Tapewire

NYSE · USD

IBM

INTERNATIONAL BUSINESS MACHINES CORP

Export transactions ↓
Tapewire entity
2840
SEC CIK
0000051143
Parsed reports
6,105

Last 12 months

Inside the activity.

3 purchase rows · 1 sale rows

Disclosed non-derivative P/S rows, by transaction month. Includes amendments and private transactions.
Monthly counts
MonthPurchasesSales
Nov 202500
Dec 202500
Jan 202610
Feb 202620
Mar 202600
Apr 202600
May 202600
Jun 202600
Jul 202600
Aug 202601
Sep 202600
Oct 202600

Latest available

Insider transactions

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Purchases/sales include open-market and private transactions. Plan disclosure applies to the filing; individual rows may differ. “Not disclosed” is not “unplanned.”

The cutoff filters transaction history only. Company summaries and owner relationships show the latest available disclosures. Parser corrections can improve historical records.

Transaction dateOwner / reported roleActivity / securityShares / unitsReported priceReported valueDetails
August 03, 2007 Filed Aug 6, 2007 20:02 UTC
Shaughnessy Timothy SVP, Controller
SaleCommon Stock 5,958 $113.75 $677,692.71
Disclosure

SEC source: 0001181431-07-050100 · rrd168394.xml · nonDerivative · entry 12

Shaughnessy Timothy S · CIK 0001297090 · VP, Controller

10b5-1 filing: Not disclosed

Ownership: Indirect · By spouse

Disclosed balance after: 3,278.772

F1 · price: The price shown reflects the weighted average of multiple sales, ranging from $113.6100 to $113.9300 per share.

F2 · ownership.direct: The reporting person disclaims beneficial ownership of the securities, and this report shall not be deemed an admission that the reporting person is the beneficial owner of such securities for purposes of Section 16 or for any other purpose.

Read SEC document
August 03, 2007 Filed Aug 6, 2007 20:02 UTC
Shaughnessy Timothy SVP, Controller
Exercise / conversionCommon Stock 2,650 $97.59 $258,613.50
Disclosure

SEC source: 0001181431-07-050100 · rrd168394.xml · nonDerivative · entry 11

Shaughnessy Timothy S · CIK 0001297090 · VP, Controller

10b5-1 filing: Not disclosed

Ownership: Indirect · By spouse

Disclosed balance after: 9,236.772

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F2 · ownership.direct: The reporting person disclaims beneficial ownership of the securities, and this report shall not be deemed an admission that the reporting person is the beneficial owner of such securities for purposes of Section 16 or for any other purpose.

Read SEC document
August 03, 2007 Filed Aug 6, 2007 20:02 UTC
Shaughnessy Timothy SVP, Controller
Exercise / conversionCommon Stock 1,032 $103.25 $106,554.00
Disclosure

SEC source: 0001181431-07-050100 · rrd168394.xml · nonDerivative · entry 10

Shaughnessy Timothy S · CIK 0001297090 · VP, Controller

10b5-1 filing: Not disclosed

Ownership: Indirect · By spouse

Disclosed balance after: 6,586.772

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F2 · ownership.direct: The reporting person disclaims beneficial ownership of the securities, and this report shall not be deemed an admission that the reporting person is the beneficial owner of such securities for purposes of Section 16 or for any other purpose.

Read SEC document
August 03, 2007 Filed Aug 6, 2007 20:02 UTC
Shaughnessy Timothy SVP, Controller
Exercise / conversionCommon Stock 968 $103.25 $99,946.00
Disclosure

SEC source: 0001181431-07-050100 · rrd168394.xml · nonDerivative · entry 9

Shaughnessy Timothy S · CIK 0001297090 · VP, Controller

10b5-1 filing: Not disclosed

Ownership: Indirect · By spouse

Disclosed balance after: 5,554.772

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F2 · ownership.direct: The reporting person disclaims beneficial ownership of the securities, and this report shall not be deemed an admission that the reporting person is the beneficial owner of such securities for purposes of Section 16 or for any other purpose.

Read SEC document
August 03, 2007 Filed Aug 6, 2007 20:02 UTC
Shaughnessy Timothy SVP, Controller
Exercise / conversionCommon Stock 2,276 $88.96 $202,461.58
Disclosure

SEC source: 0001181431-07-050100 · rrd168394.xml · nonDerivative · entry 8

Shaughnessy Timothy S · CIK 0001297090 · VP, Controller

10b5-1 filing: Not disclosed

Ownership: Indirect · By spouse

Disclosed balance after: 4,586.772

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F2 · ownership.direct: The reporting person disclaims beneficial ownership of the securities, and this report shall not be deemed an admission that the reporting person is the beneficial owner of such securities for purposes of Section 16 or for any other purpose.

