Last 12 months
Inside the activity.
0 purchase rows · 8 sale rows
Disclosed non-derivative P/S rows, by transaction month. Includes amendments and private transactions.Monthly counts
| Month | Purchases | Sales |
|---|---|---|
| Nov 2025 | 0 | 1 |
| Dec 2025 | 0 | 0 |
| Jan 2026 | 0 | 0 |
| Feb 2026 | 0 | 1 |
| Mar 2026 | 0 | 2 |
| Apr 2026 | 0 | 0 |
| May 2026 | 0 | 2 |
| Jun 2026 | 0 | 0 |
| Jul 2026 | 0 | 0 |
| Aug 2026 | 0 | 2 |
| Sep 2026 | 0 | 0 |
| Oct 2026 | 0 | 0 |
Latest available
Insider transactions
Purchases/sales include open-market and private transactions. Plan disclosure applies to the filing; individual rows may differ. “Not disclosed” is not “unplanned.”
The cutoff filters transaction history only. Company summaries and owner relationships show the latest available disclosures. Parser corrections can improve historical records.
| Transaction date | Owner / reported role | Activity / security | Shares / units | Reported price | Reported value | Details |
|---|---|---|---|---|---|---|
| December 23, 2021 Filed Dec 24, 2021 02:45 UTC |
ROTHBERG JONATHAN MDirector · 10% owner
|
GrantClass A Common Stock | 16,483 | $0.00 | $0.00 |
DisclosureSEC source: 0001104659-21-153337 · tm2135698-20_4seq1.xml · nonDerivative · entry 2 ROTHBERG JONATHAN M · CIK 0001076352 · Director · 10% owner 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 120,557 F3 · shares: Consists of restricted stock units ("RSUs"). Each RSU represents the right to receive one share of common stock upon vesting. The RSUs vest in equal annual installments over three years beginning on December 23, 2022, subject to Dr. Rothberg's continued service through the applicable vesting date. Read SEC document |
| December 23, 2021 Filed Dec 24, 2021 02:41 UTC |
Sainz MariaDirector
|
GrantClass A Common Stock | 16,483 | $0.00 | $0.00 |
DisclosureSEC source: 0001104659-21-153331 · tm2135698-14_4seq1.xml · nonDerivative · entry 1 Sainz Maria · CIK 0001437768 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 16,483 F1 · shares: Consists of restricted stock units ("RSUs"). Each RSU represents the right to receive one share of common stock upon vesting. The RSUs vest in equal annual installments over three years beginning on December 23, 2022, subject to Ms. Sainz's continued service through the applicable vesting date. Read SEC document |
| December 23, 2021 Filed Dec 24, 2021 02:43 UTC |
Fattori Ruth ADirector
|
GrantClass A Common Stock | 16,483 | $0.00 | $0.00 |
DisclosureSEC source: 0001104659-21-153334 · tm2135698-18_4seq1.xml · nonDerivative · entry 2 Fattori Ruth A · CIK 0001306826 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 17,374 F3 · shares: Consists of restricted stock units ("RSUs"). Each RSU represents the right to receive one share of common stock upon vesting. The RSUs vest in equal annual installments over three years beginning on December 23, 2022, subject to Ms. Fattori's continued service through the applicable vesting date. Read SEC document |
| December 23, 2021 Filed Dec 24, 2021 02:42 UTC |
Huennekens R ScottDirector
|
GrantClass A Common Stock | 16,483 | $0.00 | $0.00 |
DisclosureSEC source: 0001104659-21-153332 · tm2135698-15_4seq1.xml · nonDerivative · entry 1 Huennekens R Scott · CIK 0001365493 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 16,483 F1 · shares: Consists of restricted stock units ("RSUs"). Each RSU represents the right to receive one share of common stock upon vesting. The RSUs vest in equal annual installments over three years beginning on December 23, 2022, subject to Mr. Huennekens' continued service through the applicable vesting date. Read SEC document |
| December 23, 2021 Filed Dec 24, 2021 02:40 UTC |
Dahldorf John TDirector
|
GrantClass A Common Stock | 16,483 | $0.00 | $0.00 |
DisclosureSEC source: 0001104659-21-153330 · tm2135698-13_4seq1.xml · nonDerivative · entry 1 Dahldorf John T · CIK 0001365494 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 16,483 F1 · shares: Consists of restricted stock units ("RSUs"). Each RSU represents the right to receive one share of common stock upon vesting. The RSUs vest in equal annual installments over three years beginning on December 23, 2022, subject to Mr. Dahldorf's continued service through the applicable vesting date. Read SEC document |
| December 23, 2021 Filed Dec 24, 2021 02:43 UTC |
Wolterman DanDirector
|
GrantClass A Common Stock | 16,483 | $0.00 | $0.00 |
DisclosureSEC source: 0001104659-21-153335 · tm2135698-17_4seq1.xml · nonDerivative · entry 1 Wolterman Dan · CIK 0001586330 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 16,483 F1 · shares: Consists of restricted stock units ("RSUs"). Each RSU represents the right to receive one share of common stock upon vesting. The RSUs vest in equal annual installments over three years beginning on December 23, 2022, subject to Mr. Wolterman's continued service through the applicable vesting date. Read SEC document |
| December 23, 2021 Filed Jan 11, 2022 02:42 UTC Amendment |
ROTHBERG JONATHAN MDirector · 10% owner
|
GrantClass A Common Stock | 19,586 | $0.00 | $0.00 |
DisclosureSEC source: 0001104659-22-002890 · tm222483-5_4aseq1.xml · nonDerivative · entry 2 ROTHBERG JONATHAN M · CIK 0001076352 · Director · 10% owner 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 123,660 F3 · shares: Consists of restricted stock units ("RSUs"). Each RSU represents the right to receive one share of common stock upon vesting. The RSUs vest in equal annual installments over three years beginning on December 23, 2022, subject to Dr. Rothberg's continued service through the applicable vesting date. Read SEC document |
| December 23, 2021 Filed Jan 11, 2022 02:37 UTC Amendment |
Sainz MariaDirector
|
GrantClass A Common Stock | 19,586 | $0.00 | $0.00 |
DisclosureSEC source: 0001104659-22-002886 · tm222483-1_4aseq1.xml · nonDerivative · entry 1 Sainz Maria · CIK 0001437768 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 19,586 F1 · shares: Consists of restricted stock units ("RSUs"). Each RSU represents the right to receive one share of common stock upon vesting. The RSUs vest in equal annual installments over three years beginning on December 23, 2022, subject to Ms. Sainz's continued service through the applicable vesting date. Read SEC document |
| December 23, 2021 Filed Jan 11, 2022 02:40 UTC Amendment |
Fattori Ruth ADirector
|
GrantClass A Common Stock | 19,586 | $0.00 | $0.00 |
DisclosureSEC source: 0001104659-22-002888 · tm222483-3_4aseq1.xml · nonDerivative · entry 2 Fattori Ruth A · CIK 0001306826 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 20,477 F3 · shares: Consists of restricted stock units ("RSUs"). Each RSU represents the right to receive one share of common stock upon vesting. The RSUs vest in equal annual installments over three years beginning on December 23, 2022, subject to Ms. Fattori's continued service through the applicable vesting date. Read SEC document |
| December 23, 2021 Filed Jan 11, 2022 02:41 UTC Amendment |
Huennekens R ScottDirector
|
GrantClass A Common Stock | 19,586 | $0.00 | $0.00 |
DisclosureSEC source: 0001104659-22-002889 · tm222483-4_4aseq1.xml · nonDerivative · entry 1 Huennekens R Scott · CIK 0001365493 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 19,586 F1 · shares: Consists of restricted stock units ("RSUs"). Each RSU represents the right to receive one share of common stock upon vesting. The RSUs vest in equal annual installments over three years beginning on December 23, 2022, subject to Mr. Huennekens' continued service through the applicable vesting date. Read SEC document |
| December 23, 2021 Filed Jan 11, 2022 02:38 UTC Amendment |
Dahldorf John TDirector
|
GrantClass A Common Stock | 19,586 | $0.00 | $0.00 |
DisclosureSEC source: 0001104659-22-002887 · tm222483-2_4aseq1.xml · nonDerivative · entry 1 Dahldorf John T · CIK 0001365494 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 19,586 F1 · shares: Consists of restricted stock units ("RSUs"). Each RSU represents the right to receive one share of common stock upon vesting. The RSUs vest in equal annual installments over three years beginning on December 23, 2022, subject to Mr. Dahldorf's continued service through the applicable vesting date. Read SEC document |
| December 23, 2021 Filed Jan 11, 2022 02:43 UTC Amendment |
Wolterman DanDirector
|
GrantClass A Common Stock | 19,586 | $0.00 | $0.00 |
