fully vested.

Read SEC document
February 20, 2025 Filed Feb 21, 2025 01:28 UTC
Martin Lynn CPresident, NYSE Group
GiftCommon Stock 152 $0.00 $0.00
Disclosure

SEC source: 0000950170-25-024505 · ownership.xml · nonDerivative · entry 6

Martin Lynn C · CIK 0001754817 · President, NYSE Group

10b5-1 filing: Plan reported

Ownership: Direct

Disclosed balance after: 59,489

F6 · shares: This transaction involved a gift of 152 shares of the issuer's common stock by the reporting person to a philanthropic organization.

F7 · balance_after: The common stock number referred in Table I is an aggregate number and represents 42,154 shares of common stock, 5,834 unvested restricted stock units ("RSUs"), and 11,501 unvested performance based restricted stock units ("PSUs"), for which the performance period has been satisfied. The RSUs and PSUs vest over a three-year period, in which 33.33% of the units vest each year.

F8 · balance_after: The satisfaction of the 2023, 2024 and 2025 three-year total shareholder return PSUs and the corresponding number of shares to be issued pursuant to these awards, will not be determined until February 2026, February 2027 and February 2028, respectively, and will be reported at the time of vesting. The satisfaction of the 2024 and 2025 three-year EBITDA PSUs and the corresponding number of shares to be issued pursuant to these awards, will not be determined until February 2027 and February 2028, respectively, and will be reported at the time of vesting.

F9 · balance_after: The satisfaction of the performance based restricted stock units granted as Deal Incentive Awards and the corresponding number of shares to be issued pursuant to these awards, will not be determined until December 2026, December 2027 and December 2028 and will be subject to additional time-based vesting conditions and, if applicable, a subsequent one-year holding period.

Read SEC document
February 20, 2025 Filed Feb 21, 2025 01:28 UTC
Martin Lynn CPresident, NYSE Group
SaleCommon Stock 3,963 $167.02 $661,882.82
Disclosure

SEC source: 0000950170-25-024505 · ownership.xml · nonDerivative · entry 5

Martin Lynn C · CIK 0001754817 · President, NYSE Group

10b5-1 filing: Plan reported

Ownership: Direct

Disclosed balance after: 59,641

F3 · shares: This transaction was effected pursuant to a Rule 10b5-1 trading plan which was approved and became effective as of August 12, 2024.

F5 · price: The price range for the aggregate amount sold by the direct holder is $166.86 - $167.28. The Issuer will upon request by the Staff of the U.S. Securities and Exchange Commission or a security holder of the Issuer provide the full information regarding the number of shares sold at each separate price.

Read SEC document
February 20, 2025 Filed Feb 21, 2025 01:28 UTC
Martin Lynn CPresident, NYSE Group
SaleCommon Stock 6,518 $166.39 $1,084,556.09
Disclosure

SEC source: 0000950170-25-024505 · ownership.xml · nonDerivative · entry 4

Martin Lynn C · CIK 0001754817 · President, NYSE Group

10b5-1 filing: Plan reported

Ownership: Direct

Disclosed balance after: 63,604

F3 · shares: This transaction was effected pursuant to a Rule 10b5-1 trading plan which was approved and became effective as of August 12, 2024.

F4 · price: The price range for the aggregate amount sold by the direct holder is $165.86 - $166.85. The Issuer will upon request by the Staff of the U.S. Securities and Exchange Commission or a security holder of the Issuer provide the full information regarding the number of shares sold at each separate price.

Read SEC document
February 20, 2025 Filed Feb 21, 2025 01:28 UTC
Martin Lynn CPresident, NYSE Group
Exercise / conversionCommon Stock 3,183 $57.31 $182,417.73
Disclosure

SEC source: 0000950170-25-024505 · ownership.xml · nonDerivative · entry 3

Martin Lynn C · CIK 0001754817 · President, NYSE Group

10b5-1 filing: Plan reported

Ownership: Direct

Disclosed balance after: 70,122

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F3 · shares: This transaction was effected pursuant to a Rule 10b5-1 trading plan which was approved and became effective as of August 12, 2024.

Read SEC document
February 20, 2025 Filed Feb 21, 2025 01:26 UTC SaleCommon Stock 6,275 $167.02 $1,048,019.13
Disclosure

SEC source: 0000950170-25-024501 · ownership.xml · nonDerivative · entry 6

Jackson Benjamin · CIK 0001722067 · President

10b5-1 filing: Plan reported

Ownership: Direct

Disclosed balance after: 155,174

F1 · shares: This transaction was effected pursuant to a Rule 10b5-1 trading plan which was approved and became effective as of August 14, 2024.

F7 · price: The price range for the aggregate amount sold by the direct holder is $166.88 - $167.26. The Issuer will upon request by the Staff of the U.S. Securities and Exchange Commission or a security holder of the Issuer provide the full information regarding the number of shares sold at each separate price.

F8 · balance_after: The common stock number referred in Table I is an aggregate number and represents 127,539 shares of common stock, 9,424 unvested restricted stock units ("RSUs"), and 18,211 unvested performance based restricted stock units ("PSUs"), for which the performance period has been satisfied. The RSUs and PSUs vest over a three-year period, in which 33.33% of the units vest each year.

F9 · balance_after: The satisfaction of the 2023, 2024 and 2025 three-year total shareholder return PSUs and the corresponding number of shares to be issued pursuant to these awards, will not be determined until February 2026, February 2027 and February 2028, respectively, and will be reported at the time of vesting. The satisfaction of the 2024 and 2025 three-year EBITDA PSUs and the corresponding number of shares to be issued pursuant to these awards, will not be determined until February 2027 and February 2028, respectively, and will be reported at the time of vesting.

F10 · balance_after: The satisfaction of the performance based restricted stock units granted as Deal Incentive Awards and the corresponding number of shares to be issued pursuant to these awards, will not be determined until December 2026, December 2027 and December 2028 and will be subject to additional time-based vesting conditions and, if applicable, a subsequent one-year holding period.

Read SEC document
February 20, 2025 Filed Feb 21, 2025 01:26 UTC SaleCommon Stock 10,829 $166.40 $1,801,912.03
Disclosure

SEC source: 0000950170-25-024501 · ownership.xml · nonDerivative · entry 5

Jackson Benjamin · CIK 0001722067 · President

10b5-1 filing: Plan reported

Ownership: Direct

Disclosed balance after: 161,449

F1 · shares: This transaction was effected pursuant to a Rule 10b5-1 trading plan which was approved and became effective as of August 14, 2024.

F6 · price: The price range for the aggregate amount sold by the direct holder is $165.88 - $166.87. The Issuer will upon request by the Staff of the U.S. Securities and Exchange Commission or a security holder of the Issuer provide the full information regarding the number of shares sold at each separate price.

Read SEC document
February 19, 2025 Filed Feb 20, 2025 21:30 UTC
Edmonds Christopher ScottPresident, Fixed Income & Data
SaleCommon Stock 6,834 $166.99 $1,141,223.33
Disclosure

SEC source: 0000950170-25-024207 · ownership.xml · nonDerivative · entry 3

Edmonds Christopher Scott · CIK 0001919795 · President, Fixed Income & Data

10b5-1 filing: Plan reported

Ownership: Direct

Disclosed balance after: 17,972

F3 · shares: This transaction was effected pursuant to a Rule 10b5-1 trading plan which was approved and became effective as of March 4, 2024.