Read SEC document
August 03, 2007 Filed Aug 6, 2007 20:02 UTC
Shaughnessy Timothy SVP, Controller
Exercise / conversionCommon Stock 1,124 $88.96 $99,985.42
Disclosure

SEC source: 0001181431-07-050100 · rrd168394.xml · nonDerivative · entry 7

Shaughnessy Timothy S · CIK 0001297090 · VP, Controller

10b5-1 filing: Not disclosed

Ownership: Indirect · By spouse

Disclosed balance after: 2,310.772

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F2 · ownership.direct: The reporting person disclaims beneficial ownership of the securities, and this report shall not be deemed an admission that the reporting person is the beneficial owner of such securities for purposes of Section 16 or for any other purpose.

Read SEC document
August 03, 2007 Filed Aug 6, 2007 20:02 UTC
Shaughnessy Timothy SVP, Controller
SaleCommon Stock 42,171 $113.75 $4,796,740.40
Disclosure

SEC source: 0001181431-07-050100 · rrd168394.xml · nonDerivative · entry 6

Shaughnessy Timothy S · CIK 0001297090 · VP, Controller

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 3,175.858

F1 · price: The price shown reflects the weighted average of multiple sales, ranging from $113.6100 to $113.9300 per share.

Read SEC document
August 03, 2007 Filed Aug 6, 2007 20:02 UTC
Shaughnessy Timothy SVP, Controller
Exercise / conversionCommon Stock 11,032 $103.25 $1,139,054.00
Disclosure

SEC source: 0001181431-07-050100 · rrd168394.xml · nonDerivative · entry 5

Shaughnessy Timothy S · CIK 0001297090 · VP, Controller

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 45,346.858

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
August 03, 2007 Filed Aug 6, 2007 20:02 UTC
Shaughnessy Timothy SVP, Controller
Exercise / conversionCommon Stock 968 $103.25 $99,946.00
Disclosure

SEC source: 0001181431-07-050100 · rrd168394.xml · nonDerivative · entry 4

Shaughnessy Timothy S · CIK 0001297090 · VP, Controller

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 34,314.858

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
August 03, 2007 Filed Aug 6, 2007 20:02 UTC
Shaughnessy Timothy SVP, Controller
Exercise / conversionCommon Stock 23,601 $97.59 $2,303,221.59
Disclosure

SEC source: 0001181431-07-050100 · rrd168394.xml · nonDerivative · entry 3

Shaughnessy Timothy S · CIK 0001297090 · VP, Controller

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 33,346.858

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
August 03, 2007 Filed Aug 6, 2007 20:02 UTC
Shaughnessy Timothy SVP, Controller
Exercise / conversionCommon Stock 7,538 $88.96 $670,542.79
Disclosure

SEC source: 0001181431-07-050100 · rrd168394.xml · nonDerivative · entry 2

Shaughnessy Timothy S · CIK 0001297090 · VP, Controller

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 9,745.858

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
August 03, 2007 Filed Aug 6, 2007 20:02 UTC
Shaughnessy Timothy SVP, Controller
Exercise / conversionCommon Stock 843 $88.96 $74,989.07
Disclosure

SEC source: 0001181431-07-050100 · rrd168394.xml · nonDerivative · entry 1

Shaughnessy Timothy S · CIK 0001297090 · VP, Controller

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 2,207.858

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
August 01, 2007 Filed Aug 9, 2007 17:36 UTC
KELLY JOHN E IIISenior Vice President
GiftCommon Stock 425 $0.00 $0.00
Disclosure

SEC source: 0001181431-07-051167 · rrd168886.xml · nonDerivative · entry 1

KELLY JOHN E III · CIK 0001180452 · Senior Vice President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 36,003.6999

Read SEC document
July 31, 2007 Filed Aug 1, 2007 15:08 UTC
ZEITLER WILLIAM MSenior Vice President
GrantPhantom Stock Unit · Derivative 8 $0.00 Strike: $0.00 $0.00
Disclosure

SEC source: 0001181431-07-048624 · rrd167675.xml · derivative · entry 1

ZEITLER WILLIAM M · CIK 0001180516 · Senior Vice President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 6,374

Underlying: Common Stock · 8 shares

Expires not disclosed

F1 · derivative.exercise_price: Phantom stock units convert to the cash value of the company's common stock on a one-for-one basis.

