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INNOVATIVE SOLUTIONS & SUPPORT INC

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544
SEC CIK
0000836690
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220

Last 12 months

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0 purchase rows · 0 sale rows

Disclosed non-derivative P/S rows, by transaction month. Includes amendments and private transactions.
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MonthPurchasesSales
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Jan 202600
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Purchases/sales include open-market and private transactions. Plan disclosure applies to the filing; individual rows may differ. “Not disclosed” is not “unplanned.”

The cutoff filters transaction history only. Company summaries and owner relationships show the latest available disclosures. Parser corrections can improve historical records.

Transaction dateOwner / reported roleActivity / securityShares / unitsReported priceReported valueDetails
August 11, 2020 Filed Aug 12, 2020 22:34 UTC Exercise / conversionEmployee Stock Option · Derivative 2,160 $0.00 Strike: $3.78 $0.00
Disclosure

SEC source: 0001104659-20-094053 · a4.xml · derivative · entry 6

Askarpour Shahram · CIK 0001546928 · President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 500,000

Underlying: Common Stock · 2,160 shares

Expires 2021-08-15

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F2 · derivative.exercise_date: As of January 22, 2020, and prior to this transaction, the exercised options were fully vested.

Read SEC document
August 11, 2020 Filed Aug 12, 2020 22:34 UTC SaleCommon Stock 2,160 $7.01 $15,145.49
Disclosure

SEC source: 0001104659-20-094053 · a4.xml · nonDerivative · entry 4

Askarpour Shahram · CIK 0001546928 · President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 6,500

Read SEC document
August 11, 2020 Filed Aug 12, 2020 22:34 UTC Exercise / conversionCommon Stock 2,160 $3.78 $8,164.80
Disclosure

SEC source: 0001104659-20-094053 · a4.xml · nonDerivative · entry 3

Askarpour Shahram · CIK 0001546928 · President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 8,660

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · shares: Exercise of Dr. Askarpour's stock options that would otherwise expire August 15, 2021, of which shares were sold to pay the exercise price, to cover withholding taxes, and to pay broker fees and commissions, pursuant to a broker-assisted cashless exercise and sale

Read SEC document
August 10, 2020 Filed Aug 12, 2020 22:34 UTC Exercise / conversionEmployee Stock Option · Derivative 12,840 $0.00 Strike: $3.78 $0.00
Disclosure

SEC source: 0001104659-20-094053 · a4.xml · derivative · entry 5

Askarpour Shahram · CIK 0001546928 · President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 502,160

Underlying: Common Stock · 12,840 shares

Expires 2021-08-15

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F2 · derivative.exercise_date: As of January 22, 2020, and prior to this transaction, the exercised options were fully vested.

Read SEC document
August 10, 2020 Filed Aug 12, 2020 22:34 UTC SaleCommon Stock 12,840 $7.00 $89,913.38
Disclosure

SEC source: 0001104659-20-094053 · a4.xml · nonDerivative · entry 2

Askarpour Shahram · CIK 0001546928 · President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 6,500

Read SEC document
August 10, 2020 Filed Aug 12, 2020 22:34 UTC Exercise / conversionCommon Stock 12,840 $3.78 $48,535.20
Disclosure

SEC source: 0001104659-20-094053 · a4.xml · nonDerivative · entry 1

Askarpour Shahram · CIK 0001546928 · President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 19,340

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · shares: Exercise of Dr. Askarpour's stock options that would otherwise expire August 15, 2021, of which shares were sold to pay the exercise price, to cover withholding taxes, and to pay broker fees and commissions, pursuant to a broker-assisted cashless exercise and sale

Read SEC document
June 09, 2020 Filed Jun 10, 2020 20:06 UTC SaleCommon Stock 24,978 $5.08 $126,863.26
Disclosure

SEC source: 0001104659-20-072008 · a4.xml · nonDerivative · entry 1

MITTELSTAEDT ROBERT E JR · CIK 0001200847 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 202,811

Read SEC document
May 27, 2020 Filed May 27, 2020 21:20 UTC SaleCommon Stock 3,673 $5.03 $18,481.07
Disclosure

SEC source: 0001104659-20-066502 · a4.xml · nonDerivative · entry 4

CHURCHILL WINSTON J · CIK 0000923792 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 56,810

Read SEC document
May 26, 2020 Filed May 27, 2020 21:20 UTC SaleCommon Stock 14,327 $5.04 $72,190.89
Disclosure

