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Nasdaq · USD

IBCP

INDEPENDENT BANK CORP /MI/

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Tapewire entity
5179
SEC CIK
0000039311
Parsed reports
579

Last 12 months

Inside the activity.

3 purchase rows · 19 sale rows

Disclosed non-derivative P/S rows, by transaction month. Includes amendments and private transactions.
Monthly counts
MonthPurchasesSales
Nov 202521
Dec 202501
Jan 202600
Feb 202610
Mar 202600
Apr 202600
May 202601
Jun 202605
Jul 202600
Aug 202602
Sep 202609
Oct 202600

Latest available

Insider transactions

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Purchases/sales include open-market and private transactions. Plan disclosure applies to the filing; individual rows may differ. “Not disclosed” is not “unplanned.”

The cutoff filters transaction history only. Company summaries and owner relationships show the latest available disclosures. Parser corrections can improve historical records.

Transaction dateOwner / reported roleActivity / securityShares / unitsReported priceReported valueDetails
March 01, 2017 Filed Mar 2, 2017 14:43 UTC SaleCommon Stock 1,400 $21.93 $30,695.00
Disclosure

SEC source: 0000039311-17-000023 · primary_doc.xml · nonDerivative · entry 12

VAN LOAN CHARLES C · CIK 0001198783 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 52,215

Read SEC document
March 01, 2017 Filed Mar 2, 2017 14:43 UTC SaleCommon Stock 2,847 $21.95 $62,491.65
Disclosure

SEC source: 0000039311-17-000023 · primary_doc.xml · nonDerivative · entry 11

VAN LOAN CHARLES C · CIK 0001198783 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 53,615

Read SEC document
March 01, 2017 Filed Mar 2, 2017 14:43 UTC SaleCommon Stock 200 $21.98 $4,395.00
Disclosure

SEC source: 0000039311-17-000023 · primary_doc.xml · nonDerivative · entry 10

VAN LOAN CHARLES C · CIK 0001198783 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 56,462

Read SEC document
March 01, 2017 Filed Mar 2, 2017 14:43 UTC SaleCommon Stock 1,500 $22.00 $33,000.00
Disclosure

SEC source: 0000039311-17-000023 · primary_doc.xml · nonDerivative · entry 9

VAN LOAN CHARLES C · CIK 0001198783 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 56,662

Read SEC document
March 01, 2017 Filed Mar 2, 2017 14:43 UTC SaleCommon Stock 700 $22.03 $15,417.50
Disclosure

SEC source: 0000039311-17-000023 · primary_doc.xml · nonDerivative · entry 8

VAN LOAN CHARLES C · CIK 0001198783 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 58,162

Read SEC document
March 01, 2017 Filed Mar 2, 2017 14:43 UTC SaleCommon Stock 400 $22.05 $8,820.00
Disclosure

SEC source: 0000039311-17-000023 · primary_doc.xml · nonDerivative · entry 7

VAN LOAN CHARLES C · CIK 0001198783 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 58,862

Read SEC document
March 01, 2017 Filed Mar 2, 2017 14:43 UTC SaleCommon Stock 100 $22.10 $2,210.00
Disclosure

SEC source: 0000039311-17-000023 · primary_doc.xml · nonDerivative · entry 6

VAN LOAN CHARLES C · CIK 0001198783 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 59,262

Read SEC document
February 28, 2017 Filed Mar 2, 2017 14:43 UTC SaleCommon Stock 300 $21.50 $6,450.00
Disclosure

SEC source: 0000039311-17-000023 · primary_doc.xml · nonDerivative · entry 5

VAN LOAN CHARLES C · CIK 0001198783 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 59,362

Read SEC document
February 28, 2017 Filed Mar 2, 2017 14:43 UTC SaleCommon Stock 7,093 $21.53 $152,676.83
Disclosure

SEC source: 0000039311-17-000023 · primary_doc.xml · nonDerivative · entry 4

VAN LOAN CHARLES C · CIK 0001198783 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 59,662

Read SEC document
February 28, 2017 Filed Mar 2, 2017 14:43 UTC SaleCommon Stock 8,600 $21.75 $187,050.00
Disclosure

SEC source: 0000039311-17-000023 · primary_doc.xml · nonDerivative · entry 3

VAN LOAN CHARLES C · CIK 0001198783 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 66,755

