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NYSE · USD

ICE

Intercontinental Exchange, Inc.

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Tapewire entity
1809
SEC CIK
0001571949
Parsed reports
941

Last 12 months

Inside the activity.

0 purchase rows · 64 sale rows

Disclosed non-derivative P/S rows, by transaction month. Includes amendments and private transactions.
Monthly counts
MonthPurchasesSales
Nov 202505
Dec 202505
Jan 202600
Feb 2026026
Mar 202601
Apr 202600
May 202606
Jun 202602
Jul 202604
Aug 2026010
Sep 202605
Oct 202600

Latest available

Insider transactions

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Purchases/sales include open-market and private transactions. Plan disclosure applies to the filing; individual rows may differ. “Not disclosed” is not “unplanned.”

The cutoff filters transaction history only. Company summaries and owner relationships show the latest available disclosures. Parser corrections can improve historical records.

Transaction dateOwner / reported roleActivity / securityShares / unitsReported priceReported valueDetails
February 05, 2024 Filed Feb 7, 2024 22:43 UTC
Surdykowski Andrew JGeneral Counsel
Tax withholdingCommon Stock 1,493 $126.75 $189,237.75
Disclosure

SEC source: 0000950170-24-012348 · ownership.xml · nonDerivative · entry 2

Surdykowski Andrew J · CIK 0001755922 · General Counsel

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 45,612

F3 · shares: Represents shares of common stock underlying vested TSR PSUs that are being withheld to satisfy payment of the Issuer's tax withholding obligations.

F4 · balance_after: The common stock number referred in Table I is an aggregate number and represents 40,712 shares of common stock and 4,900 unvested performance based restricted stock units, for which the performance period has been satisfied. These performance based restricted stock units vest over a three year period, in which 33.33% of the units vest each year. The satisfaction of the 2023 performance based restricted units tied to earnings before interest, taxes, depreciation, and amortization ("EBITDA") and the corresponding number of shares to be issued pursuant to these awards, will not be determined until February 2024 and will be reported at the time of vesting. The satisfaction of the 2022 and 2023 total shareholder return performance based restricted stock units and the corresponding number of shares to be issued pursuant to these awards, will not be determined until February 2025 and February 2026, respectively, and will be reported at the time of vesting.

F5 · balance_after: The satisfaction of the performance based restricted stock units granted as Deal Incentive Awards and the corresponding number of shares to be issued pursuant to these awards, will not be determined until December 2026, December 2027 and December 2028 and will be subject to additional time-based vesting conditions and, if applicable, a subsequent one-year holding period.

Read SEC document
February 05, 2024 Filed Feb 7, 2024 22:43 UTC
Surdykowski Andrew JGeneral Counsel
GrantCommon Stock 3,502 $0.00 $0.00
Disclosure

SEC source: 0000950170-24-012348 · ownership.xml · nonDerivative · entry 1

Surdykowski Andrew J · CIK 0001755922 · General Counsel

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 47,105

F1 · shares: Represents shares issued to the filing person in connection with the vesting of the three-year total shareholder return performance based restricted stock units ("TSR PSUs") granted on February 5, 2021. The payout amount for the TSR PSUs was determined based on the Issuer's stock price through December 31, 2023 and was based on the total shareholder return from January 1, 2021 through December 31, 2023 relative to the S&P 500.

F2 · balance_after: Amount of securities beneficially owned includes 110 shares acquired under the Intercontinental Exchange, Inc. Employee Stock Purchase Plan on December 29, 2023.

Read SEC document
February 05, 2024 Filed Feb 7, 2024 22:40 UTC
Martin Lynn CPresident, NYSE Group
Tax withholdingCommon Stock 3,934 $126.75 $498,634.50
Disclosure

SEC source: 0000950170-24-012342 · ownership.xml · nonDerivative · entry 2

Martin Lynn C · CIK 0001754817 · President, NYSE Group

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 53,288

F3 · shares: Represents shares of common stock underlying vested TSR PSUs that are being withheld to satisfy payment of the Issuer's tax withholding obligations.

F4 · balance_after: The common stock number referred in Table I is an aggregate number and represents 42,273 shares of common stock, 1,280 unvested restricted stock units ("RSUs") and 9,735 unvested performance based restricted stock units ("PSUs"), for which the performance period has been satisfied. The RSUs and PSUs vest over a three year period, in which 33.33% of the units vest each year. The satisfaction of the 2023 PSUs tied to earnings before interest, taxes, depreciation, and amortization, ("EBITDA") and the corresponding number of shares to be issued pursuant to these awards, will not be determined until February 2024 and will be reported at the time of vesting. The satisfaction of the 2022 and 2023 total shareholder return performance based restricted stock units and the corresponding number of shares to be issued pursuant to these awards, will not be determined until February 2025 and February 2026, respectively, and will be reported at the time of vesting.

F5 · balance_after: The satisfaction of the performance based restricted stock units granted as Deal Incentive Awards and the corresponding number of shares to be issued pursuant to these awards, will not be determined until December 2026, December 2027 and December 2028 and will be subject to additional time-based vesting conditions and, if applicable, a subsequent one-year holding period.

Read SEC document
February 05, 2024 Filed Feb 7, 2024 22:40 UTC
Martin Lynn CPresident, NYSE Group
GrantCommon Stock 7,706 $0.00 $0.00
Disclosure

SEC source: 0000950170-24-012342 · ownership.xml · nonDerivative · entry 1

Martin Lynn C · CIK 0001754817 · President, NYSE Group

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 57,222

F1 · shares: Represents shares issued to the filing person in connection with the vesting of the three-year total shareholder return performance based restricted stock units ("TSR PSUs") granted on February 5, 2021. The payout amount for the TSR PSUs was determined based on the Issuer's stock price through December 31, 2023 and was based on the total shareholder return from January 1, 2021 through December 31, 2023 relative to the S&P 500.

F2 · balance_after: Amount of securities beneficially owned includes 110 shares acquired under the Intercontinental Exchange, Inc. Employee Stock Purchase Plan on December 29, 2023.

Read SEC document
February 05, 2024 Filed Feb 7, 2024 22:38 UTC
Kapani MayurChief Technology Officer
Tax withholdingCommon Stock 2,202 $126.75 $279,103.50
Disclosure

SEC source: 0000950170-24-012336 · ownership.xml · nonDerivative · entry 2

Kapani Mayur · CIK 0001917418 · Chief Technology Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 56,747

F4 · shares: Represents shares of common stock underlying vested TSR PSUs that are being withheld to satisfy payment of the Issuer's tax withholding obligations.

F5 · balance_after: The common stock number referred in Table I is an aggregate number and represents 50,076 shares of common stock and 6,671 unvested performance based restricted stock units, for which the performance period has been satisfied. These performance based restricted stock units vest over a three year period, in which 33.33% of the units vest each year. The satisfaction of the 2023 PSUs tied to earnings before interest, taxes, depreciation, and amortization, ("EBITDA") and the corresponding number of shares to be issued pursuant to these awards, will not be determined until February 2024 and will be reported at the time of vesting. The satisfaction of the 2022 and 2023 total shareholder return performance based restricted stock units and the corresponding number of shares to be issued pursuant to these awards, will not be determined until February 2025 and February 2026, respectively, and will be reported at the time of vesting.

