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Nasdaq · USD

HYPD

HYPERION DEFI, INC.

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Tapewire entity
7220
SEC CIK
0001682639
Parsed reports
233

Last 12 months

Inside the activity.

13 purchase rows · 0 sale rows

Disclosed non-derivative P/S rows, by transaction month. Includes amendments and private transactions.
Monthly counts
MonthPurchasesSales
Nov 202500
Dec 202590
Jan 202600
Feb 202600
Mar 202600
Apr 202600
May 202600
Jun 202640
Jul 202600
Aug 202600
Sep 202600
Oct 202600

Latest available

Insider transactions

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Purchases/sales include open-market and private transactions. Plan disclosure applies to the filing; individual rows may differ. “Not disclosed” is not “unplanned.”

The cutoff filters transaction history only. Company summaries and owner relationships show the latest available disclosures. Parser corrections can improve historical records.

Transaction dateOwner / reported roleActivity / securityShares / unitsReported priceReported valueDetails
August 28, 2024 Filed Aug 29, 2024 00:01 UTC
Rowe Michael MDirector · Chief Executive Officer
PurchaseCommon Stock, par value $0.0001 27,071 $0.52 $14,076.92
Disclosure

SEC source: 0001104659-24-094160 · tm2422969-1_4seq1.xml · nonDerivative · entry 1

Rowe Michael M · CIK 0001744774 · Director · Chief Executive Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 109,998

Read SEC document
August 26, 2024 Filed Aug 27, 2024 17:06 UTC
Rowe Michael MDirector · Chief Executive Officer
PurchaseCommon Stock, par value $0.0001 50,000 $0.57 $28,500.00
Disclosure

SEC source: 0001104659-24-093231 · tm2422792-1_4seq1.xml · nonDerivative · entry 1

Rowe Michael M · CIK 0001744774 · Director · Chief Executive Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 82,927

Read SEC document
July 02, 2024 Filed Jul 3, 2024 19:18 UTC OtherWarrants to purchase common stock · Derivative 3,264,931 Not disclosed Strike: $0.69 Not disclosed
Disclosure

SEC source: 0001214659-24-011963 · marketforms-66504.xml · derivative · entry 2

Grant Stuart M. · CIK 0001783415 · 10% owner

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 3,942,361

Underlying: Common Stock · 3,264,931 shares

Expires 2030-01-01

F1 · price: The purchase price per share for the common stock set forth above is the combined purchase price for each share of common stock, together with a warrant to purchase one share of common stock issued pursuant to a securities stock purchase agreement among the Company, the Reporting Person and other purchasers (the "Securities Purchase Agreement")

F2 · price: In connection with the Securities Purchase Agreement, the Reporting Person also received a total of 3,264,931 warrants to purchase common stock at an exercise price of $0.69 per share (consisting of 1,515,151 warrants issued together with the shares purchased and an additional 1,749,780 warrants) and had the exercise price of all of his previously issued warrants (consisting of 677,430 warrants) reduced to $0.69 per share and the expiration date thereof extended to January 1, 2030.

Read SEC document
July 02, 2024 Filed Jul 3, 2024 19:18 UTC PurchaseCommon stock, par value $0.0001 1,515,151 $0.66 $999,999.66
Disclosure

SEC source: 0001214659-24-011963 · marketforms-66504.xml · nonDerivative · entry 1

Grant Stuart M. · CIK 0001783415 · 10% owner

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 10,914,153

F1 · price: The purchase price per share for the common stock set forth above is the combined purchase price for each share of common stock, together with a warrant to purchase one share of common stock issued pursuant to a securities stock purchase agreement among the Company, the Reporting Person and other purchasers (the "Securities Purchase Agreement")

F2 · price: In connection with the Securities Purchase Agreement, the Reporting Person also received a total of 3,264,931 warrants to purchase common stock at an exercise price of $0.69 per share (consisting of 1,515,151 warrants issued together with the shares purchased and an additional 1,749,780 warrants) and had the exercise price of all of his previously issued warrants (consisting of 677,430 warrants) reduced to $0.69 per share and the expiration date thereof extended to January 1, 2030.