DisclosureSEC source: 0001104659-22-002891 · tm222483-6_4aseq1.xml · nonDerivative · entry 1 Wolterman Dan · CIK 0001586330 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 19,586 F1 · shares: Consists of restricted stock units ("RSUs"). Each RSU represents the right to receive one share of common stock upon vesting. The RSUs vest in equal annual installments over three years beginning on December 23, 2022, subject to Mr. Wolterman's continued service through the applicable vesting date. Read SEC document |
| December 22, 2021 Filed Dec 24, 2021 02:45 UTC |
ROTHBERG JONATHAN MDirector · 10% owner
|
GrantStock Option (right to buy) · Derivative | 982,500 | Not disclosed Strike: $3.27 | Not disclosed |
DisclosureSEC source: 0001104659-21-153337 · tm2135698-20_4seq1.xml · derivative · entry 8 ROTHBERG JONATHAN M · CIK 0001076352 · Director · 10% owner 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 982,500 Underlying: Class A Common Stock · 982,500 shares Expires 2031-04-14 F11 · price: Received in connection with the Mergers in exchange for a stock option to acquire 3,000,000 shares of Hyperfine common stock for $1.07 per share. F10 · derivative.exercise_date: The shares underlying this option vested and became exercisable on December 15, 2021. Read SEC document |
| December 22, 2021 Filed Dec 24, 2021 02:45 UTC |
ROTHBERG JONATHAN MDirector · 10% owner
|
GrantClass B Common Stock | 818,750 | Not disclosed | Not disclosed |
DisclosureSEC source: 0001104659-21-153337 · tm2135698-20_4seq1.xml · nonDerivative · entry 7 ROTHBERG JONATHAN M · CIK 0001076352 · Director · 10% owner 10b5-1 filing: Not disclosed Ownership: Indirect · By 4C Holdings V, LLC Disclosed balance after: 818,750 F9 · price: Received in connection with the Mergers in exchange for 2,500,000 shares of Hyperfine Series A preferred stock. F5 · ownership.nature: Dr. Rothberg is the sole manager of 4C Holdings I, LLC, 4C Holdings V, LLC and 2012 JMR Trust Common, LLC. Dr. Rothberg is the spouse of Bonnie E. Gould Rothberg MD and Dr. Rothberg's son is the manager of 23rd Century Capital LLC. Dr. Rothberg disclaims beneficial ownership of the shares held by his spouse and 23rd Century Capital LLC. Read SEC document |
| December 22, 2021 Filed Dec 24, 2021 02:45 UTC |
ROTHBERG JONATHAN MDirector · 10% owner
|
GrantClass B Common Stock | 14,236,538 | Not disclosed | Not disclosed |
DisclosureSEC source: 0001104659-21-153337 · tm2135698-20_4seq1.xml · nonDerivative · entry 6 ROTHBERG JONATHAN M · CIK 0001076352 · Director · 10% owner 10b5-1 filing: Not disclosed Ownership: Indirect · By 4C Holdings I, LLC Disclosed balance after: 14,236,538 F8 · price: Received in connection with the Mergers in exchange for 22,500,000 shares of Hyperfine Series B preferred stock and 38,239,355 shares of Liminal Series A-1 preferred stock. F5 · ownership.nature: Dr. Rothberg is the sole manager of 4C Holdings I, LLC, 4C Holdings V, LLC and 2012 JMR Trust Common, LLC. Dr. Rothberg is the spouse of Bonnie E. Gould Rothberg MD and Dr. Rothberg's son is the manager of 23rd Century Capital LLC. Dr. Rothberg disclaims beneficial ownership of the shares held by his spouse and 23rd Century Capital LLC. Read SEC document |
| December 22, 2021 Filed Dec 24, 2021 02:45 UTC |
ROTHBERG JONATHAN MDirector · 10% owner
|
GrantClass A Common Stock | 95,507 | Not disclosed | Not disclosed |
DisclosureSEC source: 0001104659-21-153337 · tm2135698-20_4seq1.xml · nonDerivative · entry 5 ROTHBERG JONATHAN M · CIK 0001076352 · Director · 10% owner 10b5-1 filing: Not disclosed Ownership: Indirect · By Bonnie E Gould Rothberg MD Disclosed balance after: 95,507 F7 · price: Received in connection with the Mergers in exchange for 291,625 shares of Hyperfine Series B preferred stock. F5 · ownership.nature: Dr. Rothberg is the sole manager of 4C Holdings I, LLC, 4C Holdings V, LLC and 2012 JMR Trust Common, LLC. Dr. Rothberg is the spouse of Bonnie E. Gould Rothberg MD and Dr. Rothberg's son is the manager of 23rd Century Capital LLC. Dr. Rothberg disclaims beneficial ownership of the shares held by his spouse and 23rd Century Capital LLC. Read SEC document |
| December 22, 2021 Filed Dec 24, 2021 02:45 UTC |
ROTHBERG JONATHAN MDirector · 10% owner
|
GrantClass A Common Stock | 440,295 | Not disclosed | Not disclosed |
DisclosureSEC source: 0001104659-21-153337 · tm2135698-20_4seq1.xml · nonDerivative · entry 4 ROTHBERG JONATHAN M · CIK 0001076352 · Director · 10% owner 10b5-1 filing: Not disclosed Ownership: Indirect · 23rd Century Capital LLC Disclosed balance after: 440,295 F6 · price: Received in connection with the Mergers in exchange for 1,344,413 shares of Hyperfine Series B preferred stock. F5 · ownership.nature: Dr. Rothberg is the sole manager of 4C Holdings I, LLC, 4C Holdings V, LLC and 2012 JMR Trust Common, LLC. Dr. Rothberg is the spouse of Bonnie E. Gould Rothberg MD and Dr. Rothberg's son is the manager of 23rd Century Capital LLC. Dr. Rothberg disclaims beneficial ownership of the shares held by his spouse and 23rd Century Capital LLC. Read SEC document |
| December 22, 2021 Filed Dec 24, 2021 02:45 UTC |
ROTHBERG JONATHAN MDirector · 10% owner
|
GrantClass A Common Stock | 585,737 | Not disclosed | Not disclosed |
DisclosureSEC source: 0001104659-21-153337 · tm2135698-20_4seq1.xml · nonDerivative · entry 3 ROTHBERG JONATHAN M · CIK 0001076352 · Director · 10% owner 10b5-1 filing: Not disclosed Ownership: Indirect · 2012 JMR Trust Common, LLC Disclosed balance after: 585,737 F4 · price: Received in connection with the Mergers in exchange for 1,403,701 shares of Hyperfine Series B preferred stock and 701,700 shares of Liminal Series A-2 preferred stock. F5 · ownership.nature: Dr. Rothberg is the sole manager of 4C Holdings I, LLC, 4C Holdings V, LLC and 2012 JMR Trust Common, LLC. Dr. Rothberg is the spouse of Bonnie E. Gould Rothberg MD and Dr. Rothberg's son is the manager of 23rd Century Capital LLC. Dr. Rothberg disclaims beneficial ownership of the shares held by his spouse and 23rd Century Capital LLC. Read SEC document |
| December 22, 2021 Filed Dec 24, 2021 02:45 UTC |
ROTHBERG JONATHAN MDirector · 10% owner
|
GrantClass A Common Stock | 104,074 | Not disclosed | Not disclosed |
DisclosureSEC source: 0001104659-21-153337 · tm2135698-20_4seq1.xml · nonDerivative · entry 1 ROTHBERG JONATHAN M · CIK 0001076352 · Director · 10% owner 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 104,074 F1 · price: In connection with the closing of the transactions contemplated by the Business Combination Agreement, dated as of July 7, 2021, by and among HealthCor Catalio Acquisition Corp. ("HealthCor"), Optimus Merger Sub I, Inc., a Delaware corporation and wholly owned subsidiary of HealthCor ("Merger Sub I"), Optimus Merger Sub II, Inc., a Delaware corporation and wholly owned subsidiary of HealthCor ("Merger Sub II"), Hyperfine, Inc., a Delaware corporation ("Hyperfine"), and Liminal Sciences, Inc., F2 · price: a Delaware corporation ("Liminal"), pursuant to which Merger Sub I merged with and into Hyperfine (the "Hyperfine Merger"), with Hyperfine surviving the Hyperfine Merger as a wholly owned subsidiary of HealthCor, and Merger Sub II merged with and into Liminal (the "Liminal Merger" and, together with the Hyperfine Merger, the "Mergers"), with Liminal surviving the Liminal Merger as a wholly owned subsidiary of HealthCor (which changed its name to "Hyperfine, Inc.", the "Issuer"), these shares were received in exchange for 275,700 shares of Hyperfine Series B preferred stock and 76,739 shares of Liminal Series A-2 preferred stock. Read SEC document |
| December 22, 2021 Filed Dec 23, 2021 21:44 UTC |
Scott David DDirector · Chief Executive Officer
|
GrantStock Option (right to buy) · Derivative | 474,875 | Not disclosed Strike: $3.27 | Not disclosed |
