Last 12 months
Inside the activity.
4 purchase rows · 0 sale rows
Disclosed non-derivative P/S rows, by transaction month. Includes amendments and private transactions.Monthly counts
| Month | Purchases | Sales |
|---|---|---|
| Nov 2025 | 0 | 0 |
| Dec 2025 | 0 | 0 |
| Jan 2026 | 0 | 0 |
| Feb 2026 | 0 | 0 |
| Mar 2026 | 4 | 0 |
| Apr 2026 | 0 | 0 |
| May 2026 | 0 | 0 |
| Jun 2026 | 0 | 0 |
| Jul 2026 | 0 | 0 |
| Aug 2026 | 0 | 0 |
| Sep 2026 | 0 | 0 |
| Oct 2026 | 0 | 0 |
Latest available
Insider transactions
Purchases/sales include open-market and private transactions. Plan disclosure applies to the filing; individual rows may differ. “Not disclosed” is not “unplanned.”
The cutoff filters transaction history only. Company summaries and owner relationships show the latest available disclosures. Parser corrections can improve historical records.
| Transaction date | Owner / reported role | Activity / security | Shares / units | Reported price | Reported value | Details |
|---|---|---|---|---|---|---|
| February 20, 2019 Filed May 13, 2019 15:26 UTC |
Mullaney James P.Chief Financial Officer
|
GrantStock Option (right to buy) · Derivative | 11,250 | Not disclosed Strike: $0.93 | Not disclosed |
DisclosureSEC source: 0001638599-19-000500 · doc4_6062.xml · derivative · entry 2 Mullaney James P. · CIK 0001702906 · Chief Financial Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 11,250 Underlying: Common Stock · 11,250 shares Expires 2024-02-20 F5 · price: On 2/20/19, the issuer issued new stock options, pursuant to the issuer's option exchange program, in exchange for old stock options, on the basis of three new options in exchange for four old options, for all eligible option holders who elected to participate in the option exchange, including this option grant to the reporting person. F4 · derivative.exercise_date: Fully vests on first anniversary of grant date. F3 · balance_after: Reflects number of securities beneficially owned following all transactions reported on this Form 4. Read SEC document |
| February 20, 2019 Filed May 13, 2019 15:26 UTC |
Mullaney James P.Chief Financial Officer
|
Disposition to issuerStock Option (right to buy) · Derivative | 15,000 | Not disclosed Strike: $4.00 | Not disclosed |
DisclosureSEC source: 0001638599-19-000500 · doc4_6062.xml · derivative · entry 1 Mullaney James P. · CIK 0001702906 · Chief Financial Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 11,250 Underlying: Common Stock · 15,000 shares Expires 2027-03-01 F2 · price: On 2/20/19, the issuer canceled, pursuant to the issuer's option exchange program, old stock options in exchange for new stock options, on the basis of three new options in exchange for four old options, for all eligible option holders who elected to participate in the option exchange, including the cancelation of this option grant to the reporting person in exchange for new options. F1 · derivative.exercise_date: Vested in three equal annual instalments on the anniversary of the date of grant. F3 · balance_after: Reflects number of securities beneficially owned following all transactions reported on this Form 4. Read SEC document |
| February 20, 2019 Filed May 31, 2019 20:17 UTC |
Elliott Arthur YDirector
|
GrantStock Option (right to buy) · Derivative | 4,500 | Not disclosed Strike: $0.93 | Not disclosed |
DisclosureSEC source: 0001638599-19-000575 · doc4_6056.xml · derivative · entry 14 Elliott Arthur Y · CIK 0001506688 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 34,500 Underlying: Common Stock · 4,500 shares Expires 2024-02-20 F5 · price: On 2/20/19, the issuer issued new stock options, pursuant to the issuer's option exchange program, in exchange for old stock options, on the basis of three new options in exchange for four old options, for all eligible option holders who elected to participate in the option exchange, including this option grant to the reporting person. F4 · derivative.exercise_date: Fully vests on first anniversary of grant date. F3 · balance_after: Reflects number of securities beneficially owned following all transactions reported on this Form 4. Read SEC document |
| February 20, 2019 Filed May 31, 2019 20:17 UTC |
Elliott Arthur YDirector
|
Disposition to issuerStock Option (right to buy) · Derivative | 6,000 | Not disclosed Strike: $4.00 | Not disclosed |
DisclosureSEC source: 0001638599-19-000575 · doc4_6056.xml · derivative · entry 13 Elliott Arthur Y · CIK 0001506688 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 34,500 Underlying: Common Stock · 6,000 shares Expires 2027-05-01 F2 · price: On 2/20/19, the issuer canceled, pursuant to the issuer's option exchange program, old stock options in exchange for new stock options, on the basis of three new options in exchange for four old options, for all eligible option holders who elected to participate in the option exchange, including the cancelation of this option grant to the reporting person in exchange for new options. F1 · derivative.exercise_date: Vested in three equal annual instalments on the anniversary of the date of grant. F3 · balance_after: Reflects number of securities beneficially owned following all transactions reported on this Form 4. Read SEC document |
| February 20, 2019 Filed May 31, 2019 20:17 UTC |
Elliott Arthur YDirector
|
GrantStock Option (right to buy) · Derivative | 7,500 | Not disclosed Strike: $0.93 | Not disclosed |
DisclosureSEC source: 0001638599-19-000575 · doc4_6056.xml · derivative · entry 12 Elliott Arthur Y · CIK 0001506688 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 34,500 Underlying: Common Stock · 7,500 shares Expires 2024-02-20 F5 · price: On 2/20/19, the issuer issued new stock options, pursuant to the issuer's option exchange program, in exchange for old stock options, on the basis of three new options in exchange for four old options, for all eligible option holders who elected to participate in the option exchange, including this option grant to the reporting person. F4 · derivative.exercise_date: Fully vests on first anniversary of grant date. F3 · balance_after: Reflects number of securities beneficially owned following all transactions reported on this Form 4. Read SEC document |
| February 20, 2019 Filed May 31, 2019 20:17 UTC |
Elliott Arthur YDirector
|
Disposition to issuerStock Option (right to buy) · Derivative | 10,000 | Not disclosed Strike: $17.20 | Not disclosed |
DisclosureSEC source: 0001638599-19-000575 · doc4_6056.xml · derivative · entry 11 Elliott Arthur Y · CIK 0001506688 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 34,500 Underlying: Common Stock · 10,000 shares Expires 2025-09-04 F2 · price: On 2/20/19, the issuer canceled, pursuant to the issuer's option exchange program, old stock options in exchange for new stock options, on the basis of three new options in exchange for four old options, for all eligible option holders who elected to participate in the option exchange, including the cancelation of this option grant to the reporting person in exchange for new options. F1 · derivative.exercise_date: Vested in three equal annual instalments on the anniversary of the date of grant. F3 · balance_after: Reflects number of securities beneficially owned following all transactions reported on this Form 4. Read SEC document |
