Tapewire

NYSE · USD

HVT

HAVERTY FURNITURE COMPANIES INC

Export transactions ↓
Tapewire entity
5603
SEC CIK
0000216085
Parsed reports
471

Last 12 months

Inside the activity.

0 purchase rows · 4 sale rows

Disclosed non-derivative P/S rows, by transaction month. Includes amendments and private transactions.
Monthly counts
MonthPurchasesSales
Nov 202501
Dec 202502
Jan 202600
Feb 202600
Mar 202600
Apr 202600
May 202600
Jun 202600
Jul 202600
Aug 202601
Sep 202600
Oct 202600

Latest available

Insider transactions

JSON API
Reset

Purchases/sales include open-market and private transactions. Plan disclosure applies to the filing; individual rows may differ. “Not disclosed” is not “unplanned.”

The cutoff filters transaction history only. Company summaries and owner relationships show the latest available disclosures. Parser corrections can improve historical records.

Transaction dateOwner / reported roleActivity / securityShares / unitsReported priceReported valueDetails
May 08, 2017 Filed May 10, 2017 21:03 UTC
DeNiro Allan JSr. VP, Chief People Officer
Exercise / conversionCommon Stock 755 $0.00 $0.00
Disclosure

SEC source: 0001127602-17-017568 · form4.xml · nonDerivative · entry 3

DeNiro Allan J · CIK 0001304990 · Sr. VP, Chief People Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 16,063

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
May 08, 2017 Filed May 10, 2017 21:03 UTC
DeNiro Allan JSr. VP, Chief People Officer
Exercise / conversionCommon Stock 605 $0.00 $0.00
Disclosure

SEC source: 0001127602-17-017568 · form4.xml · nonDerivative · entry 2

DeNiro Allan J · CIK 0001304990 · Sr. VP, Chief People Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 15,308

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
May 08, 2017 Filed May 10, 2017 21:03 UTC
DeNiro Allan JSr. VP, Chief People Officer
Exercise / conversionCommon Stock 1,000 $0.00 $0.00
Disclosure

SEC source: 0001127602-17-017568 · form4.xml · nonDerivative · entry 1

DeNiro Allan J · CIK 0001304990 · Sr. VP, Chief People Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 14,703

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
May 08, 2017 Filed May 10, 2017 20:57 UTC GrantPhantom Stock · Derivative 1,691 $25.60 Strike: $0.00 $43,289.60
Disclosure

SEC source: 0001127602-17-017563 · form4.xml · derivative · entry 2

TRUJILLO ALFREDO · CIK 0001268773 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 31,282

Underlying: Common Stock · 1,691 shares

Expires not disclosed

F1 · derivative.exercise_date: Deferred under Directors' Deferred Compensation Plan. Settlement will occur upon the earlier to occur of (i) termination of service on the Board of Directors, or (ii) death.

F1 · derivative.expiration_date: Deferred under Directors' Deferred Compensation Plan. Settlement will occur upon the earlier to occur of (i) termination of service on the Board of Directors, or (ii) death.

Read SEC document
May 08, 2017 Filed May 10, 2017 20:57 UTC GrantCommon Stock 1,953 $25.60 $49,996.80
Disclosure

SEC source: 0001127602-17-017563 · form4.xml · nonDerivative · entry 1

TRUJILLO ALFREDO · CIK 0001268773 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 18,025

Read SEC document
May 08, 2017 Filed May 10, 2017 20:53 UTC GrantCommon Stock 1,953 $25.60 $49,996.80
Disclosure

SEC source: 0001127602-17-017561 · form4.xml · nonDerivative · entry 1

PALMER VICKI R · CIK 0001142394 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 37,608

Read SEC document
May 08, 2017 Filed May 10, 2017 20:46 UTC GrantPhantom Stock · Derivative 604 $25.60 Strike: $0.00 $15,462.40
Disclosure

SEC source: 0001127602-17-017559 · form4.xml · derivative · entry 2

GLOVER JOHN T · CIK 0000940830 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 11,177

Underlying: Common Stock · 604 shares

Expires not disclosed

F1 · derivative.exercise_date: Deferred under Directors' Deferred Compensation Plan. Settlement will occur upon the earlier to occur of (i) termination of service on the Board of Directors, or (ii) death.

F1 · derivative.expiration_date: Deferred under Directors' Deferred Compensation Plan. Settlement will occur upon the earlier to occur of (i) termination of service on the Board of Directors, or (ii) death.

Read SEC document
May 08, 2017 Filed May 10, 2017 20:46 UTC GrantCommon Stock 1,953 $25.60 $49,996.80
Disclosure

SEC source: 0001127602-17-017559 · form4.xml · nonDerivative · entry 1

GLOVER JOHN T · CIK 0000940830 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 56,931

Read SEC document
May 08, 2017 Filed May 10, 2017 20:41 UTC GrantPhantom Stock · Derivative 1,953 $25.60 Strike: $0.00 $49,996.80
Disclosure

SEC source: 0001127602-17-017552 · form4.xml · derivative · entry 2

DUKES LAURA ALLISON · CIK 0001674244 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 1,953

Underlying: Common Stock · 1,953 shares

Expires not disclosed

F1 · derivative.exercise_date: Deferred under Directors' Deferred Compensation Plan. Settlement will occur as prescribed by the elections under the Plan.

