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NYSE · USD

IBM

INTERNATIONAL BUSINESS MACHINES CORP

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Tapewire entity
2840
SEC CIK
0000051143
Parsed reports
6,105

Last 12 months

Inside the activity.

3 purchase rows · 1 sale rows

Disclosed non-derivative P/S rows, by transaction month. Includes amendments and private transactions.
Monthly counts
MonthPurchasesSales
Nov 202500
Dec 202500
Jan 202610
Feb 202620
Mar 202600
Apr 202600
May 202600
Jun 202600
Jul 202600
Aug 202601
Sep 202600
Oct 202600

Latest available

Insider transactions

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Purchases/sales include open-market and private transactions. Plan disclosure applies to the filing; individual rows may differ. “Not disclosed” is not “unplanned.”

The cutoff filters transaction history only. Company summaries and owner relationships show the latest available disclosures. Parser corrections can improve historical records.

Transaction dateOwner / reported roleActivity / securityShares / unitsReported priceReported valueDetails
May 08, 2007 Filed May 9, 2007 23:53 UTC
Shaughnessy Timothy SVP, Controller
GrantEmp. Stock Option (right to buy) · Derivative 5,827 $0.00 Strike: $102.80 $0.00
Disclosure

SEC source: 0001181431-07-031226 · rrd157903.xml · derivative · entry 1

Shaughnessy Timothy S · CIK 0001297090 · VP, Controller

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 5,827

Underlying: Common Stock · 5,827 shares

Expires 2017-05-07

F1 · derivative.exercise_date: These derivative securities vest 100% on the date exercisable shown. All expire on the expiration date shown above.

F1 · derivative.expiration_date: These derivative securities vest 100% on the date exercisable shown. All expire on the expiration date shown above.

Read SEC document
May 08, 2007 Filed May 9, 2007 23:54 UTC
SANFORD LINDA SSenior Vice President
GrantPhantom Stock Unit · Derivative 18 $0.00 Strike: $0.00 $0.00
Disclosure

SEC source: 0001181431-07-031227 · rrd157904.xml · derivative · entry 6

SANFORD LINDA S · CIK 0001068020 · Senior Vice President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 4,515

Underlying: Common Stock · 18 shares

Expires not disclosed

F5 · derivative.exercise_price: Phantom stock units convert to the cash value of the company's common stock on a one-for-one basis.

F6 · kind: Acquisition of phantom stock units under the IBM Executive Deferred Compensation Plan.

F7 · derivative.exercise_date: Distribution of phantom stock units under the IBM Executive Deferred Compensation Plan is deferred until separation from the company.

F7 · derivative.expiration_date: Distribution of phantom stock units under the IBM Executive Deferred Compensation Plan is deferred until separation from the company.

Read SEC document
May 08, 2007 Filed May 9, 2007 23:54 UTC
SANFORD LINDA SSenior Vice President
Exercise / conversionRst. Stock Unit · Derivative 2,875 $0.00 Strike: $0.00 $0.00
Disclosure

SEC source: 0001181431-07-031227 · rrd157904.xml · derivative · entry 5

SANFORD LINDA S · CIK 0001068020 · Senior Vice President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 5,750

Underlying: Common Stock · 2,875 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F3 · derivative.exercise_price: These units were payable in cash or the company's common stock upon the lapse of the restrictions on the transaction date shown.

F4 · kind: Release of restricted stock units.

F3 · derivative.exercise_date: These units were payable in cash or the company's common stock upon the lapse of the restrictions on the transaction date shown.

F3 · derivative.expiration_date: These units were payable in cash or the company's common stock upon the lapse of the restrictions on the transaction date shown.

Read SEC document
May 08, 2007 Filed May 9, 2007 23:54 UTC
SANFORD LINDA SSenior Vice President
GrantRst. Stock Unit · Derivative 7,579 $0.00 Strike: $0.00 $0.00
Disclosure

SEC source: 0001181431-07-031227 · rrd157904.xml · derivative · entry 4

SANFORD LINDA S · CIK 0001068020 · Senior Vice President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 7,579

Underlying: Common Stock · 7,579 shares

Expires not disclosed

F2 · derivative.exercise_price: Upon lapse of the restrictions, these units are payable in cash or the company's common stock. The restrictions lapse for 2,526 of these units on 05/08/2008, for 2,526 of these units on 05/08/2009, and for the remaining 2,527 of these units on 05/08/2010.

F2 · kind: Upon lapse of the restrictions, these units are payable in cash or the company's common stock. The restrictions lapse for 2,526 of these units on 05/08/2008, for 2,526 of these units on 05/08/2009, and for the remaining 2,527 of these units on 05/08/2010.

F2 · derivative.exercise_date: Upon lapse of the restrictions, these units are payable in cash or the company's common stock. The restrictions lapse for 2,526 of these units on 05/08/2008, for 2,526 of these units on 05/08/2009, and for the remaining 2,527 of these units on 05/08/2010.

F2 · derivative.expiration_date: Upon lapse of the restrictions, these units are payable in cash or the company's common stock. The restrictions lapse for 2,526 of these units on 05/08/2008, for 2,526 of these units on 05/08/2009, and for the remaining 2,527 of these units on 05/08/2010.

