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HVT

HAVERTY FURNITURE COMPANIES INC

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5603
SEC CIK
0000216085
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471

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0 purchase rows · 4 sale rows

Disclosed non-derivative P/S rows, by transaction month. Includes amendments and private transactions.
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MonthPurchasesSales
Nov 202501
Dec 202502
Jan 202600
Feb 202600
Mar 202600
Apr 202600
May 202600
Jun 202600
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Aug 202601
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Purchases/sales include open-market and private transactions. Plan disclosure applies to the filing; individual rows may differ. “Not disclosed” is not “unplanned.”

The cutoff filters transaction history only. Company summaries and owner relationships show the latest available disclosures. Parser corrections can improve historical records.

Transaction dateOwner / reported roleActivity / securityShares / unitsReported priceReported valueDetails
January 23, 2020 Filed Jan 27, 2020 21:20 UTC
Hare Richard BExecutive Vice President & CFO
GrantPRSUs 2019 · Derivative 3,024 $0.00 $0.00
Disclosure

SEC source: 0001127602-20-002446 · form4.xml · derivative · entry 3

Hare Richard B · CIK 0001356159 · Executive Vice President & CFO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 3,024

Underlying: Common Stock · 3,024 shares

Expires not disclosed

F2 · derivative.exercise_price: Performance Restricted Stock Units ("PRSUs") award granted 1/23/2020. Each PRSU represents a contingent right to receive one share of HVT common stock and was earned based on EBITDA for the year ended December 31, 2019 and will vest on February 28, 2022.

F2 · derivative.exercise_date: Performance Restricted Stock Units ("PRSUs") award granted 1/23/2020. Each PRSU represents a contingent right to receive one share of HVT common stock and was earned based on EBITDA for the year ended December 31, 2019 and will vest on February 28, 2022.

F2 · derivative.expiration_date: Performance Restricted Stock Units ("PRSUs") award granted 1/23/2020. Each PRSU represents a contingent right to receive one share of HVT common stock and was earned based on EBITDA for the year ended December 31, 2019 and will vest on February 28, 2022.

Read SEC document
January 23, 2020 Filed Jan 27, 2020 21:20 UTC
Hare Richard BExecutive Vice President & CFO
GrantRSUs 2020 · Derivative 4,095 $0.00 $0.00
Disclosure

SEC source: 0001127602-20-002446 · form4.xml · derivative · entry 2

Hare Richard B · CIK 0001356159 · Executive Vice President & CFO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 4,095

Underlying: Common Stock · 4,095 shares

Expires not disclosed

F1 · derivative.exercise_price: Restricted Stock Units granted 1/23/2020 and vest ratably over 3 years beginning 5/8/2021. Each RSU is equivalent to one share of common stock upon vesting.

F1 · derivative.exercise_date: Restricted Stock Units granted 1/23/2020 and vest ratably over 3 years beginning 5/8/2021. Each RSU is equivalent to one share of common stock upon vesting.

F1 · derivative.expiration_date: Restricted Stock Units granted 1/23/2020 and vest ratably over 3 years beginning 5/8/2021. Each RSU is equivalent to one share of common stock upon vesting.

Read SEC document
January 23, 2020 Filed Jan 27, 2020 22:22 UTC
PARKER JENNY HSr. VP, Finance & Corp Sec
GrantPRSUs 2019 · Derivative 1,656 $0.00 $0.00
Disclosure

SEC source: 0001127602-20-002469 · form4.xml · derivative · entry 3

PARKER JENNY H · CIK 0001214526 · Sr. VP, Finance & Corp Sec

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 1,656

Underlying: Common Stock · 1,656 shares

Expires not disclosed

F2 · derivative.exercise_price: Performance Restricted Stock Units ("PRSUs") award granted 1/23/2020. Each PRSU represents a contingent right to receive one share of HVT common stock and was earned based on EBITDA for the year ended December 31, 2019 and will vest on February 28, 2022.