F1 · derivative.expiration_date: Deferred under Directors' Deferred Compensation Plan. Settlement will occur as prescribed by the elections under the Plan.

Read SEC document
May 04, 2017 Filed May 8, 2017 18:33 UTC
Hare Richard BExecutive Vice President & CFO
GrantRSUs 2017 · Derivative 4,396 $0.00 $0.00
Disclosure

SEC source: 0001127602-17-017240 · form4.xml · derivative · entry 1

Hare Richard B · CIK 0001356159 · Executive Vice President & CFO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 4,396

Underlying: Common Stock · 4,396 shares

Expires not disclosed

F1 · derivative.exercise_price: Restricted Stock Units ("RSUs") award granted 5/4/2017 under the 2014 Long-Term Incentive Plan. RSUs vest ratably over 4 years, beginning 5/8/2018. Each RSU is equivalent to one share of common stock upon vesting.

F1 · derivative.exercise_date: Restricted Stock Units ("RSUs") award granted 5/4/2017 under the 2014 Long-Term Incentive Plan. RSUs vest ratably over 4 years, beginning 5/8/2018. Each RSU is equivalent to one share of common stock upon vesting.

F1 · derivative.expiration_date: Restricted Stock Units ("RSUs") award granted 5/4/2017 under the 2014 Long-Term Incentive Plan. RSUs vest ratably over 4 years, beginning 5/8/2018. Each RSU is equivalent to one share of common stock upon vesting.

Read SEC document
March 15, 2017 Filed Mar 16, 2017 20:30 UTC
PARKER JENNY HSr. VP, Finance Secy. & Treas.
SaleCommon Stock 6,000 $22.80 $136,802.40
Disclosure

SEC source: 0001127602-17-011934 · form4.xml · nonDerivative · entry 1

PARKER JENNY H · CIK 0001214526 · Sr. VP, Finance Secy. & Treas.

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 28,209

F9 · price: This transaction was executed in multiple trades at prices ranging from $22.80 to $22.8275. The price reported reflects the weighted average sale price. Upon request by the Commission staff, the Issuer, or a security holder of the Issuer, the Reporting Person will provide full information regarding the number of shares sold at each separate price within the range set forth in the footnote.

Read SEC document
March 13, 2017 Filed Mar 14, 2017 21:24 UTC SaleCommon Stock 5,245 $22.51 $118,059.71
Disclosure

SEC source: 0001127602-17-011659 · form4.xml · nonDerivative · entry 4

Pine Hill Associates, LLC · CIK 0001407062 · 10% owner

10b5-1 filing: Not disclosed

Ownership: Indirect · By partnership for which Pine Hill Associates, LLC serves as general partner.

Disclosed balance after: 0

F4 · price: This transaction was executed in multiple trades at prices ranging from $22.50 to $22.55. The price reported reflects the weighted average sale price. Upon request by the Commission staff, the Issuer, or a security holder of the Issuer, the Reporting Person will provide full information regarding the number of shares sold at each separate price within the range set forth in the footnote.

F2 · balance_after: Pine Hill Associates, LLC, a limited liability company ("PH") is the general partner of H5, LP, a limited partnership.

Read SEC document
March 13, 2017 Filed Mar 14, 2017 21:22 UTC
H5, L.P.10% owner
SaleCommon Stock 5,245 $22.51 $118,059.71
Disclosure

SEC source: 0001127602-17-011657 · form4.xml · nonDerivative · entry 4

H5, L.P. · CIK 0001407063 · 10% owner

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

F4 · price: This transaction was executed in multiple trades at prices ranging from $22.50 to $22.55. The price reported reflects the weighted average sale price. Upon request by the Commission staff, the Issuer, or a security holder of the Issuer, the Reporting Person will provide full information regarding the number of shares sold at each separate price within the range set forth in the footnote.

F2 · balance_after: H5, LP, is a limited partnership ("H5"). The partnership's general manager is Pine Hill, LLC, a limited liability company ("PH") of which Rawson Haverty, Jr. is the sole manager. Mr. Haverty disclaims beneficial ownership of shares held by H5 and PH except to the extent of his pecuniary interest.

Read SEC document
March 13, 2017 Filed Mar 14, 2017 21:21 UTC
HAVERTY RAWSON JRDirector · Senior Vice President · 10% owner
SaleCommon Stock 5,245 $22.51 $118,059.71
Disclosure

SEC source: 0001127602-17-011656 · form4.xml · nonDerivative · entry 4

HAVERTY RAWSON JR · CIK 0001214531 · Director · Senior Vice President · 10% owner

10b5-1 filing: Not disclosed

Ownership: Indirect · By H5, LP

Disclosed balance after: 0

F12 · price: This transaction was executed in multiple trades at prices ranging from $22.50 to $22.55. The price reported reflects the weighted average sale price. Upon request by the Commission staff, the Issuer, or a security holder of the Issuer, the Reporting Person will provide full information regarding the number of shares sold at each separate price within the range set forth in the footnote.