Read SEC document
May 08, 2007 Filed May 9, 2007 23:54 UTC
SANFORD LINDA SSenior Vice President
Tax withholdingCommon Stock 1,260 $102.80 $129,528.00
Disclosure

SEC source: 0001181431-07-031227 · rrd157904.xml · nonDerivative · entry 2

SANFORD LINDA S · CIK 0001068020 · Senior Vice President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 3,841.8159

Read SEC document
May 08, 2007 Filed May 9, 2007 23:54 UTC
SANFORD LINDA SSenior Vice President
Exercise / conversionCommon Stock 2,875 $0.00 $0.00
Disclosure

SEC source: 0001181431-07-031227 · rrd157904.xml · nonDerivative · entry 1

SANFORD LINDA S · CIK 0001068020 · Senior Vice President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 5,101.8159

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
May 08, 2007 Filed May 9, 2007 23:55 UTC
Rometty Virginia MSenior Vice President
GrantPhantom Stock Unit · Derivative 52 $0.00 Strike: $0.00 $0.00
Disclosure

SEC source: 0001181431-07-031228 · rrd157905.xml · derivative · entry 5

Rometty Virginia M · CIK 0001333712 · Senior Vice President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 13,295

Underlying: Common Stock · 52 shares

Expires not disclosed

F4 · derivative.exercise_price: Phantom stock units convert to the cash value of the company's common stock on a one-for-one basis.

F5 · kind: Acquisition of phantom stock units under the IBM Executive Deferred Compensation Plan.

F6 · derivative.exercise_date: Distribution of phantom stock units under the IBM Executive Deferred Compensation Plan is deferred until separation from the company.

F6 · derivative.expiration_date: Distribution of phantom stock units under the IBM Executive Deferred Compensation Plan is deferred until separation from the company.

Read SEC document
May 08, 2007 Filed May 9, 2007 23:55 UTC
Rometty Virginia MSenior Vice President
Exercise / conversionRst. Stock Unit · Derivative 2,875 $0.00 Strike: $0.00 $0.00
Disclosure

SEC source: 0001181431-07-031228 · rrd157905.xml · derivative · entry 4

Rometty Virginia M · CIK 0001333712 · Senior Vice President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 5,750

Underlying: Common Stock · 2,875 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F2 · derivative.exercise_price: These units were payable in cash or the company's common stock upon the lapse of the restrictions on the transaction date shown.

F3 · kind: Release of restricted stock units.

F2 · derivative.exercise_date: These units were payable in cash or the company's common stock upon the lapse of the restrictions on the transaction date shown.

F2 · derivative.expiration_date: These units were payable in cash or the company's common stock upon the lapse of the restrictions on the transaction date shown.

Read SEC document
May 08, 2007 Filed May 9, 2007 23:55 UTC
Rometty Virginia MSenior Vice President
GrantRst. Stock Unit · Derivative 7,895 $0.00 Strike: $0.00 $0.00
Disclosure

SEC source: 0001181431-07-031228 · rrd157905.xml · derivative · entry 3

Rometty Virginia M · CIK 0001333712 · Senior Vice President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 7,895

Underlying: Common Stock · 7,895 shares

Expires not disclosed

F1 · derivative.exercise_price: Upon lapse of the restrictions, these units are payable in cash or the company's common stock. The restrictions lapse for 2,631 of these units on 05/08/2008, for 2,632 of these units on 05/08/2009, and for the remaining 2,632 of these units on 05/08/2010.

F1 · kind: Upon lapse of the restrictions, these units are payable in cash or the company's common stock. The restrictions lapse for 2,631 of these units on 05/08/2008, for 2,632 of these units on 05/08/2009, and for the remaining 2,632 of these units on 05/08/2010.

F1 · derivative.exercise_date: Upon lapse of the restrictions, these units are payable in cash or the company's common stock. The restrictions lapse for 2,631 of these units on 05/08/2008, for 2,632 of these units on 05/08/2009, and for the remaining 2,632 of these units on 05/08/2010.

F1 · derivative.expiration_date: Upon lapse of the restrictions, these units are payable in cash or the company's common stock. The restrictions lapse for 2,631 of these units on 05/08/2008, for 2,632 of these units on 05/08/2009, and for the remaining 2,632 of these units on 05/08/2010.

Read SEC document
May 08, 2007 Filed May 9, 2007 23:55 UTC
Rometty Virginia MSenior Vice President
Tax withholdingCommon Stock 1,197 $102.80 $123,051.60
Disclosure

SEC source: 0001181431-07-031228 · rrd157905.xml · nonDerivative · entry 2

Rometty Virginia M · CIK 0001333712 · Senior Vice President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 6,680.0622

Read SEC document
May 08, 2007 Filed May 9, 2007 23:55 UTC
Rometty Virginia MSenior Vice President
Exercise / conversionCommon Stock 2,875 $0.00 $0.00
Disclosure

SEC source: 0001181431-07-031228 · rrd157905.xml · nonDerivative · entry 1

Rometty Virginia M · CIK 0001333712 · Senior Vice President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 7,877.0622

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
May 08, 2007 Filed May 9, 2007 23:55 UTC
PALMISANO SAMUEL JDirector · Chairman, Pres., and CEO
GrantPhantom Stock Unit · Derivative 242 $0.00 Strike: $0.00 $0.00
Disclosure

SEC source: 0001181431-07-031230 · rrd157906.xml · derivative · entry 3

PALMISANO SAMUEL J · CIK 0001180618 · Director · Chairman, Pres., and CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 62,612

Underlying: Common Stock · 242 shares

Expires not disclosed

F3 · derivative.exercise_price: Phantom stock units convert to the cash value of the company's common stock on a one-for-one basis.

F4 · kind: Acquisition of phantom stock units under the IBM Executive Deferred Compensation Plan.

F5 · derivative.exercise_date: Distribution of phantom stock units under the IBM Executive Deferred Compensation Plan is deferred until separation from the company.

F5 · derivative.expiration_date: Distribution of phantom stock units under the IBM Executive Deferred Compensation Plan is deferred until separation from the company.