F3 · balance_after: Includes 3,942,361 shares of common stock issuable upon exercise of all warrants currently owned by the Reporting Person

Read SEC document
June 12, 2024 Filed Jun 14, 2024 15:06 UTC
Palanki RamDirector
GrantStock Option (right to buy) · Derivative 85,106 $0.00 Strike: $0.65 $0.00
Disclosure

SEC source: 0001104659-24-071708 · tm2417330-5_4seq1.xml · derivative · entry 2

Palanki Ram · CIK 0001937411 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 85,106

Underlying: Common Stock · 85,106 shares

Expires 2034-06-12

F2 · derivative.exercise_date: The option becomes exercisable on the earlier of June 12, 2025 or the date of the Issuer's 2025 annual meeting of stockholders, subject to the Reporting Person's continued service on the Issuer's Board of Directors and acceleration upon change in control.

Read SEC document
June 12, 2024 Filed Jun 14, 2024 15:06 UTC
Palanki RamDirector
GrantCommon Stock, par value $.0001 61,481 $0.00 $0.00
Disclosure

SEC source: 0001104659-24-071708 · tm2417330-5_4seq1.xml · nonDerivative · entry 1

Palanki Ram · CIK 0001937411 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 98,909

F1 · shares: Represents restricted stock units that fully vest on the earlier of June 12, 2025 or the date of the Issuer's 2025 annual meeting of stockholders, subject to the Reporting Person's continued service on the Issuer's Board of Directors and acceleration upon change in control.

Read SEC document
June 12, 2024 Filed Jun 14, 2024 19:03 UTC GrantStock Option (right to buy) · Derivative 85,106 $0.00 Strike: $0.65 $0.00
Disclosure

SEC source: 0001104659-24-071702 · tm2417330-1_4seq1.xml · derivative · entry 2

GELTZEILER MICHAEL S · CIK 0001182139 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 85,106

Underlying: Common Stock · 85,106 shares

Expires 2034-06-12

F2 · derivative.exercise_date: The option becomes exercisable on the earlier of June 12, 2025 or the date of the Issuer's 2025 annual meeting of stockholders, subject to the Reporting Person's continued service on the Issuer's Board of Directors and acceleration upon change in control.

Read SEC document
June 12, 2024 Filed Jun 14, 2024 19:03 UTC GrantCommon Stock, par value $.0001 61,481 $0.00 $0.00
Disclosure

SEC source: 0001104659-24-071702 · tm2417330-1_4seq1.xml · nonDerivative · entry 1

GELTZEILER MICHAEL S · CIK 0001182139 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 81,295

F1 · shares: Represents restricted stock units that fully vest on the earlier of June 12, 2025 or the date of the Issuer's 2025 annual meeting of stockholders, subject to the Reporting Person's continued service on the Issuer's Board of Directors and acceleration upon change in control.

Read SEC document
June 12, 2024 Filed Jun 14, 2024 15:06 UTC GrantStock Option (right to buy) · Derivative 85,106 $0.00 Strike: $0.65 $0.00
Disclosure

SEC source: 0001104659-24-071706 · tm2417330-4_4seq1.xml · derivative · entry 2

MATHER CHARLES E IV · CIK 0001563422 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 85,106

Underlying: Common Stock · 85,106 shares

Expires 2034-06-12

F2 · derivative.exercise_date: The option becomes exercisable on the earlier of June 12, 2025 or the date of the Issuer's 2025 annual meeting of stockholders, subject to the Reporting Person's continued service on the Issuer's Board of Directors and acceleration upon change in control.

