Last 12 months
Inside the activity.
0 purchase rows · 64 sale rows
Disclosed non-derivative P/S rows, by transaction month. Includes amendments and private transactions.Monthly counts
| Month | Purchases | Sales |
|---|---|---|
| Nov 2025 | 0 | 5 |
| Dec 2025 | 0 | 5 |
| Jan 2026 | 0 | 0 |
| Feb 2026 | 0 | 26 |
| Mar 2026 | 0 | 1 |
| Apr 2026 | 0 | 0 |
| May 2026 | 0 | 6 |
| Jun 2026 | 0 | 2 |
| Jul 2026 | 0 | 4 |
| Aug 2026 | 0 | 10 |
| Sep 2026 | 0 | 5 |
| Oct 2026 | 0 | 0 |
Latest available
Insider transactions
Purchases/sales include open-market and private transactions. Plan disclosure applies to the filing; individual rows may differ. “Not disclosed” is not “unplanned.”
The cutoff filters transaction history only. Company summaries and owner relationships show the latest available disclosures. Parser corrections can improve historical records.
| Transaction date | Owner / reported role | Activity / security | Shares / units | Reported price | Reported value | Details |
|---|---|---|---|---|---|---|
| July 09, 2024 Filed Jul 10, 2024 16:30 UTC |
Sprecher Jeffrey CDirector · Chief Executive Officer
|
SaleCommon Stock | 24,918 | $142.45 | $3,549,611.46 |
DisclosureSEC source: 0000950170-24-082707 · ownership.xml · nonDerivative · entry 7 Sprecher Jeffrey C · CIK 0001343882 · Director · Chief Executive Officer 10b5-1 filing: Plan reported Ownership: Indirect · CPEX Disclosed balance after: 2,551,705 F1 · shares: This transaction was effected pursuant to a Rule 10b5-1 trading plan which was approved and became effective as of August 7, 2023. F10 · price: The price range for the aggregate amount sold by the direct holder is $142.36 - $142.46. The Issuer will upon request by the Staff of the U.S. Securities and Exchange Commission or a security holder of the Issuer provide the full information regarding the number of shares sold at each separate price. F11 · balance_after: As previously reported, the reporting person also indirectly owns 2,551,705 shares that are beneficially owned directly by CPEX. The reporting person beneficially owns 100% of the equity interest in CPEX. Additionally, as previously reported, the reporting person indirectly owns shares that are beneficially owned directly by the reporting person's spouse for which the reporting person disclaims beneficial ownership. Read SEC document |
| July 09, 2024 Filed Jul 10, 2024 16:30 UTC |
Sprecher Jeffrey CDirector · Chief Executive Officer
|
SaleCommon Stock | 48,430 | $141.92 | $6,873,103.27 |
DisclosureSEC source: 0000950170-24-082707 · ownership.xml · nonDerivative · entry 6 Sprecher Jeffrey C · CIK 0001343882 · Director · Chief Executive Officer 10b5-1 filing: Plan reported Ownership: Indirect · CPEX Disclosed balance after: 2,576,623 F1 · shares: This transaction was effected pursuant to a Rule 10b5-1 trading plan which was approved and became effective as of August 7, 2023. F9 · price: The price range for the aggregate amount sold by the direct holder is $141.36 - $142.35. The Issuer will upon request by the Staff of the U.S. Securities and Exchange Commission or a security holder of the Issuer provide the full information regarding the number of shares sold at each separate price. Read SEC document |
| July 09, 2024 Filed Jul 10, 2024 16:30 UTC |
Sprecher Jeffrey CDirector · Chief Executive Officer
|
SaleCommon Stock | 36,652 | $140.83 | $5,161,642.52 |
DisclosureSEC source: 0000950170-24-082707 · ownership.xml · nonDerivative · entry 5 Sprecher Jeffrey C · CIK 0001343882 · Director · Chief Executive Officer 10b5-1 filing: Plan reported Ownership: Indirect · CPEX Disclosed balance after: 2,625,053 F1 · shares: This transaction was effected pursuant to a Rule 10b5-1 trading plan which was approved and became effective as of August 7, 2023. F8 · price: The price range for the aggregate amount sold by the direct holder is $140.36 - $141.35. The Issuer will upon request by the Staff of the U.S. Securities and Exchange Commission or a security holder of the Issuer provide the full information regarding the number of shares sold at each separate price. Read SEC document |
| July 09, 2024 Filed Jul 10, 2024 16:30 UTC |
Sprecher Jeffrey CDirector · Chief Executive Officer
|
SaleCommon Stock | 13,773 | $142.45 | $1,961,933.55 |
DisclosureSEC source: 0000950170-24-082707 · ownership.xml · nonDerivative · entry 4 Sprecher Jeffrey C · CIK 0001343882 · Director · Chief Executive Officer 10b5-1 filing: Plan reported Ownership: Direct Disclosed balance after: 1,179,993 F1 · shares: This transaction was effected pursuant to a Rule 10b5-1 trading plan which was approved and became effective as of August 7, 2023. F5 · price: The price range for the aggregate amount sold by the direct holder is $142.34 - $142.46. The Issuer will upon request by the Staff of the U.S. Securities and Exchange Commission or a security holder of the Issuer provide the full information regarding the number of shares sold at each separate price. F6 · balance_after: The common stock number referred in Table I is an aggregate number and represents 1,111,088 shares of common stock and 68,905 unvested performance based restricted stock units for which the performance period has been satisfied. These performance based restricted stock units vest over a three year period, in which 33.33% of the units vest each year. The satisfaction of the 2024 performance based restricted units tied to earnings before interest, taxes, depreciation, and amortization ("EBITDA") and the corresponding number of shares to be issued pursuant to these awards, will not be determined until February 2025 and will be reported at the time of vesting. The satisfaction of the 2022, 2023 and 2024 total shareholder return performance based restricted stock units and the corresponding number of shares to be issued pursuant to these awards, will not be determined until February 2025, February 2026 and February 2027 respectively, and will be reported at the time of vesting. F7 · balance_after: The satisfaction of the performance based restricted stock units granted as Deal Incentive Awards and the corresponding number of shares to be issued pursuant to these awards, will not be determined until December 2026, December 2027 and December 2028 and will be subject to additional time-based vesting conditions and, if applicable, a subsequent one-year holding period. Read SEC document |
| July 09, 2024 Filed Jul 10, 2024 16:30 UTC |
Sprecher Jeffrey CDirector · Chief Executive Officer
|
SaleCommon Stock | 25,644 | $141.90 | $3,638,863.08 |
DisclosureSEC source: 0000950170-24-082707 · ownership.xml · nonDerivative · entry 3 Sprecher Jeffrey C · CIK 0001343882 · Director · Chief Executive Officer 10b5-1 filing: Plan reported Ownership: Direct Disclosed balance after: 1,193,766 F1 · shares: This transaction was effected pursuant to a Rule 10b5-1 trading plan which was approved and became effective as of August 7, 2023. F4 · price: The price range for the aggregate amount sold by the direct holder is $141.34 - $142.33. The Issuer will upon request by the Staff of the U.S. Securities and Exchange Commission or a security holder of the Issuer provide the full information regarding the number of shares sold at each separate price. Read SEC document |
| July 09, 2024 Filed Jul 10, 2024 16:30 UTC |
Sprecher Jeffrey CDirector · Chief Executive Officer
|
SaleCommon Stock | 18,972 | $140.81 | $2,671,483.37 |