Read SEC document
May 08, 2007 Filed May 9, 2007 23:55 UTC
PALMISANO SAMUEL JDirector · Chairman, Pres., and CEO
GrantRst. Stock Unit · Derivative 31,579 $0.00 Strike: $0.00 $0.00
Disclosure

SEC source: 0001181431-07-031230 · rrd157906.xml · derivative · entry 2

PALMISANO SAMUEL J · CIK 0001180618 · Director · Chairman, Pres., and CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 31,579

Underlying: Common Stock · 31,579 shares

Expires not disclosed

F2 · derivative.exercise_price: Upon lapse of the restrictions, these units are payable in cash or the company's common stock. The restrictions lapse for 10,526 of these units on 05/08/2008, for 10,526 of these units on 05/08/2009, and for the remaining 10,527 of these units on 05/08/2010.

F2 · kind: Upon lapse of the restrictions, these units are payable in cash or the company's common stock. The restrictions lapse for 10,526 of these units on 05/08/2008, for 10,526 of these units on 05/08/2009, and for the remaining 10,527 of these units on 05/08/2010.

F2 · derivative.exercise_date: Upon lapse of the restrictions, these units are payable in cash or the company's common stock. The restrictions lapse for 10,526 of these units on 05/08/2008, for 10,526 of these units on 05/08/2009, and for the remaining 10,527 of these units on 05/08/2010.

F2 · derivative.expiration_date: Upon lapse of the restrictions, these units are payable in cash or the company's common stock. The restrictions lapse for 10,526 of these units on 05/08/2008, for 10,526 of these units on 05/08/2009, and for the remaining 10,527 of these units on 05/08/2010.

Read SEC document
May 08, 2007 Filed May 9, 2007 23:55 UTC
PALMISANO SAMUEL JDirector · Chairman, Pres., and CEO
GrantEmp. Stock Option (right to buy) · Derivative 58,264 $0.00 Strike: $102.80 $0.00
Disclosure

SEC source: 0001181431-07-031230 · rrd157906.xml · derivative · entry 1

PALMISANO SAMUEL J · CIK 0001180618 · Director · Chairman, Pres., and CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 58,264

Underlying: Common Stock · 58,264 shares

Expires 2017-05-07

F1 · derivative.exercise_date: These derivative securities vest 100% on the date exercisable shown. All expire on the expiration date shown above.

F1 · derivative.expiration_date: These derivative securities vest 100% on the date exercisable shown. All expire on the expiration date shown above.

Read SEC document
May 08, 2007 Filed May 9, 2007 23:56 UTC
O DONNELL DANIEL EVP, Secretary
GrantPhantom Stock Unit · Derivative 9 $0.00 Strike: $0.00 $0.00
Disclosure

SEC source: 0001181431-07-031231 · rrd157907.xml · derivative · entry 3

O DONNELL DANIEL E · CIK 0001180461 · VP, Secretary

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 2,256

Underlying: Common Stock · 9 shares

Expires not disclosed

F3 · derivative.exercise_price: Phantom stock units convert to the cash value of the company's common stock on a one-for-one basis.

F4 · kind: Acquisition of phantom stock units under the IBM Executive Deferred Compensation Plan.

F5 · derivative.exercise_date: Distribution of phantom stock units under the IBM Executive Deferred Compensation Plan is deferred until separation from the company.

F5 · derivative.expiration_date: Distribution of phantom stock units under the IBM Executive Deferred Compensation Plan is deferred until separation from the company.

Read SEC document
May 08, 2007 Filed May 9, 2007 23:56 UTC
O DONNELL DANIEL EVP, Secretary
GrantRst. Stock Unit · Derivative 1,579 $0.00 Strike: $0.00 $0.00
Disclosure

SEC source: 0001181431-07-031231 · rrd157907.xml · derivative · entry 2

O DONNELL DANIEL E · CIK 0001180461 · VP, Secretary

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 1,579

Underlying: Common Stock · 1,579 shares

Expires not disclosed

F2 · derivative.exercise_price: Upon lapse of the restrictions, these units are payable in cash or the company's common stock. The restrictions lapse for 789 of these units on 05/08/2009, and the restrictions lapse for the remaining 790 of these units on 05/08/2011.

F2 · kind: Upon lapse of the restrictions, these units are payable in cash or the company's common stock. The restrictions lapse for 789 of these units on 05/08/2009, and the restrictions lapse for the remaining 790 of these units on 05/08/2011.

F2 · derivative.exercise_date: Upon lapse of the restrictions, these units are payable in cash or the company's common stock. The restrictions lapse for 789 of these units on 05/08/2009, and the restrictions lapse for the remaining 790 of these units on 05/08/2011.

F2 · derivative.expiration_date: Upon lapse of the restrictions, these units are payable in cash or the company's common stock. The restrictions lapse for 789 of these units on 05/08/2009, and the restrictions lapse for the remaining 790 of these units on 05/08/2011.

Read SEC document
May 08, 2007 Filed May 9, 2007 23:56 UTC
O DONNELL DANIEL EVP, Secretary
GrantEmp. Stock Option (right to buy) · Derivative 1,624 $0.00 Strike: $102.80 $0.00
Disclosure

SEC source: 0001181431-07-031231 · rrd157907.xml · derivative · entry 1

O DONNELL DANIEL E · CIK 0001180461 · VP, Secretary

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 1,624

Underlying: Common Stock · 1,624 shares

Expires 2017-05-07

F1 · derivative.exercise_date: These derivative securities vest 100% on the date exercisable shown. All expire on the expiration date shown above.

F1 · derivative.expiration_date: These derivative securities vest 100% on the date exercisable shown. All expire on the expiration date shown above.

Read SEC document
May 08, 2007 Filed May 9, 2007 23:57 UTC
MOFFAT ROBERT W JRSenior Vice President
GrantPhantom Stock Unit · Derivative 27 $0.00 Strike: $0.00 $0.00
Disclosure

SEC source: 0001181431-07-031232 · rrd157908.xml · derivative · entry 6

MOFFAT ROBERT W JR · CIK 0001180460 · Senior Vice President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 6,925

Underlying: Common Stock · 27 shares

Expires not disclosed

F5 · derivative.exercise_price: Phantom stock units convert to the cash value of the company's common stock on a one-for-one basis.

