Tapewire

Nasdaq · USD

HYPD

HYPERION DEFI, INC.

Export transactions ↓
Tapewire entity
7220
SEC CIK
0001682639
Parsed reports
233

Last 12 months

Inside the activity.

13 purchase rows · 0 sale rows

Disclosed non-derivative P/S rows, by transaction month. Includes amendments and private transactions.
Monthly counts
MonthPurchasesSales
Nov 202500
Dec 202590
Jan 202600
Feb 202600
Mar 202600
Apr 202600
May 202600
Jun 202640
Jul 202600
Aug 202600
Sep 202600
Oct 202600

Latest available

Insider transactions

JSON API
Reset

Purchases/sales include open-market and private transactions. Plan disclosure applies to the filing; individual rows may differ. “Not disclosed” is not “unplanned.”

The cutoff filters transaction history only. Company summaries and owner relationships show the latest available disclosures. Parser corrections can improve historical records.

Transaction dateOwner / reported roleActivity / securityShares / unitsReported priceReported valueDetails
April 27, 2023 Filed May 1, 2023 16:43 UTC SaleCommon Stock, par value $.0001 60,000 $5.00 $300,000.00
Disclosure

SEC source: 0001104659-23-054016 · tm2314263-1_4seq1.xml · nonDerivative · entry 1

Ianchulev Tsontcho · CIK 0001728916 · Director

10b5-1 filing: Plan reported

Ownership: Direct

Disclosed balance after: 421,211

Read SEC document
April 14, 2023 Filed Apr 17, 2023 13:05 UTC SaleCommon Stock, par value $.0001 40,000 $4.50 $180,000.00
Disclosure

SEC source: 0001415889-23-006560 · form4-04172023_010427.xml · nonDerivative · entry 1

Ianchulev Tsontcho · CIK 0001728916 · Director

10b5-1 filing: Plan reported

Ownership: Direct

Disclosed balance after: 481,211

F1 · shares: This transaction was effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on December 23, 2022.

Read SEC document
April 11, 2023 Filed Apr 12, 2023 22:39 UTC SaleCommon Stock, par value $.0001 40,000 $4.00 $160,000.00
Disclosure

SEC source: 0001415889-23-006486 · form4-04122023_100444.xml · nonDerivative · entry 1

Ianchulev Tsontcho · CIK 0001728916 · Director

10b5-1 filing: Plan reported

Ownership: Direct

Disclosed balance after: 521,211

F1 · shares: This transaction was effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on December 23, 2022.

Read SEC document
March 31, 2023 Filed Apr 4, 2023 00:20 UTC SaleCommon Stock, par value $.0001 40,000 $3.50 $140,000.00
Disclosure

SEC source: 0001415889-23-005823 · form4-04042023_120446.xml · nonDerivative · entry 1

Ianchulev Tsontcho · CIK 0001728916 · Director

10b5-1 filing: Plan reported

Ownership: Direct

Disclosed balance after: 561,211

F1 · shares: This transaction was effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on December 23, 2022.

Read SEC document
January 17, 2023 Filed Jan 18, 2023 16:02 UTC
GANDOLFO JOHN PCHIEF FINANCIAL OFFICER
GrantStock Option (right to buy) · Derivative 68,235 $0.00 Strike: $2.16 $0.00
Disclosure

SEC source: 0001415889-23-001053 · form4-01182023_090127.xml · derivative · entry 1

GANDOLFO JOHN P · CIK 0001200155 · CHIEF FINANCIAL OFFICER

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 68,235

Underlying: Common Stock · 68,235 shares

Expires 2033-01-17

F1 · derivative.exercise_date: One third of the option becomes exercisable on January 17, 2024 and the remaining shares underlying the option become exercisable in equal increments on each of the 24 one-month anniversaries thereafter.

Read SEC document
January 03, 2023 Filed Jan 4, 2023 21:11 UTC
Kern BrenCHIEF OPERATING OFFICER
GrantStock Option (right to buy) · Derivative 120,000 $0.00 Strike: $1.72 $0.00
Disclosure

SEC source: 0001415889-23-000287 · form4-01042023_090142.xml · derivative · entry 1

Kern Bren · CIK 0001957543 · CHIEF OPERATING OFFICER

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 120,000

Underlying: Common Stock · 120,000 shares

Expires 2033-01-03

F1 · derivative.exercise_date: One third of the option becomes exercisable on January 1, 2024 and the remaining shares underlying the option become exercisable in equal increments on each of the 24 one-month anniversaries thereafter.