DisclosureSEC source: 0001104659-21-153336 · tm2135698-19_4seq1.xml · derivative · entry 3 Scott David D · CIK 0001899784 · Director · Chief Executive Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 474,875 Underlying: Class A Common Stock · 474,875 shares Expires 2031-04-27 F8 · price: Received in connection with the Mergers in exchange for a stock option to acquire 1,450,000 shares of Hyperfine common stock for $1.07 per share. F7 · derivative.exercise_date: The shares underlying this option vest and will become exercisable upon the first to occur of the following: (1) the completion of a SPAC transaction within two years of Mr. Scott's start date and the Issuer's common stock achieving a price per share of $30.00 or more for at least 20 out of 30 consecutive trading days within four years of the closing of the SPAC transaction; (2) the completion of an IPO within two years of Mr. Scott's start date and the Issuer's common stock achieving a price per share that equals or exceeds 3.0 times $3.92 (as adjusted) within four years of the closing of the IPO; or (3) the closing of a private financing round within four years of Mr. Scott's start date in which $50 million or more is raised and Hyperfine's stock price per share equals or exceeds 3.0 times $3.92 (as adjusted). Read SEC document |
| December 22, 2021 Filed Dec 23, 2021 21:44 UTC |
Scott David DDirector · Chief Executive Officer
|
GrantStock Option (right to buy) · Derivative | 474,875 | Not disclosed Strike: $3.27 | Not disclosed |
DisclosureSEC source: 0001104659-21-153336 · tm2135698-19_4seq1.xml · derivative · entry 2 Scott David D · CIK 0001899784 · Director · Chief Executive Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 474,875 Underlying: Class A Common Stock · 474,875 shares Expires 2031-04-27 F6 · price: Received in connection with the Mergers in exchange for a stock option to acquire 1,450,000 shares of Hyperfine common stock for $1.07 per share. F4 · derivative.exercise_date: The shares underlying this option vest and will become exercisable upon the first to occur of the following: (1) the completion of a business combination that results in the operating business of Hyperfine and Liminal becoming a publicly traded company (a "SPAC transaction") within two years of Mr. Scott's start date and the common stock of the Issuer achieving a closing price per share of $15.00 or more for at least 20 out of 30 consecutive trading days within two years of the closing of the SPAC transaction; F5 · derivative.exercise_date: (2) the completion of the initial public offering of Hyperfine and Liminal ("IPO") within two years of Mr. Scott's start date and the common stock of the Issuer achieving a closing price per share that equals or exceeds 1.5 times $3.92 (as adjusted) within two years of the closing of the IPO; or (3) the closing of a private financing round within two years of Mr. Scott's start date in which $50 million or more is raised and Hyperfine's stock price per share equals or exceeds 1.5 times $3.92 (as adjusted). Read SEC document |
| December 22, 2021 Filed Dec 23, 2021 21:44 UTC |
Scott David DDirector · Chief Executive Officer
|
GrantStock Option (right to buy) · Derivative | 1,899,500 | Not disclosed Strike: $3.27 | Not disclosed |
DisclosureSEC source: 0001104659-21-153336 · tm2135698-19_4seq1.xml · derivative · entry 1 Scott David D · CIK 0001899784 · Director · Chief Executive Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 1,899,500 Underlying: Class A Common Stock · 1,899,500 shares Expires 2031-04-27 F2 · price: In connection with the closing of the transactions contemplated by the Business Combination Agreement, dated as of July 7, 2021, by and among HealthCor Catalio Acquisition Corp. ("HealthCor"), Optimus Merger Sub I, Inc., a Delaware corporation and wholly owned subsidiary of HealthCor ("Merger Sub I"), Optimus Merger Sub II, Inc., a Delaware corporation and wholly owned subsidiary of HealthCor ("Merger Sub II"), Hyperfine, Inc., a Delaware corporation ("Hyperfine"), and Liminal Sciences, Inc., a Delaware corporation ("Liminal"), pursuant to which Merger Sub I merged with and into Hyperfine (the "Hyperfine Merger"), F3 · price: with Hyperfine surviving the Hyperfine Merger as a wholly owned subsidiary of HealthCor, and Merger Sub II merged with and into Liminal (the "Liminal Merger" and, together with the Hyperfine Merger, the "Mergers"), with Liminal surviving the Liminal Merger as a wholly owned subsidiary of HealthCor (which changed its name to "Hyperfine, Inc.", the "Issuer"), this stock option was received in exchange for a stock option to acquire 5,800,000 shares of Hyperfine common stock for $1.07 per share. F1 · derivative.exercise_date: The shares underlying this option vest as to 25% on June 30, 2022, with the remainder vesting in 36 equal monthly installments thereafter, subject to Mr. Scott's continued service through the applicable vesting date. Read SEC document |
| December 22, 2021 Filed Dec 23, 2021 21:46 UTC |
Siddiqui KhanCMO and Chief Strategy Officer
|
GrantStock Option (right to buy) · Derivative | 1,796 | Not disclosed Strike: $5.24 | Not disclosed |
DisclosureSEC source: 0001104659-21-153338 · tm2135698d21_4seq1.xml · derivative · entry 4 Siddiqui Khan · CIK 0001898560 · CMO and Chief Strategy Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 1,796 Underlying: Class A Common Stock · 1,796 shares Expires 2031-05-12 F9 · price: The shares underlying this option vest in forty eight equal monthly installments beginning on October 31, 2020, subject to Dr. Siddiqui's continued service through the applicable vesting date. F8 · derivative.exercise_date: Received in connection with the Mergers in exchange for a stock option to acquire 10,000 shares of Liminal common stock for $0.94 per share. Read SEC document |
| December 22, 2021 Filed Dec 23, 2021 21:46 UTC |
Siddiqui KhanCMO and Chief Strategy Officer
|
GrantStock Option (right to buy) · Derivative | 54,037 | Not disclosed Strike: $3.27 | Not disclosed |
DisclosureSEC source: 0001104659-21-153338 · tm2135698d21_4seq1.xml · derivative · entry 3 Siddiqui Khan · CIK 0001898560 · CMO and Chief Strategy Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 54,037 Underlying: Class A Common Stock · 54,037 shares Expires 2031-04-14 F7 · price: The shares underlying this option vest in forty eight equal monthly installments beginning on January 31, 2021, subject to Dr. Siddiqui's continued service through the applicable vesting date. F6 · derivative.exercise_date: Received in connection with the Mergers in exchange for a stock option to acquire 165,000 shares of Hyperfine common stock for $1.23 per share. Read SEC document |
| December 22, 2021 Filed Dec 23, 2021 21:46 UTC |
Siddiqui KhanCMO and Chief Strategy Officer
|
GrantStock Option (right to buy) · Derivative | 130,345 | Not disclosed Strike: $3.76 | Not disclosed |
DisclosureSEC source: 0001104659-21-153338 · tm2135698d21_4seq1.xml · derivative · entry 2 Siddiqui Khan · CIK 0001898560 · CMO and Chief Strategy Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 130,345 Underlying: Class A Common Stock · 130,345 shares Expires 2030-01-27 F5 · price: The shares underlying this option vested as to 25% on December 31, 2020, with the remainder of the options vesting in equal monthly installments, over the following three years, subject to Dr. Siddiqui's continued service on each vesting date. F4 · derivative.exercise_date: Received in connection with the Mergers in exchange for a stock option to acquire 398,000 shares of Hyperfine common stock for $1.23 per share. Read SEC document |
| December 22, 2021 Filed Dec 23, 2021 21:46 UTC |
Siddiqui KhanCMO and Chief Strategy Officer
|
GrantStock Option (right to buy) · Derivative | 104,800 | Not disclosed Strike: $3.76 | Not disclosed |
DisclosureSEC source: 0001104659-21-153338 · tm2135698d21_4seq1.xml · derivative · entry 1 Siddiqui Khan · CIK 0001898560 · CMO and Chief Strategy Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 104,800 Underlying: Class A Common Stock · 104,800 shares Expires 2030-01-27 F3 · price: The shares underlying this option vested as to 25% on December 31, 2020, with the remainder of the options vesting in equal monthly installments, over the following three years, subject to Dr. Siddiqui's continued service on each vesting date. F1 · derivative.exercise_date: In connection with the closing of the transactions contemplated by the Business Combination Agreement, dated as of July 7, 2021, by and among HealthCor Catalio Acquisition Corp. ("HealthCor"), Optimus Merger Sub I, Inc., a Delaware corporation and wholly owned subsidiary of HealthCor ("Merger Sub I"), Optimus Merger Sub II, Inc., a Delaware corporation and wholly owned subsidiary of HealthCor ("Merger Sub II"), Hyperfine, Inc., a Delaware corporation ("Hyperfine"), and Liminal Sciences, Inc., a Delaware corporation ("Liminal"), pursuant to which Merger Sub I merged with and into Hyperfine (the "Hyperfine Merger"), with Hyperfine surviving the Hyperfine Merger as a wholly owned subsidiary of HealthCor, and Merger Sub II merged with and into Liminal F2 · derivative.exercise_date: (the "Liminal Merger" and, together with the Hyperfine Merger, the "Mergers"), with Liminal surviving the Liminal Merger as a wholly owned subsidiary of HealthCor (which changed its name to "Hyperfine, Inc.", the "Issuer"), these shares were received in connection with the Mergers in exchange for a stock option to acquire 320,000 shares of Hyperfine common stock for $1.23 per share. Read SEC document |