F2 · balance_after: These shares are held by H5, LP, a limited partnership ("H5") and are also reported herein by Pine Hill Associates, LLC, a limited liability company ("PH"), the partnership's general partner. Mr. Haverty is the sole manager of PH. Mr. Haverty disclaimes beneficial ownership of shares held by H5 or PH except to the extent of his pecuniary interest therein.

Read SEC document
March 10, 2017 Filed Mar 14, 2017 21:24 UTC SaleCommon Stock 9,755 $22.59 $220,390.81
Disclosure

SEC source: 0001127602-17-011659 · form4.xml · nonDerivative · entry 3

Pine Hill Associates, LLC · CIK 0001407062 · 10% owner

10b5-1 filing: Not disclosed

Ownership: Indirect · By partnership for which Pine Hill Associates, LLC serves as general partner.

Disclosed balance after: 5,245

F3 · price: This transaction was executed in multiple trades at prices ranging from $22.50 to $22.75. The price reported reflects the weighted average sale price. Upon request by the Commission staff, the Issuer, or a security holder of the Issuer, the Reporting Person will provide full information regarding the number of shares sold at each separate price within the range set forth in the footnote.

F2 · balance_after: Pine Hill Associates, LLC, a limited liability company ("PH") is the general partner of H5, LP, a limited partnership.

Read SEC document
March 10, 2017 Filed Mar 14, 2017 21:24 UTC OtherCommon Stock 15,000 $0.00 $0.00
Disclosure

SEC source: 0001127602-17-011659 · form4.xml · nonDerivative · entry 2

Pine Hill Associates, LLC · CIK 0001407062 · 10% owner

10b5-1 filing: Not disclosed

Ownership: Indirect · By partnership for which Pine Hill Associates, LLC serves as general partner.

Disclosed balance after: 15,000

F1 · kind: Conversion of Class A Common Stock into common stock of the Company.

F2 · balance_after: Pine Hill Associates, LLC, a limited liability company ("PH") is the general partner of H5, LP, a limited partnership.

Read SEC document
March 10, 2017 Filed Mar 14, 2017 21:24 UTC OtherClass A Common Stock 15,000 $0.00 $0.00
Disclosure

SEC source: 0001127602-17-011659 · form4.xml · nonDerivative · entry 1

Pine Hill Associates, LLC · CIK 0001407062 · 10% owner

10b5-1 filing: Not disclosed

Ownership: Indirect · By partnership for which Pine Hill Associates, LLC serves as general partner.

Disclosed balance after: 464,323

F1 · kind: Conversion of Class A Common Stock into common stock of the Company.

F2 · balance_after: Pine Hill Associates, LLC, a limited liability company ("PH") is the general partner of H5, LP, a limited partnership.

Read SEC document
March 10, 2017 Filed Mar 14, 2017 21:22 UTC
H5, L.P.10% owner
SaleCommon Stock 9,755 $22.59 $220,390.81
Disclosure

SEC source: 0001127602-17-011657 · form4.xml · nonDerivative · entry 3

H5, L.P. · CIK 0001407063 · 10% owner

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 5,245

F3 · price: This transaction was executed in multiple trades at prices ranging from $22.50 to $22.75. The price reported reflects the weighted average sale price. Upon request by the Commission staff, the Issuer, or a security holder of the Issuer, the Reporting Person will provide full information regarding the number of shares sold at each separate price within the range set forth in the footnote.

F2 · balance_after: H5, LP, is a limited partnership ("H5"). The partnership's general manager is Pine Hill, LLC, a limited liability company ("PH") of which Rawson Haverty, Jr. is the sole manager. Mr. Haverty disclaims beneficial ownership of shares held by H5 and PH except to the extent of his pecuniary interest.

Read SEC document
March 10, 2017 Filed Mar 14, 2017 21:22 UTC
H5, L.P.10% owner
OtherCommon Stock 15,000 $0.00 $0.00
Disclosure

SEC source: 0001127602-17-011657 · form4.xml · nonDerivative · entry 2

H5, L.P. · CIK 0001407063 · 10% owner

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 15,000

F1 · kind: Conversion of Class A Common Stock into common stock of the Company.

F2 · balance_after: H5, LP, is a limited partnership ("H5"). The partnership's general manager is Pine Hill, LLC, a limited liability company ("PH") of which Rawson Haverty, Jr. is the sole manager. Mr. Haverty disclaims beneficial ownership of shares held by H5 and PH except to the extent of his pecuniary interest.

Read SEC document
March 10, 2017 Filed Mar 14, 2017 21:22 UTC
H5, L.P.10% owner
OtherClass A Common Stock 15,000 $0.00 $0.00
Disclosure

SEC source: 0001127602-17-011657 · form4.xml · nonDerivative · entry 1

H5, L.P. · CIK 0001407063 · 10% owner

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 464,323

F1 · kind: Conversion of Class A Common Stock into common stock of the Company.

F2 · balance_after: H5, LP, is a limited partnership ("H5"). The partnership's general manager is Pine Hill, LLC, a limited liability company ("PH") of which Rawson Haverty, Jr. is the sole manager. Mr. Haverty disclaims beneficial ownership of shares held by H5 and PH except to the extent of his pecuniary interest.