| February 20, 2019 Filed May 31, 2019 20:17 UTC |
Elliott Arthur YDirector
|
GrantStock Option (right to buy) · Derivative | 4,500 | Not disclosed Strike: $0.93 | Not disclosed |
DisclosureSEC source: 0001638599-19-000575 · doc4_6056.xml · derivative · entry 10 Elliott Arthur Y · CIK 0001506688 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 34,500 Underlying: Common Stock · 4,500 shares Expires 2024-02-20 F5 · price: On 2/20/19, the issuer issued new stock options, pursuant to the issuer's option exchange program, in exchange for old stock options, on the basis of three new options in exchange for four old options, for all eligible option holders who elected to participate in the option exchange, including this option grant to the reporting person. F4 · derivative.exercise_date: Fully vests on first anniversary of grant date. F3 · balance_after: Reflects number of securities beneficially owned following all transactions reported on this Form 4. Read SEC document |
| February 20, 2019 Filed May 31, 2019 20:17 UTC |
Elliott Arthur YDirector
|
Disposition to issuerStock Option (right to buy) · Derivative | 6,000 | Not disclosed Strike: $4.90 | Not disclosed |
DisclosureSEC source: 0001638599-19-000575 · doc4_6056.xml · derivative · entry 9 Elliott Arthur Y · CIK 0001506688 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 34,500 Underlying: Common Stock · 6,000 shares Expires 2024-09-05 F2 · price: On 2/20/19, the issuer canceled, pursuant to the issuer's option exchange program, old stock options in exchange for new stock options, on the basis of three new options in exchange for four old options, for all eligible option holders who elected to participate in the option exchange, including the cancelation of this option grant to the reporting person in exchange for new options. F1 · derivative.exercise_date: Vested in three equal annual instalments on the anniversary of the date of grant. F3 · balance_after: Reflects number of securities beneficially owned following all transactions reported on this Form 4. Read SEC document |
| February 20, 2019 Filed May 31, 2019 20:17 UTC |
Elliott Arthur YDirector
|
GrantStock Option (right to buy) · Derivative | 4,500 | Not disclosed Strike: $0.93 | Not disclosed |
DisclosureSEC source: 0001638599-19-000575 · doc4_6056.xml · derivative · entry 8 Elliott Arthur Y · CIK 0001506688 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 34,500 Underlying: Common Stock · 4,500 shares Expires 2024-02-20 F5 · price: On 2/20/19, the issuer issued new stock options, pursuant to the issuer's option exchange program, in exchange for old stock options, on the basis of three new options in exchange for four old options, for all eligible option holders who elected to participate in the option exchange, including this option grant to the reporting person. F4 · derivative.exercise_date: Fully vests on first anniversary of grant date. F3 · balance_after: Reflects number of securities beneficially owned following all transactions reported on this Form 4. Read SEC document |
| February 20, 2019 Filed May 31, 2019 20:17 UTC |
Elliott Arthur YDirector
|
Disposition to issuerStock Option (right to buy) · Derivative | 6,000 | Not disclosed Strike: $5.00 | Not disclosed |
DisclosureSEC source: 0001638599-19-000575 · doc4_6056.xml · derivative · entry 7 Elliott Arthur Y · CIK 0001506688 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 34,500 Underlying: Common Stock · 6,000 shares Expires 2023-07-16 F2 · price: On 2/20/19, the issuer canceled, pursuant to the issuer's option exchange program, old stock options in exchange for new stock options, on the basis of three new options in exchange for four old options, for all eligible option holders who elected to participate in the option exchange, including the cancelation of this option grant to the reporting person in exchange for new options. F1 · derivative.exercise_date: Vested in three equal annual instalments on the anniversary of the date of grant. F3 · balance_after: Reflects number of securities beneficially owned following all transactions reported on this Form 4. Read SEC document |
| February 20, 2019 Filed May 31, 2019 20:17 UTC |
Elliott Arthur YDirector
|
GrantStock Option (right to buy) · Derivative | 4,500 | Not disclosed Strike: $0.93 | Not disclosed |
DisclosureSEC source: 0001638599-19-000575 · doc4_6056.xml · derivative · entry 6 Elliott Arthur Y · CIK 0001506688 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 34,500 Underlying: Common Stock · 4,500 shares Expires 2024-02-20 F5 · price: On 2/20/19, the issuer issued new stock options, pursuant to the issuer's option exchange program, in exchange for old stock options, on the basis of three new options in exchange for four old options, for all eligible option holders who elected to participate in the option exchange, including this option grant to the reporting person. F4 · derivative.exercise_date: Fully vests on first anniversary of grant date. F3 · balance_after: Reflects number of securities beneficially owned following all transactions reported on this Form 4. Read SEC document |
| February 20, 2019 Filed May 31, 2019 20:17 UTC |
Elliott Arthur YDirector
|
Disposition to issuerStock Option (right to buy) · Derivative | 6,000 | Not disclosed Strike: $11.00 | Not disclosed |
DisclosureSEC source: 0001638599-19-000575 · doc4_6056.xml · derivative · entry 5 Elliott Arthur Y · CIK 0001506688 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 34,500 Underlying: Common Stock · 6,000 shares Expires 2022-07-24 F2 · price: On 2/20/19, the issuer canceled, pursuant to the issuer's option exchange program, old stock options in exchange for new stock options, on the basis of three new options in exchange for four old options, for all eligible option holders who elected to participate in the option exchange, including the cancelation of this option grant to the reporting person in exchange for new options. F1 · derivative.exercise_date: Vested in three equal annual instalments on the anniversary of the date of grant. F3 · balance_after: Reflects number of securities beneficially owned following all transactions reported on this Form 4. Read SEC document |
| February 20, 2019 Filed May 31, 2019 20:17 UTC |
Elliott Arthur YDirector
|
GrantStock Option (right to buy) · Derivative | 4,500 | Not disclosed Strike: $0.93 | Not disclosed |
DisclosureSEC source: 0001638599-19-000575 · doc4_6056.xml · derivative · entry 4 Elliott Arthur Y · CIK 0001506688 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 34,500 Underlying: Common Stock · 4,500 shares Expires 2024-02-20 F5 · price: On 2/20/19, the issuer issued new stock options, pursuant to the issuer's option exchange program, in exchange for old stock options, on the basis of three new options in exchange for four old options, for all eligible option holders who elected to participate in the option exchange, including this option grant to the reporting person. F4 · derivative.exercise_date: Fully vests on first anniversary of grant date. F3 · balance_after: Reflects number of securities beneficially owned following all transactions reported on this Form 4. Read SEC document |
