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HVT

HAVERTY FURNITURE COMPANIES INC

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5603
SEC CIK
0000216085
Parsed reports
471

Last 12 months

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0 purchase rows · 4 sale rows

Disclosed non-derivative P/S rows, by transaction month. Includes amendments and private transactions.
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MonthPurchasesSales
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Dec 202502
Jan 202600
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Purchases/sales include open-market and private transactions. Plan disclosure applies to the filing; individual rows may differ. “Not disclosed” is not “unplanned.”

The cutoff filters transaction history only. Company summaries and owner relationships show the latest available disclosures. Parser corrections can improve historical records.

Transaction dateOwner / reported roleActivity / securityShares / unitsReported priceReported valueDetails
May 17, 2019 Filed May 21, 2019 20:24 UTC GrantCommon Stock 1,132 $17.67 $20,002.44
Disclosure

SEC source: 0001127602-19-019362 · form4.xml · nonDerivative · entry 1

DUKES LAURA ALLISON · CIK 0001674244 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 3,840

F1 · shares: Annual stock grant pursuant to Non-Employee Director Compensation Plan.

Read SEC document
May 13, 2019 Filed May 15, 2019 20:13 UTC GrantPhantom Stock · Derivative 3,477 $17.92 Strike: $0.00 $62,307.84
Disclosure

SEC source: 0001127602-19-018559 · form4.xml · derivative · entry 2

DUKES LAURA ALLISON · CIK 0001674244 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 8,267

Underlying: Common Stock · 3,477 shares

Expires not disclosed

F1 · derivative.exercise_date: Deferred under Directors' Deferred Compensation Plan. Settlement will occur as prescribed by the elections under the Plan.

F1 · derivative.expiration_date: Deferred under Directors' Deferred Compensation Plan. Settlement will occur as prescribed by the elections under the Plan.

Read SEC document
May 13, 2019 Filed May 15, 2019 20:25 UTC GrantPhantom Stock · Derivative 3,128 $17.92 Strike: $0.00 $56,053.76
Disclosure

SEC source: 0001127602-19-018569 · form4.xml · derivative · entry 2

TRUJILLO ALFREDO · CIK 0001268773 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 35,380

Underlying: Common Stock · 3,128 shares

Expires not disclosed

F1 · derivative.exercise_date: Deferred under Directors' Deferred Compensation Plan. Settlement will occur upon the earlier to occur of (i) termination of service on the Board of Directors, or (ii) death.

F1 · derivative.expiration_date: Deferred under Directors' Deferred Compensation Plan. Settlement will occur upon the earlier to occur of (i) termination of service on the Board of Directors, or (ii) death.

Read SEC document
May 13, 2019 Filed May 15, 2019 20:25 UTC GrantCommon Stock 3,013 $17.92 $53,992.96
Disclosure

SEC source: 0001127602-19-018569 · form4.xml · nonDerivative · entry 1

TRUJILLO ALFREDO · CIK 0001268773 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 18,678

Read SEC document
May 13, 2019 Filed May 15, 2019 20:23 UTC
SMITH CLARENCE HDirector · Chairman, President & CEO
GrantPhantom Stock · Derivative 396 $17.92 Strike: $0.00 $7,096.32
Disclosure

SEC source: 0001127602-19-018567 · form4.xml · derivative · entry 8

SMITH CLARENCE H · CIK 0001209399 · Director · Chairman, President & CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 4,481

Underlying: Common Stock · 396 shares

Expires not disclosed

F3 · derivative.exercise_date: Deferred under Directors' Deferred Compensation Plan. Settlement will occur upon the earlier to occur of (i) termination of service on the Board of Directors, or (ii) death.

F3 · derivative.expiration_date: Deferred under Directors' Deferred Compensation Plan. Settlement will occur upon the earlier to occur of (i) termination of service on the Board of Directors, or (ii) death.

Read SEC document
May 13, 2019 Filed May 15, 2019 20:20 UTC GrantCommon Stock 3,013 $17.92 $53,992.96
Disclosure

SEC source: 0001127602-19-018565 · form4.xml · nonDerivative · entry 1

PALMER VICKI R · CIK 0001142394 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 43,397

Read SEC document
May 13, 2019 Filed May 15, 2019 20:18 UTC GrantPhantom Stock · Derivative 4,240 $17.92 Strike: $0.00 $75,980.80
Disclosure

SEC source: 0001127602-19-018563 · form4.xml · derivative · entry 2

MANGUM MYLLE H · CIK 0001175893 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 47,969

Underlying: Common Stock · 4,240 shares

Expires not disclosed

F1 · derivative.exercise_date: Deferred under Directors' Deferred Compensation Plan. Settlement will occur upon the earlier to occur of (i) termination of service on the Board of Directors, or (ii) death.

F1 · derivative.expiration_date: Deferred under Directors' Deferred Compensation Plan. Settlement will occur upon the earlier to occur of (i) termination of service on the Board of Directors, or (ii) death.