F2 · kind: Acquisition of phantom stock units under the IBM Executive Deferred Compensation Plan.

F3 · derivative.exercise_date: Distribution of phantom stock units under the IBM Executive Deferred Compensation Plan is deferred until separation from the company.

F3 · derivative.expiration_date: Distribution of phantom stock units under the IBM Executive Deferred Compensation Plan is deferred until separation from the company.

Read SEC document
July 31, 2007 Filed Aug 1, 2007 15:09 UTC
Weber Robert CSenior Vice President
GrantPhantom Stock Unit · Derivative 14 $0.00 Strike: $0.00 $0.00
Disclosure

SEC source: 0001181431-07-048625 · rrd167676.xml · derivative · entry 2

Weber Robert C · CIK 0001347423 · Senior Vice President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 3,328

Underlying: Common Stock · 14 shares

Expires not disclosed

F1 · derivative.exercise_price: Phantom stock units convert to the cash value of the company's common stock on a one-for-one basis.

F2 · kind: Acquisition of phantom stock units under the IBM Executive Deferred Compensation Plan.

F3 · derivative.exercise_date: Distribution of phantom stock units under the IBM Executive Deferred Compensation Plan is deferred until separation from the company.

F3 · derivative.expiration_date: Distribution of phantom stock units under the IBM Executive Deferred Compensation Plan is deferred until separation from the company.

Read SEC document
July 31, 2007 Filed Aug 1, 2007 15:09 UTC
Weber Robert CSenior Vice President
GrantPhantom Stock Unit · Derivative 14 $110.65 Strike: $0.00 $1,549.10
Disclosure

SEC source: 0001181431-07-048625 · rrd167676.xml · derivative · entry 1

Weber Robert C · CIK 0001347423 · Senior Vice President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 3,314

Underlying: Common Stock · 14 shares

Expires not disclosed

F1 · derivative.exercise_price: Phantom stock units convert to the cash value of the company's common stock on a one-for-one basis.

F2 · kind: Acquisition of phantom stock units under the IBM Executive Deferred Compensation Plan.

F3 · derivative.exercise_date: Distribution of phantom stock units under the IBM Executive Deferred Compensation Plan is deferred until separation from the company.

F3 · derivative.expiration_date: Distribution of phantom stock units under the IBM Executive Deferred Compensation Plan is deferred until separation from the company.

Read SEC document
July 31, 2007 Filed Aug 1, 2007 15:11 UTC
Shaughnessy Timothy SVP, Controller
GrantPhantom Stock Unit · Derivative 6 $0.00 Strike: $0.00 $0.00
Disclosure

SEC source: 0001181431-07-048626 · rrd167677.xml · derivative · entry 1

Shaughnessy Timothy S · CIK 0001297090 · VP, Controller

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 4,060

Underlying: Common Stock · 6 shares

Expires not disclosed

F1 · derivative.exercise_price: Phantom stock units convert to the cash value of the company's common stock on a one-for-one basis.

F2 · kind: Acquisition of phantom stock units under the IBM Executive Deferred Compensation Plan.

F3 · derivative.exercise_date: Distribution of phantom stock units under the IBM Executive Deferred Compensation Plan is deferred until separation from the company.

F3 · derivative.expiration_date: Distribution of phantom stock units under the IBM Executive Deferred Compensation Plan is deferred until separation from the company.

Read SEC document
July 31, 2007 Filed Aug 1, 2007 15:12 UTC
SANFORD LINDA SSenior Vice President
GrantPhantom Stock Unit · Derivative 6 $0.00 Strike: $0.00 $0.00
Disclosure

SEC source: 0001181431-07-048627 · rrd167678.xml · derivative · entry 1

SANFORD LINDA S · CIK 0001068020 · Senior Vice President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 4,550

Underlying: Common Stock · 6 shares

Expires not disclosed

F1 · derivative.exercise_price: Phantom stock units convert to the cash value of the company's common stock on a one-for-one basis.

F2 · kind: Acquisition of phantom stock units under the IBM Executive Deferred Compensation Plan.

F3 · derivative.exercise_date: Distribution of phantom stock units under the IBM Executive Deferred Compensation Plan is deferred until separation from the company.

F3 · derivative.expiration_date: Distribution of phantom stock units under the IBM Executive Deferred Compensation Plan is deferred until separation from the company.