Read SEC document
February 28, 2017 Filed Mar 2, 2017 14:43 UTC SaleCommon Stock 200 $21.78 $4,355.00
Disclosure

SEC source: 0000039311-17-000023 · primary_doc.xml · nonDerivative · entry 2

VAN LOAN CHARLES C · CIK 0001198783 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 75,355

Read SEC document
February 28, 2017 Filed Mar 2, 2017 14:43 UTC SaleCommon Stock 800 $21.80 $17,440.00
Disclosure

SEC source: 0000039311-17-000023 · primary_doc.xml · nonDerivative · entry 1

VAN LOAN CHARLES C · CIK 0001198783 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 75,555

Read SEC document
February 27, 2017 Filed Feb 28, 2017 14:44 UTC SaleCommon Stock 100 $21.86 $2,185.50
Disclosure

SEC source: 0000039311-17-000021 · primary_doc.xml · nonDerivative · entry 6

VAN LOAN CHARLES C · CIK 0001198783 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 76,355

Read SEC document
February 27, 2017 Filed Feb 28, 2017 14:44 UTC SaleCommon Stock 417 $21.88 $9,121.88
Disclosure

SEC source: 0000039311-17-000021 · primary_doc.xml · nonDerivative · entry 5

VAN LOAN CHARLES C · CIK 0001198783 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 76,455

Read SEC document
February 27, 2017 Filed Feb 28, 2017 14:44 UTC SaleCommon Stock 1,900 $21.90 $41,610.00
Disclosure

SEC source: 0000039311-17-000021 · primary_doc.xml · nonDerivative · entry 4

VAN LOAN CHARLES C · CIK 0001198783 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 76,872

Read SEC document
February 27, 2017 Filed Feb 28, 2017 14:44 UTC SaleCommon Stock 4,600 $21.93 $100,855.00
Disclosure

SEC source: 0000039311-17-000021 · primary_doc.xml · nonDerivative · entry 3

VAN LOAN CHARLES C · CIK 0001198783 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 78,772

Read SEC document
February 27, 2017 Filed Feb 28, 2017 14:44 UTC SaleCommon Stock 400 $21.95 $8,780.00
Disclosure

SEC source: 0000039311-17-000021 · primary_doc.xml · nonDerivative · entry 2

VAN LOAN CHARLES C · CIK 0001198783 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 83,372

Read SEC document
February 27, 2017 Filed Feb 28, 2017 14:44 UTC SaleCommon Stock 3,000 $21.98 $65,925.00
Disclosure

SEC source: 0000039311-17-000021 · primary_doc.xml · nonDerivative · entry 1

VAN LOAN CHARLES C · CIK 0001198783 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 83,772

Read SEC document
February 15, 2017 Filed Apr 3, 2017 17:05 UTC GrantPhantom Stock Units · Derivative 18.55 $21.55 $399.75
Disclosure

SEC source: 0000039311-17-000028 · primary_doc.xml · derivative · entry 1

MISSAD MATTHEW J · CIK 0001186284 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 4,016.72

Underlying: Common Stock · 18.55 shares

Expires not disclosed

F1 · derivative.exercise_price: The Phantom Stock Units were accrued under the Independent Bank Corporation Deferred Compensation and Stock Purchase Plan for Non-Employee Directors and are to be settled in Independent Bank Corporation Common Stock upon the reporting person's retirement.

F1 · derivative.exercise_date: The Phantom Stock Units were accrued under the Independent Bank Corporation Deferred Compensation and Stock Purchase Plan for Non-Employee Directors and are to be settled in Independent Bank Corporation Common Stock upon the reporting person's retirement.

F1 · derivative.expiration_date: The Phantom Stock Units were accrued under the Independent Bank Corporation Deferred Compensation and Stock Purchase Plan for Non-Employee Directors and are to be settled in Independent Bank Corporation Common Stock upon the reporting person's retirement.