Read SEC document
December 30, 2022 Filed Jan 4, 2023 02:23 UTC
Rowe Michael MDirector · CHIEF EXECUTIVE OFFICER
PurchaseCommon Stock, par value $.0001 10,000 $1.54 $15,400.00
Disclosure

SEC source: 0001415889-23-000171 · form4-01042023_020102.xml · nonDerivative · entry 1

Rowe Michael M · CIK 0001744774 · Director · CHIEF EXECUTIVE OFFICER

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 15,500

F1 · price: The price reported in Column 4 is a weighted average price. These shares were purchased in multiple transactions at prices ranging from $1.53 to $1.55. The reporting person undertakes to provide to the Issuer, any security holder of the Issuer, or the staff of the Securities and Exchange Commission, on request, full information regarding the number of shares purchased at each separate price within the range set forth above.

Read SEC document
December 30, 2022 Filed Jan 3, 2023 11:15 UTC PurchaseCommon stock, par value $0.0001 21,753 $1.50 $32,629.50
Disclosure

SEC source: 0001214659-23-000004 · marketforms-58035.xml · nonDerivative · entry 1

Grant Stuart M. · CIK 0001783415 · 10% owner

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 5,106,751

Read SEC document
August 31, 2022 Filed Sep 1, 2022 00:00 UTC PurchaseCommon Stock, par value $.0001 6,686 $1.62 $10,805.24
Disclosure

SEC source: 0001415889-22-009196 · form4-08312022_050804.xml · nonDerivative · entry 3

Strahlman Ellen R · CIK 0001575385 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 43,052

F3 · price: Per share purchase prices on August 31, 2022 ranged from $1.60 to $1.63.

Read SEC document
August 30, 2022 Filed Sep 1, 2022 00:00 UTC PurchaseCommon Stock, par value $.0001 6,744 $1.60 $10,802.54
Disclosure

SEC source: 0001415889-22-009196 · form4-08312022_050804.xml · nonDerivative · entry 2

Strahlman Ellen R · CIK 0001575385 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 36,366

F2 · price: Per share purchase prices on August 30, 2022 ranged from $1.58 to $1.62.

Read SEC document
August 29, 2022 Filed Sep 1, 2022 00:00 UTC PurchaseCommon Stock, par value $.0001 7,931 $1.62 $12,837.91
Disclosure

SEC source: 0001415889-22-009196 · form4-08312022_050804.xml · nonDerivative · entry 1

Strahlman Ellen R · CIK 0001575385 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 29,622

F1 · price: Per share purchase prices on August 29, 2022 ranged from $1.60 to $1.63.

Read SEC document
August 24, 2022 Filed Aug 25, 2022 20:45 UTC PurchaseCommon Stock, par value $.0001 1,504 $1.59 $2,384.29
Disclosure

SEC source: 0001415889-22-009060 · form4-08252022_010804.xml · nonDerivative · entry 1

Strahlman Ellen R · CIK 0001575385 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 21,691

F1 · price: Per share purchase prices on August 24, 2022 ranged from $1.58 to $1.59.

Read SEC document
August 18, 2022 Filed Aug 22, 2022 15:04 UTC GrantStock Option (right to buy) · Derivative 30,399 $0.00 Strike: $1.64 $0.00
Disclosure

SEC source: 0001415889-22-008920 · form4-08222022_080843.xml · derivative · entry 4

Ianchulev Tsontcho · CIK 0001728916 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 30,399

Underlying: Common Stock · 30,399 shares

Expires 2032-08-18

F3 · derivative.exercise_date: The option becomes exercisable on the earlier of August 1, 2023 or the date of the Issuer's 2023 annual meeting of stockholders, subject to the Reporting Person's continued service on the Issuer's Board of Directors and acceleration upon change in control.

Read SEC document
August 18, 2022 Filed Aug 22, 2022 15:04 UTC GrantCommon Stock, par value $.0001 21,316 $0.00 $0.00
Disclosure

SEC source: 0001415889-22-008920 · form4-08222022_080843.xml · nonDerivative · entry 1

Ianchulev Tsontcho · CIK 0001728916 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 601,211

F1 · shares: Represents restricted stock units that fully vest on the earlier of August 1, 2023 or the date of the Issuer's 2023 annual meeting of stockholders, subject to the Reporting Person's continued service on the Issuer's Board of Directors and acceleration upon change in control.