F2 · derivative.exercise_date: Performance Restricted Stock Units ("PRSUs") award granted 1/23/2020. Each PRSU represents a contingent right to receive one share of HVT common stock and was earned based on EBITDA for the year ended December 31, 2019 and will vest on February 28, 2022.

F2 · derivative.expiration_date: Performance Restricted Stock Units ("PRSUs") award granted 1/23/2020. Each PRSU represents a contingent right to receive one share of HVT common stock and was earned based on EBITDA for the year ended December 31, 2019 and will vest on February 28, 2022.

Read SEC document
January 23, 2020 Filed Jan 27, 2020 22:22 UTC
PARKER JENNY HSr. VP, Finance & Corp Sec
GrantRSUs 2020 · Derivative 3,509 $0.00 $0.00
Disclosure

SEC source: 0001127602-20-002469 · form4.xml · derivative · entry 2

PARKER JENNY H · CIK 0001214526 · Sr. VP, Finance & Corp Sec

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 3,509

Underlying: Common Stock · 3,509 shares

Expires not disclosed

F1 · derivative.exercise_price: Restricted Stock Units granted 1/23/2020 and vest ratably over 3 years beginning 5/8/2021. Each RSU is equivalent to one share of common stock upon vesting.

F1 · derivative.exercise_date: Restricted Stock Units granted 1/23/2020 and vest ratably over 3 years beginning 5/8/2021. Each RSU is equivalent to one share of common stock upon vesting.

F1 · derivative.expiration_date: Restricted Stock Units granted 1/23/2020 and vest ratably over 3 years beginning 5/8/2021. Each RSU is equivalent to one share of common stock upon vesting.

Read SEC document
January 23, 2020 Filed Jan 27, 2020 21:44 UTC
Taylor Janet ESr. VP, General Counsel
GrantPRSUs 2019 · Derivative 1,656 $0.00 $0.00
Disclosure

SEC source: 0001127602-20-002455 · form4.xml · derivative · entry 3

Taylor Janet E · CIK 0001338628 · Sr. VP, General Counsel

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 1,656

Underlying: Common Stock · 1,656 shares

Expires not disclosed

F2 · derivative.exercise_price: Performance Restricted Stock Units ("PRSUs") award granted 1/23/2020. Each PRSU represents a contingent right to receive one share of HVT common stock and was earned based on EBITDA for the year ended December 31, 2019 and will vest on February 28, 2022.

F2 · derivative.exercise_date: Performance Restricted Stock Units ("PRSUs") award granted 1/23/2020. Each PRSU represents a contingent right to receive one share of HVT common stock and was earned based on EBITDA for the year ended December 31, 2019 and will vest on February 28, 2022.

F2 · derivative.expiration_date: Performance Restricted Stock Units ("PRSUs") award granted 1/23/2020. Each PRSU represents a contingent right to receive one share of HVT common stock and was earned based on EBITDA for the year ended December 31, 2019 and will vest on February 28, 2022.

Read SEC document
January 23, 2020 Filed Jan 27, 2020 21:44 UTC
Taylor Janet ESr. VP, General Counsel
GrantRSUs 2020 · Derivative 3,509 $0.00 $0.00
Disclosure

SEC source: 0001127602-20-002455 · form4.xml · derivative · entry 2

Taylor Janet E · CIK 0001338628 · Sr. VP, General Counsel

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 3,509

Underlying: Common Stock · 3,509 shares

Expires not disclosed

F1 · derivative.exercise_price: Restricted Stock Units granted 1/23/2020 and vest ratably over 3 years beginning 5/8/2021. Each RSU is equivalent to one share of common stock upon vesting.

F1 · derivative.exercise_date: Restricted Stock Units granted 1/23/2020 and vest ratably over 3 years beginning 5/8/2021. Each RSU is equivalent to one share of common stock upon vesting.

F1 · derivative.expiration_date: Restricted Stock Units granted 1/23/2020 and vest ratably over 3 years beginning 5/8/2021. Each RSU is equivalent to one share of common stock upon vesting.

