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HVT

HAVERTY FURNITURE COMPANIES INC

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5603
SEC CIK
0000216085
Parsed reports
471

Last 12 months

Inside the activity.

0 purchase rows · 4 sale rows

Disclosed non-derivative P/S rows, by transaction month. Includes amendments and private transactions.
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MonthPurchasesSales
Nov 202501
Dec 202502
Jan 202600
Feb 202600
Mar 202600
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Purchases/sales include open-market and private transactions. Plan disclosure applies to the filing; individual rows may differ. “Not disclosed” is not “unplanned.”

The cutoff filters transaction history only. Company summaries and owner relationships show the latest available disclosures. Parser corrections can improve historical records.

Transaction dateOwner / reported roleActivity / securityShares / unitsReported priceReported valueDetails
May 08, 2018 Filed May 10, 2018 20:25 UTC
DeNiro Allan JSr. VP, Chief People Officer
Exercise / conversionCommon Stock 755 $0.00 $0.00
Disclosure

SEC source: 0001127602-18-017019 · form4.xml · nonDerivative · entry 2

DeNiro Allan J · CIK 0001304990 · Sr. VP, Chief People Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 19,313

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
May 08, 2018 Filed May 10, 2018 20:25 UTC
DeNiro Allan JSr. VP, Chief People Officer
Exercise / conversionCommon Stock 605 $0.00 $0.00
Disclosure

SEC source: 0001127602-18-017019 · form4.xml · nonDerivative · entry 1

DeNiro Allan J · CIK 0001304990 · Sr. VP, Chief People Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 18,558

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
May 08, 2018 Filed May 10, 2018 20:23 UTC
CLARY J EDWARDExecutive VP & CIO
Exercise / conversionRSUs 2017 · Derivative 1,250 $0.00 $0.00
Disclosure

SEC source: 0001127602-18-017014 · form4.xml · derivative · entry 9

CLARY J EDWARD · CIK 0001222986 · Executive VP & CIO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 3,750

Underlying: Common Stock · 1,250 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F4 · derivative.exercise_price: Restricted Stock Units ("RSUs") award granted 1/30/2017 under the 2014 Long-Term Incentive Plan. RSUs vest ratably over 4 years, beginning 5/8/2018. Each RSU is equivalent to one share of common stock upon vesting.

F4 · derivative.exercise_date: Restricted Stock Units ("RSUs") award granted 1/30/2017 under the 2014 Long-Term Incentive Plan. RSUs vest ratably over 4 years, beginning 5/8/2018. Each RSU is equivalent to one share of common stock upon vesting.

F4 · derivative.expiration_date: Restricted Stock Units ("RSUs") award granted 1/30/2017 under the 2014 Long-Term Incentive Plan. RSUs vest ratably over 4 years, beginning 5/8/2018. Each RSU is equivalent to one share of common stock upon vesting.

Read SEC document
May 08, 2018 Filed May 10, 2018 20:23 UTC
CLARY J EDWARDExecutive VP & CIO
Exercise / conversionRSUs 2016 · Derivative 1,275 $0.00 $0.00
Disclosure

SEC source: 0001127602-18-017014 · form4.xml · derivative · entry 8

CLARY J EDWARD · CIK 0001222986 · Executive VP & CIO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 2,550

Underlying: Common Stock · 1,275 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F3 · derivative.exercise_price: Restricted Stock Units ("RSUs") award granted 1/26/2016 under the 2014 Long-Term Incentive Plan. RSUs vest ratably over 4 years, beginning 5/8/2017. Each RSU is equivalent to one share of common stock upon vesting.

F3 · derivative.exercise_date: Restricted Stock Units ("RSUs") award granted 1/26/2016 under the 2014 Long-Term Incentive Plan. RSUs vest ratably over 4 years, beginning 5/8/2017. Each RSU is equivalent to one share of common stock upon vesting.

F3 · derivative.expiration_date: Restricted Stock Units ("RSUs") award granted 1/26/2016 under the 2014 Long-Term Incentive Plan. RSUs vest ratably over 4 years, beginning 5/8/2017. Each RSU is equivalent to one share of common stock upon vesting.

Read SEC document
May 08, 2018 Filed May 10, 2018 20:23 UTC
CLARY J EDWARDExecutive VP & CIO
Exercise / conversionRSUs 2015 · Derivative 1,078 $0.00 $0.00
Disclosure

SEC source: 0001127602-18-017014 · form4.xml · derivative · entry 7

CLARY J EDWARD · CIK 0001222986 · Executive VP & CIO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 1,078

Underlying: Common Stock · 1,078 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F2 · derivative.exercise_price: Restricted Stock Units ("RSUs") award granted 1/23/2015 under the 2014 Long-Term Incentive Plan. RSUs vest ratably over 4 years, beginning 5/8/2016. Each RSU is equivalent to one share of common stock upon vesting.

F2 · derivative.exercise_date: Restricted Stock Units ("RSUs") award granted 1/23/2015 under the 2014 Long-Term Incentive Plan. RSUs vest ratably over 4 years, beginning 5/8/2016. Each RSU is equivalent to one share of common stock upon vesting.