Read SEC document
August 01, 2022 Filed Aug 2, 2022 20:38 UTC
Rowe Michael MDirector · CHIEF EXECUTIVE OFFICER
GrantStock Options (right to buy) · Derivative 440,000 $0.00 Strike: $1.66 $0.00
Disclosure

SEC source: 0001415889-22-008122 · form4-08022022_010847.xml · derivative · entry 1

Rowe Michael M · CIK 0001744774 · Director · CHIEF EXECUTIVE OFFICER

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 440,000

Underlying: Common Stock · 440,000 shares

Expires 2032-08-01

F1 · derivative.expiration_date: This stock option was granted by the Issuer's Board of Directors on August 1, 2022, subject to the Issuer's Amended and Restated 2018 Omnibus Stock Incentive Plan, as amended. One third of the option becomes exercisable on August 1, 2023 and the remaining shares underlying the option become exercisable in equal increments on each of the 24 one-month anniversaries thereafter.

Read SEC document
July 01, 2022 Filed Jul 12, 2022 14:36 UTC
Palanki RamDirector
GrantStock Option (right to buy) · Derivative 28,203 $0.00 Strike: $1.90 $0.00
Disclosure

SEC source: 0001415889-22-007640 · form4-07122022_110706.xml · derivative · entry 2

Palanki Ram · CIK 0001937411 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 28,203

Underlying: Common Stock · 28,203 shares

Expires 2032-07-01

F2 · derivative.exercise_date: The option becomes exercisable on the earlier of July 1, 2023 or the date of the Issuer's 2023 annual meeting of stockholders, subject to the Reporting Person's continued service on the Issuer's Board of Directors and acceleration upon change in control.

Read SEC document
July 01, 2022 Filed Jul 12, 2022 14:36 UTC
Palanki RamDirector
GrantCommon stock, par value $.0001 20,187 $0.00 $0.00
Disclosure

SEC source: 0001415889-22-007640 · form4-07122022_110706.xml · nonDerivative · entry 1

Palanki Ram · CIK 0001937411 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 20,187

F1 · shares: Represents restricted stock units that fully vest on the earlier of July 1, 2023 or the date of the Issuer's 2023 annual meeting of stockholders, subject to the Reporting Person's continued service on the Issuer's Board of Directors and acceleration upon change in control.

Read SEC document
July 01, 2022 Filed Jul 12, 2022 18:31 UTC GrantStock Option (right to buy) · Derivative 28,203 $0.00 Strike: $1.90 $0.00
Disclosure

SEC source: 0001415889-22-007639 · form4-07122022_110737.xml · derivative · entry 2

Strahlman Ellen R · CIK 0001575385 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: Not disclosed

Underlying: Common Stock · 28,203 shares

Expires 2032-07-01

F2 · derivative.exercise_date: The option becomes exercisable on the earlier of July 1, 2023 or the date of the Issuer's 2023 annual meeting of stockholders, subject to the Reporting Person's continued service on the Issuer's Board of Directors and acceleration upon change in control.

Read SEC document
July 01, 2022 Filed Jul 12, 2022 18:31 UTC GrantCommon Stock, par value $.0001 20,187 $0.00 $0.00
Disclosure

SEC source: 0001415889-22-007639 · form4-07122022_110737.xml · nonDerivative · entry 1

Strahlman Ellen R · CIK 0001575385 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 20,187

F1 · shares: Represents restricted stock units that fully vest on the earlier of July 1, 2023 or the date of the Issuer's 2023 annual meeting of stockholders, subject to the Reporting Person's continued service on the Issuer's Board of Directors and acceleration upon change in control.