F6 · balance_after: The satisfaction of the performance based restricted stock units granted as Deal Incentive Awards and the corresponding number of shares to be issued pursuant to these awards, will not be determined until December 2026, December 2027 and December 2028 and will be subject to additional time-based vesting conditions and, if applicable, a subsequent one-year holding period.

Read SEC document
February 05, 2024 Filed Feb 7, 2024 22:38 UTC
Kapani MayurChief Technology Officer
GrantCommon Stock 4,904 $0.00 $0.00
Disclosure

SEC source: 0000950170-24-012336 · ownership.xml · nonDerivative · entry 1

Kapani Mayur · CIK 0001917418 · Chief Technology Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 58,949

F1 · shares: Represents shares issued to the filing person in connection with the vesting of the three-year total shareholder return performance based restricted stock units ("TSR PSUs") granted on February 5, 2021. The payout amount for the TSR PSUs was determined based on the Issuer's stock price through December 31, 2023 and was based on the total shareholder return from January 1, 2021 through December 31, 2023 relative to the S&P 500.

F2 · balance_after: Amount of securities beneficially owned includes 109 shares acquired under the Intercontinental Exchange, Inc. Employee Stock Purchase Plan on June 30, 2023.

F3 · balance_after: Amount of securities beneficially owned includes 100 shares acquired under the Intercontinental Exchange, Inc. Employee Stock Purchase Plan on December 29, 2023.

Read SEC document
February 05, 2024 Filed Feb 7, 2024 22:37 UTC Tax withholdingCommon Stock 4,745 $126.75 $601,428.75
Disclosure

SEC source: 0000950170-24-012334 · ownership.xml · nonDerivative · entry 2

Jackson Benjamin · CIK 0001722067 · President

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 133,617

F3 · shares: Represents shares of common stock underlying vested TSR PSUs that are being withheld to satisfy payment of the Issuer's tax withholding obligations.

F4 · balance_after: The common stock number referred in Table I is an aggregate number and represents 120,343 shares of common stock and 13,274 unvested performance based restricted stock units, for which the performance period has been satisfied. These performance based restricted stock units vest over a three year period, in which 33.33% of the units vest each year. The satisfaction of the 2023 performance based restricted units tied to earnings before interest, taxes, depreciation, and amortization ("EBITDA") and the corresponding number of shares to be issued pursuant to these awards, will not be determined until February 2024 and will be reported at the time of vesting. The satisfaction of the 2022 and 2023 total shareholder return performance based restricted stock units and the corresponding number of shares to be issued pursuant to these awards, will not be determined until February 2025 and February 2026, respectively, and will be reported at the time of vesting.

F5 · balance_after: The satisfaction of the performance based restricted stock units granted as Deal Incentive Awards and the corresponding number of shares to be issued pursuant to these awards, will not be determined until December 2026, December 2027 and December 2028 and will be subject to additional time-based vesting conditions and, if applicable, a subsequent one-year holding period.

Read SEC document
February 05, 2024 Filed Feb 7, 2024 22:37 UTC GrantCommon Stock 10,508 $0.00 $0.00
Disclosure

SEC source: 0000950170-24-012334 · ownership.xml · nonDerivative · entry 1

Jackson Benjamin · CIK 0001722067 · President

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 138,362

F1 · shares: Represents shares issued to the filing person in connection with the vesting of the three-year total shareholder return performance based restricted stock units ("TSR PSUs") granted on February 5, 2021. The payout amount for the TSR PSUs was determined based on the Issuer's stock price through December 31, 2023 and was based on the total shareholder return from January 1, 2021 through December 31, 2023 relative to the S&P 500.

F2 · balance_after: Amount of securities beneficially owned includes 110 shares acquired under the Intercontinental Exchange, Inc. Employee Stock Purchase Plan on December 29, 2023.

Read SEC document
February 05, 2024 Filed Feb 7, 2024 22:35 UTC
Foley DouglasSVP, HR & Administration
Tax withholdingCommon Stock 630 $126.75 $79,852.50
Disclosure

SEC source: 0000950170-24-012332 · ownership.xml · nonDerivative · entry 2

Foley Douglas · CIK 0001918894 · SVP, HR & Administration

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 18,383

F3 · shares: Represents shares of common stock underlying vested TSR PSUs that are being withheld to satisfy payment of the Issuer's tax withholding obligations.

F4 · balance_after: The common stock number referred in Table I is an aggregate number and represents 15,728 shares of common stock and 2,655 unvested performance based restricted stock units, for which the performance period has been satisfied. The RSUs and PSUs vest over a three year period, in which 33.33% of the units vest each year. The satisfaction of the 2023 PSUs tied to earnings before interest, taxes, depreciation, and amortization, ("EBITDA") and the corresponding number of shares to be issued pursuant to these awards, will not be determined until February 2024 and will be reported at the time of vesting. The satisfaction of the 2022 and 2023 total shareholder return performance based restricted stock units and the corresponding number of shares to be issued pursuant to these awards, will not be determined until February 2025 and February 2026, respectively, and will be reported at the time of vesting.

F5 · balance_after: The satisfaction of the performance based restricted stock units granted as Deal Incentive Awards and the corresponding number of shares to be issued pursuant to these awards, will not be determined until December 2026, December 2027 and December 2028 and will be subject to additional time-based vesting conditions and, if applicable, a subsequent one-year holding period.

Read SEC document
February 05, 2024 Filed Feb 7, 2024 22:35 UTC
Foley DouglasSVP, HR & Administration
GrantCommon Stock 2,101 $0.00 $0.00
Disclosure

SEC source: 0000950170-24-012332 · ownership.xml · nonDerivative · entry 1

Foley Douglas · CIK 0001918894 · SVP, HR & Administration

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 19,013

F1 · shares: Represents shares issued to the filing person in connection with the vesting of the three-year total shareholder return performance based restricted stock units ("TSR PSUs") granted on February 5, 2021. The payout amount for the TSR PSUs was determined based on the Issuer's stock price through December 31, 2023 and was based on the total shareholder return from January 1, 2021 through December 31, 2023 relative to the S&P 500.

F2 · balance_after: Amount of securities beneficially owned includes 110 shares acquired under the Intercontinental Exchange, Inc. Employee Stock Purchase Plan on December 29, 2023.

Read SEC document
February 05, 2024 Filed Feb 7, 2024 22:34 UTC
Edmonds Christopher ScottPresident, Fixed Income & Data
Tax withholdingCommon Stock 1,595 $126.75 $202,166.25
Disclosure

SEC source: 0000950170-24-012330 · ownership.xml · nonDerivative · entry 2

Edmonds Christopher Scott · CIK 0001919795 · President, Fixed Income & Data

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 13,550

F3 · shares: Represents shares of common stock underlying vested TSR PSUs that are being withheld to satisfy payment of the Issuer's tax withholding obligations.

F4 · balance_after: The common stock number referred in Table I is an aggregate number and represents 6,138 shares of common stock and 2,035 unvested restricted stock units ("RSUs"), and 5,377 unvested performance based restricted stock units ("PSUs"), for which the performance period has been satisfied. The RSUs and PSUs vest over a three year period, in which 33.33% of the units vest each year. The satisfaction of the 2023 PSUs tied to earnings before interest, taxes, depreciation, and amortization, ("EBITDA") and the corresponding number of shares to be issued pursuant to these awards, will not be determined until February 2024 and will be reported at the time of vesting. The satisfaction of the 2022 and 2023 total shareholder return performance based restricted stock units and the corresponding number of shares to be issued pursuant to these awards, will not be determined until February 2025 and February 2026, respectively, and will be reported at the time of vesting.