Read SEC document
May 13, 2019 Filed May 15, 2019 20:18 UTC GrantCommon Stock 3,013 $17.92 $53,992.96
Disclosure

SEC source: 0001127602-19-018563 · form4.xml · nonDerivative · entry 1

MANGUM MYLLE H · CIK 0001175893 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 5,789

Read SEC document
May 13, 2019 Filed May 15, 2019 20:16 UTC GrantPhantom Stock · Derivative 3,013 $17.92 Strike: $0.00 $53,992.96
Disclosure

SEC source: 0001127602-19-018561 · form4.xml · derivative · entry 2

HOUGH G. THOMAS · CIK 0001640483 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 3,013

Underlying: Common Stock · 3,013 shares

Expires not disclosed

F1 · derivative.exercise_date: Deferred under Directors' Deferred Compensation Plan. Settlement will occur as prescribed by the election under the Plan.

F1 · derivative.expiration_date: Deferred under Directors' Deferred Compensation Plan. Settlement will occur as prescribed by the election under the Plan.

Read SEC document
May 13, 2019 Filed May 15, 2019 20:15 UTC GrantPhantom Stock · Derivative 1,118 $17.92 Strike: $0.00 $20,034.56
Disclosure

SEC source: 0001127602-19-018560 · form4.xml · derivative · entry 2

GLOVER JOHN T · CIK 0000940830 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 12,642

Underlying: Common Stock · 1,118 shares

Expires not disclosed

F1 · derivative.exercise_date: Deferred under Directors' Deferred Compensation Plan. Settlement will occur upon the earlier to occur of (i) termination of service on the Board of Directors, or (ii) death.

F1 · derivative.expiration_date: Deferred under Directors' Deferred Compensation Plan. Settlement will occur upon the earlier to occur of (i) termination of service on the Board of Directors, or (ii) death.

Read SEC document
May 13, 2019 Filed May 15, 2019 20:15 UTC GrantCommon Stock 3,013 $17.92 $53,992.96
Disclosure

SEC source: 0001127602-19-018560 · form4.xml · nonDerivative · entry 1

GLOVER JOHN T · CIK 0000940830 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 62,720

Read SEC document
May 08, 2019 Filed May 8, 2019 21:14 UTC OtherCommon Stock 218,017 $0.00 $0.00
Disclosure

SEC source: 0001127602-19-017771 · form4.xml · nonDerivative · entry 6

Pine Hill Associates, LLC · CIK 0001407062 · 10% owner

10b5-1 filing: Not disclosed

Ownership: Indirect · By partnership for which Pine Hill Associates, LLC serves as general partner.

Disclosed balance after: 3,486

F2 · kind: Distribution of shares held by H5, LP, a limited partnership ("H5"). Pine Hill Associates, LLC, a limited liability company is the general partner of H5.

Read SEC document
May 08, 2019 Filed May 8, 2019 21:14 UTC OtherClass A Common Stock 218,077 $0.00 $0.00
Disclosure

SEC source: 0001127602-19-017771 · form4.xml · nonDerivative · entry 5

Pine Hill Associates, LLC · CIK 0001407062 · 10% owner

10b5-1 filing: Not disclosed

Ownership: Indirect · By partnership for which Pine Hill Associates, LLC serves as general partner.

Disclosed balance after: 1,743

F2 · kind: Distribution of shares held by H5, LP, a limited partnership ("H5"). Pine Hill Associates, LLC, a limited liability company is the general partner of H5.

Read SEC document
May 08, 2019 Filed May 8, 2019 21:10 UTC
HAVERTY RAWSON JRDirector · Senior Vice President · 10% owner
OtherClass A Common Stock 90,140 $0.00 $0.00
Disclosure

SEC source: 0001127602-19-017769 · form4.xml · nonDerivative · entry 13

HAVERTY RAWSON JR · CIK 0001214531 · Director · Senior Vice President · 10% owner

10b5-1 filing: Not disclosed

Ownership: Indirect · By H5-JRH, LLC

Disclosed balance after: 90,140

F4 · kind: Distribution of shares received from H5, LP, a limited partnership to H5-JRH, LLC, a limited liability company of which Mr. Haverty is a member.

Read SEC document
May 08, 2019 Filed May 8, 2019 21:10 UTC
HAVERTY RAWSON JRDirector · Senior Vice President · 10% owner
OtherCommon Stock 218,017 $0.00 $0.00
Disclosure

SEC source: 0001127602-19-017769 · form4.xml · nonDerivative · entry 12

HAVERTY RAWSON JR · CIK 0001214531 · Director · Senior Vice President · 10% owner

10b5-1 filing: Not disclosed

Ownership: Indirect · By Pine Hill Associates, LLC

Disclosed balance after: 3,486

F3 · kind: Distribution of shares are held by H5, LP ("H5") and are also reported herein by Pine Hill Associates, a limited liability company ("PH"), the partnership's general partner. Mr. Haverty is co-manager of PH and has sole voting power over these shares. Mr. Haverty disclaims beneficial ownership of shares held by H5 or PH, except as to the extent of his pecuniary interest therein.