Read SEC document
June 21, 2022 Filed Jun 23, 2022 15:10 UTC PurchaseCommon stock, par value $0.0001 100,000 $1.65 $165,000.00
Disclosure

SEC source: 0001214659-22-008260 · marketforms-56513.xml · nonDerivative · entry 1

Grant Stuart M. · CIK 0001783415 · 10% owner

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 5,084,998

F1 · price: Per share purchase prices on June 21, 2022 ranged from $1.64 to $1.65

Read SEC document
June 16, 2022 Filed Jun 21, 2022 14:30 UTC GrantStock Option (right to buy) · Derivative 30,769 $0.00 Strike: $1.80 $0.00
Disclosure

SEC source: 0001415889-22-006811 · form4-06212022_110647.xml · derivative · entry 2

Benjamin Stephen Keith · CIK 0001310230 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 30,769

Underlying: Common Stock · 30,769 shares

Expires 2032-06-16

F2 · derivative.exercise_date: The option becomes exercisable on the earlier of June 16, 2023 or the date of the Issuer's 2023 annual meeting of stockholders, subject to the Reporting Person's continued service on the Issuer's Board of Directors and acceleration upon change in control.

Read SEC document
June 16, 2022 Filed Jun 21, 2022 14:30 UTC GrantCommon Stock, par value $.0001 22,222 $0.00 $0.00
Disclosure

SEC source: 0001415889-22-006811 · form4-06212022_110647.xml · nonDerivative · entry 1

Benjamin Stephen Keith · CIK 0001310230 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 25,511

F1 · shares: Represents restricted stock units that fully vest on the earlier of June 16, 2023 or the date of the Issuer's 2023 annual meeting of stockholders, subject to the Reporting Person's continued service on the Issuer's Board of Directors and acceleration upon change in control.

Read SEC document
June 16, 2022 Filed Jun 21, 2022 14:19 UTC GrantStock Option (right to buy) · Derivative 30,769 $0.00 Strike: $1.80 $0.00
Disclosure

SEC source: 0001415889-22-006807 · form4-06212022_110619.xml · derivative · entry 2

LEE KENNETH B JR · CIK 0001208570 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 30,769

Underlying: Common Stock · 30,769 shares

Expires 2032-06-16

F2 · derivative.exercise_date: The option becomes exercisable on the earlier of June 16, 2023 or the date of the Issuer's 2023 annual meeting of stockholders, subject to the Reporting Person's continued service on the Issuer's Board of Directors and acceleration upon change in control.

Read SEC document
June 16, 2022 Filed Jun 21, 2022 14:19 UTC GrantCommon Stock, par value $.0001 22,222 $0.00 $0.00
Disclosure

SEC source: 0001415889-22-006807 · form4-06212022_110619.xml · nonDerivative · entry 1

LEE KENNETH B JR · CIK 0001208570 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 64,544

F1 · shares: Represents restricted stock units that fully vest on the earlier of June 16, 2023 or the date of the Issuer's 2023 annual meeting of stockholders, subject to the Reporting Person's continued service on the Issuer's Board of Directors and acceleration upon change in control.

Read SEC document
June 16, 2022 Filed Jun 21, 2022 14:24 UTC GrantStock Option (right to buy) · Derivative 30,769 $0.00 Strike: $1.80 $0.00
Disclosure

SEC source: 0001415889-22-006809 · form4-06212022_110620.xml · derivative · entry 2

MATHER CHARLES E IV · CIK 0001563422 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 30,769

Underlying: Common Stock · 30,769 shares

Expires 2032-06-16

F2 · derivative.exercise_date: The option becomes exercisable on the earlier of June 16, 2023 or the date of the Issuer's 2023 annual meeting of stockholders, subject to the Reporting Person's continued service on the Issuer's Board of Directors and acceleration upon change in control.

Read SEC document
June 16, 2022 Filed Jun 21, 2022 14:24 UTC GrantCommon Stock, par value $.0001 22,222 $0.00 $0.00
Disclosure

SEC source: 0001415889-22-006809 · form4-06212022_110620.xml · nonDerivative · entry 1

MATHER CHARLES E IV · CIK 0001563422 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 70,544

F1 · shares: Represents restricted stock units that fully vest on the earlier of June 16, 2023 or the date of the Issuer's 2023 annual meeting of stockholders, subject to the Reporting Person's continued service on the Issuer's Board of Directors and acceleration upon change in control.

Read SEC document
June 16, 2022 Filed Jun 21, 2022 18:28 UTC GrantStock Option (right to buy) · Derivative 30,769 $0.00 Strike: $1.80 $0.00
Disclosure

SEC source: 0001415889-22-006810 · form4-06212022_110633.xml · derivative · entry 2

Haller Julia A · CIK 0001656082 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 30,769

Underlying: Common Stock · 30,769 shares

Expires 2032-06-16

F2 · derivative.exercise_date: The option becomes exercisable on the earlier of June 16, 2023 or the date of the Issuer's 2023 annual meeting of stockholders, subject to the Reporting Person's continued service on the Issuer's Board of Directors and acceleration upon change in control.