Read SEC document
July 31, 2007 Filed Aug 1, 2007 15:13 UTC
Rometty Virginia MSenior Vice President
GrantPhantom Stock Unit · Derivative 7 $0.00 Strike: $0.00 $0.00
Disclosure

SEC source: 0001181431-07-048628 · rrd167679.xml · derivative · entry 1

Rometty Virginia M · CIK 0001333712 · Senior Vice President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 13,324

Underlying: Common Stock · 7 shares

Expires not disclosed

F1 · derivative.exercise_price: Phantom stock units convert to the cash value of the company's common stock on a one-for-one basis.

F2 · kind: Acquisition of phantom stock units under the IBM Executive Deferred Compensation Plan.

F3 · derivative.exercise_date: Distribution of phantom stock units under the IBM Executive Deferred Compensation Plan is deferred until separation from the company.

F3 · derivative.expiration_date: Distribution of phantom stock units under the IBM Executive Deferred Compensation Plan is deferred until separation from the company.

Read SEC document
July 31, 2007 Filed Aug 1, 2007 15:14 UTC
MOFFAT ROBERT W JRSenior Vice President
GrantPhantom Stock Unit · Derivative 8 $0.00 Strike: $0.00 $0.00
Disclosure

SEC source: 0001181431-07-048629 · rrd167680.xml · derivative · entry 1

MOFFAT ROBERT W JR · CIK 0001180460 · Senior Vice President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 6,965

Underlying: Common Stock · 8 shares

Expires not disclosed

F1 · derivative.exercise_price: Phantom stock units convert to the cash value of the company's common stock on a one-for-one basis.

F2 · kind: Acquisition of phantom stock units under the IBM Executive Deferred Compensation Plan.

F3 · derivative.exercise_date: Distribution of phantom stock units under the IBM Executive Deferred Compensation Plan is deferred until separation from the company.

F3 · derivative.expiration_date: Distribution of phantom stock units under the IBM Executive Deferred Compensation Plan is deferred until separation from the company.

Read SEC document
July 31, 2007 Filed Aug 1, 2007 15:16 UTC
MILLS STEVEN ASenior Vice President
GrantPhantom Stock Unit · Derivative 8 $0.00 Strike: $0.00 $0.00
Disclosure

SEC source: 0001181431-07-048630 · rrd167681.xml · derivative · entry 1

MILLS STEVEN A · CIK 0001180459 · Senior Vice President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 28,508

Underlying: Common Stock · 8 shares

Expires not disclosed

F1 · derivative.exercise_price: Phantom stock units convert to the cash value of the company's common stock on a one-for-one basis.

F2 · kind: Acquisition of phantom stock units under the IBM Executive Deferred Compensation Plan.

F3 · derivative.exercise_date: Distribution of phantom stock units under the IBM Executive Deferred Compensation Plan is deferred until separation from the company.

F3 · derivative.expiration_date: Distribution of phantom stock units under the IBM Executive Deferred Compensation Plan is deferred until separation from the company.

Read SEC document
July 31, 2007 Filed Aug 1, 2007 15:18 UTC
LOUGHRIDGE MARKSr. VP and CFO
GrantPhantom Stock Unit · Derivative 8 $0.00 Strike: $0.00 $0.00
Disclosure

SEC source: 0001181431-07-048633 · rrd167683.xml · derivative · entry 1

LOUGHRIDGE MARK · CIK 0001180457 · Sr. VP and CFO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 7,551

Underlying: Common Stock · 8 shares

Expires not disclosed

F1 · derivative.exercise_price: Phantom stock units convert to the cash value of the company's common stock on a one-for-one basis.

F2 · kind: Acquisition of phantom stock units under the IBM Executive Deferred Compensation Plan.

F3 · derivative.exercise_date: Distribution of phantom stock units under the IBM Executive Deferred Compensation Plan is deferred until separation from the company.

F3 · derivative.expiration_date: Distribution of phantom stock units under the IBM Executive Deferred Compensation Plan is deferred until separation from the company.

Read SEC document
July 31, 2007 Filed Aug 1, 2007 15:17 UTC
MACDONALD J RANDALLSenior Vice President
GrantPhantom Stock Unit · Derivative 7 $0.00 Strike: $0.00 $0.00
Disclosure

SEC source: 0001181431-07-048632 · rrd167682.xml · derivative · entry 1

MACDONALD J RANDALL · CIK 0001180458 · Senior Vice President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 24,418

Underlying: Common Stock · 7 shares

Expires not disclosed

F1 · derivative.exercise_price: Phantom stock units convert to the cash value of the company's common stock on a one-for-one basis.

