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Nasdaq · USD

IBCP

INDEPENDENT BANK CORP /MI/

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Tapewire entity
5179
SEC CIK
0000039311
Parsed reports
579

Last 12 months

Inside the activity.

3 purchase rows · 19 sale rows

Disclosed non-derivative P/S rows, by transaction month. Includes amendments and private transactions.
Monthly counts
MonthPurchasesSales
Nov 202521
Dec 202501
Jan 202600
Feb 202610
Mar 202600
Apr 202600
May 202601
Jun 202605
Jul 202600
Aug 202602
Sep 202609
Oct 202600

Latest available

Insider transactions

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Purchases/sales include open-market and private transactions. Plan disclosure applies to the filing; individual rows may differ. “Not disclosed” is not “unplanned.”

The cutoff filters transaction history only. Company summaries and owner relationships show the latest available disclosures. Parser corrections can improve historical records.

Transaction dateOwner / reported roleActivity / securityShares / unitsReported priceReported valueDetails
February 15, 2018 Filed Apr 2, 2018 21:07 UTC GrantPhantom Stock Units · Derivative 224.88 $23.25 $5,228.46
Disclosure

SEC source: 0000039311-18-000032 · primary_doc.xml · derivative · entry 1

MCCARTY JAMES E · CIK 0001198780 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 35,081.45

Underlying: Common Stock · 224.88 shares

Expires not disclosed

F1 · derivative.exercise_price: The Phantom Stock Units were accrued under the Independent Bank Corporation Deferred Compensation and Stock Purchase Plan for Non-Employee Directors and are to be settled in Independent Bank Corporation Common Stock upon the reporting person's retirement.

F1 · derivative.exercise_date: The Phantom Stock Units were accrued under the Independent Bank Corporation Deferred Compensation and Stock Purchase Plan for Non-Employee Directors and are to be settled in Independent Bank Corporation Common Stock upon the reporting person's retirement.

F1 · derivative.expiration_date: The Phantom Stock Units were accrued under the Independent Bank Corporation Deferred Compensation and Stock Purchase Plan for Non-Employee Directors and are to be settled in Independent Bank Corporation Common Stock upon the reporting person's retirement.

Read SEC document
February 15, 2018 Filed Apr 2, 2018 20:21 UTC GrantPhantom Stock Units · Derivative 177.24 $23.25 $4,120.83
Disclosure

SEC source: 0000039311-18-000031 · primary_doc.xml · derivative · entry 1

HASKE TERRY L · CIK 0001198774 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 27,649.7

Underlying: Common Stock · 177.24 shares

Expires not disclosed

F1 · derivative.exercise_price: The Phantom Stock Units were accrued under the Independent Bank Corporation Deferred Compensation and Stock Purchase Plan for Non-Employee Directors and are to be settled in Independent Bank Corporation Common Stock upon the reporting person's retirement.

F1 · derivative.exercise_date: The Phantom Stock Units were accrued under the Independent Bank Corporation Deferred Compensation and Stock Purchase Plan for Non-Employee Directors and are to be settled in Independent Bank Corporation Common Stock upon the reporting person's retirement.

F1 · derivative.expiration_date: The Phantom Stock Units were accrued under the Independent Bank Corporation Deferred Compensation and Stock Purchase Plan for Non-Employee Directors and are to be settled in Independent Bank Corporation Common Stock upon the reporting person's retirement.

Read SEC document
February 15, 2018 Filed Apr 2, 2018 20:05 UTC GrantPhantom Stock Units · Derivative 302.98 $23.25 $7,044.29
Disclosure

SEC source: 0000039311-18-000030 · primary_doc.xml · derivative · entry 1

GULIS STEPHEN L JR · CIK 0001015788 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 47,265.64

Underlying: Common Stock · 302.98 shares

Expires not disclosed

F1 · derivative.exercise_price: The Phantom Stock Units were accrued under the Independent Bank Corporation Deferred Compensation and Stock Purchase Plan for Non-Employee Directors and are to be settled in Independent Bank Corporation Common Stock upon the reporting person's retirement.

F1 · derivative.exercise_date: The Phantom Stock Units were accrued under the Independent Bank Corporation Deferred Compensation and Stock Purchase Plan for Non-Employee Directors and are to be settled in Independent Bank Corporation Common Stock upon the reporting person's retirement.

F1 · derivative.expiration_date: The Phantom Stock Units were accrued under the Independent Bank Corporation Deferred Compensation and Stock Purchase Plan for Non-Employee Directors and are to be settled in Independent Bank Corporation Common Stock upon the reporting person's retirement.