Read SEC document
January 23, 2020 Filed Jan 27, 2020 21:18 UTC
Gill John LinwoodExecutive V.P., Merchandising
GrantPRSUs 2019 · Derivative 1,656 $0.00 $0.00
Disclosure

SEC source: 0001127602-20-002444 · form4.xml · derivative · entry 4

Gill John Linwood · CIK 0001658186 · Executive V.P., Merchandising

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 1,656

Underlying: Common Stock · 1,656 shares

Expires not disclosed

F2 · derivative.exercise_price: Performance Restricted Stock Units ("PRSUs") award granted 1/23/2020. Each PRSU represents a contingent right to receive one share of HVT common stock and was earned based on EBITDA for the year ended December 31, 2019 and will vest on February 28, 2022.

F2 · derivative.exercise_date: Performance Restricted Stock Units ("PRSUs") award granted 1/23/2020. Each PRSU represents a contingent right to receive one share of HVT common stock and was earned based on EBITDA for the year ended December 31, 2019 and will vest on February 28, 2022.

F2 · derivative.expiration_date: Performance Restricted Stock Units ("PRSUs") award granted 1/23/2020. Each PRSU represents a contingent right to receive one share of HVT common stock and was earned based on EBITDA for the year ended December 31, 2019 and will vest on February 28, 2022.

Read SEC document
January 23, 2020 Filed Jan 27, 2020 21:18 UTC
Gill John LinwoodExecutive V.P., Merchandising
GrantRSUs 2020 · Derivative 3,375 $0.00 $0.00
Disclosure

SEC source: 0001127602-20-002444 · form4.xml · derivative · entry 3

Gill John Linwood · CIK 0001658186 · Executive V.P., Merchandising

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 3,375

Underlying: Common Stock · 3,375 shares

Expires not disclosed

F1 · derivative.exercise_price: Restricted Stock Units granted 1/23/2020 and vest ratably over 3 years beginning 5/8/2021. Each RSU is equivalent to one share of common stock upon vesting.

F1 · derivative.exercise_date: Restricted Stock Units granted 1/23/2020 and vest ratably over 3 years beginning 5/8/2021. Each RSU is equivalent to one share of common stock upon vesting.

F1 · derivative.expiration_date: Restricted Stock Units granted 1/23/2020 and vest ratably over 3 years beginning 5/8/2021. Each RSU is equivalent to one share of common stock upon vesting.

Read SEC document
January 23, 2020 Filed Jan 27, 2020 21:15 UTC
Fladger Kelly AllenSVP, Chief HR Officer
GrantPRSUs 2019 · Derivative 1,491 $0.00 $0.00
Disclosure

SEC source: 0001127602-20-002442 · form4.xml · derivative · entry 2

Fladger Kelly Allen · CIK 0001775533 · SVP, Chief HR Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 1,491

Underlying: Common Stock · 1,491 shares

Expires not disclosed

F2 · derivative.exercise_price: Performance Restricted Stock Units ("PRSUs") award granted 1/23/2020. Each PRSU represents a contingent right to receive one share of HVT common stock and was earned based on EBITDA for the year ended December 31, 2019 and will vest on February 28, 2022.

F2 · derivative.exercise_date: Performance Restricted Stock Units ("PRSUs") award granted 1/23/2020. Each PRSU represents a contingent right to receive one share of HVT common stock and was earned based on EBITDA for the year ended December 31, 2019 and will vest on February 28, 2022.

F2 · derivative.expiration_date: Performance Restricted Stock Units ("PRSUs") award granted 1/23/2020. Each PRSU represents a contingent right to receive one share of HVT common stock and was earned based on EBITDA for the year ended December 31, 2019 and will vest on February 28, 2022.

Read SEC document
January 23, 2020 Filed Jan 27, 2020 21:15 UTC
Fladger Kelly AllenSVP, Chief HR Officer
GrantRSUs 2020 · Derivative 3,509 $0.00 $0.00
Disclosure

SEC source: 0001127602-20-002442 · form4.xml · derivative · entry 1

Fladger Kelly Allen · CIK 0001775533 · SVP, Chief HR Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 3,509

Underlying: Common Stock · 3,509 shares

Expires not disclosed

F1 · derivative.exercise_price: Restricted Stock Units granted 1/23/2020 and vest ratably over 3 years beginning 5/8/2021. Each RSU is equivalent to one share of common stock upon vesting.