Read SEC document
June 16, 2022 Filed Jun 21, 2022 18:28 UTC GrantCommon Stock, par value $.0001 22,222 $0.00 $0.00
Disclosure

SEC source: 0001415889-22-006810 · form4-06212022_110633.xml · nonDerivative · entry 1

Haller Julia A · CIK 0001656082 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 30,408

F1 · shares: Represents restricted stock units that fully vest on the earlier of June 16, 2023 or the date of the Issuer's 2023 annual meeting of stockholders, subject to the Reporting Person's continued service on the Issuer's Board of Directors and acceleration upon change in control.

Read SEC document
June 16, 2022 Filed Jun 21, 2022 18:21 UTC GrantStock Option (right to buy) · Derivative 30,769 $0.00 Strike: $1.80 $0.00
Disclosure

SEC source: 0001415889-22-006808 · form4-06212022_110637.xml · derivative · entry 2

JACOBSON RACHEL · CIK 0001911725 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 30,769

Underlying: Common Stock · 30,769 shares

Expires 2032-06-16

F2 · derivative.exercise_date: The option becomes exercisable on the earlier of June 16, 2023 or the date of the Issuer's 2023 annual meeting of stockholders, subject to the Reporting Person's continued service on the Issuer's Board of Directors and acceleration upon change in control.

Read SEC document
June 16, 2022 Filed Jun 21, 2022 18:21 UTC GrantCommon Stock, par value $.0001 22,222 $0.00 $0.00
Disclosure

SEC source: 0001415889-22-006808 · form4-06212022_110637.xml · nonDerivative · entry 1

JACOBSON RACHEL · CIK 0001911725 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: Not disclosed

F1 · shares: Represents restricted stock units that fully vest on the earlier of June 16, 2023 or the date of the Issuer's 2023 annual meeting of stockholders, subject to the Reporting Person's continued service on the Issuer's Board of Directors and acceleration upon change in control.

Read SEC document
May 19, 2022 Filed May 23, 2022 08:49 UTC PurchaseCommon Stock, par value $.0001 10,000 $2.20 $22,000.00
Disclosure

SEC source: 0001415889-22-005467 · form4-05232022_050528.xml · nonDerivative · entry 1

LEE KENNETH B JR · CIK 0001208570 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 42,322

Read SEC document
May 18, 2022 Filed May 19, 2022 08:27 UTC PurchaseCommon Stock, par value $.0001 7,000 $2.03 $14,231.70
Disclosure

SEC source: 0001415889-22-005263 · form4-05192022_050552.xml · nonDerivative · entry 1

MATHER CHARLES E IV · CIK 0001563422 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 48,322

Read SEC document
May 11, 2022 Filed May 12, 2022 13:22 UTC PurchaseCommon stock, par value $0.0001 25,000 $1.95 $48,750.00
Disclosure

SEC source: 0001214659-22-006646 · marketforms-56164.xml · nonDerivative · entry 2

Grant Stuart M. · CIK 0001783415 · 10% owner

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 4,984,998

Read SEC document
May 10, 2022 Filed May 12, 2022 13:22 UTC PurchaseCommon stock, par value $0.0001 50,000 $1.98 $99,000.00
Disclosure

SEC source: 0001214659-22-006646 · marketforms-56164.xml · nonDerivative · entry 1

Grant Stuart M. · CIK 0001783415 · 10% owner

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 4,959,998

Read SEC document
May 05, 2022 Filed May 5, 2022 21:05 UTC PurchaseCommon stock, par value $0.0001 25,926 $2.26 $58,592.76
Disclosure

SEC source: 0001214659-22-006365 · marketforms-56116.xml · nonDerivative · entry 2

Grant Stuart M. · CIK 0001783415 · 10% owner

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 4,935,924

Read SEC document
May 04, 2022 Filed May 5, 2022 21:05 UTC PurchaseCommon stock, par value $0.0001 24,074 $2.26 $54,407.24
Disclosure

SEC source: 0001214659-22-006365 · marketforms-56116.xml · nonDerivative · entry 1