F2 · derivative.expiration_date: Restricted Stock Units ("RSUs") award granted 1/23/2015 under the 2014 Long-Term Incentive Plan. RSUs vest ratably over 4 years, beginning 5/8/2016. Each RSU is equivalent to one share of common stock upon vesting.

Read SEC document
May 08, 2018 Filed May 10, 2018 20:23 UTC
CLARY J EDWARDExecutive VP & CIO
Exercise / conversionRSUs 2014 · Derivative 907 $0.00 $0.00
Disclosure

SEC source: 0001127602-18-017014 · form4.xml · derivative · entry 6

CLARY J EDWARD · CIK 0001222986 · Executive VP & CIO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 907 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_price: Restricted Stock Units ("RSUs") award granted 1/17/2014 under the 2004 Long-Term Incentive Plan. RSUs vest ratably over 4 years, beginning 5/8/2015. Each RSU is equivalent to one share of common stock upon vesting.

F1 · derivative.exercise_date: Restricted Stock Units ("RSUs") award granted 1/17/2014 under the 2004 Long-Term Incentive Plan. RSUs vest ratably over 4 years, beginning 5/8/2015. Each RSU is equivalent to one share of common stock upon vesting.

F1 · derivative.expiration_date: Restricted Stock Units ("RSUs") award granted 1/17/2014 under the 2004 Long-Term Incentive Plan. RSUs vest ratably over 4 years, beginning 5/8/2015. Each RSU is equivalent to one share of common stock upon vesting.

Read SEC document
May 08, 2018 Filed May 10, 2018 20:23 UTC
CLARY J EDWARDExecutive VP & CIO
Tax withholdingCommon Stock 2,047 $19.35 $39,609.45
Disclosure

SEC source: 0001127602-18-017014 · form4.xml · nonDerivative · entry 5

CLARY J EDWARD · CIK 0001222986 · Executive VP & CIO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 60,889

Read SEC document
May 08, 2018 Filed May 10, 2018 20:23 UTC
CLARY J EDWARDExecutive VP & CIO
Exercise / conversionCommon Stock 1,250 $0.00 $0.00
Disclosure

SEC source: 0001127602-18-017014 · form4.xml · nonDerivative · entry 4

CLARY J EDWARD · CIK 0001222986 · Executive VP & CIO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 62,936

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
May 08, 2018 Filed May 10, 2018 20:23 UTC
CLARY J EDWARDExecutive VP & CIO
Exercise / conversionCommon Stock 1,275 $0.00 $0.00
Disclosure

SEC source: 0001127602-18-017014 · form4.xml · nonDerivative · entry 3

CLARY J EDWARD · CIK 0001222986 · Executive VP & CIO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 61,686

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
May 08, 2018 Filed May 10, 2018 20:23 UTC
CLARY J EDWARDExecutive VP & CIO
Exercise / conversionCommon Stock 1,078 $0.00 $0.00
Disclosure

SEC source: 0001127602-18-017014 · form4.xml · nonDerivative · entry 2

CLARY J EDWARD · CIK 0001222986 · Executive VP & CIO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 60,411

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
May 08, 2018 Filed May 10, 2018 20:23 UTC
CLARY J EDWARDExecutive VP & CIO
Exercise / conversionCommon Stock 907 $0.00 $0.00
Disclosure

SEC source: 0001127602-18-017014 · form4.xml · nonDerivative · entry 1

CLARY J EDWARD · CIK 0001222986 · Executive VP & CIO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 59,333

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
May 08, 2018 Filed May 10, 2018 20:22 UTC
BURDETTE STEVEN GExecutive VP, Operations
Exercise / conversionRSUs 2017 · Derivative 1,313 $0.00 $0.00
Disclosure

SEC source: 0001127602-18-017009 · form4.xml · derivative · entry 10

BURDETTE STEVEN G · CIK 0001222985 · Executive VP, Operations

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 3,937

Underlying: Common Stock · 1,313 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F4 · derivative.exercise_price: Restricted Stock Units ("RSUs") award granted 1/30/2017 under the 2014 Long-Term Incentive Plan. RSUs vest ratably over 4 years, beginning 5/8/2018. Each RSU is equivalent to one share of common stock upon vesting.

F4 · derivative.exercise_date: Restricted Stock Units ("RSUs") award granted 1/30/2017 under the 2014 Long-Term Incentive Plan. RSUs vest ratably over 4 years, beginning 5/8/2018. Each RSU is equivalent to one share of common stock upon vesting.

F4 · derivative.expiration_date: Restricted Stock Units ("RSUs") award granted 1/30/2017 under the 2014 Long-Term Incentive Plan. RSUs vest ratably over 4 years, beginning 5/8/2018. Each RSU is equivalent to one share of common stock upon vesting.