F5 · balance_after: The satisfaction of the performance based restricted stock units granted as Deal Incentive Awards and the corresponding number of shares to be issued pursuant to these awards, will not be determined until December 2026, December 2027 and December 2028 and will be subject to additional time-based vesting conditions and, if applicable, a subsequent one-year holding period.

Read SEC document
February 05, 2024 Filed Feb 7, 2024 22:34 UTC
Edmonds Christopher ScottPresident, Fixed Income & Data
GrantCommon Stock 3,502 $0.00 $0.00
Disclosure

SEC source: 0000950170-24-012330 · ownership.xml · nonDerivative · entry 1

Edmonds Christopher Scott · CIK 0001919795 · President, Fixed Income & Data

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 15,145

F1 · shares: Represents shares issued to the filing person in connection with the vesting of the three-year total shareholder return performance based restricted stock units ("TSR PSUs") granted on February 5, 2021. The payout amount for the TSR PSUs was determined based on the Issuer's stock price through December 31, 2023 and was based on the total shareholder return from January 1, 2021 through December 31, 2023 relative to the S&P 500.

F2 · balance_after: Amount of securities beneficially owned includes 110 shares acquired under the Intercontinental Exchange, Inc. Employee Stock Purchase Plan on December 29, 2023.

Read SEC document
January 25, 2024 Filed Jan 26, 2024 22:41 UTC
Gardiner WarrenChief Financial Officer
GiftCommon Stock 590 $0.00 $0.00
Disclosure

SEC source: 0001209191-24-002309 · doc4.xml · nonDerivative · entry 1

Gardiner Warren · CIK 0001855007 · Chief Financial Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 14,435

F1 · shares: This transaction involved a gift of 590 shares of the issuer's common stock by the reporting person to a philanthropic organization.

F2 · balance_after: The common stock number referred in Table I is an aggregate number and represents 8,870 shares of common stock and 1,345 unvested restricted stock units ("RSUs"), and 4,220 unvested performance based restricted stock units ("PSUs"), for which the performance period has been satisfied. The RSUs and PSUs vest over a three year period, in which 33.33% of the units vest each year. The satisfaction of the 2023 PSUs tied to earnings before interest, taxes, depreciation, and amortization, ("EBITDA") and the corresponding number of shares to be issued pursuant to these awards, will not be determined until February 2024 and will be reported at the time of vesting. The satisfaction of the 2022 and 2023 total shareholder return performance based restricted stock units and the corresponding number of shares to be issued pursuant to these awards, will not be determined until February 2025 and February 2026, respectively, and will be reported at the time of vesting.

F3 · balance_after: The satisfaction of the performance based restricted stock units granted as Deal Incentive Awards and the corresponding number of shares to be issued pursuant to these awards, will not be determined until December 2026, December 2027 and December 2028 and will be subject to additional time-based vesting conditions and, if applicable, a subsequent one-year holding period.

Read SEC document
January 04, 2024 Filed Jan 5, 2024 17:43 UTC
Sprecher Jeffrey CDirector · Chief Executive Officer
Exercise / conversionEmployee Stock Option (right to buy) Holding · Derivative 58,388 $0.00 Strike: $50.01 $0.00
Disclosure

SEC source: 0001209191-24-001057 · doc4.xml · derivative · entry 9

Sprecher Jeffrey C · CIK 0001343882 · Director · Chief Executive Officer

10b5-1 filing: Plan reported

Ownership: Direct

Disclosed balance after: 116,777

Underlying: Common Stock · 58,388 shares

Expires 2026-01-14

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F13 · derivative.exercise_date: These options are fully vested.

Read SEC document
January 04, 2024 Filed Jan 5, 2024 17:43 UTC
Sprecher Jeffrey CDirector · Chief Executive Officer
SaleCommon Stock 12,581 $126.41 $1,590,302.56
Disclosure

SEC source: 0001209191-24-001057 · doc4.xml · nonDerivative · entry 7

Sprecher Jeffrey C · CIK 0001343882 · Director · Chief Executive Officer

10b5-1 filing: Plan reported

Ownership: Indirect · CPEX

Disclosed balance after: 2,771,705

F1 · shares: This transaction was effected pursuant to a Rule 10b5-1 trading plan which was approved and became effective as of August 7, 2023.

F10 · price: The price range for the aggregate amount sold by the direct holder is $126.34 - $126.50. The Issuer will upon request by the Staff of the U.S. Securities and Exchange Commission or a security holder of the Issuer provide the full information regarding the number of shares sold at each separate price.

F11 · balance_after: As previously reported, the reporting person also indirectly owns 2,771,705 shares that are beneficially owned directly by CPEX. The reporting person beneficially owns 100% of the equity interest in CPEX. Additionally, as previously reported, the reporting person indirectly owns shares that are beneficially owned directly by the reporting person's spouse for which the reporting person disclaims beneficial ownership.

Read SEC document
January 04, 2024 Filed Jan 5, 2024 17:43 UTC
Sprecher Jeffrey CDirector · Chief Executive Officer
SaleCommon Stock 82,150 $125.99 $10,350,021.00
Disclosure

SEC source: 0001209191-24-001057 · doc4.xml · nonDerivative · entry 6

Sprecher Jeffrey C · CIK 0001343882 · Director · Chief Executive Officer

10b5-1 filing: Plan reported

Ownership: Indirect · CPEX

Disclosed balance after: 2,784,286

F1 · shares: This transaction was effected pursuant to a Rule 10b5-1 trading plan which was approved and became effective as of August 7, 2023.

F9 · price: The price range for the aggregate amount sold by the direct holder is $125.34 - $126.33. The Issuer will upon request by the Staff of the U.S. Securities and Exchange Commission or a security holder of the Issuer provide the full information regarding the number of shares sold at each separate price.

Read SEC document
January 04, 2024 Filed Jan 5, 2024 17:43 UTC
Sprecher Jeffrey CDirector · Chief Executive Officer
SaleCommon Stock 15,269 $125.02 $1,908,899.84
Disclosure

SEC source: 0001209191-24-001057 · doc4.xml · nonDerivative · entry 5

Sprecher Jeffrey C · CIK 0001343882 · Director · Chief Executive Officer

10b5-1 filing: Plan reported

Ownership: Indirect · CPEX

Disclosed balance after: 2,866,436

F1 · shares: This transaction was effected pursuant to a Rule 10b5-1 trading plan which was approved and became effective as of August 7, 2023.

F8 · price: The price range for the aggregate amount sold by the direct holder is $124.34 - $125.33. The Issuer will upon request by the Staff of the U.S. Securities and Exchange Commission or a security holder of the Issuer provide the full information regarding the number of shares sold at each separate price.

Read SEC document
January 04, 2024 Filed Jan 5, 2024 17:43 UTC
Sprecher Jeffrey CDirector · Chief Executive Officer
SaleCommon Stock 3,200 $126.44 $404,608.96
Disclosure

SEC source: 0001209191-24-001057 · doc4.xml · nonDerivative · entry 4

Sprecher Jeffrey C · CIK 0001343882 · Director · Chief Executive Officer

10b5-1 filing: Plan reported

Ownership: Direct

Disclosed balance after: 1,152,375

F1 · shares: This transaction was effected pursuant to a Rule 10b5-1 trading plan which was approved and became effective as of August 7, 2023.

