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NYSE · USD

ICE

Intercontinental Exchange, Inc.

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Tapewire entity
1809
SEC CIK
0001571949
Parsed reports
941

Last 12 months

Inside the activity.

0 purchase rows · 64 sale rows

Disclosed non-derivative P/S rows, by transaction month. Includes amendments and private transactions.
Monthly counts
MonthPurchasesSales
Nov 202505
Dec 202505
Jan 202600
Feb 2026026
Mar 202601
Apr 202600
May 202606
Jun 202602
Jul 202604
Aug 2026010
Sep 202605
Oct 202600

Latest available

Insider transactions

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Purchases/sales include open-market and private transactions. Plan disclosure applies to the filing; individual rows may differ. “Not disclosed” is not “unplanned.”

The cutoff filters transaction history only. Company summaries and owner relationships show the latest available disclosures. Parser corrections can improve historical records.

Transaction dateOwner / reported roleActivity / securityShares / unitsReported priceReported valueDetails
July 09, 2024 Filed Jul 10, 2024 16:30 UTC
Sprecher Jeffrey CDirector · Chief Executive Officer
SaleCommon Stock 24,918 $142.45 $3,549,611.46
Disclosure

SEC source: 0000950170-24-082707 · ownership.xml · nonDerivative · entry 7

Sprecher Jeffrey C · CIK 0001343882 · Director · Chief Executive Officer

10b5-1 filing: Plan reported

Ownership: Indirect · CPEX

Disclosed balance after: 2,551,705

F1 · shares: This transaction was effected pursuant to a Rule 10b5-1 trading plan which was approved and became effective as of August 7, 2023.

F10 · price: The price range for the aggregate amount sold by the direct holder is $142.36 - $142.46. The Issuer will upon request by the Staff of the U.S. Securities and Exchange Commission or a security holder of the Issuer provide the full information regarding the number of shares sold at each separate price.

F11 · balance_after: As previously reported, the reporting person also indirectly owns 2,551,705 shares that are beneficially owned directly by CPEX. The reporting person beneficially owns 100% of the equity interest in CPEX. Additionally, as previously reported, the reporting person indirectly owns shares that are beneficially owned directly by the reporting person's spouse for which the reporting person disclaims beneficial ownership.

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July 09, 2024 Filed Jul 10, 2024 16:30 UTC
Sprecher Jeffrey CDirector · Chief Executive Officer
SaleCommon Stock 48,430 $141.92 $6,873,103.27
Disclosure

SEC source: 0000950170-24-082707 · ownership.xml · nonDerivative · entry 6

Sprecher Jeffrey C · CIK 0001343882 · Director · Chief Executive Officer

10b5-1 filing: Plan reported

Ownership: Indirect · CPEX

Disclosed balance after: 2,576,623

F1 · shares: This transaction was effected pursuant to a Rule 10b5-1 trading plan which was approved and became effective as of August 7, 2023.

F9 · price: The price range for the aggregate amount sold by the direct holder is $141.36 - $142.35. The Issuer will upon request by the Staff of the U.S. Securities and Exchange Commission or a security holder of the Issuer provide the full information regarding the number of shares sold at each separate price.

Read SEC document
July 09, 2024 Filed Jul 10, 2024 16:30 UTC
Sprecher Jeffrey CDirector · Chief Executive Officer
SaleCommon Stock 36,652 $140.83 $5,161,642.52
Disclosure

SEC source: 0000950170-24-082707 · ownership.xml · nonDerivative · entry 5

Sprecher Jeffrey C · CIK 0001343882 · Director · Chief Executive Officer

10b5-1 filing: Plan reported

Ownership: Indirect · CPEX

Disclosed balance after: 2,625,053

F1 · shares: This transaction was effected pursuant to a Rule 10b5-1 trading plan which was approved and became effective as of August 7, 2023.

F8 · price: The price range for the aggregate amount sold by the direct holder is $140.36 - $141.35. The Issuer will upon request by the Staff of the U.S. Securities and Exchange Commission or a security holder of the Issuer provide the full information regarding the number of shares sold at each separate price.

Read SEC document
July 09, 2024 Filed Jul 10, 2024 16:30 UTC
Sprecher Jeffrey CDirector · Chief Executive Officer
SaleCommon Stock 13,773 $142.45 $1,961,933.55
Disclosure

SEC source: 0000950170-24-082707 · ownership.xml · nonDerivative · entry 4

Sprecher Jeffrey C · CIK 0001343882 · Director · Chief Executive Officer

10b5-1 filing: Plan reported

Ownership: Direct

Disclosed balance after: 1,179,993

F1 · shares: This transaction was effected pursuant to a Rule 10b5-1 trading plan which was approved and became effective as of August 7, 2023.

F5 · price: The price range for the aggregate amount sold by the direct holder is $142.34 - $142.46. The Issuer will upon request by the Staff of the U.S. Securities and Exchange Commission or a security holder of the Issuer provide the full information regarding the number of shares sold at each separate price.

F6 · balance_after: The common stock number referred in Table I is an aggregate number and represents 1,111,088 shares of common stock and 68,905 unvested performance based restricted stock units for which the performance period has been satisfied. These performance based restricted stock units vest over a three year period, in which 33.33% of the units vest each year. The satisfaction of the 2024 performance based restricted units tied to earnings before interest, taxes, depreciation, and amortization ("EBITDA") and the corresponding number of shares to be issued pursuant to these awards, will not be determined until February 2025 and will be reported at the time of vesting. The satisfaction of the 2022, 2023 and 2024 total shareholder return performance based restricted stock units and the corresponding number of shares to be issued pursuant to these awards, will not be determined until February 2025, February 2026 and February 2027 respectively, and will be reported at the time of vesting.

F7 · balance_after: The satisfaction of the performance based restricted stock units granted as Deal Incentive Awards and the corresponding number of shares to be issued pursuant to these awards, will not be determined until December 2026, December 2027 and December 2028 and will be subject to additional time-based vesting conditions and, if applicable, a subsequent one-year holding period.

Read SEC document
July 09, 2024 Filed Jul 10, 2024 16:30 UTC
Sprecher Jeffrey CDirector · Chief Executive Officer
SaleCommon Stock 25,644 $141.90 $3,638,863.08
Disclosure

SEC source: 0000950170-24-082707 · ownership.xml · nonDerivative · entry 3

Sprecher Jeffrey C · CIK 0001343882 · Director · Chief Executive Officer

10b5-1 filing: Plan reported

Ownership: Direct

Disclosed balance after: 1,193,766

F1 · shares: This transaction was effected pursuant to a Rule 10b5-1 trading plan which was approved and became effective as of August 7, 2023.

F4 · price: The price range for the aggregate amount sold by the direct holder is $141.34 - $142.33. The Issuer will upon request by the Staff of the U.S. Securities and Exchange Commission or a security holder of the Issuer provide the full information regarding the number of shares sold at each separate price.