F6 · kind: Acquisition of phantom stock units under the IBM Executive Deferred Compensation Plan.

F7 · derivative.exercise_date: Distribution of phantom stock units under the IBM Executive Deferred Compensation Plan is deferred until separation from the company.

F7 · derivative.expiration_date: Distribution of phantom stock units under the IBM Executive Deferred Compensation Plan is deferred until separation from the company.

Read SEC document
May 08, 2007 Filed May 9, 2007 23:57 UTC
MOFFAT ROBERT W JRSenior Vice President
Exercise / conversionRst. Stock Unit · Derivative 3,125 $0.00 Strike: $0.00 $0.00
Disclosure

SEC source: 0001181431-07-031232 · rrd157908.xml · derivative · entry 5

MOFFAT ROBERT W JR · CIK 0001180460 · Senior Vice President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 6,250

Underlying: Common Stock · 3,125 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F3 · derivative.exercise_price: These units were payable in cash or the company's common stock upon the lapse of the restrictions on the transaction date shown.

F4 · kind: Release of restricted stock units.

F3 · derivative.exercise_date: These units were payable in cash or the company's common stock upon the lapse of the restrictions on the transaction date shown.

F3 · derivative.expiration_date: These units were payable in cash or the company's common stock upon the lapse of the restrictions on the transaction date shown.

Read SEC document
May 08, 2007 Filed May 9, 2007 23:57 UTC
MOFFAT ROBERT W JRSenior Vice President
GrantRst. Stock Unit · Derivative 8,527 $0.00 Strike: $0.00 $0.00
Disclosure

SEC source: 0001181431-07-031232 · rrd157908.xml · derivative · entry 4

MOFFAT ROBERT W JR · CIK 0001180460 · Senior Vice President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 8,527

Underlying: Common Stock · 8,527 shares

Expires not disclosed

F2 · derivative.exercise_price: Upon lapse of the restrictions, these units are payable in cash or the company's common stock. The restrictions lapse for 2,842 of these units on 05/08/2008, for 2,842 of these units on 05/08/2009, and for the remaining 2,843 of these units on 05/08/2010.

F2 · kind: Upon lapse of the restrictions, these units are payable in cash or the company's common stock. The restrictions lapse for 2,842 of these units on 05/08/2008, for 2,842 of these units on 05/08/2009, and for the remaining 2,843 of these units on 05/08/2010.

F2 · derivative.exercise_date: Upon lapse of the restrictions, these units are payable in cash or the company's common stock. The restrictions lapse for 2,842 of these units on 05/08/2008, for 2,842 of these units on 05/08/2009, and for the remaining 2,843 of these units on 05/08/2010.

F2 · derivative.expiration_date: Upon lapse of the restrictions, these units are payable in cash or the company's common stock. The restrictions lapse for 2,842 of these units on 05/08/2008, for 2,842 of these units on 05/08/2009, and for the remaining 2,843 of these units on 05/08/2010.

Read SEC document
May 08, 2007 Filed May 9, 2007 23:57 UTC
MOFFAT ROBERT W JRSenior Vice President
GrantEmp. Stock Option (right to buy) · Derivative 11,630 $0.00 Strike: $102.80 $0.00
Disclosure

SEC source: 0001181431-07-031232 · rrd157908.xml · derivative · entry 3

MOFFAT ROBERT W JR · CIK 0001180460 · Senior Vice President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 11,630

Underlying: Common Stock · 11,630 shares

Expires 2017-05-07

F1 · derivative.exercise_date: These derivative securities vest 100% on the date exercisable shown. All expire on the expiration date shown above.

F1 · derivative.expiration_date: These derivative securities vest 100% on the date exercisable shown. All expire on the expiration date shown above.

Read SEC document
May 08, 2007 Filed May 9, 2007 23:57 UTC
MOFFAT ROBERT W JRSenior Vice President
Tax withholdingCommon Stock 1,351 $102.80 $138,882.80
Disclosure

SEC source: 0001181431-07-031232 · rrd157908.xml · nonDerivative · entry 2

MOFFAT ROBERT W JR · CIK 0001180460 · Senior Vice President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 22,896.4236

Read SEC document
May 08, 2007 Filed May 9, 2007 23:57 UTC
MOFFAT ROBERT W JRSenior Vice President
Exercise / conversionCommon Stock 3,125 $0.00 $0.00
Disclosure

SEC source: 0001181431-07-031232 · rrd157908.xml · nonDerivative · entry 1

MOFFAT ROBERT W JR · CIK 0001180460 · Senior Vice President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 24,247.4236

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
May 08, 2007 Filed May 9, 2007 23:58 UTC
MILLS STEVEN ASenior Vice President
GrantPhantom Stock Unit · Derivative 110 $0.00 Strike: $0.00 $0.00
Disclosure

SEC source: 0001181431-07-031234 · rrd157909.xml · derivative · entry 12

MILLS STEVEN A · CIK 0001180459 · Senior Vice President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 28,465

Underlying: Common Stock · 110 shares

Expires not disclosed

F5 · derivative.exercise_price: Phantom stock units convert to the cash value of the company's common stock on a one-for-one basis.

F6 · kind: Acquisition of phantom stock units under the IBM Executive Deferred Compensation Plan.

F7 · derivative.exercise_date: Distribution of phantom stock units under the IBM Executive Deferred Compensation Plan is deferred until separation from the company.

F7 · derivative.expiration_date: Distribution of phantom stock units under the IBM Executive Deferred Compensation Plan is deferred until separation from the company.