| December 22, 2021 Filed Dec 23, 2021 21:46 UTC |
Hughes Mark A.Chief Operating Officer
|
GrantStock Option (right to buy) · Derivative | 60,587 | Not disclosed Strike: $3.27 | Not disclosed |
DisclosureSEC source: 0001104659-21-153339 · tm2135698-22_4seq1.xml · derivative · entry 6 Hughes Mark A. · CIK 0001898765 · Chief Operating Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 60,587 Underlying: Class A Common Stock · 60,587 shares Expires 2031-04-14 F12 · price: Received in connection with the Mergers in exchange for a stock option to acquire 185,000 shares of Hyperfine common stock for $1.07 per share. F11 · derivative.exercise_date: The shares underlying this option vest in 48 equal monthly installments beginning on October 31, 2020, subject to Mr. Hughes's continued service through the applicable vesting date. Read SEC document |
| December 22, 2021 Filed Dec 23, 2021 21:46 UTC |
Hughes Mark A.Chief Operating Officer
|
GrantStock Option (right to buy) · Derivative | 4,912 | Not disclosed Strike: $3.27 | Not disclosed |
DisclosureSEC source: 0001104659-21-153339 · tm2135698-22_4seq1.xml · derivative · entry 5 Hughes Mark A. · CIK 0001898765 · Chief Operating Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 4,912 Underlying: Class A Common Stock · 4,912 shares Expires 2031-04-14 F10 · price: Received in connection with the Mergers in exchange for a stock option to acquire 15,000 shares of Hyperfine common stock for $1.07 per share. F9 · derivative.exercise_date: The shares underlying this option vest in 48 equal monthly installments beginning on October 31, 2020, subject to Mr. Hughes's continued service through the applicable vesting date. Read SEC document |
| December 22, 2021 Filed Dec 23, 2021 21:46 UTC |
Hughes Mark A.Chief Operating Officer
|
GrantStock Option (right to buy) · Derivative | 3,275 | Not disclosed Strike: $3.76 | Not disclosed |
DisclosureSEC source: 0001104659-21-153339 · tm2135698-22_4seq1.xml · derivative · entry 4 Hughes Mark A. · CIK 0001898765 · Chief Operating Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 3,275 Underlying: Class A Common Stock · 3,275 shares Expires 2030-01-18 F8 · price: Received in connection with the Mergers in exchange for a stock option to acquire 10,000 shares of Hyperfine common stock for $1.23 per share. F7 · derivative.exercise_date: The shares underlying this option vest as to 25% on December 31, 2020, with the remainder vesting in equal monthly installments, over the following three years, subject to Mr. Hughes's continued service through the applicable vesting date. Read SEC document |
| December 22, 2021 Filed Dec 23, 2021 21:46 UTC |
Hughes Mark A.Chief Operating Officer
|
GrantStock Option (right to buy) · Derivative | 54,037 | Not disclosed Strike: $3.76 | Not disclosed |
DisclosureSEC source: 0001104659-21-153339 · tm2135698-22_4seq1.xml · derivative · entry 3 Hughes Mark A. · CIK 0001898765 · Chief Operating Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 54,037 Underlying: Class A Common Stock · 54,037 shares Expires 2030-01-18 F6 · price: Received in connection with the Mergers in exchange for a stock option to acquire 165,000 shares of Hyperfine common stock for $1.23 per share. F5 · derivative.exercise_date: The shares underlying this option vest as to 25% on December 31, 2020, with the remainder vesting in equal monthly installments, over the following three years, subject to Mr. Hughes's continued service through the applicable vesting date. Read SEC document |
| December 22, 2021 Filed Dec 23, 2021 21:46 UTC |
Hughes Mark A.Chief Operating Officer
|
GrantStock Option (right to buy) · Derivative | 21,322 | Not disclosed Strike: $3.76 | Not disclosed |
DisclosureSEC source: 0001104659-21-153339 · tm2135698-22_4seq1.xml · derivative · entry 2 Hughes Mark A. · CIK 0001898765 · Chief Operating Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 21,322 Underlying: Class A Common Stock · 21,322 shares Expires 2029-07-01 F4 · price: Received in connection with the Mergers in exchange for a stock option to acquire 65,106 shares of Hyperfine common stock for $1.23 per share. F3 · derivative.exercise_date: The shares underlying this option vest as to 25% on September 30, 2020, with the remainder vesting in equal monthly installments, over the following three years, subject to Mr. Hughes's continued service through the applicable vesting date. Read SEC document |
| December 22, 2021 Filed Dec 23, 2021 21:46 UTC |
Hughes Mark A.Chief Operating Officer
|
GrantClass A Common Stock | 19,615 | Not disclosed | Not disclosed |
DisclosureSEC source: 0001104659-21-153339 · tm2135698-22_4seq1.xml · nonDerivative · entry 1 Hughes Mark A. · CIK 0001898765 · Chief Operating Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 19,615 F1 · price: In connection with the closing of the transactions contemplated by the Business Combination Agreement, dated as of July 7, 2021, by and among HealthCor Catalio Acquisition Corp. ("HealthCor"), Optimus Merger Sub I, Inc., a Delaware corporation and wholly owned subsidiary of HealthCor ("Merger Sub I"), Optimus Merger Sub II, Inc., a Delaware corporation and wholly owned subsidiary of HealthCor ("Merger Sub II"), Hyperfine, Inc., F2 · price: a Delaware corporation ("Hyperfine"), and Liminal Sciences, Inc., a Delaware corporation ("Liminal"), pursuant to which Merger Sub I merged with and into Hyperfine (the "Hyperfine Merger"), with Hyperfine surviving the Hyperfine Merger as a wholly owned subsidiary of HealthCor, and Merger Sub II merged with and into Liminal (the "Liminal Merger" and, together with the Hyperfine Merger, the "Mergers"), with Liminal surviving the Liminal Merger as a wholly owned subsidiary of HealthCor (which changed its name to "Hyperfine, Inc.", the "Issuer"), these shares were received in exchange for 59,894 shares of Hyperfine common stock. Read SEC document |
| December 22, 2021 Filed Dec 23, 2021 21:42 UTC |
Paykel NeelaGen Counsel & Corp Secretary
|
GrantStock Option (right to buy) · Derivative | 98,250 | Not disclosed Strike: $3.27 | Not disclosed |
DisclosureSEC source: 0001104659-21-153333 · tm2135698-16_4seq1.xml · derivative · entry 1 Paykel Neela · CIK 0001894593 · Gen Counsel & Corp Secretary 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 98,250 Underlying: Class A Common Stock · 98,250 shares Expires 2031-04-27 F2 · price: In connection with the closing of the transactions contemplated by the Business Combination Agreement, dated as of July 7, 2021, by and among HealthCor Catalio Acquisition Corp. ("HealthCor"), Optimus Merger Sub I, Inc., a Delaware corporation and wholly owned subsidiary of HealthCor ("Merger Sub I"), Optimus Merger Sub II, Inc., a Delaware corporation and wholly owned subsidiary of HealthCor ("Merger Sub II"), Hyperfine, Inc., a Delaware corporation ("Hyperfine"), and Liminal Sciences, Inc., F3 · price: a Delaware corporation ("Liminal"), pursuant to which Merger Sub I merged with and into Hyperfine (the "Hyperfine Merger"), with Hyperfine surviving the Hyperfine Merger as a wholly owned subsidiary of HealthCor, and Merger Sub II merged with and into Liminal (the "Liminal Merger" and, together with the Hyperfine Merger, the "Mergers"), with Liminal surviving the Liminal Merger as a wholly owned subsidiary of HealthCor (which changed its name to "Hyperfine, Inc.", the "Issuer"), the option was received in the Mergers in exchange for a stock option to acquire 300,000 shares of Hyperfine common stock for $1.07. F1 · derivative.exercise_date: The shares underlying this option vested as to 25% on June 30, 2022, with the remainder of the options vesting in equal monthly installments over the following three years, subject to Ms. Paykel's continued service through the applicable vesting date. Read SEC document |
| December 22, 2021 Filed Dec 24, 2021 02:43 UTC |