| February 20, 2019 Filed May 31, 2019 20:17 UTC |
Elliott Arthur YDirector
|
Disposition to issuerStock Option (right to buy) · Derivative | 6,000 | Not disclosed Strike: $19.60 | Not disclosed |
DisclosureSEC source: 0001638599-19-000575 · doc4_6056.xml · derivative · entry 3 Elliott Arthur Y · CIK 0001506688 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 34,500 Underlying: Common Stock · 6,000 shares Expires 2021-10-21 F2 · price: On 2/20/19, the issuer canceled, pursuant to the issuer's option exchange program, old stock options in exchange for new stock options, on the basis of three new options in exchange for four old options, for all eligible option holders who elected to participate in the option exchange, including the cancelation of this option grant to the reporting person in exchange for new options. F1 · derivative.exercise_date: Vested in three equal annual instalments on the anniversary of the date of grant. F3 · balance_after: Reflects number of securities beneficially owned following all transactions reported on this Form 4. Read SEC document |
| February 20, 2019 Filed May 31, 2019 20:17 UTC |
Elliott Arthur YDirector
|
GrantStock Option (right to buy) · Derivative | 4,500 | Not disclosed Strike: $0.93 | Not disclosed |
DisclosureSEC source: 0001638599-19-000575 · doc4_6056.xml · derivative · entry 2 Elliott Arthur Y · CIK 0001506688 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 34,500 Underlying: Common Stock · 4,500 shares Expires 2024-02-20 F5 · price: On 2/20/19, the issuer issued new stock options, pursuant to the issuer's option exchange program, in exchange for old stock options, on the basis of three new options in exchange for four old options, for all eligible option holders who elected to participate in the option exchange, including this option grant to the reporting person. F4 · derivative.exercise_date: Fully vests on first anniversary of grant date. F3 · balance_after: Reflects number of securities beneficially owned following all transactions reported on this Form 4. Read SEC document |
| February 20, 2019 Filed May 31, 2019 20:17 UTC |
Elliott Arthur YDirector
|
Disposition to issuerStock Option (right to buy) · Derivative | 6,000 | Not disclosed Strike: $14.00 | Not disclosed |
DisclosureSEC source: 0001638599-19-000575 · doc4_6056.xml · derivative · entry 1 Elliott Arthur Y · CIK 0001506688 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 34,500 Underlying: Common Stock · 6,000 shares Expires 2020-07-10 F2 · price: On 2/20/19, the issuer canceled, pursuant to the issuer's option exchange program, old stock options in exchange for new stock options, on the basis of three new options in exchange for four old options, for all eligible option holders who elected to participate in the option exchange, including the cancelation of this option grant to the reporting person in exchange for new options. F1 · derivative.exercise_date: Vested in three equal annual instalments on the anniversary of the date of grant. F3 · balance_after: Reflects number of securities beneficially owned following all transactions reported on this Form 4. Read SEC document |
| February 20, 2019 Filed May 31, 2019 20:16 UTC Amendment |
Kay RobertDirector · Executive Chairman and CEO
|
GrantStock Option (right to buy) · Derivative | 22,500 | Not disclosed Strike: $0.93 | Not disclosed |
DisclosureSEC source: 0001638599-19-000574 · doc4a_6128.xml · derivative · entry 20 Kay Robert · CIK 0001285612 · Director · Executive Chairman and CEO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 307,500 Underlying: Common Stock · 22,500 shares Expires 2024-02-20 F5 · price: On 2/20/19, the issuer issued new stock options, pursuant to the issuer's option exchange program, in exchange for old stock options, on the basis of three new options in exchange for four old options, for all eligible option holders who elected to participate in the option exchange, including this option grant to the reporting person. F4 · derivative.exercise_date: Fully vests on first anniversary of grant date. F3 · balance_after: Reflects number of securities beneficially owned following all transactions reported on this Form 4/A. F8 · balance_after: This report on Form 4/A corrects an error with respect to the Amount of Securities Beneficially Owned Following Reported Transaction. Read SEC document |
| February 20, 2019 Filed May 31, 2019 20:16 UTC Amendment |
Kay RobertDirector · Executive Chairman and CEO
|
Disposition to issuerStock Option (right to buy) · Derivative | 30,000 | Not disclosed Strike: $4.00 | Not disclosed |
DisclosureSEC source: 0001638599-19-000574 · doc4a_6128.xml · derivative · entry 19 Kay Robert · CIK 0001285612 · Director · Executive Chairman and CEO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 307,500 Underlying: Common Stock · 30,000 shares Expires 2027-05-01 F2 · price: On 2/20/19, the issuer canceled, pursuant to the issuer's option exchange program, old stock options in exchange for new stock options, on the basis of three new options in exchange for four old options, for all eligible option holders who elected to participate in the option exchange, including the cancelation of this option grant to the reporting person in exchange for new options. F7 · derivative.exercise_date: Vested in three equal annual instalments on the anniversary of the date of grant. F3 · balance_after: Reflects number of securities beneficially owned following all transactions reported on this Form 4/A. F8 · balance_after: This report on Form 4/A corrects an error with respect to the Amount of Securities Beneficially Owned Following Reported Transaction. Read SEC document |
| February 20, 2019 Filed May 31, 2019 20:16 UTC Amendment |
Kay RobertDirector · Executive Chairman and CEO
|
GrantStock Option (right to buy) · Derivative | 56,250 | Not disclosed Strike: $0.93 | Not disclosed |
DisclosureSEC source: 0001638599-19-000574 · doc4a_6128.xml · derivative · entry 18 Kay Robert · CIK 0001285612 · Director · Executive Chairman and CEO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 307,500 Underlying: Common Stock · 56,250 shares Expires 2024-02-20 F5 · price: On 2/20/19, the issuer issued new stock options, pursuant to the issuer's option exchange program, in exchange for old stock options, on the basis of three new options in exchange for four old options, for all eligible option holders who elected to participate in the option exchange, including this option grant to the reporting person. F4 · derivative.exercise_date: Fully vests on first anniversary of grant date. F3 · balance_after: Reflects number of securities beneficially owned following all transactions reported on this Form 4/A. F8 · balance_after: This report on Form 4/A corrects an error with respect to the Amount of Securities Beneficially Owned Following Reported Transaction. Read SEC document |
| February 20, 2019 Filed May 31, 2019 20:16 UTC Amendment |
Kay RobertDirector · Executive Chairman and CEO
|