F1 · derivative.exercise_date: Restricted Stock Units granted 1/23/2020 and vest ratably over 3 years beginning 5/8/2021. Each RSU is equivalent to one share of common stock upon vesting.

F1 · derivative.expiration_date: Restricted Stock Units granted 1/23/2020 and vest ratably over 3 years beginning 5/8/2021. Each RSU is equivalent to one share of common stock upon vesting.

Read SEC document
January 23, 2020 Filed Jan 27, 2020 21:13 UTC
CLARY J EDWARDExecutive VP & CIO
GrantPRSUs 2019 · Derivative 2,615 $0.00 $0.00
Disclosure

SEC source: 0001127602-20-002439 · form4.xml · derivative · entry 3

CLARY J EDWARD · CIK 0001222986 · Executive VP & CIO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 2,615

Underlying: Common Stock · 2,615 shares

Expires not disclosed

F2 · derivative.exercise_price: Performance Restricted Stock Units ("PRSUs") award granted 1/23/2020. Each PRSU represents a contingent right to receive one share of HVT common stock and was earned based on EBITDA for the year ended December 31, 2019 and will vest on February 28, 2022.

F2 · derivative.exercise_date: Performance Restricted Stock Units ("PRSUs") award granted 1/23/2020. Each PRSU represents a contingent right to receive one share of HVT common stock and was earned based on EBITDA for the year ended December 31, 2019 and will vest on February 28, 2022.

F2 · derivative.expiration_date: Performance Restricted Stock Units ("PRSUs") award granted 1/23/2020. Each PRSU represents a contingent right to receive one share of HVT common stock and was earned based on EBITDA for the year ended December 31, 2019 and will vest on February 28, 2022.

Read SEC document
January 23, 2020 Filed Jan 27, 2020 21:13 UTC
CLARY J EDWARDExecutive VP & CIO
GrantRSUs 2020 · Derivative 3,375 $0.00 $0.00
Disclosure

SEC source: 0001127602-20-002439 · form4.xml · derivative · entry 2

CLARY J EDWARD · CIK 0001222986 · Executive VP & CIO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 3,375

Underlying: Common Stock · 3,375 shares

Expires not disclosed

F1 · derivative.exercise_price: Restricted Stock Units granted 1/23/2020 and vest ratably over 3 years beginning 5/8/2021. Each RSU is equivalent to one share of common stock upon vesting.

F1 · derivative.exercise_date: Restricted Stock Units granted 1/23/2020 and vest ratably over 3 years beginning 5/8/2021. Each RSU is equivalent to one share of common stock upon vesting.

F1 · derivative.expiration_date: Restricted Stock Units granted 1/23/2020 and vest ratably over 3 years beginning 5/8/2021. Each RSU is equivalent to one share of common stock upon vesting.

Read SEC document
January 23, 2020 Filed Jan 27, 2020 21:06 UTC
BURDETTE STEVEN GExecutive VP, Operations
GrantPRSUs 2019 · Derivative 3,024 $0.00 $0.00
Disclosure

SEC source: 0001127602-20-002435 · form4.xml · derivative · entry 4

BURDETTE STEVEN G · CIK 0001222985 · Executive VP, Operations

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 3,024

Underlying: Common Stock · 3,024 shares

Expires not disclosed

F2 · derivative.exercise_price: Performance Restricted Stock Units ("PRSUs") award granted 1/23/2020. Each PRSU represents a contingent right to receive one share of HVT common stock and was earned based on EBITDA for the year ended December 31, 2019 and will vest on February 28, 2022.