Read SEC document
February 15, 2018 Filed Apr 2, 2018 19:33 UTC GrantPhantom Stock Units · Derivative 12.55 $23.25 $291.79
Disclosure

SEC source: 0000039311-18-000029 · primary_doc.xml · derivative · entry 1

Cok Michael J · CIK 0001711112 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 1,958.45

Underlying: Common Stock · 12.55 shares

Expires not disclosed

F1 · derivative.exercise_price: The Phantom Stock Units were accrued under the Independent Bank Corporation Deferred Compensation and Stock Purchase Plan for Non-Employee Directors and are to be settled in Independent Bank Corporation Common Stock upon the reporting person's retirement.

F1 · derivative.exercise_date: The Phantom Stock Units were accrued under the Independent Bank Corporation Deferred Compensation and Stock Purchase Plan for Non-Employee Directors and are to be settled in Independent Bank Corporation Common Stock upon the reporting person's retirement.

F1 · derivative.expiration_date: The Phantom Stock Units were accrued under the Independent Bank Corporation Deferred Compensation and Stock Purchase Plan for Non-Employee Directors and are to be settled in Independent Bank Corporation Common Stock upon the reporting person's retirement.

Read SEC document
February 15, 2018 Filed Apr 2, 2018 19:06 UTC GrantPhantom Stock Units · Derivative 44.91 $23.25 $1,044.16
Disclosure

SEC source: 0000039311-18-000028 · primary_doc.xml · derivative · entry 1

Budden Joan A · CIK 0001649667 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 7,005.94

Underlying: Common Stock · 44.91 shares

Expires not disclosed

F1 · derivative.exercise_price: The Phantom Stock Units were accrued under the Independent Bank Corporation Deferred Compensation and Stock Purchase Plan for Non-Employee Directors and are to be settled in Independent Bank Corporation Common Stock upon the reporting person's retirement.

F1 · derivative.exercise_date: The Phantom Stock Units were accrued under the Independent Bank Corporation Deferred Compensation and Stock Purchase Plan for Non-Employee Directors and are to be settled in Independent Bank Corporation Common Stock upon the reporting person's retirement.

F1 · derivative.expiration_date: The Phantom Stock Units were accrued under the Independent Bank Corporation Deferred Compensation and Stock Purchase Plan for Non-Employee Directors and are to be settled in Independent Bank Corporation Common Stock upon the reporting person's retirement.

Read SEC document
January 29, 2018 Filed Jan 31, 2018 19:44 UTC GrantPhantom Stock Units · Derivative 44.05 $22.70 $999.94
Disclosure

SEC source: 0000039311-18-000025 · primary_doc.xml · derivative · entry 1

Budden Joan A · CIK 0001649667 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 6,961.03

Underlying: Common Stock · 44.05 shares

Expires not disclosed

F1 · derivative.exercise_price: The Phantom Stock Units were accrued under the Independent Bank Corporation Deferred Compensation and Stock Purchase Plan for Non-Employee Directors and are to be settled in Independent Bank Corporation Common Stock upon the reporting person's retirement.

F1 · derivative.exercise_date: The Phantom Stock Units were accrued under the Independent Bank Corporation Deferred Compensation and Stock Purchase Plan for Non-Employee Directors and are to be settled in Independent Bank Corporation Common Stock upon the reporting person's retirement.

F1 · derivative.expiration_date: The Phantom Stock Units were accrued under the Independent Bank Corporation Deferred Compensation and Stock Purchase Plan for Non-Employee Directors and are to be settled in Independent Bank Corporation Common Stock upon the reporting person's retirement.

Read SEC document
January 29, 2018 Filed Jan 31, 2018 19:21 UTC GrantCommon Stock 44 $22.70 $998.80
Disclosure

SEC source: 0000039311-18-000024 · primary_doc.xml · nonDerivative · entry 1

Boer William J · CIK 0001561329 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 26,981

Read SEC document
January 23, 2018 Filed Jan 25, 2018 20:51 UTC
TWAROZYNSKI JAMES JSenior Vice President
GrantPerformance Right · Derivative 175 $0.00 $0.00
Disclosure

SEC source: 0000039311-18-000023 · primary_doc.xml · derivative · entry 3

TWAROZYNSKI JAMES J · CIK 0001198786 · Senior Vice President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 175

Underlying: Common Stock · Not disclosed shares

Expires 2021-01-23

F1 · derivative.exercise_price: Each Performance Right (PSU) represents a contingent right to receive not more than two (2) shares of Issuer Common Stock, based upon the total shareholder return of Issuer's common stock, relative to its peer group index.

F1 · derivative.exercise_date: Each Performance Right (PSU) represents a contingent right to receive not more than two (2) shares of Issuer Common Stock, based upon the total shareholder return of Issuer's common stock, relative to its peer group index.