Disposition to issuerStock Option (right to buy) · Derivative | 75,000 | Not disclosed Strike: $17.20 | Not disclosed |
DisclosureSEC source: 0001638599-19-000574 · doc4a_6128.xml · derivative · entry 17 Kay Robert · CIK 0001285612 · Director · Executive Chairman and CEO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 307,500 Underlying: Common Stock · 75,000 shares Expires 2025-09-04 F2 · price: On 2/20/19, the issuer canceled, pursuant to the issuer's option exchange program, old stock options in exchange for new stock options, on the basis of three new options in exchange for four old options, for all eligible option holders who elected to participate in the option exchange, including the cancelation of this option grant to the reporting person in exchange for new options. F7 · derivative.exercise_date: Vested in three equal annual instalments on the anniversary of the date of grant. F3 · balance_after: Reflects number of securities beneficially owned following all transactions reported on this Form 4/A. F8 · balance_after: This report on Form 4/A corrects an error with respect to the Amount of Securities Beneficially Owned Following Reported Transaction. Read SEC document |
| February 20, 2019 Filed May 31, 2019 20:16 UTC Amendment |
Kay RobertDirector · Executive Chairman and CEO
|
GrantStock Option (right to buy) · Derivative | 45,000 | Not disclosed Strike: $0.93 | Not disclosed |
DisclosureSEC source: 0001638599-19-000574 · doc4a_6128.xml · derivative · entry 16 Kay Robert · CIK 0001285612 · Director · Executive Chairman and CEO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 307,500 Underlying: Common Stock · 45,000 shares Expires 2024-02-20 F5 · price: On 2/20/19, the issuer issued new stock options, pursuant to the issuer's option exchange program, in exchange for old stock options, on the basis of three new options in exchange for four old options, for all eligible option holders who elected to participate in the option exchange, including this option grant to the reporting person. F4 · derivative.exercise_date: Fully vests on first anniversary of grant date. F3 · balance_after: Reflects number of securities beneficially owned following all transactions reported on this Form 4/A. F8 · balance_after: This report on Form 4/A corrects an error with respect to the Amount of Securities Beneficially Owned Following Reported Transaction. Read SEC document |
| February 20, 2019 Filed May 31, 2019 20:16 UTC Amendment |
Kay RobertDirector · Executive Chairman and CEO
|
Disposition to issuerStock Option (right to buy) · Derivative | 60,000 | Not disclosed Strike: $10.00 | Not disclosed |
DisclosureSEC source: 0001638599-19-000574 · doc4a_6128.xml · derivative · entry 15 Kay Robert · CIK 0001285612 · Director · Executive Chairman and CEO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 307,500 Underlying: Common Stock · 60,000 shares Expires 2024-09-05 F2 · price: On 2/20/19, the issuer canceled, pursuant to the issuer's option exchange program, old stock options in exchange for new stock options, on the basis of three new options in exchange for four old options, for all eligible option holders who elected to participate in the option exchange, including the cancelation of this option grant to the reporting person in exchange for new options. F7 · derivative.exercise_date: Vested in three equal annual instalments on the anniversary of the date of grant. F3 · balance_after: Reflects number of securities beneficially owned following all transactions reported on this Form 4/A. F8 · balance_after: This report on Form 4/A corrects an error with respect to the Amount of Securities Beneficially Owned Following Reported Transaction. Read SEC document |
| February 20, 2019 Filed May 31, 2019 20:16 UTC Amendment |
Kay RobertDirector · Executive Chairman and CEO
|
GrantStock Option (right to buy) · Derivative | 22,500 | Not disclosed Strike: $0.93 | Not disclosed |
DisclosureSEC source: 0001638599-19-000574 · doc4a_6128.xml · derivative · entry 14 Kay Robert · CIK 0001285612 · Director · Executive Chairman and CEO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 307,500 Underlying: Common Stock · 22,500 shares Expires 2024-02-20 F5 · price: On 2/20/19, the issuer issued new stock options, pursuant to the issuer's option exchange program, in exchange for old stock options, on the basis of three new options in exchange for four old options, for all eligible option holders who elected to participate in the option exchange, including this option grant to the reporting person. F4 · derivative.exercise_date: Fully vests on first anniversary of grant date. F3 · balance_after: Reflects number of securities beneficially owned following all transactions reported on this Form 4/A. F8 · balance_after: This report on Form 4/A corrects an error with respect to the Amount of Securities Beneficially Owned Following Reported Transaction. Read SEC document |
| February 20, 2019 Filed May 31, 2019 20:16 UTC Amendment |
Kay RobertDirector · Executive Chairman and CEO
|
Disposition to issuerStock Option (right to buy) · Derivative | 30,000 | Not disclosed Strike: $5.00 | Not disclosed |
DisclosureSEC source: 0001638599-19-000574 · doc4a_6128.xml · derivative · entry 13 Kay Robert · CIK 0001285612 · Director · Executive Chairman and CEO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 307,500 Underlying: Common Stock · 30,000 shares Expires 2023-07-16 F2 · price: On 2/20/19, the issuer canceled, pursuant to the issuer's option exchange program, old stock options in exchange for new stock options, on the basis of three new options in exchange for four old options, for all eligible option holders who elected to participate in the option exchange, including the cancelation of this option grant to the reporting person in exchange for new options. F1 · derivative.exercise_date: Vested in five annual instalments on anniversaries of date of grant. F3 · balance_after: Reflects number of securities beneficially owned following all transactions reported on this Form 4/A. F8 · balance_after: This report on Form 4/A corrects an error with respect to the Amount of Securities Beneficially Owned Following Reported Transaction. Read SEC document |
| February 20, 2019 Filed May 31, 2019 20:16 UTC Amendment |
Kay RobertDirector · Executive Chairman and CEO
|
GrantStock Option (right to buy) · Derivative | 22,500 | Not disclosed Strike: $0.93 | Not disclosed |
DisclosureSEC source: 0001638599-19-000574 · doc4a_6128.xml · derivative · entry 12 Kay Robert · CIK 0001285612 · Director · Executive Chairman and CEO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 307,500 Underlying: Common Stock · 22,500 shares Expires 2024-02-20 F5 · price: On 2/20/19, the issuer issued new stock options, pursuant to the issuer's option exchange program, in exchange for old stock options, on the basis of three new options in exchange for four old options, for all eligible option holders who elected to participate in the option exchange, including this option grant to the reporting person. F4 · derivative.exercise_date: Fully vests on first anniversary of grant date. F3 · balance_after: Reflects number of securities beneficially owned following all transactions reported on this Form 4/A. F8 · balance_after: This report on Form 4/A corrects an error with respect to the Amount of Securities Beneficially Owned Following Reported Transaction. Read SEC document |