F2 · balance_after: These shares are held by H5, LP, a limited partnership ("H5") and are also reported herein by Pine Hill Associates, a limited liability company ("PH"), the partnership's general partner. Mr. Haverty is a co-manager of PH and has sole voting power over these shares. Mr. Haverty disclaims beneficial ownership of shares held by H5 or PH except to the extent of his pecuniary interest therein.

Read SEC document
May 08, 2019 Filed May 8, 2019 21:10 UTC
HAVERTY RAWSON JRDirector · Senior Vice President · 10% owner
OtherClass A Common Stock 218,077 $0.00 $0.00
Disclosure

SEC source: 0001127602-19-017769 · form4.xml · nonDerivative · entry 11

HAVERTY RAWSON JR · CIK 0001214531 · Director · Senior Vice President · 10% owner

10b5-1 filing: Not disclosed

Ownership: Indirect · By Pine Hill Associates, LLC

Disclosed balance after: 1,743

F3 · kind: Distribution of shares are held by H5, LP ("H5") and are also reported herein by Pine Hill Associates, a limited liability company ("PH"), the partnership's general partner. Mr. Haverty is co-manager of PH and has sole voting power over these shares. Mr. Haverty disclaims beneficial ownership of shares held by H5 or PH, except as to the extent of his pecuniary interest therein.

F2 · balance_after: These shares are held by H5, LP, a limited partnership ("H5") and are also reported herein by Pine Hill Associates, a limited liability company ("PH"), the partnership's general partner. Mr. Haverty is a co-manager of PH and has sole voting power over these shares. Mr. Haverty disclaims beneficial ownership of shares held by H5 or PH except to the extent of his pecuniary interest therein.

Read SEC document
May 08, 2019 Filed May 8, 2019 21:10 UTC
HAVERTY RAWSON JRDirector · Senior Vice President · 10% owner
OtherCommon Stock 218,017 $0.00 $0.00
Disclosure

SEC source: 0001127602-19-017769 · form4.xml · nonDerivative · entry 10

HAVERTY RAWSON JR · CIK 0001214531 · Director · Senior Vice President · 10% owner

10b5-1 filing: Not disclosed

Ownership: Indirect · By H5, LP

Disclosed balance after: 3,486

F3 · kind: Distribution of shares are held by H5, LP ("H5") and are also reported herein by Pine Hill Associates, a limited liability company ("PH"), the partnership's general partner. Mr. Haverty is co-manager of PH and has sole voting power over these shares. Mr. Haverty disclaims beneficial ownership of shares held by H5 or PH, except as to the extent of his pecuniary interest therein.

F2 · balance_after: These shares are held by H5, LP, a limited partnership ("H5") and are also reported herein by Pine Hill Associates, a limited liability company ("PH"), the partnership's general partner. Mr. Haverty is a co-manager of PH and has sole voting power over these shares. Mr. Haverty disclaims beneficial ownership of shares held by H5 or PH except to the extent of his pecuniary interest therein.

Read SEC document
May 08, 2019 Filed May 8, 2019 21:10 UTC
HAVERTY RAWSON JRDirector · Senior Vice President · 10% owner
OtherClass A Common Stock 218,077 $0.00 $0.00
Disclosure

SEC source: 0001127602-19-017769 · form4.xml · nonDerivative · entry 9

HAVERTY RAWSON JR · CIK 0001214531 · Director · Senior Vice President · 10% owner

10b5-1 filing: Not disclosed

Ownership: Indirect · By H5, LP

Disclosed balance after: 1,743

F3 · kind: Distribution of shares are held by H5, LP ("H5") and are also reported herein by Pine Hill Associates, a limited liability company ("PH"), the partnership's general partner. Mr. Haverty is co-manager of PH and has sole voting power over these shares. Mr. Haverty disclaims beneficial ownership of shares held by H5 or PH, except as to the extent of his pecuniary interest therein.

F2 · balance_after: These shares are held by H5, LP, a limited partnership ("H5") and are also reported herein by Pine Hill Associates, a limited liability company ("PH"), the partnership's general partner. Mr. Haverty is a co-manager of PH and has sole voting power over these shares. Mr. Haverty disclaims beneficial ownership of shares held by H5 or PH except to the extent of his pecuniary interest therein.

Read SEC document
May 08, 2019 Filed May 8, 2019 21:13 UTC
H5, L.P.10% owner
OtherCommon Stock 218,017 $0.00 $0.00
Disclosure

SEC source: 0001127602-19-017770 · form4.xml · nonDerivative · entry 6

H5, L.P. · CIK 0001407063 · 10% owner

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 3,486

F3 · kind: Distribution of shares held by H5.

Read SEC document
May 08, 2019 Filed May 8, 2019 21:13 UTC
H5, L.P.10% owner
OtherClass A Common Stock 218,077 $0.00 $0.00
Disclosure

SEC source: 0001127602-19-017770 · form4.xml · nonDerivative · entry 5

H5, L.P. · CIK 0001407063 · 10% owner

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 1,743

F3 · kind: Distribution of shares held by H5.