Read SEC document
March 10, 2017 Filed Mar 14, 2017 21:21 UTC
HAVERTY RAWSON JRDirector · Senior Vice President · 10% owner
SaleCommon Stock 9,755 $22.59 $220,390.81
Disclosure

SEC source: 0001127602-17-011656 · form4.xml · nonDerivative · entry 3

HAVERTY RAWSON JR · CIK 0001214531 · Director · Senior Vice President · 10% owner

10b5-1 filing: Not disclosed

Ownership: Indirect · By H5, LP

Disclosed balance after: 5,245

F11 · price: This transaction was executed in multiple trades at prices ranging from $22.50 to $22.75. The price reported reflects the weighted average sale price. Upon request by the Commission staff, the Issuer, or a security holder of the Issuer, the Reporting Person will provide full information regarding the number of shares sold at each separate price within the range set forth in the footnote.

F2 · balance_after: These shares are held by H5, LP, a limited partnership ("H5") and are also reported herein by Pine Hill Associates, LLC, a limited liability company ("PH"), the partnership's general partner. Mr. Haverty is the sole manager of PH. Mr. Haverty disclaimes beneficial ownership of shares held by H5 or PH except to the extent of his pecuniary interest therein.

Read SEC document
March 10, 2017 Filed Mar 14, 2017 21:21 UTC
HAVERTY RAWSON JRDirector · Senior Vice President · 10% owner
OtherCommon Stock 15,000 $0.00 $0.00
Disclosure

SEC source: 0001127602-17-011656 · form4.xml · nonDerivative · entry 2

HAVERTY RAWSON JR · CIK 0001214531 · Director · Senior Vice President · 10% owner

10b5-1 filing: Not disclosed

Ownership: Indirect · By H5, LP

Disclosed balance after: 15,000

F1 · kind: Converted shares of Class A Common Stock to shares of Common Stock.

F2 · balance_after: These shares are held by H5, LP, a limited partnership ("H5") and are also reported herein by Pine Hill Associates, LLC, a limited liability company ("PH"), the partnership's general partner. Mr. Haverty is the sole manager of PH. Mr. Haverty disclaimes beneficial ownership of shares held by H5 or PH except to the extent of his pecuniary interest therein.

Read SEC document
March 10, 2017 Filed Mar 14, 2017 21:21 UTC
HAVERTY RAWSON JRDirector · Senior Vice President · 10% owner
OtherClass A Common Stock 15,000 $0.00 $0.00
Disclosure

SEC source: 0001127602-17-011656 · form4.xml · nonDerivative · entry 1

HAVERTY RAWSON JR · CIK 0001214531 · Director · Senior Vice President · 10% owner

10b5-1 filing: Not disclosed

Ownership: Indirect · By H5, LP

Disclosed balance after: 464,323

F1 · kind: Converted shares of Class A Common Stock to shares of Common Stock.

F2 · balance_after: These shares are held by H5, LP, a limited partnership ("H5") and are also reported herein by Pine Hill Associates, LLC, a limited liability company ("PH"), the partnership's general partner. Mr. Haverty is the sole manager of PH. Mr. Haverty disclaimes beneficial ownership of shares held by H5 or PH except to the extent of his pecuniary interest therein.

Read SEC document
March 10, 2017 Filed Mar 14, 2017 21:16 UTC
SMITH CLARENCE HDirector · Chairman, President & CEO
GiftCommon Stock 2,000 $0.00 $0.00
Disclosure

SEC source: 0001127602-17-011650 · form4.xml · nonDerivative · entry 4

SMITH CLARENCE H · CIK 0001209399 · Director · Chairman, President & CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 32,815

Read SEC document
March 10, 2017 Filed Mar 14, 2017 21:16 UTC
SMITH CLARENCE HDirector · Chairman, President & CEO
SaleCommon Stock 12,331 $22.39 $276,091.09
Disclosure

SEC source: 0001127602-17-011650 · form4.xml · nonDerivative · entry 3

SMITH CLARENCE H · CIK 0001209399 · Director · Chairman, President & CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 34,815

F1 · price: This transaction was executed in multiple trades at prices ranging from $22.30 to $22.575. The price reported reflects the weighted average sale price. Upon request by the Commission staff, the Issuer, or a security holder of the Issuer, the Reporting Person will provide full information regarding the number of shares sold at each separate price within the range set forth in the footnote.

Read SEC document
March 10, 2017 Filed Mar 14, 2017 21:16 UTC
SMITH CLARENCE HDirector · Chairman, President & CEO
GiftCommon Stock 1,351 $0.00 $0.00
Disclosure

SEC source: 0001127602-17-011650 · form4.xml · nonDerivative · entry 2

SMITH CLARENCE H · CIK 0001209399 · Director · Chairman, President & CEO

10b5-1 filing: Not disclosed

Ownership: Indirect · By Spouse

Disclosed balance after: 29,689

Read SEC document
March 10, 2017 Filed Mar 14, 2017 21:16 UTC
SMITH CLARENCE HDirector · Chairman, President & CEO
GiftCommon Stock 1,351 $0.00 $0.00
Disclosure

SEC source: 0001127602-17-011650 · form4.xml · nonDerivative · entry 1

SMITH CLARENCE H · CIK 0001209399 · Director · Chairman, President & CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 47,146