DisclosureSEC source: 0000950170-24-082707 · ownership.xml · nonDerivative · entry 2 Sprecher Jeffrey C · CIK 0001343882 · Director · Chief Executive Officer 10b5-1 filing: Plan reported Ownership: Direct Disclosed balance after: 1,219,410 F1 · shares: This transaction was effected pursuant to a Rule 10b5-1 trading plan which was approved and became effective as of August 7, 2023. F3 · price: The price range for the aggregate amount sold by the direct holder is $140.34 - $141.33. The Issuer will upon request by the Staff of the U.S. Securities and Exchange Commission or a security holder of the Issuer provide the full information regarding the number of shares sold at each separate price. Read SEC document |
| July 09, 2024 Filed Jul 10, 2024 16:30 UTC |
Sprecher Jeffrey CDirector · Chief Executive Officer
|
Exercise / conversionCommon Stock | 58,389 | $50.01 | $2,920,033.89 |
DisclosureSEC source: 0000950170-24-082707 · ownership.xml · nonDerivative · entry 1 Sprecher Jeffrey C · CIK 0001343882 · Director · Chief Executive Officer 10b5-1 filing: Plan reported Ownership: Direct Disclosed balance after: 1,238,382 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · shares: This transaction was effected pursuant to a Rule 10b5-1 trading plan which was approved and became effective as of August 7, 2023. F2 · balance_after: Amount of securities beneficially owned includes 98 shares acquired under the Intercontinental Exchange, Inc. Employee Stock Purchase Plan on June 28, 2024. Read SEC document |
| July 08, 2024 Filed Jul 10, 2024 20:31 UTC |
Kapani MayurChief Technology Officer
|
Exercise / conversionEmployee Stock Option (right to buy) Holding · Derivative | 395 | $0.00 Strike: $41.59 | $0.00 |
DisclosureSEC source: 0000950170-24-082708 · ownership.xml · derivative · entry 3 Kapani Mayur · CIK 0001917418 · Chief Technology Officer 10b5-1 filing: Plan reported Ownership: Direct Disclosed balance after: 0 Underlying: Common Stock · 395 shares Expires 2025-01-20 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F4 · derivative.exercise_date: These options are fully vested. Read SEC document |
| July 08, 2024 Filed Jul 10, 2024 20:31 UTC |
Kapani MayurChief Technology Officer
|
SaleCommon Stock | 395 | $141.13 | $55,746.35 |
DisclosureSEC source: 0000950170-24-082708 · ownership.xml · nonDerivative · entry 2 Kapani Mayur · CIK 0001917418 · Chief Technology Officer 10b5-1 filing: Plan reported Ownership: Direct Disclosed balance after: 64,471 F1 · shares: This transaction was effected pursuant to a Rule 10b5-1 trading plan which was approved and became effective as of March 8, 2024. F2 · balance_after: The common stock number referred in Table I is an aggregate number and represents 54,902 shares of common stock and 9,569 unvested performance based restricted stock units for which the performance period has been satisfied. These performance based restricted stock units vest over a three year period, in which 33.33% of the units vest each year. The satisfaction of the 2024 performance based restricted units tied to earnings before interest, taxes, depreciation, and amortization ("EBITDA") and the corresponding number of shares to be issued pursuant to these awards, will not be determined until February 2025 and will be reported at the time of vesting. The satisfaction of the 2022, 2023 and 2024 total shareholder return performance based restricted stock units and the corresponding number of shares to be issued pursuant to these awards, will not be determined until February 2025, February 2026 and February 2027 respectively, and will be reported at the time of vesting. F3 · balance_after: The satisfaction of the performance based restricted stock units granted as Deal Incentive Awards and the corresponding number of shares to be issued pursuant to these awards, will not be determined until December 2026, December 2027 and December 2028 and will be subject to additional time-based vesting conditions and, if applicable, a subsequent one-year holding period. Read SEC document |
| July 08, 2024 Filed Jul 10, 2024 20:31 UTC |
Kapani MayurChief Technology Officer
|
Exercise / conversionCommon Stock | 395 | $41.59 | $16,428.05 |
DisclosureSEC source: 0000950170-24-082708 · ownership.xml · nonDerivative · entry 1 Kapani Mayur · CIK 0001917418 · Chief Technology Officer 10b5-1 filing: Plan reported Ownership: Direct Disclosed balance after: 64,866 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · shares: This transaction was effected pursuant to a Rule 10b5-1 trading plan which was approved and became effective as of March 8, 2024. Read SEC document |
| July 02, 2024 Filed Jul 3, 2024 20:30 UTC |
Foley DouglasSVP, HR & Administration
|
SaleCommon Stock | 3,200 | $140.00 | $448,000.00 |
DisclosureSEC source: 0000950170-24-081564 · ownership.xml · nonDerivative · entry 1 Foley Douglas · CIK 0001918894 · SVP, HR & Administration 10b5-1 filing: Plan reported Ownership: Direct Disclosed balance after: 20,010 F1 · shares: This transaction was effected pursuant to a Rule 10b5-1 trading plan which was approved and became effective as of December 8, 2023. F2 · balance_after: Amount of securities beneficially owned includes 98 shares acquired under the Intercontinental Exchange, Inc. Employee Stock Purchase Plan on June 28, 2024. F3 · balance_after: The common stock number referred in Table I is an aggregate number and represents 16,421 shares of common stock and 3,589 unvested performance based restricted stock units, for which the performance period has been satisfied. These performance based restricted stock units vest over a three year period, in which 33.33% of the units vest each year. The satisfaction of the 2024 performance based restricted units tied to earnings before interest, taxes, depreciation, and amortization ("EBITDA") and the corresponding number of shares to be issued pursuant to these awards, will not be determined until February 2025 and will be reported at the time of vesting. The satisfaction of the 2022, 2023 and 2024 total shareholder return performance based restricted stock units and the corresponding number of shares to be issued pursuant to these awards, will not be determined until February 2025, February 2026 and February 2027, respectively, and will be reported at the time of vesting. F4 · balance_after: The satisfaction of the performance based restricted stock units granted as Deal Incentive Awards and the corresponding number of shares to be issued pursuant to these awards, will not be determined until December 2026, December 2027 and December 2028 and will be subject to additional time-based vesting conditions and, if applicable, a subsequent one-year holding period. Read SEC document |
| July 02, 2024 Filed Jul 3, 2024 20:30 UTC |
Kapani MayurChief Technology Officer
|
Exercise / conversionEmployee Stock Option (right to buy) Holding · Derivative | 400 | $0.00 Strike: $41.59 | $0.00 |
DisclosureSEC source: 0000950170-24-081563 · ownership.xml · derivative · entry 3 Kapani Mayur · CIK 0001917418 · Chief Technology Officer 10b5-1 filing: Plan reported Ownership: Direct Disclosed balance after: 395 Underlying: Common Stock · 400 shares Expires 2025-01-20 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F5 · derivative.exercise_date: These options are fully vested. Read SEC document |
| July 02, 2024 Filed Jul 3, 2024 20:30 UTC |
Kapani MayurChief Technology Officer
|
SaleCommon Stock | 400 | $140.00 | $56,000.00 |