Read SEC document
June 12, 2024 Filed Jun 14, 2024 15:06 UTC GrantCommon Stock, par value $.0001 61,481 $0.00 $0.00
Disclosure

SEC source: 0001104659-24-071706 · tm2417330-4_4seq1.xml · nonDerivative · entry 1

MATHER CHARLES E IV · CIK 0001563422 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 156,266

F1 · shares: Represents restricted stock units that fully vest on the earlier of June 12, 2025 or the date of the Issuer's 2025 annual meeting of stockholders, subject to the Reporting Person's continued service on the Issuer's Board of Directors and acceleration upon change in control.

Read SEC document
June 12, 2024 Filed Jun 14, 2024 19:07 UTC GrantStock Option (right to buy) · Derivative 85,106 $0.00 Strike: $0.65 $0.00
Disclosure

SEC source: 0001104659-24-071709 · tm2417330-6_4seq1.xml · derivative · entry 2

Strahlman Ellen R · CIK 0001575385 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 85,106

Underlying: Common Stock · 85,106 shares

Expires 2034-06-12

F2 · derivative.exercise_date: The option becomes exercisable on the earlier of June 12, 2025 or the date of the Issuer's 2025 annual meeting of stockholders, subject to the Reporting Person's continued service on the Issuer's Board of Directors and acceleration upon change in control.

Read SEC document
June 12, 2024 Filed Jun 14, 2024 19:07 UTC GrantCommon Stock, par value $.0001 61,481 $0.00 $0.00
Disclosure

SEC source: 0001104659-24-071709 · tm2417330-6_4seq1.xml · nonDerivative · entry 1

Strahlman Ellen R · CIK 0001575385 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 136,594

F1 · shares: Represents restricted stock units that fully vest on the earlier of June 12, 2025 or the date of the Issuer's 2025 annual meeting of stockholders, subject to the Reporting Person's continued service on the Issuer's Board of Directors and acceleration upon change in control.

Read SEC document
June 12, 2024 Filed Jun 14, 2024 19:04 UTC GrantStock Option (right to buy) · Derivative 85,106 $0.00 Strike: $0.65 $0.00
Disclosure

SEC source: 0001104659-24-071704 · tm2417330-3_4seq1.xml · derivative · entry 2

JACOBSON RACHEL · CIK 0001911725 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 85,106

Underlying: Common Stock · 85,106 shares

Expires 2034-06-12

F2 · derivative.exercise_date: The option becomes exercisable on the earlier of June 12, 2025 or the date of the Issuer's 2025 annual meeting of stockholders, subject to the Reporting Person's continued service on the Issuer's Board of Directors and acceleration upon change in control.

Read SEC document
June 12, 2024 Filed Jun 14, 2024 19:04 UTC GrantCommon Stock, par value $.0001 61,481 $0.00 $0.00
Disclosure

SEC source: 0001104659-24-071704 · tm2417330-3_4seq1.xml · nonDerivative · entry 1

JACOBSON RACHEL · CIK 0001911725 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 104,233

F1 · shares: Represents restricted stock units that fully vest on the earlier of June 12, 2025 or the date of the Issuer's 2025 annual meeting of stockholders, subject to the Reporting Person's continued service on the Issuer's Board of Directors and acceleration upon change in control.

Read SEC document
June 12, 2024 Filed Jun 14, 2024 19:03 UTC GrantStock Option (right to buy) · Derivative 85,106 $0.00 Strike: $0.65 $0.00
Disclosure

SEC source: 0001104659-24-071703 · tm2417330-2_4seq1.xml · derivative · entry 4

Ianchulev Tsontcho · CIK 0001728916 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 85,106

Underlying: Common Stock · 85,106 shares

Expires 2034-06-12

F3 · derivative.exercise_date: The option becomes exercisable on the earlier of June 12, 2025 or the date of the Issuer's 2025 annual meeting of stockholders, subject to the Reporting Person's continued service on the Issuer's Board of Directors and acceleration upon change in control.