Read SEC document
May 08, 2018 Filed May 10, 2018 20:22 UTC
BURDETTE STEVEN GExecutive VP, Operations
Exercise / conversionRSUs 2016 · Derivative 1,329 $0.00 $0.00
Disclosure

SEC source: 0001127602-18-017009 · form4.xml · derivative · entry 9

BURDETTE STEVEN G · CIK 0001222985 · Executive VP, Operations

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 2,658

Underlying: Common Stock · 1,329 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F3 · derivative.exercise_price: Restricted Stock Units ("RSUs") award granted 1/26/2016 under the 2014 Long-Term Incentive Plan. RSUs vest ratably over 4 years, beginning 5/8/2017. Each RSU is equivalent to one share of common stock upon vesting.

F3 · derivative.exercise_date: Restricted Stock Units ("RSUs") award granted 1/26/2016 under the 2014 Long-Term Incentive Plan. RSUs vest ratably over 4 years, beginning 5/8/2017. Each RSU is equivalent to one share of common stock upon vesting.

F3 · derivative.expiration_date: Restricted Stock Units ("RSUs") award granted 1/26/2016 under the 2014 Long-Term Incentive Plan. RSUs vest ratably over 4 years, beginning 5/8/2017. Each RSU is equivalent to one share of common stock upon vesting.

Read SEC document
May 08, 2018 Filed May 10, 2018 20:22 UTC
BURDETTE STEVEN GExecutive VP, Operations
Exercise / conversionRSUs 2015 · Derivative 1,156 $0.00 $0.00
Disclosure

SEC source: 0001127602-18-017009 · form4.xml · derivative · entry 8

BURDETTE STEVEN G · CIK 0001222985 · Executive VP, Operations

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 1,156

Underlying: Common Stock · 1,156 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F2 · derivative.exercise_price: Restricted Stock Units ("RSUs") award granted 1/23/2015 under the 2014 Long-Term Incentive Plan. RSUs vest ratably over 4 years, beginning 5/8/2016. Each RSU is equivalent to one share of common stock upon vesting.

F2 · derivative.exercise_date: Restricted Stock Units ("RSUs") award granted 1/23/2015 under the 2014 Long-Term Incentive Plan. RSUs vest ratably over 4 years, beginning 5/8/2016. Each RSU is equivalent to one share of common stock upon vesting.

F2 · derivative.expiration_date: Restricted Stock Units ("RSUs") award granted 1/23/2015 under the 2014 Long-Term Incentive Plan. RSUs vest ratably over 4 years, beginning 5/8/2016. Each RSU is equivalent to one share of common stock upon vesting.

Read SEC document
May 08, 2018 Filed May 10, 2018 20:22 UTC
BURDETTE STEVEN GExecutive VP, Operations
Exercise / conversionRSUs 2014 · Derivative 907 $0.00 $0.00
Disclosure

SEC source: 0001127602-18-017009 · form4.xml · derivative · entry 7

BURDETTE STEVEN G · CIK 0001222985 · Executive VP, Operations

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 907 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_price: Restricted Stock Units ("RSUs") award granted 1/17/2014 under the 2004 Long-Term Incentive Plan. RSUs vest ratably over 4 years, beginning 5/8/2015. Each RSU is equivalent to one share of common stock upon vesting.

F1 · derivative.exercise_date: Restricted Stock Units ("RSUs") award granted 1/17/2014 under the 2004 Long-Term Incentive Plan. RSUs vest ratably over 4 years, beginning 5/8/2015. Each RSU is equivalent to one share of common stock upon vesting.

F1 · derivative.expiration_date: Restricted Stock Units ("RSUs") award granted 1/17/2014 under the 2004 Long-Term Incentive Plan. RSUs vest ratably over 4 years, beginning 5/8/2015. Each RSU is equivalent to one share of common stock upon vesting.

Read SEC document
May 08, 2018 Filed May 10, 2018 20:22 UTC
BURDETTE STEVEN GExecutive VP, Operations
Tax withholdingCommon Stock 1,430 $19.35 $27,670.50
Disclosure

SEC source: 0001127602-18-017009 · form4.xml · nonDerivative · entry 5

BURDETTE STEVEN G · CIK 0001222985 · Executive VP, Operations

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 10,124

Read SEC document
May 08, 2018 Filed May 10, 2018 20:22 UTC
BURDETTE STEVEN GExecutive VP, Operations
Exercise / conversionCommon Stock 1,313 $0.00 $0.00
Disclosure

SEC source: 0001127602-18-017009 · form4.xml · nonDerivative · entry 4

BURDETTE STEVEN G · CIK 0001222985 · Executive VP, Operations

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 11,554

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
May 08, 2018 Filed May 10, 2018 20:22 UTC
BURDETTE STEVEN GExecutive VP, Operations
Exercise / conversionCommon Stock 1,329 $0.00 $0.00
Disclosure

SEC source: 0001127602-18-017009 · form4.xml · nonDerivative · entry 3

BURDETTE STEVEN G · CIK 0001222985 · Executive VP, Operations

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 10,241

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
May 08, 2018 Filed May 10, 2018 20:22 UTC
BURDETTE STEVEN GExecutive VP, Operations
Exercise / conversionCommon Stock 1,156 $0.00 $0.00
Disclosure