Read SEC document
February 28, 2017 Filed Mar 2, 2017 22:00 UTC
SMITH CLARENCE HDirector · Chairman, President & CEO
Exercise / conversionPRSUs 2014 · Derivative 6,447 $0.00 $0.00
Disclosure

SEC source: 0001127602-17-009794 · form4.xml · derivative · entry 9

SMITH CLARENCE H · CIK 0001209399 · Director · Chairman, President & CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 6,447 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F3 · derivative.exercise_price: Performance Restricted Stock Units ("PRSUs") award granted 1/17/2014 under the 2014 Long-Term Incentive Plan. Each performance unit represents a contingent right to receive one share of the Company's common stock based on the EBITDA for the year ended December 31, 2014. This amount represents the number of performance units earned for fiscal year 2014, which were certified by the Executive Compensation and Employee Benefits Committee on 1/23/2015. The performance units vest on February 28, 2017.

F3 · derivative.exercise_date: Performance Restricted Stock Units ("PRSUs") award granted 1/17/2014 under the 2014 Long-Term Incentive Plan. Each performance unit represents a contingent right to receive one share of the Company's common stock based on the EBITDA for the year ended December 31, 2014. This amount represents the number of performance units earned for fiscal year 2014, which were certified by the Executive Compensation and Employee Benefits Committee on 1/23/2015. The performance units vest on February 28, 2017.

F3 · derivative.expiration_date: Performance Restricted Stock Units ("PRSUs") award granted 1/17/2014 under the 2014 Long-Term Incentive Plan. Each performance unit represents a contingent right to receive one share of the Company's common stock based on the EBITDA for the year ended December 31, 2014. This amount represents the number of performance units earned for fiscal year 2014, which were certified by the Executive Compensation and Employee Benefits Committee on 1/23/2015. The performance units vest on February 28, 2017.

Read SEC document
February 28, 2017 Filed Mar 2, 2017 22:00 UTC
SMITH CLARENCE HDirector · Chairman, President & CEO
Tax withholdingCommon Stock 2,151 $23.20 $49,903.20
Disclosure

SEC source: 0001127602-17-009794 · form4.xml · nonDerivative · entry 2

SMITH CLARENCE H · CIK 0001209399 · Director · Chairman, President & CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 48,497

Read SEC document
February 28, 2017 Filed Mar 2, 2017 22:00 UTC
SMITH CLARENCE HDirector · Chairman, President & CEO
Exercise / conversionCommon Stock 6,447 $0.00 $0.00
Disclosure

SEC source: 0001127602-17-009794 · form4.xml · nonDerivative · entry 1

SMITH CLARENCE H · CIK 0001209399 · Director · Chairman, President & CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 50,648

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
February 28, 2017 Filed Mar 2, 2017 21:51 UTC
DeNiro Allan JSr. VP, Chief People Officer
Exercise / conversionPRSUs 2014 · Derivative 1,718 $0.00 $0.00
Disclosure

SEC source: 0001127602-17-009781 · form4.xml · derivative · entry 3

DeNiro Allan J · CIK 0001304990 · Sr. VP, Chief People Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 1,718 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_price: Performance Restricted Stock Units ("PRSUs") award granted 1/17/2014 under the 2014 Long-Term Incentive Plan. Each performance unit represents a contingent right to receive one share of the Company's common stock based on the EBITDA for the year ended December 31, 2014. This amount represents the number of performance units earned for fiscal year 2014, which were certified by the Executive Compensation and Employee Benefits Committee on 1/23/2015. The performance units vest on February 28, 2017.

F1 · derivative.exercise_date: Performance Restricted Stock Units ("PRSUs") award granted 1/17/2014 under the 2014 Long-Term Incentive Plan. Each performance unit represents a contingent right to receive one share of the Company's common stock based on the EBITDA for the year ended December 31, 2014. This amount represents the number of performance units earned for fiscal year 2014, which were certified by the Executive Compensation and Employee Benefits Committee on 1/23/2015. The performance units vest on February 28, 2017.

F1 · derivative.expiration_date: Performance Restricted Stock Units ("PRSUs") award granted 1/17/2014 under the 2014 Long-Term Incentive Plan. Each performance unit represents a contingent right to receive one share of the Company's common stock based on the EBITDA for the year ended December 31, 2014. This amount represents the number of performance units earned for fiscal year 2014, which were certified by the Executive Compensation and Employee Benefits Committee on 1/23/2015. The performance units vest on February 28, 2017.