F4 · balance_after: The common stock number referred in Table I is an aggregate number and represents 2,911 shares of common stock, 5,954 unvested restricted stock units ("RSUs"), and 9,107 unvested performance based restricted stock units ("PSUs"), for which the performance period has been satisfied. The RSUs and PSUs vest over a three-year period, in which 33.33% of the units vest each year.

F5 · balance_after: The satisfaction of the 2023, 2024 and 2025 three-year total shareholder return PSUs and the corresponding number of shares to be issued pursuant to these awards, will not be determined until February 2026, February 2027 and February 2028, respectively, and will be reported at the time of vesting. The satisfaction of the 2024 and 2025 three-year EBITDA PSUs and the corresponding number of shares to be issued pursuant to these awards, will not be determined until February 2027 and February 2028, respectively, and will be reported at the time of vesting.

F6 · balance_after: The satisfaction of the performance based restricted stock units granted as Deal Incentive Awards and the corresponding number of shares to be issued pursuant to these awards, will not be determined until December 2026, December 2027 and December 2028 and will be subject to additional time-based vesting conditions and, if applicable, a subsequent one-year holding period.

Read SEC document
February 18, 2025 Filed Feb 20, 2025 21:30 UTC
Gardiner WarrenChief Financial Officer
Tax withholdingCommon Stock 972 $166.71 $162,042.12
Disclosure

SEC source: 0000950170-25-024205 · ownership.xml · nonDerivative · entry 2

Gardiner Warren · CIK 0001855007 · Chief Financial Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 26,812

F2 · shares: Represents shares of common stock underlying vested restricted stock units that are being withheld to satisfy payment of the Issuer's tax withholding obligation.

F3 · balance_after: The common stock number referred in Table I is an aggregate number and represents 14,208 shares of common stock, 4,936 unvested restricted stock units ("RSUs"), and 7,668 unvested performance based restricted stock units ("PSUs"), for which the performance period has been satisfied. The RSUs and PSUs vest over a three-year period, in which 33.33% of the units vest each year.

F4 · balance_after: The satisfaction of the 2023, 2024 and 2025 three-year total shareholder return PSUs and the corresponding number of shares to be issued pursuant to these awards, will not be determined until February 2026, February 2027 and February 2028, respectively, and will be reported at the time of vesting. The satisfaction of the 2024 and 2025 three-year EBITDA PSUs and the corresponding number of shares to be issued pursuant to these awards, will not be determined until February 2027 and February 2028, respectively, and will be reported at the time of vesting.

F5 · balance_after: The satisfaction of the performance based restricted stock units granted as Deal Incentive Awards and the corresponding number of shares to be issued pursuant to these awards, will not be determined until December 2026, December 2027 and December 2028 and will be subject to additional time-based vesting conditions and, if applicable, a subsequent one-year holding period.

Read SEC document
February 18, 2025 Filed Feb 20, 2025 21:30 UTC
Gardiner WarrenChief Financial Officer
GrantCommon Stock 6,472 $0.00 $0.00
Disclosure

SEC source: 0000950170-25-024205 · ownership.xml · nonDerivative · entry 1

Gardiner Warren · CIK 0001855007 · Chief Financial Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 27,784

F1 · shares: Represents shares of performance based restricted stock units granted to the filing person on February 12, 2024. The vesting of the shares of performance based restricted stock units was conditioned upon the achievement of certain 2024 earnings before interest, taxes, depreciation, and amortization ("EBITDA") performance versus pre-established targets. The restricted stock units vest over three years (1/3 on February 15, 2025, 1/3 on February 15, 2026 and 1/3 on February 15, 2027). Of the 6,472 shares, 2,157 were issued on February 18, 2025, of which 972 shares were withheld to satisfy payment of the Issuer's tax withholding obligation. The remaining 4,315 shares are scheduled to be issued on the two remaining vesting dates and taxes for these future issuances will be withheld and reported at the time the shares are issued.

Read SEC document
February 18, 2025 Filed Feb 20, 2025 16:30 UTC
King Elizabeth KathrynGlobal Head of Clearing & CRO
Tax withholdingCommon Stock Holding 577 $166.71 $96,191.67
Disclosure

SEC source: 0000950170-25-024206 · ownership.xml · nonDerivative · entry 2

King Elizabeth Kathryn · CIK 0002006961 · Global Head of Clearing & CRO

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 22,245

F2 · shares: Represents shares of common stock underlying vested restricted stock units that are being withheld to satisfy payment of the Issuer's tax withholding obligation.

F3 · balance_after: The common stock number referred in Table I is an aggregate number and represents 13,351 shares of common stock, 3,141 unvested restricted stock units ("RSUs"), and 5,753 unvested performance based restricted stock units ("PSUs"), for which the performance period has been satisfied. The RSUs and PSUs vest over a three-year period, in which 33.33% of the units vest each year.

F4 · balance_after: The satisfaction of the 2023, 2024 and 2025 three-year total shareholder return PSUs and the corresponding number of shares to be issued pursuant to these awards, will not be determined until February 2026, February 2027 and February 2028, respectively, and will be reported at the time of vesting. The satisfaction of the 2024 and 2025 three-year EBITDA PSUs and the corresponding number of shares to be issued pursuant to these awards, will not be determined until February 2027 and February 2028, respectively, and will be reported at the time of vesting.

Read SEC document
February 18, 2025 Filed Feb 20, 2025 16:30 UTC
King Elizabeth KathrynGlobal Head of Clearing & CRO
GrantCommon Stock Holding 4,315 $0.00 $0.00
Disclosure

SEC source: 0000950170-25-024206 · ownership.xml · nonDerivative · entry 1

King Elizabeth Kathryn · CIK 0002006961 · Global Head of Clearing & CRO

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 22,822

F1 · shares: Represents shares of performance based restricted stock units granted to the filing person on February 12, 2024. The vesting of the shares of performance based restricted stock units was conditioned upon the achievement of certain 2024 earnings before interest, taxes, depreciation, and amortization ("EBITDA") performance versus pre-established targets. The restricted stock units vest over three years (1/3 on February 15, 2025, 1/3 on February 15, 2026 and 1/3 on February 15, 2027). Of the 4,315 shares, 1,437 were issued on February 18, 2025, of which 577 shares were withheld to satisfy payment of the Issuer's tax withholding obligation. The remaining 2,878 shares are scheduled to be issued on the two remaining vesting dates and taxes for these future issuances will be withheld and reported at the time the shares are issued.

Read SEC document
February 18, 2025 Filed Feb 20, 2025 16:30 UTC
Namkung James WChief Accounting Officer
Tax withholdingCommon Stock 257 $166.71 $42,844.47
Disclosure

SEC source: 0000950170-25-024203 · ownership.xml · nonDerivative · entry 2

Namkung James W · CIK 0001729468 · Chief Accounting Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 20,644

F2 · shares: Represents shares of common stock underlying vested restricted stock units that are being withheld to satisfy payment of the Issuer's tax withholding obligation.

F3 · balance_after: The common stock number referred in Table I is an aggregate number and represents 16,997 shares of common stock, 1,346 unvested restricted stock units ("RSUs"), and 2,301 unvested performance based restricted stock units ("PSUs"), for which the performance period has been satisfied. The RSUs and PSUs vest over a three-year period, in which 33.33% of the units vest each year.