SEC source: 0001127602-18-017009 · form4.xml · nonDerivative · entry 2

BURDETTE STEVEN G · CIK 0001222985 · Executive VP, Operations

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 8,912

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
May 08, 2018 Filed May 10, 2018 20:22 UTC
BURDETTE STEVEN GExecutive VP, Operations
Exercise / conversionCommon Stock 907 $0.00 $0.00
Disclosure

SEC source: 0001127602-18-017009 · form4.xml · nonDerivative · entry 1

BURDETTE STEVEN G · CIK 0001222985 · Executive VP, Operations

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 7,756

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
May 07, 2018 Filed May 9, 2018 20:05 UTC GrantPhantom Stock · Derivative 970 $19.45 Strike: $0.00 $18,866.50
Disclosure

SEC source: 0001127602-18-016735 · form4.xml · derivative · entry 2

TRUJILLO ALFREDO · CIK 0001268773 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 32,252

Underlying: Common Stock · 970 shares

Expires not disclosed

F1 · derivative.exercise_date: Deferred under Directors' Deferred Compensation Plan. Settlement will occur upon the earlier to occur of (i) termination of service on the Board of Directors, or (ii) death.

F1 · derivative.expiration_date: Deferred under Directors' Deferred Compensation Plan. Settlement will occur upon the earlier to occur of (i) termination of service on the Board of Directors, or (ii) death.

Read SEC document
May 07, 2018 Filed May 9, 2018 20:05 UTC GrantCommon Stock 2,776 $19.45 $53,993.20
Disclosure

SEC source: 0001127602-18-016735 · form4.xml · nonDerivative · entry 1

TRUJILLO ALFREDO · CIK 0001268773 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 20,801

Read SEC document
May 07, 2018 Filed May 9, 2018 20:00 UTC GrantPhantom Stock · Derivative 3,760 $19.45 Strike: $0.00 $73,132.00
Disclosure

SEC source: 0001127602-18-016730 · form4.xml · derivative · entry 2

SCHUERMANN FRED L · CIK 0001214529 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 35,481

Underlying: Common Stock · 3,760 shares

Expires not disclosed

F1 · derivative.exercise_date: Deferred under Directors' Deferred Compensation Plan. Settlement will occur upon the earlier to occur of (i) termination of service on the Board of Directors, or (ii) death.

F1 · derivative.expiration_date: Deferred under Directors' Deferred Compensation Plan. Settlement will occur upon the earlier to occur of (i) termination of service on the Board of Directors, or (ii) death.

Read SEC document
May 07, 2018 Filed May 9, 2018 19:57 UTC GrantCommon Stock 2,776 $19.45 $53,993.20
Disclosure

SEC source: 0001127602-18-016727 · form4.xml · nonDerivative · entry 1

PALMER VICKI R · CIK 0001142394 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 40,384

Read SEC document
May 07, 2018 Filed May 9, 2018 19:54 UTC GrantPhantom Stock · Derivative 1,316 $19.45 Strike: $0.00 $25,596.20
Disclosure

SEC source: 0001127602-18-016724 · form4.xml · derivative · entry 2

MANGUM MYLLE H · CIK 0001175893 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 43,729

Underlying: Common Stock · 1,316 shares

Expires not disclosed

F1 · derivative.exercise_date: Deferred under Directors' Deferred Compensation Plan. Settlement will occur upon the earlier to occur of (i) termination of service on the Board of Directors, or (ii) death.

F1 · derivative.expiration_date: Deferred under Directors' Deferred Compensation Plan. Settlement will occur upon the earlier to occur of (i) termination of service on the Board of Directors, or (ii) death.

Read SEC document
May 07, 2018 Filed May 9, 2018 19:54 UTC GrantCommon Stock 2,776 $19.45 $53,993.20
Disclosure

SEC source: 0001127602-18-016724 · form4.xml · nonDerivative · entry 1

MANGUM MYLLE H · CIK 0001175893 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 2,776

Read SEC document
May 07, 2018 Filed May 9, 2018 19:51 UTC GrantPhantom Stock · Derivative 347 $19.45 Strike: $0.00 $6,749.15
Disclosure

SEC source: 0001127602-18-016720 · form4.xml · derivative · entry 2

GLOVER JOHN T · CIK 0000940830 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 11,524

Underlying: Common Stock · 347 shares

Expires not disclosed

F1 · derivative.exercise_date: Deferred under Directors' Deferred Compensation Plan. Settlement will occur upon the earlier to occur of (i) termination of service on the Board of Directors, or (ii) death.

F1 · derivative.expiration_date: Deferred under Directors' Deferred Compensation Plan. Settlement will occur upon the earlier to occur of (i) termination of service on the Board of Directors, or (ii) death.