Read SEC document
February 28, 2017 Filed Mar 2, 2017 21:51 UTC
DeNiro Allan JSr. VP, Chief People Officer
Tax withholdingCommon Stock 573 $23.20 $13,293.60
Disclosure

SEC source: 0001127602-17-009781 · form4.xml · nonDerivative · entry 2

DeNiro Allan J · CIK 0001304990 · Sr. VP, Chief People Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 13,703

Read SEC document
February 28, 2017 Filed Mar 2, 2017 21:51 UTC
DeNiro Allan JSr. VP, Chief People Officer
Exercise / conversionCommon Stock 1,718 $0.00 $0.00
Disclosure

SEC source: 0001127602-17-009781 · form4.xml · nonDerivative · entry 1

DeNiro Allan J · CIK 0001304990 · Sr. VP, Chief People Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 14,276

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
February 28, 2017 Filed Mar 2, 2017 22:02 UTC
Taylor Janet ESr. VP, General Counsel
Exercise / conversionPRSUs 2014 · Derivative 1,718 $0.00 $0.00
Disclosure

SEC source: 0001127602-17-009795 · form4.xml · derivative · entry 3

Taylor Janet E · CIK 0001338628 · Sr. VP, General Counsel

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 1,718 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_price: Performance Restricted Stock Units ("PRSUs") award granted 1/17/2014 under the 2014 Long-Term Incentive Plan. Each performance unit represents a contingent right to receive one share of the Company's common stock based on the EBITDA for the year ended December 31, 2014. This amount represents the number of performance units earned for fiscal year 2014, which were certified by the Executive Compensation and Employee Benefits Committee on 1/23/2015. The performance units vest on February 28, 2017.

F1 · derivative.exercise_date: Performance Restricted Stock Units ("PRSUs") award granted 1/17/2014 under the 2014 Long-Term Incentive Plan. Each performance unit represents a contingent right to receive one share of the Company's common stock based on the EBITDA for the year ended December 31, 2014. This amount represents the number of performance units earned for fiscal year 2014, which were certified by the Executive Compensation and Employee Benefits Committee on 1/23/2015. The performance units vest on February 28, 2017.

F1 · derivative.expiration_date: Performance Restricted Stock Units ("PRSUs") award granted 1/17/2014 under the 2014 Long-Term Incentive Plan. Each performance unit represents a contingent right to receive one share of the Company's common stock based on the EBITDA for the year ended December 31, 2014. This amount represents the number of performance units earned for fiscal year 2014, which were certified by the Executive Compensation and Employee Benefits Committee on 1/23/2015. The performance units vest on February 28, 2017.

Read SEC document
February 28, 2017 Filed Mar 2, 2017 22:02 UTC
Taylor Janet ESr. VP, General Counsel
Tax withholdingCommon Stock 711 $23.20 $16,495.20
Disclosure

SEC source: 0001127602-17-009795 · form4.xml · nonDerivative · entry 2

Taylor Janet E · CIK 0001338628 · Sr. VP, General Counsel

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 25,891

Read SEC document
February 28, 2017 Filed Mar 2, 2017 22:02 UTC
Taylor Janet ESr. VP, General Counsel
Exercise / conversionCommon Stock 1,718 $0.00 $0.00
Disclosure

SEC source: 0001127602-17-009795 · form4.xml · nonDerivative · entry 1

Taylor Janet E · CIK 0001338628 · Sr. VP, General Counsel

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 26,602

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
February 28, 2017 Filed Mar 2, 2017 21:59 UTC
PARKER JENNY HSr. VP, Finance Secy. & Treas.
Exercise / conversionPRSUs 2014 · Derivative 1,718 $0.00 $0.00
Disclosure

SEC source: 0001127602-17-009792 · form4.xml · derivative · entry 3

PARKER JENNY H · CIK 0001214526 · Sr. VP, Finance Secy. & Treas.

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 1,718 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_price: Performance Restricted Stock Units ("PRSUs") award granted 1/17/2014 under the 2014 Long-Term Incentive Plan. Each performance unit represents a contingent right to receive one share of the Company's common stock based on the EBITDA for the year ended December 31, 2014. This amount represents the number of performance units earned for fiscal year 2014, which were certified by the Executive Compensation and Employee Benefits Committee on 1/23/2015. The performance units vest on February 28, 2017.

F1 · derivative.exercise_date: Performance Restricted Stock Units ("PRSUs") award granted 1/17/2014 under the 2014 Long-Term Incentive Plan. Each performance unit represents a contingent right to receive one share of the Company's common stock based on the EBITDA for the year ended December 31, 2014. This amount represents the number of performance units earned for fiscal year 2014, which were certified by the Executive Compensation and Employee Benefits Committee on 1/23/2015. The performance units vest on February 28, 2017.

F1 · derivative.expiration_date: Performance Restricted Stock Units ("PRSUs") award granted 1/17/2014 under the 2014 Long-Term Incentive Plan. Each performance unit represents a contingent right to receive one share of the Company's common stock based on the EBITDA for the year ended December 31, 2014. This amount represents the number of performance units earned for fiscal year 2014, which were certified by the Executive Compensation and Employee Benefits Committee on 1/23/2015. The performance units vest on February 28, 2017.

Read SEC document
February 28, 2017 Filed Mar 2, 2017 21:59 UTC
PARKER JENNY HSr. VP, Finance Secy. & Treas.
Tax withholdingCommon Stock 564 $23.20 $13,084.80
Disclosure

SEC source: 0001127602-17-009792 · form4.xml · nonDerivative · entry 2

PARKER JENNY H · CIK 0001214526 · Sr. VP, Finance Secy. & Treas.

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 34,209

Read SEC document
February 28, 2017 Filed Mar 2, 2017 21:59 UTC
PARKER JENNY HSr. VP, Finance Secy. & Treas.
Exercise / conversionCommon Stock 1,718 $0.00 $0.00
Disclosure

SEC source: 0001127602-17-009792 · form4.xml · nonDerivative · entry 1

PARKER JENNY H · CIK 0001214526 · Sr. VP, Finance Secy. & Treas.