F4 · balance_after: The satisfaction of the 2023, 2024 and 2025 three-year total shareholder return PSUs and the corresponding number of shares to be issued pursuant to these awards, will not be determined until February 2026, February 2027 and February 2028, respectively, and will be reported at the time of vesting. The satisfaction of the 2024 and 2025 three-year EBITDA PSUs and the corresponding number of shares to be issued pursuant to these awards, will not be determined until February 2027 and February 2028, respectively, and will be reported at the time of vesting.

F5 · balance_after: The satisfaction of the performance based restricted stock units granted as Deal Incentive Awards and the corresponding number of shares to be issued pursuant to these awards, will not be determined until December 2026, December 2027 and December 2028 and will be subject to additional time-based vesting conditions and, if applicable, a subsequent one-year holding period.

Read SEC document
February 18, 2025 Filed Feb 20, 2025 16:30 UTC
Namkung James WChief Accounting Officer
GrantCommon Stock 1,725 $0.00 $0.00
Disclosure

SEC source: 0000950170-25-024203 · ownership.xml · nonDerivative · entry 1

Namkung James W · CIK 0001729468 · Chief Accounting Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 20,901

F1 · shares: Represents shares of performance based restricted stock units granted to the filing person on February 12, 2024. The vesting of the shares of performance based restricted stock units was conditioned upon the achievement of certain 2024 earnings before interest, taxes, depreciation, and amortization ("EBITDA") performance versus pre-established targets. The restricted stock units vest over three years (1/3 on February 15, 2025, 1/3 on February 15, 2026 and 1/3 on February 15, 2027). Of the 1,725 shares, 574 were issued on February 18, 2025, of which 257 shares were withheld to satisfy payment of the Issuer's tax withholding obligation. The remaining 1,151 shares are scheduled to be issued on the two remaining vesting dates and taxes for these future issuances will be withheld and reported at the time the shares are issued.

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February 18, 2025 Filed Feb 20, 2025 16:30 UTC
Sprecher Jeffrey CDirector · Chief Executive Officer
Tax withholdingCommon Stock 6,450 $166.71 $1,075,279.50
Disclosure

SEC source: 0000950170-25-024215 · ownership.xml · nonDerivative · entry 2

Sprecher Jeffrey C · CIK 0001343882 · Director · Chief Executive Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 1,218,769

F2 · shares: Represents shares of common stock underlying vested restricted stock units that are being withheld to satisfy payment of the Issuer's tax withholding obligation.

F3 · balance_after: The common stock number referred in Table I is an aggregate number and represents 1,135,040 shares of common stock, 26,702 unvested restricted stock units ("RSUs"), and 57,027 unvested performance based restricted stock units ("PSUs"), for which the performance period has been satisfied. The RSUs and PSUs vest over a three-year period, in which 33.33% of the units vest each year.

F4 · balance_after: The satisfaction of the 2023, 2024 and 2025 three-year total shareholder return PSUs and the corresponding number of shares to be issued pursuant to these awards, will not be determined until February 2026, February 2027 and February 2028, respectively, and will be reported at the time of vesting. The satisfaction of the 2024 and 2025 three-year EBITDA PSUs and the corresponding number of shares to be issued pursuant to these awards, will not be determined until February 2027 and February 2028, respectively, and will be reported at the time of vesting.

F5 · balance_after: The satisfaction of the performance based restricted stock units granted as Deal Incentive Awards and the corresponding number of shares to be issued pursuant to these awards, will not be determined until December 2026, December 2027 and December 2028 and will be subject to additional time-based vesting conditions and, if applicable, a subsequent one-year holding period.

Read SEC document
February 18, 2025 Filed Feb 20, 2025 16:30 UTC
Sprecher Jeffrey CDirector · Chief Executive Officer
GrantCommon Stock 42,792 $0.00 $0.00
Disclosure

SEC source: 0000950170-25-024215 · ownership.xml · nonDerivative · entry 1

Sprecher Jeffrey C · CIK 0001343882 · Director · Chief Executive Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 1,225,219

F1 · shares: Represents shares of performance based restricted stock units granted to the filing person on February 12, 2024. The vesting of the shares of performance based restricted stock units was conditioned upon the achievement of certain 2024 earnings before interest, taxes, depreciation, and amortization ("EBITDA") performance versus pre-established targets. The restricted stock units vest over three years (1/3 on February 15, 2025, 1/3 on February 15, 2026 and 1/3 on February 15, 2027). Of the 42,792 shares, 14,264 were issued on February 18, 2025, of which 6,450 shares were withheld to satisfy payment of the Issuer's tax withholding obligation. The remaining 28,528 shares are scheduled to be issued on the two remaining vesting dates and taxes for these future issuances will be withheld and reported at the time the shares are issued.

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February 18, 2025 Filed Feb 21, 2025 01:28 UTC
Martin Lynn CPresident, NYSE Group
Tax withholdingCommon Stock 1,591 $166.71 $265,235.61
Disclosure

SEC source: 0000950170-25-024505 · ownership.xml · nonDerivative · entry 2

Martin Lynn C · CIK 0001754817 · President, NYSE Group

10b5-1 filing: Plan reported

Ownership: Direct

Disclosed balance after: 66,939

F2 · shares: Represents shares of common stock underlying vested restricted stock units that are being withheld to satisfy payment of the Issuer's tax withholding obligation.

Read SEC document
February 18, 2025 Filed Feb 21, 2025 01:28 UTC
Martin Lynn CPresident, NYSE Group
GrantCommon Stock 9,348 $0.00 $0.00
Disclosure

SEC source: 0000950170-25-024505 · ownership.xml · nonDerivative · entry 1

Martin Lynn C · CIK 0001754817 · President, NYSE Group

10b5-1 filing: Plan reported

Ownership: Direct

Disclosed balance after: 68,530

F1 · shares: Represents shares of performance based restricted stock units granted to the filing person on February 12, 2024. The vesting of the shares of performance based restricted stock units was conditioned upon the achievement of certain 2024 earnings before interest, taxes, depreciation, and amortization ("EBITDA") performance versus pre-established targets. The restricted stock units vest over three years (1/3 on February 15, 2025, 1/3 on February 15, 2026 and 1/3 on February 15, 2027). Of the 9,348 shares, 3,116 were issued on February 18, 2025, of which 1,591 shares were withheld to satisfy payment of the Issuer's tax withholding obligation. The remaining 6,232 shares are scheduled to be issued on the two remaining vesting dates and taxes for these future issuances will be withheld and reported at the time the shares are issued.

Read SEC document
February 18, 2025 Filed Feb 20, 2025 21:30 UTC
Williams Stuart GlenChief Operating Officer
Tax withholdingCommon Stock 643 $166.71 $107,194.53
Disclosure

SEC source: 0000950170-25-024213 · ownership.xml · nonDerivative · entry 2

Williams Stuart Glen · CIK 0001942706 · Chief Operating Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 20,463

F2 · shares: Represents shares of common stock underlying vested restricted stock units that are being withheld to satisfy payment of the Issuer's tax withholding obligation.

F3 · balance_after: The common stock number referred in Table I is an aggregate number and represents 9,426 shares of common stock, 5,284 unvested restricted stock units ("RSUs"), and 5,753 unvested performance based restricted stock units ("PSUs"), for which the performance period has been satisfied. The RSUs and PSUs vest over a three-year period, in which 33.33% of the units vest each year.