Fattori Ruth ADirector
|
GrantClass A Common Stock | 891 | Not disclosed | Not disclosed |
DisclosureSEC source: 0001104659-21-153334 · tm2135698-18_4seq1.xml · nonDerivative · entry 1 Fattori Ruth A · CIK 0001306826 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 891 F1 · price: In connection with the closing of the transactions contemplated by the Business Combination Agreement, dated as of July 7, 2021, by and among HealthCor Catalio Acquisition Corp. ("HealthCor"), Optimus Merger Sub I, Inc., a Delaware corporation and wholly owned subsidiary of HealthCor ("Merger Sub I"), Optimus Merger Sub II, Inc., a Delaware corporation and wholly owned subsidiary of HealthCor ("Merger Sub II"), Hyperfine, Inc., a Delaware corporation ("Hyperfine"), and Liminal Sciences, Inc., a Delaware corporation ("Liminal"), pursuant to which F2 · price: Merger Sub I merged with and into Hyperfine (the "Hyperfine Merger"), with Hyperfine surviving the Hyperfine Merger as a wholly owned subsidiary of HealthCor, and Merger Sub II merged with and into Liminal (the "Liminal Merger" and, together with the Hyperfine Merger, the "Mergers"), with Liminal surviving the Liminal Merger as a wholly owned subsidiary of HealthCor (which changed its name to "Hyperfine, Inc.", the "Issuer"), these shares were received in exchange for 4,962 shares of Liminal Series A-2 preferred stock. Read SEC document |
| December 22, 2021 Filed Dec 24, 2021 02:42 UTC |
Huennekens R ScottDirector
|
GrantStock Option (right to buy) · Derivative | 237,437 | Not disclosed Strike: $3.27 | Not disclosed |
DisclosureSEC source: 0001104659-21-153332 · tm2135698-15_4seq1.xml · derivative · entry 4 Huennekens R Scott · CIK 0001365493 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 237,437 Underlying: Class A Common Stock · 237,437 shares Expires 2031-04-27 F9 · price: Received in connection with the Mergers in exchange for a stock option to acquire 725,000 shares of Hyperfine common stock for $1.07 per share. F8 · derivative.exercise_date: The shares underlying this option vest and will become exercisable upon the first to occur of the following: (1) the completion of a SPAC transaction within two years of Mr. Huennekens' start date and the Issuer's common stock achieving a closing price per share of $30.00 or more for at least 20 out of 30 consecutive trading days within four years of the closing of the SPAC transaction; (2) the completion of an IPO within two years of Mr. Huennekens' start date and the Issuer's common stock achieving a closing price per share that equals or exceeds 3.0 times $3.92 (as adjusted) within four years of the closing of the IPO; or (3) the closing of a private financing round within four years of Mr. Huennekens' start date in which $50 million or more is raised and Hyperfine's stock price per share equals or exceeds 3.0 times $3.92 (as adjusted). Read SEC document |
| December 22, 2021 Filed Dec 24, 2021 02:42 UTC |
Huennekens R ScottDirector
|
GrantStock Option (right to buy) · Derivative | 237,437 | Not disclosed Strike: $3.27 | Not disclosed |
DisclosureSEC source: 0001104659-21-153332 · tm2135698-15_4seq1.xml · derivative · entry 3 Huennekens R Scott · CIK 0001365493 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 237,437 Underlying: Class A Common Stock · 237,437 shares Expires 2031-04-27 F7 · price: Received in connection with the Mergers in exchange for a stock option to acquire 725,000 shares of Hyperfine common stock for $1.07 per share. F5 · derivative.exercise_date: The shares underlying this option vest and will become exercisable upon the first to occur of the following: (1) the completion of a business combination that results in the operating business of Hyperfine and Liminal becoming a publicly traded company (a "SPAC transaction") within two years of Mr. Huennekens' start date and the Issuer's common stock achieving a closing price per share of $15.00 or more for at least 20 out of 30 consecutive trading days within three years of the closing of the SPAC transaction; (2) the completion of the initial public offering of Hyperfine and Liminal ("IPO") F6 · derivative.exercise_date: within two years of Mr. Huennekens' start date and the Issuer's common stock achieving a closing price per share that equals or exceeds 1.5 times $3.92 (as adjusted) within three years of the closing of the IPO; or (3) the closing of a private financing round within three years of Mr. Huennekens' start date in which $50 million or more is raised and Hyperfine's stock price per share equals or exceeds 1.5 times $3.92 (as adjusted). Read SEC document |
| December 22, 2021 Filed Dec 24, 2021 02:42 UTC |
Huennekens R ScottDirector
|
GrantStock Option (right to buy) · Derivative | 712,312 | Not disclosed Strike: $3.27 | Not disclosed |
DisclosureSEC source: 0001104659-21-153332 · tm2135698-15_4seq1.xml · derivative · entry 2 Huennekens R Scott · CIK 0001365493 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 712,312 Underlying: Class A Common Stock · 712,312 shares Expires 2031-04-27 F3 · price: In connection with the closing of the transactions contemplated by the Business Combination Agreement, dated as of July 7, 2021, by and among HealthCor Catalio Acquisition Corp. ("HealthCor"), Optimus Merger Sub I, Inc., a Delaware corporation and wholly owned subsidiary of HealthCor ("Merger Sub I"), Optimus Merger Sub II, Inc., a Delaware corporation and wholly owned subsidiary of HealthCor ("Merger Sub II"), Hyperfine, Inc., a Delaware corporation ("Hyperfine"), and Liminal Sciences, Inc., a Delaware corporation ("Liminal"), F4 · price: pursuant to which Merger Sub I merged with and into Hyperfine (the "Hyperfine Merger"), with Hyperfine surviving the Hyperfine Merger as a wholly owned subsidiary of HealthCor, and Merger Sub II merged with and into Liminal (the "Liminal Merger" and, together with the Hyperfine Merger, the "Mergers"), with Liminal surviving the Liminal Merger as a wholly owned subsidiary of HealthCor (which changed its name to "Hyperfine, Inc.", the "Issuer"), these shares were received in connection with the Mergers in exchange for a stock option to acquire 2,175,000 shares of Hyperfine common stock for $1.07 per share. F2 · derivative.exercise_date: The shares underlying this option vest as to 25% on June 30, 2022, with the remainder of the options vesting in equal monthly installments over the following 36 months, subject to Mr. Huennekens' continued service on each vesting date. Read SEC document |
| December 22, 2021 Filed Dec 27, 2021 21:10 UTC |
HC Sponsor LLC10% owner
HealthCor Group, LLC10% owner
Cohen Arthur Bruce10% owner
Healey Joseph Patrick10% owner
|
ConversionClass B ordinary shares · Derivative | 4,920,000 | Not disclosed | Not disclosed |
DisclosureSEC source: 0001104659-21-153687 · tm2136411-1_4seq1.xml · derivative · entry 4 HC Sponsor LLC · CIK 0001833772 · 10% owner HealthCor Group, LLC · CIK 0001409307 · 10% owner Cohen Arthur Bruce · CIK 0001343780 · 10% owner Healey Joseph Patrick · CIK 0001343779 · 10% owner Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Underlying: Class A Ordinary Shares · 4,920,000 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · derivative.exercise_price: In connection with the consummation of the transactions contemplated by the Business Combination Agreement, dated July 7, 2021, by and among HealthCor Catalio Acquisition Corp. ("HealthCor"), Hyperfine, Inc., Liminal Sciences, Inc. and the other parties thereto (the transactions contemplated thereby, the "Business Combination"), HealthCor domesticated as a Delaware corporation (the "Domestication") and changed its name to "Hyperfine, Inc." ("Hyperfine"). In connection with the Domestication, the reporting person's Class B ordinary shares, par value $0.0001 per share, of HealthCor, which were previously convertible into Class A ordinary shares of HealthCor, were automatically converted into shares of Class A common stock of Hyperfine, par value $0.0001 per share, on a one-for-one basis. F1 · kind: In connection with the consummation of the transactions contemplated by the Business Combination Agreement, dated July 7, 2021, by and among HealthCor Catalio Acquisition Corp. ("HealthCor"), Hyperfine, Inc., Liminal Sciences, Inc. and the other parties thereto (the transactions contemplated thereby, the "Business Combination"), HealthCor domesticated as a Delaware corporation (the "Domestication") and changed its name to "Hyperfine, Inc." ("Hyperfine"). In connection with the Domestication, the reporting person's Class B ordinary shares, par value $0.0001 per share, of HealthCor, which were previously convertible into Class A ordinary shares of HealthCor, were automatically converted into shares of Class A common stock of Hyperfine, par value $0.0001 per share, on a one-for-one basis. F1 · price: In connection with the consummation of the transactions contemplated by the Business Combination Agreement, dated July 7, 2021, by and among HealthCor Catalio Acquisition Corp. ("HealthCor"), Hyperfine, Inc., Liminal Sciences, Inc. and the other parties thereto (the transactions contemplated thereby, the "Business Combination"), HealthCor domesticated as a Delaware corporation (the "Domestication") and changed its name to "Hyperfine, Inc." ("Hyperfine"). In connection with the Domestication, the reporting person's Class B ordinary shares, par value $0.0001 per share, of HealthCor, which were previously convertible into Class A ordinary shares of HealthCor, were automatically converted into shares of Class A common stock of Hyperfine, par value $0.0001 per share, on a one-for-one basis. F1 · derivative.exercise_date: In connection with the consummation of the transactions contemplated by the Business Combination Agreement, dated July 7, 2021, by and among HealthCor Catalio Acquisition Corp. ("HealthCor"), Hyperfine, Inc., Liminal Sciences, Inc. and the other parties thereto (the transactions contemplated thereby, the "Business Combination"), HealthCor domesticated as a Delaware corporation (the "Domestication") and changed its name to "Hyperfine, Inc." ("Hyperfine"). In connection with the Domestication, the reporting person's Class B ordinary shares, par value $0.0001 per share, of HealthCor, which were previously convertible into Class A ordinary shares of HealthCor, were automatically converted into shares of Class A common stock of Hyperfine, par value $0.0001 per share, on a one-for-one basis. F1 · derivative.expiration_date: In connection with the consummation of the transactions contemplated by the Business Combination Agreement, dated July 7, 2021, by and among HealthCor Catalio Acquisition Corp. ("HealthCor"), Hyperfine, Inc., Liminal Sciences, Inc. and the other parties thereto (the transactions contemplated thereby, the "Business Combination"), HealthCor domesticated as a Delaware corporation (the "Domestication") and changed its name to "Hyperfine, Inc." ("Hyperfine"). In connection with the Domestication, the reporting person's Class B ordinary shares, par value $0.0001 per share, of HealthCor, which were previously convertible into Class A ordinary shares of HealthCor, were automatically converted into shares of Class A common stock of Hyperfine, par value $0.0001 per share, on a one-for-one basis. F2 · ownership.direct: This Form 4 is being filed by HC Sponsor LLC (the "Sponsor"). HealthCor Group, LLC ("HealthCor Group") shares voting and/or dispositive control over the securities held by the Sponsor. HealthCor Group is controlled by Messrs. Arthur B. Cohen and Joseph P. Healey. Accordingly, all of the shares held by the Sponsor may be deemed to be beneficially held by HealthCor Group and Messrs. Cohen and Healey. Each such reporting person under this Form 4 disclaims beneficial ownership of the securities reported herein except to the extent of their respective pecuniary interest therein and the filing of this Form 4 shall not be construed as an admission that any such reporting person is the beneficial owner of any securities covered by this Form 4. Read SEC document |
| December 22, 2021 Filed Dec 27, 2021 21:10 UTC |
HC Sponsor LLC10% owner
HealthCor Group, LLC10% owner
Cohen Arthur Bruce10% owner
Healey Joseph Patrick10% owner
|
ConversionClass A ordinary shares · Derivative | 614,000 | Not disclosed | Not disclosed |
DisclosureSEC source: 0001104659-21-153687 · tm2136411-1_4seq1.xml · derivative · entry 3 HC Sponsor LLC · CIK 0001833772 · 10% owner HealthCor Group, LLC · CIK 0001409307 · 10% owner Cohen Arthur Bruce · CIK 0001343780 · 10% owner Healey Joseph Patrick · CIK 0001343779 · 10% owner Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Underlying: Class A Ordinary Shares · 614,000 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · derivative.exercise_price: In connection with the consummation of the transactions contemplated by the Business Combination Agreement, dated July 7, 2021, by and among HealthCor Catalio Acquisition Corp. ("HealthCor"), Hyperfine, Inc., Liminal Sciences, Inc. and the other parties thereto (the transactions contemplated thereby, the "Business Combination"), HealthCor domesticated as a Delaware corporation (the "Domestication") and changed its name to "Hyperfine, Inc." ("Hyperfine"). In connection with the Domestication, the reporting person's Class B ordinary shares, par value $0.0001 per share, of HealthCor, which were previously convertible into Class A ordinary shares of HealthCor, were automatically converted into shares of Class A common stock of Hyperfine, par value $0.0001 per share, on a one-for-one basis. F1 · kind: In connection with the consummation of the transactions contemplated by the Business Combination Agreement, dated July 7, 2021, by and among HealthCor Catalio Acquisition Corp. ("HealthCor"), Hyperfine, Inc., Liminal Sciences, Inc. and the other parties thereto (the transactions contemplated thereby, the "Business Combination"), HealthCor domesticated as a Delaware corporation (the "Domestication") and changed its name to "Hyperfine, Inc." ("Hyperfine"). In connection with the Domestication, the reporting person's Class B ordinary shares, par value $0.0001 per share, of HealthCor, which were previously convertible into Class A ordinary shares of HealthCor, were automatically converted into shares of Class A common stock of Hyperfine, par value $0.0001 per share, on a one-for-one basis. F1 · price: In connection with the consummation of the transactions contemplated by the Business Combination Agreement, dated July 7, 2021, by and among HealthCor Catalio Acquisition Corp. ("HealthCor"), Hyperfine, Inc., Liminal Sciences, Inc. and the other parties thereto (the transactions contemplated thereby, the "Business Combination"), HealthCor domesticated as a Delaware corporation (the "Domestication") and changed its name to "Hyperfine, Inc." ("Hyperfine"). In connection with the Domestication, the reporting person's Class B ordinary shares, par value $0.0001 per share, of HealthCor, which were previously convertible into Class A ordinary shares of HealthCor, were automatically converted into shares of Class A common stock of Hyperfine, par value $0.0001 per share, on a one-for-one basis. F1 · derivative.exercise_date: In connection with the consummation of the transactions contemplated by the Business Combination Agreement, dated July 7, 2021, by and among HealthCor Catalio Acquisition Corp. ("HealthCor"), Hyperfine, Inc., Liminal Sciences, Inc. and the other parties thereto (the transactions contemplated thereby, the "Business Combination"), HealthCor domesticated as a Delaware corporation (the "Domestication") and changed its name to "Hyperfine, Inc." ("Hyperfine"). In connection with the Domestication, the reporting person's Class B ordinary shares, par value $0.0001 per share, of HealthCor, which were previously convertible into Class A ordinary shares of HealthCor, were automatically converted into shares of Class A common stock of Hyperfine, par value $0.0001 per share, on a one-for-one basis. F1 · derivative.expiration_date: In connection with the consummation of the transactions contemplated by the Business Combination Agreement, dated July 7, 2021, by and among HealthCor Catalio Acquisition Corp. ("HealthCor"), Hyperfine, Inc., Liminal Sciences, Inc. and the other parties thereto (the transactions contemplated thereby, the "Business Combination"), HealthCor domesticated as a Delaware corporation (the "Domestication") and changed its name to "Hyperfine, Inc." ("Hyperfine"). In connection with the Domestication, the reporting person's Class B ordinary shares, par value $0.0001 per share, of HealthCor, which were previously convertible into Class A ordinary shares of HealthCor, were automatically converted into shares of Class A common stock of Hyperfine, par value $0.0001 per share, on a one-for-one basis. F2 · ownership.direct: This Form 4 is being filed by HC Sponsor LLC (the "Sponsor"). HealthCor Group, LLC ("HealthCor Group") shares voting and/or dispositive control over the securities held by the Sponsor. HealthCor Group is controlled by Messrs. Arthur B. Cohen and Joseph P. Healey. Accordingly, all of the shares held by the Sponsor may be deemed to be beneficially held by HealthCor Group and Messrs. Cohen and Healey. Each such reporting person under this Form 4 disclaims beneficial ownership of the securities reported herein except to the extent of their respective pecuniary interest therein and the filing of this Form 4 shall not be construed as an admission that any such reporting person is the beneficial owner of any securities covered by this Form 4. Read SEC document |