Read SEC document
May 07, 2018 Filed May 9, 2018 19:51 UTC GrantCommon Stock 2,776 $19.45 $53,993.20
Disclosure

SEC source: 0001127602-18-016720 · form4.xml · nonDerivative · entry 1

GLOVER JOHN T · CIK 0000940830 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 59,707

Read SEC document
May 07, 2018 Filed May 9, 2018 19:48 UTC GrantPhantom Stock · Derivative 2,837 $19.45 Strike: $0.00 $55,179.65
Disclosure

SEC source: 0001127602-18-016717 · form4.xml · derivative · entry 2

DUKES LAURA ALLISON · CIK 0001674244 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 4,790

Underlying: Common Stock · 2,837 shares

Expires not disclosed

F1 · derivative.exercise_date: Deferred under Directors' Deferred Compensation Plan. Settlement will occur as prescribed by the elections under the Plan.

F1 · derivative.expiration_date: Deferred under Directors' Deferred Compensation Plan. Settlement will occur as prescribed by the elections under the Plan.

Read SEC document
May 07, 2018 Filed May 10, 2018 20:37 UTC
SMITH CLARENCE HDirector · Chairman, President & CEO
GrantPhantom Stock · Derivative 123 $19.45 Strike: $0.00 $2,392.35
Disclosure

SEC source: 0001127602-18-017046 · form4.xml · derivative · entry 10

SMITH CLARENCE H · CIK 0001209399 · Director · Chairman, President & CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 4,085

Underlying: Common Stock · 123 shares

Expires not disclosed

F10 · date: The reporting of this transaction is late due to an inadvertent administrative error.

F3 · derivative.exercise_date: Deferred under Directors' Deferred Compensation Plan. Settlement will occur upon the earlier to occur of (i) termination of service on the Board of Directors, or (ii) death.

F3 · derivative.expiration_date: Deferred under Directors' Deferred Compensation Plan. Settlement will occur upon the earlier to occur of (i) termination of service on the Board of Directors, or (ii) death.

Read SEC document
March 02, 2018 Filed Mar 2, 2018 21:48 UTC
PARKER JENNY HSr. VP, Finance Secy. & Treas.
SaleCommon Stock 2,000 $20.50 $41,000.00
Disclosure

SEC source: 0001127602-18-009713 · form4.xml · nonDerivative · entry 3

PARKER JENNY H · CIK 0001214526 · Sr. VP, Finance Secy. & Treas.

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 30,458

Read SEC document
February 28, 2018 Filed Mar 2, 2018 21:53 UTC
Taylor Janet ESr. VP, General Counsel
Exercise / conversionPRSUs 2015 · Derivative 2,994 $0.00 $0.00
Disclosure

SEC source: 0001127602-18-009715 · form4.xml · derivative · entry 3

Taylor Janet E · CIK 0001338628 · Sr. VP, General Counsel

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 2,994 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_price: Performance Restricted Stock Units ("PRSUs") award granted 1/23/2015 under the 2014 Long-Term Incentive Plan. Each performance unit represents a contingent right to receive one share of the Company's common stock based on the EBITDA for the year ended December 31, 2015. This amount represents the number of performance units earned for fiscal year 2015, which were certified by the Executive Compensation and Employee Benefits Committee on 1/26/2016. The performance units vest on February 28, 2018.

F1 · derivative.exercise_date: Performance Restricted Stock Units ("PRSUs") award granted 1/23/2015 under the 2014 Long-Term Incentive Plan. Each performance unit represents a contingent right to receive one share of the Company's common stock based on the EBITDA for the year ended December 31, 2015. This amount represents the number of performance units earned for fiscal year 2015, which were certified by the Executive Compensation and Employee Benefits Committee on 1/26/2016. The performance units vest on February 28, 2018.

F1 · derivative.expiration_date: Performance Restricted Stock Units ("PRSUs") award granted 1/23/2015 under the 2014 Long-Term Incentive Plan. Each performance unit represents a contingent right to receive one share of the Company's common stock based on the EBITDA for the year ended December 31, 2015. This amount represents the number of performance units earned for fiscal year 2015, which were certified by the Executive Compensation and Employee Benefits Committee on 1/26/2016. The performance units vest on February 28, 2018.

Read SEC document
February 28, 2018 Filed Mar 2, 2018 21:53 UTC
Taylor Janet ESr. VP, General Counsel
Tax withholdingCommon Stock 895 $20.35 $18,213.25
Disclosure

SEC source: 0001127602-18-009715 · form4.xml · nonDerivative · entry 2

Taylor Janet E · CIK 0001338628 · Sr. VP, General Counsel

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 29,881

Read SEC document
February 28, 2018 Filed Mar 2, 2018 21:53 UTC
Taylor Janet ESr. VP, General Counsel
Exercise / conversionCommon Stock 2,994 $0.00 $0.00
Disclosure

SEC source: 0001127602-18-009715 · form4.xml · nonDerivative · entry 1

Taylor Janet E · CIK 0001338628 · Sr. VP, General Counsel

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 30,776

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
February 28, 2018 Filed Mar 2, 2018 21:51 UTC
SMITH CLARENCE HDirector · Chairman, President & CEO
Exercise / conversionPRSUs 2015 · Derivative 13,152 $0.00 $0.00
Disclosure

SEC source: 0001127602-18-009714 · form4.xml · derivative · entry 9

SMITH CLARENCE H · CIK 0001209399 · Director · Chairman, President & CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 13,152 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F3 · derivative.exercise_price: Performance Restricted Stock Units ("PRSUs") award granted 1/23/2015 under the 2014 Long-Term Incentive Plan. Each performance unit represents a contingent right to receive one share of the Company's common stock based on the EBITDA for the year ended December 31, 2015. This amount represents the number of performance units earned for fiscal year 2015, which were certified by the Executive Compensation and Employee Benefits Committee on 1/26/2016. The performance units vest on February 28, 2018.

