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NYSE · USD

IBM

INTERNATIONAL BUSINESS MACHINES CORP

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Tapewire entity
2840
SEC CIK
0000051143
Parsed reports
6,105

Last 12 months

Inside the activity.

3 purchase rows · 1 sale rows

Disclosed non-derivative P/S rows, by transaction month. Includes amendments and private transactions.
Monthly counts
MonthPurchasesSales
Nov 202500
Dec 202500
Jan 202610
Feb 202620
Mar 202600
Apr 202600
May 202600
Jun 202600
Jul 202600
Aug 202601
Sep 202600
Oct 202600

Latest available

Insider transactions

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Purchases/sales include open-market and private transactions. Plan disclosure applies to the filing; individual rows may differ. “Not disclosed” is not “unplanned.”

The cutoff filters transaction history only. Company summaries and owner relationships show the latest available disclosures. Parser corrections can improve historical records.

Transaction dateOwner / reported roleActivity / securityShares / unitsReported priceReported valueDetails
May 12, 2008 Filed May 13, 2008 15:45 UTC
KERN R. FRANKLIN IIISenior Vice President
SaleCommon Stock 110 $125.13 $13,764.30
Disclosure

SEC source: 0001181431-08-030802 · rrd206495.xml · nonDerivative · entry 9

KERN R. FRANKLIN III · CIK 0001430470 · Senior Vice President

10b5-1 filing: Not disclosed

Ownership: Indirect · daughter

Disclosed balance after: 0

F1 · ownership.direct: The reporting person disclaims beneficial ownership of the securities, and this report shall not be deemed an admission that the reporting person is the beneficial owner of such securities for purposes of Section 16 or for any other purpose.

Read SEC document
May 12, 2008 Filed May 13, 2008 15:45 UTC
KERN R. FRANKLIN IIISenior Vice President
SaleCommon Stock 800 $125.38 $100,304.08
Disclosure

SEC source: 0001181431-08-030802 · rrd206495.xml · nonDerivative · entry 8

KERN R. FRANKLIN III · CIK 0001430470 · Senior Vice President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 30,043.171

Read SEC document
May 12, 2008 Filed May 13, 2008 15:45 UTC
KERN R. FRANKLIN IIISenior Vice President
SaleCommon Stock 2,200 $125.38 $275,836.00
Disclosure

SEC source: 0001181431-08-030802 · rrd206495.xml · nonDerivative · entry 7

KERN R. FRANKLIN III · CIK 0001430470 · Senior Vice President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 30,843.171

Read SEC document
May 12, 2008 Filed May 13, 2008 15:45 UTC
KERN R. FRANKLIN IIISenior Vice President
SaleCommon Stock 500 $125.20 $62,600.00
Disclosure

SEC source: 0001181431-08-030802 · rrd206495.xml · nonDerivative · entry 6

KERN R. FRANKLIN III · CIK 0001430470 · Senior Vice President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 33,043.171

Read SEC document
May 12, 2008 Filed May 13, 2008 15:45 UTC
KERN R. FRANKLIN IIISenior Vice President
SaleCommon Stock 200 $125.19 $25,038.00
Disclosure

SEC source: 0001181431-08-030802 · rrd206495.xml · nonDerivative · entry 5

KERN R. FRANKLIN III · CIK 0001430470 · Senior Vice President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 33,543.171

Read SEC document
May 12, 2008 Filed May 13, 2008 15:45 UTC
KERN R. FRANKLIN IIISenior Vice President
SaleCommon Stock 200 $125.18 $25,036.00
Disclosure

SEC source: 0001181431-08-030802 · rrd206495.xml · nonDerivative · entry 4

KERN R. FRANKLIN III · CIK 0001430470 · Senior Vice President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 33,743.171

Read SEC document
May 12, 2008 Filed May 13, 2008 15:45 UTC
KERN R. FRANKLIN IIISenior Vice President
SaleCommon Stock 200 $125.17 $25,034.00
Disclosure

SEC source: 0001181431-08-030802 · rrd206495.xml · nonDerivative · entry 3

KERN R. FRANKLIN III · CIK 0001430470 · Senior Vice President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 33,943.171

Read SEC document
May 12, 2008 Filed May 13, 2008 15:45 UTC
KERN R. FRANKLIN IIISenior Vice President
SaleCommon Stock 200 $125.16 $25,032.00
Disclosure