| December 22, 2021 Filed Dec 27, 2021 21:10 UTC |
HC Sponsor LLC10% owner
HealthCor Group, LLC10% owner
Cohen Arthur Bruce10% owner
Healey Joseph Patrick10% owner
|
GrantClass A Common Stock | 1,000,000 | Not disclosed | Not disclosed |
DisclosureSEC source: 0001104659-21-153687 · tm2136411-1_4seq1.xml · nonDerivative · entry 2 HC Sponsor LLC · CIK 0001833772 · 10% owner HealthCor Group, LLC · CIK 0001409307 · 10% owner Cohen Arthur Bruce · CIK 0001343780 · 10% owner Healey Joseph Patrick · CIK 0001343779 · 10% owner Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 6,534,000 F3 · shares: The Reporting Persons have voting and dispositive power over the reported securities, which were acquired by affiliates of the Reporting Persons pursuant to a PIPE Investment in connection with the completion of the Business Combination. F1 · price: In connection with the consummation of the transactions contemplated by the Business Combination Agreement, dated July 7, 2021, by and among HealthCor Catalio Acquisition Corp. ("HealthCor"), Hyperfine, Inc., Liminal Sciences, Inc. and the other parties thereto (the transactions contemplated thereby, the "Business Combination"), HealthCor domesticated as a Delaware corporation (the "Domestication") and changed its name to "Hyperfine, Inc." ("Hyperfine"). In connection with the Domestication, the reporting person's Class B ordinary shares, par value $0.0001 per share, of HealthCor, which were previously convertible into Class A ordinary shares of HealthCor, were automatically converted into shares of Class A common stock of Hyperfine, par value $0.0001 per share, on a one-for-one basis. F2 · ownership.direct: This Form 4 is being filed by HC Sponsor LLC (the "Sponsor"). HealthCor Group, LLC ("HealthCor Group") shares voting and/or dispositive control over the securities held by the Sponsor. HealthCor Group is controlled by Messrs. Arthur B. Cohen and Joseph P. Healey. Accordingly, all of the shares held by the Sponsor may be deemed to be beneficially held by HealthCor Group and Messrs. Cohen and Healey. Each such reporting person under this Form 4 disclaims beneficial ownership of the securities reported herein except to the extent of their respective pecuniary interest therein and the filing of this Form 4 shall not be construed as an admission that any such reporting person is the beneficial owner of any securities covered by this Form 4. Read SEC document |
| December 22, 2021 Filed Dec 27, 2021 21:10 UTC |
HC Sponsor LLC10% owner
HealthCor Group, LLC10% owner
Cohen Arthur Bruce10% owner
Healey Joseph Patrick10% owner
|
ConversionClass A common stock | 5,534,000 | Not disclosed | Not disclosed |
DisclosureSEC source: 0001104659-21-153687 · tm2136411-1_4seq1.xml · nonDerivative · entry 1 HC Sponsor LLC · CIK 0001833772 · 10% owner HealthCor Group, LLC · CIK 0001409307 · 10% owner Cohen Arthur Bruce · CIK 0001343780 · 10% owner Healey Joseph Patrick · CIK 0001343779 · 10% owner Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 5,534,000 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · kind: In connection with the consummation of the transactions contemplated by the Business Combination Agreement, dated July 7, 2021, by and among HealthCor Catalio Acquisition Corp. ("HealthCor"), Hyperfine, Inc., Liminal Sciences, Inc. and the other parties thereto (the transactions contemplated thereby, the "Business Combination"), HealthCor domesticated as a Delaware corporation (the "Domestication") and changed its name to "Hyperfine, Inc." ("Hyperfine"). In connection with the Domestication, the reporting person's Class B ordinary shares, par value $0.0001 per share, of HealthCor, which were previously convertible into Class A ordinary shares of HealthCor, were automatically converted into shares of Class A common stock of Hyperfine, par value $0.0001 per share, on a one-for-one basis. F1 · price: In connection with the consummation of the transactions contemplated by the Business Combination Agreement, dated July 7, 2021, by and among HealthCor Catalio Acquisition Corp. ("HealthCor"), Hyperfine, Inc., Liminal Sciences, Inc. and the other parties thereto (the transactions contemplated thereby, the "Business Combination"), HealthCor domesticated as a Delaware corporation (the "Domestication") and changed its name to "Hyperfine, Inc." ("Hyperfine"). In connection with the Domestication, the reporting person's Class B ordinary shares, par value $0.0001 per share, of HealthCor, which were previously convertible into Class A ordinary shares of HealthCor, were automatically converted into shares of Class A common stock of Hyperfine, par value $0.0001 per share, on a one-for-one basis. F2 · ownership.direct: This Form 4 is being filed by HC Sponsor LLC (the "Sponsor"). HealthCor Group, LLC ("HealthCor Group") shares voting and/or dispositive control over the securities held by the Sponsor. HealthCor Group is controlled by Messrs. Arthur B. Cohen and Joseph P. Healey. Accordingly, all of the shares held by the Sponsor may be deemed to be beneficially held by HealthCor Group and Messrs. Cohen and Healey. Each such reporting person under this Form 4 disclaims beneficial ownership of the securities reported herein except to the extent of their respective pecuniary interest therein and the filing of this Form 4 shall not be construed as an admission that any such reporting person is the beneficial owner of any securities covered by this Form 4. Read SEC document |
| December 22, 2021 Filed Jan 11, 2022 02:42 UTC Amendment |
ROTHBERG JONATHAN MDirector · 10% owner
|
GrantStock Option (right to buy) · Derivative | 982,500 | Not disclosed Strike: $3.27 | Not disclosed |
DisclosureSEC source: 0001104659-22-002890 · tm222483-5_4aseq1.xml · derivative · entry 8 ROTHBERG JONATHAN M · CIK 0001076352 · Director · 10% owner 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 982,500 Underlying: Class A Common Stock · 982,500 shares Expires 2031-04-14 F11 · price: Received in connection with the Mergers in exchange for a stock option to acquire 3,000,000 shares of Hyperfine common stock for $1.07 per share. F10 · derivative.exercise_date: The shares underlying this option vested and became exercisable on December 15, 2021. Read SEC document |
| December 22, 2021 Filed Jan 11, 2022 02:42 UTC Amendment |
ROTHBERG JONATHAN MDirector · 10% owner
|
GrantClass B Common Stock | 818,750 | Not disclosed | Not disclosed |
DisclosureSEC source: 0001104659-22-002890 · tm222483-5_4aseq1.xml · nonDerivative · entry 7 ROTHBERG JONATHAN M · CIK 0001076352 · Director · 10% owner 10b5-1 filing: Not disclosed Ownership: Indirect · By 4C Holdings V, LLC Disclosed balance after: 818,750 F9 · price: Received in connection with the Mergers in exchange for 2,500,000 shares of Hyperfine Series A preferred stock. F5 · ownership.nature: Dr. Rothberg is the sole manager of 4C Holdings I, LLC, 4C Holdings V, LLC and 2012 JMR Trust Common, LLC. Dr. Rothberg is the spouse of Bonnie E. Gould Rothberg MD and Dr. Rothberg's son is the manager of 23rd Century Capital LLC. Dr. Rothberg disclaims beneficial ownership of the shares held by his spouse and 23rd Century Capital LLC. Read SEC document |
| December 22, 2021 Filed Jan 11, 2022 02:42 UTC Amendment |
ROTHBERG JONATHAN MDirector · 10% owner
|
GrantClass B Common Stock | 14,236,538 | Not disclosed | Not disclosed |