F2 · derivative.exercise_date: Performance Restricted Stock Units ("PRSUs") award granted 1/23/2020. Each PRSU represents a contingent right to receive one share of HVT common stock and was earned based on EBITDA for the year ended December 31, 2019 and will vest on February 28, 2022.

F2 · derivative.expiration_date: Performance Restricted Stock Units ("PRSUs") award granted 1/23/2020. Each PRSU represents a contingent right to receive one share of HVT common stock and was earned based on EBITDA for the year ended December 31, 2019 and will vest on February 28, 2022.

Read SEC document
January 23, 2020 Filed Jan 27, 2020 21:06 UTC
BURDETTE STEVEN GExecutive VP, Operations
GrantRSUs 2020 · Derivative 4,095 $0.00 $0.00
Disclosure

SEC source: 0001127602-20-002435 · form4.xml · derivative · entry 3

BURDETTE STEVEN G · CIK 0001222985 · Executive VP, Operations

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 4,095

Underlying: Common Stock · 4,095 shares

Expires not disclosed

F1 · derivative.exercise_price: Restricted Stock Units granted 1/23/2020 and vest ratably over 3 years beginning 5/8/2021. Each RSU is equivalent to one share of common stock upon vesting.

F1 · derivative.exercise_date: Restricted Stock Units granted 1/23/2020 and vest ratably over 3 years beginning 5/8/2021. Each RSU is equivalent to one share of common stock upon vesting.

F1 · derivative.expiration_date: Restricted Stock Units granted 1/23/2020 and vest ratably over 3 years beginning 5/8/2021. Each RSU is equivalent to one share of common stock upon vesting.

Read SEC document
January 23, 2020 Filed Jan 27, 2020 21:02 UTC
Bautista Helen BerryVice President, Marketing
GrantPRSUs 2019 · Derivative 497 $0.00 $0.00
Disclosure

SEC source: 0001127602-20-002428 · form4.xml · derivative · entry 2

Bautista Helen Berry · CIK 0001784806 · Vice President, Marketing

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 497

Underlying: Common Stock · 497 shares

Expires not disclosed

F2 · derivative.exercise_price: Performance Restricted Stock Units ("PRSUs") award granted 1/23/2020. Each PRSU represents a contingent right to receive one share of HVT common stock and was earned based on EBITDA for the year ended December 31, 2019 and will vest on February 28, 2022.

F2 · derivative.exercise_date: Performance Restricted Stock Units ("PRSUs") award granted 1/23/2020. Each PRSU represents a contingent right to receive one share of HVT common stock and was earned based on EBITDA for the year ended December 31, 2019 and will vest on February 28, 2022.

F2 · derivative.expiration_date: Performance Restricted Stock Units ("PRSUs") award granted 1/23/2020. Each PRSU represents a contingent right to receive one share of HVT common stock and was earned based on EBITDA for the year ended December 31, 2019 and will vest on February 28, 2022.

Read SEC document
January 23, 2020 Filed Jan 27, 2020 21:02 UTC
Bautista Helen BerryVice President, Marketing
GrantRSUs 2020 · Derivative 2,000 $0.00 $0.00
Disclosure

SEC source: 0001127602-20-002428 · form4.xml · derivative · entry 1

Bautista Helen Berry · CIK 0001784806 · Vice President, Marketing

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 2,000

Underlying: Common Stock · 2,000 shares

Expires not disclosed

F1 · derivative.exercise_price: Restricted Stock Units granted 1/23/2020 and vest ratably over 3 years beginning 5/8/2021. Each RSU is equivalent to one share of common stock upon vesting.

F1 · derivative.exercise_date: Restricted Stock Units granted 1/23/2020 and vest ratably over 3 years beginning 5/8/2021. Each RSU is equivalent to one share of common stock upon vesting.

F1 · derivative.expiration_date: Restricted Stock Units granted 1/23/2020 and vest ratably over 3 years beginning 5/8/2021. Each RSU is equivalent to one share of common stock upon vesting.