F1 · derivative.underlying_shares: Each Performance Right (PSU) represents a contingent right to receive not more than two (2) shares of Issuer Common Stock, based upon the total shareholder return of Issuer's common stock, relative to its peer group index.

Read SEC document
January 23, 2018 Filed Jan 25, 2018 20:51 UTC
TWAROZYNSKI JAMES JSenior Vice President
GrantCommon Stock 525 $0.00 $0.00
Disclosure

SEC source: 0000039311-18-000023 · primary_doc.xml · nonDerivative · entry 1

TWAROZYNSKI JAMES J · CIK 0001198786 · Senior Vice President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 5,543

Read SEC document
January 23, 2018 Filed Jan 25, 2018 20:21 UTC
Daniel Larry R JrExecutive Vice President
GrantPerformance Right · Derivative 1,910 $0.00 $0.00
Disclosure

SEC source: 0000039311-18-000022 · primary_doc.xml · derivative · entry 3

Daniel Larry R Jr · CIK 0001725333 · Executive Vice President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 1,910

Underlying: Common Stock · Not disclosed shares

Expires 2021-01-23

F1 · derivative.exercise_price: Each Performance Right (PSU) represents a contingent right to receive not more than two (2) shares of Issuer Common Stock, based upon the total shareholder return of Issuer's common stock, relative to its peer group index.

F1 · derivative.exercise_date: Each Performance Right (PSU) represents a contingent right to receive not more than two (2) shares of Issuer Common Stock, based upon the total shareholder return of Issuer's common stock, relative to its peer group index.

F1 · derivative.underlying_shares: Each Performance Right (PSU) represents a contingent right to receive not more than two (2) shares of Issuer Common Stock, based upon the total shareholder return of Issuer's common stock, relative to its peer group index.

Read SEC document
January 23, 2018 Filed Jan 25, 2018 20:21 UTC
Daniel Larry R JrExecutive Vice President
GrantCommon Stock 1,910 $0.00 $0.00
Disclosure

SEC source: 0000039311-18-000022 · primary_doc.xml · nonDerivative · entry 1

Daniel Larry R Jr · CIK 0001725333 · Executive Vice President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 6,191.46

Read SEC document
January 23, 2018 Filed Jan 25, 2018 19:12 UTC
Ervin Patrick JExecutive Vice President
GrantPerformance Right · Derivative 1,974 $0.00 $0.00
Disclosure

SEC source: 0000039311-18-000021 · primary_doc.xml · derivative · entry 3

Ervin Patrick J · CIK 0001725163 · Executive Vice President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 1,974

Underlying: Common Stock · Not disclosed shares

Expires 2021-01-23

F1 · derivative.exercise_price: Each Performance Right (PSU) represents a contingent right to receive not more than two (2) shares of Issuer Common Stock, based upon the total shareholder return of Issuer's common stock, relative to its peer group index.

F1 · derivative.exercise_date: Each Performance Right (PSU) represents a contingent right to receive not more than two (2) shares of Issuer Common Stock, based upon the total shareholder return of Issuer's common stock, relative to its peer group index.

F1 · derivative.underlying_shares: Each Performance Right (PSU) represents a contingent right to receive not more than two (2) shares of Issuer Common Stock, based upon the total shareholder return of Issuer's common stock, relative to its peer group index.

Read SEC document
January 23, 2018 Filed Jan 25, 2018 19:12 UTC
Ervin Patrick JExecutive Vice President
GrantCommon Stock 2,420 $0.00 $0.00
Disclosure

SEC source: 0000039311-18-000021 · primary_doc.xml · nonDerivative · entry 2

Ervin Patrick J · CIK 0001725163 · Executive Vice President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 5,147

Read SEC document
January 23, 2018 Filed Jan 25, 2018 19:12 UTC
Ervin Patrick JExecutive Vice President
GrantCommon Stock 1,974 $0.00 $0.00
Disclosure

SEC source: 0000039311-18-000021 · primary_doc.xml · nonDerivative · entry 1

Ervin Patrick J · CIK 0001725163 · Executive Vice President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 2,727

Read SEC document
January 23, 2018 Filed Jan 25, 2018 18:20 UTC
Mack Dennis JExecutive Vice President
GrantPerformance Right · Derivative 2,148 $0.00 $0.00
Disclosure

SEC source: 0000039311-18-000020 · primary_doc.xml · derivative · entry 3

Mack Dennis J · CIK 0001554636 · Executive Vice President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 2,148

Underlying: Common Stock · Not disclosed shares

Expires 2021-01-23

F1 · derivative.exercise_price: Each Performance Right (PSU) represents a contingent right to receive not more than two (2) shares of Issuer Common Stock, based upon the total shareholder return of Issuer's common stock, relative to its peer group index.