F5 · price: The price range for the aggregate amount sold by the direct holder is $126.41 - $126.50. The Issuer will upon request by the Staff of the U.S. Securities and Exchange Commission or a security holder of the Issuer provide the full information regarding the number of shares sold at each separate price.

F6 · balance_after: The common stock number referred in Table I is an aggregate number and represents 1,110,990 shares of common stock and 41,385 unvested performance based restricted stock units, for which the performance period has been satisfied. These performance based restricted stock units vest over a three year period, in which 33.33% of the units vest each year. The satisfaction of the 2023 PSUs tied to earnings before interest, taxes, depreciation, and amortization, ("EBITDA") and the corresponding number of shares to be issued pursuant to these awards, will not be determined until February 2024 and will be reported at the time of vesting. The satisfaction of the 2021, 2022 and 2023 total shareholder return performance based restricted stock units and the corresponding number of shares to be issued pursuant to these awards, will not be determined until February 2024, February 2025 and February 2026, respectively, and will be reported at the time of vesting.

F7 · balance_after: The satisfaction of the performance based restricted stock units granted as Deal Incentive Awards and the corresponding number of shares to be issued pursuant to these awards, will not be determined until December 2026, December 2027 and December 2028 and will be subject to additional time-based vesting conditions and, if applicable, a subsequent one-year holding period.

Read SEC document
January 04, 2024 Filed Jan 5, 2024 17:43 UTC
Sprecher Jeffrey CDirector · Chief Executive Officer
SaleCommon Stock 46,787 $126.02 $5,896,228.74
Disclosure

SEC source: 0001209191-24-001057 · doc4.xml · nonDerivative · entry 3

Sprecher Jeffrey C · CIK 0001343882 · Director · Chief Executive Officer

10b5-1 filing: Plan reported

Ownership: Direct

Disclosed balance after: 1,155,575

F1 · shares: This transaction was effected pursuant to a Rule 10b5-1 trading plan which was approved and became effective as of August 7, 2023.

F4 · price: The price range for the aggregate amount sold by the direct holder is $125.41 - $126.40. The Issuer will upon request by the Staff of the U.S. Securities and Exchange Commission or a security holder of the Issuer provide the full information regarding the number of shares sold at each separate price.

Read SEC document
January 04, 2024 Filed Jan 5, 2024 17:43 UTC
Sprecher Jeffrey CDirector · Chief Executive Officer
SaleCommon Stock 8,401 $125.03 $1,050,353.51
Disclosure

SEC source: 0001209191-24-001057 · doc4.xml · nonDerivative · entry 2

Sprecher Jeffrey C · CIK 0001343882 · Director · Chief Executive Officer

10b5-1 filing: Plan reported

Ownership: Direct

Disclosed balance after: 1,202,362

F1 · shares: This transaction was effected pursuant to a Rule 10b5-1 trading plan which was approved and became effective as of August 7, 2023.

F3 · price: The price range for the aggregate amount sold by the direct holder is $124.41 - $125.39. The Issuer will upon request by the Staff of the U.S. Securities and Exchange Commission or a security holder of the Issuer provide the full information regarding the number of shares sold at each separate price.

Read SEC document
January 04, 2024 Filed Jan 5, 2024 17:43 UTC
Sprecher Jeffrey CDirector · Chief Executive Officer
Exercise / conversionCommon Stock 58,388 $50.01 $2,919,983.88
Disclosure

SEC source: 0001209191-24-001057 · doc4.xml · nonDerivative · entry 1

Sprecher Jeffrey C · CIK 0001343882 · Director · Chief Executive Officer

10b5-1 filing: Plan reported

Ownership: Direct

Disclosed balance after: 1,210,763

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · shares: This transaction was effected pursuant to a Rule 10b5-1 trading plan which was approved and became effective as of August 7, 2023.

F2 · balance_after: Amount of securities beneficially owned includes 110 shares acquired under the Intercontinental Exchange, Inc. Employee Stock Purchase Plan on December 29, 2023.

Read SEC document
December 29, 2023 Filed Jan 2, 2024 21:35 UTC Exercise / conversionEmployee Stock Option (right to buy) Holding · Derivative 2,560 $0.00 Strike: $41.59 $0.00
Disclosure

SEC source: 0001209191-24-000133 · doc4.xml · derivative · entry 2

Jackson Benjamin · CIK 0001722067 · President

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 27,970

Underlying: Common Stock · 2,560 shares

Expires 2025-01-20

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F3 · derivative.exercise_date: These options are fully vested.

Read SEC document
December 29, 2023 Filed Jan 2, 2024 21:35 UTC Exercise / conversionCommon Stock 2,560 $41.59 $106,470.40
Disclosure

SEC source: 0001209191-24-000133 · doc4.xml · nonDerivative · entry 1

Jackson Benjamin · CIK 0001722067 · President

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 127,744

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · balance_after: The common stock number referred in Table I is an aggregate number and represents 114,470 shares of common stock and 13,274 unvested performance based restricted stock units, for which the performance period has been satisfied. These performance based restricted stock units vest over a three year period, in which 33.33% of the units vest each year. The satisfaction of the 2023 performance based restricted units tied to earnings before interest, taxes, depreciation, and amortization ("EBITDA") and the corresponding number of shares to be issued pursuant to these awards, will not be determined until February 2024 and will be reported at the time of vesting. The satisfaction of the 2021, 2022 and 2023 total shareholder return performance based restricted stock units and the corresponding number of shares to be issued pursuant to these awards, will not be determined until February 2024, February 2025 and February 2026, respectively, and will be reported at the time of vesting.

F2 · balance_after: The satisfaction of the performance based restricted stock units granted as Deal Incentive Awards and the corresponding number of shares to be issued pursuant to these awards, will not be determined until December 2026, December 2027 and December 2028 and will be subject to additional time-based vesting conditions and, if applicable, a subsequent one-year holding period.

Read SEC document
December 26, 2023 Filed Dec 28, 2023 21:23 UTC
Surdykowski Andrew JGeneral Counsel
Exercise / conversionEmployee Stock Option (right to buy) Holding · Derivative 1,000 $0.00 Strike: $57.31 $0.00
Disclosure

SEC source: 0001209191-23-059902 · doc4.xml · derivative · entry 7

Surdykowski Andrew J · CIK 0001755922 · General Counsel

10b5-1 filing: Plan reported

Ownership: Direct

Disclosed balance after: 9,439

Underlying: Common Stock · 1,000 shares

Expires 2027-01-18

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F4 · derivative.exercise_date: These options are fully vested.

Read SEC document
December 26, 2023 Filed Dec 28, 2023 21:23 UTC
Surdykowski Andrew JGeneral Counsel
Exercise / conversionEmployee Stock Option (right to buy) Holding · Derivative 500 $0.00 Strike: $50.01 $0.00
Disclosure

SEC source: 0001209191-23-059902 · doc4.xml · derivative · entry 6

Surdykowski Andrew J · CIK 0001755922 · General Counsel

10b5-1 filing: Plan reported

Ownership: Direct

Disclosed balance after: 10,080

Underlying: Common Stock · 500 shares

Expires 2026-01-14

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F4 · derivative.exercise_date: These options are fully vested.