F4 · balance_after: The satisfaction of the 2023, 2024 and 2025 three-year total shareholder return PSUs and the corresponding number of shares to be issued pursuant to these awards, will not be determined until February 2026, February 2027 and February 2028, respectively, and will be reported at the time of vesting. The satisfaction of the 2024 and 2025 three-year EBITDA PSUs and the corresponding number of shares to be issued pursuant to these awards, will not be determined until February 2027 and February 2028, respectively, and will be reported at the time of vesting.

F5 · balance_after: The satisfaction of the performance based restricted stock units granted as Deal Incentive Awards and the corresponding number of shares to be issued pursuant to these awards, will not be determined until December 2026, December 2027 and December 2028 and will be subject to additional time-based vesting conditions and, if applicable, a subsequent one-year holding period.

Read SEC document
February 18, 2025 Filed Feb 20, 2025 21:30 UTC
Williams Stuart GlenChief Operating Officer
GrantCommon Stock 4,315 $0.00 $0.00
Disclosure

SEC source: 0000950170-25-024213 · ownership.xml · nonDerivative · entry 1

Williams Stuart Glen · CIK 0001942706 · Chief Operating Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 21,106

F1 · shares: Represents shares of performance based restricted stock units granted to the filing person on February 12, 2024. The vesting of the shares of performance based restricted stock units was conditioned upon the achievement of certain 2024 earnings before interest, taxes, depreciation, and amortization ("EBITDA") performance versus pre-established targets. The restricted stock units vest over three years (1/3 on February 15, 2025, 1/3 on February 15, 2026 and 1/3 on February 15, 2027). Of the 4,315 shares, 1,437 were issued on February 18, 2025, of which 643 shares were withheld to satisfy payment of the Issuer's tax withholding obligation. The remaining 2,878 shares are scheduled to be issued on the two remaining vesting dates and taxes for these future issuances will be withheld and reported at the time the shares are issued.

Read SEC document
February 18, 2025 Filed Feb 21, 2025 01:26 UTC Tax withholdingCommon Stock 2,164 $166.71 $360,760.44
Disclosure

SEC source: 0000950170-25-024501 · ownership.xml · nonDerivative · entry 4

Jackson Benjamin · CIK 0001722067 · President

10b5-1 filing: Plan reported

Ownership: Direct

Disclosed balance after: 172,278

F5 · shares: Represents shares of common stock underlying vested restricted stock units that are being withheld to satisfy payment of the Issuer's tax withholding obligation.

Read SEC document
February 18, 2025 Filed Feb 21, 2025 01:26 UTC GrantCommon Stock 14,383 $0.00 $0.00
Disclosure

SEC source: 0000950170-25-024501 · ownership.xml · nonDerivative · entry 3

Jackson Benjamin · CIK 0001722067 · President

10b5-1 filing: Plan reported

Ownership: Direct

Disclosed balance after: 174,442

F4 · shares: Represents shares of performance based restricted stock units granted to the filing person on February 12, 2024. The vesting of the shares of performance based restricted stock units was conditioned upon the achievement of certain 2024 earnings before interest, taxes, depreciation, and amortization ("EBITDA") performance versus pre-established targets. The restricted stock units vest over three years (1/3 on February 15, 2025, 1/3 on February 15, 2026 and 1/3 on February 15, 2027). Of the 14,383 shares, 4,794 were issued on February 18, 2025, of which 2,164 shares were withheld to satisfy payment of the Issuer's tax withholding obligation. The remaining 9,589 shares are scheduled to be issued on the two remaining vesting dates and taxes for these future issuances will be withheld and reported at the time the shares are issued.

Read SEC document
February 18, 2025 Filed Feb 21, 2025 01:26 UTC SaleCommon Stock 3,881 $166.80 $647,341.87
Disclosure

SEC source: 0000950170-25-024501 · ownership.xml · nonDerivative · entry 2

Jackson Benjamin · CIK 0001722067 · President

10b5-1 filing: Plan reported

Ownership: Direct

Disclosed balance after: 160,059

F1 · shares: This transaction was effected pursuant to a Rule 10b5-1 trading plan which was approved and became effective as of August 14, 2024.

F3 · price: The price range for the aggregate amount sold by the direct holder is $166.59 - $166.84. The Issuer will upon request by the Staff of the U.S. Securities and Exchange Commission or a security holder of the Issuer provide the full information regarding the number of shares sold at each separate price.

Read SEC document
February 18, 2025 Filed Feb 21, 2025 01:26 UTC SaleCommon Stock 4,019 $165.94 $666,930.14
Disclosure

SEC source: 0000950170-25-024501 · ownership.xml · nonDerivative · entry 1

Jackson Benjamin · CIK 0001722067 · President

10b5-1 filing: Plan reported

Ownership: Direct

Disclosed balance after: 163,940

F1 · shares: This transaction was effected pursuant to a Rule 10b5-1 trading plan which was approved and became effective as of August 14, 2024.

F2 · price: The price range for the aggregate amount sold by the direct holder is $165.57 - $166.50. The Issuer will upon request by the Staff of the U.S. Securities and Exchange Commission or a security holder of the Issuer provide the full information regarding the number of shares sold at each separate price.

Read SEC document
February 18, 2025 Filed Feb 20, 2025 21:30 UTC
Surdykowski Andrew JGeneral Counsel
Tax withholdingCommon Stock 648 $166.71 $108,028.08
Disclosure

SEC source: 0000950170-25-024212 · ownership.xml · nonDerivative · entry 2

Surdykowski Andrew J · CIK 0001755922 · General Counsel

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 52,635

F2 · shares: Represents shares of common stock underlying vested restricted stock units that are being withheld to satisfy payment of the Issuer's tax withholding obligation.

F3 · balance_after: The common stock number referred in Table I is an aggregate number and represents 43,741 shares of common stock, 3,141 unvested restricted stock units ("RSUs"), and 5,753 unvested performance based restricted stock units ("PSUs"), for which the performance period has been satisfied. The RSUs and PSUs vest over a three-year period, in which 33.33% of the units vest each year.

F4 · balance_after: The satisfaction of the 2023, 2024 and 2025 three-year total shareholder return PSUs and the corresponding number of shares to be issued pursuant to these awards, will not be determined until February 2026, February 2027 and February 2028, respectively, and will be reported at the time of vesting. The satisfaction of the 2024 and 2025 three-year EBITDA PSUs and the corresponding number of shares to be issued pursuant to these awards, will not be determined until February 2027 and February 2028, respectively, and will be reported at the time of vesting.

F5 · balance_after: The satisfaction of the performance based restricted stock units granted as Deal Incentive Awards and the corresponding number of shares to be issued pursuant to these awards, will not be determined until December 2026, December 2027 and December 2028 and will be subject to additional time-based vesting conditions and, if applicable, a subsequent one-year holding period.