Read SEC document
July 09, 2024 Filed Jul 10, 2024 16:30 UTC
Sprecher Jeffrey CDirector · Chief Executive Officer
SaleCommon Stock 18,972 $140.81 $2,671,483.37
Disclosure

SEC source: 0000950170-24-082707 · ownership.xml · nonDerivative · entry 2

Sprecher Jeffrey C · CIK 0001343882 · Director · Chief Executive Officer

10b5-1 filing: Plan reported

Ownership: Direct

Disclosed balance after: 1,219,410

F1 · shares: This transaction was effected pursuant to a Rule 10b5-1 trading plan which was approved and became effective as of August 7, 2023.

F3 · price: The price range for the aggregate amount sold by the direct holder is $140.34 - $141.33. The Issuer will upon request by the Staff of the U.S. Securities and Exchange Commission or a security holder of the Issuer provide the full information regarding the number of shares sold at each separate price.

Read SEC document
July 09, 2024 Filed Jul 10, 2024 16:30 UTC
Sprecher Jeffrey CDirector · Chief Executive Officer
Exercise / conversionCommon Stock 58,389 $50.01 $2,920,033.89
Disclosure

SEC source: 0000950170-24-082707 · ownership.xml · nonDerivative · entry 1

Sprecher Jeffrey C · CIK 0001343882 · Director · Chief Executive Officer

10b5-1 filing: Plan reported

Ownership: Direct

Disclosed balance after: 1,238,382

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · shares: This transaction was effected pursuant to a Rule 10b5-1 trading plan which was approved and became effective as of August 7, 2023.

F2 · balance_after: Amount of securities beneficially owned includes 98 shares acquired under the Intercontinental Exchange, Inc. Employee Stock Purchase Plan on June 28, 2024.

Read SEC document
July 08, 2024 Filed Jul 10, 2024 20:31 UTC
Kapani MayurChief Technology Officer
Exercise / conversionEmployee Stock Option (right to buy) Holding · Derivative 395 $0.00 Strike: $41.59 $0.00
Disclosure

SEC source: 0000950170-24-082708 · ownership.xml · derivative · entry 3

Kapani Mayur · CIK 0001917418 · Chief Technology Officer

10b5-1 filing: Plan reported

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 395 shares

Expires 2025-01-20

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F4 · derivative.exercise_date: These options are fully vested.

Read SEC document
July 08, 2024 Filed Jul 10, 2024 20:31 UTC
Kapani MayurChief Technology Officer
SaleCommon Stock 395 $141.13 $55,746.35
Disclosure

SEC source: 0000950170-24-082708 · ownership.xml · nonDerivative · entry 2

Kapani Mayur · CIK 0001917418 · Chief Technology Officer

10b5-1 filing: Plan reported

Ownership: Direct

Disclosed balance after: 64,471

F1 · shares: This transaction was effected pursuant to a Rule 10b5-1 trading plan which was approved and became effective as of March 8, 2024.

F2 · balance_after: The common stock number referred in Table I is an aggregate number and represents 54,902 shares of common stock and 9,569 unvested performance based restricted stock units for which the performance period has been satisfied. These performance based restricted stock units vest over a three year period, in which 33.33% of the units vest each year. The satisfaction of the 2024 performance based restricted units tied to earnings before interest, taxes, depreciation, and amortization ("EBITDA") and the corresponding number of shares to be issued pursuant to these awards, will not be determined until February 2025 and will be reported at the time of vesting. The satisfaction of the 2022, 2023 and 2024 total shareholder return performance based restricted stock units and the corresponding number of shares to be issued pursuant to these awards, will not be determined until February 2025, February 2026 and February 2027 respectively, and will be reported at the time of vesting.

F3 · balance_after: The satisfaction of the performance based restricted stock units granted as Deal Incentive Awards and the corresponding number of shares to be issued pursuant to these awards, will not be determined until December 2026, December 2027 and December 2028 and will be subject to additional time-based vesting conditions and, if applicable, a subsequent one-year holding period.

Read SEC document
July 08, 2024 Filed Jul 10, 2024 20:31 UTC
Kapani MayurChief Technology Officer
Exercise / conversionCommon Stock 395 $41.59 $16,428.05
Disclosure

SEC source: 0000950170-24-082708 · ownership.xml · nonDerivative · entry 1

Kapani Mayur · CIK 0001917418 · Chief Technology Officer

10b5-1 filing: Plan reported

Ownership: Direct

Disclosed balance after: 64,866

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · shares: This transaction was effected pursuant to a Rule 10b5-1 trading plan which was approved and became effective as of March 8, 2024.

Read SEC document
July 02, 2024 Filed Jul 3, 2024 20:30 UTC
Foley DouglasSVP, HR & Administration
SaleCommon Stock 3,200 $140.00 $448,000.00
Disclosure

SEC source: 0000950170-24-081564 · ownership.xml · nonDerivative · entry 1

Foley Douglas · CIK 0001918894 · SVP, HR & Administration

10b5-1 filing: Plan reported

Ownership: Direct

Disclosed balance after: 20,010

F1 · shares: This transaction was effected pursuant to a Rule 10b5-1 trading plan which was approved and became effective as of December 8, 2023.

F2 · balance_after: Amount of securities beneficially owned includes 98 shares acquired under the Intercontinental Exchange, Inc. Employee Stock Purchase Plan on June 28, 2024.

F3 · balance_after: The common stock number referred in Table I is an aggregate number and represents 16,421 shares of common stock and 3,589 unvested performance based restricted stock units, for which the performance period has been satisfied. These performance based restricted stock units vest over a three year period, in which 33.33% of the units vest each year. The satisfaction of the 2024 performance based restricted units tied to earnings before interest, taxes, depreciation, and amortization ("EBITDA") and the corresponding number of shares to be issued pursuant to these awards, will not be determined until February 2025 and will be reported at the time of vesting. The satisfaction of the 2022, 2023 and 2024 total shareholder return performance based restricted stock units and the corresponding number of shares to be issued pursuant to these awards, will not be determined until February 2025, February 2026 and February 2027, respectively, and will be reported at the time of vesting.

F4 · balance_after: The satisfaction of the performance based restricted stock units granted as Deal Incentive Awards and the corresponding number of shares to be issued pursuant to these awards, will not be determined until December 2026, December 2027 and December 2028 and will be subject to additional time-based vesting conditions and, if applicable, a subsequent one-year holding period.

Read SEC document
July 02, 2024 Filed Jul 3, 2024 20:30 UTC
Kapani MayurChief Technology Officer
Exercise / conversionEmployee Stock Option (right to buy) Holding · Derivative 400 $0.00 Strike: $41.59 $0.00
Disclosure

SEC source: 0000950170-24-081563 · ownership.xml · derivative · entry 3

Kapani Mayur · CIK 0001917418 · Chief Technology Officer

10b5-1 filing: Plan reported

Ownership: Direct

Disclosed balance after: 395

Underlying: Common Stock · 400 shares

Expires 2025-01-20

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F5 · derivative.exercise_date: These options are fully vested.