F2 · balance_after: These shares are held by H5, LP, a limited partnership ("H5"). The partnership's general manager is Pine Hill Associates, a limited liability company ("PH").

Read SEC document
May 08, 2019 Filed May 10, 2019 20:17 UTC
DeNiro Allan JSr. VP, Chief People Officer
Exercise / conversionRSUs 2018 · Derivative 750 $0.00 $0.00
Disclosure

SEC source: 0001127602-19-018149 · form4.xml · derivative · entry 9

DeNiro Allan J · CIK 0001304990 · Sr. VP, Chief People Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 2,250

Underlying: Common Stock · 750 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F4 · derivative.exercise_price: Restricted Stock Units ("RSUs") award granted 1/30/2018 under the 2014 Long-Term Incentive Plan. RSUs vest ratably over 4 years, beginning 5/8/2019. Each RSU is equivalent to one share of common stock upon vesting.

F4 · derivative.exercise_date: Restricted Stock Units ("RSUs") award granted 1/30/2018 under the 2014 Long-Term Incentive Plan. RSUs vest ratably over 4 years, beginning 5/8/2019. Each RSU is equivalent to one share of common stock upon vesting.

F4 · derivative.expiration_date: Restricted Stock Units ("RSUs") award granted 1/30/2018 under the 2014 Long-Term Incentive Plan. RSUs vest ratably over 4 years, beginning 5/8/2019. Each RSU is equivalent to one share of common stock upon vesting.

Read SEC document
May 08, 2019 Filed May 10, 2019 20:17 UTC
DeNiro Allan JSr. VP, Chief People Officer
Exercise / conversionRSUs 2017 · Derivative 875 $0.00 $0.00
Disclosure

SEC source: 0001127602-19-018149 · form4.xml · derivative · entry 8

DeNiro Allan J · CIK 0001304990 · Sr. VP, Chief People Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 1,750

Underlying: Common Stock · 875 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F3 · derivative.exercise_price: Restricted Stock Units ("RSUs") award granted 1/30/2017 under the 2014 Long-Term Incentive Plan. RSUs vest ratably over 4 years, beginning 5/8/2018. Each RSU is equivalent to one share of common stock upon vesting.

F3 · derivative.exercise_date: Restricted Stock Units ("RSUs") award granted 1/30/2017 under the 2014 Long-Term Incentive Plan. RSUs vest ratably over 4 years, beginning 5/8/2018. Each RSU is equivalent to one share of common stock upon vesting.

F3 · derivative.expiration_date: Restricted Stock Units ("RSUs") award granted 1/30/2017 under the 2014 Long-Term Incentive Plan. RSUs vest ratably over 4 years, beginning 5/8/2018. Each RSU is equivalent to one share of common stock upon vesting.

Read SEC document
May 08, 2019 Filed May 10, 2019 20:17 UTC
DeNiro Allan JSr. VP, Chief People Officer
Exercise / conversionRSUs 2016 · Derivative 868 $0.00 $0.00
Disclosure

SEC source: 0001127602-19-018149 · form4.xml · derivative · entry 7

DeNiro Allan J · CIK 0001304990 · Sr. VP, Chief People Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 868

Underlying: Common Stock · 868 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F2 · derivative.exercise_price: Restricted Stock Units ("RSUs") award granted 1/26/2016 under the 2014 Long-Term Incentive Plan. RSUs vest ratably over 4 years, beginning 5/8/2017. Each RSU is equivalent to one share of common stock upon vesting.

F2 · derivative.exercise_date: Restricted Stock Units ("RSUs") award granted 1/26/2016 under the 2014 Long-Term Incentive Plan. RSUs vest ratably over 4 years, beginning 5/8/2017. Each RSU is equivalent to one share of common stock upon vesting.

F2 · derivative.expiration_date: Restricted Stock Units ("RSUs") award granted 1/26/2016 under the 2014 Long-Term Incentive Plan. RSUs vest ratably over 4 years, beginning 5/8/2017. Each RSU is equivalent to one share of common stock upon vesting.

Read SEC document
May 08, 2019 Filed May 10, 2019 20:17 UTC
DeNiro Allan JSr. VP, Chief People Officer
Exercise / conversionRSUs 2015 · Derivative 755 $0.00 $0.00
Disclosure

SEC source: 0001127602-19-018149 · form4.xml · derivative · entry 6

DeNiro Allan J · CIK 0001304990 · Sr. VP, Chief People Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 755 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_price: Restricted Stock Units ("RSUs") award granted 1/23/2015 under the 2014 Long-Term Incentive Plan. RSUs vest ratably over 4 years, beginning 5/8/2016. Each RSU is equivalent to one share of common stock upon vesting.

F1 · derivative.exercise_date: Restricted Stock Units ("RSUs") award granted 1/23/2015 under the 2014 Long-Term Incentive Plan. RSUs vest ratably over 4 years, beginning 5/8/2016. Each RSU is equivalent to one share of common stock upon vesting.