Read SEC document
February 18, 2025 Filed Feb 20, 2025 21:30 UTC
Surdykowski Andrew JGeneral Counsel
GrantCommon Stock 4,315 $0.00 $0.00
Disclosure

SEC source: 0000950170-25-024212 · ownership.xml · nonDerivative · entry 1

Surdykowski Andrew J · CIK 0001755922 · General Counsel

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 53,283

F1 · shares: Represents shares of performance based restricted stock units granted to the filing person on February 12, 2024. The vesting of the shares of performance based restricted stock units was conditioned upon the achievement of certain 2024 earnings before interest, taxes, depreciation, and amortization ("EBITDA") performance versus pre-established targets. The restricted stock units vest over three years (1/3 on February 15, 2025, 1/3 on February 15, 2026 and 1/3 on February 15, 2027). Of the 4,315 shares, 1,437 were issued on February 18, 2025, of which 648 shares were withheld to satisfy payment of the Issuer's tax withholding obligation. The remaining 2,878 shares are scheduled to be issued on the two remaining vesting dates and taxes for these future issuances will be withheld and reported at the time the shares are issued.

Read SEC document
February 18, 2025 Filed Feb 20, 2025 21:30 UTC
Foley DouglasSVP, HR & Administration
Tax withholdingCommon Stock 431 $166.71 $71,852.01
Disclosure

SEC source: 0000950170-25-024209 · ownership.xml · nonDerivative · entry 2

Foley Douglas · CIK 0001918894 · SVP, HR & Administration

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 27,333

F2 · shares: Represents shares of common stock underlying vested restricted stock units that are being withheld to satisfy payment of the Issuer's tax withholding obligation.

F3 · balance_after: The common stock number referred in Table I is an aggregate number and represents 22,184 shares of common stock, 1,795 unvested restricted stock units ("RSUs"), and 3,354 unvested performance based restricted stock units ("PSUs"), for which the performance period has been satisfied. The RSUs and PSUs vest over a three-year period, in which 33.33% of the units vest each year.

F4 · balance_after: The satisfaction of the 2023, 2024 and 2025 three-year total shareholder return PSUs and the corresponding number of shares to be issued pursuant to these awards, will not be determined until February 2026, February 2027 and February 2028, respectively, and will be reported at the time of vesting. The satisfaction of the 2024 and 2025 three-year EBITDA PSUs and the corresponding number of shares to be issued pursuant to these awards, will not be determined until February 2027 and February 2028, respectively, and will be reported at the time of vesting.

F5 · balance_after: The satisfaction of the performance based restricted stock units granted as Deal Incentive Awards and the corresponding number of shares to be issued pursuant to these awards, will not be determined until December 2026, December 2027 and December 2028 and will be subject to additional time-based vesting conditions and, if applicable, a subsequent one-year holding period.

Read SEC document
February 18, 2025 Filed Feb 20, 2025 21:30 UTC
Foley DouglasSVP, HR & Administration
GrantCommon Stock 2,875 $0.00 $0.00
Disclosure

SEC source: 0000950170-25-024209 · ownership.xml · nonDerivative · entry 1

Foley Douglas · CIK 0001918894 · SVP, HR & Administration

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 27,764

F1 · shares: Represents shares of performance based restricted stock units granted to the filing person on February 12, 2024. The vesting of the shares of performance based restricted stock units was conditioned upon the achievement of certain 2024 earnings before interest, taxes, depreciation, and amortization ("EBITDA") performance versus pre-established targets. The restricted stock units vest over three years (1/3 on February 15, 2025, 1/3 on February 15, 2026 and 1/3 on February 15, 2027). Of the 2,875 shares, 958 were issued on February 18, 2025, of which 431 shares were withheld to satisfy payment of the Issuer's tax withholding obligation. The remaining 1,917 shares are scheduled to be issued on the two remaining vesting dates and taxes for these future issuances will be withheld and reported at the time the shares are issued.

Read SEC document
February 18, 2025 Filed Feb 20, 2025 21:30 UTC
Edmonds Christopher ScottPresident, Fixed Income & Data
Tax withholdingCommon Stock 1,100 $166.71 $183,381.00
Disclosure

SEC source: 0000950170-25-024207 · ownership.xml · nonDerivative · entry 2

Edmonds Christopher Scott · CIK 0001919795 · President, Fixed Income & Data

10b5-1 filing: Plan reported

Ownership: Direct

Disclosed balance after: 24,806

F2 · shares: Represents shares of common stock underlying vested restricted stock units that are being withheld to satisfy payment of the Issuer's tax withholding obligation.

Read SEC document
February 18, 2025 Filed Feb 20, 2025 21:30 UTC
Edmonds Christopher ScottPresident, Fixed Income & Data
GrantCommon Stock 7,191 $0.00 $0.00
Disclosure

SEC source: 0000950170-25-024207 · ownership.xml · nonDerivative · entry 1

Edmonds Christopher Scott · CIK 0001919795 · President, Fixed Income & Data

10b5-1 filing: Plan reported

Ownership: Direct

Disclosed balance after: 25,906

F1 · shares: Represents shares of performance based restricted stock units granted to the filing person on February 12, 2024. The vesting of the shares of performance based restricted stock units was conditioned upon the achievement of certain 2024 earnings before interest, taxes, depreciation, and amortization ("EBITDA") performance versus pre-established targets. The restricted stock units vest over three years (1/3 on February 15, 2025, 1/3 on February 15, 2026 and 1/3 on February 15, 2027). Of the 7,191 shares, 2,396 were issued on February 18, 2025, of which 1,100 shares were withheld to satisfy payment of the Issuer's tax withholding obligation. The remaining 4,795 shares are scheduled to be issued on the two remaining vesting dates and taxes for these future issuances will be withheld and reported at the time the shares are issued.

Read SEC document
February 18, 2025 Filed Feb 20, 2025 21:30 UTC
Kapani MayurChief Technology Officer
Tax withholdingCommon Stock 1,030 $166.71 $171,711.30
Disclosure

SEC source: 0000950170-25-024202 · ownership.xml · nonDerivative · entry 2

Kapani Mayur · CIK 0001917418 · Chief Technology Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 78,524

F2 · shares: Represents shares of common stock underlying vested restricted stock units that are being withheld to satisfy payment of the Issuer's tax withholding obligation.

F3 · balance_after: The common stock number referred in Table I is an aggregate number and represents 65,601 shares of common stock, 4,487 unvested restricted stock units ("RSUs"), and 8,436 unvested performance based restricted stock units ("PSUs"), for which the performance period has been satisfied. The RSUs and PSUs vest over a three-year period, in which 33.33% of the units vest each year.

F4 · balance_after: The satisfaction of the 2023, 2024 and 2025 three-year total shareholder return PSUs and the corresponding number of shares to be issued pursuant to these awards, will not be determined until February 2026, February 2027 and February 2028, respectively, and will be reported at the time of vesting. The satisfaction of the 2024 and 2025 three-year EBITDA PSUs and the corresponding number of shares to be issued pursuant to these awards, will not be determined until February 2027 and February 2028, respectively, and will be reported at the time of vesting.

F5 · balance_after: The satisfaction of the performance based restricted stock units granted as Deal Incentive Awards and the corresponding number of shares to be issued pursuant to these awards, will not be determined until December 2026, December 2027 and December 2028 and will be subject to additional time-based vesting conditions and, if applicable, a subsequent one-year holding period.