F1 · derivative.exercise_date: Each Performance Right (PSU) represents a contingent right to receive not more than two (2) shares of Issuer Common Stock, based upon the total shareholder return of Issuer's common stock, relative to its peer group index.

F1 · derivative.underlying_shares: Each Performance Right (PSU) represents a contingent right to receive not more than two (2) shares of Issuer Common Stock, based upon the total shareholder return of Issuer's common stock, relative to its peer group index.

Read SEC document
January 23, 2018 Filed Jan 25, 2018 18:20 UTC
Mack Dennis JExecutive Vice President
GrantCommon Stock 2,148 $0.00 $0.00
Disclosure

SEC source: 0000039311-18-000020 · primary_doc.xml · nonDerivative · entry 1

Mack Dennis J · CIK 0001554636 · Executive Vice President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 40,568

Read SEC document
January 23, 2018 Filed Jan 25, 2018 17:41 UTC
REGLIN DAVID CExecutive Vice President
GrantPerformance Right · Derivative 2,101 $0.00 $0.00
Disclosure

SEC source: 0000039311-18-000018 · primary_doc.xml · derivative · entry 4

REGLIN DAVID C · CIK 0001198798 · Executive Vice President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 2,101

Underlying: Common Stock · Not disclosed shares

Expires 2021-01-23

F1 · derivative.exercise_price: Each Performance Right (PSU) represents a contingent right to receive not more than two (2) shares of Issuer Common Stock, based upon the total shareholder return of Issuer's common stock, relative to its peer group index.

F1 · derivative.exercise_date: Each Performance Right (PSU) represents a contingent right to receive not more than two (2) shares of Issuer Common Stock, based upon the total shareholder return of Issuer's common stock, relative to its peer group index.

F1 · derivative.underlying_shares: Each Performance Right (PSU) represents a contingent right to receive not more than two (2) shares of Issuer Common Stock, based upon the total shareholder return of Issuer's common stock, relative to its peer group index.

Read SEC document
January 23, 2018 Filed Jan 25, 2018 17:41 UTC
REGLIN DAVID CExecutive Vice President
GrantCommon Stock 2,101 $0.00 $0.00
Disclosure

SEC source: 0000039311-18-000018 · primary_doc.xml · nonDerivative · entry 1

REGLIN DAVID C · CIK 0001198798 · Executive Vice President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 73,335

Read SEC document
January 23, 2018 Filed Jan 25, 2018 18:04 UTC
Kimball Stefanie MExecutive Vice President
GrantPerformance Right · Derivative 2,148 $0.00 $0.00
Disclosure

SEC source: 0000039311-18-000019 · primary_doc.xml · derivative · entry 3

Kimball Stefanie M · CIK 0001397797 · Executive Vice President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 2,148

Underlying: Common Stock · Not disclosed shares

Expires 2021-01-23

F1 · derivative.exercise_price: Each Performance Right (PSU) represents a contingent right to receive not more than two (2) shares of Issuer Common Stock, based upon the total shareholder return of Issuer's common stock, relative to its peer group index.

F1 · derivative.exercise_date: Each Performance Right (PSU) represents a contingent right to receive not more than two (2) shares of Issuer Common Stock, based upon the total shareholder return of Issuer's common stock, relative to its peer group index.

F1 · derivative.underlying_shares: Each Performance Right (PSU) represents a contingent right to receive not more than two (2) shares of Issuer Common Stock, based upon the total shareholder return of Issuer's common stock, relative to its peer group index.

Read SEC document
January 23, 2018 Filed Jan 25, 2018 18:04 UTC
Kimball Stefanie MExecutive Vice President
GrantCommon Stock 2,148 $0.00 $0.00
Disclosure

SEC source: 0000039311-18-000019 · primary_doc.xml · nonDerivative · entry 1

Kimball Stefanie M · CIK 0001397797 · Executive Vice President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 57,044

Read SEC document
January 23, 2018 Filed Jan 25, 2018 17:22 UTC
SHUSTER ROBERT NExecutive Vice President
GrantPerformance Right · Derivative 2,216 $0.00 $0.00
Disclosure

SEC source: 0000039311-18-000017 · primary_doc.xml · derivative · entry 3

SHUSTER ROBERT N · CIK 0001198784 · Executive Vice President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 2,216

Underlying: Common Stock · Not disclosed shares

Expires 2021-01-23

F1 · derivative.exercise_price: Each Performance Right (PSU) represents a contingent right to receive not more than two (2) shares of Issuer Common Stock, based upon the total shareholder return of Issuer's common stock, relative to its peer group index.

F1 · derivative.exercise_date: Each Performance Right (PSU) represents a contingent right to receive not more than two (2) shares of Issuer Common Stock, based upon the total shareholder return of Issuer's common stock, relative to its peer group index.