Read SEC document
February 15, 2017 Filed Apr 3, 2017 16:44 UTC GrantPhantom Stock Units · Derivative 18.89 $21.55 $407.08
Disclosure

SEC source: 0000039311-17-000027 · primary_doc.xml · derivative · entry 1

Budden Joan A · CIK 0001649667 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 4,090.25

Underlying: Common Stock · 18.89 shares

Expires not disclosed

F1 · derivative.exercise_price: The Phantom Stock Units were accrued under the Independent Bank Corporation Deferred Compensation and Stock Purchase Plan for Non-Employee Directors and are to be settled in Independent Bank Corporation Common Stock upon the reporting person's retirement.

F1 · derivative.exercise_date: The Phantom Stock Units were accrued under the Independent Bank Corporation Deferred Compensation and Stock Purchase Plan for Non-Employee Directors and are to be settled in Independent Bank Corporation Common Stock upon the reporting person's retirement.

F1 · derivative.expiration_date: The Phantom Stock Units were accrued under the Independent Bank Corporation Deferred Compensation and Stock Purchase Plan for Non-Employee Directors and are to be settled in Independent Bank Corporation Common Stock upon the reporting person's retirement.

Read SEC document
February 15, 2017 Filed Oct 2, 2017 21:51 UTC GrantPhantom Stock Units · Derivative 158.65 $21.55 $3,418.91
Disclosure

SEC source: 0000039311-17-000039 · primary_doc.xml · derivative · entry 5

MCCARTY JAMES E · CIK 0001198780 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 34,347.56

Underlying: Common Stock · 158.65 shares

Expires not disclosed

F1 · derivative.exercise_price: The Phantom Stock Units were accrued under the Independent Bank Corporation Deferred Compensation and Stock Purchase Plan for Non-Employee Directors and are to be settled in Independent Bank Corporation Common Stock upon the reporting person's retirement.

F1 · derivative.exercise_date: The Phantom Stock Units were accrued under the Independent Bank Corporation Deferred Compensation and Stock Purchase Plan for Non-Employee Directors and are to be settled in Independent Bank Corporation Common Stock upon the reporting person's retirement.

F1 · derivative.expiration_date: The Phantom Stock Units were accrued under the Independent Bank Corporation Deferred Compensation and Stock Purchase Plan for Non-Employee Directors and are to be settled in Independent Bank Corporation Common Stock upon the reporting person's retirement.

Read SEC document
February 15, 2017 Filed Oct 2, 2017 19:51 UTC GrantPhantom Stock Units · Derivative 213.74 $21.55 $4,606.10
Disclosure

SEC source: 0000039311-17-000038 · primary_doc.xml · derivative · entry 5

GULIS STEPHEN L JR · CIK 0001015788 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 46,276.82

Underlying: Common Stock · 213.74 shares

Expires not disclosed

F1 · derivative.exercise_price: The Phantom Stock Units were accrued under the Independent Bank Corporation Deferred Compensation and Stock Purchase Plan for Non-Employee Directors and are to be settled in Independent Bank Corporation Common Stock upon the reporting person's retirement.

F1 · derivative.exercise_date: The Phantom Stock Units were accrued under the Independent Bank Corporation Deferred Compensation and Stock Purchase Plan for Non-Employee Directors and are to be settled in Independent Bank Corporation Common Stock upon the reporting person's retirement.

F1 · derivative.expiration_date: The Phantom Stock Units were accrued under the Independent Bank Corporation Deferred Compensation and Stock Purchase Plan for Non-Employee Directors and are to be settled in Independent Bank Corporation Common Stock upon the reporting person's retirement.

Read SEC document
February 15, 2017 Filed Oct 3, 2017 19:38 UTC GrantPhantom Stock Units · Derivative 125.04 $21.55 $2,694.61
Disclosure

SEC source: 0000039311-17-000043 · primary_doc.xml · derivative · entry 2

HASKE TERRY L · CIK 0001198774 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 27,071.25

Underlying: Common Stock · 125.04 shares

Expires not disclosed

F1 · derivative.exercise_price: The Phantom Stock Units were accrued under the Independent Bank Corporation Deferred Compensation and Stock Purchase Plan for Non-Employee Directors and are to be settled in Independent Bank Corporation Common Stock upon the reporting person's retirement.

F1 · derivative.exercise_date: The Phantom Stock Units were accrued under the Independent Bank Corporation Deferred Compensation and Stock Purchase Plan for Non-Employee Directors and are to be settled in Independent Bank Corporation Common Stock upon the reporting person's retirement.