Read SEC document
June 12, 2024 Filed Jun 14, 2024 19:03 UTC GrantCommon Stock, par value $.0001 61,481 $0.00 $0.00
Disclosure

SEC source: 0001104659-24-071703 · tm2417330-2_4seq1.xml · nonDerivative · entry 1

Ianchulev Tsontcho · CIK 0001728916 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 409,933

F1 · shares: Represents restricted stock units that fully vest on the earlier of June 12, 2025 or the date of the Issuer's 2025 annual meeting of stockholders, subject to the Reporting Person's continued service on the Issuer's Board of Directors and acceleration upon change in control.

Read SEC document
March 28, 2024 Filed Mar 28, 2024 19:50 UTC PurchaseCommon stock, par value $0.0001 100,000 $0.98 $98,000.00
Disclosure

SEC source: 0001214659-24-005454 · marketforms-65401.xml · nonDerivative · entry 1

Grant Stuart M. · CIK 0001783415 · 10% owner

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 5,430,715

Read SEC document
March 19, 2024 Filed Mar 20, 2024 21:44 UTC PurchaseCommon stock, par value $0.0001 50,000 $1.23 $61,500.00
Disclosure

SEC source: 0001214659-24-004902 · marketforms-65305.xml · nonDerivative · entry 1

Grant Stuart M. · CIK 0001783415 · 10% owner

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 5,330,715

F1 · price: Average price per share purchased is $1.2296

Read SEC document
March 08, 2024 Filed Mar 11, 2024 12:11 UTC PurchaseCommon stock, par value $0.0001 10,717 $1.58 $16,911.43
Disclosure

SEC source: 0001214659-24-004297 · marketforms-65137.xml · nonDerivative · entry 1

Grant Stuart M. · CIK 0001783415 · 10% owner

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 5,280,715

F1 · price: Per share purchase prices on March 8, 2024 ranged from $1.57 to $1.58.

Read SEC document
February 12, 2024 Filed Feb 14, 2024 16:14 UTC
GANDOLFO JOHN PChief Financial Officer
GrantStock Option (right to buy) · Derivative 60,000 $0.00 Strike: $1.91 $0.00
Disclosure

SEC source: 0001104659-24-023657 · tm245989-3_4seq1.xml · derivative · entry 1

GANDOLFO JOHN P · CIK 0001200155 · Chief Financial Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 60,000

Underlying: Common Stock · 60,000 shares

Expires 2034-02-12

F1 · derivative.exercise_date: One third of the option becomes exercisable on February 12, 2025 and the remaining shares underlying the option become exercisable in equal increments on each of the 24 one-month anniversaries thereafter.

Read SEC document
February 12, 2024 Filed Feb 14, 2024 21:13 UTC
Rowe Michael MDirector · Chief Executive Officer
GrantStock Option (right to buy) · Derivative 75,000 $0.00 Strike: $1.91 $0.00
Disclosure

SEC source: 0001104659-24-023650 · tm245989-2_4seq1.xml · derivative · entry 1

Rowe Michael M · CIK 0001744774 · Director · Chief Executive Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 75,000

Underlying: Common Stock · 75,000 shares

Expires 2034-02-12

F1 · derivative.exercise_date: One third of the option becomes exercisable on February 12, 2025 and the remaining shares underlying the option become exercisable in equal increments on each of the 24 one-month anniversaries thereafter.

Read SEC document
February 12, 2024 Filed Feb 14, 2024 21:10 UTC
Kern BrenChief Operating Officer
GrantStock Option (right to buy) · Derivative 50,000 $0.00 Strike: $1.91 $0.00
Disclosure

SEC source: 0001104659-24-023640 · tm245989-1_4seq1.xml · derivative · entry 1

Kern Bren · CIK 0001957543 · Chief Operating Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 50,000

Underlying: Common Stock · 50,000 shares

Expires 2034-02-12

F1 · derivative.exercise_date: One third of the option becomes exercisable on February 12, 2025 and the remaining shares underlying the option become exercisable in equal increments on each of the 24 one-month anniversaries thereafter.