Read SEC document
May 08, 2007 Filed May 9, 2007 23:58 UTC
MILLS STEVEN ASenior Vice President
Exercise / conversionRst. Stock Unit · Derivative 3,500 $0.00 Strike: $0.00 $0.00
Disclosure

SEC source: 0001181431-07-031234 · rrd157909.xml · derivative · entry 11

MILLS STEVEN A · CIK 0001180459 · Senior Vice President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 7,000

Underlying: Common Stock · 3,500 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F3 · derivative.exercise_price: These units were payable in cash or the company's common stock upon the lapse of the restrictions on the transaction date shown.

F4 · kind: Release of restricted stock units.

F3 · derivative.exercise_date: These units were payable in cash or the company's common stock upon the lapse of the restrictions on the transaction date shown.

F3 · derivative.expiration_date: These units were payable in cash or the company's common stock upon the lapse of the restrictions on the transaction date shown.

Read SEC document
May 08, 2007 Filed May 9, 2007 23:58 UTC
MILLS STEVEN ASenior Vice President
GrantRst. Stock Unit · Derivative 9,474 $0.00 Strike: $0.00 $0.00
Disclosure

SEC source: 0001181431-07-031234 · rrd157909.xml · derivative · entry 10

MILLS STEVEN A · CIK 0001180459 · Senior Vice President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 9,474

Underlying: Common Stock · 9,474 shares

Expires not disclosed

F2 · derivative.exercise_price: Upon lapse of the restrictions, these units are payable in cash or the company's common stock. The restrictions lapse for 3,158 of these units on 05/08/2008, for 3,158 of these units on 05/08/2009, and for the remaining 3,158 of these units on 05/08/2010.

F2 · kind: Upon lapse of the restrictions, these units are payable in cash or the company's common stock. The restrictions lapse for 3,158 of these units on 05/08/2008, for 3,158 of these units on 05/08/2009, and for the remaining 3,158 of these units on 05/08/2010.

F2 · derivative.exercise_date: Upon lapse of the restrictions, these units are payable in cash or the company's common stock. The restrictions lapse for 3,158 of these units on 05/08/2008, for 3,158 of these units on 05/08/2009, and for the remaining 3,158 of these units on 05/08/2010.

F2 · derivative.expiration_date: Upon lapse of the restrictions, these units are payable in cash or the company's common stock. The restrictions lapse for 3,158 of these units on 05/08/2008, for 3,158 of these units on 05/08/2009, and for the remaining 3,158 of these units on 05/08/2010.

Read SEC document
May 08, 2007 Filed May 9, 2007 23:58 UTC
MILLS STEVEN ASenior Vice President
GrantEmp. Stock Option (right to buy) · Derivative 12,411 $0.00 Strike: $102.80 $0.00
Disclosure

SEC source: 0001181431-07-031234 · rrd157909.xml · derivative · entry 9

MILLS STEVEN A · CIK 0001180459 · Senior Vice President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 12,411

Underlying: Common Stock · 12,411 shares

Expires 2017-05-07

F1 · derivative.exercise_date: These derivative securities vest 100% on the date exercisable shown. All expire on the expiration date shown above.

F1 · derivative.expiration_date: These derivative securities vest 100% on the date exercisable shown. All expire on the expiration date shown above.

Read SEC document
May 08, 2007 Filed May 9, 2007 23:58 UTC
MILLS STEVEN ASenior Vice President
Tax withholdingCommon Stock 1,533 $102.80 $157,592.40
Disclosure

SEC source: 0001181431-07-031234 · rrd157909.xml · nonDerivative · entry 2

MILLS STEVEN A · CIK 0001180459 · Senior Vice President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 106,401.209

Read SEC document
May 08, 2007 Filed May 9, 2007 23:58 UTC
MILLS STEVEN ASenior Vice President
Exercise / conversionCommon Stock 3,500 $0.00 $0.00
Disclosure

SEC source: 0001181431-07-031234 · rrd157909.xml · nonDerivative · entry 1

MILLS STEVEN A · CIK 0001180459 · Senior Vice President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 107,934.209

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
May 08, 2007 Filed May 9, 2007 23:58 UTC
MACDONALD J RANDALLSenior Vice President
GrantPhantom Stock Unit · Derivative 94 $0.00 Strike: $0.00 $0.00
Disclosure

SEC source: 0001181431-07-031235 · rrd157910.xml · derivative · entry 6

MACDONALD J RANDALL · CIK 0001180458 · Senior Vice President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 24,383

Underlying: Common Stock · 94 shares

Expires not disclosed

F5 · derivative.exercise_price: Phantom stock units convert to the cash value of the company's common stock on a one-for-one basis.

F6 · kind: Acquisition of phantom stock units under the IBM Executive Deferred Compensation Plan.

F7 · derivative.exercise_date: Distribution of phantom stock units under the IBM Executive Deferred Compensation Plan is deferred until separation from the company.

F7 · derivative.expiration_date: Distribution of phantom stock units under the IBM Executive Deferred Compensation Plan is deferred until separation from the company.

Read SEC document
May 08, 2007 Filed May 9, 2007 23:58 UTC
MACDONALD J RANDALLSenior Vice President
Exercise / conversionRst. Stock Unit · Derivative 3,125 $0.00 Strike: $0.00 $0.00
Disclosure

SEC source: 0001181431-07-031235 · rrd157910.xml · derivative · entry 5

MACDONALD J RANDALL · CIK 0001180458 · Senior Vice President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 6,250

Underlying: Common Stock · 3,125 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F3 · derivative.exercise_price: These units were payable in cash or the company's common stock upon the lapse of the restrictions on the transaction date shown.

F4 · kind: Release of restricted stock units.