F1 · derivative.expiration_date: The Phantom Stock Units were accrued under the Independent Bank Corporation Deferred Compensation and Stock Purchase Plan for Non-Employee Directors and are to be settled in Independent Bank Corporation Common Stock upon the reporting person's retirement.

Read SEC document
February 09, 2017 Filed Feb 9, 2017 20:07 UTC
SHUSTER ROBERT NExecutive Vice President
SaleCommon Stock 1,800 $20.71 $37,269.00
Disclosure

SEC source: 0000039311-17-000013 · primary_doc.xml · nonDerivative · entry 3

SHUSTER ROBERT N · CIK 0001198784 · Executive Vice President

10b5-1 filing: Not disclosed

Ownership: Indirect · By IRA

Disclosed balance after: 0

Read SEC document
February 09, 2017 Filed Feb 9, 2017 20:07 UTC
SHUSTER ROBERT NExecutive Vice President
SaleCommon Stock 3,560 $20.72 $73,759.64
Disclosure

SEC source: 0000039311-17-000013 · primary_doc.xml · nonDerivative · entry 2

SHUSTER ROBERT N · CIK 0001198784 · Executive Vice President

10b5-1 filing: Not disclosed

Ownership: Indirect · By IRA

Disclosed balance after: 1,800

Read SEC document
February 09, 2017 Filed Feb 9, 2017 20:07 UTC
SHUSTER ROBERT NExecutive Vice President
SaleCommon Stock 300 $20.73 $6,217.50
Disclosure

SEC source: 0000039311-17-000013 · primary_doc.xml · nonDerivative · entry 1

SHUSTER ROBERT N · CIK 0001198784 · Executive Vice President

10b5-1 filing: Not disclosed

Ownership: Indirect · By IRA

Disclosed balance after: 5,360

Read SEC document
February 07, 2017 Filed Feb 9, 2017 23:08 UTC
TWAROZYNSKI JAMES JSenior Vice President
Exercise / conversionPerformance Right · Derivative 299 $0.00 $0.00
Disclosure

SEC source: 0000039311-17-000020 · primary_doc.xml · derivative · entry 5

TWAROZYNSKI JAMES J · CIK 0001198786 · Senior Vice President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · Not disclosed shares

Expires 2017-02-07

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_price: Each Performance Right (PSU) represented a contingent right to receive not more than two (2) shares of Issuer Common Stock, based upon the total shareholder return of Issuer's common stock, relative to its peer group index.

F1 · derivative.exercise_date: Each Performance Right (PSU) represented a contingent right to receive not more than two (2) shares of Issuer Common Stock, based upon the total shareholder return of Issuer's common stock, relative to its peer group index.

F1 · derivative.underlying_shares: Each Performance Right (PSU) represented a contingent right to receive not more than two (2) shares of Issuer Common Stock, based upon the total shareholder return of Issuer's common stock, relative to its peer group index.

Read SEC document
February 07, 2017 Filed Feb 9, 2017 23:08 UTC
TWAROZYNSKI JAMES JSenior Vice President
Tax withholdingCommon Stock 135 $21.05 $2,841.75
Disclosure

SEC source: 0000039311-17-000020 · primary_doc.xml · nonDerivative · entry 3

TWAROZYNSKI JAMES J · CIK 0001198786 · Senior Vice President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 5,145

Read SEC document
February 07, 2017 Filed Feb 9, 2017 23:08 UTC
TWAROZYNSKI JAMES JSenior Vice President
Tax withholdingCommon Stock 127 $21.05 $2,673.35
Disclosure

SEC source: 0000039311-17-000020 · primary_doc.xml · nonDerivative · entry 2

TWAROZYNSKI JAMES J · CIK 0001198786 · Senior Vice President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 5,280

Read SEC document
February 07, 2017 Filed Feb 9, 2017 23:08 UTC
TWAROZYNSKI JAMES JSenior Vice President
Exercise / conversionCommon Stock 282 Not disclosed Not disclosed
Disclosure

SEC source: 0000039311-17-000020 · primary_doc.xml · nonDerivative · entry 1

TWAROZYNSKI JAMES J · CIK 0001198786 · Senior Vice President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 5,407

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · price: Each Performance Right (PSU) represented a contingent right to receive not more than two (2) shares of Issuer Common Stock, based upon the total shareholder return of Issuer's common stock, relative to its peer group index.