Read SEC document
February 18, 2025 Filed Feb 20, 2025 21:30 UTC
Kapani MayurChief Technology Officer
GrantCommon Stock 6,904 $0.00 $0.00
Disclosure

SEC source: 0000950170-25-024202 · ownership.xml · nonDerivative · entry 1

Kapani Mayur · CIK 0001917418 · Chief Technology Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 79,554

F1 · shares: Represents shares of performance based restricted stock units granted to the filing person on February 12, 2024. The vesting of the shares of performance based restricted stock units was conditioned upon the achievement of certain 2024 earnings before interest, taxes, depreciation, and amortization ("EBITDA") performance versus pre-established targets. The restricted stock units vest over three years (1/3 on February 15, 2025, 1/3 on February 15, 2026 and 1/3 on February 15, 2027). Of the 6,904 shares, 2,300 were issued on February 18, 2025, of which 1,030 shares were withheld to satisfy payment of the Issuer's tax withholding obligation. The remaining 4,604 shares are scheduled to be issued on the two remaining vesting dates and taxes for these future issuances will be withheld and reported at the time the shares are issued.

Read SEC document
February 13, 2025 Filed Feb 14, 2025 22:39 UTC
Gardiner WarrenChief Financial Officer
Tax withholdingCommon Stock 537 $166.56 $89,442.72
Disclosure

SEC source: 0000950170-25-021540 · ownership.xml · nonDerivative · entry 2

Gardiner Warren · CIK 0001855007 · Chief Financial Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 21,312

F2 · shares: Represents shares of performance based restricted stock units granted to the filing person on February 4, 2022. The vesting of the shares of performance based restricted stock units was conditioned upon the achievement of certain 2022 earnings before interest, taxes, depreciation, and amortization ("EBITDA") performance versus pre-established targets. The restricted stock units vest over three years (1/3 on February 13, 2023, 1/3 on February 13, 2024 and 1/3 on February 13, 2025). Of the 3,571 shares, 1,191 were issued on February 13, 2025, of which 537 shares were withheld to satisfy payment of the Issuer's tax withholding obligation. The third and final tranche of shares for this award have been issued.

F3 · balance_after: The common stock number referred in Table I is an aggregate number and represents 13,023 shares of common stock, 4,936 unvested restricted stock units ("RSUs"), and 3,353 unvested performance based restricted stock units ("PSUs"), for which the performance period has been satisfied. The RSUs and PSUs vest over a three-year period, in which 33.33% of the units vest each year. The satisfaction of the 2024 one-year PSUs tied to earnings before interest, taxes, depreciation, and amortization, ("EBITDA") and the corresponding number of shares to be issued pursuant to these awards, will not be determined until February 2025 and will be reported at the time of vesting.

F4 · balance_after: The satisfaction of the 2023, 2024 and 2025 three-year total shareholder return PSUs and the corresponding number of shares to be issued pursuant to these awards, will not be determined until February 2026, February 2027 and February 2028, respectively, and will be reported at the time of vesting. The satisfaction of the 2024 and 2025 three-year EBITDA PSUs and the corresponding number of shares to be issued pursuant to these awards, will not be determined until February 2027 and February 2028, respectively, and will be reported at the time of vesting.

F5 · balance_after: The satisfaction of the performance based restricted stock units granted as Deal Incentive Awards and the corresponding number of shares to be issued pursuant to these awards, will not be determined until December 2026, December 2027 and December 2028 and will be subject to additional time-based vesting conditions and, if applicable, a subsequent one-year holding period.

Read SEC document
February 13, 2025 Filed Feb 14, 2025 17:35 UTC
King Elizabeth KathrynGlobal Head of Clearing & CRO
Tax withholdingCommon Stock Holding 580 $166.56 $96,604.80
Disclosure

SEC source: 0000950170-25-021529 · ownership.xml · nonDerivative · entry 2

King Elizabeth Kathryn · CIK 0002006961 · Global Head of Clearing & CRO

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 18,507

F2 · shares: Represents shares of performance based restricted stock units granted to the filing person on February 4, 2022. The vesting of the shares of performance based restricted stock units was conditioned upon the achievement of certain 2022 earnings before interest, taxes, depreciation, and amortization ("EBITDA") performance versus pre-established targets. The restricted stock units vest over three years (1/3 on February 13, 2023, 1/3 on February 13, 2024 and 1/3 on February 13, 2025). Of the 4,285 shares, 1,429 were issued on February 13, 2025, of which 580 shares were withheld to satisfy payment of the Issuer's tax withholding obligation. The third and final tranche of shares for this award have been issued.

F3 · balance_after: The common stock number referred in Table I is an aggregate number and represents 12,491 shares of common stock, 3,141 unvested restricted stock units ("RSUs"), and 2,875 unvested performance based restricted stock units ("PSUs"), for which the performance period has been satisfied. The RSUs and PSUs vest over a three-year period, in which 33.33% of the units vest each year. The satisfaction of the 2024 one-year PSUs tied to earnings before interest, taxes, depreciation, and amortization, ("EBITDA") and the corresponding number of shares to be issued pursuant to these awards, will not be determined until February 2025 and will be reported at the time of vesting.

F4 · balance_after: The satisfaction of the 2023, 2024 and 2025 three-year total shareholder return PSUs and the corresponding number of shares to be issued pursuant to these awards, will not be determined until February 2026, February 2027 and February 2028, respectively, and will be reported at the time of vesting. The satisfaction of the 2024 and 2025 three-year EBITDA PSUs and the corresponding number of shares to be issued pursuant to these awards, will not be determined until February 2027 and February 2028, respectively, and will be reported at the time of vesting.

Read SEC document
February 13, 2025 Filed Feb 14, 2025 17:29 UTC
Namkung James WChief Accounting Officer
Tax withholdingCommon Stock 178 $166.56 $29,647.68
Disclosure

SEC source: 0000950170-25-021507 · ownership.xml · nonDerivative · entry 2

Namkung James W · CIK 0001729468 · Chief Accounting Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 19,176

F2 · shares: Represents shares of performance based restricted stock units granted to the filing person on February 4, 2022. The vesting of the shares of performance based restricted stock units was conditioned upon the achievement of certain 2022 earnings before interest, taxes, depreciation, and amortization ("EBITDA") performance versus pre-established targets. The restricted stock units vest over three years (1/3 on February 13, 2023, 1/3 on February 13, 2024 and 1/3 on February 13, 2025). Of the 1,714 shares, 572 were issued on February 13, 2025, of which 178 shares were withheld to satisfy payment of the Issuer's tax withholding obligation. The third and final tranche of shares for this award have been issued.

F3 · balance_after: The common stock number referred in Table I is an aggregate number and represents 16,680 shares of common stock, 1,346 unvested restricted stock units ("RSUs"), and 1,150 unvested performance based restricted stock units ("PSUs"), for which the performance period has been satisfied. The RSUs and PSUs vest over a three-year period, in which 33.33% of the units vest each year. The satisfaction of the 2024 one-year PSUs tied to earnings before interest, taxes, depreciation, and amortization, ("EBITDA") and the corresponding number of shares to be issued pursuant to these awards, will not be determined until February 2025 and will be reported at the time of vesting.

F4 · balance_after: The satisfaction of the 2023, 2024 and 2025 three-year total shareholder return PSUs and the corresponding number of shares to be issued pursuant to these awards, will not be determined until February 2026, February 2027 and February 2028, respectively, and will be reported at the time of vesting. The satisfaction of the 2024 and 2025 three-year EBITDA PSUs and the corresponding number of shares to be issued pursuant to these awards, will not be determined until February 2027 and February 2028, respectively, and will be reported at the time of vesting.