Read SEC document
July 02, 2024 Filed Jul 3, 2024 20:30 UTC
Kapani MayurChief Technology Officer
SaleCommon Stock 400 $140.00 $56,000.00
Disclosure

SEC source: 0000950170-24-081563 · ownership.xml · nonDerivative · entry 2

Kapani Mayur · CIK 0001917418 · Chief Technology Officer

10b5-1 filing: Plan reported

Ownership: Direct

Disclosed balance after: 64,471

F1 · shares: This transaction was effected pursuant to a Rule 10b5-1 trading plan which was approved and became effective as of March 8, 2024.

F3 · balance_after: The common stock number referred in Table I is an aggregate number and represents 54,902 shares of common stock and 9,569 unvested performance based restricted stock units for which the performance period has been satisfied. These performance based restricted stock units vest over a three year period, in which 33.33% of the units vest each year. The satisfaction of the 2024 performance based restricted units tied to earnings before interest, taxes, depreciation, and amortization ("EBITDA") and the corresponding number of shares to be issued pursuant to these awards, will not be determined until February 2025 and will be reported at the time of vesting. The satisfaction of the 2022, 2023 and 2024 total shareholder return performance based restricted stock units and the corresponding number of shares to be issued pursuant to these awards, will not be determined until February 2025, February 2026 and February 2027 respectively, and will be reported at the time of vesting.

F4 · balance_after: The satisfaction of the performance based restricted stock units granted as Deal Incentive Awards and the corresponding number of shares to be issued pursuant to these awards, will not be determined until December 2026, December 2027 and December 2028 and will be subject to additional time-based vesting conditions and, if applicable, a subsequent one-year holding period.

Read SEC document
July 02, 2024 Filed Jul 3, 2024 20:30 UTC
Kapani MayurChief Technology Officer
Exercise / conversionCommon Stock 400 $41.59 $16,636.00
Disclosure

SEC source: 0000950170-24-081563 · ownership.xml · nonDerivative · entry 1

Kapani Mayur · CIK 0001917418 · Chief Technology Officer

10b5-1 filing: Plan reported

Ownership: Direct

Disclosed balance after: 64,871

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · shares: This transaction was effected pursuant to a Rule 10b5-1 trading plan which was approved and became effective as of March 8, 2024.

F2 · balance_after: Amount of securities beneficially owned includes 89 shares acquired under the Intercontinental Exchange, Inc. Employee Stock Purchase Plan on June 28, 2024.

Read SEC document
July 01, 2024 Filed Jul 3, 2024 20:30 UTC
Bowen SharonDirector
SaleCommon Stock 200 $137.89 $27,578.00
Disclosure

SEC source: 0000950170-24-081566 · ownership.xml · nonDerivative · entry 2

Bowen Sharon · CIK 0001724974 · Director

10b5-1 filing: Plan reported

Ownership: Direct

Disclosed balance after: 14,462

F1 · shares: This transaction was effected pursuant to a Rule 10b5-1 trading plan which was approved and became effective as of March 11, 2024.

F3 · price: The price range for the aggregate amount sold by the direct holder is $137.64 - $138.14. The Issuer will upon request by the Staff of the U.S. Securities and Exchange Commission or a security holder of the Issuer provide the full information regarding the number of shares sold at each separate price.

F4 · balance_after: The common stock number referred in Table 1 is an aggregate number and represents 12,873 of common stock and 1,589 restricted stock units of the Issuer. The restricted stock units vest on the one-year anniversary of the grant date, which is May 17, 2025.

Read SEC document
July 01, 2024 Filed Jul 3, 2024 20:30 UTC
Bowen SharonDirector
SaleCommon Stock 1,836 $136.94 $251,414.86
Disclosure

SEC source: 0000950170-24-081566 · ownership.xml · nonDerivative · entry 1

Bowen Sharon · CIK 0001724974 · Director

10b5-1 filing: Plan reported

Ownership: Direct

Disclosed balance after: 14,662

F1 · shares: This transaction was effected pursuant to a Rule 10b5-1 trading plan which was approved and became effective as of March 11, 2024.

F2 · price: The price range for the aggregate amount sold by the direct holder is $136.51 - $137.23. The Issuer will upon request by the Staff of the U.S. Securities and Exchange Commission or a security holder of the Issuer provide the full information regarding the number of shares sold at each separate price.

Read SEC document
June 26, 2024 Filed Jun 28, 2024 20:00 UTC
Surdykowski Andrew JGeneral Counsel
SaleCommon Stock 1,898 $136.66 $259,380.68
Disclosure

SEC source: 0000950170-24-079022 · ownership.xml · nonDerivative · entry 1

Surdykowski Andrew J · CIK 0001755922 · General Counsel

10b5-1 filing: Plan reported

Ownership: Direct

Disclosed balance after: 46,815

F1 · shares: This transaction was effected pursuant to a Rule 10b5-1 trading plan which was approved and became effective as of December 5, 2023.

F2 · balance_after: The common stock number referred in Table I is an aggregate number and represents 39,637 shares of common stock and 7,178 unvested performance based restricted stock units ("PSUs") for which the performance period has been satisfied. These performance based restricted stock units vest over a three year period, in which 33.33% of the units vest each year. The satisfaction of the 2024 PSUs tied to earnings before interest, taxes, depreciation, and amortization, ("EBITDA") and the corresponding number of shares to be issued pursuant to these awards, will not be determined until February 2025 and will be reported at the time of vesting. The satisfaction of the 2022, 2023 and 2024 total shareholder return performance based restricted stock units and the corresponding number of shares to be issued pursuant to these awards, will not be determined until February 2025, February 2026 and February 2027, respectively, and will be reported at the time of vesting.

F3 · balance_after: The satisfaction of the performance based restricted stock units granted as Deal Incentive Awards and the corresponding number of shares to be issued pursuant to these awards, will not be determined until December 2026, December 2027 and December 2028 and will be subject to additional time-based vesting conditions and, if applicable, a subsequent one-year holding period.

Read SEC document
June 17, 2024 Filed Jun 18, 2024 20:30 UTC
Foley DouglasSVP, HR & Administration
SaleCommon Stock 1,600 $134.98 $215,968.00
Disclosure

SEC source: 0000950170-24-074915 · ownership.xml · nonDerivative · entry 1

Foley Douglas · CIK 0001918894 · SVP, HR & Administration

10b5-1 filing: Plan reported

Ownership: Direct

Disclosed balance after: 23,112

F1 · shares: This transaction was effected pursuant to a Rule 10b5-1 trading plan which was approved and became effective as of December 8, 2023.

F2 · balance_after: The common stock number referred in Table I is an aggregate number and represents 19,523 shares of common stock and 3,589 unvested performance based restricted stock units, for which the performance period has been satisfied. These performance based restricted stock units vest over a three year period, in which 33.33% of the units vest each year. The satisfaction of the 2024 performance based restricted units tied to earnings before interest, taxes, depreciation, and amortization ("EBITDA") and the corresponding number of shares to be issued pursuant to these awards, will not be determined until February 2025 and will be reported at the time of vesting. The satisfaction of the 2022, 2023 and 2024 total shareholder return performance based restricted stock units and the corresponding number of shares to be issued pursuant to these awards, will not be determined until February 2025, February 2026 and February 2027, respectively, and will be reported at the time of vesting.