Read SEC document
February 07, 2017 Filed Feb 9, 2017 22:50 UTC
Mack Dennis JExecutive Vice President
Exercise / conversionPerformance Right · Derivative 3,642 $0.00 $0.00
Disclosure

SEC source: 0000039311-17-000019 · primary_doc.xml · derivative · entry 5

Mack Dennis J · CIK 0001554636 · Executive Vice President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · Not disclosed shares

Expires 2017-02-07

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_price: Each Performance Right (PSU) represented a contingent right to receive not more than two (2) shares of Issuer Common Stock, based upon the total shareholder return of Issuer's common stock, relative to its peer group index.

F1 · derivative.exercise_date: Each Performance Right (PSU) represented a contingent right to receive not more than two (2) shares of Issuer Common Stock, based upon the total shareholder return of Issuer's common stock, relative to its peer group index.

F1 · derivative.underlying_shares: Each Performance Right (PSU) represented a contingent right to receive not more than two (2) shares of Issuer Common Stock, based upon the total shareholder return of Issuer's common stock, relative to its peer group index.

Read SEC document
February 07, 2017 Filed Feb 9, 2017 22:50 UTC
Mack Dennis JExecutive Vice President
Tax withholdingCommon Stock 550 $21.05 $11,577.50
Disclosure

SEC source: 0000039311-17-000019 · primary_doc.xml · nonDerivative · entry 3

Mack Dennis J · CIK 0001554636 · Executive Vice President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 37,877

Read SEC document
February 07, 2017 Filed Feb 9, 2017 22:50 UTC
Mack Dennis JExecutive Vice President
Tax withholdingCommon Stock 1,561 $21.05 $32,859.05
Disclosure

SEC source: 0000039311-17-000019 · primary_doc.xml · nonDerivative · entry 2

Mack Dennis J · CIK 0001554636 · Executive Vice President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 38,427

Read SEC document
February 07, 2017 Filed Feb 9, 2017 22:50 UTC
Mack Dennis JExecutive Vice President
Exercise / conversionCommon Stock 3,446 Not disclosed Not disclosed
Disclosure

SEC source: 0000039311-17-000019 · primary_doc.xml · nonDerivative · entry 1

Mack Dennis J · CIK 0001554636 · Executive Vice President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 39,988

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · price: Each Performance Right (PSU) represented a contingent right to receive not more than two (2) shares of Issuer Common Stock, based upon the total shareholder return of Issuer's common stock, relative to its peer group index.

Read SEC document
February 07, 2017 Filed Feb 9, 2017 22:33 UTC
Collins Mark LExecutive Vice President
Exercise / conversionPerformance Right · Derivative 3,744 $0.00 $0.00
Disclosure

SEC source: 0000039311-17-000018 · primary_doc.xml · derivative · entry 7

Collins Mark L · CIK 0001454932 · Executive Vice President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · Not disclosed shares

Expires 2017-02-07

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_price: Each Performance Right (PSU) represented a contingent right to receive not more than two (2) shares of Issuer Common Stock, based upon the total shareholder return of Issuer's common stock, relative to its peer group index.

F1 · derivative.exercise_date: Each Performance Right (PSU) represented a contingent right to receive not more than two (2) shares of Issuer Common Stock, based upon the total shareholder return of Issuer's common stock, relative to its peer group index.

F1 · derivative.underlying_shares: Each Performance Right (PSU) represented a contingent right to receive not more than two (2) shares of Issuer Common Stock, based upon the total shareholder return of Issuer's common stock, relative to its peer group index.