SEC source: 0001104659-20-066502 · a4.xml · nonDerivative · entry 3

CHURCHILL WINSTON J · CIK 0000923792 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 60,483

Read SEC document
May 22, 2020 Filed May 27, 2020 21:20 UTC SaleCommon Stock 1,700 $5.03 $8,549.98
Disclosure

SEC source: 0001104659-20-066502 · a4.xml · nonDerivative · entry 2

CHURCHILL WINSTON J · CIK 0000923792 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 74,810

Read SEC document
May 21, 2020 Filed May 27, 2020 21:20 UTC SaleCommon Stock 300 $5.00 $1,500.99
Disclosure

SEC source: 0001104659-20-066502 · a4.xml · nonDerivative · entry 1

CHURCHILL WINSTON J · CIK 0000923792 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 76,510

Read SEC document
February 24, 2020 Filed Feb 25, 2020 22:05 UTC SaleCommon Stock 68,000 $6.04 $410,434.40
Disclosure

SEC source: 0001104659-20-024824 · a4.xml · nonDerivative · entry 1

CHURCHILL WINSTON J · CIK 0000923792 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 76,810

Read SEC document
February 13, 2020 Filed Feb 14, 2020 22:44 UTC SaleCommon Stock 2,000 $6.12 $12,240.00
Disclosure

SEC source: 0001104659-20-022087 · a4.xml · nonDerivative · entry 1

Askarpour Shahram · CIK 0001546928 · President

10b5-1 filing: Not disclosed

Ownership: Indirect · By Wife

Disclosed balance after: 0

F1 · ownership.nature: Dr. Askarpour may have been deemed to beneficially own these shares indirectly, but expressly disclaims beneficial ownership of these shares except to the extent of his pecuniary interest therein.

Read SEC document
January 02, 2020 Filed Jan 7, 2020 01:32 UTC GrantCommon Stock 18,264 $0.00 $0.00
Disclosure

SEC source: 0001104659-20-001722 · a4.xml · nonDerivative · entry 1

BRESSNER GLEN R · CIK 0000902959 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 116,317

F1 · security: Stock based compensation for the year ended December 31, 2019.

Read SEC document
January 02, 2020 Filed Jan 7, 2020 01:33 UTC GrantCommon Stock 18,264 $0.00 $0.00
Disclosure

SEC source: 0001104659-20-001724 · a4.xml · nonDerivative · entry 1

Carolin Roger Anthony · CIK 0001351909 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 53,314

F1 · security: Stock based compensation for the year ended December 31, 2019.

Read SEC document
January 02, 2020 Filed Jan 7, 2020 01:33 UTC GrantCommon Stock 18,264 $0.00 $0.00
Disclosure

SEC source: 0001104659-20-001723 · a4.xml · nonDerivative · entry 1

CHURCHILL WINSTON J · CIK 0000923792 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 144,810

F1 · security: Stock based compensation for the year ended December 31, 2019.

Read SEC document
January 02, 2020 Filed Jan 7, 2020 01:30 UTC GrantCommon Stock 18,264 $0.00 $0.00
Disclosure

SEC source: 0001104659-20-001721 · a4.xml · nonDerivative · entry 1

MITTELSTAEDT ROBERT E JR · CIK 0001200847 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 227,789

F1 · security: Stock based compensation for the year ended December 31, 2019.

Read SEC document
August 14, 2019 Filed Aug 15, 2019 20:01 UTC SaleCommon Stock 14,133 $5.08 $71,795.64
Disclosure

SEC source: 0001104659-19-046143 · a4.xml · nonDerivative · entry 1

MITTELSTAEDT ROBERT E JR · CIK 0001200847 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 209,525

Read SEC document
May 21, 2019 Filed May 22, 2019 20:53 UTC SaleCommon Stock 1,000 $4.63 $4,630.00
Disclosure

SEC source: 0001179110-19-006489 · edgar.xml · nonDerivative · entry 1

BRESSNER GLEN R · CIK 0000902959 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 98,053

Read SEC document
May 17, 2019 Filed May 20, 2019 21:14 UTC SaleCommon Stock 7,445 $4.60 $34,247.00
Disclosure

SEC source: 0001179110-19-006397 · edgar.xml · nonDerivative · entry 2

BRESSNER GLEN R · CIK 0000902959 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 99,053

Read SEC document
May 16, 2019 Filed May 20, 2019 21:14 UTC SaleCommon Stock 16,555 $4.66 $77,146.30
Disclosure

SEC source: 0001179110-19-006397 · edgar.xml · nonDerivative · entry 1

BRESSNER GLEN R · CIK 0000902959 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 106,498

F1 · price: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $4.60 to $4.76, inclusive. The reporting person undertakes to provide to Innovative Solutions & Support Inc. ("ISSC"), any security holder of ISSC or the Staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote to this Form 4.