F3 · balance_after: The satisfaction of the performance based restricted stock units granted as Deal Incentive Awards and the corresponding number of shares to be issued pursuant to these awards, will not be determined until December 2026, December 2027 and December 2028 and will be subject to additional time-based vesting conditions and, if applicable, a subsequent one-year holding period.

Read SEC document
June 10, 2024 Filed Jun 12, 2024 20:30 UTC
Gardiner WarrenChief Financial Officer
SaleCommon Stock 750 $133.50 $100,125.00
Disclosure

SEC source: 0000950170-24-072492 · ownership.xml · nonDerivative · entry 1

Gardiner Warren · CIK 0001855007 · Chief Financial Officer

10b5-1 filing: Plan reported

Ownership: Direct

Disclosed balance after: 17,326

F1 · shares: This transaction was effected pursuant to a Rule 10b5-1 trading plan which was approved and became effective as of November 28, 2023.

F2 · balance_after: The common stock number referred in Table I is an aggregate number and represents 9,430 shares of common stock and 7,896 unvested performance based restricted stock units for which the performance period has been satisfied. These performance based restricted stock units vest over a three year period, in which 33.33% of the units vest each year. The satisfaction of the 2024 PSUs tied to earnings before interest, taxes, depreciation, and amortization, ("EBITDA") and the corresponding number of shares to be issued pursuant to these awards, will not be determined until February 2025 and will be reported at the time of vesting. The satisfaction of the 2022, 2023 and 2024 total shareholder return performance based restricted stock units and the corresponding number of shares to be issued pursuant to these awards, will not be determined until February 2025, February 2026 and February 2027 respectively, and will be reported at the time of vesting.

F3 · balance_after: The satisfaction of the performance based restricted stock units granted as Deal Incentive Awards and the corresponding number of shares to be issued pursuant to these awards, will not be determined until December 2026, December 2027 and December 2028 and will be subject to additional time-based vesting conditions and, if applicable, a subsequent one-year holding period.

Read SEC document
June 05, 2024 Filed Jun 7, 2024 20:30 UTC SaleCommon Stock 680 $134.50 $91,460.00
Disclosure

SEC source: 0000950170-24-070712 · ownership.xml · nonDerivative · entry 1

Hague William Jefferson · CIK 0001652762 · Director

10b5-1 filing: Plan reported

Ownership: Direct

Disclosed balance after: 19,219

F1 · shares: This transaction was effected pursuant to a Rule 10b5-1 trading plan which was approved and became effective as of March 6, 2024.

F2 · balance_after: The common stock number referred in Table 1 is an aggregate number and represents 17,450 shares of common stock and 1,769 restricted stock units of the Issuer. The restricted stock units vest on the one-year anniversary of the grant date, which is May 17, 2025.

Read SEC document
June 03, 2024 Filed Jun 5, 2024 20:30 UTC
Edmonds Christopher ScottPresident, Fixed Income & Data
SaleCommon Stock 551 $134.40 $74,054.40
Disclosure

SEC source: 0000950170-24-069347 · ownership.xml · nonDerivative · entry 1

Edmonds Christopher Scott · CIK 0001919795 · President, Fixed Income & Data

10b5-1 filing: Plan reported

Ownership: Direct

Disclosed balance after: 15,538

F1 · shares: This transaction was effected pursuant to a Rule 10b5-1 trading plan which was approved and became effective as of March 4, 2024.

F2 · balance_after: The common stock number referred in Table I is an aggregate number and represents 4,231 shares of common stock and 1,018 unvested restricted stock units ("RSUs"), and 10,289 unvested performance based restricted stock units ("PSUs"), for which the performance period has been satisfied. The RSUs and PSUs vest over a three year period, in which 33.33% of the units vest each year. The satisfaction of the 2024 PSUs tied to earnings before interest, taxes, depreciation, and amortization, ("EBITDA") and the corresponding number of shares to be issued pursuant to these awards, will not be determined until February 2025 and will be reported at the time of vesting. The satisfaction of the 2022, 2023 and 2024 total shareholder return performance based restricted stock units and the corresponding number of shares to be issued pursuant to these awards, will not be determined until February 2025, February 2026 and February 2027, respectively, and will be reported at the time of vesting.

F3 · balance_after: The satisfaction of the performance based restricted stock units granted as Deal Incentive Awards and the corresponding number of shares to be issued pursuant to these awards, will not be determined until December 2026, December 2027 and December 2028 and will be subject to additional time-based vesting conditions and, if applicable, a subsequent one-year holding period.

Read SEC document
May 28, 2024 Filed May 30, 2024 20:30 UTC SaleCommon Stock 431 $136.08 $58,649.49
Disclosure

SEC source: 0000950170-24-066665 · ownership.xml · nonDerivative · entry 3

SPRIESER JUDITH A · CIK 0001206994 · Director

10b5-1 filing: Plan reported

Ownership: Direct

Disclosed balance after: 28,849

F1 · shares: This transaction was effected pursuant to a Rule 10b5-1 trading plan which was approved and became effective as of November 7, 2023.

F4 · price: The price range for the aggregate amount sold by the direct holder is $135.71 - $136.37. The Issuer will upon request by the Staff of the U.S. Securities and Exchange Commission or a security holder of the Issuer provide the full information regarding the number of shares sold at each separate price.

F5 · balance_after: The common stock number referred in Table I is an aggregate number and represents 27,080 shares of common stock and 1,769 restricted stock units of the Issuer. The restricted stock units vest on the one-year anniversary of the grant date, which is May 17, 2025.

Read SEC document
May 28, 2024 Filed May 30, 2024 20:30 UTC SaleCommon Stock 500 $134.78 $67,391.00
Disclosure

SEC source: 0000950170-24-066665 · ownership.xml · nonDerivative · entry 2

SPRIESER JUDITH A · CIK 0001206994 · Director

10b5-1 filing: Plan reported

Ownership: Direct

Disclosed balance after: 29,280

F1 · shares: This transaction was effected pursuant to a Rule 10b5-1 trading plan which was approved and became effective as of November 7, 2023.

F3 · price: The price range for the aggregate amount sold by the direct holder is $134.70 - $134.88. The Issuer will upon request by the Staff of the U.S. Securities and Exchange Commission or a security holder of the Issuer provide the full information regarding the number of shares sold at each separate price.

Read SEC document
May 28, 2024 Filed May 30, 2024 20:30 UTC SaleCommon Stock 1,336 $134.01 $179,033.62
Disclosure

SEC source: 0000950170-24-066665 · ownership.xml · nonDerivative · entry 1

SPRIESER JUDITH A · CIK 0001206994 · Director

10b5-1 filing: Plan reported

Ownership: Direct

Disclosed balance after: 29,780

F1 · shares: This transaction was effected pursuant to a Rule 10b5-1 trading plan which was approved and became effective as of November 7, 2023.

F2 · price: The price range for the aggregate amount sold by the direct holder is $133.61 - $134.48. The Issuer will upon request by the Staff of the U.S. Securities and Exchange Commission or a security holder of the Issuer provide the full information regarding the number of shares sold at each separate price.