F5 · balance_after: The satisfaction of the performance based restricted stock units granted as Deal Incentive Awards and the corresponding number of shares to be issued pursuant to these awards, will not be determined until December 2026, December 2027 and December 2028 and will be subject to additional time-based vesting conditions and, if applicable, a subsequent one-year holding period.

Read SEC document
February 13, 2025 Filed Feb 14, 2025 17:53 UTC
Sprecher Jeffrey CDirector · Chief Executive Officer
Tax withholdingCommon Stock 5,387 $166.56 $897,258.72
Disclosure

SEC source: 0000950170-25-021557 · ownership.xml · nonDerivative · entry 2

Sprecher Jeffrey C · CIK 0001343882 · Director · Chief Executive Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 1,182,427

F2 · shares: Represents shares of performance based restricted stock units granted to the filing person on February 4, 2022. The vesting of the shares of performance based restricted stock units was conditioned upon the achievement of certain 2022 earnings before interest, taxes, depreciation, and amortization ("EBITDA") performance versus pre-established targets. The restricted stock units vest over three years (1/3 on February 13, 2023, 1/3 on February 13, 2024 and 1/3 on February 13, 2025). Of the 35,719 shares, 11,907 were issued on February 13, 2025, of which 5,387 shares were withheld to satisfy payment of the Issuer's tax withholding obligation. The third and final tranche of shares for this award have been issued.

F3 · balance_after: The common stock number referred in Table I is an aggregate number and represents 1,127,226 shares of common stock, 26,702 unvested restricted stock units ("RSUs"), and 28,499 unvested performance based restricted stock units ("PSUs"), for which the performance period has been satisfied. The RSUs and PSUs vest over a three-year period, in which 33.33% of the units vest each year. The satisfaction of the 2024 one-year PSUs tied to earnings before interest, taxes, depreciation, and amortization, ("EBITDA") and the corresponding number of shares to be issued pursuant to these awards, will not be determined until February 2025 and will be reported at the time of vesting.

F4 · balance_after: The satisfaction of the 2023, 2024 and 2025 three-year total shareholder return PSUs and the corresponding number of shares to be issued pursuant to these awards, will not be determined until February 2026, February 2027 and February 2028, respectively, and will be reported at the time of vesting. The satisfaction of the 2024 and 2025 three-year EBITDA PSUs and the corresponding number of shares to be issued pursuant to these awards, will not be determined until February 2027 and February 2028, respectively, and will be reported at the time of vesting.

F5 · balance_after: The satisfaction of the performance based restricted stock units granted as Deal Incentive Awards and the corresponding number of shares to be issued pursuant to these awards, will not be determined until December 2026, December 2027 and December 2028 and will be subject to additional time-based vesting conditions and, if applicable, a subsequent one-year holding period.

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February 13, 2025 Filed Feb 15, 2025 00:33 UTC
Edmonds Christopher ScottPresident, Fixed Income & Data
Tax withholdingCommon Stock 763 $166.56 $127,085.28
Disclosure

SEC source: 0000950170-25-021651 · ownership.xml · nonDerivative · entry 2

Edmonds Christopher Scott · CIK 0001919795 · President, Fixed Income & Data

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 18,715

F2 · shares: Represents shares of performance based restricted stock units granted to the filing person on February 4, 2022. The vesting of the shares of performance based restricted stock units was conditioned upon the achievement of certain 2022 earnings before interest, taxes, depreciation, and amortization ("EBITDA") performance versus pre-established targets. The restricted stock units vest over three years (1/3 on February 13, 2023, 1/3 on February 13, 2024 and 1/3 on February 13, 2025). Of the 5,000 shares, 1,667 were issued on February 13, 2025, of which 763 shares were withheld to satisfy payment of the Issuer's tax withholding obligation. The third and final tranche of shares for this award have been issued.

F3 · balance_after: The common stock number referred in Table I is an aggregate number and represents 8,449 shares of common stock, 5,954 unvested restricted stock units ("RSUs"), and 4,312 unvested performance based restricted stock units ("PSUs"), for which the performance period has been satisfied. The RSUs and PSUs vest over a three-year period, in which 33.33% of the units vest each year. The satisfaction of the 2024 one-year PSUs tied to earnings before interest, taxes, depreciation, and amortization, ("EBITDA") and the corresponding number of shares to be issued pursuant to these awards, will not be determined until February 2025 and will be reported at the time of vesting.

F4 · balance_after: The satisfaction of the 2023, 2024 and 2025 three-year total shareholder return PSUs and the corresponding number of shares to be issued pursuant to these awards, will not be determined until February 2026, February 2027 and February 2028, respectively, and will be reported at the time of vesting. The satisfaction of the 2024 and 2025 three-year EBITDA PSUs and the corresponding number of shares to be issued pursuant to these awards, will not be determined until February 2027 and February 2028, respectively, and will be reported at the time of vesting.

F5 · balance_after: The satisfaction of the performance based restricted stock units granted as Deal Incentive Awards and the corresponding number of shares to be issued pursuant to these awards, will not be determined until December 2026, December 2027 and December 2028 and will be subject to additional time-based vesting conditions and, if applicable, a subsequent one-year holding period.

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February 13, 2025 Filed Feb 14, 2025 22:52 UTC
Kapani MayurChief Technology Officer
Tax withholdingCommon Stock 853 $166.56 $142,075.68
Disclosure

SEC source: 0000950170-25-021553 · ownership.xml · nonDerivative · entry 2

Kapani Mayur · CIK 0001917418 · Chief Technology Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 72,650

F2 · shares: Represents shares of performance based restricted stock units granted to the filing person on February 4, 2022. The vesting of the shares of performance based restricted stock units was conditioned upon the achievement of certain 2022 earnings before interest, taxes, depreciation, and amortization ("EBITDA") performance versus pre-established targets. The restricted stock units vest over three years (1/3 on February 13, 2023, 1/3 on February 13, 2024 and 1/3 on February 13, 2025). Of the 5,714 shares, 1,905 were issued on February 13, 2025, of which 853 shares were withheld to satisfy payment of the Issuer's tax withholding obligation. The third and final tranche of shares for this award have been issued.

F3 · balance_after: The common stock number referred in Table I is an aggregate number and represents 64,331 shares of common stock, 4,487 unvested restricted stock units ("RSUs"), and 3,832 unvested performance based restricted stock units ("PSUs"), for which the performance period has been satisfied. The RSUs and PSUs vest over a three-year period, in which 33.33% of the units vest each year. The satisfaction of the 2024 one-year PSUs tied to earnings before interest, taxes, depreciation, and amortization, ("EBITDA") and the corresponding number of shares to be issued pursuant to these awards, will not be determined until February 2025 and will be reported at the time of vesting.

F4 · balance_after: The satisfaction of the 2023, 2024 and 2025 three-year total shareholder return PSUs and the corresponding number of shares to be issued pursuant to these awards, will not be determined until February 2026, February 2027 and February 2028, respectively, and will be reported at the time of vesting. The satisfaction of the 2024 and 2025 three-year EBITDA PSUs and the corresponding number of shares to be issued pursuant to these awards, will not be determined until February 2027 and February 2028, respectively, and will be reported at the time of vesting.