F2 · kind: Acquisition of phantom stock units under the IBM Executive Deferred Compensation Plan.

F3 · derivative.exercise_date: Distribution of phantom stock units under the IBM Executive Deferred Compensation Plan is deferred until separation from the company.

F3 · derivative.expiration_date: Distribution of phantom stock units under the IBM Executive Deferred Compensation Plan is deferred until separation from the company.

Read SEC document
July 31, 2007 Filed Aug 1, 2007 15:19 UTC
KELLY JOHN E IIISenior Vice President
GrantPhantom Stock Unit · Derivative 7 $0.00 Strike: $0.00 $0.00
Disclosure

SEC source: 0001181431-07-048635 · rrd167684.xml · derivative · entry 1

KELLY JOHN E III · CIK 0001180452 · Senior Vice President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 8,295

Underlying: Common Stock · 7 shares

Expires not disclosed

F1 · derivative.exercise_price: Phantom stock units convert to the cash value of the company's common stock on a one-for-one basis.

F2 · kind: Acquisition of phantom stock units under the IBM Executive Deferred Compensation Plan.

F3 · derivative.exercise_date: Distribution of phantom stock units under the IBM Executive Deferred Compensation Plan is deferred until separation from the company.

F3 · derivative.expiration_date: Distribution of phantom stock units under the IBM Executive Deferred Compensation Plan is deferred until separation from the company.

Read SEC document
July 31, 2007 Filed Aug 1, 2007 15:21 UTC
HORN PAUL MSenior Vice President
GrantPhantom Stock Unit · Derivative 5 $0.00 Strike: $0.00 $0.00
Disclosure

SEC source: 0001181431-07-048636 · rrd167685.xml · derivative · entry 1

HORN PAUL M · CIK 0001180448 · Senior Vice President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 8,575

Underlying: Common Stock · 5 shares

Expires not disclosed

F1 · derivative.exercise_price: Phantom stock units convert to the cash value of the company's common stock on a one-for-one basis.

F2 · kind: Acquisition of phantom stock units under the IBM Executive Deferred Compensation Plan.

F3 · derivative.exercise_date: Distribution of phantom stock units under the IBM Executive Deferred Compensation Plan is deferred until separation from the company.

F3 · derivative.expiration_date: Distribution of phantom stock units under the IBM Executive Deferred Compensation Plan is deferred until separation from the company.

Read SEC document
July 31, 2007 Filed Aug 1, 2007 15:22 UTC
HARRELD J BRUCESenior Vice President
GrantPhantom Stock Unit · Derivative 7 $0.00 Strike: $0.00 $0.00
Disclosure

SEC source: 0001181431-07-048637 · rrd167686.xml · derivative · entry 1

HARRELD J BRUCE · CIK 0001180446 · Senior Vice President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 5,982

Underlying: Common Stock · 7 shares

Expires not disclosed

F1 · derivative.exercise_price: Phantom stock units convert to the cash value of the company's common stock on a one-for-one basis.

F2 · kind: Acquisition of phantom stock units under the IBM Executive Deferred Compensation Plan.

F3 · derivative.exercise_date: Distribution of phantom stock units under the IBM Executive Deferred Compensation Plan is deferred until separation from the company.

F3 · derivative.expiration_date: Distribution of phantom stock units under the IBM Executive Deferred Compensation Plan is deferred until separation from the company.

Read SEC document
July 31, 2007 Filed Aug 1, 2007 15:23 UTC
ELIX DOUGLAS TSenior Vice President
GrantPhantom Stock Unit · Derivative 9 $0.00 Strike: $0.00 $0.00
Disclosure

SEC source: 0001181431-07-048638 · rrd167687.xml · derivative · entry 1

ELIX DOUGLAS T · CIK 0001180444 · Senior Vice President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 7,049

Underlying: Common Stock · 9 shares

Expires not disclosed

F1 · derivative.exercise_price: Phantom stock units convert to the cash value of the company's common stock on a one-for-one basis.

F2 · kind: Acquisition of phantom stock units under the IBM Executive Deferred Compensation Plan.

F3 · derivative.exercise_date: Distribution of phantom stock units under the IBM Executive Deferred Compensation Plan is deferred until separation from the company.

F3 · derivative.expiration_date: Distribution of phantom stock units under the IBM Executive Deferred Compensation Plan is deferred until separation from the company.