Read SEC document
February 12, 2019 Filed Feb 15, 2019 02:05 UTC PurchaseCommon Stock 1,000 $2.45 $2,450.00
Disclosure

SEC source: 0001179110-19-001936 · edgar.xml · nonDerivative · entry 2

Askarpour Shahram · CIK 0001546928 · President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 6,500

Read SEC document
February 12, 2019 Filed Feb 15, 2019 02:05 UTC PurchaseCommon Stock 3,000 $2.64 $7,920.00
Disclosure

SEC source: 0001179110-19-001936 · edgar.xml · nonDerivative · entry 1

Askarpour Shahram · CIK 0001546928 · President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 5,500

Read SEC document
January 02, 2019 Filed Jan 4, 2019 21:03 UTC GrantCommon Stock 13,377 $0.00 $0.00
Disclosure

SEC source: 0001179110-19-000403 · edgar.xml · nonDerivative · entry 1

Carolin Roger Anthony · CIK 0001351909 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 35,050

F1 · security: Stock based compensation for the year ended December 31, 2018.

Read SEC document
January 02, 2019 Filed Jan 4, 2019 21:02 UTC
RAU ROBERT HDirector
GrantCommon Stock 13,377 $0.00 $0.00
Disclosure

SEC source: 0001179110-19-000402 · edgar.xml · nonDerivative · entry 1

RAU ROBERT H · CIK 0001051450 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 67,927

F1 · security: Stock based compensation for the year ended December 31, 2018.

Read SEC document
January 02, 2019 Filed Jan 4, 2019 21:00 UTC GrantCommon Stock 13,377 $0.00 $0.00
Disclosure

SEC source: 0001179110-19-000401 · edgar.xml · nonDerivative · entry 1

BRESSNER GLEN R · CIK 0000902959 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 123,053

F1 · security: Stock based compensation for the year ended December 31, 2018.

Read SEC document
January 02, 2019 Filed Jan 4, 2019 20:59 UTC GrantCommon Stock 13,377 $0.00 $0.00
Disclosure

SEC source: 0001179110-19-000400 · edgar.xml · nonDerivative · entry 1

MITTELSTAEDT ROBERT E JR · CIK 0001200847 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 223,658

F1 · security: Stock based compensation for the year ended December 31, 2018.

Read SEC document
January 02, 2019 Filed Jan 4, 2019 20:58 UTC GrantCommon Stock 13,377 $0.00 $0.00
Disclosure

SEC source: 0001179110-19-000399 · edgar.xml · nonDerivative · entry 1

CHURCHILL WINSTON J · CIK 0000923792 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 126,546

F1 · security: Stock based compensation for the year ended December 31, 2018.

Read SEC document
February 16, 2018 Filed Feb 21, 2018 20:14 UTC SaleCommon Stock 28,808 $3.20 $92,185.60
Disclosure

SEC source: 0001179110-18-002462 · edgar.xml · nonDerivative · entry 1

CHURCHILL WINSTON J · CIK 0000923792 · Director

10b5-1 filing: Not disclosed

Ownership: Indirect · by CIP Capital

Disclosed balance after: 0

F1 · price: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions ranging from $3.15 to $3.26, inclusive. The reporting person undertakes to provide Innovative Solutions and Support, Inc., any securityholder of Innovative Solutions and Support, Inc. or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote.

F2 · ownership.nature: Mr. Churchill is Chairman of the Board of CIP Management, Inc., the General Partner of CIP Capital LP.

Read SEC document
January 02, 2018 Filed Jan 3, 2018 22:46 UTC
RAU ROBERT HDirector
GrantCommon Stock 11,494 $0.00 $0.00
Disclosure

SEC source: 0001179110-18-000385 · edgar.xml · nonDerivative · entry 1

RAU ROBERT H · CIK 0001051450 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 54,550

F1 · security: Stock based compensation for the year ended December 31, 2017.

Read SEC document
January 02, 2018 Filed Jan 3, 2018 22:46 UTC GrantCommon Stock 11,494 $0.00 $0.00
Disclosure

SEC source: 0001179110-18-000382 · edgar.xml · nonDerivative · entry 1

BRESSNER GLEN R · CIK 0000902959 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 109,676

F1 · security: Stock based compensation for the year ended December 31, 2017.