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 34,773

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
February 28, 2017 Filed Mar 2, 2017 21:57 UTC
HAVERTY RAWSON JRDirector · Senior Vice President · 10% owner
Exercise / conversionPRSUs 2014 · Derivative 1,718 $0.00 $0.00
Disclosure

SEC source: 0001127602-17-009790 · form4.xml · derivative · entry 10

HAVERTY RAWSON JR · CIK 0001214531 · Director · Senior Vice President · 10% owner

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 1,718 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F2 · derivative.exercise_price: Performance Restricted Stock Units ("PRSUs") award granted 1/17/2014 under the 2014 Long-Term Incentive Plan. Each performance unit represents a contingent right to receive one share of the Company's common stock based on the EBITDA for the year ended December 31, 2014. This amount represents the number of performance units earned for fiscal year 2014, which were certified by the Executive Compensation and Employee Benefits Committee on 1/23/2015. The performance units vest on February 28, 2017.

F2 · derivative.exercise_date: Performance Restricted Stock Units ("PRSUs") award granted 1/17/2014 under the 2014 Long-Term Incentive Plan. Each performance unit represents a contingent right to receive one share of the Company's common stock based on the EBITDA for the year ended December 31, 2014. This amount represents the number of performance units earned for fiscal year 2014, which were certified by the Executive Compensation and Employee Benefits Committee on 1/23/2015. The performance units vest on February 28, 2017.

F2 · derivative.expiration_date: Performance Restricted Stock Units ("PRSUs") award granted 1/17/2014 under the 2014 Long-Term Incentive Plan. Each performance unit represents a contingent right to receive one share of the Company's common stock based on the EBITDA for the year ended December 31, 2014. This amount represents the number of performance units earned for fiscal year 2014, which were certified by the Executive Compensation and Employee Benefits Committee on 1/23/2015. The performance units vest on February 28, 2017.

Read SEC document
February 28, 2017 Filed Mar 2, 2017 21:57 UTC
HAVERTY RAWSON JRDirector · Senior Vice President · 10% owner
Tax withholdingCommon Stock 711 $23.20 $16,495.20
Disclosure

SEC source: 0001127602-17-009790 · form4.xml · nonDerivative · entry 2

HAVERTY RAWSON JR · CIK 0001214531 · Director · Senior Vice President · 10% owner

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 3,895

Read SEC document
February 28, 2017 Filed Mar 2, 2017 21:57 UTC
HAVERTY RAWSON JRDirector · Senior Vice President · 10% owner
Exercise / conversionCommon Stock 1,718 $0.00 $0.00
Disclosure

SEC source: 0001127602-17-009790 · form4.xml · nonDerivative · entry 1

HAVERTY RAWSON JR · CIK 0001214531 · Director · Senior Vice President · 10% owner

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 4,606

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
February 28, 2017 Filed Mar 2, 2017 21:55 UTC
Gallagher Richard DeweyExecutive Vice President
Exercise / conversionPRSUs 2014 · Derivative 2,577 $0.00 $0.00
Disclosure

SEC source: 0001127602-17-009787 · form4.xml · derivative · entry 4

Gallagher Richard Dewey · CIK 0001455927 · Executive Vice President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 2,577 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_price: Performance Restricted Stock Units ("PRSUs") award granted 1/17/2014 under the 2014 Long-Term Incentive Plan. Each performance unit represents a contingent right to receive one share of the Company's common stock based on the EBITDA for the year ended December 31, 2014. This amount represents the number of performance units earned for fiscal year 2014, which were certified by the Executive Compensation and Employee Benefits Committee on 1/23/2015. The performance units vest on February 28, 2017.

F1 · derivative.exercise_date: Performance Restricted Stock Units ("PRSUs") award granted 1/17/2014 under the 2014 Long-Term Incentive Plan. Each performance unit represents a contingent right to receive one share of the Company's common stock based on the EBITDA for the year ended December 31, 2014. This amount represents the number of performance units earned for fiscal year 2014, which were certified by the Executive Compensation and Employee Benefits Committee on 1/23/2015. The performance units vest on February 28, 2017.

F1 · derivative.expiration_date: Performance Restricted Stock Units ("PRSUs") award granted 1/17/2014 under the 2014 Long-Term Incentive Plan. Each performance unit represents a contingent right to receive one share of the Company's common stock based on the EBITDA for the year ended December 31, 2014. This amount represents the number of performance units earned for fiscal year 2014, which were certified by the Executive Compensation and Employee Benefits Committee on 1/23/2015. The performance units vest on February 28, 2017.