F3 · derivative.exercise_date: These units were payable in cash or the company's common stock upon the lapse of the restrictions on the transaction date shown.

F3 · derivative.expiration_date: These units were payable in cash or the company's common stock upon the lapse of the restrictions on the transaction date shown.

Read SEC document
May 08, 2007 Filed May 9, 2007 23:58 UTC
MACDONALD J RANDALLSenior Vice President
GrantRst. Stock Unit · Derivative 7,895 $0.00 Strike: $0.00 $0.00
Disclosure

SEC source: 0001181431-07-031235 · rrd157910.xml · derivative · entry 4

MACDONALD J RANDALL · CIK 0001180458 · Senior Vice President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 7,895

Underlying: Common Stock · 7,895 shares

Expires not disclosed

F2 · derivative.exercise_price: Upon lapse of the restrictions, these units are payable in cash or the company's common stock. The restrictions lapse for 2,631 of these units on 05/08/2008, for 2,632 of these units on 05/08/2009, and for the remaining 2,632 of these units on 05/08/2010.

F2 · kind: Upon lapse of the restrictions, these units are payable in cash or the company's common stock. The restrictions lapse for 2,631 of these units on 05/08/2008, for 2,632 of these units on 05/08/2009, and for the remaining 2,632 of these units on 05/08/2010.

F2 · derivative.exercise_date: Upon lapse of the restrictions, these units are payable in cash or the company's common stock. The restrictions lapse for 2,631 of these units on 05/08/2008, for 2,632 of these units on 05/08/2009, and for the remaining 2,632 of these units on 05/08/2010.

F2 · derivative.expiration_date: Upon lapse of the restrictions, these units are payable in cash or the company's common stock. The restrictions lapse for 2,631 of these units on 05/08/2008, for 2,632 of these units on 05/08/2009, and for the remaining 2,632 of these units on 05/08/2010.

Read SEC document
May 08, 2007 Filed May 9, 2007 23:58 UTC
MACDONALD J RANDALLSenior Vice President
GrantEmp. Stock Option (right to buy) · Derivative 10,546 $0.00 Strike: $102.80 $0.00
Disclosure

SEC source: 0001181431-07-031235 · rrd157910.xml · derivative · entry 3

MACDONALD J RANDALL · CIK 0001180458 · Senior Vice President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 10,546

Underlying: Common Stock · 10,546 shares

Expires 2017-05-07

F1 · derivative.exercise_date: These derivative securities vest 100% on the date exercisable shown. All expire on the expiration date shown above.

F1 · derivative.expiration_date: These derivative securities vest 100% on the date exercisable shown. All expire on the expiration date shown above.

Read SEC document
May 08, 2007 Filed May 9, 2007 23:58 UTC
MACDONALD J RANDALLSenior Vice President
Tax withholdingCommon Stock 1,369 $102.80 $140,733.20
Disclosure

SEC source: 0001181431-07-031235 · rrd157910.xml · nonDerivative · entry 2

MACDONALD J RANDALL · CIK 0001180458 · Senior Vice President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 49,260.6387

Read SEC document
May 08, 2007 Filed May 9, 2007 23:58 UTC
MACDONALD J RANDALLSenior Vice President
Exercise / conversionCommon Stock 3,125 $0.00 $0.00
Disclosure

SEC source: 0001181431-07-031235 · rrd157910.xml · nonDerivative · entry 1

MACDONALD J RANDALL · CIK 0001180458 · Senior Vice President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 50,629.6387

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
May 08, 2007 Filed May 9, 2007 23:59 UTC
LOUGHRIDGE MARKSr. VP and CFO
GrantPhantom Stock Unit · Derivative 29 $0.00 Strike: $0.00 $0.00
Disclosure

SEC source: 0001181431-07-031236 · rrd157923.xml · derivative · entry 6

LOUGHRIDGE MARK · CIK 0001180457 · Sr. VP and CFO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 7,504

Underlying: Common Stock · 29 shares

Expires not disclosed

F6 · derivative.exercise_price: Phantom stock units convert to the cash value of the company's common stock on a one-for-one basis.

F7 · kind: Acquisition of phantom stock units under the IBM Executive Deferred Compensation Plan.

F8 · derivative.exercise_date: Distribution of phantom stock units under the IBM Executive Deferred Compensation Plan is deferred until separation from the company.

F8 · derivative.expiration_date: Distribution of phantom stock units under the IBM Executive Deferred Compensation Plan is deferred until separation from the company.

Read SEC document
May 08, 2007 Filed May 9, 2007 23:59 UTC
LOUGHRIDGE MARKSr. VP and CFO
Exercise / conversionRst. Stock Unit · Derivative 3,750 $0.00 Strike: $0.00 $0.00
Disclosure

SEC source: 0001181431-07-031236 · rrd157923.xml · derivative · entry 5

LOUGHRIDGE MARK · CIK 0001180457 · Sr. VP and CFO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 7,500

Underlying: Common Stock · 3,750 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F4 · derivative.exercise_price: These units were payable in cash or the company's common stock upon the lapse of the restrictions on the transaction date shown.

F5 · kind: Release of restricted stock units.

F4 · derivative.exercise_date: These units were payable in cash or the company's common stock upon the lapse of the restrictions on the transaction date shown.

F4 · derivative.expiration_date: These units were payable in cash or the company's common stock upon the lapse of the restrictions on the transaction date shown.

Read SEC document
May 08, 2007 Filed May 9, 2007 23:59 UTC
LOUGHRIDGE MARKSr. VP and CFO
GrantRst. Stock Unit · Derivative 10,737 $0.00 Strike: $0.00 $0.00
Disclosure

SEC source: 0001181431-07-031236 · rrd157923.xml · derivative · entry 4

LOUGHRIDGE MARK · CIK 0001180457 · Sr. VP and CFO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 10,737

Underlying: Common Stock · 10,737 shares

Expires not disclosed

F3 · derivative.exercise_price: Upon lapse of the restrictions, these units are payable in cash or the company's common stock. The restrictions lapse for 3,579 of these units on 05/08/2008, for 3,579 of these units on 05/08/2009, and for the remaining 3,579 of these units on 05/08/2010.