Read SEC document
July 31, 2007 Filed Aug 1, 2007 15:24 UTC
DONOFRIO NICHOLAS MExecutive Vice President
GrantPhantom Stock Unit · Derivative 10 $0.00 Strike: $0.00 $0.00
Disclosure

SEC source: 0001181431-07-048640 · rrd167688.xml · derivative · entry 1

DONOFRIO NICHOLAS M · CIK 0001180443 · Executive Vice President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 12,665

Underlying: Common Stock · 10 shares

Expires not disclosed

F1 · derivative.exercise_price: Phantom stock units convert to the cash value of the company's common stock on a one-for-one basis.

F2 · kind: Acquisition of phantom stock units under the IBM Executive Deferred Compensation Plan.

F3 · derivative.exercise_date: Distribution of phantom stock units under the IBM Executive Deferred Compensation Plan is deferred until separation from the company.

F3 · derivative.expiration_date: Distribution of phantom stock units under the IBM Executive Deferred Compensation Plan is deferred until separation from the company.

Read SEC document
July 31, 2007 Filed Aug 1, 2007 15:25 UTC
Adkins Rodney CSenior Vice President
GrantPhantom Stock Unit · Derivative 5 $0.00 Strike: $0.00 $0.00
Disclosure

SEC source: 0001181431-07-048641 · rrd167689.xml · derivative · entry 1

Adkins Rodney C · CIK 0001400395 · Senior Vice President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 8,671

Underlying: Common Stock · 5 shares

Expires not disclosed

F1 · derivative.exercise_price: Phantom stock units convert to the cash value of the company's common stock on a one-for-one basis.

F2 · kind: Acquisition of phantom stock units under the IBM Executive Deferred Compensation Plan.

F3 · derivative.exercise_date: Distribution of phantom stock units under the IBM Executive Deferred Compensation Plan is deferred until separation from the company.

F3 · derivative.expiration_date: Distribution of phantom stock units under the IBM Executive Deferred Compensation Plan is deferred until separation from the company.

Read SEC document
July 31, 2007 Filed Aug 2, 2007 18:17 UTC
Adkins Rodney CSenior Vice President
GrantRst. Stock Unit · Derivative 2,913 $0.00 Strike: $0.00 $0.00
Disclosure

SEC source: 0001181431-07-049203 · rrd167773.xml · derivative · entry 1

Adkins Rodney C · CIK 0001400395 · Senior Vice President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 2,913

Underlying: Common Stock · 2,913 shares

Expires not disclosed

F1 · derivative.exercise_price: Upon lapse of the restrictions, these units are payable in cash or the company's common stock. The restrictions lapse for 971 of these units on 07/31/2008, for 971 of these units on 07/31/2009, and for the remaining 971 of these units on 07/31/2010.

F1 · kind: Upon lapse of the restrictions, these units are payable in cash or the company's common stock. The restrictions lapse for 971 of these units on 07/31/2008, for 971 of these units on 07/31/2009, and for the remaining 971 of these units on 07/31/2010.

F1 · derivative.exercise_date: Upon lapse of the restrictions, these units are payable in cash or the company's common stock. The restrictions lapse for 971 of these units on 07/31/2008, for 971 of these units on 07/31/2009, and for the remaining 971 of these units on 07/31/2010.

F1 · derivative.expiration_date: Upon lapse of the restrictions, these units are payable in cash or the company's common stock. The restrictions lapse for 971 of these units on 07/31/2008, for 971 of these units on 07/31/2009, and for the remaining 971 of these units on 07/31/2010.

Read SEC document
July 30, 2007 Filed Jul 31, 2007 18:12 UTC
NOTO LUCIO ADirector
Exercise / conversionBOD Stock Option (right to buy) · Derivative 1,000 $0.00 Strike: $58.22 $0.00
Disclosure

SEC source: 0001181431-07-048420 · rrd167483.xml · derivative · entry 3

NOTO LUCIO A · CIK 0001180541 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 2,000

Underlying: Common Stock · 1,000 shares

Expires 2008-04-30

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F2 · derivative.exercise_date: This grant vested in four equal annual installments; the last installment vested on the date shown above.

Read SEC document
July 30, 2007 Filed Jul 31, 2007 18:12 UTC
NOTO LUCIO ADirector
Exercise / conversionCommon Stock 1,000 $58.22 $58,220.00
Disclosure

SEC source: 0001181431-07-048420 · rrd167483.xml · nonDerivative · entry 1

NOTO LUCIO A · CIK 0001180541 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 19,547.9301

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
July 27, 2007 Filed Jul 30, 2007 20:34 UTC
Adkins Rodney CSenior Vice President
Exercise / conversionEmp. Stock Option (right to buy) · Derivative 562 $0.00 Strike: $88.96 $0.00
Disclosure

SEC source: 0001181431-07-048180 · rrd167305.xml · derivative · entry 11

Adkins Rodney C · CIK 0001400395 · Senior Vice President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 562 shares

Expires 2009-02-22

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F2 · derivative.exercise_date: This grant vested in four equal annual installments; the last installment vested on the date shown above.