Read SEC document
January 23, 2020 Filed Mar 2, 2022 21:08 UTC Amendment
Bautista Helen BerrySenior Vice President, Mktg
GrantPRSUs 2019 · Derivative 566 $0.00 $0.00
Disclosure

SEC source: 0001127602-22-007649 · form4a.xml · derivative · entry 1

Bautista Helen Berry · CIK 0001784806 · Senior Vice President, Mktg

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 566

Underlying: Common Stock · 566 shares

Expires not disclosed

F1 · derivative.exercise_price: Performance Restricted Stock Units ("PRSUs") award granted 1/31/2019. Each PRSU represents a contingent right to receive one share of HVT common stock and was earned based on EBITDA for the year ended December 31, 2019 and will vest on February 28, 2022.

F2 · shares: This amount includes an adjustment due to a clerical error.

F1 · derivative.exercise_date: Performance Restricted Stock Units ("PRSUs") award granted 1/31/2019. Each PRSU represents a contingent right to receive one share of HVT common stock and was earned based on EBITDA for the year ended December 31, 2019 and will vest on February 28, 2022.

F1 · derivative.expiration_date: Performance Restricted Stock Units ("PRSUs") award granted 1/31/2019. Each PRSU represents a contingent right to receive one share of HVT common stock and was earned based on EBITDA for the year ended December 31, 2019 and will vest on February 28, 2022.

Read SEC document
December 06, 2019 Filed Dec 6, 2019 21:00 UTC
BURDETTE STEVEN GExecutive VP, Operations
SaleCommon Stock 2,400 $20.50 $49,200.00
Disclosure

SEC source: 0001127602-19-034440 · form4.xml · nonDerivative · entry 1

BURDETTE STEVEN G · CIK 0001222985 · Executive VP, Operations

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 2,833

Read SEC document
November 25, 2019 Filed Nov 26, 2019 21:16 UTC
SMITH CLARENCE HDirector · Chairman, President & CEO
Exercise / conversionStock Appreciation Rights · Derivative 22,000 $0.00 Strike: $18.14 $0.00
Disclosure

SEC source: 0001127602-19-033762 · form4.xml · derivative · entry 9

SMITH CLARENCE H · CIK 0001209399 · Director · Chairman, President & CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 22,000 shares

Expires 2020-01-24

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_date: Stock-Settled Appreciation rights ("SARs") granted under the 2004 Long-Term Incentive Plan. SARs vest in four equal installments, beginning on 5/8/2014, and expire seven years from the grant date.

Read SEC document
November 25, 2019 Filed Nov 26, 2019 21:16 UTC
SMITH CLARENCE HDirector · Chairman, President & CEO
Tax withholdingCommon Stock 20,674 $20.39 $421,542.86
Disclosure

SEC source: 0001127602-19-033762 · form4.xml · nonDerivative · entry 2

SMITH CLARENCE H · CIK 0001209399 · Director · Chairman, President & CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 17,701

Read SEC document
November 25, 2019 Filed Nov 26, 2019 21:16 UTC
SMITH CLARENCE HDirector · Chairman, President & CEO
Exercise / conversionCommon Stock 22,000 $0.00 $0.00
Disclosure

SEC source: 0001127602-19-033762 · form4.xml · nonDerivative · entry 1

SMITH CLARENCE H · CIK 0001209399 · Director · Chairman, President & CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 38,375

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
November 25, 2019 Filed Nov 26, 2019 21:05 UTC
CLARY J EDWARDExecutive VP & CIO
Exercise / conversionStock Appreciation Rights · Derivative 12,500 $0.00 Strike: $18.14 $0.00
Disclosure

SEC source: 0001127602-19-033753 · form4.xml · derivative · entry 3

CLARY J EDWARD · CIK 0001222986 · Executive VP & CIO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 12,500 shares

Expires 2020-01-24

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_date: Stock-Settled Appreciation rights ("SARs") granted under the 2004 Long-Term Incentive Plan. SARs vest in four equal installments, beginning on 5/8/2014, and expire seven years from the grant date.