F3 · kind: Upon lapse of the restrictions, these units are payable in cash or the company's common stock. The restrictions lapse for 3,579 of these units on 05/08/2008, for 3,579 of these units on 05/08/2009, and for the remaining 3,579 of these units on 05/08/2010.

F3 · derivative.exercise_date: Upon lapse of the restrictions, these units are payable in cash or the company's common stock. The restrictions lapse for 3,579 of these units on 05/08/2008, for 3,579 of these units on 05/08/2009, and for the remaining 3,579 of these units on 05/08/2010.

F3 · derivative.expiration_date: Upon lapse of the restrictions, these units are payable in cash or the company's common stock. The restrictions lapse for 3,579 of these units on 05/08/2008, for 3,579 of these units on 05/08/2009, and for the remaining 3,579 of these units on 05/08/2010.

Read SEC document
May 08, 2007 Filed May 9, 2007 23:59 UTC
LOUGHRIDGE MARKSr. VP and CFO
GrantEmp. Stock Option (right to buy) · Derivative 8,701 $0.00 Strike: $102.80 $0.00
Disclosure

SEC source: 0001181431-07-031236 · rrd157923.xml · derivative · entry 3

LOUGHRIDGE MARK · CIK 0001180457 · Sr. VP and CFO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 8,701

Underlying: Common Stock · 8,701 shares

Expires 2017-05-07

F2 · derivative.exercise_date: These derivative securities vest 100% on the date exercisable shown. All expire on the expiration date shown above.

F2 · derivative.expiration_date: These derivative securities vest 100% on the date exercisable shown. All expire on the expiration date shown above.

Read SEC document
May 08, 2007 Filed May 9, 2007 23:59 UTC
LOUGHRIDGE MARKSr. VP and CFO
Tax withholdingCommon Stock 1,643 $102.80 $168,900.40
Disclosure

SEC source: 0001181431-07-031236 · rrd157923.xml · nonDerivative · entry 2

LOUGHRIDGE MARK · CIK 0001180457 · Sr. VP and CFO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 20,973.405

F1 · balance_after: Includes 5,620 shares acquired as a result of the RSU release previously reported.

Read SEC document
May 08, 2007 Filed May 9, 2007 23:59 UTC
LOUGHRIDGE MARKSr. VP and CFO
Exercise / conversionCommon Stock 3,750 $0.00 $0.00
Disclosure

SEC source: 0001181431-07-031236 · rrd157923.xml · nonDerivative · entry 1

LOUGHRIDGE MARK · CIK 0001180457 · Sr. VP and CFO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 22,616.405

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
May 08, 2007 Filed May 10, 2007 00:00 UTC
KELLY JOHN E IIISenior Vice President
GrantPhantom Stock Unit · Derivative 32 $0.00 Strike: $0.00 $0.00
Disclosure

SEC source: 0001181431-07-031237 · rrd157912.xml · derivative · entry 6

KELLY JOHN E III · CIK 0001180452 · Senior Vice President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 8,256

Underlying: Common Stock · 32 shares

Expires not disclosed

F5 · derivative.exercise_price: Phantom stock units convert to the cash value of the company's common stock on a one-for-one basis.

F6 · kind: Acquisition of phantom stock units under the IBM Executive Deferred Compensation Plan.

F7 · derivative.exercise_date: Distribution of phantom stock units under the IBM Executive Deferred Compensation Plan is deferred until separation from the company.

F7 · derivative.expiration_date: Distribution of phantom stock units under the IBM Executive Deferred Compensation Plan is deferred until separation from the company.

Read SEC document
May 08, 2007 Filed May 10, 2007 00:00 UTC
KELLY JOHN E IIISenior Vice President
Exercise / conversionRst. Stock Unit · Derivative 3,125 $0.00 Strike: $0.00 $0.00
Disclosure

SEC source: 0001181431-07-031237 · rrd157912.xml · derivative · entry 5

KELLY JOHN E III · CIK 0001180452 · Senior Vice President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 6,250

Underlying: Common Stock · 3,125 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F3 · derivative.exercise_price: These units were payable in cash or the company's common stock upon the lapse of the restrictions on the transaction date shown.

F4 · kind: Release of restricted stock units.

F3 · derivative.exercise_date: These units were payable in cash or the company's common stock upon the lapse of the restrictions on the transaction date shown.

F3 · derivative.expiration_date: These units were payable in cash or the company's common stock upon the lapse of the restrictions on the transaction date shown.

Read SEC document
May 08, 2007 Filed May 10, 2007 00:00 UTC
KELLY JOHN E IIISenior Vice President
GrantRst. Stock Unit · Derivative 8,527 $0.00 Strike: $0.00 $0.00
Disclosure

SEC source: 0001181431-07-031237 · rrd157912.xml · derivative · entry 4

KELLY JOHN E III · CIK 0001180452 · Senior Vice President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 8,527

Underlying: Common Stock · 8,527 shares

Expires not disclosed

F2 · derivative.exercise_price: Upon lapse of the restrictions, these units are payable in cash or the company's common stock. The restrictions lapse for 2,842 of these units on 05/08/2008, for 2,842 of these units on 05/08/2009, and for the remaining 2,843 of these units on 05/08/2010.

F2 · kind: Upon lapse of the restrictions, these units are payable in cash or the company's common stock. The restrictions lapse for 2,842 of these units on 05/08/2008, for 2,842 of these units on 05/08/2009, and for the remaining 2,843 of these units on 05/08/2010.