Read SEC document
December 26, 2023 Filed Dec 28, 2023 21:23 UTC
Surdykowski Andrew JGeneral Counsel
Exercise / conversionEmployee Stock Option (right to buy) Holding · Derivative 500 $0.00 Strike: $41.59 $0.00
Disclosure

SEC source: 0001209191-23-059902 · doc4.xml · derivative · entry 5

Surdykowski Andrew J · CIK 0001755922 · General Counsel

10b5-1 filing: Plan reported

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 500 shares

Expires 2025-01-20

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F4 · derivative.exercise_date: These options are fully vested.

Read SEC document
December 26, 2023 Filed Dec 28, 2023 21:23 UTC
Surdykowski Andrew JGeneral Counsel
SaleCommon Stock 2,364 $126.00 $297,864.00
Disclosure

SEC source: 0001209191-23-059902 · doc4.xml · nonDerivative · entry 4

Surdykowski Andrew J · CIK 0001755922 · General Counsel

10b5-1 filing: Plan reported

Ownership: Direct

Disclosed balance after: 43,493

F1 · shares: This transaction was effected pursuant to a Rule 10b5-1 trading plan which was approved and became effective as of June 8, 2022.

F2 · balance_after: The common stock number referred in Table I is an aggregate number and represents 38,593 shares of common stock and 4,900 unvested performance based restricted stock units, for which the performance period has been satisfied. These performance based restricted stock units vest over a three year period, in which 33.33% of the units vest each year. The satisfaction of the 2023 performance based restricted units tied to earnings before interest, taxes, depreciation, and amortization ("EBITDA") and the corresponding number of shares to be issued pursuant to these awards, will not be determined until February 2024 and will be reported at the time of vesting. The satisfaction of the 2021, 2022 and 2023 total shareholder return performance based restricted stock units and the corresponding number of shares to be issued pursuant to these awards, will not be determined until February 2024, February 2025 and February 2026, respectively, and will be reported at the time of vesting.

F3 · balance_after: The satisfaction of the performance based restricted stock units granted as Deal Incentive Awards and the corresponding number of shares to be issued pursuant to these awards, will not be determined until December 2026, December 2027 and December 2028 and will be subject to additional time-based vesting conditions and, if applicable, a subsequent one-year holding period.

Read SEC document
December 26, 2023 Filed Dec 28, 2023 21:23 UTC
Surdykowski Andrew JGeneral Counsel
Exercise / conversionCommon Stock 1,000 $57.31 $57,310.00
Disclosure

SEC source: 0001209191-23-059902 · doc4.xml · nonDerivative · entry 3

Surdykowski Andrew J · CIK 0001755922 · General Counsel

10b5-1 filing: Plan reported

Ownership: Direct

Disclosed balance after: 45,857

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · shares: This transaction was effected pursuant to a Rule 10b5-1 trading plan which was approved and became effective as of June 8, 2022.

Read SEC document
December 26, 2023 Filed Dec 28, 2023 21:23 UTC
Surdykowski Andrew JGeneral Counsel
Exercise / conversionCommon Stock 500 $50.01 $25,005.00
Disclosure

SEC source: 0001209191-23-059902 · doc4.xml · nonDerivative · entry 2

Surdykowski Andrew J · CIK 0001755922 · General Counsel

10b5-1 filing: Plan reported

Ownership: Direct

Disclosed balance after: 44,857

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · shares: This transaction was effected pursuant to a Rule 10b5-1 trading plan which was approved and became effective as of June 8, 2022.

Read SEC document
December 26, 2023 Filed Dec 28, 2023 21:23 UTC
Surdykowski Andrew JGeneral Counsel
Exercise / conversionCommon Stock 500 $41.59 $20,795.00
Disclosure

SEC source: 0001209191-23-059902 · doc4.xml · nonDerivative · entry 1

Surdykowski Andrew J · CIK 0001755922 · General Counsel

10b5-1 filing: Plan reported

Ownership: Direct

Disclosed balance after: 44,357

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · shares: This transaction was effected pursuant to a Rule 10b5-1 trading plan which was approved and became effective as of June 8, 2022.

Read SEC document
December 14, 2023 Filed Dec 15, 2023 16:34 UTC
Namkung James WChief Accounting Officer
SaleCommon Stock 1,078 $125.00 $134,750.00
Disclosure

SEC source: 0001209191-23-058782 · doc4.xml · nonDerivative · entry 2

Namkung James W · CIK 0001729468 · Chief Accounting Officer

10b5-1 filing: Plan reported

Ownership: Direct

Disclosed balance after: 17,599

F1 · shares: This transaction was effected pursuant to a Rule 10b5-1 trading plan which was approved and became effective as of March 9, 2023.

F3 · balance_after: The common stock number referred in Table I is an aggregate number and represents 14,179 shares of common stock and 438 unvested restricted stock units ("RSUs"), and 2,982 unvested performance based restricted stock units ("PSU's"), for which the performance period has been satisfied. The RSUs and PSUs vest over a three year period, in which 33.33% of the units vest each year. The satisfaction of the 2023 PSUs tied to earnings before interest, taxes, depreciation, and amortization, ("EBITDA") and the corresponding number of shares to be issued pursuant to these awards, will not be determined until February 2024 and will be reported at the time of vesting. The satisfaction of the 2022 and 2023 total shareholder return performance based restricted stock units and the corresponding number of shares to be issued pursuant to these awards, will not be determined until February 2025 and February 2026, respectively, and will be reported at the time of vesting.

F4 · balance_after: The satisfaction of the performance based restricted stock units granted as Deal Incentive Awards and the corresponding number of shares to be issued pursuant to these awards, will not be determined until December 2026, December 2027 and December 2028 and will be subject to additional time-based vesting conditions and, if applicable, a subsequent one-year holding period.

Read SEC document
December 13, 2023 Filed Dec 15, 2023 16:34 UTC
Namkung James WChief Accounting Officer
SaleCommon Stock 1,171 $120.00 $140,520.00
Disclosure

SEC source: 0001209191-23-058782 · doc4.xml · nonDerivative · entry 1

Namkung James W · CIK 0001729468 · Chief Accounting Officer

10b5-1 filing: Plan reported

Ownership: Direct

Disclosed balance after: 18,677

F1 · shares: This transaction was effected pursuant to a Rule 10b5-1 trading plan which was approved and became effective as of March 9, 2023.

F2 · balance_after: Amount of securities beneficially owned includes 121 shares acquired under the Intercontinental Exchange, Inc. Employee Stock Purchase Plan on June 30, 2023.

Read SEC document
December 11, 2023 Filed Dec 14, 2023 00:15 UTC
Edmonds Christopher ScottChief Development Officer
SaleCommon Stock 1,266 $115.00 $145,590.00
Disclosure

SEC source: 0001209191-23-058557 · doc4.xml · nonDerivative · entry 1

Edmonds Christopher Scott · CIK 0001919795 · Chief Development Officer

10b5-1 filing: Plan reported

Ownership: Direct

Disclosed balance after: 11,533

F1 · shares: This transaction was effected pursuant to a Rule 10b5-1 trading plan which was approved and became effective as of March 9, 2023.