F1 · derivative.underlying_shares: Each Performance Right (PSU) represents a contingent right to receive not more than two (2) shares of Issuer Common Stock, based upon the total shareholder return of Issuer's common stock, relative to its peer group index.

Read SEC document
January 23, 2018 Filed Jan 25, 2018 17:22 UTC
SHUSTER ROBERT NExecutive Vice President
GrantCommon Stock 2,216 $0.00 $0.00
Disclosure

SEC source: 0000039311-18-000017 · primary_doc.xml · nonDerivative · entry 1

SHUSTER ROBERT N · CIK 0001198784 · Executive Vice President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 60,158

Read SEC document
January 23, 2018 Filed Jan 25, 2018 16:47 UTC
Kessel William BDirector · President & CEO
GrantPerformance Right · Derivative 4,936 $0.00 $0.00
Disclosure

SEC source: 0000039311-18-000016 · primary_doc.xml · derivative · entry 3

Kessel William B · CIK 0001290904 · Director · President & CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 4,936

Underlying: Common Stock · Not disclosed shares

Expires 2021-01-23

F1 · derivative.exercise_price: Each Performance Right (PSU) represents a contingent right to receive not more than two (2) shares of Issuer Common Stock, based upon the total shareholder return of Issuer's common stock, relative to its peer group index.

F1 · derivative.exercise_date: Each Performance Right (PSU) represents a contingent right to receive not more than two (2) shares of Issuer Common Stock, based upon the total shareholder return of Issuer's common stock, relative to its peer group index.

F1 · derivative.underlying_shares: Each Performance Right (PSU) represents a contingent right to receive not more than two (2) shares of Issuer Common Stock, based upon the total shareholder return of Issuer's common stock, relative to its peer group index.

Read SEC document
January 23, 2018 Filed Jan 25, 2018 16:47 UTC
Kessel William BDirector · President & CEO
GrantCommon Stock 4,936 $0.00 $0.00
Disclosure

SEC source: 0000039311-18-000016 · primary_doc.xml · nonDerivative · entry 1

Kessel William B · CIK 0001290904 · Director · President & CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 109,098

Read SEC document
January 22, 2018 Filed Jan 24, 2018 19:28 UTC
Daniel Larry R JrExecutive Vice President
Exercise / conversionPerformance Right · Derivative 370 $0.00 $0.00
Disclosure

SEC source: 0000039311-18-000014 · primary_doc.xml · derivative · entry 5

Daniel Larry R Jr · CIK 0001725333 · Executive Vice President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · Not disclosed shares

Expires 2018-01-22

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_price: Each Performance Right (PSU) represented a contingent right to receive not more than two (2) shares of Issuer Common Stock, based upon the total shareholder return of Issuer's common stock, relative to its peer group index.

F1 · derivative.exercise_date: Each Performance Right (PSU) represented a contingent right to receive not more than two (2) shares of Issuer Common Stock, based upon the total shareholder return of Issuer's common stock, relative to its peer group index.

F1 · derivative.underlying_shares: Each Performance Right (PSU) represented a contingent right to receive not more than two (2) shares of Issuer Common Stock, based upon the total shareholder return of Issuer's common stock, relative to its peer group index.

Read SEC document
January 22, 2018 Filed Jan 24, 2018 19:28 UTC
Daniel Larry R JrExecutive Vice President
Tax withholdingCommon Stock 398 $23.80 $9,472.40
Disclosure

SEC source: 0000039311-18-000014 · primary_doc.xml · nonDerivative · entry 3

Daniel Larry R Jr · CIK 0001725333 · Executive Vice President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 4,281.46

Read SEC document
January 22, 2018 Filed Jan 24, 2018 19:28 UTC
Daniel Larry R JrExecutive Vice President
Tax withholdingCommon Stock 138 $23.80 $3,284.40
Disclosure

SEC source: 0000039311-18-000014 · primary_doc.xml · nonDerivative · entry 2

Daniel Larry R Jr · CIK 0001725333 · Executive Vice President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 4,679.46

Read SEC document
January 22, 2018 Filed Jan 24, 2018 19:28 UTC
Daniel Larry R JrExecutive Vice President
Exercise / conversionCommon Stock 385 Not disclosed Not disclosed
Disclosure

SEC source: 0000039311-18-000014 · primary_doc.xml · nonDerivative · entry 1

Daniel Larry R Jr · CIK 0001725333 · Executive Vice President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 4,817.46

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · price: Each Performance Right (PSU) represented a contingent right to receive not more than two (2) shares of Issuer Common Stock, based upon the total shareholder return of Issuer's common stock, relative to its peer group index.