DisclosureSEC source: 0001104659-22-002890 · tm222483-5_4aseq1.xml · nonDerivative · entry 6 ROTHBERG JONATHAN M · CIK 0001076352 · Director · 10% owner 10b5-1 filing: Not disclosed Ownership: Indirect · By 4C Holdings I, LLC Disclosed balance after: 14,236,538 F8 · price: Received in connection with the Mergers in exchange for 22,500,000 shares of Hyperfine Series B preferred stock and 38,239,355 shares of Liminal Series A-1 preferred stock. F5 · ownership.nature: Dr. Rothberg is the sole manager of 4C Holdings I, LLC, 4C Holdings V, LLC and 2012 JMR Trust Common, LLC. Dr. Rothberg is the spouse of Bonnie E. Gould Rothberg MD and Dr. Rothberg's son is the manager of 23rd Century Capital LLC. Dr. Rothberg disclaims beneficial ownership of the shares held by his spouse and 23rd Century Capital LLC. Read SEC document |
| December 22, 2021 Filed Jan 11, 2022 02:42 UTC Amendment |
ROTHBERG JONATHAN MDirector · 10% owner
|
GrantClass A Common Stock | 95,507 | Not disclosed | Not disclosed |
DisclosureSEC source: 0001104659-22-002890 · tm222483-5_4aseq1.xml · nonDerivative · entry 5 ROTHBERG JONATHAN M · CIK 0001076352 · Director · 10% owner 10b5-1 filing: Not disclosed Ownership: Indirect · By Bonnie E Gould Rothberg MD Disclosed balance after: 95,507 F7 · price: Received in connection with the Mergers in exchange for 291,625 shares of Hyperfine Series B preferred stock. F5 · ownership.nature: Dr. Rothberg is the sole manager of 4C Holdings I, LLC, 4C Holdings V, LLC and 2012 JMR Trust Common, LLC. Dr. Rothberg is the spouse of Bonnie E. Gould Rothberg MD and Dr. Rothberg's son is the manager of 23rd Century Capital LLC. Dr. Rothberg disclaims beneficial ownership of the shares held by his spouse and 23rd Century Capital LLC. Read SEC document |
| December 22, 2021 Filed Jan 11, 2022 02:42 UTC Amendment |
ROTHBERG JONATHAN MDirector · 10% owner
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GrantClass A Common Stock | 440,295 | Not disclosed | Not disclosed |
DisclosureSEC source: 0001104659-22-002890 · tm222483-5_4aseq1.xml · nonDerivative · entry 4 ROTHBERG JONATHAN M · CIK 0001076352 · Director · 10% owner 10b5-1 filing: Not disclosed Ownership: Indirect · 23rd Century Capital LLC Disclosed balance after: 440,295 F6 · price: Received in connection with the Mergers in exchange for 1,344,413 shares of Hyperfine Series B preferred stock. F5 · ownership.nature: Dr. Rothberg is the sole manager of 4C Holdings I, LLC, 4C Holdings V, LLC and 2012 JMR Trust Common, LLC. Dr. Rothberg is the spouse of Bonnie E. Gould Rothberg MD and Dr. Rothberg's son is the manager of 23rd Century Capital LLC. Dr. Rothberg disclaims beneficial ownership of the shares held by his spouse and 23rd Century Capital LLC. Read SEC document |
| December 22, 2021 Filed Jan 11, 2022 02:42 UTC Amendment |
ROTHBERG JONATHAN MDirector · 10% owner
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GrantClass A Common Stock | 585,737 | Not disclosed | Not disclosed |
DisclosureSEC source: 0001104659-22-002890 · tm222483-5_4aseq1.xml · nonDerivative · entry 3 ROTHBERG JONATHAN M · CIK 0001076352 · Director · 10% owner 10b5-1 filing: Not disclosed Ownership: Indirect · 2012 JMR Trust Common, LLC Disclosed balance after: 585,737 F4 · price: Received in connection with the Mergers in exchange for 1,403,701 shares of Hyperfine Series B preferred stock and 701,700 shares of Liminal Series A-2 preferred stock. F5 · ownership.nature: Dr. Rothberg is the sole manager of 4C Holdings I, LLC, 4C Holdings V, LLC and 2012 JMR Trust Common, LLC. Dr. Rothberg is the spouse of Bonnie E. Gould Rothberg MD and Dr. Rothberg's son is the manager of 23rd Century Capital LLC. Dr. Rothberg disclaims beneficial ownership of the shares held by his spouse and 23rd Century Capital LLC. Read SEC document |
| December 22, 2021 Filed Jan 11, 2022 02:42 UTC Amendment |
ROTHBERG JONATHAN MDirector · 10% owner
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GrantClass A Common Stock | 104,074 | Not disclosed | Not disclosed |
DisclosureSEC source: 0001104659-22-002890 · tm222483-5_4aseq1.xml · nonDerivative · entry 1 ROTHBERG JONATHAN M · CIK 0001076352 · Director · 10% owner 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 104,074 F1 · price: In connection with the closing of the transactions contemplated by the Business Combination Agreement, dated as of July 7, 2021, by and among HealthCor Catalio Acquisition Corp. ("HealthCor"), Optimus Merger Sub I, Inc., a Delaware corporation and wholly owned subsidiary of HealthCor ("Merger Sub I"), Optimus Merger Sub II, Inc., a Delaware corporation and wholly owned subsidiary of HealthCor ("Merger Sub II"), Hyperfine, Inc., a Delaware corporation ("Hyperfine"), and Liminal Sciences, Inc., F2 · price: a Delaware corporation ("Liminal"), pursuant to which Merger Sub I merged with and into Hyperfine (the "Hyperfine Merger"), with Hyperfine surviving the Hyperfine Merger as a wholly owned subsidiary of HealthCor, and Merger Sub II merged with and into Liminal (the "Liminal Merger" and, together with the Hyperfine Merger, the "Mergers"), with Liminal surviving the Liminal Merger as a wholly owned subsidiary of HealthCor (which changed its name to "Hyperfine, Inc.", the "Issuer"), these shares were received in exchange for 275,700 shares of Hyperfine Series B preferred stock and 76,739 shares of Liminal Series A-2 preferred stock. Read SEC document |
| December 22, 2021 Filed Jan 11, 2022 02:40 UTC Amendment |
Fattori Ruth ADirector
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GrantClass A Common Stock | 891 | Not disclosed | Not disclosed |
DisclosureSEC source: 0001104659-22-002888 · tm222483-3_4aseq1.xml · nonDerivative · entry 1 Fattori Ruth A · CIK 0001306826 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 891 F1 · price: In connection with the closing of the transactions contemplated by the Business Combination Agreement, dated as of July 7, 2021, by and among HealthCor Catalio Acquisition Corp. ("HealthCor"), Optimus Merger Sub I, Inc., a Delaware corporation and wholly owned subsidiary of HealthCor ("Merger Sub I"), Optimus Merger Sub II, Inc., a Delaware corporation and wholly owned subsidiary of HealthCor ("Merger Sub II"), Hyperfine, Inc., a Delaware corporation ("Hyperfine"), and Liminal Sciences, Inc., a Delaware corporation ("Liminal"), pursuant to which F2 · price: Merger Sub I merged with and into Hyperfine (the "Hyperfine Merger"), with Hyperfine surviving the Hyperfine Merger as a wholly owned subsidiary of HealthCor, and Merger Sub II merged with and into Liminal (the "Liminal Merger" and, together with the Hyperfine Merger, the "Mergers"), with Liminal surviving the Liminal Merger as a wholly owned subsidiary of HealthCor (which changed its name to "Hyperfine, Inc.", the "Issuer"), these shares were received in exchange for 4,962 shares of Liminal Series A-2 preferred stock. Read SEC document |
| December 22, 2021 Filed Jan 11, 2022 02:41 UTC Amendment |
Huennekens R ScottDirector
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GrantStock Option (right to buy) · Derivative | 237,437 | Not disclosed Strike: $3.27 | Not disclosed |
DisclosureSEC source: 0001104659-22-002889 · tm222483-4_4aseq1.xml · derivative · entry 4 Huennekens R Scott · CIK 0001365493 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 237,437 Underlying: Class A Common Stock · 237,437 shares Expires 2031-04-27 F9 · price: Received in connection with the Mergers in exchange for a stock option to acquire 725,000 shares of Hyperfine common stock for $1.07 per share. F8 · derivative.exercise_date: The shares underlying this option vest and will become exercisable upon the first to occur of the following: (1) the completion of a SPAC transaction within two years of Mr. Huennekens' start date and the Issuer's common stock achieving a closing price per share of $30.00 or more for at least 20 out of 30 consecutive trading days within four years of the closing of the SPAC transaction; (2) the completion of an IPO within two years of Mr. Huennekens' start date and the Issuer's common stock achieving a closing price per share that equals or exceeds 3.0 times $3.92 (as adjusted) within four years of the closing of the IPO; or (3) the closing of a private financing round within four years of Mr. Huennekens' start date in which $50 million or more is raised and Hyperfine's stock price per share equals or exceeds 3.0 times $3.92 (as adjusted). Read SEC document |
Value uses the disclosed total when available, otherwise shares × reported transaction price. It is not an estimate of exercise cash cost or investment performance.