SEC source: 0001181431-08-030802 · rrd206495.xml · nonDerivative · entry 2

KERN R. FRANKLIN III · CIK 0001430470 · Senior Vice President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 34,143.171

Read SEC document
May 12, 2008 Filed May 13, 2008 15:45 UTC
KERN R. FRANKLIN IIISenior Vice President
SaleCommon Stock 430 $125.15 $53,814.50
Disclosure

SEC source: 0001181431-08-030802 · rrd206495.xml · nonDerivative · entry 1

KERN R. FRANKLIN III · CIK 0001430470 · Senior Vice President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 34,343.171

Read SEC document
May 09, 2008 Filed May 12, 2008 16:48 UTC
IWATA JON CSenior Vice President
Exercise / conversionEmp. Stock Option (right to buy) · Derivative 1,124 $0.00 Strike: $88.96 $0.00
Disclosure

SEC source: 0001181431-08-030401 · rrd206328.xml · derivative · entry 22

IWATA JON C · CIK 0001180450 · Senior Vice President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 1,124 shares

Expires 2009-02-22

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_date: This grant vested in four equal annual installments; the last installment vested on the date shown above.

Read SEC document
May 09, 2008 Filed May 12, 2008 16:48 UTC
IWATA JON CSenior Vice President
Exercise / conversionEmp. Stock Option (right to buy) · Derivative 13,876 $0.00 Strike: $88.96 $0.00
Disclosure

SEC source: 0001181431-08-030401 · rrd206328.xml · derivative · entry 21

IWATA JON C · CIK 0001180450 · Senior Vice President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 13,876 shares

Expires 2009-02-22

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_date: This grant vested in four equal annual installments; the last installment vested on the date shown above.

Read SEC document
May 09, 2008 Filed May 12, 2008 16:48 UTC
IWATA JON CSenior Vice President
SaleCommon Stock 300 $124.15 $37,243.50
Disclosure

SEC source: 0001181431-08-030401 · rrd206328.xml · nonDerivative · entry 20

IWATA JON C · CIK 0001180450 · Senior Vice President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 24,800.7372

Read SEC document
May 09, 2008 Filed May 12, 2008 16:48 UTC
IWATA JON CSenior Vice President
SaleCommon Stock 800 $124.14 $99,312.00
Disclosure

SEC source: 0001181431-08-030401 · rrd206328.xml · nonDerivative · entry 19

IWATA JON C · CIK 0001180450 · Senior Vice President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 25,100.7372

Read SEC document
May 09, 2008 Filed May 12, 2008 16:48 UTC
IWATA JON CSenior Vice President
SaleCommon Stock 300 $124.14 $37,242.00
Disclosure

SEC source: 0001181431-08-030401 · rrd206328.xml · nonDerivative · entry 18

IWATA JON C · CIK 0001180450 · Senior Vice President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 25,900.7372

Read SEC document
May 09, 2008 Filed May 12, 2008 16:48 UTC
IWATA JON CSenior Vice President
SaleCommon Stock 1,200 $124.13 $148,956.00
Disclosure

SEC source: 0001181431-08-030401 · rrd206328.xml · nonDerivative · entry 17

IWATA JON C · CIK 0001180450 · Senior Vice President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 26,200.7372

Read SEC document
May 09, 2008 Filed May 12, 2008 16:48 UTC
IWATA JON CSenior Vice President
SaleCommon Stock 300 $124.13 $37,239.00
Disclosure

SEC source: 0001181431-08-030401 · rrd206328.xml · nonDerivative · entry 16

IWATA JON C · CIK 0001180450 · Senior Vice President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 27,400.7372

Read SEC document
May 09, 2008 Filed May 12, 2008 16:48 UTC
IWATA JON CSenior Vice President
SaleCommon Stock 1,500 $124.12 $186,180.00
Disclosure

SEC source: 0001181431-08-030401 · rrd206328.xml · nonDerivative · entry 15

IWATA JON C · CIK 0001180450 · Senior Vice President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 27,700.7372

Read SEC document
May 09, 2008 Filed May 12, 2008 16:48 UTC
IWATA JON CSenior Vice President
SaleCommon Stock 1,100 $124.12 $136,532.00
Disclosure