DisclosureSEC source: 0000950170-24-081563 · ownership.xml · nonDerivative · entry 2 Kapani Mayur · CIK 0001917418 · Chief Technology Officer 10b5-1 filing: Plan reported Ownership: Direct Disclosed balance after: 64,471 F1 · shares: This transaction was effected pursuant to a Rule 10b5-1 trading plan which was approved and became effective as of March 8, 2024. F3 · balance_after: The common stock number referred in Table I is an aggregate number and represents 54,902 shares of common stock and 9,569 unvested performance based restricted stock units for which the performance period has been satisfied. These performance based restricted stock units vest over a three year period, in which 33.33% of the units vest each year. The satisfaction of the 2024 performance based restricted units tied to earnings before interest, taxes, depreciation, and amortization ("EBITDA") and the corresponding number of shares to be issued pursuant to these awards, will not be determined until February 2025 and will be reported at the time of vesting. The satisfaction of the 2022, 2023 and 2024 total shareholder return performance based restricted stock units and the corresponding number of shares to be issued pursuant to these awards, will not be determined until February 2025, February 2026 and February 2027 respectively, and will be reported at the time of vesting. F4 · balance_after: The satisfaction of the performance based restricted stock units granted as Deal Incentive Awards and the corresponding number of shares to be issued pursuant to these awards, will not be determined until December 2026, December 2027 and December 2028 and will be subject to additional time-based vesting conditions and, if applicable, a subsequent one-year holding period. Read SEC document |
| July 02, 2024 Filed Jul 3, 2024 20:30 UTC |
Kapani MayurChief Technology Officer
|
Exercise / conversionCommon Stock | 400 | $41.59 | $16,636.00 |
DisclosureSEC source: 0000950170-24-081563 · ownership.xml · nonDerivative · entry 1 Kapani Mayur · CIK 0001917418 · Chief Technology Officer 10b5-1 filing: Plan reported Ownership: Direct Disclosed balance after: 64,871 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · shares: This transaction was effected pursuant to a Rule 10b5-1 trading plan which was approved and became effective as of March 8, 2024. F2 · balance_after: Amount of securities beneficially owned includes 89 shares acquired under the Intercontinental Exchange, Inc. Employee Stock Purchase Plan on June 28, 2024. Read SEC document |
| July 01, 2024 Filed Jul 3, 2024 20:30 UTC |
Bowen SharonDirector
|
SaleCommon Stock | 200 | $137.89 | $27,578.00 |
DisclosureSEC source: 0000950170-24-081566 · ownership.xml · nonDerivative · entry 2 Bowen Sharon · CIK 0001724974 · Director 10b5-1 filing: Plan reported Ownership: Direct Disclosed balance after: 14,462 F1 · shares: This transaction was effected pursuant to a Rule 10b5-1 trading plan which was approved and became effective as of March 11, 2024. F3 · price: The price range for the aggregate amount sold by the direct holder is $137.64 - $138.14. The Issuer will upon request by the Staff of the U.S. Securities and Exchange Commission or a security holder of the Issuer provide the full information regarding the number of shares sold at each separate price. F4 · balance_after: The common stock number referred in Table 1 is an aggregate number and represents 12,873 of common stock and 1,589 restricted stock units of the Issuer. The restricted stock units vest on the one-year anniversary of the grant date, which is May 17, 2025. Read SEC document |
| July 01, 2024 Filed Jul 3, 2024 20:30 UTC |
Bowen SharonDirector
|
SaleCommon Stock | 1,836 | $136.94 | $251,414.86 |
DisclosureSEC source: 0000950170-24-081566 · ownership.xml · nonDerivative · entry 1 Bowen Sharon · CIK 0001724974 · Director 10b5-1 filing: Plan reported Ownership: Direct Disclosed balance after: 14,662 F1 · shares: This transaction was effected pursuant to a Rule 10b5-1 trading plan which was approved and became effective as of March 11, 2024. F2 · price: The price range for the aggregate amount sold by the direct holder is $136.51 - $137.23. The Issuer will upon request by the Staff of the U.S. Securities and Exchange Commission or a security holder of the Issuer provide the full information regarding the number of shares sold at each separate price. Read SEC document |
| June 26, 2024 Filed Jun 28, 2024 20:00 UTC |
Surdykowski Andrew JGeneral Counsel
|
SaleCommon Stock | 1,898 | $136.66 | $259,380.68 |
DisclosureSEC source: 0000950170-24-079022 · ownership.xml · nonDerivative · entry 1 Surdykowski Andrew J · CIK 0001755922 · General Counsel 10b5-1 filing: Plan reported Ownership: Direct Disclosed balance after: 46,815 F1 · shares: This transaction was effected pursuant to a Rule 10b5-1 trading plan which was approved and became effective as of December 5, 2023. F2 · balance_after: The common stock number referred in Table I is an aggregate number and represents 39,637 shares of common stock and 7,178 unvested performance based restricted stock units ("PSUs") for which the performance period has been satisfied. These performance based restricted stock units vest over a three year period, in which 33.33% of the units vest each year. The satisfaction of the 2024 PSUs tied to earnings before interest, taxes, depreciation, and amortization, ("EBITDA") and the corresponding number of shares to be issued pursuant to these awards, will not be determined until February 2025 and will be reported at the time of vesting. The satisfaction of the 2022, 2023 and 2024 total shareholder return performance based restricted stock units and the corresponding number of shares to be issued pursuant to these awards, will not be determined until February 2025, February 2026 and February 2027, respectively, and will be reported at the time of vesting. F3 · balance_after: The satisfaction of the performance based restricted stock units granted as Deal Incentive Awards and the corresponding number of shares to be issued pursuant to these awards, will not be determined until December 2026, December 2027 and December 2028 and will be subject to additional time-based vesting conditions and, if applicable, a subsequent one-year holding period. Read SEC document |
| June 17, 2024 Filed Jun 18, 2024 20:30 UTC |
Foley DouglasSVP, HR & Administration
|
SaleCommon Stock | 1,600 | $134.98 | $215,968.00 |
DisclosureSEC source: 0000950170-24-074915 · ownership.xml · nonDerivative · entry 1 Foley Douglas · CIK 0001918894 · SVP, HR & Administration 10b5-1 filing: Plan reported Ownership: Direct Disclosed balance after: 23,112 F1 · shares: This transaction was effected pursuant to a Rule 10b5-1 trading plan which was approved and became effective as of December 8, 2023. F2 · balance_after: The common stock number referred in Table I is an aggregate number and represents 19,523 shares of common stock and 3,589 unvested performance based restricted stock units, for which the performance period has been satisfied. These performance based restricted stock units vest over a three year period, in which 33.33% of the units vest each year. The satisfaction of the 2024 performance based restricted units tied to earnings before interest, taxes, depreciation, and amortization ("EBITDA") and the corresponding number of shares to be issued pursuant to these awards, will not be determined until February 2025 and will be reported at the time of vesting. The satisfaction of the 2022, 2023 and 2024 total shareholder return performance based restricted stock units and the corresponding number of shares to be issued pursuant to these awards, will not be determined until February 2025, February 2026 and February 2027, respectively, and will be reported at the time of vesting. F3 · balance_after: The satisfaction of the performance based restricted stock units granted as Deal Incentive Awards and the corresponding number of shares to be issued pursuant to these awards, will not be determined until December 2026, December 2027 and December 2028 and will be subject to additional time-based vesting conditions and, if applicable, a subsequent one-year holding period. Read SEC document |