Read SEC document
May 20, 2024 Filed May 21, 2024 20:42 UTC Tax withholdingCommon Stock 121 $0.00 $0.00
Disclosure

SEC source: 0000950170-24-062994 · ownership.xml · nonDerivative · entry 2

Hague William Jefferson · CIK 0001652762 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 19,899

F2 · shares: Represents shares of common stock underlying vested restricted stock units that are being withheld to satisfy payment of the Issuer's tax withholding obligation.

F3 · balance_after: The common stock number referred in Table 1 is an aggregate number and represents 18,130 shares of common stock and 1,769 restricted stock units of the Issuer. The restricted stock units vest on the one-year anniversary of the grant date, which is May 17, 2025.

Read SEC document
May 20, 2024 Filed May 21, 2024 20:42 UTC Tax withholdingCommon Stock 109 $0.00 $0.00
Disclosure

SEC source: 0000950170-24-062996 · ownership.xml · nonDerivative · entry 2

Silver Caroline Louise · CIK 0001821735 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 9,824

F2 · shares: Represents shares of common stock underlying vested restricted stock units that are being withheld to satisfy payment of the Issuer's tax withholding obligation.

F3 · balance_after: The common stock number referred in Table 1 is an aggregate number and represents 8,055 shares of common stock and 1,769 restricted stock units of the Issuer. The restricted stock units vest on the one-year anniversary of the grant date, which is May 17, 2025.

Read SEC document
May 17, 2024 Filed May 21, 2024 20:30 UTC GrantCommon Stock 1,589 $0.00 $0.00
Disclosure

SEC source: 0000950170-24-062963 · ownership.xml · nonDerivative · entry 1

NOONAN THOMAS E · CIK 0001079742 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 20,096

F1 · shares: Represents restricted stock units. This award of restricted stock units vests on the one-year anniversary of the award date and may be settled only by delivery of shares of the Issuer's common stock, par value $0.01 per share.

F2 · balance_after: The common stock number referred in Table 1 is an aggregate number and represents 18,507 shares of common stock and 1,589 restricted stock units of the Issuer. The restricted stock units vest on the one-year anniversary of the grant date, which is May 17, 2025.

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May 17, 2024 Filed May 21, 2024 20:30 UTC GrantCommon Stock 1,589 $0.00 $0.00
Disclosure

SEC source: 0000950170-24-062958 · ownership.xml · nonDerivative · entry 1

Farooqui Duriya M · CIK 0001699994 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 15,002

F1 · shares: Represents restricted stock units. This award of restricted stock units vests on the one-year anniversary of the award date and may be settled only by delivery of shares of the Issuer's common stock, par value $0.01 per share.

F2 · balance_after: The common stock number referred in Table 1 is an aggregate number and represents 13,413 shares of common stock and 1,589 restricted stock units of the Issuer. The restricted stock units vest on the one-year anniversary of the grant date, which is May 17, 2025.

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May 17, 2024 Filed May 21, 2024 20:42 UTC GrantCommon Stock 1,769 $0.00 $0.00
Disclosure

SEC source: 0000950170-24-062994 · ownership.xml · nonDerivative · entry 1

Hague William Jefferson · CIK 0001652762 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 20,020

F1 · shares: Represents restricted stock units. This award of restricted stock units vests on the one-year anniversary of the award date and may be settled only by delivery of shares of the Issuer's common stock, par value $0.01 per share. Of the 1,769 restricted stock units awarded, 1,589 were awarded as compensation for service on the Issuer's board and 180 were awarded as compensation for service on the board of Issuer's subsidiary, ICE Futures Europe.

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May 17, 2024 Filed May 21, 2024 20:30 UTC GrantCommon Stock 1,769 $0.00 $0.00
Disclosure

SEC source: 0000950170-24-062965 · ownership.xml · nonDerivative · entry 1

SPRIESER JUDITH A · CIK 0001206994 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 31,116

F1 · shares: Represents restricted stock units. This award of restricted stock units vests on the one-year anniversary of the award date and may be settled only by delivery of shares of the Issuer's common stock, par value $0.01 per share. Of the 1,769 restricted stock units awarded, 1,589 were awarded as compensation for service on the Issuer's board and 180 were awarded as compensation for service on the board of Issuer's subsidiary, ICE Clear Credit LLC.

F2 · balance_after: The common stock number referred in Table I is an aggregate number and represents 29,347 shares of common stock and 1,769 restricted stock units of the Issuer. The restricted stock units vest on the one-year anniversary of the grant date, which is May 17, 2025.

Read SEC document
May 17, 2024 Filed May 21, 2024 20:30 UTC GrantCommon Stock 1,589 $0.00 $0.00
Disclosure

SEC source: 0000950170-24-062967 · ownership.xml · nonDerivative · entry 1

Mulhern Mark F · CIK 0001342425 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 9,117

F1 · shares: Represents restricted stock units. This award of restricted stock units vests on the one-year anniversary of the award date and may be settled only by delivery of shares of the Issuer's common stock, par value $0.01 per share.

F2 · balance_after: The common stock number referred in Table 1 is an aggregate number and represents 7,528 shares of common stock and 1,589 restricted stock units of the Issuer. The restricted stock units vest on the one-year anniversary of the grant date, which is May 17, 2025.

F3 · balance_after: Amount of securities beneficially owned includes 94 shares acquired in dividend reinvestment transactions.

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May 17, 2024 Filed May 21, 2024 20:42 UTC GrantCommon Stock 1,769 $0.00 $0.00
Disclosure

SEC source: 0000950170-24-062996 · ownership.xml · nonDerivative · entry 1

Silver Caroline Louise · CIK 0001821735 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 9,933

F1 · shares: Represents restricted stock units. This award of restricted stock units vests on the one-year anniversary of the award date and may be settled only by delivery of shares of the Issuer's common stock, par value $0.01 per share. Of the 1,769 restricted stock units awarded, 1,589 were awarded as compensation for service on the Issuer's board and 180 were awarded as compensation for service on the board of Issuer's subsidiary, ICE Clear Europe Limited.

Read SEC document
May 17, 2024 Filed May 21, 2024 20:30 UTC GrantCommon Stock 1,589 $0.00 $0.00
Disclosure

SEC source: 0000950170-24-062964 · ownership.xml · nonDerivative · entry 1

Tirinnanzi Martha A · CIK 0001916305 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 4,467

F1 · shares: Represents restricted stock units. This award of restricted stock units vests on the one-year anniversary of the award date and may be settled only by delivery of shares of the Issuer's common stock, par value $0.01 per share.

F2 · balance_after: The common stock number referred in Table 1 is an aggregate number and represents 2,878 shares of common stock and 1,589 restricted stock units of the Issuer. The restricted stock units vest on the one-year anniversary of the grant date, which is May 17, 2025.