F2 · balance_after: The common stock number referred in Table I is an aggregate number and represents 4,121 shares of common stock and 2,035 unvested restricted stock units ("RSUs"), and 5,377 unvested performance based restricted stock units ("PSU's"), for which the performance period has been satisfied. The RSUs and PSUs vest over a three year period, in which 33.33% of the units vest each year. The satisfaction of the 2023 PSUs tied to earnings before interest, taxes, depreciation, and amortization, ("EBITDA") and the corresponding number of shares to be issued pursuant to these awards, will not be determined until February 2024 and will be reported at the time of vesting. The satisfaction of the 2021, 2022 and 2023 total shareholder return performance based restricted stock units and the corresponding number of shares to be issued pursuant to these awards, will not be determined until February 2024, February 2025 and February 2026, respectively, and will be reported at the time of vesting.

F3 · balance_after: The satisfaction of the performance based restricted stock units granted as Deal Incentive Awards and the corresponding number of shares to be issued pursuant to these awards, will not be determined until December 2026, December 2027 and December 2028 and will be subject to additional time-based vesting conditions and, if applicable, a subsequent one-year holding period.

Read SEC document
December 08, 2023 Filed Dec 11, 2023 21:36 UTC
Gardiner WarrenChief Financial Officer
SaleCommon Stock 500 $112.34 $56,170.00
Disclosure

SEC source: 0001209191-23-058062 · doc4.xml · nonDerivative · entry 1

Gardiner Warren · CIK 0001855007 · Chief Financial Officer

10b5-1 filing: Plan reported

Ownership: Direct

Disclosed balance after: 15,025

F1 · shares: This transaction was effected pursuant to a Rule 10b5-1 trading plan which was approved and became effective as of March 10, 2023.

F2 · balance_after: The common stock number referred in Table I is an aggregate number and represents 9,460 shares of common stock and 1,345 unvested restricted stock units ("RSUs"), and 4,220 unvested performance based restricted stock units ("PSUs"), for which the performance period has been satisfied. The RSUs and PSUs vest over a three year period, in which 33.33% of the units vest each year. The satisfaction of the 2023 PSUs tied to earnings before interest, taxes, depreciation, and amortization, ("EBITDA") and the corresponding number of shares to be issued pursuant to these awards, will not be determined until February 2024 and will be reported at the time of vesting. The satisfaction of the 2022 and 2023 total shareholder return performance based restricted stock units and the corresponding number of shares to be issued pursuant to these awards, will not be determined until February 2025 and February 2026, respectively, and will be reported at the time of vesting.

F3 · balance_after: The satisfaction of the performance based restricted stock units granted as Deal Incentive Awards and the corresponding number of shares to be issued pursuant to these awards, will not be determined until December 2026, December 2027 and December 2028 and will be subject to additional time-based vesting conditions and, if applicable, a subsequent one-year holding period.

Read SEC document
December 07, 2023 Filed Dec 11, 2023 16:36 UTC
Sprecher Jeffrey CDirector · Chief Executive Officer
GiftCommon Stock 17,700 $0.00 $0.00
Disclosure

SEC source: 0001209191-23-058063 · doc4.xml · nonDerivative · entry 1

Sprecher Jeffrey C · CIK 0001343882 · Director · Chief Executive Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 1,152,265

F1 · shares: This transaction involved a gift of 17,700 shares of the issuer's common stock by the reporting person to a philanthropic organization.

F2 · balance_after: The common stock number referred in Table I is an aggregate number and represents 1,110,880 shares of common stock and 41,385 unvested performance based restricted stock units, for which the performance period has been satisfied. These performance based restricted stock units vest over a three year period, in which 33.33% of the units vest each year. The satisfaction of the 2023 PSUs tied to earnings before interest, taxes, depreciation, and amortization, ("EBITDA") and the corresponding number of shares to be issued pursuant to these awards, will not be determined until February 2024 and will be reported at the time of vesting. The satisfaction of the 2021, 2022 and 2023 total shareholder return performance based restricted stock units and the corresponding number of shares to be issued pursuant to these awards, will not be determined until February 2024, February 2025 and February 2026, respectively, and will be reported at the time of vesting.

F3 · balance_after: The satisfaction of the performance based restricted stock units granted as Deal Incentive Awards and the corresponding number of shares to be issued pursuant to these awards, will not be determined until December 2026, December 2027 and December 2028 and will be subject to additional time-based vesting conditions and, if applicable, a subsequent one-year holding period.

Read SEC document
December 07, 2023 Filed Dec 11, 2023 21:37 UTC
Surdykowski Andrew JGeneral Counsel
GiftCommon Stock 225 $0.00 $0.00
Disclosure

SEC source: 0001209191-23-058064 · doc4.xml · nonDerivative · entry 1

Surdykowski Andrew J · CIK 0001755922 · General Counsel

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 43,857

F1 · shares: This transaction involved a gift of 225 shares of the issuer's common stock by the reporting person to a philanthropic organization.

F2 · balance_after: Amount of securities beneficially owned includes 121 shares acquired under the Intercontinental Exchange, Inc. Employee Stock Purchase Plan on June 30, 2023.

F3 · balance_after: The common stock number referred in Table I is an aggregate number and represents 38,957 shares of common stock and 4,900 unvested performance based restricted stock units, for which the performance period has been satisfied. These performance based restricted stock units vest over a three year period, in which 33.33% of the units vest each year. The satisfaction of the 2023 PSUs tied to earnings before interest, taxes, depreciation, and amortization, ("EBITDA") and the corresponding number of shares to be issued pursuant to these awards, will not be determined until February 2024 and will be reported at the time of vesting. The satisfaction of the 2021, 2022 and 2023 total shareholder return performance based restricted stock units and the corresponding number of shares to be issued pursuant to these awards, will not be determined until February 2024, February 2025 and February 2026, respectively, and will be reported at the time of vesting.

F4 · balance_after: The satisfaction of the performance based restricted stock units granted as Deal Incentive Awards and the corresponding number of shares to be issued pursuant to these awards, will not be determined until December 2026, December 2027 and December 2028 and will be subject to additional time-based vesting conditions and, if applicable, a subsequent one-year holding period.

Read SEC document
December 04, 2023 Filed Dec 6, 2023 21:38 UTC
Martin Lynn CPresident, NYSE Group
Tax withholdingCommon Stock 654 $115.03 $75,229.62
Disclosure

SEC source: 0001209191-23-057613 · doc4.xml · nonDerivative · entry 1

Martin Lynn C · CIK 0001754817 · President, NYSE Group

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 49,406

F1 · shares: Represents shares of restricted stock issued to the filing person on December 3, 2021. The restricted stock units vest over three years (1/3 on December 3, 2022, 1/3 on December 3, 2023 and 1/3 on December 3, 2024). Of the 3,840 shares, 1,280 shares were issued on December 4, 2023, of which 654 shares were withheld to satisfy payment of the Issuer's tax withholding obligation. The remaining 1,280 shares are scheduled to be issued on December 3, 2024 and taxes for these issuances will be withheld and reported at the time of vesting.