| June 10, 2024 Filed Jun 12, 2024 20:30 UTC |
Gardiner WarrenChief Financial Officer
|
SaleCommon Stock | 750 | $133.50 | $100,125.00 |
DisclosureSEC source: 0000950170-24-072492 · ownership.xml · nonDerivative · entry 1 Gardiner Warren · CIK 0001855007 · Chief Financial Officer 10b5-1 filing: Plan reported Ownership: Direct Disclosed balance after: 17,326 F1 · shares: This transaction was effected pursuant to a Rule 10b5-1 trading plan which was approved and became effective as of November 28, 2023. F2 · balance_after: The common stock number referred in Table I is an aggregate number and represents 9,430 shares of common stock and 7,896 unvested performance based restricted stock units for which the performance period has been satisfied. These performance based restricted stock units vest over a three year period, in which 33.33% of the units vest each year. The satisfaction of the 2024 PSUs tied to earnings before interest, taxes, depreciation, and amortization, ("EBITDA") and the corresponding number of shares to be issued pursuant to these awards, will not be determined until February 2025 and will be reported at the time of vesting. The satisfaction of the 2022, 2023 and 2024 total shareholder return performance based restricted stock units and the corresponding number of shares to be issued pursuant to these awards, will not be determined until February 2025, February 2026 and February 2027 respectively, and will be reported at the time of vesting. F3 · balance_after: The satisfaction of the performance based restricted stock units granted as Deal Incentive Awards and the corresponding number of shares to be issued pursuant to these awards, will not be determined until December 2026, December 2027 and December 2028 and will be subject to additional time-based vesting conditions and, if applicable, a subsequent one-year holding period. Read SEC document |
| June 05, 2024 Filed Jun 7, 2024 20:30 UTC |
Hague William JeffersonDirector
|
SaleCommon Stock | 680 | $134.50 | $91,460.00 |
DisclosureSEC source: 0000950170-24-070712 · ownership.xml · nonDerivative · entry 1 Hague William Jefferson · CIK 0001652762 · Director 10b5-1 filing: Plan reported Ownership: Direct Disclosed balance after: 19,219 F1 · shares: This transaction was effected pursuant to a Rule 10b5-1 trading plan which was approved and became effective as of March 6, 2024. F2 · balance_after: The common stock number referred in Table 1 is an aggregate number and represents 17,450 shares of common stock and 1,769 restricted stock units of the Issuer. The restricted stock units vest on the one-year anniversary of the grant date, which is May 17, 2025. Read SEC document |
| June 03, 2024 Filed Jun 5, 2024 20:30 UTC |
Edmonds Christopher ScottPresident, Fixed Income & Data
|
SaleCommon Stock | 551 | $134.40 | $74,054.40 |
DisclosureSEC source: 0000950170-24-069347 · ownership.xml · nonDerivative · entry 1 Edmonds Christopher Scott · CIK 0001919795 · President, Fixed Income & Data 10b5-1 filing: Plan reported Ownership: Direct Disclosed balance after: 15,538 F1 · shares: This transaction was effected pursuant to a Rule 10b5-1 trading plan which was approved and became effective as of March 4, 2024. F2 · balance_after: The common stock number referred in Table I is an aggregate number and represents 4,231 shares of common stock and 1,018 unvested restricted stock units ("RSUs"), and 10,289 unvested performance based restricted stock units ("PSUs"), for which the performance period has been satisfied. The RSUs and PSUs vest over a three year period, in which 33.33% of the units vest each year. The satisfaction of the 2024 PSUs tied to earnings before interest, taxes, depreciation, and amortization, ("EBITDA") and the corresponding number of shares to be issued pursuant to these awards, will not be determined until February 2025 and will be reported at the time of vesting. The satisfaction of the 2022, 2023 and 2024 total shareholder return performance based restricted stock units and the corresponding number of shares to be issued pursuant to these awards, will not be determined until February 2025, February 2026 and February 2027, respectively, and will be reported at the time of vesting. F3 · balance_after: The satisfaction of the performance based restricted stock units granted as Deal Incentive Awards and the corresponding number of shares to be issued pursuant to these awards, will not be determined until December 2026, December 2027 and December 2028 and will be subject to additional time-based vesting conditions and, if applicable, a subsequent one-year holding period. Read SEC document |
| May 28, 2024 Filed May 30, 2024 20:30 UTC |
SPRIESER JUDITH ADirector
|
SaleCommon Stock | 431 | $136.08 | $58,649.49 |
DisclosureSEC source: 0000950170-24-066665 · ownership.xml · nonDerivative · entry 3 SPRIESER JUDITH A · CIK 0001206994 · Director 10b5-1 filing: Plan reported Ownership: Direct Disclosed balance after: 28,849 F1 · shares: This transaction was effected pursuant to a Rule 10b5-1 trading plan which was approved and became effective as of November 7, 2023. F4 · price: The price range for the aggregate amount sold by the direct holder is $135.71 - $136.37. The Issuer will upon request by the Staff of the U.S. Securities and Exchange Commission or a security holder of the Issuer provide the full information regarding the number of shares sold at each separate price. F5 · balance_after: The common stock number referred in Table I is an aggregate number and represents 27,080 shares of common stock and 1,769 restricted stock units of the Issuer. The restricted stock units vest on the one-year anniversary of the grant date, which is May 17, 2025. Read SEC document |
| May 28, 2024 Filed May 30, 2024 20:30 UTC |
SPRIESER JUDITH ADirector
|
SaleCommon Stock | 500 | $134.78 | $67,391.00 |
DisclosureSEC source: 0000950170-24-066665 · ownership.xml · nonDerivative · entry 2 SPRIESER JUDITH A · CIK 0001206994 · Director 10b5-1 filing: Plan reported Ownership: Direct Disclosed balance after: 29,280 F1 · shares: This transaction was effected pursuant to a Rule 10b5-1 trading plan which was approved and became effective as of November 7, 2023. F3 · price: The price range for the aggregate amount sold by the direct holder is $134.70 - $134.88. The Issuer will upon request by the Staff of the U.S. Securities and Exchange Commission or a security holder of the Issuer provide the full information regarding the number of shares sold at each separate price. Read SEC document |
| May 28, 2024 Filed May 30, 2024 20:30 UTC |
SPRIESER JUDITH ADirector
|
SaleCommon Stock | 1,336 | $134.01 | $179,033.62 |
DisclosureSEC source: 0000950170-24-066665 · ownership.xml · nonDerivative · entry 1 SPRIESER JUDITH A · CIK 0001206994 · Director 10b5-1 filing: Plan reported Ownership: Direct Disclosed balance after: 29,780 F1 · shares: This transaction was effected pursuant to a Rule 10b5-1 trading plan which was approved and became effective as of November 7, 2023. F2 · price: The price range for the aggregate amount sold by the direct holder is $133.61 - $134.48. The Issuer will upon request by the Staff of the U.S. Securities and Exchange Commission or a security holder of the Issuer provide the full information regarding the number of shares sold at each separate price. Read SEC document |
| May 20, 2024 Filed May 21, 2024 20:42 UTC |
Hague William JeffersonDirector
|
Tax withholdingCommon Stock | 121 | $0.00 | $0.00 |