Grant Stuart M. · CIK 0001783415 · 10% owner

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 4,909,998

Read SEC document
April 22, 2022 Filed Apr 25, 2022 10:10 UTC PurchaseCommon stock, par value $0.0001 20,000 $2.55 $51,000.00
Disclosure

SEC source: 0001214659-22-005697 · marketforms-56022.xml · nonDerivative · entry 2

Grant Stuart M. · CIK 0001783415 · 10% owner

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 4,885,924

Read SEC document
April 21, 2022 Filed Apr 25, 2022 10:10 UTC PurchaseCommon stock, par value $0.0001 38,800 $2.59 $100,492.00
Disclosure

SEC source: 0001214659-22-005697 · marketforms-56022.xml · nonDerivative · entry 1

Grant Stuart M. · CIK 0001783415 · 10% owner

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 4,865,924

Read SEC document
April 11, 2022 Filed Apr 13, 2022 10:47 UTC GrantStock Option (right to buy) · Derivative 4,466 $0.00 Strike: $2.77 $0.00
Disclosure

SEC source: 0001415889-22-004042 · form4-04132022_070446.xml · derivative · entry 2

Benjamin Stephen Keith · CIK 0001310230 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 4,466

Underlying: Common Stock · 4,466 shares

Expires 2032-04-11

F2 · derivative.exercise_date: The option becomes exercisable on the earlier of April 11, 2023 or the date of the Issuer's 2022 annual meeting of stockholders, subject to the Reporting Person's continued service on the Issuer's Board of Directors and acceleration upon change in control.

Read SEC document
April 11, 2022 Filed Apr 13, 2022 10:47 UTC GrantCommon Stock, par value $.0001 3,289 $0.00 $0.00
Disclosure

SEC source: 0001415889-22-004042 · form4-04132022_070446.xml · nonDerivative · entry 1

Benjamin Stephen Keith · CIK 0001310230 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 3,289

F1 · shares: Represents restricted stock units that fully vest on the earlier of April 11, 2023 or the date of the Issuer's 2022 annual meeting of stockholders, subject to the Reporting Person's continued service on the Issuer's Board of Directors and acceleration upon change in control.

Read SEC document
April 11, 2022 Filed Apr 13, 2022 14:52 UTC GrantStock Option (right to buy) · Derivative 4,466 $0.00 Strike: $2.77 $0.00
Disclosure

SEC source: 0001415889-22-004044 · form4-04132022_070447.xml · derivative · entry 2

JACOBSON RACHEL · CIK 0001911725 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 4,466

Underlying: Common Stock · 4,466 shares

Expires 2032-04-11

F2 · derivative.exercise_date: The option becomes exercisable on the earlier of April 11, 2023 or the date of the Issuer's 2022 annual meeting of stockholders, subject to the Reporting Person's continued service on the Issuer's Board of Directors and acceleration upon change in control.

Read SEC document
April 11, 2022 Filed Apr 13, 2022 14:52 UTC GrantCommon Stock, par value $.0001 3,289 $0.00 $0.00
Disclosure

SEC source: 0001415889-22-004044 · form4-04132022_070447.xml · nonDerivative · entry 1

JACOBSON RACHEL · CIK 0001911725 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 3,289

F1 · shares: Represents restricted stock units that fully vest on the earlier of April 11, 2023 or the date of the Issuer's 2022 annual meeting of stockholders, subject to the Reporting Person's continued service on the Issuer's Board of Directors and acceleration upon change in control.

Read SEC document
April 11, 2022 Filed Jun 29, 2022 09:10 UTC Amendment GrantStock Option (right to buy) · Derivative 4,745 $0.00 Strike: $2.77 $0.00
Disclosure

SEC source: 0001415889-22-007044 · form4a-06292022_060616.xml · derivative · entry 1

Benjamin Stephen Keith · CIK 0001310230 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 4,745

Underlying: Common Stock · 4,745 shares

Expires 2032-04-11

F1 · derivative.exercise_date: The option becomes exercisable on the earlier of April 11, 2023 or the date of the Issuer's 2022 annual meeting of stockholders, subject to the Reporting Person's continued service on the Issuer's Board of Directors and acceleration upon change in control.