Read SEC document
December 04, 2023 Filed Dec 5, 2023 21:54 UTC
Rowe Michael MDirector · Chief Executive Officer
PurchaseCommon Stock, par value $.0001 4,890 $1.36 $6,650.40
Disclosure

SEC source: 0001104659-23-123637 · tm2332206-1_4seq1.xml · nonDerivative · entry 1

Rowe Michael M · CIK 0001744774 · Director · Chief Executive Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 32,927

Read SEC document
November 14, 2023 Filed Nov 16, 2023 21:49 UTC GrantStock Option (right to buy) · Derivative 28,799 $0.00 Strike: $1.25 $0.00
Disclosure

SEC source: 0001104659-23-119153 · tm2330936-2_4seq1.xml · derivative · entry 2

GELTZEILER MICHAEL S · CIK 0001182139 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 28,799

Underlying: Common Stock · 28,799 shares

Expires 2033-11-14

F2 · derivative.exercise_date: The option becomes exercisable on the date of the Issuer's 2024 annual meeting of stockholders, subject to the Reporting Person's continued service on the Issuer's Board of Directors and acceleration upon change in control.

Read SEC document
November 14, 2023 Filed Nov 16, 2023 21:49 UTC GrantCommon Stock, par value $.0001 19,814 $0.00 $0.00
Disclosure

SEC source: 0001104659-23-119153 · tm2330936-2_4seq1.xml · nonDerivative · entry 1

GELTZEILER MICHAEL S · CIK 0001182139 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 19,814

F1 · shares: Represents restricted stock units that fully vest on the date of the Issuer's 2024 annual meeting of stockholders, subject to the Reporting Person's continued service on the Issuer's Board of Directors and acceleration upon change in control.

Read SEC document
September 29, 2023 Filed Oct 2, 2023 14:04 UTC PurchaseCommon Stock, par value $.0001 4,820 $1.68 $8,097.60
Disclosure

SEC source: 0001104659-23-105699 · tm2327367d1_4seq1.xml · nonDerivative · entry 1

Strahlman Ellen R · CIK 0001575385 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 75,113

F1 · price: This is the weighted average price representing 4,820 shares purchased at prices ranging from $1.67 to $1.71 per share. The reporting person undertakes to provide to the SEC staff, the issuer, or a security holder of the issuer the number of shares purchased at each price within the price range upon request.

Read SEC document
September 19, 2023 Filed Sep 19, 2023 21:17 UTC
Rowe Michael MDirector · Chief Executive Officer
PurchaseCommon Stock, par value $.0001 1,400 $1.66 $2,324.00
Disclosure

SEC source: 0001104659-23-101986 · tm2326366-1_4seq1.xml · nonDerivative · entry 2

Rowe Michael M · CIK 0001744774 · Director · Chief Executive Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 28,037

Read SEC document
September 15, 2023 Filed Sep 19, 2023 21:17 UTC
Rowe Michael MDirector · Chief Executive Officer
PurchaseCommon Stock, par value $.0001 1,137 $1.75 $1,989.75
Disclosure

SEC source: 0001104659-23-101986 · tm2326366-1_4seq1.xml · nonDerivative · entry 1

Rowe Michael M · CIK 0001744774 · Director · Chief Executive Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 26,637

Read SEC document
August 17, 2023 Filed Aug 17, 2023 19:16 UTC PurchaseCommon Stock, par value $0.0001 30,000 $1.87 $56,100.00
Disclosure

SEC source: 0001214659-23-011440 · marketforms-62239.xml · nonDerivative · entry 2

Grant Stuart M. · CIK 0001783415 · 10% owner

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 5,269,998

F2 · price: Per share purchase prices on August 17, 2023 ranged from $1.80 to $1.90.