Read SEC document
January 02, 2018 Filed Jan 3, 2018 22:45 UTC GrantCommon Stock 11,494 $0.00 $0.00
Disclosure

SEC source: 0001179110-18-000381 · edgar.xml · nonDerivative · entry 1

MITTELSTAEDT ROBERT E JR · CIK 0001200847 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 210,281

F1 · security: Stock based compensation for the year ended December 31, 2017.

Read SEC document
January 02, 2018 Filed Jan 3, 2018 22:44 UTC GrantCommon Stock 11,494 $0.00 $0.00
Disclosure

SEC source: 0001179110-18-000380 · edgar.xml · nonDerivative · entry 1

CHURCHILL WINSTON J · CIK 0000923792 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 113,169

F1 · security: Stock based compensation for the year ended December 31, 2017.

Read SEC document
January 02, 2018 Filed Jan 3, 2018 22:44 UTC GrantCommon Stock 11,494 $0.00 $0.00
Disclosure

SEC source: 0001179110-18-000378 · edgar.xml · nonDerivative · entry 1

Carolin Roger Anthony · CIK 0001351909 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 21,673

F1 · security: Stock based compensation for the year ended December 31, 2017.

Read SEC document
January 02, 2017 Filed Jan 3, 2017 21:20 UTC Exercise / conversionRestricted Stock Units · Derivative 10,179 $0.00 $0.00
Disclosure

SEC source: 0001179110-17-000066 · edgar.xml · derivative · entry 2

Carolin Roger Anthony · CIK 0001351909 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 10,179 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_price: Each restricted stock unit represented a contingent right to receive one share of the Issuer's common stock.

F2 · derivative.exercise_date: The restricted stock units were granted on September 26, 2016 as compensation for service on the Issuer's board of directors during the year ended December 31, 2016 and vested in full on January 2, 2017.

F2 · derivative.expiration_date: The restricted stock units were granted on September 26, 2016 as compensation for service on the Issuer's board of directors during the year ended December 31, 2016 and vested in full on January 2, 2017.

Read SEC document
January 02, 2017 Filed Jan 3, 2017 21:20 UTC Exercise / conversionCommon Stock 10,179 Not disclosed Not disclosed
Disclosure

SEC source: 0001179110-17-000066 · edgar.xml · nonDerivative · entry 1

Carolin Roger Anthony · CIK 0001351909 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 10,179

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · price: Each restricted stock unit represented a contingent right to receive one share of the Issuer's common stock.

Read SEC document
January 02, 2017 Filed Jan 3, 2017 21:19 UTC Exercise / conversionRestricted Stock Units · Derivative 14,234 $0.00 $0.00
Disclosure

SEC source: 0001179110-17-000061 · edgar.xml · derivative · entry 2

MITTELSTAEDT ROBERT E JR · CIK 0001200847 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 14,234 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_price: Each restricted stock unit represented a contingent right to receive one share of the Issuer's common stock.

F2 · derivative.exercise_date: The restricted stock units were granted on November 12, 2015 as compensation for service on the Issuer's board of directors during the year ended December 31, 2016 and vested in full on January 2, 2017.

F2 · derivative.expiration_date: The restricted stock units were granted on November 12, 2015 as compensation for service on the Issuer's board of directors during the year ended December 31, 2016 and vested in full on January 2, 2017.

Read SEC document
January 02, 2017 Filed Jan 3, 2017 21:19 UTC Exercise / conversionCommon Stock 14,234 Not disclosed Not disclosed
Disclosure

SEC source: 0001179110-17-000061 · edgar.xml · nonDerivative · entry 1

MITTELSTAEDT ROBERT E JR · CIK 0001200847 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 198,787

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · price: Each restricted stock unit represented a contingent right to receive one share of the Issuer's common stock.

Read SEC document
January 02, 2017 Filed Jan 3, 2017 21:21 UTC Exercise / conversionRestricted Stock Units · Derivative 14,234 $0.00 $0.00
Disclosure

SEC source: 0001179110-17-000068 · edgar.xml · derivative · entry 3

CHURCHILL WINSTON J · CIK 0000923792 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 14,234 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_price: Each restricted stock unit represented a contingent right to receive one share of the Issuer's common stock.

F2 · derivative.exercise_date: The restricted stock units were granted on November 12, 2015 as compensation for service on the Issuer's board of directors during the year ended December 31, 2016 and vested in full on January 2, 2017.