Read SEC document
April 11, 2022 Filed Jun 29, 2022 13:06 UTC Amendment GrantStock Option (right to buy) · Derivative 4,745 $0.00 Strike: $2.77 $0.00
Disclosure

SEC source: 0001415889-22-007042 · form4a-06292022_060610.xml · derivative · entry 1

JACOBSON RACHEL · CIK 0001911725 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 4,745

Underlying: Common Stock · 4,745 shares

Expires 2032-04-11

F1 · derivative.exercise_date: The option becomes exercisable on the earlier of April 11, 2023 or the date of the Issuer's 2022 annual meeting of stockholders, subject to the Reporting Person's continued service on the Issuer's Board of Directors and acceleration upon change in control.

Read SEC document
March 31, 2022 Filed Mar 31, 2022 21:24 UTC PurchaseCommon Stock, par value $.0001 4,000 $3.12 $12,460.00
Disclosure

SEC source: 0001415889-22-003528 · form4-03312022_060356.xml · nonDerivative · entry 1

MATHER CHARLES E IV · CIK 0001563422 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 41,322

Read SEC document
February 22, 2022 Filed Feb 23, 2022 15:15 UTC PurchaseCommon stock, par value $0.0001 42,000 $2.75 $115,500.00
Disclosure

SEC source: 0001214659-22-003073 · marketforms-55528.xml · nonDerivative · entry 2

Grant Stuart M. · CIK 0001783415 · 10% owner

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 4,827,124

F1 · price: Per share prices on February 22, 2022 ranged from $2.71 to $2.78 per share

Read SEC document
February 18, 2022 Filed Feb 23, 2022 15:15 UTC PurchaseCommon stock, par value $0.0001 10,000 $2.85 $28,500.00
Disclosure

SEC source: 0001214659-22-003073 · marketforms-55528.xml · nonDerivative · entry 1

Grant Stuart M. · CIK 0001783415 · 10% owner

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 4,785,124

Read SEC document
February 14, 2022 Filed Feb 16, 2022 16:21 UTC
GANDOLFO JOHN PCHIEF FINANCIAL OFFICER
GrantStock Options (right to buy) · Derivative 23,211 $0.00 Strike: $3.10 $0.00
Disclosure

SEC source: 0001415889-22-001441 · form4-02162022_010202.xml · derivative · entry 1

GANDOLFO JOHN P · CIK 0001200155 · CHIEF FINANCIAL OFFICER

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 23,211

Underlying: Common Stock · 23,211 shares

Expires 2032-02-14

F1 · derivative.expiration_date: This stock option was granted by the Issuer's Board of Directors on February 14, 2022, subject to the Issuer's Amended and Restated 2018 Omnibus Stock Incentive Plan, as amended. One third of the option becomes exercisable on February 14, 2023 and the remaining shares underlying the option become exercisable in equal increments on each of the 24 one-month anniversaries thereafter.

Read SEC document
February 14, 2022 Filed Feb 16, 2022 21:18 UTC
Rowe Michael MCHIEF OPERATING OFFICER
GrantStock Options (right to buy) · Derivative 23,211 $0.00 Strike: $3.10 $0.00
Disclosure

SEC source: 0001415889-22-001438 · form4-02162022_010244.xml · derivative · entry 1

Rowe Michael M · CIK 0001744774 · CHIEF OPERATING OFFICER

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 23,211

Underlying: Common Stock · 23,211 shares

Expires 2032-02-14

F1 · derivative.expiration_date: This stock option was granted by the Issuer's Board of Directors on February 14, 2022, subject to the Issuer's Amended and Restated 2018 Omnibus Stock Incentive Plan, as amended. One third of the option becomes exercisable on February 14, 2023 and the remaining shares underlying the option become exercisable in equal increments on each of the 24 one-month anniversaries thereafter.

Read SEC document
February 07, 2022 Filed Feb 8, 2022 18:04 UTC PurchaseCommon stock, par value $0.0001 36,030 $2.97 $107,009.10
Disclosure

SEC source: 0001214659-22-002031 · marketforms-55340.xml · nonDerivative · entry 1

Grant Stuart M. · CIK 0001783415 · 10% owner

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 4,775,124

F1 · price: Per share prices on February 7, 2021 ranged from $2.94 to $2.99

Read SEC document

Value uses the disclosed total when available, otherwise shares × reported transaction price. It is not an estimate of exercise cash cost or investment performance.