SEC source: 0001181431-08-030401 · rrd206328.xml · nonDerivative · entry 14

IWATA JON C · CIK 0001180450 · Senior Vice President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 29,200.7372

Read SEC document
May 09, 2008 Filed May 12, 2008 16:48 UTC
IWATA JON CSenior Vice President
SaleCommon Stock 1,500 $124.11 $186,165.00
Disclosure

SEC source: 0001181431-08-030401 · rrd206328.xml · nonDerivative · entry 13

IWATA JON C · CIK 0001180450 · Senior Vice President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 30,300.7372

Read SEC document
May 09, 2008 Filed May 12, 2008 16:48 UTC
IWATA JON CSenior Vice President
SaleCommon Stock 1,400 $124.11 $173,754.00
Disclosure

SEC source: 0001181431-08-030401 · rrd206328.xml · nonDerivative · entry 12

IWATA JON C · CIK 0001180450 · Senior Vice President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 31,800.7372

Read SEC document
May 09, 2008 Filed May 12, 2008 16:48 UTC
IWATA JON CSenior Vice President
SaleCommon Stock 100 $124.11 $12,410.50
Disclosure

SEC source: 0001181431-08-030401 · rrd206328.xml · nonDerivative · entry 11

IWATA JON C · CIK 0001180450 · Senior Vice President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 33,200.7372

Read SEC document
May 09, 2008 Filed May 12, 2008 16:48 UTC
IWATA JON CSenior Vice President
SaleCommon Stock 3,500 $124.10 $434,350.00
Disclosure

SEC source: 0001181431-08-030401 · rrd206328.xml · nonDerivative · entry 10

IWATA JON C · CIK 0001180450 · Senior Vice President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 33,300.7372

Read SEC document
May 09, 2008 Filed May 12, 2008 16:48 UTC
IWATA JON CSenior Vice President
SaleCommon Stock 1,200 $124.10 $148,920.00
Disclosure

SEC source: 0001181431-08-030401 · rrd206328.xml · nonDerivative · entry 9

IWATA JON C · CIK 0001180450 · Senior Vice President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 36,800.7372

Read SEC document
May 09, 2008 Filed May 12, 2008 16:48 UTC
IWATA JON CSenior Vice President
SaleCommon Stock 400 $124.10 $49,638.00
Disclosure

SEC source: 0001181431-08-030401 · rrd206328.xml · nonDerivative · entry 8

IWATA JON C · CIK 0001180450 · Senior Vice President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 38,000.7372

Read SEC document
May 09, 2008 Filed May 12, 2008 16:48 UTC
IWATA JON CSenior Vice President
SaleCommon Stock 4,438 $124.09 $550,711.42
Disclosure

SEC source: 0001181431-08-030401 · rrd206328.xml · nonDerivative · entry 7

IWATA JON C · CIK 0001180450 · Senior Vice President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 38,400.7372

Read SEC document
May 09, 2008 Filed May 12, 2008 16:48 UTC
IWATA JON CSenior Vice President
SaleCommon Stock 700 $124.09 $86,863.00
Disclosure

SEC source: 0001181431-08-030401 · rrd206328.xml · nonDerivative · entry 6

IWATA JON C · CIK 0001180450 · Senior Vice President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 42,838.7372

Read SEC document
May 09, 2008 Filed May 12, 2008 16:48 UTC
IWATA JON CSenior Vice President
SaleCommon Stock 1,038 $124.08 $128,795.04
Disclosure

SEC source: 0001181431-08-030401 · rrd206328.xml · nonDerivative · entry 5

IWATA JON C · CIK 0001180450 · Senior Vice President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 43,538.7372

Read SEC document
May 09, 2008 Filed May 12, 2008 16:48 UTC
IWATA JON CSenior Vice President
SaleCommon Stock 500 $124.08 $62,040.00
Disclosure

SEC source: 0001181431-08-030401 · rrd206328.xml · nonDerivative · entry 4

IWATA JON C · CIK 0001180450 · Senior Vice President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 44,576.7372

Read SEC document
May 09, 2008 Filed May 12, 2008 16:48 UTC
IWATA JON CSenior Vice President
SaleCommon Stock 327 $124.07 $40,570.89
Disclosure