Read SEC document
July 27, 2007 Filed Jul 30, 2007 20:34 UTC
Adkins Rodney CSenior Vice President
Exercise / conversionEmp. Stock Option (right to buy) · Derivative 489 $0.00 Strike: $51.16 $0.00
Disclosure

SEC source: 0001181431-07-048180 · rrd167305.xml · derivative · entry 10

Adkins Rodney C · CIK 0001400395 · Senior Vice President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 489 shares

Expires 2008-02-23

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F2 · derivative.exercise_date: This grant vested in four equal annual installments; the last installment vested on the date shown above.

Read SEC document
July 27, 2007 Filed Jul 30, 2007 20:34 UTC
Adkins Rodney CSenior Vice President
Exercise / conversionEmp. Stock Option (right to buy) · Derivative 955 $0.00 Strike: $104.71 $0.00
Disclosure

SEC source: 0001181431-07-048180 · rrd167305.xml · derivative · entry 9

Adkins Rodney C · CIK 0001400395 · Senior Vice President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 955 shares

Expires 2011-02-26

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F2 · derivative.exercise_date: This grant vested in four equal annual installments; the last installment vested on the date shown above.

Read SEC document
July 27, 2007 Filed Jul 30, 2007 20:34 UTC
Adkins Rodney CSenior Vice President
Exercise / conversionEmp. Stock Option (right to buy) · Derivative 726 $0.00 Strike: $103.25 $0.00
Disclosure

SEC source: 0001181431-07-048180 · rrd167305.xml · derivative · entry 8

Adkins Rodney C · CIK 0001400395 · Senior Vice President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 726 shares

Expires 2010-02-28

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F2 · derivative.exercise_date: This grant vested in four equal annual installments; the last installment vested on the date shown above.

Read SEC document
July 27, 2007 Filed Jul 30, 2007 20:34 UTC
Adkins Rodney CSenior Vice President
Exercise / conversionEmp. Stock Option (right to buy) · Derivative 12,000 $0.00 Strike: $78.13 $0.00
Disclosure

SEC source: 0001181431-07-048180 · rrd167305.xml · derivative · entry 7

Adkins Rodney C · CIK 0001400395 · Senior Vice President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 5,260

Underlying: Common Stock · 12,000 shares

Expires 2013-02-24

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F2 · derivative.exercise_date: This grant vested in four equal annual installments; the last installment vested on the date shown above.

Read SEC document
July 27, 2007 Filed Jul 30, 2007 20:34 UTC
Adkins Rodney CSenior Vice President
SaleCommon Stock 12,000 $117.07 $1,404,788.40
Disclosure

SEC source: 0001181431-07-048180 · rrd167305.xml · nonDerivative · entry 6

Adkins Rodney C · CIK 0001400395 · Senior Vice President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 2,904.211

F1 · price: The price shown reflects the weighted average of multiple sales, ranging from $117.0300 to $117.1400 per share.

Read SEC document
July 27, 2007 Filed Jul 30, 2007 20:34 UTC
Adkins Rodney CSenior Vice President
Exercise / conversionCommon Stock 955 $104.71 $99,998.05
Disclosure

SEC source: 0001181431-07-048180 · rrd167305.xml · nonDerivative · entry 5

Adkins Rodney C · CIK 0001400395 · Senior Vice President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 14,904.211

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
July 27, 2007 Filed Jul 30, 2007 20:34 UTC
Adkins Rodney CSenior Vice President
Exercise / conversionCommon Stock 726 $103.25 $74,959.50
Disclosure

SEC source: 0001181431-07-048180 · rrd167305.xml · nonDerivative · entry 4

Adkins Rodney C · CIK 0001400395 · Senior Vice President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 13,949.211

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
July 27, 2007 Filed Jul 30, 2007 20:34 UTC
Adkins Rodney CSenior Vice President
Exercise / conversionCommon Stock 562 $88.96 $49,992.71
Disclosure

SEC source: 0001181431-07-048180 · rrd167305.xml · nonDerivative · entry 3

Adkins Rodney C · CIK 0001400395 · Senior Vice President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 13,223.211