F2 · balance_after: The common stock number referred in Table I is an aggregate number and represents 38,391 shares of common stock, 1,280 unvested restricted stock units ("RSUs") and 9,735 unvested performance based restricted stock units ("PSUs"), for which the performance period has been satisfied. The RSUs and PSUs vest over a three year period, in which 33.33% of the units vest each year. The satisfaction of the 2023 PSUs tied to earnings before interest, taxes, depreciation, and amortization, ("EBITDA") and the corresponding number of shares to be issued pursuant to these awards, will not be determined until February 2024 and will be reported at the time of vesting. The satisfaction of the 2021, 2022 and 2023 total shareholder return performance based restricted stock units and the corresponding number of shares to be issued pursuant to these awards, will not be determined until February 2024, February 2025 and February 2026, respectively, and will be reported at the time of vesting.

F3 · balance_after: The satisfaction of the performance based restricted stock units granted as Deal Incentive Awards and the corresponding number of shares to be issued pursuant to these awards, will not be determined until December 2026, December 2027 and December 2028 and will be subject to additional time-based vesting conditions and, if applicable, a subsequent one-year holding period.

Read SEC document
December 04, 2023 Filed Dec 6, 2023 21:37 UTC Exercise / conversionEmployee Stock Option (right to buy) Holding · Derivative 10,100 $0.00 Strike: $41.37 $0.00
Disclosure

SEC source: 0001209191-23-057612 · doc4.xml · derivative · entry 4

Jackson Benjamin · CIK 0001722067 · President

10b5-1 filing: Plan reported

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 10,100 shares

Expires 2024-01-17

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F6 · derivative.exercise_date: These options are fully vested.

Read SEC document
December 04, 2023 Filed Dec 6, 2023 21:37 UTC SaleCommon Stock 5,595 $115.02 $643,561.52
Disclosure

SEC source: 0001209191-23-057612 · doc4.xml · nonDerivative · entry 3

Jackson Benjamin · CIK 0001722067 · President

10b5-1 filing: Plan reported

Ownership: Direct

Disclosed balance after: 125,184

F1 · shares: This transaction was effected pursuant to a Rule 10b5-1 trading plan which was approved and became effective as of December 7, 2022.

F3 · price: The price range for the aggregate amount sold by the direct holder is $114.91 - $115.18. The Issuer will upon request by the Staff of the U.S. Securities and Exchange Commission or a security holder of the Issuer provide the full information regarding the number of shares sold at each separate price.

F4 · balance_after: The common stock number referred in Table I is an aggregate number and represents 111,910 shares of common stock and 13,274 unvested performance based restricted stock units, for which the performance period has been satisfied. These performance based restricted stock units vest over a three year period, in which 33.33% of the units vest each year. The satisfaction of the 2023 performance based restricted units tied to earnings before interest, taxes, depreciation, and amortization ("EBITDA") and the corresponding number of shares to be issued pursuant to these awards, will not be determined until February 2024 and will be reported at the time of vesting. The satisfaction of the 2021, 2022 and 2023 total shareholder return performance based restricted stock units and the corresponding number of shares to be issued pursuant to these awards, will not be determined until February 2024, February 2025 and February 2026, respectively, and will be reported at the time of vesting.

F5 · balance_after: The satisfaction of the performance based restricted stock units granted as Deal Incentive Awards and the corresponding number of shares to be issued pursuant to these awards, will not be determined until December 2026, December 2027 and December 2028 and will be subject to additional time-based vesting conditions and, if applicable, a subsequent one-year holding period.

Read SEC document
December 04, 2023 Filed Dec 6, 2023 21:37 UTC SaleCommon Stock 4,505 $114.47 $515,677.89
Disclosure

SEC source: 0001209191-23-057612 · doc4.xml · nonDerivative · entry 2

Jackson Benjamin · CIK 0001722067 · President

10b5-1 filing: Plan reported

Ownership: Direct

Disclosed balance after: 130,779

F1 · shares: This transaction was effected pursuant to a Rule 10b5-1 trading plan which was approved and became effective as of December 7, 2022.

F2 · price: The price range for the aggregate amount sold by the direct holder is $113.91 - $114.89. The Issuer will upon request by the Staff of the U.S. Securities and Exchange Commission or a security holder of the Issuer provide the full information regarding the number of shares sold at each separate price.

Read SEC document
December 04, 2023 Filed Dec 6, 2023 21:37 UTC Exercise / conversionCommon Stock 10,100 $41.37 $417,837.00
Disclosure

SEC source: 0001209191-23-057612 · doc4.xml · nonDerivative · entry 1

Jackson Benjamin · CIK 0001722067 · President

10b5-1 filing: Plan reported

Ownership: Direct

Disclosed balance after: 135,284

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · shares: This transaction was effected pursuant to a Rule 10b5-1 trading plan which was approved and became effective as of December 7, 2022.

Read SEC document
December 04, 2023 Filed Dec 6, 2023 21:36 UTC
Edmonds Christopher ScottChief Development Officer
SaleCommon Stock 2,030 $115.00 $233,450.00
Disclosure

SEC source: 0001209191-23-057610 · doc4.xml · nonDerivative · entry 1

Edmonds Christopher Scott · CIK 0001919795 · Chief Development Officer

10b5-1 filing: Plan reported

Ownership: Direct

Disclosed balance after: 12,799

F1 · shares: This transaction was effected pursuant to a Rule 10b5-1 trading plan which was approved and became effective as of March 9, 2023.

F2 · balance_after: The common stock number referred in Table I is an aggregate number and represents 5,387 shares of common stock and 2,035 unvested restricted stock units ("RSUs"), and 5,377 unvested performance based restricted stock units ("PSU's"), for which the performance period has been satisfied. The RSUs and PSUs vest over a three year period, in which 33.33% of the units vest each year. The satisfaction of the 2023 PSUs tied to earnings before interest, taxes, depreciation, and amortization, ("EBITDA") and the corresponding number of shares to be issued pursuant to these awards, will not be determined until February 2024 and will be reported at the time of vesting. The satisfaction of the 2021, 2022 and 2023 total shareholder return performance based restricted stock units and the corresponding number of shares to be issued pursuant to these awards, will not be determined until February 2024, February 2025 and February 2026, respectively, and will be reported at the time of vesting.

F3 · balance_after: The satisfaction of the performance based restricted stock units granted as Deal Incentive Awards and the corresponding number of shares to be issued pursuant to these awards, will not be determined until December 2026, December 2027 and December 2028 and will be subject to additional time-based vesting conditions and, if applicable, a subsequent one-year holding period.

Read SEC document
November 24, 2023 Filed Nov 28, 2023 21:38 UTC
Foley DouglasSVP, HR & Administration
SaleCommon Stock 1,600 $114.46 $183,136.00
Disclosure

SEC source: 0001209191-23-056814 · doc4.xml · nonDerivative · entry 1

Foley Douglas · CIK 0001918894 · SVP, HR & Administration

10b5-1 filing: Plan reported

Ownership: Direct

Disclosed balance after: 16,802

F1 · shares: This transaction was effected pursuant to a Rule 10b5-1 trading plan which was approved and became effective as of November 23, 2022.

F2 · balance_after: The common stock number referred in Table I is an aggregate number and represents 14,147 shares of common stock and 2,655 unvested performance based restricted stock units, for which the performance period has been satisfied. These performance based restricted stock units vest over a three year period, in which 33.33% of the units vest each year. The satisfaction of the 2023 performance based restricted units tied to earnings before interest, taxes, depreciation, and amortization ("EBITDA") and the corresponding number of shares to be issued pursuant to these awards, will not be determined until February 2024 and will be reported at the time of vesting. The satisfaction of the 2021, 2022 and 2023 total shareholder return performance based restricted stock units and the corresponding number of shares to be issued pursuant to these awards, will not be determined until February 2024, February 2025 and February 2026, respectively, and will be reported at the time of vesting.