Read SEC document
August 16, 2023 Filed Aug 17, 2023 19:16 UTC PurchaseCommon stock, par value $0.0001 45,000 $1.91 $85,815.00
Disclosure

SEC source: 0001214659-23-011440 · marketforms-62239.xml · nonDerivative · entry 1

Grant Stuart M. · CIK 0001783415 · 10% owner

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 5,239,998

F1 · price: Per share purchase prices on August 16, 2023 ranged from $1.90 to $1.91.

Read SEC document
June 27, 2023 Filed Jun 29, 2023 18:42 UTC
Palanki RamDirector
GrantStock Option (right to buy) · Derivative 24,691 $0.00 Strike: $2.32 $0.00
Disclosure

SEC source: 0001104659-23-076459 · tm2320271-4_4seq1.xml · derivative · entry 2

Palanki Ram · CIK 0001937411 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 24,691

Underlying: Common Stock · 24,691 shares

Expires 2033-06-27

F2 · derivative.exercise_date: The option becomes exercisable on the earlier of June 27, 2024 or the date of the Issuer's 2024 annual meeting of stockholders, subject to the Reporting Person's continued service on the Issuer's Board of Directors and acceleration upon change in control.

Read SEC document
June 27, 2023 Filed Jun 29, 2023 18:42 UTC
Palanki RamDirector
GrantCommon Stock, par value $.0001 17,241 $0.00 $0.00
Disclosure

SEC source: 0001104659-23-076459 · tm2320271-4_4seq1.xml · nonDerivative · entry 1

Palanki Ram · CIK 0001937411 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 37,428

F1 · shares: Represents restricted stock units that fully vest on the earlier of June 27, 2024 or the date of the Issuer's 2024 annual meeting of stockholders, subject to the Reporting Person's continued service on the Issuer's Board of Directors and acceleration upon change in control.

Read SEC document
June 27, 2023 Filed Jun 29, 2023 18:42 UTC GrantStock Option (right to buy) · Derivative 24,691 $0.00 Strike: $2.32 $0.00
Disclosure

SEC source: 0001104659-23-076458 · tm2320271-3_4seq1.xml · derivative · entry 2

MATHER CHARLES E IV · CIK 0001563422 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 24,691

Underlying: Common Stock · 24,691 shares

Expires 2033-06-27

F2 · derivative.exercise_date: The option becomes exercisable on the earlier of June 27, 2024 or the date of the Issuer's 2024 annual meeting of stockholders, subject to the Reporting Person's continued service on the Issuer's Board of Directors and acceleration upon change in control.

Read SEC document
June 27, 2023 Filed Jun 29, 2023 18:42 UTC GrantCommon Stock, par value $.0001 17,241 $0.00 $0.00
Disclosure

SEC source: 0001104659-23-076458 · tm2320271-3_4seq1.xml · nonDerivative · entry 1

MATHER CHARLES E IV · CIK 0001563422 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 94,785

F1 · shares: Represents restricted stock units that fully vest on the earlier of June 27, 2024 or the date of the Issuer's 2024 annual meeting of stockholders, subject to the Reporting Person's continued service on the Issuer's Board of Directors and acceleration upon change in control.

Read SEC document
June 27, 2023 Filed Jun 29, 2023 22:42 UTC GrantStock Option (right to buy) · Derivative 24,691 $0.00 Strike: $2.32 $0.00
Disclosure

SEC source: 0001104659-23-076460 · tm2320271-5_4seq1.xml · derivative · entry 2

Strahlman Ellen R · CIK 0001575385 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 24,691

Underlying: Common Stock · 24,691 shares

Expires 2033-06-27

F2 · derivative.exercise_date: The option becomes exercisable on the earlier of June 27, 2024 or the date of the Issuer's 2024 annual meeting of stockholders, subject to the Reporting Person's continued service on the Issuer's Board of Directors and acceleration upon change in control.