F1 · derivative.expiration_date: Restricted Stock Units ("RSUs") award granted 1/23/2015 under the 2014 Long-Term Incentive Plan. RSUs vest ratably over 4 years, beginning 5/8/2016. Each RSU is equivalent to one share of common stock upon vesting.

Read SEC document
May 08, 2019 Filed May 10, 2019 20:17 UTC
DeNiro Allan JSr. VP, Chief People Officer
Tax withholdingCommon Stock 1,053 $18.56 $19,543.68
Disclosure

SEC source: 0001127602-19-018149 · form4.xml · nonDerivative · entry 5

DeNiro Allan J · CIK 0001304990 · Sr. VP, Chief People Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 13,233

Read SEC document
May 08, 2019 Filed May 10, 2019 20:17 UTC
DeNiro Allan JSr. VP, Chief People Officer
Exercise / conversionCommon Stock 750 $0.00 $0.00
Disclosure

SEC source: 0001127602-19-018149 · form4.xml · nonDerivative · entry 4

DeNiro Allan J · CIK 0001304990 · Sr. VP, Chief People Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 14,286

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
May 08, 2019 Filed May 10, 2019 20:17 UTC
DeNiro Allan JSr. VP, Chief People Officer
Exercise / conversionCommon Stock 875 $0.00 $0.00
Disclosure

SEC source: 0001127602-19-018149 · form4.xml · nonDerivative · entry 3

DeNiro Allan J · CIK 0001304990 · Sr. VP, Chief People Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 13,536

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
May 08, 2019 Filed May 10, 2019 20:17 UTC
DeNiro Allan JSr. VP, Chief People Officer
Exercise / conversionCommon Stock 868 $0.00 $0.00
Disclosure

SEC source: 0001127602-19-018149 · form4.xml · nonDerivative · entry 2

DeNiro Allan J · CIK 0001304990 · Sr. VP, Chief People Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 12,661

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
May 08, 2019 Filed May 10, 2019 20:17 UTC
DeNiro Allan JSr. VP, Chief People Officer
Exercise / conversionCommon Stock 755 $0.00 $0.00
Disclosure

SEC source: 0001127602-19-018149 · form4.xml · nonDerivative · entry 1

DeNiro Allan J · CIK 0001304990 · Sr. VP, Chief People Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 11,793

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
May 08, 2019 Filed May 10, 2019 20:40 UTC
Taylor Janet ESr. VP, General Counsel
Exercise / conversionRSUs 2018 · Derivative 750 $0.00 $0.00
Disclosure

SEC source: 0001127602-19-018165 · form4.xml · derivative · entry 9

Taylor Janet E · CIK 0001338628 · Sr. VP, General Counsel

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 2,250

Underlying: Common Stock · 750 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F4 · derivative.exercise_price: Restricted Stock Units ("RSUs") award granted 1/30/2018 under the 2014 Long-Term Incentive Plan. RSUs vest ratably over 4 years, beginning 5/8/2019. Each RSU is equivalent to one share of common stock upon vesting.

F4 · derivative.exercise_date: Restricted Stock Units ("RSUs") award granted 1/30/2018 under the 2014 Long-Term Incentive Plan. RSUs vest ratably over 4 years, beginning 5/8/2019. Each RSU is equivalent to one share of common stock upon vesting.

F4 · derivative.expiration_date: Restricted Stock Units ("RSUs") award granted 1/30/2018 under the 2014 Long-Term Incentive Plan. RSUs vest ratably over 4 years, beginning 5/8/2019. Each RSU is equivalent to one share of common stock upon vesting.

Read SEC document
May 08, 2019 Filed May 10, 2019 20:40 UTC
Taylor Janet ESr. VP, General Counsel
Exercise / conversionRSUs 2017 · Derivative 875 $0.00 $0.00
Disclosure

SEC source: 0001127602-19-018165 · form4.xml · derivative · entry 8

Taylor Janet E · CIK 0001338628 · Sr. VP, General Counsel

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 1,750

Underlying: Common Stock · 875 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F3 · derivative.exercise_price: Restricted Stock Units ("RSUs") award granted 1/30/2017 under the 2014 Long-Term Incentive Plan. RSUs vest ratably over 4 years, beginning 5/8/2018. Each RSU is equivalent to one share of common stock upon vesting.

F3 · derivative.exercise_date: Restricted Stock Units ("RSUs") award granted 1/30/2017 under the 2014 Long-Term Incentive Plan. RSUs vest ratably over 4 years, beginning 5/8/2018. Each RSU is equivalent to one share of common stock upon vesting.

F3 · derivative.expiration_date: Restricted Stock Units ("RSUs") award granted 1/30/2017 under the 2014 Long-Term Incentive Plan. RSUs vest ratably over 4 years, beginning 5/8/2018. Each RSU is equivalent to one share of common stock upon vesting.