F3 · balance_after: The satisfaction of the performance based restricted stock units granted as Deal Incentive Awards and the corresponding number of shares to be issued pursuant to these awards, will not be determined until December 2026, December 2027 and December 2028 and will be subject to additional time-based vesting conditions and, if applicable, a subsequent one-year holding period.

Read SEC document
November 08, 2023 Filed Nov 9, 2023 21:32 UTC Exercise / conversionEmployee Stock Option (right to buy) Holding · Derivative 5,000 $0.00 Strike: $41.37 $0.00
Disclosure

SEC source: 0001209191-23-054843 · doc4.xml · derivative · entry 5

Jackson Benjamin · CIK 0001722067 · President

10b5-1 filing: Plan reported

Ownership: Direct

Disclosed balance after: 10,100

Underlying: Common Stock · 5,000 shares

Expires 2024-01-17

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F7 · derivative.exercise_date: These options are fully vested.

Read SEC document
November 08, 2023 Filed Nov 9, 2023 21:32 UTC SaleCommon Stock 1,370 $109.18 $149,576.05
Disclosure

SEC source: 0001209191-23-054843 · doc4.xml · nonDerivative · entry 4

Jackson Benjamin · CIK 0001722067 · President

10b5-1 filing: Plan reported

Ownership: Direct

Disclosed balance after: 125,184

F2 · shares: This transaction was effected pursuant to a Rule 10b5-1 trading plan which was approved and became effective as of December 7, 2022.

F4 · price: The price range for the aggregate amount sold by the direct holder is $109.10 - $109.25. The Issuer will upon request by the Staff of the U.S. Securities and Exchange Commission or a security holder of the Issuer provide the full information regarding the number of shares sold at each separate price.

F5 · balance_after: The common stock number referred in Table I is an aggregate number and represents 111,910 shares of common stock and 13,274 unvested performance based restricted stock units, for which the performance period has been satisfied. These performance based restricted stock units vest over a three year period, in which 33.33% of the units vest each year. The satisfaction of the 2023 performance based restricted units tied to earnings before interest, taxes, depreciation, and amortization ("EBITDA") and the corresponding number of shares to be issued pursuant to these awards, will not be determined until February 2024 and will be reported at the time of vesting. The satisfaction of the 2021, 2022 and 2023 total shareholder return performance based restricted stock units and the corresponding number of shares to be issued pursuant to these awards, will not be determined until February 2024, February 2025 and February 2026, respectively, and will be reported at the time of vesting.

F6 · balance_after: The satisfaction of the performance based restricted stock units granted as Deal Incentive Awards and the corresponding number of shares to be issued pursuant to these awards, will not be determined until December 2026, December 2027 and December 2028 and will be subject to additional time-based vesting conditions and, if applicable, a subsequent one-year holding period.

Read SEC document
November 08, 2023 Filed Nov 9, 2023 21:32 UTC SaleCommon Stock 3,630 $108.55 $394,019.08
Disclosure

SEC source: 0001209191-23-054843 · doc4.xml · nonDerivative · entry 3

Jackson Benjamin · CIK 0001722067 · President

10b5-1 filing: Plan reported

Ownership: Direct

Disclosed balance after: 126,554

F2 · shares: This transaction was effected pursuant to a Rule 10b5-1 trading plan which was approved and became effective as of December 7, 2022.

F3 · price: The price range for the aggregate amount sold by the direct holder is $108.09 - $109.03. The Issuer will upon request by the Staff of the U.S. Securities and Exchange Commission or a security holder of the Issuer provide the full information regarding the number of shares sold at each separate price.

Read SEC document
November 08, 2023 Filed Nov 9, 2023 21:32 UTC Exercise / conversionCommon Stock 5,000 $41.37 $206,850.00
Disclosure

SEC source: 0001209191-23-054843 · doc4.xml · nonDerivative · entry 2

Jackson Benjamin · CIK 0001722067 · President

10b5-1 filing: Plan reported

Ownership: Direct

Disclosed balance after: 130,184

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F2 · shares: This transaction was effected pursuant to a Rule 10b5-1 trading plan which was approved and became effective as of December 7, 2022.

Read SEC document
November 07, 2023 Filed Nov 9, 2023 21:35 UTC
Martin Lynn CPresident, NYSE Group
GiftCommon Stock 233 $0.00 $0.00
Disclosure

SEC source: 0001209191-23-054845 · doc4.xml · nonDerivative · entry 1

Martin Lynn C · CIK 0001754817 · President, NYSE Group

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 50,060

F1 · shares: This transaction involved a gift of 233 shares of the issuer's common stock by the reporting person to a philanthropic organization.

F2 · balance_after: Amount of securities beneficially owned includes 121 shares acquired under the Intercontinental Exchange, Inc. Employee Stock Purchase Plan on June 30, 2023.

F3 · balance_after: The common stock number referred in Table I is an aggregate number and represents 37,765 shares of common stock, 2,560 unvested restricted stock units ("RSUs") and 9,735 unvested performance based restricted stock units ("PSUs"), for which the performance period has been satisfied. The RSUs and PSUs vest over a three year period, in which 33.33% of the units vest each year. The satisfaction of the 2023 PSUs tied to earnings before interest, taxes, depreciation, and amortization, ("EBITDA") and the corresponding number of shares to be issued pursuant to these awards, will not be determined until February 2024 and will be reported at the time of vesting. The satisfaction of the 2021, 2022 and 2023 total shareholder return performance based restricted stock units and the corresponding number of shares to be issued pursuant to these awards, will not be determined until February 2024, February 2025 and February 2026, respectively, and will be reported at the time of vesting.

F4 · balance_after: The satisfaction of the performance based restricted stock units granted as Deal Incentive Awards and the corresponding number of shares to be issued pursuant to these awards, will not be determined until December 2026, December 2027 and December 2028 and will be subject to additional time-based vesting conditions and, if applicable, a subsequent one-year holding period.

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November 07, 2023 Filed Nov 9, 2023 21:32 UTC GiftCommon Stock 463 $0.00 $0.00
Disclosure

SEC source: 0001209191-23-054843 · doc4.xml · nonDerivative · entry 1

Jackson Benjamin · CIK 0001722067 · President

10b5-1 filing: Plan reported

Ownership: Direct

Disclosed balance after: 125,184

F1 · shares: This transaction involved a gift of 463 shares of the issuer's common stock by the reporting person to a philanthropic organization.

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September 21, 2023 Filed Sep 25, 2023 16:43 UTC
Sprecher Jeffrey CDirector · Chief Executive Officer
Exercise / conversionEmployee Stock Option (right to buy) Holding · Derivative 70,442 $0.00 Strike: $41.59 $0.00
Disclosure

SEC source: 0001209191-23-050484 · doc4.xml · derivative · entry 9

Sprecher Jeffrey C · CIK 0001343882 · Director · Chief Executive Officer

10b5-1 filing: Plan reported

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 70,442 shares

Expires 2025-01-20

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F12 · derivative.exercise_date: These options are fully vested.

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Value uses the disclosed total when available, otherwise shares × reported transaction price. It is not an estimate of exercise cash cost or investment performance.