| February 20, 2019 Filed May 31, 2019 20:16 UTC Amendment |
Kay RobertDirector · Executive Chairman and CEO
|
Disposition to issuerStock Option (right to buy) · Derivative | 30,000 | Not disclosed Strike: $11.00 | Not disclosed |
DisclosureSEC source: 0001638599-19-000574 · doc4a_6128.xml · derivative · entry 11 Kay Robert · CIK 0001285612 · Director · Executive Chairman and CEO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 307,500 Underlying: Common Stock · 30,000 shares Expires 2022-07-24 F2 · price: On 2/20/19, the issuer canceled, pursuant to the issuer's option exchange program, old stock options in exchange for new stock options, on the basis of three new options in exchange for four old options, for all eligible option holders who elected to participate in the option exchange, including the cancelation of this option grant to the reporting person in exchange for new options. F1 · derivative.exercise_date: Vested in five annual instalments on anniversaries of date of grant. F3 · balance_after: Reflects number of securities beneficially owned following all transactions reported on this Form 4/A. F8 · balance_after: This report on Form 4/A corrects an error with respect to the Amount of Securities Beneficially Owned Following Reported Transaction. Read SEC document |
| February 20, 2019 Filed May 31, 2019 20:16 UTC Amendment |
Kay RobertDirector · Executive Chairman and CEO
|
GrantStock Option (right to buy) · Derivative | 22,500 | Not disclosed Strike: $0.93 | Not disclosed |
DisclosureSEC source: 0001638599-19-000574 · doc4a_6128.xml · derivative · entry 10 Kay Robert · CIK 0001285612 · Director · Executive Chairman and CEO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 307,500 Underlying: Common Stock · 22,500 shares Expires 2024-02-20 F5 · price: On 2/20/19, the issuer issued new stock options, pursuant to the issuer's option exchange program, in exchange for old stock options, on the basis of three new options in exchange for four old options, for all eligible option holders who elected to participate in the option exchange, including this option grant to the reporting person. F4 · derivative.exercise_date: Fully vests on first anniversary of grant date. F3 · balance_after: Reflects number of securities beneficially owned following all transactions reported on this Form 4/A. F8 · balance_after: This report on Form 4/A corrects an error with respect to the Amount of Securities Beneficially Owned Following Reported Transaction. Read SEC document |
| February 20, 2019 Filed May 31, 2019 20:16 UTC Amendment |
Kay RobertDirector · Executive Chairman and CEO
|
Disposition to issuerStock Option (right to buy) · Derivative | 30,000 | Not disclosed Strike: $19.60 | Not disclosed |
DisclosureSEC source: 0001638599-19-000574 · doc4a_6128.xml · derivative · entry 9 Kay Robert · CIK 0001285612 · Director · Executive Chairman and CEO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 307,500 Underlying: Common Stock · 30,000 shares Expires 2021-10-21 F2 · price: On 2/20/19, the issuer canceled, pursuant to the issuer's option exchange program, old stock options in exchange for new stock options, on the basis of three new options in exchange for four old options, for all eligible option holders who elected to participate in the option exchange, including the cancelation of this option grant to the reporting person in exchange for new options. F1 · derivative.exercise_date: Vested in five annual instalments on anniversaries of date of grant. F3 · balance_after: Reflects number of securities beneficially owned following all transactions reported on this Form 4/A. F8 · balance_after: This report on Form 4/A corrects an error with respect to the Amount of Securities Beneficially Owned Following Reported Transaction. Read SEC document |
| February 20, 2019 Filed May 31, 2019 20:16 UTC Amendment |
Kay RobertDirector · Executive Chairman and CEO
|
GrantStock Option (right to buy) · Derivative | 37,500 | Not disclosed Strike: $0.93 | Not disclosed |
DisclosureSEC source: 0001638599-19-000574 · doc4a_6128.xml · derivative · entry 8 Kay Robert · CIK 0001285612 · Director · Executive Chairman and CEO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 307,500 Underlying: Common Stock · 37,500 shares Expires 2024-02-20 F5 · price: On 2/20/19, the issuer issued new stock options, pursuant to the issuer's option exchange program, in exchange for old stock options, on the basis of three new options in exchange for four old options, for all eligible option holders who elected to participate in the option exchange, including this option grant to the reporting person. F4 · derivative.exercise_date: Fully vests on first anniversary of grant date. F3 · balance_after: Reflects number of securities beneficially owned following all transactions reported on this Form 4/A. F8 · balance_after: This report on Form 4/A corrects an error with respect to the Amount of Securities Beneficially Owned Following Reported Transaction. Read SEC document |
| February 20, 2019 Filed May 31, 2019 20:16 UTC Amendment |
Kay RobertDirector · Executive Chairman and CEO
|
Disposition to issuerStock Option (right to buy) · Derivative | 50,000 | Not disclosed Strike: $30.70 | Not disclosed |
DisclosureSEC source: 0001638599-19-000574 · doc4a_6128.xml · derivative · entry 7 Kay Robert · CIK 0001285612 · Director · Executive Chairman and CEO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 307,500 Underlying: Common Stock · 50,000 shares Expires 2020-12-30 F2 · price: On 2/20/19, the issuer canceled, pursuant to the issuer's option exchange program, old stock options in exchange for new stock options, on the basis of three new options in exchange for four old options, for all eligible option holders who elected to participate in the option exchange, including the cancelation of this option grant to the reporting person in exchange for new options. F7 · derivative.exercise_date: Vested in three equal annual instalments on the anniversary of the date of grant. F3 · balance_after: Reflects number of securities beneficially owned following all transactions reported on this Form 4/A. F8 · balance_after: This report on Form 4/A corrects an error with respect to the Amount of Securities Beneficially Owned Following Reported Transaction. Read SEC document |
| February 20, 2019 Filed May 31, 2019 20:16 UTC Amendment |
Kay RobertDirector · Executive Chairman and CEO
|
GrantStock Option (right to buy) · Derivative | 37,500 | Not disclosed Strike: $0.93 | Not disclosed |