SEC source: 0001181431-08-030401 · rrd206328.xml · nonDerivative · entry 3

IWATA JON C · CIK 0001180450 · Senior Vice President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 45,076.7372

Read SEC document
May 09, 2008 Filed May 12, 2008 16:48 UTC
IWATA JON CSenior Vice President
Exercise / conversionCommon Stock 13,876 $88.96 $1,234,339.58
Disclosure

SEC source: 0001181431-08-030401 · rrd206328.xml · nonDerivative · entry 2

IWATA JON C · CIK 0001180450 · Senior Vice President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 45,403.7372

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
May 09, 2008 Filed May 12, 2008 16:48 UTC
IWATA JON CSenior Vice President
Exercise / conversionCommon Stock 1,124 $88.96 $99,985.42
Disclosure

SEC source: 0001181431-08-030401 · rrd206328.xml · nonDerivative · entry 1

IWATA JON C · CIK 0001180450 · Senior Vice President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 31,527.7372

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
May 08, 2008 Filed May 9, 2008 21:23 UTC
Weber Robert CSenior Vice President
Exercise / conversionRst. Stock Unit · Derivative 2,526 $0.00 Strike: $0.00 $0.00
Disclosure

SEC source: 0001181431-08-030253 · rrd206132.xml · derivative · entry 4

Weber Robert C · CIK 0001347423 · Senior Vice President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 5,053

Underlying: Common Stock · 2,526 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F2 · derivative.exercise_price: These units were payable in cash or the company's common stock upon the lapse of the restrictions on the transaction date shown.

F3 · kind: Release of restricted stock units.

F2 · derivative.exercise_date: These units were payable in cash or the company's common stock upon the lapse of the restrictions on the transaction date shown.

F2 · derivative.expiration_date: These units were payable in cash or the company's common stock upon the lapse of the restrictions on the transaction date shown.

Read SEC document
May 08, 2008 Filed May 9, 2008 21:23 UTC
Weber Robert CSenior Vice President
GrantRst. Stock Unit · Derivative 7,010 $0.00 Strike: $0.00 $0.00
Disclosure

SEC source: 0001181431-08-030253 · rrd206132.xml · derivative · entry 3

Weber Robert C · CIK 0001347423 · Senior Vice President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 7,010

Underlying: Common Stock · 7,010 shares

Expires not disclosed

F1 · derivative.exercise_price: Upon lapse of the restrictions, these units are payable in cash or the company's common stock. The restrictions lapse for 2,336 of these units on 05/08/2009, for 2,337 of these units on 05/08/2010, and for the remaining 2,337 of these units on 05/08/2011.

F1 · kind: Upon lapse of the restrictions, these units are payable in cash or the company's common stock. The restrictions lapse for 2,336 of these units on 05/08/2009, for 2,337 of these units on 05/08/2010, and for the remaining 2,337 of these units on 05/08/2011.

F1 · derivative.exercise_date: Upon lapse of the restrictions, these units are payable in cash or the company's common stock. The restrictions lapse for 2,336 of these units on 05/08/2009, for 2,337 of these units on 05/08/2010, and for the remaining 2,337 of these units on 05/08/2011.

F1 · derivative.expiration_date: Upon lapse of the restrictions, these units are payable in cash or the company's common stock. The restrictions lapse for 2,336 of these units on 05/08/2009, for 2,337 of these units on 05/08/2010, and for the remaining 2,337 of these units on 05/08/2011.

Read SEC document
May 08, 2008 Filed May 9, 2008 21:23 UTC
Weber Robert CSenior Vice President
Tax withholdingCommon Stock 1,089 $124.46 $135,536.94
Disclosure

SEC source: 0001181431-08-030253 · rrd206132.xml · nonDerivative · entry 2

Weber Robert C · CIK 0001347423 · Senior Vice President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 1,657

Read SEC document
May 08, 2008 Filed May 9, 2008 21:23 UTC
Weber Robert CSenior Vice President
Exercise / conversionCommon Stock 2,526 $0.00 $0.00
Disclosure

SEC source: 0001181431-08-030253 · rrd206132.xml · nonDerivative · entry 1

Weber Robert C · CIK 0001347423 · Senior Vice President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 2,746

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
May 08, 2008 Filed May 9, 2008 21:22 UTC
ZEITLER WILLIAM MSenior Vice President
Exercise / conversionRst. Stock Unit · Derivative 3,158 $0.00 Strike: $0.00 $0.00
Disclosure

SEC source: 0001181431-08-030251 · rrd206131.xml · derivative · entry 8

ZEITLER WILLIAM M · CIK 0001180516 · Senior Vice President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 6,316

Underlying: Common Stock · 3,158 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F3 · derivative.exercise_price: These units were payable in cash or the company's common stock upon the lapse of the restrictions on the transaction date shown.