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
July 27, 2007 Filed Jul 30, 2007 20:34 UTC
Adkins Rodney CSenior Vice President
Exercise / conversionCommon Stock 12,000 $78.13 $937,560.00
Disclosure

SEC source: 0001181431-07-048180 · rrd167305.xml · nonDerivative · entry 2

Adkins Rodney C · CIK 0001400395 · Senior Vice President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 12,661.211

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
July 27, 2007 Filed Jul 30, 2007 20:34 UTC
Adkins Rodney CSenior Vice President
Exercise / conversionCommon Stock 489 $51.16 $25,014.80
Disclosure

SEC source: 0001181431-07-048180 · rrd167305.xml · nonDerivative · entry 1

Adkins Rodney C · CIK 0001400395 · Senior Vice President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 661.211

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
July 25, 2007 Filed Jul 27, 2007 12:47 UTC
KELLY JOHN E IIISenior Vice President
Exercise / conversionEmp. Stock Option (right to buy) · Derivative 425 $0.00 Strike: $78.13 $0.00
Disclosure

SEC source: 0001181431-07-047821 · rrd167045.xml · derivative · entry 5

KELLY JOHN E III · CIK 0001180452 · Senior Vice President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 425 shares

Expires 2013-02-24

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_date: This grant vested in four equal annual installments; the last installment vested on the date shown above.

Read SEC document
July 25, 2007 Filed Jul 27, 2007 12:47 UTC
KELLY JOHN E IIISenior Vice President
Exercise / conversionEmp. Stock Option (right to buy) · Derivative 54,000 $0.00 Strike: $78.13 $0.00
Disclosure

SEC source: 0001181431-07-047821 · rrd167045.xml · derivative · entry 4

KELLY JOHN E III · CIK 0001180452 · Senior Vice President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 425

Underlying: Common Stock · 54,000 shares

Expires 2013-02-24

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_date: This grant vested in four equal annual installments; the last installment vested on the date shown above.

Read SEC document
July 25, 2007 Filed Jul 27, 2007 12:47 UTC
KELLY JOHN E IIISenior Vice President
SaleCommon Stock 54,000 $115.46 $6,234,840.00
Disclosure

SEC source: 0001181431-07-047821 · rrd167045.xml · nonDerivative · entry 3

KELLY JOHN E III · CIK 0001180452 · Senior Vice President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 36,419.7981

Read SEC document
July 25, 2007 Filed Jul 27, 2007 12:47 UTC
KELLY JOHN E IIISenior Vice President
Exercise / conversionCommon Stock 54,000 $78.13 $4,219,020.00
Disclosure

SEC source: 0001181431-07-047821 · rrd167045.xml · nonDerivative · entry 2

KELLY JOHN E III · CIK 0001180452 · Senior Vice President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 90,419.7981

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
July 25, 2007 Filed Jul 27, 2007 12:47 UTC
KELLY JOHN E IIISenior Vice President
Exercise / conversionCommon Stock 425 $78.13 $33,205.25
Disclosure

SEC source: 0001181431-07-047821 · rrd167045.xml · nonDerivative · entry 1

KELLY JOHN E III · CIK 0001180452 · Senior Vice President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 36,419.7981

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
July 25, 2007 Filed Jul 27, 2007 12:49 UTC
O DONNELL DANIEL EVP, Secretary
Exercise / conversionEmp. Stock Option (right to buy) · Derivative 13,934 $0.00 Strike: $78.13 $0.00
Disclosure

SEC source: 0001181431-07-047823 · rrd167044.xml · derivative · entry 8

O DONNELL DANIEL E · CIK 0001180461 · VP, Secretary

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 13,934 shares

Expires 2013-02-24

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F3 · derivative.exercise_date: This grant vested in four equal annual installments; the last installment vested on the date shown above.

Read SEC document
July 25, 2007 Filed Jul 27, 2007 12:49 UTC
O DONNELL DANIEL EVP, Secretary
Exercise / conversionEmp. Stock Option (right to buy) · Derivative 13,276 $0.00 Strike: $88.96 $0.00
Disclosure

SEC source: 0001181431-07-047823 · rrd167044.xml · derivative · entry 7

O DONNELL DANIEL E · CIK 0001180461 · VP, Secretary

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 13,276 shares

Expires 2009-02-22

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F3 · derivative.exercise_date: This grant vested in four equal annual installments; the last installment vested on the date shown above.

Read SEC document

Value uses the disclosed total when available, otherwise shares × reported transaction price. It is not an estimate of exercise cash cost or investment performance.