Read SEC document
May 08, 2019 Filed May 10, 2019 20:40 UTC
Taylor Janet ESr. VP, General Counsel
Exercise / conversionRSUs 2016 · Derivative 868 $0.00 $0.00
Disclosure

SEC source: 0001127602-19-018165 · form4.xml · derivative · entry 7

Taylor Janet E · CIK 0001338628 · Sr. VP, General Counsel

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 868

Underlying: Common Stock · 868 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F2 · derivative.exercise_price: Restricted Stock Units ("RSUs") award granted 1/26/2016 under the 2014 Long-Term Incentive Plan. RSUs vest ratably over 4 years, beginning 5/8/2017. Each RSU is equivalent to one share of common stock upon vesting.

F2 · derivative.exercise_date: Restricted Stock Units ("RSUs") award granted 1/26/2016 under the 2014 Long-Term Incentive Plan. RSUs vest ratably over 4 years, beginning 5/8/2017. Each RSU is equivalent to one share of common stock upon vesting.

F2 · derivative.expiration_date: Restricted Stock Units ("RSUs") award granted 1/26/2016 under the 2014 Long-Term Incentive Plan. RSUs vest ratably over 4 years, beginning 5/8/2017. Each RSU is equivalent to one share of common stock upon vesting.

Read SEC document
May 08, 2019 Filed May 10, 2019 20:40 UTC
Taylor Janet ESr. VP, General Counsel
Exercise / conversionRSUs 2015 · Derivative 755 $0.00 $0.00
Disclosure

SEC source: 0001127602-19-018165 · form4.xml · derivative · entry 6

Taylor Janet E · CIK 0001338628 · Sr. VP, General Counsel

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 755 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_price: Restricted Stock Units ("RSUs") award granted 1/23/2015 under the 2014 Long-Term Incentive Plan. RSUs vest ratably over 4 years, beginning 5/8/2016. Each RSU is equivalent to one share of common stock upon vesting.

F1 · derivative.exercise_date: Restricted Stock Units ("RSUs") award granted 1/23/2015 under the 2014 Long-Term Incentive Plan. RSUs vest ratably over 4 years, beginning 5/8/2016. Each RSU is equivalent to one share of common stock upon vesting.

F1 · derivative.expiration_date: Restricted Stock Units ("RSUs") award granted 1/23/2015 under the 2014 Long-Term Incentive Plan. RSUs vest ratably over 4 years, beginning 5/8/2016. Each RSU is equivalent to one share of common stock upon vesting.

Read SEC document
May 08, 2019 Filed May 10, 2019 20:40 UTC
Taylor Janet ESr. VP, General Counsel
Tax withholdingCommon Stock 988 $18.56 $18,337.28
Disclosure

SEC source: 0001127602-19-018165 · form4.xml · nonDerivative · entry 5

Taylor Janet E · CIK 0001338628 · Sr. VP, General Counsel

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 36,857

Read SEC document
May 08, 2019 Filed May 10, 2019 20:40 UTC
Taylor Janet ESr. VP, General Counsel
Exercise / conversionCommon Stock 750 $0.00 $0.00
Disclosure

SEC source: 0001127602-19-018165 · form4.xml · nonDerivative · entry 4

Taylor Janet E · CIK 0001338628 · Sr. VP, General Counsel

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 37,845

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
May 08, 2019 Filed May 10, 2019 20:40 UTC
Taylor Janet ESr. VP, General Counsel
Exercise / conversionCommon Stock 875 $0.00 $0.00
Disclosure

SEC source: 0001127602-19-018165 · form4.xml · nonDerivative · entry 3

Taylor Janet E · CIK 0001338628 · Sr. VP, General Counsel

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 37,095

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
May 08, 2019 Filed May 10, 2019 20:40 UTC
Taylor Janet ESr. VP, General Counsel
Exercise / conversionCommon Stock 868 $0.00 $0.00
Disclosure

SEC source: 0001127602-19-018165 · form4.xml · nonDerivative · entry 2

Taylor Janet E · CIK 0001338628 · Sr. VP, General Counsel

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 36,220

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
May 08, 2019 Filed May 10, 2019 20:40 UTC
Taylor Janet ESr. VP, General Counsel
Exercise / conversionCommon Stock 755 $0.00 $0.00
Disclosure

SEC source: 0001127602-19-018165 · form4.xml · nonDerivative · entry 1

Taylor Janet E · CIK 0001338628 · Sr. VP, General Counsel

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 35,352

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
May 08, 2019 Filed May 10, 2019 20:37 UTC
SMITH CLARENCE HDirector · Chairman, President & CEO
Exercise / conversionRSUs 2018 · Derivative 645 $0.00 $0.00
Disclosure

SEC source: 0001127602-19-018163 · form4.xml · derivative · entry 11

SMITH CLARENCE H · CIK 0001209399 · Director · Chairman, President & CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 1,935

Underlying: Common Stock · 645 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F4 · derivative.exercise_price: Restricted Stock Units ("RSUs") award granted 1/30/2018 under the 2014 Long-Term Incentive Plan. RSUs vest ratably over 4 years, beginning 5/8/2019. Each RSU is equivalent to one share of common stock upon vesting.

F4 · derivative.exercise_date: Restricted Stock Units ("RSUs") award granted 1/30/2018 under the 2014 Long-Term Incentive Plan. RSUs vest ratably over 4 years, beginning 5/8/2019. Each RSU is equivalent to one share of common stock upon vesting.