F2 · derivative.exercise_date: Upon lapse of the restrictions, these units are payable in cash or the company's common stock. The restrictions lapse for 2,842 of these units on 05/08/2008, for 2,842 of these units on 05/08/2009, and for the remaining 2,843 of these units on 05/08/2010.

F2 · derivative.expiration_date: Upon lapse of the restrictions, these units are payable in cash or the company's common stock. The restrictions lapse for 2,842 of these units on 05/08/2008, for 2,842 of these units on 05/08/2009, and for the remaining 2,843 of these units on 05/08/2010.

Read SEC document
May 08, 2007 Filed May 10, 2007 00:00 UTC
KELLY JOHN E IIISenior Vice President
GrantEmp. Stock Option (right to buy) · Derivative 6,698 $0.00 Strike: $102.80 $0.00
Disclosure

SEC source: 0001181431-07-031237 · rrd157912.xml · derivative · entry 3

KELLY JOHN E III · CIK 0001180452 · Senior Vice President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 6,698

Underlying: Common Stock · 6,698 shares

Expires 2017-05-07

F1 · derivative.exercise_date: These derivative securities vest 100% on the date exercisable shown. All expire on the expiration date shown above.

F1 · derivative.expiration_date: These derivative securities vest 100% on the date exercisable shown. All expire on the expiration date shown above.

Read SEC document
May 08, 2007 Filed May 10, 2007 00:00 UTC
KELLY JOHN E IIISenior Vice President
Tax withholdingCommon Stock 1,369 $102.80 $140,733.20
Disclosure

SEC source: 0001181431-07-031237 · rrd157912.xml · nonDerivative · entry 2

KELLY JOHN E III · CIK 0001180452 · Senior Vice President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 35,889.7999

Read SEC document
May 08, 2007 Filed May 10, 2007 00:00 UTC
KELLY JOHN E IIISenior Vice President
Exercise / conversionCommon Stock 3,125 $0.00 $0.00
Disclosure

SEC source: 0001181431-07-031237 · rrd157912.xml · nonDerivative · entry 1

KELLY JOHN E III · CIK 0001180452 · Senior Vice President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 37,258.7999

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
May 08, 2007 Filed May 10, 2007 00:01 UTC
IWATA JON CSenior Vice President
GrantPhantom Stock Unit · Derivative 19 $0.00 Strike: $0.00 $0.00
Disclosure

SEC source: 0001181431-07-031238 · rrd157979.xml · derivative · entry 6

IWATA JON C · CIK 0001180450 · Senior Vice President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 4,684

Underlying: Common Stock · 19 shares

Expires not disclosed

F5 · derivative.exercise_price: Phantom stock units convert to the cash value of the company's common stock on a one-for-one basis.

F6 · kind: Acquisition of phantom stock units under the IBM Executive Deferred Compensation Plan.

F7 · derivative.exercise_date: Distribution of phantom stock units under the IBM Executive Deferred Compensation Plan is deferred until separation from the company.

F7 · derivative.expiration_date: Distribution of phantom stock units under the IBM Executive Deferred Compensation Plan is deferred until separation from the company.

Read SEC document
May 08, 2007 Filed May 10, 2007 00:01 UTC
IWATA JON CSenior Vice President
Exercise / conversionRst. Stock Unit · Derivative 2,250 $0.00 Strike: $0.00 $0.00
Disclosure

SEC source: 0001181431-07-031238 · rrd157979.xml · derivative · entry 5

IWATA JON C · CIK 0001180450 · Senior Vice President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 4,500

Underlying: Common Stock · 2,250 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F3 · derivative.exercise_price: These units were payable in cash or the company's common stock upon the lapse of the restrictions on the transaction date shown.

F4 · kind: Release of restricted stock units.

F3 · derivative.exercise_date: These units were payable in cash or the company's common stock upon the lapse of the restrictions on the transaction date shown.

F3 · derivative.expiration_date: These units were payable in cash or the company's common stock upon the lapse of the restrictions on the transaction date shown.

Read SEC document
May 08, 2007 Filed May 10, 2007 00:01 UTC
IWATA JON CSenior Vice President
GrantRst. Stock Unit · Derivative 6,316 $0.00 Strike: $0.00 $0.00
Disclosure

SEC source: 0001181431-07-031238 · rrd157979.xml · derivative · entry 4

IWATA JON C · CIK 0001180450 · Senior Vice President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 6,316

Underlying: Common Stock · 6,316 shares

Expires not disclosed

F2 · derivative.exercise_price: Upon lapse of the restrictions, these units are payable in cash or the company's common stock. The restrictions lapse for 2,105 of these units on 05/08/2008, for 2,105 of these units on 05/08/2009, and for the remaining 2,106 of these units on 05/08/2010.

F2 · kind: Upon lapse of the restrictions, these units are payable in cash or the company's common stock. The restrictions lapse for 2,105 of these units on 05/08/2008, for 2,105 of these units on 05/08/2009, and for the remaining 2,106 of these units on 05/08/2010.

F2 · derivative.exercise_date: Upon lapse of the restrictions, these units are payable in cash or the company's common stock. The restrictions lapse for 2,105 of these units on 05/08/2008, for 2,105 of these units on 05/08/2009, and for the remaining 2,106 of these units on 05/08/2010.

F2 · derivative.expiration_date: Upon lapse of the restrictions, these units are payable in cash or the company's common stock. The restrictions lapse for 2,105 of these units on 05/08/2008, for 2,105 of these units on 05/08/2009, and for the remaining 2,106 of these units on 05/08/2010.

Read SEC document

Value uses the disclosed total when available, otherwise shares × reported transaction price. It is not an estimate of exercise cash cost or investment performance.