F3 · derivative.exercise_date: Performance Restricted Stock Units ("PRSUs") award granted 1/23/2015 under the 2014 Long-Term Incentive Plan. Each performance unit represents a contingent right to receive one share of the Company's common stock based on the EBITDA for the year ended December 31, 2015. This amount represents the number of performance units earned for fiscal year 2015, which were certified by the Executive Compensation and Employee Benefits Committee on 1/26/2016. The performance units vest on February 28, 2018.

F3 · derivative.expiration_date: Performance Restricted Stock Units ("PRSUs") award granted 1/23/2015 under the 2014 Long-Term Incentive Plan. Each performance unit represents a contingent right to receive one share of the Company's common stock based on the EBITDA for the year ended December 31, 2015. This amount represents the number of performance units earned for fiscal year 2015, which were certified by the Executive Compensation and Employee Benefits Committee on 1/26/2016. The performance units vest on February 28, 2018.

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February 28, 2018 Filed Mar 2, 2018 21:51 UTC
SMITH CLARENCE HDirector · Chairman, President & CEO
Tax withholdingCommon Stock 5,965 $20.35 $121,387.75
Disclosure

SEC source: 0001127602-18-009714 · form4.xml · nonDerivative · entry 2

SMITH CLARENCE H · CIK 0001209399 · Director · Chairman, President & CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 41,489

Read SEC document
February 28, 2018 Filed Mar 2, 2018 21:51 UTC
SMITH CLARENCE HDirector · Chairman, President & CEO
Exercise / conversionCommon Stock 13,152 $0.00 $0.00
Disclosure

SEC source: 0001127602-18-009714 · form4.xml · nonDerivative · entry 1

SMITH CLARENCE H · CIK 0001209399 · Director · Chairman, President & CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 47,454

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
February 28, 2018 Filed Mar 2, 2018 21:48 UTC
PARKER JENNY HSr. VP, Finance Secy. & Treas.
Exercise / conversionPRSUs 2015 · Derivative 2,994 $0.00 $0.00
Disclosure

SEC source: 0001127602-18-009713 · form4.xml · derivative · entry 4

PARKER JENNY H · CIK 0001214526 · Sr. VP, Finance Secy. & Treas.

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 2,994 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_price: Performance Restricted Stock Units ("PRSUs") award granted 1/23/2015 under the 2014 Long-Term Incentive Plan. Each performance unit represents a contingent right to receive one share of the Company's common stock based on the EBITDA for the year ended December 31, 2015. This amount represents the number of performance units earned for fiscal year 2015, which were certified by the Executive Compensation and Employee Benefits Committee on 1/26/2016. The performance units vest on February 28, 2018.

F1 · derivative.exercise_date: Performance Restricted Stock Units ("PRSUs") award granted 1/23/2015 under the 2014 Long-Term Incentive Plan. Each performance unit represents a contingent right to receive one share of the Company's common stock based on the EBITDA for the year ended December 31, 2015. This amount represents the number of performance units earned for fiscal year 2015, which were certified by the Executive Compensation and Employee Benefits Committee on 1/26/2016. The performance units vest on February 28, 2018.

F1 · derivative.expiration_date: Performance Restricted Stock Units ("PRSUs") award granted 1/23/2015 under the 2014 Long-Term Incentive Plan. Each performance unit represents a contingent right to receive one share of the Company's common stock based on the EBITDA for the year ended December 31, 2015. This amount represents the number of performance units earned for fiscal year 2015, which were certified by the Executive Compensation and Employee Benefits Committee on 1/26/2016. The performance units vest on February 28, 2018.

Read SEC document
February 28, 2018 Filed Mar 2, 2018 21:48 UTC
PARKER JENNY HSr. VP, Finance Secy. & Treas.
Tax withholdingCommon Stock 896 $20.35 $18,233.60
Disclosure

SEC source: 0001127602-18-009713 · form4.xml · nonDerivative · entry 2

PARKER JENNY H · CIK 0001214526 · Sr. VP, Finance Secy. & Treas.

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 32,458

Read SEC document
February 28, 2018 Filed Mar 2, 2018 21:48 UTC
PARKER JENNY HSr. VP, Finance Secy. & Treas.
Exercise / conversionCommon Stock 2,994 $0.00 $0.00
Disclosure

SEC source: 0001127602-18-009713 · form4.xml · nonDerivative · entry 1

PARKER JENNY H · CIK 0001214526 · Sr. VP, Finance Secy. & Treas.