DisclosureSEC source: 0000950170-24-062994 · ownership.xml · nonDerivative · entry 2 Hague William Jefferson · CIK 0001652762 · Director 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 19,899 F2 · shares: Represents shares of common stock underlying vested restricted stock units that are being withheld to satisfy payment of the Issuer's tax withholding obligation. F3 · balance_after: The common stock number referred in Table 1 is an aggregate number and represents 18,130 shares of common stock and 1,769 restricted stock units of the Issuer. The restricted stock units vest on the one-year anniversary of the grant date, which is May 17, 2025. Read SEC document |
| May 20, 2024 Filed May 21, 2024 20:42 UTC |
Silver Caroline LouiseDirector
|
Tax withholdingCommon Stock | 109 | $0.00 | $0.00 |
DisclosureSEC source: 0000950170-24-062996 · ownership.xml · nonDerivative · entry 2 Silver Caroline Louise · CIK 0001821735 · Director 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 9,824 F2 · shares: Represents shares of common stock underlying vested restricted stock units that are being withheld to satisfy payment of the Issuer's tax withholding obligation. F3 · balance_after: The common stock number referred in Table 1 is an aggregate number and represents 8,055 shares of common stock and 1,769 restricted stock units of the Issuer. The restricted stock units vest on the one-year anniversary of the grant date, which is May 17, 2025. Read SEC document |
| May 17, 2024 Filed May 21, 2024 20:30 UTC |
NOONAN THOMAS EDirector
|
GrantCommon Stock | 1,589 | $0.00 | $0.00 |
DisclosureSEC source: 0000950170-24-062963 · ownership.xml · nonDerivative · entry 1 NOONAN THOMAS E · CIK 0001079742 · Director 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 20,096 F1 · shares: Represents restricted stock units. This award of restricted stock units vests on the one-year anniversary of the award date and may be settled only by delivery of shares of the Issuer's common stock, par value $0.01 per share. F2 · balance_after: The common stock number referred in Table 1 is an aggregate number and represents 18,507 shares of common stock and 1,589 restricted stock units of the Issuer. The restricted stock units vest on the one-year anniversary of the grant date, which is May 17, 2025. Read SEC document |
| May 17, 2024 Filed May 21, 2024 20:30 UTC |
Farooqui Duriya MDirector
|
GrantCommon Stock | 1,589 | $0.00 | $0.00 |
DisclosureSEC source: 0000950170-24-062958 · ownership.xml · nonDerivative · entry 1 Farooqui Duriya M · CIK 0001699994 · Director 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 15,002 F1 · shares: Represents restricted stock units. This award of restricted stock units vests on the one-year anniversary of the award date and may be settled only by delivery of shares of the Issuer's common stock, par value $0.01 per share. F2 · balance_after: The common stock number referred in Table 1 is an aggregate number and represents 13,413 shares of common stock and 1,589 restricted stock units of the Issuer. The restricted stock units vest on the one-year anniversary of the grant date, which is May 17, 2025. Read SEC document |
| May 17, 2024 Filed May 21, 2024 20:42 UTC |
Hague William JeffersonDirector
|
GrantCommon Stock | 1,769 | $0.00 | $0.00 |
DisclosureSEC source: 0000950170-24-062994 · ownership.xml · nonDerivative · entry 1 Hague William Jefferson · CIK 0001652762 · Director 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 20,020 F1 · shares: Represents restricted stock units. This award of restricted stock units vests on the one-year anniversary of the award date and may be settled only by delivery of shares of the Issuer's common stock, par value $0.01 per share. Of the 1,769 restricted stock units awarded, 1,589 were awarded as compensation for service on the Issuer's board and 180 were awarded as compensation for service on the board of Issuer's subsidiary, ICE Futures Europe. Read SEC document |
| May 17, 2024 Filed May 21, 2024 20:30 UTC |
SPRIESER JUDITH ADirector
|
GrantCommon Stock | 1,769 | $0.00 | $0.00 |
DisclosureSEC source: 0000950170-24-062965 · ownership.xml · nonDerivative · entry 1 SPRIESER JUDITH A · CIK 0001206994 · Director 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 31,116 F1 · shares: Represents restricted stock units. This award of restricted stock units vests on the one-year anniversary of the award date and may be settled only by delivery of shares of the Issuer's common stock, par value $0.01 per share. Of the 1,769 restricted stock units awarded, 1,589 were awarded as compensation for service on the Issuer's board and 180 were awarded as compensation for service on the board of Issuer's subsidiary, ICE Clear Credit LLC. F2 · balance_after: The common stock number referred in Table I is an aggregate number and represents 29,347 shares of common stock and 1,769 restricted stock units of the Issuer. The restricted stock units vest on the one-year anniversary of the grant date, which is May 17, 2025. Read SEC document |
| May 17, 2024 Filed May 21, 2024 20:30 UTC |
Mulhern Mark FDirector
|
GrantCommon Stock | 1,589 | $0.00 | $0.00 |
DisclosureSEC source: 0000950170-24-062967 · ownership.xml · nonDerivative · entry 1 Mulhern Mark F · CIK 0001342425 · Director 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 9,117 F1 · shares: Represents restricted stock units. This award of restricted stock units vests on the one-year anniversary of the award date and may be settled only by delivery of shares of the Issuer's common stock, par value $0.01 per share. F2 · balance_after: The common stock number referred in Table 1 is an aggregate number and represents 7,528 shares of common stock and 1,589 restricted stock units of the Issuer. The restricted stock units vest on the one-year anniversary of the grant date, which is May 17, 2025. F3 · balance_after: Amount of securities beneficially owned includes 94 shares acquired in dividend reinvestment transactions. Read SEC document |
| May 17, 2024 Filed May 21, 2024 20:42 UTC |
Silver Caroline LouiseDirector
|
GrantCommon Stock | 1,769 | $0.00 | $0.00 |
DisclosureSEC source: 0000950170-24-062996 · ownership.xml · nonDerivative · entry 1 Silver Caroline Louise · CIK 0001821735 · Director 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 9,933 F1 · shares: Represents restricted stock units. This award of restricted stock units vests on the one-year anniversary of the award date and may be settled only by delivery of shares of the Issuer's common stock, par value $0.01 per share. Of the 1,769 restricted stock units awarded, 1,589 were awarded as compensation for service on the Issuer's board and 180 were awarded as compensation for service on the board of Issuer's subsidiary, ICE Clear Europe Limited. Read SEC document |
| May 17, 2024 Filed May 21, 2024 20:30 UTC |
Tirinnanzi Martha ADirector
|
GrantCommon Stock | 1,589 | $0.00 | $0.00 |
DisclosureSEC source: 0000950170-24-062964 · ownership.xml · nonDerivative · entry 1 Tirinnanzi Martha A · CIK 0001916305 · Director 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 4,467 F1 · shares: Represents restricted stock units. This award of restricted stock units vests on the one-year anniversary of the award date and may be settled only by delivery of shares of the Issuer's common stock, par value $0.01 per share. F2 · balance_after: The common stock number referred in Table 1 is an aggregate number and represents 2,878 shares of common stock and 1,589 restricted stock units of the Issuer. The restricted stock units vest on the one-year anniversary of the grant date, which is May 17, 2025. Read SEC document |
| May 17, 2024 Filed May 21, 2024 20:30 UTC |
Cooper Shantella E.Director
|
GrantCommon Stock | 1,589 | $0.00 | $0.00 |