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May 17, 2024 Filed May 21, 2024 20:30 UTC GrantCommon Stock 1,589 $0.00 $0.00
Disclosure

SEC source: 0000950170-24-062959 · ownership.xml · nonDerivative · entry 1

Cooper Shantella E. · CIK 0001698291 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 9,023

F1 · shares: Represents restricted stock units. This award of restricted stock units vests on the one-year anniversary of the award date and may be settled only by delivery of shares of the Issuer's common stock, par value $0.01 per share.

F2 · balance_after: The common stock number referred in Table 1 is an aggregate number and represents 7,434 shares of common stock and 1,589 restricted stock units of the Issuer. The restricted stock units vest on the one-year anniversary of the grant date, which is May 17, 2025.

Read SEC document
May 17, 2024 Filed May 21, 2024 20:30 UTC
Bowen SharonDirector
GrantCommon Stock 1,589 $0.00 $0.00
Disclosure

SEC source: 0000950170-24-062961 · ownership.xml · nonDerivative · entry 1

Bowen Sharon · CIK 0001724974 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 16,498

F1 · shares: Represents restricted stock units. This award of restricted stock units vests on the one-year anniversary of the award date and may be settled only by delivery of shares of the Issuer's common stock, par value $0.01 per share.

F2 · balance_after: The common stock number referred in Table 1 is an aggregate number and represents 14,909 of common stock and 1,589 restricted stock units of the Issuer. The restricted stock units vest on the one-year anniversary of the grant date, which is May 17, 2025.

Read SEC document
May 13, 2024 Filed May 15, 2024 20:30 UTC
Edmonds Christopher ScottPresident, Fixed Income & Data
Tax withholdingCommon Stock 466 $133.74 $62,322.84
Disclosure

SEC source: 0000950170-24-060525 · ownership.xml · nonDerivative · entry 1

Edmonds Christopher Scott · CIK 0001919795 · President, Fixed Income & Data

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 16,089

F1 · shares: Represents shares of restricted stock issued to the filing person on May 13, 2022. The restricted stock units vest over three years (1/3 on May 13, 2023, 1/3 on May 13, 2024 and 1/3 on May 13, 2025). Of the 3,052 shares, 1,017 shares were issued on May 13, 2024, of which 466 shares were withheld to satisfy payment of the Issuer's tax withholding obligation. The remaining 1,018 shares are scheduled to be issued on May 13, 2025 and taxes for this issuance will be withheld and reported at the time of vesting.

F2 · balance_after: The common stock number referred in Table I is an aggregate number and represents 4,782 shares of common stock and 1,018 unvested restricted stock units ("RSUs"), and 10,289 unvested performance based restricted stock units ("PSUs"), for which the performance period has been satisfied. The RSUs and PSUs vest over a three year period, in which 33.33% of the units vest each year. The satisfaction of the 2024 PSUs tied to earnings before interest, taxes, depreciation, and amortization, ("EBITDA") and the corresponding number of shares to be issued pursuant to these awards, will not be determined until February 2025 and will be reported at the time of vesting. The satisfaction of the 2022, 2023 and 2024 total shareholder return performance based restricted stock units and the corresponding number of shares to be issued pursuant to these awards, will not be determined until February 2025, February 2026 and February 2027, respectively, and will be reported at the time of vesting.

F3 · balance_after: The satisfaction of the performance based restricted stock units granted as Deal Incentive Awards and the corresponding number of shares to be issued pursuant to these awards, will not be determined until December 2026, December 2027 and December 2028 and will be subject to additional time-based vesting conditions and, if applicable, a subsequent one-year holding period.

Read SEC document
April 26, 2024 Filed Apr 30, 2024 20:30 UTC
Surdykowski Andrew JGeneral Counsel
SaleCommon Stock 341 $131.74 $44,923.34
Disclosure

SEC source: 0000950170-24-050562 · ownership.xml · nonDerivative · entry 1

Surdykowski Andrew J · CIK 0001755922 · General Counsel

10b5-1 filing: Plan reported

Ownership: Direct

Disclosed balance after: 48,713

F1 · shares: This transaction was effected pursuant to a Rule 10b5-1 trading plan which was approved and became effective as of December 5, 2023.

F2 · balance_after: The common stock number referred in Table I is an aggregate number and represents 41,535 shares of common stock and 7,178 unvested performance based restricted stock units ("PSUs") for which the performance period has been satisfied. These performance based restricted stock units vest over a three year period, in which 33.33% of the units vest each year. The satisfaction of the 2024 PSUs tied to earnings before interest, taxes, depreciation, and amortization, ("EBITDA") and the corresponding number of shares to be issued pursuant to these awards, will not be determined until February 2025 and will be reported at the time of vesting. The satisfaction of the 2022, 2023 and 2024 total shareholder return performance based restricted stock units and the corresponding number of shares to be issued pursuant to these awards, will not be determined until February 2025, February 2026 and February 2027, respectively, and will be reported at the time of vesting.

F3 · balance_after: The satisfaction of the performance based restricted stock units granted as Deal Incentive Awards and the corresponding number of shares to be issued pursuant to these awards, will not be determined until December 2026, December 2027 and December 2028 and will be subject to additional time-based vesting conditions and, if applicable, a subsequent one-year holding period.

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April 03, 2024 Filed Apr 5, 2024 16:30 UTC
Sprecher Jeffrey CDirector · Chief Executive Officer
Exercise / conversionEmployee Stock Option (right to buy) Holding · Derivative 58,388 $0.00 Strike: $50.01 $0.00
Disclosure

SEC source: 0000950170-24-042293 · ownership.xml · derivative · entry 7

Sprecher Jeffrey C · CIK 0001343882 · Director · Chief Executive Officer

10b5-1 filing: Plan reported

Ownership: Direct

Disclosed balance after: 58,389

Underlying: Common Stock · 58,388 shares

Expires 2026-01-14

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F10 · derivative.exercise_date: These options are fully vested.

Read SEC document
April 03, 2024 Filed Apr 5, 2024 16:30 UTC
Sprecher Jeffrey CDirector · Chief Executive Officer
SaleCommon Stock 5,776 $137.82 $796,062.18
Disclosure

SEC source: 0000950170-24-042293 · ownership.xml · nonDerivative · entry 5

Sprecher Jeffrey C · CIK 0001343882 · Director · Chief Executive Officer

10b5-1 filing: Plan reported

Ownership: Indirect · CPEX

Disclosed balance after: 2,661,705

F1 · shares: This transaction was effected pursuant to a Rule 10b5-1 trading plan which was approved and became effective as of August 7, 2023.

F7 · price: The price range for the aggregate amount sold by the direct holder is $137.71 - $138.09. The Issuer will upon request by the Staff of the U.S. Securities and Exchange Commission or a security holder of the Issuer provide the full information regarding the number of shares sold at each separate price.

F8 · balance_after: As previously reported, the reporting person also indirectly owns 2,661,705 shares that are beneficially owned directly by CPEX. The reporting person beneficially owns 100% of the equity interest in CPEX. Additionally, as previously reported, the reporting person indirectly owns shares that are beneficially owned directly by the reporting person's spouse for which the reporting person disclaims beneficial ownership.