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 33,354

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
February 28, 2018 Filed Mar 2, 2018 21:45 UTC
HAVERTY RAWSON JRDirector · Senior Vice President · 10% owner
Exercise / conversionPRSUs 2015 · Derivative 2,994 $0.00 $0.00
Disclosure

SEC source: 0001127602-18-009709 · form4.xml · derivative · entry 10

HAVERTY RAWSON JR · CIK 0001214531 · Director · Senior Vice President · 10% owner

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 2,994 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F2 · derivative.exercise_price: Performance Restricted Stock Units ("PRSUs") award granted 1/23/2015 under the 2014 Long-Term Incentive Plan. Each performance unit represents a contingent right to receive one share of the Company's common stock based on the EBITDA for the year ended December 31, 2015. This amount represents the number of performance units earned for fiscal year 2015, which were certified by the Executive Compensation and Employee Benefits Committee on 1/26/2016. The performance units vest on February 28, 2018.

F2 · derivative.exercise_date: Performance Restricted Stock Units ("PRSUs") award granted 1/23/2015 under the 2014 Long-Term Incentive Plan. Each performance unit represents a contingent right to receive one share of the Company's common stock based on the EBITDA for the year ended December 31, 2015. This amount represents the number of performance units earned for fiscal year 2015, which were certified by the Executive Compensation and Employee Benefits Committee on 1/26/2016. The performance units vest on February 28, 2018.

F2 · derivative.expiration_date: Performance Restricted Stock Units ("PRSUs") award granted 1/23/2015 under the 2014 Long-Term Incentive Plan. Each performance unit represents a contingent right to receive one share of the Company's common stock based on the EBITDA for the year ended December 31, 2015. This amount represents the number of performance units earned for fiscal year 2015, which were certified by the Executive Compensation and Employee Benefits Committee on 1/26/2016. The performance units vest on February 28, 2018.

Read SEC document
February 28, 2018 Filed Mar 2, 2018 21:45 UTC
HAVERTY RAWSON JRDirector · Senior Vice President · 10% owner
Tax withholdingCommon Stock 896 $20.35 $18,233.60
Disclosure

SEC source: 0001127602-18-009709 · form4.xml · nonDerivative · entry 2

HAVERTY RAWSON JR · CIK 0001214531 · Director · Senior Vice President · 10% owner

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 2,098

Read SEC document
February 28, 2018 Filed Mar 2, 2018 21:45 UTC
HAVERTY RAWSON JRDirector · Senior Vice President · 10% owner
Exercise / conversionCommon Stock 2,994 $0.00 $0.00
Disclosure

SEC source: 0001127602-18-009709 · form4.xml · nonDerivative · entry 1

HAVERTY RAWSON JR · CIK 0001214531 · Director · Senior Vice President · 10% owner

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 2,994

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
February 28, 2018 Filed Mar 2, 2018 21:42 UTC
Gallagher Richard DeweyExecutive Vice President
Exercise / conversionPRSUs 2015 · Derivative 4,459 $0.00 $0.00
Disclosure

SEC source: 0001127602-18-009705 · form4.xml · derivative · entry 4

Gallagher Richard Dewey · CIK 0001455927 · Executive Vice President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 4,459 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_price: Performance Restricted Stock Units ("PRSUs") award granted 1/23/2015 under the 2014 Long-Term Incentive Plan. Each performance unit represents a contingent right to receive one share of the Company's common stock based on the EBITDA for the year ended December 31, 2015. This amount represents the number of performance units earned for fiscal year 2015, which were certified by the Executive Compensation and Employee Benefits Committee on 1/26/2016. The performance units vest on February 28, 2018.

F1 · derivative.exercise_date: Performance Restricted Stock Units ("PRSUs") award granted 1/23/2015 under the 2014 Long-Term Incentive Plan. Each performance unit represents a contingent right to receive one share of the Company's common stock based on the EBITDA for the year ended December 31, 2015. This amount represents the number of performance units earned for fiscal year 2015, which were certified by the Executive Compensation and Employee Benefits Committee on 1/26/2016. The performance units vest on February 28, 2018.

F1 · derivative.expiration_date: Performance Restricted Stock Units ("PRSUs") award granted 1/23/2015 under the 2014 Long-Term Incentive Plan. Each performance unit represents a contingent right to receive one share of the Company's common stock based on the EBITDA for the year ended December 31, 2015. This amount represents the number of performance units earned for fiscal year 2015, which were certified by the Executive Compensation and Employee Benefits Committee on 1/26/2016. The performance units vest on February 28, 2018.