F4 · kind: Release of restricted stock units.

F3 · derivative.exercise_date: These units were payable in cash or the company's common stock upon the lapse of the restrictions on the transaction date shown.

F3 · derivative.expiration_date: These units were payable in cash or the company's common stock upon the lapse of the restrictions on the transaction date shown.

Read SEC document
May 08, 2008 Filed May 9, 2008 21:22 UTC
ZEITLER WILLIAM MSenior Vice President
Exercise / conversionRst. Stock Unit · Derivative 3,625 $0.00 Strike: $0.00 $0.00
Disclosure

SEC source: 0001181431-08-030251 · rrd206131.xml · derivative · entry 7

ZEITLER WILLIAM M · CIK 0001180516 · Senior Vice President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 3,625

Underlying: Common Stock · 3,625 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F3 · derivative.exercise_price: These units were payable in cash or the company's common stock upon the lapse of the restrictions on the transaction date shown.

F4 · kind: Release of restricted stock units.

F3 · derivative.exercise_date: These units were payable in cash or the company's common stock upon the lapse of the restrictions on the transaction date shown.

F3 · derivative.expiration_date: These units were payable in cash or the company's common stock upon the lapse of the restrictions on the transaction date shown.

Read SEC document
May 08, 2008 Filed May 9, 2008 21:22 UTC
ZEITLER WILLIAM MSenior Vice President
GrantRst. Stock Unit · Derivative 8,412 $0.00 Strike: $0.00 $0.00
Disclosure

SEC source: 0001181431-08-030251 · rrd206131.xml · derivative · entry 6

ZEITLER WILLIAM M · CIK 0001180516 · Senior Vice President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 8,412

Underlying: Common Stock · 8,412 shares

Expires not disclosed

F2 · derivative.exercise_price: Upon lapse of the restrictions, these units are payable in cash or the company's common stock. The restrictions lapse for 2,804 of these units on 05/08/2009, for 2,804 of these units on 05/08/2010, and for the remaining 2,804 of these units on 05/08/2011.

F2 · kind: Upon lapse of the restrictions, these units are payable in cash or the company's common stock. The restrictions lapse for 2,804 of these units on 05/08/2009, for 2,804 of these units on 05/08/2010, and for the remaining 2,804 of these units on 05/08/2011.

F2 · derivative.exercise_date: Upon lapse of the restrictions, these units are payable in cash or the company's common stock. The restrictions lapse for 2,804 of these units on 05/08/2009, for 2,804 of these units on 05/08/2010, and for the remaining 2,804 of these units on 05/08/2011.

F2 · derivative.expiration_date: Upon lapse of the restrictions, these units are payable in cash or the company's common stock. The restrictions lapse for 2,804 of these units on 05/08/2009, for 2,804 of these units on 05/08/2010, and for the remaining 2,804 of these units on 05/08/2011.

Read SEC document
May 08, 2008 Filed May 9, 2008 21:22 UTC
ZEITLER WILLIAM MSenior Vice President
Tax withholdingCommon Stock 1,559 $124.46 $194,033.14
Disclosure

SEC source: 0001181431-08-030251 · rrd206131.xml · nonDerivative · entry 4

ZEITLER WILLIAM M · CIK 0001180516 · Senior Vice President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 66,601.6972

Read SEC document
May 08, 2008 Filed May 9, 2008 21:22 UTC
ZEITLER WILLIAM MSenior Vice President
Tax withholdingCommon Stock 1,358 $124.46 $169,016.68
Disclosure

SEC source: 0001181431-08-030251 · rrd206131.xml · nonDerivative · entry 3

ZEITLER WILLIAM M · CIK 0001180516 · Senior Vice President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 68,160.6972