Read SEC document
June 27, 2023 Filed Jun 29, 2023 22:42 UTC GrantCommon Stock, par value $.0001 17,241 $0.00 $0.00
Disclosure

SEC source: 0001104659-23-076460 · tm2320271-5_4seq1.xml · nonDerivative · entry 1

Strahlman Ellen R · CIK 0001575385 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 70,293

F1 · shares: Represents restricted stock units that fully vest on the earlier of June 27, 2024 or the date of the Issuer's 2024 annual meeting of stockholders, subject to the Reporting Person's continued service on the Issuer's Board of Directors and acceleration upon change in control.

Read SEC document
June 27, 2023 Filed Jun 29, 2023 22:41 UTC GrantStock Option (right to buy) · Derivative 24,691 $0.00 Strike: $2.32 $0.00
Disclosure

SEC source: 0001104659-23-076457 · tm2320271-2_4seq1.xml · derivative · entry 2

JACOBSON RACHEL · CIK 0001911725 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 24,691

Underlying: Common Stock · 24,691 shares

Expires 2033-06-27

F2 · derivative.exercise_date: The option becomes exercisable on the earlier of June 27, 2024 or the date of the Issuer's 2024 annual meeting of stockholders, subject to the Reporting Person's continued service on the Issuer's Board of Directors and acceleration upon change in control.

Read SEC document
June 27, 2023 Filed Jun 29, 2023 22:41 UTC GrantCommon Stock, par value $.0001 17,241 $0.00 $0.00
Disclosure

SEC source: 0001104659-23-076457 · tm2320271-2_4seq1.xml · nonDerivative · entry 1

JACOBSON RACHEL · CIK 0001911725 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 42,752

F1 · shares: Represents restricted stock units that fully vest on the earlier of June 27, 2024 or the date of the Issuer's 2024 annual meeting of stockholders, subject to the Reporting Person's continued service on the Issuer's Board of Directors and acceleration upon change in control.

Read SEC document
June 27, 2023 Filed Jun 29, 2023 22:41 UTC GrantStock Option (right to buy) · Derivative 24,691 $0.00 Strike: $2.32 $0.00
Disclosure

SEC source: 0001104659-23-076456 · tm2320271-1_4seq1.xml · derivative · entry 4

Ianchulev Tsontcho · CIK 0001728916 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 24,691

Underlying: Common Stock · 24,691 shares

Expires 2033-06-27

F3 · derivative.exercise_date: The option becomes exercisable on the earlier of June 27, 2024 or the date of the Issuer's 2024 annual meeting of stockholders, subject to the Reporting Person's continued service on the Issuer's Board of Directors and acceleration upon change in control.

Read SEC document
June 27, 2023 Filed Jun 29, 2023 22:41 UTC GrantCommon Stock, par value $.0001 17,241 $0.00 $0.00
Disclosure

SEC source: 0001104659-23-076456 · tm2320271-1_4seq1.xml · nonDerivative · entry 1

Ianchulev Tsontcho · CIK 0001728916 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 348,452

F1 · shares: Represents restricted stock units that fully vest on the earlier of June 27, 2024 or the date of the Issuer's 2024 annual meeting of stockholders, subject to the Reporting Person's continued service on the Issuer's Board of Directors and acceleration upon change in control.

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May 31, 2023 Filed May 31, 2023 18:31 UTC
GANDOLFO JOHN PChief Financial Officer
PurchaseCommon Stock, par value $.0001 2,000 $2.79 $5,580.00
Disclosure

SEC source: 0001104659-23-066718 · tm2317514-1_4seq1.xml · nonDerivative · entry 1

GANDOLFO JOHN P · CIK 0001200155 · Chief Financial Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 8,000

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May 26, 2023 Filed May 30, 2023 10:13 UTC PurchaseCommon Stock, par value $.0001 3,000 $2.49 $7,469.70
Disclosure