Read SEC document
February 28, 2018 Filed Mar 2, 2018 21:42 UTC
Gallagher Richard DeweyExecutive Vice President
Tax withholdingCommon Stock 1,711 $20.35 $34,818.85
Disclosure

SEC source: 0001127602-18-009705 · form4.xml · nonDerivative · entry 2

Gallagher Richard Dewey · CIK 0001455927 · Executive Vice President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 15,478

Read SEC document
February 28, 2018 Filed Mar 2, 2018 21:42 UTC
Gallagher Richard DeweyExecutive Vice President
Exercise / conversionCommon Stock 4,459 $0.00 $0.00
Disclosure

SEC source: 0001127602-18-009705 · form4.xml · nonDerivative · entry 1

Gallagher Richard Dewey · CIK 0001455927 · Executive Vice President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 17,189

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
February 28, 2018 Filed Mar 2, 2018 21:36 UTC
CLARY J EDWARDExecutive VP & CIO
Exercise / conversionPRSUs 2015 · Derivative 4,274 $0.00 $0.00
Disclosure

SEC source: 0001127602-18-009689 · form4.xml · derivative · entry 3

CLARY J EDWARD · CIK 0001222986 · Executive VP & CIO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 4,274 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_price: Performance Restricted Stock Units ("PRSUs") award granted 1/23/2015 under the 2014 Long-Term Incentive Plan. Each performance unit represents a contingent right to receive one share of the Company's common stock based on the EBITDA for the year ended December 31, 2015. This amount represents the number of performance units earned for fiscal year 2015, which were certified by the Executive Compensation and Employee Benefits Committee on 1/26/2016. The performance units vest on February 28, 2018.

F1 · derivative.exercise_date: Performance Restricted Stock Units ("PRSUs") award granted 1/23/2015 under the 2014 Long-Term Incentive Plan. Each performance unit represents a contingent right to receive one share of the Company's common stock based on the EBITDA for the year ended December 31, 2015. This amount represents the number of performance units earned for fiscal year 2015, which were certified by the Executive Compensation and Employee Benefits Committee on 1/26/2016. The performance units vest on February 28, 2018.

F1 · derivative.expiration_date: Performance Restricted Stock Units ("PRSUs") award granted 1/23/2015 under the 2014 Long-Term Incentive Plan. Each performance unit represents a contingent right to receive one share of the Company's common stock based on the EBITDA for the year ended December 31, 2015. This amount represents the number of performance units earned for fiscal year 2015, which were certified by the Executive Compensation and Employee Benefits Committee on 1/26/2016. The performance units vest on February 28, 2018.

Read SEC document
February 28, 2018 Filed Mar 2, 2018 21:36 UTC
CLARY J EDWARDExecutive VP & CIO
Tax withholdingCommon Stock 1,939 $20.35 $39,458.65
Disclosure

SEC source: 0001127602-18-009689 · form4.xml · nonDerivative · entry 2

CLARY J EDWARD · CIK 0001222986 · Executive VP & CIO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 58,426

Read SEC document
February 28, 2018 Filed Mar 2, 2018 21:36 UTC
CLARY J EDWARDExecutive VP & CIO
Exercise / conversionCommon Stock 4,274 $0.00 $0.00
Disclosure

SEC source: 0001127602-18-009689 · form4.xml · nonDerivative · entry 1

CLARY J EDWARD · CIK 0001222986 · Executive VP & CIO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 60,365

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
February 28, 2018 Filed Mar 2, 2018 21:39 UTC
DeNiro Allan JSr. VP, Chief People Officer
Exercise / conversionPRSUs 2015 · Derivative 2,994 $0.00 $0.00
Disclosure

SEC source: 0001127602-18-009697 · form4.xml · derivative · entry 3

DeNiro Allan J · CIK 0001304990 · Sr. VP, Chief People Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 2,994 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_price: Performance Restricted Stock Units ("PRSUs") award granted 1/23/2015 under the 2014 Long-Term Incentive Plan. Each performance unit represents a contingent right to receive one share of the Company's common stock based on the EBITDA for the year ended December 31, 2015. This amount represents the number of performance units earned for fiscal year 2015, which were certified by the Executive Compensation and Employee Benefits Committee on 1/26/2016. The performance units vest on February 28, 2018.

F1 · derivative.exercise_date: Performance Restricted Stock Units ("PRSUs") award granted 1/23/2015 under the 2014 Long-Term Incentive Plan. Each performance unit represents a contingent right to receive one share of the Company's common stock based on the EBITDA for the year ended December 31, 2015. This amount represents the number of performance units earned for fiscal year 2015, which were certified by the Executive Compensation and Employee Benefits Committee on 1/26/2016. The performance units vest on February 28, 2018.

F1 · derivative.expiration_date: Performance Restricted Stock Units ("PRSUs") award granted 1/23/2015 under the 2014 Long-Term Incentive Plan. Each performance unit represents a contingent right to receive one share of the Company's common stock based on the EBITDA for the year ended December 31, 2015. This amount represents the number of performance units earned for fiscal year 2015, which were certified by the Executive Compensation and Employee Benefits Committee on 1/26/2016. The performance units vest on February 28, 2018.

Read SEC document

Value uses the disclosed total when available, otherwise shares × reported transaction price. It is not an estimate of exercise cash cost or investment performance.