DisclosureSEC source: 0001638599-19-000574 · doc4a_6128.xml · derivative · entry 6 Kay Robert · CIK 0001285612 · Director · Executive Chairman and CEO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 307,500 Underlying: Common Stock · 37,500 shares Expires 2024-02-20 F5 · price: On 2/20/19, the issuer issued new stock options, pursuant to the issuer's option exchange program, in exchange for old stock options, on the basis of three new options in exchange for four old options, for all eligible option holders who elected to participate in the option exchange, including this option grant to the reporting person. F4 · derivative.exercise_date: Fully vests on first anniversary of grant date. F3 · balance_after: Reflects number of securities beneficially owned following all transactions reported on this Form 4/A. F8 · balance_after: This report on Form 4/A corrects an error with respect to the Amount of Securities Beneficially Owned Following Reported Transaction. Read SEC document |
| February 20, 2019 Filed May 31, 2019 20:16 UTC Amendment |
Kay RobertDirector · Executive Chairman and CEO
|
Disposition to issuerStock Option (right to buy) · Derivative | 50,000 | Not disclosed Strike: $30.70 | Not disclosed |
DisclosureSEC source: 0001638599-19-000574 · doc4a_6128.xml · derivative · entry 5 Kay Robert · CIK 0001285612 · Director · Executive Chairman and CEO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 307,500 Underlying: Common Stock · 50,000 shares Expires 2020-12-30 F2 · price: On 2/20/19, the issuer canceled, pursuant to the issuer's option exchange program, old stock options in exchange for new stock options, on the basis of three new options in exchange for four old options, for all eligible option holders who elected to participate in the option exchange, including the cancelation of this option grant to the reporting person in exchange for new options. F7 · derivative.exercise_date: Vested in three equal annual instalments on the anniversary of the date of grant. F3 · balance_after: Reflects number of securities beneficially owned following all transactions reported on this Form 4/A. F8 · balance_after: This report on Form 4/A corrects an error with respect to the Amount of Securities Beneficially Owned Following Reported Transaction. Read SEC document |
| February 20, 2019 Filed May 31, 2019 20:16 UTC Amendment |
Kay RobertDirector · Executive Chairman and CEO
|
GrantStock Option (right to buy) · Derivative | 22,500 | Not disclosed Strike: $0.93 | Not disclosed |
DisclosureSEC source: 0001638599-19-000574 · doc4a_6128.xml · derivative · entry 4 Kay Robert · CIK 0001285612 · Director · Executive Chairman and CEO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 307,500 Underlying: Common Stock · 22,500 shares Expires 2024-02-20 F5 · price: On 2/20/19, the issuer issued new stock options, pursuant to the issuer's option exchange program, in exchange for old stock options, on the basis of three new options in exchange for four old options, for all eligible option holders who elected to participate in the option exchange, including this option grant to the reporting person. F4 · derivative.exercise_date: Fully vests on first anniversary of grant date. F3 · balance_after: Reflects number of securities beneficially owned following all transactions reported on this Form 4/A. F8 · balance_after: This report on Form 4/A corrects an error with respect to the Amount of Securities Beneficially Owned Following Reported Transaction. Read SEC document |
| February 20, 2019 Filed May 31, 2019 20:16 UTC Amendment |
Kay RobertDirector · Executive Chairman and CEO
|
Disposition to issuerStock Option (right to buy) · Derivative | 30,000 | Not disclosed Strike: $17.30 | Not disclosed |
DisclosureSEC source: 0001638599-19-000574 · doc4a_6128.xml · derivative · entry 3 Kay Robert · CIK 0001285612 · Director · Executive Chairman and CEO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 307,500 Underlying: Common Stock · 30,000 shares Expires 2020-08-16 F2 · price: On 2/20/19, the issuer canceled, pursuant to the issuer's option exchange program, old stock options in exchange for new stock options, on the basis of three new options in exchange for four old options, for all eligible option holders who elected to participate in the option exchange, including the cancelation of this option grant to the reporting person in exchange for new options. F6 · derivative.exercise_date: Vested 20% on 7/1/2010 and then in 20% instalments on each anniversary thereof. F3 · balance_after: Reflects number of securities beneficially owned following all transactions reported on this Form 4/A. F8 · balance_after: This report on Form 4/A corrects an error with respect to the Amount of Securities Beneficially Owned Following Reported Transaction. Read SEC document |
| February 20, 2019 Filed May 31, 2019 20:16 UTC Amendment |
Kay RobertDirector · Executive Chairman and CEO
|
GrantStock Option (right to buy) · Derivative | 18,750 | Not disclosed Strike: $0.93 | Not disclosed |
DisclosureSEC source: 0001638599-19-000574 · doc4a_6128.xml · derivative · entry 2 Kay Robert · CIK 0001285612 · Director · Executive Chairman and CEO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 307,500 Underlying: Common Stock · 18,750 shares Expires 2024-02-20 F5 · price: On 2/20/19, the issuer issued new stock options, pursuant to the issuer's option exchange program, in exchange for old stock options, on the basis of three new options in exchange for four old options, for all eligible option holders who elected to participate in the option exchange, including this option grant to the reporting person. F4 · derivative.exercise_date: Fully vests on first anniversary of grant date. F3 · balance_after: Reflects number of securities beneficially owned following all transactions reported on this Form 4/A. F8 · balance_after: This report on Form 4/A corrects an error with respect to the Amount of Securities Beneficially Owned Following Reported Transaction. Read SEC document |
| February 20, 2019 Filed May 31, 2019 20:16 UTC Amendment |
Kay RobertDirector · Executive Chairman and CEO
|
Disposition to issuerStock Option (right to buy) · Derivative | 25,000 | Not disclosed Strike: $6.60 | Not disclosed |
DisclosureSEC source: 0001638599-19-000574 · doc4a_6128.xml · derivative · entry 1 Kay Robert · CIK 0001285612 · Director · Executive Chairman and CEO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 307,500 Underlying: Common Stock · 25,000 shares Expires 2019-08-10 F2 · price: On 2/20/19, the issuer canceled, pursuant to the issuer's option exchange program, old stock options in exchange for new stock options, on the basis of three new options in exchange for four old options, for all eligible option holders who elected to participate in the option exchange, including the cancelation of this option grant to the reporting person in exchange for new options. F1 · derivative.exercise_date: Vested in five annual instalments on anniversaries of date of grant. F3 · balance_after: Reflects number of securities beneficially owned following all transactions reported on this Form 4/A. F8 · balance_after: This report on Form 4/A corrects an error with respect to the Amount of Securities Beneficially Owned Following Reported Transaction. Read SEC document |
| January 01, 2019 Filed Jan 3, 2019 19:42 UTC |
DART KENNETH BRYAN10% owner
|
OtherPreferred Stock | 1 | Not disclosed | Not disclosed |