F2 · derivative.expiration_date: The restricted stock units were granted on November 12, 2015 as compensation for service on the Issuer's board of directors during the year ended December 31, 2016 and vested in full on January 2, 2017.

Read SEC document
January 02, 2017 Filed Jan 3, 2017 21:21 UTC Exercise / conversionCommon Stock 14,234 Not disclosed Not disclosed
Disclosure

SEC source: 0001179110-17-000068 · edgar.xml · nonDerivative · entry 1

CHURCHILL WINSTON J · CIK 0000923792 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 101,675

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · price: Each restricted stock unit represented a contingent right to receive one share of the Issuer's common stock.

Read SEC document
January 02, 2017 Filed Jan 3, 2017 21:20 UTC
RAU ROBERT HDirector
Exercise / conversionRestricted Stock Units · Derivative 14,234 $0.00 $0.00
Disclosure

SEC source: 0001179110-17-000064 · edgar.xml · derivative · entry 3

RAU ROBERT H · CIK 0001051450 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 14,234 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_price: Each restricted stock unit represented a contingent right to receive one share of the Issuer's common stock.

F2 · derivative.exercise_date: The restricted stock units were granted on November 12, 2015 as compensation for service on the Issuer's board of directors during the year ended December 31, 2016 and vested in full on January 2, 2017.

F2 · derivative.expiration_date: The restricted stock units were granted on November 12, 2015 as compensation for service on the Issuer's board of directors during the year ended December 31, 2016 and vested in full on January 2, 2017.

Read SEC document
January 02, 2017 Filed Jan 3, 2017 21:20 UTC
RAU ROBERT HDirector
Exercise / conversionCommon Stock 14,234 Not disclosed Not disclosed
Disclosure

SEC source: 0001179110-17-000064 · edgar.xml · nonDerivative · entry 1

RAU ROBERT H · CIK 0001051450 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 43,056

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · price: Each restricted stock unit represented a contingent right to receive one share of the Issuer's common stock.

Read SEC document
January 02, 2017 Filed Jan 18, 2017 20:33 UTC Exercise / conversionRestricted Stock Units · Derivative 14,234 $0.00 $0.00
Disclosure

SEC source: 0001179110-17-000984 · edgar.xml · derivative · entry 2

BRESSNER GLEN R · CIK 0000902959 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 14,234 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_price: Each restricted stock unit represented a contingent right to receive one share of the Issuer's common stock.

F2 · derivative.exercise_date: The restricted stock units were granted on November 12, 2015 as compensation for service on the Issuer's board of directors during the year ended December 31, 2016 and vested in full on January 2, 2017.

F2 · derivative.expiration_date: The restricted stock units were granted on November 12, 2015 as compensation for service on the Issuer's board of directors during the year ended December 31, 2016 and vested in full on January 2, 2017.

Read SEC document
January 02, 2017 Filed Jan 18, 2017 20:33 UTC Exercise / conversionCommon Stock 14,234 Not disclosed Not disclosed
Disclosure

SEC source: 0001179110-17-000984 · edgar.xml · nonDerivative · entry 1

BRESSNER GLEN R · CIK 0000902959 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 98,182

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · price: Each restricted stock unit represented a contingent right to receive one share of the Issuer's common stock.

Read SEC document
September 26, 2016 Filed Oct 3, 2016 20:19 UTC GrantRestricted Stock Units · Derivative 10,179 $0.00 $0.00
Disclosure

SEC source: 0001179110-16-030181 · edgar.xml · derivative · entry 1

Carolin Roger Anthony · CIK 0001351909 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 10,179

Underlying: Common Stock · 10,179 shares

Expires not disclosed

F1 · security: Stock-based compensation for the year ending December 31, 2016.

F2 · derivative.exercise_price: Each restricted stock unit represents a contingent right to receive one share of the Issuer's common stock.

F3 · derivative.exercise_date: The restricted stock units will vest in full on January 2, 2017, provided that if the Reporting Person resigns from the Issuer's board of directors prior to January 1, 2017 he will receive a pro rated number of shares based on the number of days served as a director during 2016.

F3 · derivative.expiration_date: The restricted stock units will vest in full on January 2, 2017, provided that if the Reporting Person resigns from the Issuer's board of directors prior to January 1, 2017 he will receive a pro rated number of shares based on the number of days served as a director during 2016.