Read SEC document
May 08, 2008 Filed May 9, 2008 21:22 UTC
ZEITLER WILLIAM MSenior Vice President
Exercise / conversionCommon Stock 3,625 $0.00 $0.00
Disclosure

SEC source: 0001181431-08-030251 · rrd206131.xml · nonDerivative · entry 2

ZEITLER WILLIAM M · CIK 0001180516 · Senior Vice President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 69,518.6972

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
May 08, 2008 Filed May 9, 2008 21:22 UTC
ZEITLER WILLIAM MSenior Vice President
Exercise / conversionCommon Stock 3,158 $0.00 $0.00
Disclosure

SEC source: 0001181431-08-030251 · rrd206131.xml · nonDerivative · entry 1

ZEITLER WILLIAM M · CIK 0001180516 · Senior Vice President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 65,893.6972

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
May 08, 2008 Filed May 9, 2008 21:24 UTC
Shaughnessy Timothy SSenior Vice President
Exercise / conversionRst. Stock Unit · Derivative 375 $0.00 Strike: $0.00 $0.00
Disclosure

SEC source: 0001181431-08-030254 · rrd206133.xml · derivative · entry 8

Shaughnessy Timothy S · CIK 0001297090 · Senior Vice President

10b5-1 filing: Not disclosed

Ownership: Indirect · spouse

Disclosed balance after: 375

Underlying: Common Stock · 375 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F3 · derivative.exercise_price: These units were payable in cash or the company's common stock upon the lapse of the restrictions on the transaction date shown.

F4 · kind: Release of restricted stock units.

F3 · derivative.exercise_date: These units were payable in cash or the company's common stock upon the lapse of the restrictions on the transaction date shown.

F3 · derivative.expiration_date: These units were payable in cash or the company's common stock upon the lapse of the restrictions on the transaction date shown.

F1 · ownership.direct: The reporting person disclaims beneficial ownership of the securities, and this report shall not be deemed an admission that the reporting person is the beneficial owner of such securities for purposes of Section 16 or for any other purpose.

Read SEC document
May 08, 2008 Filed May 9, 2008 21:24 UTC
Shaughnessy Timothy SSenior Vice President
GrantRst. Stock Unit · Derivative 935 $0.00 Strike: $0.00 $0.00
Disclosure

SEC source: 0001181431-08-030254 · rrd206133.xml · derivative · entry 7

Shaughnessy Timothy S · CIK 0001297090 · Senior Vice President

10b5-1 filing: Not disclosed

Ownership: Indirect · spouse

Disclosed balance after: 935

Underlying: Common Stock · 935 shares

Expires not disclosed

F5 · derivative.exercise_price: Upon lapse of the restrictions, these units are payable in cash or the company's common stock. The restrictions lapse for 467 of these units on 05/08/2010, and the restrictions lapse for the remaining 468 of these units on 05/08/2012

F5 · kind: Upon lapse of the restrictions, these units are payable in cash or the company's common stock. The restrictions lapse for 467 of these units on 05/08/2010, and the restrictions lapse for the remaining 468 of these units on 05/08/2012

F5 · derivative.exercise_date: Upon lapse of the restrictions, these units are payable in cash or the company's common stock. The restrictions lapse for 467 of these units on 05/08/2010, and the restrictions lapse for the remaining 468 of these units on 05/08/2012

F5 · derivative.expiration_date: Upon lapse of the restrictions, these units are payable in cash or the company's common stock. The restrictions lapse for 467 of these units on 05/08/2010, and the restrictions lapse for the remaining 468 of these units on 05/08/2012

F1 · ownership.direct: The reporting person disclaims beneficial ownership of the securities, and this report shall not be deemed an admission that the reporting person is the beneficial owner of such securities for purposes of Section 16 or for any other purpose.

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May 08, 2008 Filed May 9, 2008 21:24 UTC
Shaughnessy Timothy SSenior Vice President
Exercise / conversionRst. Stock Unit · Derivative 2,422 $0.00 Strike: $0.00 $0.00
Disclosure

SEC source: 0001181431-08-030254 · rrd206133.xml · derivative · entry 6

Shaughnessy Timothy S · CIK 0001297090 · Senior Vice President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 2,422

Underlying: Common Stock · 2,422 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F3 · derivative.exercise_price: These units were payable in cash or the company's common stock upon the lapse of the restrictions on the transaction date shown.