F5 · balance_after: The satisfaction of the performance based restricted stock units granted as Deal Incentive Awards and the corresponding number of shares to be issued pursuant to these awards, will not be determined until December 2026, December 2027 and December 2028 and will be subject to additional time-based vesting conditions and, if applicable, a subsequent one-year holding period.

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February 13, 2025 Filed Feb 14, 2025 22:42 UTC Tax withholdingCommon Stock 1,613 $166.56 $268,661.28
Disclosure

SEC source: 0000950170-25-021543 · ownership.xml · nonDerivative · entry 2

Jackson Benjamin · CIK 0001722067 · President

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 167,959

F2 · shares: Represents shares of performance based restricted stock units granted to the filing person on February 4, 2022. The vesting of the shares of performance based restricted stock units was conditioned upon the achievement of certain 2022 earnings before interest, taxes, depreciation, and amortization ("EBITDA") performance versus pre-established targets. The restricted stock units vest over three years (1/3 on February 13, 2023, 1/3 on February 13, 2024 and 1/3 on February 13, 2025). Of the 10,715 shares, 3,572 were issued on February 13, 2025, of which 1,613 shares were withheld to satisfy payment of the Issuer's tax withholding obligation. The third and final tranche of shares for this award have been issued.

F3 · balance_after: The common stock number referred in Table I is an aggregate number and represents 149,913 shares of common stock, 9,424 unvested restricted stock units ("RSUs"), and 8,622 unvested performance based restricted stock units ("PSUs"), for which the performance period has been satisfied. The RSUs and PSUs vest over a three-year period, in which 33.33% of the units vest each year. The satisfaction of the 2024 one-year PSUs tied to earnings before interest, taxes, depreciation, and amortization, ("EBITDA") and the corresponding number of shares to be issued pursuant to these awards, will not be determined until February 2025 and will be reported at the time of vesting.

F4 · balance_after: The satisfaction of the 2023, 2024 and 2025 three-year total shareholder return PSUs and the corresponding number of shares to be issued pursuant to these awards, will not be determined until February 2026, February 2027 and February 2028, respectively, and will be reported at the time of vesting. The satisfaction of the 2024 and 2025 three-year EBITDA PSUs and the corresponding number of shares to be issued pursuant to these awards, will not be determined until February 2027 and February 2028, respectively, and will be reported at the time of vesting.

F5 · balance_after: The satisfaction of the performance based restricted stock units granted as Deal Incentive Awards and the corresponding number of shares to be issued pursuant to these awards, will not be determined until December 2026, December 2027 and December 2028 and will be subject to additional time-based vesting conditions and, if applicable, a subsequent one-year holding period.

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February 13, 2025 Filed Feb 14, 2025 22:38 UTC
Foley DouglasSVP, HR & Administration
Tax withholdingCommon Stock 322 $166.56 $53,632.32
Disclosure

SEC source: 0000950170-25-021537 · ownership.xml · nonDerivative · entry 2

Foley Douglas · CIK 0001918894 · SVP, HR & Administration

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 24,889

F2 · shares: Represents shares of performance based restricted stock units granted to the filing person on February 4, 2022. The vesting of the shares of performance based restricted stock units was conditioned upon the achievement of certain 2022 earnings before interest, taxes, depreciation, and amortization ("EBITDA") performance versus pre-established targets. The restricted stock units vest over three years (1/3 on February 13, 2023, 1/3 on February 13, 2024 and 1/3 on February 13, 2025). Of the 2,142 shares, 715 were issued on February 13, 2025, of which 322 shares were withheld to satisfy payment of the Issuer's tax withholding obligation. The third and final tranche of shares for this award have been issued.

F3 · balance_after: The common stock number referred in Table I is an aggregate number and represents 21,657 shares of common stock, 1,795 unvested restricted stock units ("RSUs"), and 1,437 unvested performance based restricted stock units ("PSUs"), for which the performance period has been satisfied. The RSUs and PSUs vest over a three-year period, in which 33.33% of the units vest each year. The satisfaction of the 2024 one-year PSUs tied to earnings before interest, taxes, depreciation, and amortization, ("EBITDA") and the corresponding number of shares to be issued pursuant to these awards, will not be determined until February 2025 and will be reported at the time of vesting.

F4 · balance_after: The satisfaction of the 2023, 2024 and 2025 three-year total shareholder return PSUs and the corresponding number of shares to be issued pursuant to these awards, will not be determined until February 2026, February 2027 and February 2028, respectively, and will be reported at the time of vesting. The satisfaction of the 2024 and 2025 three-year EBITDA PSUs and the corresponding number of shares to be issued pursuant to these awards, will not be determined until February 2027 and February 2028, respectively, and will be reported at the time of vesting.

F5 · balance_after: The satisfaction of the performance based restricted stock units granted as Deal Incentive Awards and the corresponding number of shares to be issued pursuant to these awards, will not be determined until December 2026, December 2027 and December 2028 and will be subject to additional time-based vesting conditions and, if applicable, a subsequent one-year holding period.

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February 13, 2025 Filed Feb 14, 2025 22:37 UTC
Martin Lynn CPresident, NYSE Group
Tax withholdingCommon Stock 1,338 $166.56 $222,857.28
Disclosure

SEC source: 0000950170-25-021534 · ownership.xml · nonDerivative · entry 2

Martin Lynn C · CIK 0001754817 · President, NYSE Group

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 59,182

F2 · shares: Represents shares of performance based restricted stock units granted to the filing person on February 4, 2022. The vesting of the shares of performance based restricted stock units was conditioned upon the achievement of certain 2022 earnings before interest, taxes, depreciation, and amortization ("EBITDA") performance versus pre-established targets. The restricted stock units vest over three years (1/3 on February 13, 2023, 1/3 on February 13, 2024 and 1/3 on February 13, 2025). Of the 7,858 shares, 2,620 were issued on February 13, 2025, of which 1,338 shares were withheld to satisfy payment of the Issuer's tax withholding obligation. The third and final tranche of shares for this award have been issued.

F3 · balance_after: The common stock number referred in Table I is an aggregate number and represents 48,079 shares of common stock, 5,834 unvested restricted stock units ("RSUs"), and 5,269 unvested performance based restricted stock units ("PSUs"), for which the performance period has been satisfied. The RSUs and PSUs vest over a three-year period, in which 33.33% of the units vest each year. The satisfaction of the 2024 one-year PSUs tied to earnings before interest, taxes, depreciation, and amortization, ("EBITDA") and the corresponding number of shares to be issued pursuant to these awards, will not be determined until February 2025 and will be reported at the time of vesting.

F4 · balance_after: The satisfaction of the 2023, 2024 and 2025 three-year total shareholder return PSUs and the corresponding number of shares to be issued pursuant to these awards, will not be determined until February 2026, February 2027 and February 2028, respectively, and will be reported at the time of vesting. The satisfaction of the 2024 and 2025 three-year EBITDA PSUs and the corresponding number of shares to be issued pursuant to these awards, will not be determined until February 2027 and February 2028, respectively, and will be reported at the time of vesting.

F5 · balance_after: The satisfaction of the performance based restricted stock units granted as Deal Incentive Awards and the corresponding number of shares to be issued pursuant to these awards, will not be determined until December 2026, December 2027 and December 2028 and will be subject to additional time-based vesting conditions and, if applicable, a subsequent one-year holding period.

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Value uses the disclosed total when available, otherwise shares × reported transaction price. It is not an estimate of exercise cash cost or investment performance.