Read SEC document
February 28, 2017 Filed Mar 2, 2017 21:55 UTC
Gallagher Richard DeweyExecutive Vice President
Tax withholdingCommon Stock 1,066 $23.20 $24,731.20
Disclosure

SEC source: 0001127602-17-009787 · form4.xml · nonDerivative · entry 2

Gallagher Richard Dewey · CIK 0001455927 · Executive Vice President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 9,463

Read SEC document
February 28, 2017 Filed Mar 2, 2017 21:55 UTC
Gallagher Richard DeweyExecutive Vice President
Exercise / conversionCommon Stock 2,577 $0.00 $0.00
Disclosure

SEC source: 0001127602-17-009787 · form4.xml · nonDerivative · entry 1

Gallagher Richard Dewey · CIK 0001455927 · Executive Vice President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 10,529

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
February 28, 2017 Filed Mar 2, 2017 21:53 UTC
FINK DENNIS LExecutive Vice President & CFO
Exercise / conversionPRSUs 2014 · Derivative 2,797 $0.00 $0.00
Disclosure

SEC source: 0001127602-17-009783 · form4.xml · derivative · entry 4

FINK DENNIS L · CIK 0001214525 · Executive Vice President & CFO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 2,797 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_price: Performance Restricted Stock Units ("PRSUs") award granted 1/17/2014 under the 2014 Long-Term Incentive Plan. Each performance unit represents a contingent right to receive one share of the Company's common stock based on the EBITDA for the year ended December 31, 2014. This amount represents the number of performance units earned for fiscal year 2014, which were certified by the Executive Compensation and Employee Benefits Committee on 1/23/2015. The performance units vest on February 28, 2017.

F1 · derivative.exercise_date: Performance Restricted Stock Units ("PRSUs") award granted 1/17/2014 under the 2014 Long-Term Incentive Plan. Each performance unit represents a contingent right to receive one share of the Company's common stock based on the EBITDA for the year ended December 31, 2014. This amount represents the number of performance units earned for fiscal year 2014, which were certified by the Executive Compensation and Employee Benefits Committee on 1/23/2015. The performance units vest on February 28, 2017.

F1 · derivative.expiration_date: Performance Restricted Stock Units ("PRSUs") award granted 1/17/2014 under the 2014 Long-Term Incentive Plan. Each performance unit represents a contingent right to receive one share of the Company's common stock based on the EBITDA for the year ended December 31, 2014. This amount represents the number of performance units earned for fiscal year 2014, which were certified by the Executive Compensation and Employee Benefits Committee on 1/23/2015. The performance units vest on February 28, 2017.

Read SEC document
February 28, 2017 Filed Mar 2, 2017 21:53 UTC
FINK DENNIS LExecutive Vice President & CFO
Tax withholdingCommon Stock 1,157 $23.20 $26,842.40
Disclosure

SEC source: 0001127602-17-009783 · form4.xml · nonDerivative · entry 2

FINK DENNIS L · CIK 0001214525 · Executive Vice President & CFO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 137,716

Read SEC document
February 28, 2017 Filed Mar 2, 2017 21:53 UTC
FINK DENNIS LExecutive Vice President & CFO
Exercise / conversionCommon Stock 2,797 $0.00 $0.00
Disclosure

SEC source: 0001127602-17-009783 · form4.xml · nonDerivative · entry 1

FINK DENNIS L · CIK 0001214525 · Executive Vice President & CFO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 138,873

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
February 28, 2017 Filed Mar 2, 2017 21:49 UTC
CLARY J EDWARDExecutive VP & CIO
Exercise / conversionPRSUs 2014 · Derivative 2,577 $0.00 $0.00
Disclosure

SEC source: 0001127602-17-009776 · form4.xml · derivative · entry 3

CLARY J EDWARD · CIK 0001222986 · Executive VP & CIO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 2,577 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_price: Performance Restricted Stock Units ("PRSUs") award granted 1/17/2014 under the 2014 Long-Term Incentive Plan. Each performance unit represents a contingent right to receive one share of the Company's common stock based on the EBITDA for the year ended December 31, 2014. This amount represents the number of performance units earned for fiscal year 2014, which were certified by the Executive Compensation and Employee Benefits Committee on 1/23/2015. The performance units vest on February 28, 2017.

F1 · derivative.exercise_date: Performance Restricted Stock Units ("PRSUs") award granted 1/17/2014 under the 2014 Long-Term Incentive Plan. Each performance unit represents a contingent right to receive one share of the Company's common stock based on the EBITDA for the year ended December 31, 2014. This amount represents the number of performance units earned for fiscal year 2014, which were certified by the Executive Compensation and Employee Benefits Committee on 1/23/2015. The performance units vest on February 28, 2017.

F1 · derivative.expiration_date: Performance Restricted Stock Units ("PRSUs") award granted 1/17/2014 under the 2014 Long-Term Incentive Plan. Each performance unit represents a contingent right to receive one share of the Company's common stock based on the EBITDA for the year ended December 31, 2014. This amount represents the number of performance units earned for fiscal year 2014, which were certified by the Executive Compensation and Employee Benefits Committee on 1/23/2015. The performance units vest on February 28, 2017.

Read SEC document
February 28, 2017 Filed Mar 2, 2017 21:49 UTC
CLARY J EDWARDExecutive VP & CIO
Tax withholdingCommon Stock 860 $23.20 $19,952.00
Disclosure

SEC source: 0001127602-17-009776 · form4.xml · nonDerivative · entry 2

CLARY J EDWARD · CIK 0001222986 · Executive VP & CIO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 52,752

Read SEC document

Value uses the disclosed total when available, otherwise shares × reported transaction price. It is not an estimate of exercise cash cost or investment performance.