DisclosureSEC source: 0001408408-19-000007 · ownership.xml · nonDerivative · entry 1 DART KENNETH BRYAN · CIK 0001331271 · 10% owner 10b5-1 filing: Not disclosed Ownership: Indirect · By Company Disclosed balance after: 1 F1 · security: As of January 1, 2019, the Reporting Person indirectly owns 70.1% of an entity that holds one share of the Issuer's Preferred Stock designated as iBio CMO Preferred Tracking Stock with a par value of $0.001 per share (the "Preferred Tracking Stock"). F1 · shares: As of January 1, 2019, the Reporting Person indirectly owns 70.1% of an entity that holds one share of the Issuer's Preferred Stock designated as iBio CMO Preferred Tracking Stock with a par value of $0.001 per share (the "Preferred Tracking Stock"). F1 · price: As of January 1, 2019, the Reporting Person indirectly owns 70.1% of an entity that holds one share of the Issuer's Preferred Stock designated as iBio CMO Preferred Tracking Stock with a par value of $0.001 per share (the "Preferred Tracking Stock"). F1 · balance_after: As of January 1, 2019, the Reporting Person indirectly owns 70.1% of an entity that holds one share of the Issuer's Preferred Stock designated as iBio CMO Preferred Tracking Stock with a par value of $0.001 per share (the "Preferred Tracking Stock"). Read SEC document |
| July 12, 2018 Filed Jul 13, 2018 16:06 UTC |
Eastern Capital LTD10% owner
Portfolio Services Ltd.10% owner
DART KENNETH BRYAN10% owner
|
PurchaseCommon Shares | 2,200,000 | $0.90 | $1,980,000.00 |
DisclosureSEC source: 0001408408-18-000018 · ecl_ibioform407112018.xml · nonDerivative · entry 1 Eastern Capital LTD · CIK 0001408408 · 10% owner Portfolio Services Ltd. · CIK 0001488856 · 10% owner DART KENNETH BRYAN · CIK 0001331271 · 10% owner Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 8,457,734 F1 · security: Eastern Capital Limited acquired 2,200,000 shares of common stock of the Issuer at a price of $0.90 per share as part of an underwritten public offering. Read SEC document |
| June 26, 2018 Filed Jun 28, 2018 18:03 UTC |
Eastern Capital LTD10% owner
Portfolio Services Ltd.10% owner
DART KENNETH BRYAN10% owner
|
PurchaseSeries B Preferred Shares · Derivative | 5,785 | $1,000.00 | $5,785,000.00 |
DisclosureSEC source: 0001408408-18-000014 · ecl_ibioform406282018.xml · derivative · entry 2 Eastern Capital LTD · CIK 0001408408 · 10% owner Portfolio Services Ltd. · CIK 0001488856 · 10% owner DART KENNETH BRYAN · CIK 0001331271 · 10% owner Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 5,785 Underlying: Common Stock · 6,427,778 shares Expires not disclosed F2 · security: The Series B Preferred Shares is convertible into Shares at the option of Eastern Capital Limited, at any time, at a conversion price equal to the public offering price of the Shares, and are subject to a limit of exercise to the extent (and only to the extent) that Eastern Capital Limited or any of its affiliates would beneficially own in excess of 48% of the Shares after giving effect to such exercise. F2 · derivative.exercise_price: The Series B Preferred Shares is convertible into Shares at the option of Eastern Capital Limited, at any time, at a conversion price equal to the public offering price of the Shares, and are subject to a limit of exercise to the extent (and only to the extent) that Eastern Capital Limited or any of its affiliates would beneficially own in excess of 48% of the Shares after giving effect to such exercise. F1 · shares: Eastern Capital Limited acquired 1,683,334 shares of Common Stock of the Issuer (the "Shares") at a price of $0.90 per share and 5,785 Series B Preferred Shares at an offering price of $1,000 per Series B Preferred Share on June 26, 2018, in an underwritten public offering. F2 · derivative.exercise_date: The Series B Preferred Shares is convertible into Shares at the option of Eastern Capital Limited, at any time, at a conversion price equal to the public offering price of the Shares, and are subject to a limit of exercise to the extent (and only to the extent) that Eastern Capital Limited or any of its affiliates would beneficially own in excess of 48% of the Shares after giving effect to such exercise. F2 · derivative.expiration_date: The Series B Preferred Shares is convertible into Shares at the option of Eastern Capital Limited, at any time, at a conversion price equal to the public offering price of the Shares, and are subject to a limit of exercise to the extent (and only to the extent) that Eastern Capital Limited or any of its affiliates would beneficially own in excess of 48% of the Shares after giving effect to such exercise. Read SEC document |
| June 26, 2018 Filed Jun 28, 2018 18:03 UTC |
Eastern Capital LTD10% owner
Portfolio Services Ltd.10% owner
DART KENNETH BRYAN10% owner
|
PurchaseCommon Shares | 1,683,334 | $0.90 | $1,515,000.60 |
DisclosureSEC source: 0001408408-18-000014 · ecl_ibioform406282018.xml · nonDerivative · entry 1 Eastern Capital LTD · CIK 0001408408 · 10% owner Portfolio Services Ltd. · CIK 0001488856 · 10% owner DART KENNETH BRYAN · CIK 0001331271 · 10% owner Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 6,257,734 F1 · security: Eastern Capital Limited acquired 1,683,334 shares of Common Stock of the Issuer (the "Shares") at a price of $0.90 per share and 5,785 Series B Preferred Shares at an offering price of $1,000 per Series B Preferred Share on June 26, 2018, in an underwritten public offering. Read SEC document |
| November 30, 2017 Filed Dec 4, 2017 17:14 UTC |
Eastern Capital LTD10% owner
Portfolio Services Ltd.10% owner
DART KENNETH BRYAN10% owner
|
PurchaseCommon Stock | 12,000,000 | $0.20 | $2,400,000.00 |
DisclosureSEC source: 0001408408-17-000036 · ecl-ibiof412042017.xml · nonDerivative · entry 1 Eastern Capital LTD · CIK 0001408408 · 10% owner Portfolio Services Ltd. · CIK 0001488856 · 10% owner DART KENNETH BRYAN · CIK 0001331271 · 10% owner Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 45,744,000 Read SEC document |
| May 01, 2017 Filed Jun 16, 2017 10:43 UTC |
MCKEY JOHN D JRDirector
|
GrantStock Option (right to buy) · Derivative | 60,000 | $0.40 Strike: $0.40 | $24,000.00 |
DisclosureSEC source: 0001638599-17-000600 · doc4_4796.xml · derivative · entry 1 MCKEY JOHN D JR · CIK 0001120452 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 650,000 Underlying: Common Stock · 60,000 shares Expires 2027-05-01 F1 · derivative.exercise_date: Vests in equal annual installments over three years beginning 12/1/16. Read SEC document |
| May 01, 2017 Filed Jun 16, 2017 10:48 UTC |
RUSSELL PHILIP K.Director
|
GrantStock Option (right to buy) · Derivative | 60,000 | $0.40 Strike: $0.40 | $24,000.00 |
DisclosureSEC source: 0001638599-17-000602 · doc4_4797.xml · derivative · entry 1 RUSSELL PHILIP K. · CIK 0001486819 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 460,000 Underlying: Common Stock · 60,000 shares Expires 2027-05-01 F1 · derivative.exercise_date: Vests in equal annual installments over three years beginning 12/1/16. Read SEC document |
| May 01, 2017 Filed Jun 16, 2017 10:38 UTC |
GENERAL HILL (Ret) JAMES T.Director
|
GrantStock Option (right to buy) · Derivative | 60,000 | $0.40 Strike: $0.40 | $24,000.00 |