Read SEC document
November 12, 2015 Filed Oct 3, 2016 20:21 UTC GrantRestricted Stock Units · Derivative 14,234 $0.00 $0.00
Disclosure

SEC source: 0001179110-16-030184 · edgar.xml · derivative · entry 1

CHURCHILL WINSTON J · CIK 0000923792 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 14,234

Underlying: Common Stock · 14,234 shares

Expires not disclosed

F1 · security: Stock-based compensation for the year ending December 31, 2016.

F2 · derivative.exercise_price: Each restricted stock unit represents a contingent right to receive one share of the Issuer's common stock.

F3 · derivative.exercise_date: The restricted stock units will vest in full on January 2, 2017, provided that if the Reporting Person resigns from the Issuer's board of directors prior to January 1, 2017 he will receive a pro rated number of shares based on the number of days served as a director during 2016.

F3 · derivative.expiration_date: The restricted stock units will vest in full on January 2, 2017, provided that if the Reporting Person resigns from the Issuer's board of directors prior to January 1, 2017 he will receive a pro rated number of shares based on the number of days served as a director during 2016.

Read SEC document
November 12, 2015 Filed Oct 3, 2016 20:20 UTC GrantRestricted Stock Units · Derivative 14,234 $0.00 $0.00
Disclosure

SEC source: 0001179110-16-030183 · edgar.xml · derivative · entry 1

MITTELSTAEDT ROBERT E JR · CIK 0001200847 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 14,234

Underlying: Common Stock · 14,234 shares

Expires not disclosed

F1 · security: Stock-based compensation for the year ending December 31, 2016.

F2 · derivative.exercise_price: Each restricted stock unit represents a contingent right to receive one share of the Issuer's common stock.

F3 · derivative.exercise_date: The restricted stock units will vest in full on January 2, 2017, provided that if the Reporting Person resigns from the Issuer's board of directors prior to January 1, 2017 he will receive a pro rated number of shares based on the number of days served as a director during 2016.

F3 · derivative.expiration_date: The restricted stock units will vest in full on January 2, 2017, provided that if the Reporting Person resigns from the Issuer's board of directors prior to January 1, 2017 he will receive a pro rated number of shares based on the number of days served as a director during 2016.

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November 12, 2015 Filed Oct 3, 2016 20:19 UTC
RAU ROBERT HDirector
GrantRestricted Stock Units · Derivative 14,234 $0.00 $0.00
Disclosure

SEC source: 0001179110-16-030182 · edgar.xml · derivative · entry 1

RAU ROBERT H · CIK 0001051450 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 14,234

Underlying: Common Stock · 14,234 shares

Expires not disclosed

F1 · security: Stock-based compensation for the year ending December 31, 2016.

F2 · derivative.exercise_price: Each restricted stock unit represents a contingent right to receive one share of the Issuer's common stock.

F3 · derivative.exercise_date: The restricted stock units will vest in full on January 2, 2017, provided that if the Reporting Person resigns from the Issuer's board of directors prior to January 1, 2017 he will receive a pro rated number of shares based on the number of days served as a director during 2016.

F3 · derivative.expiration_date: The restricted stock units will vest in full on January 2, 2017, provided that if the Reporting Person resigns from the Issuer's board of directors prior to January 1, 2017 he will receive a pro rated number of shares based on the number of days served as a director during 2016.

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November 12, 2015 Filed Oct 5, 2016 15:46 UTC GrantRestricted Stock Units · Derivative 14,234 $0.00 $0.00
Disclosure

SEC source: 0001179110-16-030422 · edgar.xml · derivative · entry 1

BRESSNER GLEN R · CIK 0000902959 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 14,234

Underlying: Common Stock · 14,234 shares

Expires not disclosed

F1 · security: Stock-based compensation for the year ending December 31, 2016.

F2 · derivative.exercise_price: Each restricted stock unit represents a contingent right to receive one share of the Issuer's common stock.

F3 · derivative.exercise_date: The restricted stock units will vest in full on January 2, 2017, provided that if the Reporting Person resigns from the Issuer's board of directors prior to January 1, 2017 he will receive a pro rated number of shares based on the number of days served as a director during 2016.

F3 · derivative.expiration_date: The restricted stock units will vest in full on January 2, 2017, provided that if the Reporting Person resigns from the Issuer's board of directors prior to January 1, 2017 he will receive a pro rated number of shares based on the number of days served as a director during 2016.

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Value uses the disclosed total when available, otherwise shares × reported transaction price. It is not an estimate of exercise cash cost or investment performance.