DisclosureSEC source: 0000950170-24-062959 · ownership.xml · nonDerivative · entry 1 Cooper Shantella E. · CIK 0001698291 · Director 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 9,023 F1 · shares: Represents restricted stock units. This award of restricted stock units vests on the one-year anniversary of the award date and may be settled only by delivery of shares of the Issuer's common stock, par value $0.01 per share. F2 · balance_after: The common stock number referred in Table 1 is an aggregate number and represents 7,434 shares of common stock and 1,589 restricted stock units of the Issuer. The restricted stock units vest on the one-year anniversary of the grant date, which is May 17, 2025. Read SEC document |
| May 17, 2024 Filed May 21, 2024 20:30 UTC |
Bowen SharonDirector
|
GrantCommon Stock | 1,589 | $0.00 | $0.00 |
DisclosureSEC source: 0000950170-24-062961 · ownership.xml · nonDerivative · entry 1 Bowen Sharon · CIK 0001724974 · Director 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 16,498 F1 · shares: Represents restricted stock units. This award of restricted stock units vests on the one-year anniversary of the award date and may be settled only by delivery of shares of the Issuer's common stock, par value $0.01 per share. F2 · balance_after: The common stock number referred in Table 1 is an aggregate number and represents 14,909 of common stock and 1,589 restricted stock units of the Issuer. The restricted stock units vest on the one-year anniversary of the grant date, which is May 17, 2025. Read SEC document |
| May 13, 2024 Filed May 15, 2024 20:30 UTC |
Edmonds Christopher ScottPresident, Fixed Income & Data
|
Tax withholdingCommon Stock | 466 | $133.74 | $62,322.84 |
DisclosureSEC source: 0000950170-24-060525 · ownership.xml · nonDerivative · entry 1 Edmonds Christopher Scott · CIK 0001919795 · President, Fixed Income & Data 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 16,089 F1 · shares: Represents shares of restricted stock issued to the filing person on May 13, 2022. The restricted stock units vest over three years (1/3 on May 13, 2023, 1/3 on May 13, 2024 and 1/3 on May 13, 2025). Of the 3,052 shares, 1,017 shares were issued on May 13, 2024, of which 466 shares were withheld to satisfy payment of the Issuer's tax withholding obligation. The remaining 1,018 shares are scheduled to be issued on May 13, 2025 and taxes for this issuance will be withheld and reported at the time of vesting. F2 · balance_after: The common stock number referred in Table I is an aggregate number and represents 4,782 shares of common stock and 1,018 unvested restricted stock units ("RSUs"), and 10,289 unvested performance based restricted stock units ("PSUs"), for which the performance period has been satisfied. The RSUs and PSUs vest over a three year period, in which 33.33% of the units vest each year. The satisfaction of the 2024 PSUs tied to earnings before interest, taxes, depreciation, and amortization, ("EBITDA") and the corresponding number of shares to be issued pursuant to these awards, will not be determined until February 2025 and will be reported at the time of vesting. The satisfaction of the 2022, 2023 and 2024 total shareholder return performance based restricted stock units and the corresponding number of shares to be issued pursuant to these awards, will not be determined until February 2025, February 2026 and February 2027, respectively, and will be reported at the time of vesting. F3 · balance_after: The satisfaction of the performance based restricted stock units granted as Deal Incentive Awards and the corresponding number of shares to be issued pursuant to these awards, will not be determined until December 2026, December 2027 and December 2028 and will be subject to additional time-based vesting conditions and, if applicable, a subsequent one-year holding period. Read SEC document |
| April 26, 2024 Filed Apr 30, 2024 20:30 UTC |
Surdykowski Andrew JGeneral Counsel
|
SaleCommon Stock | 341 | $131.74 | $44,923.34 |
DisclosureSEC source: 0000950170-24-050562 · ownership.xml · nonDerivative · entry 1 Surdykowski Andrew J · CIK 0001755922 · General Counsel 10b5-1 filing: Plan reported Ownership: Direct Disclosed balance after: 48,713 F1 · shares: This transaction was effected pursuant to a Rule 10b5-1 trading plan which was approved and became effective as of December 5, 2023. F2 · balance_after: The common stock number referred in Table I is an aggregate number and represents 41,535 shares of common stock and 7,178 unvested performance based restricted stock units ("PSUs") for which the performance period has been satisfied. These performance based restricted stock units vest over a three year period, in which 33.33% of the units vest each year. The satisfaction of the 2024 PSUs tied to earnings before interest, taxes, depreciation, and amortization, ("EBITDA") and the corresponding number of shares to be issued pursuant to these awards, will not be determined until February 2025 and will be reported at the time of vesting. The satisfaction of the 2022, 2023 and 2024 total shareholder return performance based restricted stock units and the corresponding number of shares to be issued pursuant to these awards, will not be determined until February 2025, February 2026 and February 2027, respectively, and will be reported at the time of vesting. F3 · balance_after: The satisfaction of the performance based restricted stock units granted as Deal Incentive Awards and the corresponding number of shares to be issued pursuant to these awards, will not be determined until December 2026, December 2027 and December 2028 and will be subject to additional time-based vesting conditions and, if applicable, a subsequent one-year holding period. Read SEC document |
| April 03, 2024 Filed Apr 5, 2024 16:30 UTC |
Sprecher Jeffrey CDirector · Chief Executive Officer
|
Exercise / conversionEmployee Stock Option (right to buy) Holding · Derivative | 58,388 | $0.00 Strike: $50.01 | $0.00 |
DisclosureSEC source: 0000950170-24-042293 · ownership.xml · derivative · entry 7 Sprecher Jeffrey C · CIK 0001343882 · Director · Chief Executive Officer 10b5-1 filing: Plan reported Ownership: Direct Disclosed balance after: 58,389 Underlying: Common Stock · 58,388 shares Expires 2026-01-14 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F10 · derivative.exercise_date: These options are fully vested. Read SEC document |
| April 03, 2024 Filed Apr 5, 2024 16:30 UTC |
Sprecher Jeffrey CDirector · Chief Executive Officer
|
SaleCommon Stock | 5,776 | $137.82 | $796,062.18 |
DisclosureSEC source: 0000950170-24-042293 · ownership.xml · nonDerivative · entry 5 Sprecher Jeffrey C · CIK 0001343882 · Director · Chief Executive Officer 10b5-1 filing: Plan reported Ownership: Indirect · CPEX Disclosed balance after: 2,661,705 F1 · shares: This transaction was effected pursuant to a Rule 10b5-1 trading plan which was approved and became effective as of August 7, 2023. F7 · price: The price range for the aggregate amount sold by the direct holder is $137.71 - $138.09. The Issuer will upon request by the Staff of the U.S. Securities and Exchange Commission or a security holder of the Issuer provide the full information regarding the number of shares sold at each separate price. F8 · balance_after: As previously reported, the reporting person also indirectly owns 2,661,705 shares that are beneficially owned directly by CPEX. The reporting person beneficially owns 100% of the equity interest in CPEX. Additionally, as previously reported, the reporting person indirectly owns shares that are beneficially owned directly by the reporting person's spouse for which the reporting person disclaims beneficial ownership. Read SEC document |
| April 03, 2024 Filed Apr 5, 2024 16:30 UTC |
Sprecher Jeffrey CDirector · Chief Executive Officer