DisclosureSEC source: 0001638599-17-000598 · doc4_4795.xml · derivative · entry 1 GENERAL HILL (Ret) JAMES T. · CIK 0001441718 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 550,000 Underlying: Common Stock · 60,000 shares Expires 2027-05-01 F1 · derivative.exercise_date: Vests in equal annual installments over three years beginning 12/1/16. Read SEC document |
| May 01, 2017 Filed Jun 16, 2017 15:14 UTC |
ERWIN ROBERT LPresident
|
GrantStock Option (right to buy) · Derivative | 300,000 | $0.40 Strike: $0.40 | $120,000.00 |
DisclosureSEC source: 0001638599-17-000611 · doc4_4801.xml · derivative · entry 1 ERWIN ROBERT L · CIK 0001213822 · President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 3,350,000 Underlying: Common Stock · 300,000 shares Expires 2027-05-01 F1 · derivative.exercise_date: Vests in equal annual installments over three years beginning 12/1/16. Read SEC document |
| May 01, 2017 Filed Jun 16, 2017 15:07 UTC |
Kay RobertDirector · Executive Chairman and CEO
|
GrantStock Option (right to buy) · Derivative | 300,000 | $0.40 Strike: $0.40 | $120,000.00 |
DisclosureSEC source: 0001638599-17-000609 · doc4_4800.xml · derivative · entry 1 Kay Robert · CIK 0001285612 · Director · Executive Chairman and CEO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 4,350,000 Underlying: Common Stock · 300,000 shares Expires 2027-05-01 F1 · derivative.exercise_date: Vests in equal annual installments over three years beginning 12/1/16. Read SEC document |
| May 01, 2017 Filed Jun 16, 2017 14:58 UTC |
FLUG SEYMOURDirector
|
GrantStock Option (right to buy) · Derivative | 60,000 | $0.40 Strike: $0.40 | $24,000.00 |
DisclosureSEC source: 0001638599-17-000606 · doc4_4799.xml · derivative · entry 1 FLUG SEYMOUR · CIK 0001216262 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 340,000 Underlying: Common Stock · 60,000 shares Expires 2027-05-01 F1 · derivative.exercise_date: Vests in equal annual installments over three years beginning 12/1/16. Read SEC document |
| May 01, 2017 Filed Jun 16, 2017 14:53 UTC |
Elliott Arthur YDirector
|
GrantStock Option (right to buy) · Derivative | 60,000 | $0.40 Strike: $0.40 | $24,000.00 |
DisclosureSEC source: 0001638599-17-000604 · doc4_4798.xml · derivative · entry 1 Elliott Arthur Y · CIK 0001506688 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 460,000 Underlying: Common Stock · 60,000 shares Expires 2027-05-01 F1 · derivative.exercise_date: Vests in equal annual installments over three years beginning 12/1/16. Read SEC document |
| May 01, 2017 Filed Jun 16, 2017 14:32 UTC |
Chang GlennDirector
|
GrantStock Option (right to buy) · Derivative | 60,000 | $0.40 Strike: $0.40 | $24,000.00 |
DisclosureSEC source: 0001638599-17-000596 · doc4_4794.xml · derivative · entry 1 Chang Glenn · CIK 0001384967 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 550,000 Underlying: Common Stock · 60,000 shares Expires 2027-05-01 F1 · derivative.exercise_date: Vests in equal annual installments over three years beginning 12/1/16. Read SEC document |
| February 23, 2017 Filed Feb 27, 2017 20:39 UTC |
DART KENNETH BRYAN10% owner
|
PurchasePreferred Stock | 1 | Not disclosed | Not disclosed |
DisclosureSEC source: 0001408408-17-000013 · ecl-ibio02232017.xml · nonDerivative · entry 1 DART KENNETH BRYAN · CIK 0001331271 · 10% owner 10b5-1 filing: Not disclosed Ownership: Indirect · By Company Disclosed balance after: 1 F1 · security: On February 23, 2017, an entity indirectly owned 100% by Kenneth B. Dart ("the Affiliate") acquired one (1) share of the Issuer's Preferred Stock designated as iBio CMO Preferred Tracking Stock with a par value of $0.001 per share (the "Preferred Stock") in exchange for 29,990,000 units of limited liability company interests of iBio CMO LLC ("Units") held by the Affiliate. iBio CMO LLC is a subsidiary of the Issuer. The shares of the Preferred Stock are exchangeable for Units only after March 31, 2018 ("Mandatory Exchange"), or an event which triggers a change of control of iBio CMO LLC, or in connection with a winding up, liquidation or deemed liquidation (such as a merger) of the Issuer or iBio CMO. The Preferred Stock is not convertible into or exchangeable for any of the Issuer's securities. The Preferred Stock has no voting rights with respect to the Issuer. F1 · kind: On February 23, 2017, an entity indirectly owned 100% by Kenneth B. Dart ("the Affiliate") acquired one (1) share of the Issuer's Preferred Stock designated as iBio CMO Preferred Tracking Stock with a par value of $0.001 per share (the "Preferred Stock") in exchange for 29,990,000 units of limited liability company interests of iBio CMO LLC ("Units") held by the Affiliate. iBio CMO LLC is a subsidiary of the Issuer. The shares of the Preferred Stock are exchangeable for Units only after March 31, 2018 ("Mandatory Exchange"), or an event which triggers a change of control of iBio CMO LLC, or in connection with a winding up, liquidation or deemed liquidation (such as a merger) of the Issuer or iBio CMO. The Preferred Stock is not convertible into or exchangeable for any of the Issuer's securities. The Preferred Stock has no voting rights with respect to the Issuer. F1 · price: On February 23, 2017, an entity indirectly owned 100% by Kenneth B. Dart ("the Affiliate") acquired one (1) share of the Issuer's Preferred Stock designated as iBio CMO Preferred Tracking Stock with a par value of $0.001 per share (the "Preferred Stock") in exchange for 29,990,000 units of limited liability company interests of iBio CMO LLC ("Units") held by the Affiliate. iBio CMO LLC is a subsidiary of the Issuer. The shares of the Preferred Stock are exchangeable for Units only after March 31, 2018 ("Mandatory Exchange"), or an event which triggers a change of control of iBio CMO LLC, or in connection with a winding up, liquidation or deemed liquidation (such as a merger) of the Issuer or iBio CMO. The Preferred Stock is not convertible into or exchangeable for any of the Issuer's securities. The Preferred Stock has no voting rights with respect to the Issuer. F1 · ownership.nature: On February 23, 2017, an entity indirectly owned 100% by Kenneth B. Dart ("the Affiliate") acquired one (1) share of the Issuer's Preferred Stock designated as iBio CMO Preferred Tracking Stock with a par value of $0.001 per share (the "Preferred Stock") in exchange for 29,990,000 units of limited liability company interests of iBio CMO LLC ("Units") held by the Affiliate. iBio CMO LLC is a subsidiary of the Issuer. The shares of the Preferred Stock are exchangeable for Units only after March 31, 2018 ("Mandatory Exchange"), or an event which triggers a change of control of iBio CMO LLC, or in connection with a winding up, liquidation or deemed liquidation (such as a merger) of the Issuer or iBio CMO. The Preferred Stock is not convertible into or exchangeable for any of the Issuer's securities. The Preferred Stock has no voting rights with respect to the Issuer. Read SEC document |
Value uses the disclosed total when available, otherwise shares × reported transaction price. It is not an estimate of exercise cash cost or investment performance.