Read SEC document
January 22, 2018 Filed Jan 24, 2018 19:54 UTC
TWAROZYNSKI JAMES JSenior Vice President
Exercise / conversionPerformance Right · Derivative 310 $0.00 $0.00
Disclosure

SEC source: 0000039311-18-000015 · primary_doc.xml · derivative · entry 5

TWAROZYNSKI JAMES J · CIK 0001198786 · Senior Vice President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · Not disclosed shares

Expires 2018-01-22

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_price: Each Performance Right (PSU) represented a contingent right to receive not more than two (2) shares of Issuer Common Stock, based upon the total shareholder return of Issuer's common stock, relative to its peer group index.

F1 · derivative.exercise_date: Each Performance Right (PSU) represented a contingent right to receive not more than two (2) shares of Issuer Common Stock, based upon the total shareholder return of Issuer's common stock, relative to its peer group index.

F1 · derivative.underlying_shares: Each Performance Right (PSU) represented a contingent right to receive not more than two (2) shares of Issuer Common Stock, based upon the total shareholder return of Issuer's common stock, relative to its peer group index.

Read SEC document
January 22, 2018 Filed Jan 24, 2018 19:54 UTC
TWAROZYNSKI JAMES JSenior Vice President
Tax withholdingCommon Stock 334 $23.80 $7,949.20
Disclosure

SEC source: 0000039311-18-000015 · primary_doc.xml · nonDerivative · entry 3

TWAROZYNSKI JAMES J · CIK 0001198786 · Senior Vice President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 5,018

Read SEC document
January 22, 2018 Filed Jan 24, 2018 19:54 UTC
TWAROZYNSKI JAMES JSenior Vice President
Tax withholdingCommon Stock 116 $23.80 $2,760.80
Disclosure

SEC source: 0000039311-18-000015 · primary_doc.xml · nonDerivative · entry 2

TWAROZYNSKI JAMES J · CIK 0001198786 · Senior Vice President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 5,352

Read SEC document
January 22, 2018 Filed Jan 24, 2018 19:54 UTC
TWAROZYNSKI JAMES JSenior Vice President
Exercise / conversionCommon Stock 323 Not disclosed Not disclosed
Disclosure

SEC source: 0000039311-18-000015 · primary_doc.xml · nonDerivative · entry 1

TWAROZYNSKI JAMES J · CIK 0001198786 · Senior Vice President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 5,468

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · price: Each Performance Right (PSU) represented a contingent right to receive not more than two (2) shares of Issuer Common Stock, based upon the total shareholder return of Issuer's common stock, relative to its peer group index.

Read SEC document
January 22, 2018 Filed Jan 24, 2018 18:53 UTC
Mack Dennis JExecutive Vice President
Exercise / conversionPerformance Right · Derivative 3,787 $0.00 $0.00
Disclosure

SEC source: 0000039311-18-000013 · primary_doc.xml · derivative · entry 5

Mack Dennis J · CIK 0001554636 · Executive Vice President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · Not disclosed shares

Expires 2018-01-22

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_price: Each Performance Right (PSU) represented a contingent right to receive not more than two (2) shares of Issuer Common Stock, based upon the total shareholder return of Issuer's common stock, relative to its peer group index.

F1 · derivative.exercise_date: Each Performance Right (PSU) represented a contingent right to receive not more than two (2) shares of Issuer Common Stock, based upon the total shareholder return of Issuer's common stock, relative to its peer group index.

F1 · derivative.underlying_shares: Each Performance Right (PSU) represented a contingent right to receive not more than two (2) shares of Issuer Common Stock, based upon the total shareholder return of Issuer's common stock, relative to its peer group index.

Read SEC document
January 22, 2018 Filed Jan 24, 2018 18:53 UTC
Mack Dennis JExecutive Vice President
Tax withholdingCommon Stock 1,776 $23.80 $42,268.80
Disclosure

SEC source: 0000039311-18-000013 · primary_doc.xml · nonDerivative · entry 3

Mack Dennis J · CIK 0001554636 · Executive Vice President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 38,420

Read SEC document
January 22, 2018 Filed Jan 24, 2018 18:53 UTC
Mack Dennis JExecutive Vice President
Tax withholdingCommon Stock 1,630 $23.80 $38,794.00
Disclosure

SEC source: 0000039311-18-000013 · primary_doc.xml · nonDerivative · entry 2

Mack Dennis J · CIK 0001554636 · Executive Vice President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 40,196

Read SEC document
January 22, 2018 Filed Jan 24, 2018 18:53 UTC
Mack Dennis JExecutive Vice President
Exercise / conversionCommon Stock 3,949 Not disclosed Not disclosed
Disclosure

SEC source: 0000039311-18-000013 · primary_doc.xml · nonDerivative · entry 1

Mack Dennis J · CIK 0001554636 · Executive Vice President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 41,826

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · price: Each Performance Right (PSU) represented a contingent right to receive not more than two (2) shares of Issuer Common Stock, based upon the total shareholder return of Issuer's common stock, relative to its peer group index.