F4 · derivative.expiration_date: Restricted Stock Units ("RSUs") award granted 1/30/2018 under the 2014 Long-Term Incentive Plan. RSUs vest ratably over 4 years, beginning 5/8/2019. Each RSU is equivalent to one share of common stock upon vesting.

Read SEC document
May 08, 2019 Filed May 10, 2019 20:37 UTC
SMITH CLARENCE HDirector · Chairman, President & CEO
Exercise / conversionPRSUs 2015.1 · Derivative 1,422 $0.00 $0.00
Disclosure

SEC source: 0001127602-19-018163 · form4.xml · derivative · entry 10

SMITH CLARENCE H · CIK 0001209399 · Director · Chairman, President & CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 1,422 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F3 · derivative.exercise_price: Performance Restricted Stock Units ("PRSUs") award granted 1/23/2015 under the 2014 Long-Term Incentive Plan. Each performance unit represents a contingent right to receive one share of the Company's common stock based on the Company's sales performance for each of the four years 2015 -2018. This amount represents the number of performance units earned for fiscal 2018, which were certified by the Nominating, Compensation and Governance Committee on 1/31/2019 and will vest on May 8, 2019.

F3 · derivative.exercise_date: Performance Restricted Stock Units ("PRSUs") award granted 1/23/2015 under the 2014 Long-Term Incentive Plan. Each performance unit represents a contingent right to receive one share of the Company's common stock based on the Company's sales performance for each of the four years 2015 -2018. This amount represents the number of performance units earned for fiscal 2018, which were certified by the Nominating, Compensation and Governance Committee on 1/31/2019 and will vest on May 8, 2019.

F3 · derivative.expiration_date: Performance Restricted Stock Units ("PRSUs") award granted 1/23/2015 under the 2014 Long-Term Incentive Plan. Each performance unit represents a contingent right to receive one share of the Company's common stock based on the Company's sales performance for each of the four years 2015 -2018. This amount represents the number of performance units earned for fiscal 2018, which were certified by the Nominating, Compensation and Governance Committee on 1/31/2019 and will vest on May 8, 2019.

Read SEC document
May 08, 2019 Filed May 10, 2019 20:37 UTC
SMITH CLARENCE HDirector · Chairman, President & CEO
Tax withholdingCommon Stock 938 $18.56 $17,409.28
Disclosure

SEC source: 0001127602-19-018163 · form4.xml · nonDerivative · entry 3

SMITH CLARENCE H · CIK 0001209399 · Director · Chairman, President & CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 41,375

Read SEC document
May 08, 2019 Filed May 10, 2019 20:37 UTC
SMITH CLARENCE HDirector · Chairman, President & CEO
Exercise / conversionCommon Stock 645 $0.00 $0.00
Disclosure

SEC source: 0001127602-19-018163 · form4.xml · nonDerivative · entry 2

SMITH CLARENCE H · CIK 0001209399 · Director · Chairman, President & CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 42,313

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
May 08, 2019 Filed May 10, 2019 20:37 UTC
SMITH CLARENCE HDirector · Chairman, President & CEO
Exercise / conversionCommon Stock 1,422 $0.00 $0.00
Disclosure

SEC source: 0001127602-19-018163 · form4.xml · nonDerivative · entry 1

SMITH CLARENCE H · CIK 0001209399 · Director · Chairman, President & CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 41,668

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
May 08, 2019 Filed May 10, 2019 20:32 UTC
PARKER JENNY HSr. VP, Finance Secy. & Treas.
Exercise / conversionRSUs 2018 · Derivative 750 $0.00 $0.00
Disclosure

SEC source: 0001127602-19-018159 · form4.xml · derivative · entry 9

PARKER JENNY H · CIK 0001214526 · Sr. VP, Finance Secy. & Treas.

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 2,250

Underlying: Common Stock · 750 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F4 · derivative.exercise_price: Restricted Stock Units ("RSUs") award granted 1/30/2018 under the 2014 Long-Term Incentive Plan. RSUs vest ratably over 4 years, beginning 5/8/2019. Each RSU is equivalent to one share of common stock upon vesting.

F4 · derivative.exercise_date: Restricted Stock Units ("RSUs") award granted 1/30/2018 under the 2014 Long-Term Incentive Plan. RSUs vest ratably over 4 years, beginning 5/8/2019. Each RSU is equivalent to one share of common stock upon vesting.

F4 · derivative.expiration_date: Restricted Stock Units ("RSUs") award granted 1/30/2018 under the 2014 Long-Term Incentive Plan. RSUs vest ratably over 4 years, beginning 5/8/2019. Each RSU is equivalent to one share of common stock upon vesting.

Read SEC document
May 08, 2019 Filed May 10, 2019 20:32 UTC
PARKER JENNY HSr. VP, Finance Secy. & Treas.
Exercise / conversionRSUs 2017 · Derivative 875 $0.00 $0.00
Disclosure

SEC source: 0001127602-19-018159 · form4.xml · derivative · entry 8

PARKER JENNY H · CIK 0001214526 · Sr. VP, Finance Secy. & Treas.