Read SEC document
April 03, 2024 Filed Apr 5, 2024 16:30 UTC
Sprecher Jeffrey CDirector · Chief Executive Officer
SaleCommon Stock 104,224 $137.18 $14,297,260.72
Disclosure

SEC source: 0000950170-24-042293 · ownership.xml · nonDerivative · entry 4

Sprecher Jeffrey C · CIK 0001343882 · Director · Chief Executive Officer

10b5-1 filing: Plan reported

Ownership: Indirect · CPEX

Disclosed balance after: 2,667,481

F1 · shares: This transaction was effected pursuant to a Rule 10b5-1 trading plan which was approved and became effective as of August 7, 2023.

F6 · price: The price range for the aggregate amount sold by the direct holder is $136.71 - $137.69. The Issuer will upon request by the Staff of the U.S. Securities and Exchange Commission or a security holder of the Issuer provide the full information regarding the number of shares sold at each separate price.

Read SEC document
April 03, 2024 Filed Apr 5, 2024 16:30 UTC
Sprecher Jeffrey CDirector · Chief Executive Officer
SaleCommon Stock 3,112 $137.83 $428,917.94
Disclosure

SEC source: 0000950170-24-042293 · ownership.xml · nonDerivative · entry 3

Sprecher Jeffrey C · CIK 0001343882 · Director · Chief Executive Officer

10b5-1 filing: Plan reported

Ownership: Direct

Disclosed balance after: 1,179,895

F1 · shares: This transaction was effected pursuant to a Rule 10b5-1 trading plan which was approved and became effective as of August 7, 2023.

F3 · price: The price range for the aggregate amount sold by the direct holder is $137.72 - $138.04. The Issuer will upon request by the Staff of the U.S. Securities and Exchange Commission or a security holder of the Issuer provide the full information regarding the number of shares sold at each separate price.

F4 · balance_after: The common stock number referred in Table I is an aggregate number and represents 1,110,990 shares of common stock and 68,905 unvested performance based restricted stock units for which the performance period has been satisfied. These performance based restricted stock units vest over a three year period, in which 33.33% of the units vest each year. The satisfaction of the 2024 performance based restricted units tied to earnings before interest, taxes, depreciation, and amortization ("EBITDA") and the corresponding number of shares to be issued pursuant to these awards, will not be determined until February 2025 and will be reported at the time of vesting. The satisfaction of the 2022, 2023 and 2024 total shareholder return performance based restricted stock units and the corresponding number of shares to be issued pursuant to these awards, will not be determined until February 2025, February 2026 and February 2027 respectively, and will be reported at the time of vesting.

F5 · balance_after: The satisfaction of the performance based restricted stock units granted as Deal Incentive Awards and the corresponding number of shares to be issued pursuant to these awards, will not be determined until December 2026, December 2027 and December 2028 and will be subject to additional time-based vesting conditions and, if applicable, a subsequent one-year holding period.

Read SEC document
April 03, 2024 Filed Apr 5, 2024 16:30 UTC
Sprecher Jeffrey CDirector · Chief Executive Officer
SaleCommon Stock 55,276 $137.18 $7,582,601.38
Disclosure

SEC source: 0000950170-24-042293 · ownership.xml · nonDerivative · entry 2

Sprecher Jeffrey C · CIK 0001343882 · Director · Chief Executive Officer

10b5-1 filing: Plan reported

Ownership: Direct

Disclosed balance after: 1,183,007

F1 · shares: This transaction was effected pursuant to a Rule 10b5-1 trading plan which was approved and became effective as of August 7, 2023.

F2 · price: The price range for the aggregate amount sold by the direct holder is $136.72 - $137.71. The Issuer will upon request by the Staff of the U.S. Securities and Exchange Commission or a security holder of the Issuer provide the full information regarding the number of shares sold at each separate price.

Read SEC document
April 03, 2024 Filed Apr 5, 2024 16:30 UTC
Sprecher Jeffrey CDirector · Chief Executive Officer
Exercise / conversionCommon Stock 58,388 $50.01 $2,919,983.88
Disclosure

SEC source: 0000950170-24-042293 · ownership.xml · nonDerivative · entry 1

Sprecher Jeffrey C · CIK 0001343882 · Director · Chief Executive Officer

10b5-1 filing: Plan reported

Ownership: Direct

Disclosed balance after: 1,238,283

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · shares: This transaction was effected pursuant to a Rule 10b5-1 trading plan which was approved and became effective as of August 7, 2023.

Read SEC document
March 28, 2024 Filed Apr 1, 2024 20:30 UTC SaleCommon Stock 400 $137.71 $55,085.00
Disclosure

SEC source: 0000950170-24-039380 · ownership.xml · nonDerivative · entry 2

SPRIESER JUDITH A · CIK 0001206994 · Director

10b5-1 filing: Plan reported

Ownership: Direct

Disclosed balance after: 29,347

F1 · shares: This transaction was effected pursuant to a Rule 10b5-1 trading plan which was approved and became effective as of November 7, 2023.

F3 · price: The price range for the aggregate amount sold by the direct holder is $137.64 - $137.79. The Issuer will upon request by the Staff of the U.S. Securities and Exchange Commission or a security holder of the Issuer provide the full information regarding the number of shares sold at each separate price.

F4 · balance_after: The common stock number referred in Table I is an aggregate number and represents 27,080 shares of common stock and 2,267 restricted stock units of the Issuer. The restricted stock units vest on the one-year anniversary of the grant date, which is May 19, 2024.

Read SEC document
March 28, 2024 Filed Apr 1, 2024 20:30 UTC SaleCommon Stock 1,838 $137.29 $252,336.81
Disclosure

SEC source: 0000950170-24-039380 · ownership.xml · nonDerivative · entry 1

SPRIESER JUDITH A · CIK 0001206994 · Director

10b5-1 filing: Plan reported

Ownership: Direct

Disclosed balance after: 29,747

F1 · shares: This transaction was effected pursuant to a Rule 10b5-1 trading plan which was approved and became effective as of November 7, 2023.

F2 · price: The price range for the aggregate amount sold by the direct holder is $136.61 - $137.59. The Issuer will upon request by the Staff of the U.S. Securities and Exchange Commission or a security holder of the Issuer provide the full information regarding the number of shares sold at each separate price.

Read SEC document
March 18, 2024 Filed Mar 19, 2024 20:30 UTC
Foley DouglasSVP, HR & Administration
SaleCommon Stock 1,600 $135.12 $216,192.00
Disclosure

SEC source: 0000950170-24-033542 · ownership.xml · nonDerivative · entry 1

Foley Douglas · CIK 0001918894 · SVP, HR & Administration

10b5-1 filing: Plan reported

Ownership: Direct

Disclosed balance after: 24,712

F1 · shares: This transaction was effected pursuant to a Rule 10b5-1 trading plan which was approved and became effective as of December 8, 2023.