Read SEC document
January 22, 2018 Filed Jan 24, 2018 18:18 UTC
REGLIN DAVID CExecutive Vice President
Exercise / conversionPerformance Right · Derivative 3,788 $0.00 $0.00
Disclosure

SEC source: 0000039311-18-000012 · primary_doc.xml · derivative · entry 6

REGLIN DAVID C · CIK 0001198798 · Executive Vice President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · Not disclosed shares

Expires 2018-01-22

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_price: Each Performance Right (PSU) represented a contingent right to receive not more than two (2) shares of Issuer Common Stock, based upon the total shareholder return of Issuer's common stock, relative to its peer group index.

F1 · derivative.exercise_date: Each Performance Right (PSU) represented a contingent right to receive not more than two (2) shares of Issuer Common Stock, based upon the total shareholder return of Issuer's common stock, relative to its peer group index.

F1 · derivative.underlying_shares: Each Performance Right (PSU) represented a contingent right to receive not more than two (2) shares of Issuer Common Stock, based upon the total shareholder return of Issuer's common stock, relative to its peer group index.

Read SEC document
January 22, 2018 Filed Jan 24, 2018 18:18 UTC
REGLIN DAVID CExecutive Vice President
Tax withholdingCommon Stock 1,777 $23.80 $42,292.60
Disclosure

SEC source: 0000039311-18-000012 · primary_doc.xml · nonDerivative · entry 3

REGLIN DAVID C · CIK 0001198798 · Executive Vice President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 71,234

Read SEC document
January 22, 2018 Filed Jan 24, 2018 18:18 UTC
REGLIN DAVID CExecutive Vice President
Tax withholdingCommon Stock 1,635 $23.80 $38,913.00
Disclosure

SEC source: 0000039311-18-000012 · primary_doc.xml · nonDerivative · entry 2

REGLIN DAVID C · CIK 0001198798 · Executive Vice President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 73,011

Read SEC document
January 22, 2018 Filed Jan 24, 2018 18:18 UTC
REGLIN DAVID CExecutive Vice President
Exercise / conversionCommon Stock 3,950 Not disclosed Not disclosed
Disclosure

SEC source: 0000039311-18-000012 · primary_doc.xml · nonDerivative · entry 1

REGLIN DAVID C · CIK 0001198798 · Executive Vice President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 74,646

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · price: Each Performance Right (PSU) represented a contingent right to receive not more than two (2) shares of Issuer Common Stock, based upon the total shareholder return of Issuer's common stock, relative to its peer group index.

Read SEC document
January 22, 2018 Filed Jan 24, 2018 17:15 UTC
Kimball Stefanie MExecutive Vice President
Exercise / conversionPerformance Right · Derivative 3,807 $0.00 $0.00
Disclosure

SEC source: 0000039311-18-000011 · primary_doc.xml · derivative · entry 5

Kimball Stefanie M · CIK 0001397797 · Executive Vice President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · Not disclosed shares

Expires 2018-01-22

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_price: Each Performance Right (PSU) represented a contingent right to receive not more than two (2) shares of Issuer Common Stock, based upon the total shareholder return of Issuer's common stock, relative to its peer group index.

F1 · derivative.exercise_date: Each Performance Right (PSU) represented a contingent right to receive not more than two (2) shares of Issuer Common Stock, based upon the total shareholder return of Issuer's common stock, relative to its peer group index.

F1 · derivative.underlying_shares: Each Performance Right (PSU) represented a contingent right to receive not more than two (2) shares of Issuer Common Stock, based upon the total shareholder return of Issuer's common stock, relative to its peer group index.

Read SEC document
January 22, 2018 Filed Jan 24, 2018 17:15 UTC
Kimball Stefanie MExecutive Vice President
Tax withholdingCommon Stock 1,785 $23.80 $42,483.00
Disclosure

SEC source: 0000039311-18-000011 · primary_doc.xml · nonDerivative · entry 3

Kimball Stefanie M · CIK 0001397797 · Executive Vice President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 54,896

Read SEC document
January 22, 2018 Filed Jan 24, 2018 17:15 UTC
Kimball Stefanie MExecutive Vice President
Tax withholdingCommon Stock 1,640 $23.80 $39,032.00
Disclosure

SEC source: 0000039311-18-000011 · primary_doc.xml · nonDerivative · entry 2

Kimball Stefanie M · CIK 0001397797 · Executive Vice President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 56,681

Read SEC document
January 22, 2018 Filed Jan 24, 2018 17:15 UTC
Kimball Stefanie MExecutive Vice President
Exercise / conversionCommon Stock 3,970 Not disclosed Not disclosed
Disclosure

SEC source: 0000039311-18-000011 · primary_doc.xml · nonDerivative · entry 1

Kimball Stefanie M · CIK 0001397797 · Executive Vice President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 58,321

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · price: Each Performance Right (PSU) represented a contingent right to receive not more than two (2) shares of Issuer Common Stock, based upon the total shareholder return of Issuer's common stock, relative to its peer group index.