F4 · kind: Release of restricted stock units.

F3 · derivative.exercise_date: These units were payable in cash or the company's common stock upon the lapse of the restrictions on the transaction date shown.

F3 · derivative.expiration_date: These units were payable in cash or the company's common stock upon the lapse of the restrictions on the transaction date shown.

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May 08, 2008 Filed May 9, 2008 21:24 UTC
Shaughnessy Timothy SSenior Vice President
GrantRst. Stock Unit · Derivative 6,729 $0.00 Strike: $0.00 $0.00
Disclosure

SEC source: 0001181431-08-030254 · rrd206133.xml · derivative · entry 5

Shaughnessy Timothy S · CIK 0001297090 · Senior Vice President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 6,729

Underlying: Common Stock · 6,729 shares

Expires not disclosed

F2 · derivative.exercise_price: Upon lapse of the restrictions, these units are payable in cash or the company's common stock. The restrictions lapse for 2,243 of these units on 05/08/2009, for 2,243 of these units on 05/08/2010, and for the remaining 2,243 of these units on 05/08/2011.

F2 · kind: Upon lapse of the restrictions, these units are payable in cash or the company's common stock. The restrictions lapse for 2,243 of these units on 05/08/2009, for 2,243 of these units on 05/08/2010, and for the remaining 2,243 of these units on 05/08/2011.

F2 · derivative.exercise_date: Upon lapse of the restrictions, these units are payable in cash or the company's common stock. The restrictions lapse for 2,243 of these units on 05/08/2009, for 2,243 of these units on 05/08/2010, and for the remaining 2,243 of these units on 05/08/2011.

F2 · derivative.expiration_date: Upon lapse of the restrictions, these units are payable in cash or the company's common stock. The restrictions lapse for 2,243 of these units on 05/08/2009, for 2,243 of these units on 05/08/2010, and for the remaining 2,243 of these units on 05/08/2011.

Read SEC document
May 08, 2008 Filed May 9, 2008 21:24 UTC
Shaughnessy Timothy SSenior Vice President
Tax withholdingCommon Stock 127 $124.46 $15,806.42
Disclosure

SEC source: 0001181431-08-030254 · rrd206133.xml · nonDerivative · entry 4

Shaughnessy Timothy S · CIK 0001297090 · Senior Vice President

10b5-1 filing: Not disclosed

Ownership: Indirect · spouse

Disclosed balance after: 1,581.289

F1 · ownership.direct: The reporting person disclaims beneficial ownership of the securities, and this report shall not be deemed an admission that the reporting person is the beneficial owner of such securities for purposes of Section 16 or for any other purpose.

Read SEC document
May 08, 2008 Filed May 9, 2008 21:24 UTC
Shaughnessy Timothy SSenior Vice President
Exercise / conversionCommon Stock 375 $0.00 $0.00
Disclosure

SEC source: 0001181431-08-030254 · rrd206133.xml · nonDerivative · entry 3

Shaughnessy Timothy S · CIK 0001297090 · Senior Vice President

10b5-1 filing: Not disclosed

Ownership: Indirect · spouse

Disclosed balance after: 1,708.289

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · ownership.direct: The reporting person disclaims beneficial ownership of the securities, and this report shall not be deemed an admission that the reporting person is the beneficial owner of such securities for purposes of Section 16 or for any other purpose.

Read SEC document
May 08, 2008 Filed May 9, 2008 21:24 UTC
Shaughnessy Timothy SSenior Vice President
Tax withholdingCommon Stock 819 $124.46 $101,932.74
Disclosure

SEC source: 0001181431-08-030254 · rrd206133.xml · nonDerivative · entry 2

Shaughnessy Timothy S · CIK 0001297090 · Senior Vice President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 7,031.654

Read SEC document
May 08, 2008 Filed May 9, 2008 21:24 UTC
Shaughnessy Timothy SSenior Vice President
Exercise / conversionCommon Stock 2,422 $0.00 $0.00
Disclosure

SEC source: 0001181431-08-030254 · rrd206133.xml · nonDerivative · entry 1

Shaughnessy Timothy S · CIK 0001297090 · Senior Vice President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 7,850.654

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document

Value uses the disclosed total when available, otherwise shares × reported transaction price. It is not an estimate of exercise cash cost or investment performance.