Read SEC document
February 07, 2017 Filed Feb 9, 2017 22:33 UTC
Collins Mark LExecutive Vice President
Tax withholdingCommon Stock 383 $21.05 $8,062.15
Disclosure

SEC source: 0000039311-17-000018 · primary_doc.xml · nonDerivative · entry 3

Collins Mark L · CIK 0001454932 · Executive Vice President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 60,002

Read SEC document
February 07, 2017 Filed Feb 9, 2017 22:33 UTC
Collins Mark LExecutive Vice President
Tax withholdingCommon Stock 1,088 $21.05 $22,902.40
Disclosure

SEC source: 0000039311-17-000018 · primary_doc.xml · nonDerivative · entry 2

Collins Mark L · CIK 0001454932 · Executive Vice President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 60,385

Read SEC document
February 07, 2017 Filed Feb 9, 2017 22:33 UTC
Collins Mark LExecutive Vice President
Exercise / conversionCommon Stock 3,543 Not disclosed Not disclosed
Disclosure

SEC source: 0000039311-17-000018 · primary_doc.xml · nonDerivative · entry 1

Collins Mark L · CIK 0001454932 · Executive Vice President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 61,473

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · price: Each Performance Right (PSU) represented a contingent right to receive not more than two (2) shares of Issuer Common Stock, based upon the total shareholder return of Issuer's common stock, relative to its peer group index.

Read SEC document
February 07, 2017 Filed Feb 9, 2017 22:14 UTC
Kimball Stefanie MExecutive Vice President
Exercise / conversionPerformance Right · Derivative 3,697 $0.00 $0.00
Disclosure

SEC source: 0000039311-17-000017 · primary_doc.xml · derivative · entry 5

Kimball Stefanie M · CIK 0001397797 · Executive Vice President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · Not disclosed shares

Expires 2017-02-07

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_price: Each Performance Right (PSU) represented a contingent right to receive not more than two (2) shares of Issuer Common Stock, based upon the total shareholder return of Issuer's common stock, relative to its peer group index.

F1 · derivative.exercise_date: Each Performance Right (PSU) represented a contingent right to receive not more than two (2) shares of Issuer Common Stock, based upon the total shareholder return of Issuer's common stock, relative to its peer group index.

F1 · derivative.underlying_shares: Each Performance Right (PSU) represented a contingent right to receive not more than two (2) shares of Issuer Common Stock, based upon the total shareholder return of Issuer's common stock, relative to its peer group index.

Read SEC document
February 07, 2017 Filed Feb 9, 2017 22:14 UTC
Kimball Stefanie MExecutive Vice President
Tax withholdingCommon Stock 477 $21.05 $10,040.85
Disclosure

SEC source: 0000039311-17-000017 · primary_doc.xml · nonDerivative · entry 3

Kimball Stefanie M · CIK 0001397797 · Executive Vice President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 54,351

Read SEC document
February 07, 2017 Filed Feb 9, 2017 22:14 UTC
Kimball Stefanie MExecutive Vice President
Tax withholdingCommon Stock 1,424 $21.05 $29,975.20
Disclosure

SEC source: 0000039311-17-000017 · primary_doc.xml · nonDerivative · entry 2

Kimball Stefanie M · CIK 0001397797 · Executive Vice President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 54,828

Read SEC document
February 07, 2017 Filed Feb 9, 2017 22:14 UTC
Kimball Stefanie MExecutive Vice President
Exercise / conversionCommon Stock 3,498 Not disclosed Not disclosed
Disclosure

SEC source: 0000039311-17-000017 · primary_doc.xml · nonDerivative · entry 1

Kimball Stefanie M · CIK 0001397797 · Executive Vice President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 56,252

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · price: Each Performance Right (PSU) represented a contingent right to receive not more than two (2) shares of Issuer Common Stock, based upon the total shareholder return of Issuer's common stock, relative to its peer group index.

Read SEC document
February 07, 2017 Filed Feb 9, 2017 21:52 UTC
REGLIN DAVID CExecutive Vice President
Exercise / conversionPerformance Right · Derivative 3,679 $0.00 $0.00
Disclosure

SEC source: 0000039311-17-000016 · primary_doc.xml · derivative · entry 6

REGLIN DAVID C · CIK 0001198798 · Executive Vice President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · Not disclosed shares

Expires 2017-02-07

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_price: Each Performance Right (PSU) represented a contingent right to receive not more than two (2) shares of Issuer Common Stock, based upon the total shareholder return of Issuer's common stock, relative to its peer group index.

F1 · derivative.exercise_date: Each Performance Right (PSU) represented a contingent right to receive not more than two (2) shares of Issuer Common Stock, based upon the total shareholder return of Issuer's common stock, relative to its peer group index.