F2 · balance_after: The common stock number referred in Table I is an aggregate number and represents 21,123 shares of common stock and 3,589 unvested performance based restricted stock units, for which the performance period has been satisfied. These performance based restricted stock units vest over a three year period, in which 33.33% of the units vest each year. The satisfaction of the 2024 performance based restricted units tied to earnings before interest, taxes, depreciation, and amortization ("EBITDA") and the corresponding number of shares to be issued pursuant to these awards, will not be determined until February 2025 and will be reported at the time of vesting. The satisfaction of the 2022, 2023 and 2024 total shareholder return performance based restricted stock units and the corresponding number of shares to be issued pursuant to these awards, will not be determined until February 2025, February 2026 and February 2027, respectively, and will be reported at the time of vesting.

F3 · balance_after: The satisfaction of the performance based restricted stock units granted as Deal Incentive Awards and the corresponding number of shares to be issued pursuant to these awards, will not be determined until December 2026, December 2027 and December 2028 and will be subject to additional time-based vesting conditions and, if applicable, a subsequent one-year holding period.

Read SEC document
March 12, 2024 Filed Mar 14, 2024 20:30 UTC
Gardiner WarrenChief Financial Officer
SaleCommon Stock 250 $137.05 $34,262.50
Disclosure

SEC source: 0000950170-24-031544 · ownership.xml · nonDerivative · entry 1

Gardiner Warren · CIK 0001855007 · Chief Financial Officer

10b5-1 filing: Plan reported

Ownership: Direct

Disclosed balance after: 18,076

F1 · shares: This transaction was effected pursuant to a Rule 10b5-1 trading plan which was approved and became effective as of November 28, 2023.

F2 · balance_after: The common stock number referred in Table I is an aggregate number and represents 10,180 shares of common stock and 7,896 unvested performance based restricted stock units for which the performance period has been satisfied. These performance based restricted stock units vest over a three year period, in which 33.33% of the units vest each year. The satisfaction of the 2024 PSUs tied to earnings before interest, taxes, depreciation, and amortization, ("EBITDA") and the corresponding number of shares to be issued pursuant to these awards, will not be determined until February 2025 and will be reported at the time of vesting. The satisfaction of the 2022, 2023 and 2024 total shareholder return performance based restricted stock units and the corresponding number of shares to be issued pursuant to these awards, will not be determined until February 2025, February 2026 and February 2027 respectively, and will be reported at the time of vesting.

F3 · balance_after: The satisfaction of the performance based restricted stock units granted as Deal Incentive Awards and the corresponding number of shares to be issued pursuant to these awards, will not be determined until December 2026, December 2027 and December 2028 and will be subject to additional time-based vesting conditions and, if applicable, a subsequent one-year holding period.

Read SEC document
March 12, 2024 Filed Mar 14, 2024 20:30 UTC
Martin Lynn CPresident, NYSE Group
SaleCommon Stock 791 $137.97 $109,136.41
Disclosure

SEC source: 0000950170-24-031545 · ownership.xml · nonDerivative · entry 2

Martin Lynn C · CIK 0001754817 · President, NYSE Group

10b5-1 filing: Plan reported

Ownership: Direct

Disclosed balance after: 52,939

F1 · shares: This transaction was effected pursuant to a Rule 10b5-1 trading plan which was approved and became effective as of November 17, 2023.

F3 · price: The price range for the aggregate amount sold by the direct holder is $137.92 - $138.18. The Issuer will upon request by the Staff of the U.S. Securities and Exchange Commission or a security holder of the Issuer provide the full information regarding the number of shares sold at each separate price.

F4 · balance_after: The common stock number referred in Table I is an aggregate number and represents 38,501 shares of common stock and 1,280 unvested restricted stock units ("RSUs"), and 13,158 unvested performance based restricted stock units ("PSUs"), for which the performance period has been satisfied. The RSUs and PSUs vest over a three year period, in which 33.33% of the units vest each year. The satisfaction of the 2024 PSUs tied to earnings before interest, taxes, depreciation, and amortization, ("EBITDA") and the corresponding number of shares to be issued pursuant to these awards, will not be determined until February 2025 and will be reported at the time of vesting. The satisfaction of the 2022, 2023 and 2024 total shareholder return performance based restricted stock units and the corresponding number of shares to be issued pursuant to these awards, will not be determined until February 2025, February 2026 and February 2027 respectively, and will be reported at the time of vesting.

F5 · balance_after: The satisfaction of the performance based restricted stock units granted as Deal Incentive Awards and the corresponding number of shares to be issued pursuant to these awards, will not be determined until December 2026, December 2027 and December 2028 and will be subject to additional time-based vesting conditions and, if applicable, a subsequent one-year holding period.

Read SEC document
March 12, 2024 Filed Mar 14, 2024 20:30 UTC
Martin Lynn CPresident, NYSE Group
SaleCommon Stock 5,269 $137.33 $723,577.54
Disclosure

SEC source: 0000950170-24-031545 · ownership.xml · nonDerivative · entry 1

Martin Lynn C · CIK 0001754817 · President, NYSE Group

10b5-1 filing: Plan reported

Ownership: Direct

Disclosed balance after: 53,730

F1 · shares: This transaction was effected pursuant to a Rule 10b5-1 trading plan which was approved and became effective as of November 17, 2023.

F2 · price: The price range for the aggregate amount sold by the direct holder is $136.87 - $137.83. The Issuer will upon request by the Staff of the U.S. Securities and Exchange Commission or a security holder of the Issuer provide the full information regarding the number of shares sold at each separate price.

Read SEC document
March 08, 2024 Filed Mar 12, 2024 21:54 UTC
Gardiner WarrenChief Financial Officer
SaleCommon Stock 500 $138.83 $69,415.00
Disclosure

SEC source: 0000950170-24-030198 · ownership.xml · nonDerivative · entry 1

Gardiner Warren · CIK 0001855007 · Chief Financial Officer

10b5-1 filing: Plan reported

Ownership: Direct

Disclosed balance after: 18,326

F1 · shares: This transaction was effected pursuant to a Rule 10b5-1 trading plan which was approved and became effective as of March 10, 2023.

F2 · balance_after: The common stock number referred in Table I is an aggregate number and represents 10,430 shares of common stock and 7,896 unvested performance based restricted stock units for which the performance period has been satisfied. These performance based restricted stock units vest over a three year period, in which 33.33% of the units vest each year. The satisfaction of the 2024 PSUs tied to earnings before interest, taxes, depreciation, and amortization, ("EBITDA") and the corresponding number of shares to be issued pursuant to these awards, will not be determined until February 2025 and will be reported at the time of vesting. The satisfaction of the 2022, 2023 and 2024 total shareholder return performance based restricted stock units and the corresponding number of shares to be issued pursuant to these awards, will not be determined until February 2025, February 2026 and February 2027 respectively, and will be reported at the time of vesting.

F3 · balance_after: The satisfaction of the performance based restricted stock units granted as Deal Incentive Awards and the corresponding number of shares to be issued pursuant to these awards, will not be determined until December 2026, December 2027 and December 2028 and will be subject to additional time-based vesting conditions and, if applicable, a subsequent one-year holding period.

Read SEC document

Value uses the disclosed total when available, otherwise shares × reported transaction price. It is not an estimate of exercise cash cost or investment performance.