Read SEC document
January 22, 2018 Filed Jan 24, 2018 16:26 UTC
SHUSTER ROBERT NExecutive Vice President
Exercise / conversionPerformance Right · Derivative 3,893 $0.00 $0.00
Disclosure

SEC source: 0000039311-18-000010 · primary_doc.xml · derivative · entry 5

SHUSTER ROBERT N · CIK 0001198784 · Executive Vice President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · Not disclosed shares

Expires 2018-01-22

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_price: Each Performance Right (PSU) represented a contingent right to receive not more than two (2) shares of Issuer Common Stock, based upon the total shareholder return of Issuer's common stock, relative to its peer group index.

F1 · derivative.exercise_date: Each Performance Right (PSU) represented a contingent right to receive not more than two (2) shares of Issuer Common Stock, based upon the total shareholder return of Issuer's common stock, relative to its peer group index.

F1 · derivative.underlying_shares: Each Performance Right (PSU) represented a contingent right to receive not more than two (2) shares of Issuer Common Stock, based upon the total shareholder return of Issuer's common stock, relative to its peer group index.

Read SEC document
January 22, 2018 Filed Jan 24, 2018 16:26 UTC
SHUSTER ROBERT NExecutive Vice President
Tax withholdingCommon Stock 1,826 $23.80 $43,458.80
Disclosure

SEC source: 0000039311-18-000010 · primary_doc.xml · nonDerivative · entry 3

SHUSTER ROBERT N · CIK 0001198784 · Executive Vice President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 57,942

Read SEC document
January 22, 2018 Filed Jan 24, 2018 16:26 UTC
SHUSTER ROBERT NExecutive Vice President
Tax withholdingCommon Stock 1,666 $23.80 $39,650.80
Disclosure

SEC source: 0000039311-18-000010 · primary_doc.xml · nonDerivative · entry 2

SHUSTER ROBERT N · CIK 0001198784 · Executive Vice President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 59,768

Read SEC document
January 22, 2018 Filed Jan 24, 2018 16:26 UTC
SHUSTER ROBERT NExecutive Vice President
Exercise / conversionCommon Stock 4,059 Not disclosed Not disclosed
Disclosure

SEC source: 0000039311-18-000010 · primary_doc.xml · nonDerivative · entry 1

SHUSTER ROBERT N · CIK 0001198784 · Executive Vice President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 61,434

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · price: Each Performance Right (PSU) represented a contingent right to receive not more than two (2) shares of Issuer Common Stock, based upon the total shareholder return of Issuer's common stock, relative to its peer group index.

Read SEC document
January 22, 2018 Filed Jan 24, 2018 15:44 UTC
Kessel William BDirector · President & CEO
Exercise / conversionPerformance Right · Derivative 8,590 $0.00 $0.00
Disclosure

SEC source: 0000039311-18-000009 · primary_doc.xml · derivative · entry 5

Kessel William B · CIK 0001290904 · Director · President & CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · Not disclosed shares

Expires 2018-01-22

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_price: Each Performance Right (PSU) represented a contingent right to receive not more than two (2) shares of Issuer Common Stock, based upon the total shareholder return of Issuer's common stock, relative to its peer group index.

F1 · derivative.exercise_date: Each Performance Right (PSU) represented a contingent right to receive not more than two (2) shares of Issuer Common Stock, based upon the total shareholder return of Issuer's common stock, relative to its peer group index.

F1 · derivative.underlying_shares: Each Performance Right (PSU) represented a contingent right to receive not more than two (2) shares of Issuer Common Stock, based upon the total shareholder return of Issuer's common stock, relative to its peer group index.

Read SEC document
January 22, 2018 Filed Jan 24, 2018 15:44 UTC
Kessel William BDirector · President & CEO
Tax withholdingCommon Stock 3,865 $23.80 $91,987.00
Disclosure

SEC source: 0000039311-18-000009 · primary_doc.xml · nonDerivative · entry 3

Kessel William B · CIK 0001290904 · Director · President & CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 104,162

Read SEC document

Value uses the disclosed total when available, otherwise shares × reported transaction price. It is not an estimate of exercise cash cost or investment performance.