|
SaleCommon Stock | 104,224 | $137.18 | $14,297,260.72 |
DisclosureSEC source: 0000950170-24-042293 · ownership.xml · nonDerivative · entry 4 Sprecher Jeffrey C · CIK 0001343882 · Director · Chief Executive Officer 10b5-1 filing: Plan reported Ownership: Indirect · CPEX Disclosed balance after: 2,667,481 F1 · shares: This transaction was effected pursuant to a Rule 10b5-1 trading plan which was approved and became effective as of August 7, 2023. F6 · price: The price range for the aggregate amount sold by the direct holder is $136.71 - $137.69. The Issuer will upon request by the Staff of the U.S. Securities and Exchange Commission or a security holder of the Issuer provide the full information regarding the number of shares sold at each separate price. Read SEC document |
| April 03, 2024 Filed Apr 5, 2024 16:30 UTC |
Sprecher Jeffrey CDirector · Chief Executive Officer
|
SaleCommon Stock | 3,112 | $137.83 | $428,917.94 |
DisclosureSEC source: 0000950170-24-042293 · ownership.xml · nonDerivative · entry 3 Sprecher Jeffrey C · CIK 0001343882 · Director · Chief Executive Officer 10b5-1 filing: Plan reported Ownership: Direct Disclosed balance after: 1,179,895 F1 · shares: This transaction was effected pursuant to a Rule 10b5-1 trading plan which was approved and became effective as of August 7, 2023. F3 · price: The price range for the aggregate amount sold by the direct holder is $137.72 - $138.04. The Issuer will upon request by the Staff of the U.S. Securities and Exchange Commission or a security holder of the Issuer provide the full information regarding the number of shares sold at each separate price. F4 · balance_after: The common stock number referred in Table I is an aggregate number and represents 1,110,990 shares of common stock and 68,905 unvested performance based restricted stock units for which the performance period has been satisfied. These performance based restricted stock units vest over a three year period, in which 33.33% of the units vest each year. The satisfaction of the 2024 performance based restricted units tied to earnings before interest, taxes, depreciation, and amortization ("EBITDA") and the corresponding number of shares to be issued pursuant to these awards, will not be determined until February 2025 and will be reported at the time of vesting. The satisfaction of the 2022, 2023 and 2024 total shareholder return performance based restricted stock units and the corresponding number of shares to be issued pursuant to these awards, will not be determined until February 2025, February 2026 and February 2027 respectively, and will be reported at the time of vesting. F5 · balance_after: The satisfaction of the performance based restricted stock units granted as Deal Incentive Awards and the corresponding number of shares to be issued pursuant to these awards, will not be determined until December 2026, December 2027 and December 2028 and will be subject to additional time-based vesting conditions and, if applicable, a subsequent one-year holding period. Read SEC document |
| April 03, 2024 Filed Apr 5, 2024 16:30 UTC |
Sprecher Jeffrey CDirector · Chief Executive Officer
|
SaleCommon Stock | 55,276 | $137.18 | $7,582,601.38 |
DisclosureSEC source: 0000950170-24-042293 · ownership.xml · nonDerivative · entry 2 Sprecher Jeffrey C · CIK 0001343882 · Director · Chief Executive Officer 10b5-1 filing: Plan reported Ownership: Direct Disclosed balance after: 1,183,007 F1 · shares: This transaction was effected pursuant to a Rule 10b5-1 trading plan which was approved and became effective as of August 7, 2023. F2 · price: The price range for the aggregate amount sold by the direct holder is $136.72 - $137.71. The Issuer will upon request by the Staff of the U.S. Securities and Exchange Commission or a security holder of the Issuer provide the full information regarding the number of shares sold at each separate price. Read SEC document |
| April 03, 2024 Filed Apr 5, 2024 16:30 UTC |
Sprecher Jeffrey CDirector · Chief Executive Officer
|
Exercise / conversionCommon Stock | 58,388 | $50.01 | $2,919,983.88 |
DisclosureSEC source: 0000950170-24-042293 · ownership.xml · nonDerivative · entry 1 Sprecher Jeffrey C · CIK 0001343882 · Director · Chief Executive Officer 10b5-1 filing: Plan reported Ownership: Direct Disclosed balance after: 1,238,283 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · shares: This transaction was effected pursuant to a Rule 10b5-1 trading plan which was approved and became effective as of August 7, 2023. Read SEC document |
| March 28, 2024 Filed Apr 1, 2024 20:30 UTC |
SPRIESER JUDITH ADirector
|
SaleCommon Stock | 400 | $137.71 | $55,085.00 |
DisclosureSEC source: 0000950170-24-039380 · ownership.xml · nonDerivative · entry 2 SPRIESER JUDITH A · CIK 0001206994 · Director 10b5-1 filing: Plan reported Ownership: Direct Disclosed balance after: 29,347 F1 · shares: This transaction was effected pursuant to a Rule 10b5-1 trading plan which was approved and became effective as of November 7, 2023. F3 · price: The price range for the aggregate amount sold by the direct holder is $137.64 - $137.79. The Issuer will upon request by the Staff of the U.S. Securities and Exchange Commission or a security holder of the Issuer provide the full information regarding the number of shares sold at each separate price. F4 · balance_after: The common stock number referred in Table I is an aggregate number and represents 27,080 shares of common stock and 2,267 restricted stock units of the Issuer. The restricted stock units vest on the one-year anniversary of the grant date, which is May 19, 2024. Read SEC document |
| March 28, 2024 Filed Apr 1, 2024 20:30 UTC |
SPRIESER JUDITH ADirector
|
SaleCommon Stock | 1,838 | $137.29 | $252,336.81 |
DisclosureSEC source: 0000950170-24-039380 · ownership.xml · nonDerivative · entry 1 SPRIESER JUDITH A · CIK 0001206994 · Director 10b5-1 filing: Plan reported Ownership: Direct Disclosed balance after: 29,747 F1 · shares: This transaction was effected pursuant to a Rule 10b5-1 trading plan which was approved and became effective as of November 7, 2023. F2 · price: The price range for the aggregate amount sold by the direct holder is $136.61 - $137.59. The Issuer will upon request by the Staff of the U.S. Securities and Exchange Commission or a security holder of the Issuer provide the full information regarding the number of shares sold at each separate price. Read SEC document |
| March 18, 2024 Filed Mar 19, 2024 20:30 UTC |
Foley DouglasSVP, HR & Administration
|
SaleCommon Stock | 1,600 | $135.12 | $216,192.00 |
DisclosureSEC source: 0000950170-24-033542 · ownership.xml · nonDerivative · entry 1 Foley Douglas · CIK 0001918894 · SVP, HR & Administration 10b5-1 filing: Plan reported Ownership: Direct Disclosed balance after: 24,712 F1 · shares: This transaction was effected pursuant to a Rule 10b5-1 trading plan which was approved and became effective as of December 8, 2023. F2 · balance_after: The common stock number referred in Table I is an aggregate number and represents 21,123 shares of common stock and 3,589 unvested performance based restricted stock units, for which the performance period has been satisfied. These performance based restricted stock units vest over a three year period, in which 33.33% of the units vest each year. The satisfaction of the 2024 performance based restricted units tied to earnings before interest, taxes, depreciation, and amortization ("EBITDA") and the corresponding number of shares to be issued pursuant to these awards, will not be determined until February 2025 and will be reported at the time of vesting. The satisfaction of the 2022, 2023 and 2024 total shareholder return performance based restricted stock units and the corresponding number of shares to be issued pursuant to these awards, will not be determined until February 2025, February 2026 and February 2027, respectively, and will be reported at the time of vesting. F3 · balance_after: The satisfaction of the performance based restricted stock units granted as Deal Incentive Awards and the corresponding number of shares to be issued pursuant to these awards, will not be determined until December 2026, December 2027 and December 2028 and will be subject to additional time-based vesting conditions and, if applicable, a subsequent one-year holding period. Read SEC document |