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 1,750

Underlying: Common Stock · 875 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F3 · derivative.exercise_price: Restricted Stock Units ("RSUs") award granted 1/30/2017 under the 2014 Long-Term Incentive Plan. RSUs vest ratably over 4 years, beginning 5/8/2018. Each RSU is equivalent to one share of common stock upon vesting.

F3 · derivative.exercise_date: Restricted Stock Units ("RSUs") award granted 1/30/2017 under the 2014 Long-Term Incentive Plan. RSUs vest ratably over 4 years, beginning 5/8/2018. Each RSU is equivalent to one share of common stock upon vesting.

F3 · derivative.expiration_date: Restricted Stock Units ("RSUs") award granted 1/30/2017 under the 2014 Long-Term Incentive Plan. RSUs vest ratably over 4 years, beginning 5/8/2018. Each RSU is equivalent to one share of common stock upon vesting.

Read SEC document
May 08, 2019 Filed May 10, 2019 20:32 UTC
PARKER JENNY HSr. VP, Finance Secy. & Treas.
Exercise / conversionRSUs 2016 · Derivative 868 $0.00 $0.00
Disclosure

SEC source: 0001127602-19-018159 · form4.xml · derivative · entry 7

PARKER JENNY H · CIK 0001214526 · Sr. VP, Finance Secy. & Treas.

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 868

Underlying: Common Stock · 868 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F2 · derivative.exercise_price: Restricted Stock Units ("RSUs") award granted 1/26/2016 under the 2014 Long-Term Incentive Plan. RSUs vest ratably over 4 years, beginning 5/8/2017. Each RSU is equivalent to one share of common stock upon vesting.

F2 · derivative.exercise_date: Restricted Stock Units ("RSUs") award granted 1/26/2016 under the 2014 Long-Term Incentive Plan. RSUs vest ratably over 4 years, beginning 5/8/2017. Each RSU is equivalent to one share of common stock upon vesting.

F2 · derivative.expiration_date: Restricted Stock Units ("RSUs") award granted 1/26/2016 under the 2014 Long-Term Incentive Plan. RSUs vest ratably over 4 years, beginning 5/8/2017. Each RSU is equivalent to one share of common stock upon vesting.

Read SEC document
May 08, 2019 Filed May 10, 2019 20:32 UTC
PARKER JENNY HSr. VP, Finance Secy. & Treas.
Exercise / conversionRSUs 2015 · Derivative 755 $0.00 $0.00
Disclosure

SEC source: 0001127602-19-018159 · form4.xml · derivative · entry 6

PARKER JENNY H · CIK 0001214526 · Sr. VP, Finance Secy. & Treas.

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 755 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_price: Restricted Stock Units ("RSUs") award granted 1/23/2015 under the 2014 Long-Term Incentive Plan. RSUs vest ratably over 4 years, beginning 5/8/2016. Each RSU is equivalent to one share of common stock upon vesting.

F1 · derivative.exercise_date: Restricted Stock Units ("RSUs") award granted 1/23/2015 under the 2014 Long-Term Incentive Plan. RSUs vest ratably over 4 years, beginning 5/8/2016. Each RSU is equivalent to one share of common stock upon vesting.

F1 · derivative.expiration_date: Restricted Stock Units ("RSUs") award granted 1/23/2015 under the 2014 Long-Term Incentive Plan. RSUs vest ratably over 4 years, beginning 5/8/2016. Each RSU is equivalent to one share of common stock upon vesting.

Read SEC document
May 08, 2019 Filed May 10, 2019 20:32 UTC
PARKER JENNY HSr. VP, Finance Secy. & Treas.
Tax withholdingCommon Stock 1,411 $18.56 $26,188.16
Disclosure

SEC source: 0001127602-19-018159 · form4.xml · nonDerivative · entry 5

PARKER JENNY H · CIK 0001214526 · Sr. VP, Finance Secy. & Treas.

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 24,040

Read SEC document
May 08, 2019 Filed May 10, 2019 20:32 UTC
PARKER JENNY HSr. VP, Finance Secy. & Treas.
Exercise / conversionCommon Stock 750 $0.00 $0.00
Disclosure

SEC source: 0001127602-19-018159 · form4.xml · nonDerivative · entry 4

PARKER JENNY H · CIK 0001214526 · Sr. VP, Finance Secy. & Treas.

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 25,451

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
May 08, 2019 Filed May 10, 2019 20:32 UTC
PARKER JENNY HSr. VP, Finance Secy. & Treas.
Exercise / conversionCommon Stock 875 $0.00 $0.00
Disclosure

SEC source: 0001127602-19-018159 · form4.xml · nonDerivative · entry 3

PARKER JENNY H · CIK 0001214526 · Sr. VP, Finance Secy. & Treas.

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 24,701

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document

Value uses the disclosed total when available, otherwise shares × reported transaction price. It is not an estimate of exercise cash cost or investment performance.