F1 · derivative.underlying_shares: Each Performance Right (PSU) represented a contingent right to receive not more than two (2) shares of Issuer Common Stock, based upon the total shareholder return of Issuer's common stock, relative to its peer group index.

Read SEC document
February 07, 2017 Filed Feb 9, 2017 21:52 UTC
REGLIN DAVID CExecutive Vice President
Tax withholdingCommon Stock 475 $21.05 $9,998.75
Disclosure

SEC source: 0000039311-17-000016 · primary_doc.xml · nonDerivative · entry 3

REGLIN DAVID C · CIK 0001198798 · Executive Vice President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 70,696

Read SEC document
February 07, 2017 Filed Feb 9, 2017 21:52 UTC
REGLIN DAVID CExecutive Vice President
Tax withholdingCommon Stock 1,347 $21.05 $28,354.35
Disclosure

SEC source: 0000039311-17-000016 · primary_doc.xml · nonDerivative · entry 2

REGLIN DAVID C · CIK 0001198798 · Executive Vice President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 71,171

Read SEC document
February 07, 2017 Filed Feb 9, 2017 21:52 UTC
REGLIN DAVID CExecutive Vice President
Exercise / conversionCommon Stock 3,481 Not disclosed Not disclosed
Disclosure

SEC source: 0000039311-17-000016 · primary_doc.xml · nonDerivative · entry 1

REGLIN DAVID C · CIK 0001198798 · Executive Vice President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 72,518

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · price: Each Performance Right (PSU) represented a contingent right to receive not more than two (2) shares of Issuer Common Stock, based upon the total shareholder return of Issuer's common stock, relative to its peer group index.

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February 07, 2017 Filed Feb 9, 2017 21:27 UTC
SHUSTER ROBERT NExecutive Vice President
Exercise / conversionPerformance Right · Derivative 3,781 $0.00 $0.00
Disclosure

SEC source: 0000039311-17-000015 · primary_doc.xml · derivative · entry 5

SHUSTER ROBERT N · CIK 0001198784 · Executive Vice President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: COmmon Stock · Not disclosed shares

Expires 2017-02-07

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_price: Each Performance Right (PSU) represented a contingent right to receive not more than two (2) shares of Issuer Common Stock, based upon the total shareholder return of Issuer's common stock, relative to its peer group index.

F1 · derivative.exercise_date: Each Performance Right (PSU) represented a contingent right to receive not more than two (2) shares of Issuer Common Stock, based upon the total shareholder return of Issuer's common stock, relative to its peer group index.

F1 · derivative.underlying_shares: Each Performance Right (PSU) represented a contingent right to receive not more than two (2) shares of Issuer Common Stock, based upon the total shareholder return of Issuer's common stock, relative to its peer group index.

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February 07, 2017 Filed Feb 9, 2017 21:27 UTC
SHUSTER ROBERT NExecutive Vice President
Tax withholdingCommon Stock 513 $21.05 $10,798.65
Disclosure

SEC source: 0000039311-17-000015 · primary_doc.xml · nonDerivative · entry 3

SHUSTER ROBERT N · CIK 0001198784 · Executive Vice President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 57,375

Read SEC document
February 07, 2017 Filed Feb 9, 2017 21:27 UTC
SHUSTER ROBERT NExecutive Vice President
Tax withholdingCommon Stock 1,456 $21.05 $30,648.80
Disclosure

SEC source: 0000039311-17-000015 · primary_doc.xml · nonDerivative · entry 2

SHUSTER ROBERT N · CIK 0001198784 · Executive Vice President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 57,888

Read SEC document
February 07, 2017 Filed Feb 9, 2017 21:27 UTC
SHUSTER ROBERT NExecutive Vice President
Exercise / conversionCommon Stock 3,578 Not disclosed Not disclosed
Disclosure

SEC source: 0000039311-17-000015 · primary_doc.xml · nonDerivative · entry 1

SHUSTER ROBERT N · CIK 0001198784 · Executive Vice President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 59,344

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · price: Each Performance Right (PSU) represented a contingent right to receive not more than two (2) shares of Issuer Common Stock, based upon the total shareholder return of Issuer's common stock, relative to its peer group index.

Read SEC document

Value uses the disclosed total when available, otherwise shares × reported transaction price. It is not an estimate of exercise cash cost or investment performance.