| March 12, 2024 Filed Mar 14, 2024 20:30 UTC |
Gardiner WarrenChief Financial Officer
|
SaleCommon Stock | 250 | $137.05 | $34,262.50 |
DisclosureSEC source: 0000950170-24-031544 · ownership.xml · nonDerivative · entry 1 Gardiner Warren · CIK 0001855007 · Chief Financial Officer 10b5-1 filing: Plan reported Ownership: Direct Disclosed balance after: 18,076 F1 · shares: This transaction was effected pursuant to a Rule 10b5-1 trading plan which was approved and became effective as of November 28, 2023. F2 · balance_after: The common stock number referred in Table I is an aggregate number and represents 10,180 shares of common stock and 7,896 unvested performance based restricted stock units for which the performance period has been satisfied. These performance based restricted stock units vest over a three year period, in which 33.33% of the units vest each year. The satisfaction of the 2024 PSUs tied to earnings before interest, taxes, depreciation, and amortization, ("EBITDA") and the corresponding number of shares to be issued pursuant to these awards, will not be determined until February 2025 and will be reported at the time of vesting. The satisfaction of the 2022, 2023 and 2024 total shareholder return performance based restricted stock units and the corresponding number of shares to be issued pursuant to these awards, will not be determined until February 2025, February 2026 and February 2027 respectively, and will be reported at the time of vesting. F3 · balance_after: The satisfaction of the performance based restricted stock units granted as Deal Incentive Awards and the corresponding number of shares to be issued pursuant to these awards, will not be determined until December 2026, December 2027 and December 2028 and will be subject to additional time-based vesting conditions and, if applicable, a subsequent one-year holding period. Read SEC document |
| March 12, 2024 Filed Mar 14, 2024 20:30 UTC |
Martin Lynn CPresident, NYSE Group
|
SaleCommon Stock | 791 | $137.97 | $109,136.41 |
DisclosureSEC source: 0000950170-24-031545 · ownership.xml · nonDerivative · entry 2 Martin Lynn C · CIK 0001754817 · President, NYSE Group 10b5-1 filing: Plan reported Ownership: Direct Disclosed balance after: 52,939 F1 · shares: This transaction was effected pursuant to a Rule 10b5-1 trading plan which was approved and became effective as of November 17, 2023. F3 · price: The price range for the aggregate amount sold by the direct holder is $137.92 - $138.18. The Issuer will upon request by the Staff of the U.S. Securities and Exchange Commission or a security holder of the Issuer provide the full information regarding the number of shares sold at each separate price. F4 · balance_after: The common stock number referred in Table I is an aggregate number and represents 38,501 shares of common stock and 1,280 unvested restricted stock units ("RSUs"), and 13,158 unvested performance based restricted stock units ("PSUs"), for which the performance period has been satisfied. The RSUs and PSUs vest over a three year period, in which 33.33% of the units vest each year. The satisfaction of the 2024 PSUs tied to earnings before interest, taxes, depreciation, and amortization, ("EBITDA") and the corresponding number of shares to be issued pursuant to these awards, will not be determined until February 2025 and will be reported at the time of vesting. The satisfaction of the 2022, 2023 and 2024 total shareholder return performance based restricted stock units and the corresponding number of shares to be issued pursuant to these awards, will not be determined until February 2025, February 2026 and February 2027 respectively, and will be reported at the time of vesting. F5 · balance_after: The satisfaction of the performance based restricted stock units granted as Deal Incentive Awards and the corresponding number of shares to be issued pursuant to these awards, will not be determined until December 2026, December 2027 and December 2028 and will be subject to additional time-based vesting conditions and, if applicable, a subsequent one-year holding period. Read SEC document |
| March 12, 2024 Filed Mar 14, 2024 20:30 UTC |
Martin Lynn CPresident, NYSE Group
|
SaleCommon Stock | 5,269 | $137.33 | $723,577.54 |
DisclosureSEC source: 0000950170-24-031545 · ownership.xml · nonDerivative · entry 1 Martin Lynn C · CIK 0001754817 · President, NYSE Group 10b5-1 filing: Plan reported Ownership: Direct Disclosed balance after: 53,730 F1 · shares: This transaction was effected pursuant to a Rule 10b5-1 trading plan which was approved and became effective as of November 17, 2023. F2 · price: The price range for the aggregate amount sold by the direct holder is $136.87 - $137.83. The Issuer will upon request by the Staff of the U.S. Securities and Exchange Commission or a security holder of the Issuer provide the full information regarding the number of shares sold at each separate price. Read SEC document |
| March 08, 2024 Filed Mar 12, 2024 21:54 UTC |
Gardiner WarrenChief Financial Officer
|
SaleCommon Stock | 500 | $138.83 | $69,415.00 |
DisclosureSEC source: 0000950170-24-030198 · ownership.xml · nonDerivative · entry 1 Gardiner Warren · CIK 0001855007 · Chief Financial Officer 10b5-1 filing: Plan reported Ownership: Direct Disclosed balance after: 18,326 F1 · shares: This transaction was effected pursuant to a Rule 10b5-1 trading plan which was approved and became effective as of March 10, 2023. F2 · balance_after: The common stock number referred in Table I is an aggregate number and represents 10,430 shares of common stock and 7,896 unvested performance based restricted stock units for which the performance period has been satisfied. These performance based restricted stock units vest over a three year period, in which 33.33% of the units vest each year. The satisfaction of the 2024 PSUs tied to earnings before interest, taxes, depreciation, and amortization, ("EBITDA") and the corresponding number of shares to be issued pursuant to these awards, will not be determined until February 2025 and will be reported at the time of vesting. The satisfaction of the 2022, 2023 and 2024 total shareholder return performance based restricted stock units and the corresponding number of shares to be issued pursuant to these awards, will not be determined until February 2025, February 2026 and February 2027 respectively, and will be reported at the time of vesting. F3 · balance_after: The satisfaction of the performance based restricted stock units granted as Deal Incentive Awards and the corresponding number of shares to be issued pursuant to these awards, will not be determined until December 2026, December 2027 and December 2028 and will be subject to additional time-based vesting conditions and, if applicable, a subsequent one-year holding period. Read SEC document |
Value uses the disclosed total when available, otherwise shares × reported transaction price. It is not an estimate of exercise cash cost or investment performance.