SEC source: 0001104659-23-065738 · tm2317274-1_4seq1.xml · nonDerivative · entry 1

MATHER CHARLES E IV · CIK 0001563422 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 77,544

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May 26, 2023 Filed May 31, 2023 14:48 UTC
Kern BrenChief Operating Officer
PurchaseCommon Stock, par value $.0001 2,500 $2.73 $6,825.00
Disclosure

SEC source: 0001104659-23-066403 · tm2317428-1_4seq1.xml · nonDerivative · entry 1

Kern Bren · CIK 0001957543 · Chief Operating Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 2,500

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May 25, 2023 Filed May 26, 2023 16:55 UTC PurchaseCommon stock, par value $0.0001 88,247 $2.65 $233,854.55
Disclosure

SEC source: 0001214659-23-007873 · marketforms-61671.xml · nonDerivative · entry 1

Grant Stuart M. · CIK 0001783415 · 10% owner

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 5,194,998

F1 · price: Per share purchase prices on May 25, 2023 ranged from $2.50 to $2.69.

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May 23, 2023 Filed May 25, 2023 20:45 UTC PurchaseCommon Stock, par value $.0001 10,000 $3.10 $30,976.00
Disclosure

SEC source: 0001104659-23-064675 · tm2317044-1_4seq1.xml · nonDerivative · entry 1

Strahlman Ellen R · CIK 0001575385 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 53,052

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May 15, 2023 Filed May 16, 2023 15:08 UTC Amendment PurchaseCommon Stock, par value $.0001 4,000 $3.39 $13,560.00
Disclosure

SEC source: 0001104659-23-061340 · tm2315948-1_4aseq1.xml · nonDerivative · entry 1

MATHER CHARLES E IV · CIK 0001563422 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 74,544

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May 15, 2023 Filed May 16, 2023 12:11 UTC PurchaseCommon Stock, par value $.0001 4,000 $3.39 $13,560.00
Disclosure

SEC source: 0001104659-23-061264 · tm2315948-1_4seq1.xml · nonDerivative · entry 1

MATHER CHARLES E IV · CIK 0001563422 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 74,544

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May 01, 2023 Filed May 2, 2023 00:47 UTC
Rowe Michael MDirector · Chief Executive Officer
Exercise / conversionStock Option (right to buy) · Derivative 10,000 $0.00 Strike: $2.72 $0.00
Disclosure

SEC source: 0001104659-23-054671 · tm2314280-1_4seq1.xml · derivative · entry 2

Rowe Michael M · CIK 0001744774 · Director · Chief Executive Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 131,622

Underlying: Common Stock · 10,000 shares

Expires 2030-06-02

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_date: The option represents the right to purchase a total of 141,622 shares. One-third of the option beame exercisable on June 3, 2021, and the remaining shares underlying the option become exercisable in equal increments on each of the 24 one-month anniversaries thereafter.

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May 01, 2023 Filed May 2, 2023 00:47 UTC
Rowe Michael MDirector · Chief Executive Officer
Exercise / conversionCommon Stock, par value $.0001 10,000 $2.72 $27,200.00
Disclosure

SEC source: 0001104659-23-054671 · tm2314280-1_4seq1.xml · nonDerivative · entry 1

Rowe Michael M · CIK 0001744774 · Director · Chief Executive Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 25,500

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

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May 01, 2023 Filed May 2, 2023 23:38 UTC SaleCommon Stock, par value $.0001 90,000 $5.50 $495,000.00
Disclosure

SEC source: 0001104659-23-055167 · tm2314463-1_4seq1.xml · nonDerivative · entry 1

Ianchulev Tsontcho · CIK 0001728916 · Director

10b5-1 filing: Plan reported

Ownership: Direct

Disclosed balance after: 331,211

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Value uses the disclosed total when available, otherwise shares × reported transaction price. It is not an estimate of exercise cash cost or investment performance.