Read SEC document
November 25, 2019 Filed Nov 26, 2019 21:05 UTC
CLARY J EDWARDExecutive VP & CIO
Tax withholdingCommon Stock 11,716 $20.39 $238,889.24
Disclosure

SEC source: 0001127602-19-033753 · form4.xml · nonDerivative · entry 2

CLARY J EDWARD · CIK 0001222986 · Executive VP & CIO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 67,197

Read SEC document
November 25, 2019 Filed Nov 26, 2019 21:05 UTC
CLARY J EDWARDExecutive VP & CIO
Exercise / conversionCommon Stock 12,500 $0.00 $0.00
Disclosure

SEC source: 0001127602-19-033753 · form4.xml · nonDerivative · entry 1

CLARY J EDWARD · CIK 0001222986 · Executive VP & CIO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 78,913

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
November 25, 2019 Filed Nov 26, 2019 21:11 UTC
PARKER JENNY HSr. VP, Finance Secy. & Treas.
Exercise / conversionStock Appreciation Rights · Derivative 7,500 $0.00 Strike: $18.14 $0.00
Disclosure

SEC source: 0001127602-19-033758 · form4.xml · derivative · entry 3

PARKER JENNY H · CIK 0001214526 · Sr. VP, Finance Secy. & Treas.

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 7,500 shares

Expires 2020-01-24

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_date: Stock-Settled Appreciation rights ("SARs") granted under the 2004 Long-Term Incentive Plan. SARs vest in four equal installments, beginning on 5/8/2014, and expire seven years from the grant date.

Read SEC document
November 25, 2019 Filed Nov 26, 2019 21:11 UTC
PARKER JENNY HSr. VP, Finance Secy. & Treas.
Tax withholdingCommon Stock 7,030 $20.39 $143,341.70
Disclosure

SEC source: 0001127602-19-033758 · form4.xml · nonDerivative · entry 2

PARKER JENNY H · CIK 0001214526 · Sr. VP, Finance Secy. & Treas.

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 24,510

Read SEC document
November 25, 2019 Filed Nov 26, 2019 21:11 UTC
PARKER JENNY HSr. VP, Finance Secy. & Treas.
Exercise / conversionCommon Stock 7,500 $0.00 $0.00
Disclosure

SEC source: 0001127602-19-033758 · form4.xml · nonDerivative · entry 1

PARKER JENNY H · CIK 0001214526 · Sr. VP, Finance Secy. & Treas.

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 31,540

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
November 22, 2019 Filed Nov 25, 2019 19:25 UTC
Taylor Janet ESr. VP, General Counsel
Exercise / conversionStock Appreciation Rights · Derivative 7,500 $0.00 Strike: $18.14 $0.00
Disclosure

SEC source: 0001127602-19-033658 · form4.xml · derivative · entry 3

Taylor Janet E · CIK 0001338628 · Sr. VP, General Counsel

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 7,500 shares

Expires 2020-01-24

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_date: Stock-Settled Appreciation rights ("SARs") granted under the 2004 Long-Term Incentive Plan. SARs vest in four equal installments, beginning on 5/8/2014, and expire seven years from the grant date.

Read SEC document
November 22, 2019 Filed Nov 25, 2019 19:25 UTC
Taylor Janet ESr. VP, General Counsel
Tax withholdingCommon Stock 7,077 $19.74 $139,699.98
Disclosure

SEC source: 0001127602-19-033658 · form4.xml · nonDerivative · entry 2

Taylor Janet E · CIK 0001338628 · Sr. VP, General Counsel

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 37,280

Read SEC document
November 22, 2019 Filed Nov 25, 2019 19:25 UTC
Taylor Janet ESr. VP, General Counsel
Exercise / conversionCommon Stock 7,500 $0.00 $0.00
Disclosure

SEC source: 0001127602-19-033658 · form4.xml · nonDerivative · entry 1

Taylor Janet E · CIK 0001338628 · Sr. VP, General Counsel

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 44,357

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

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August 05, 2019 Filed Aug 7, 2019 18:30 UTC
Bautista Helen BerryVice President, Marketing
GrantRSUs 2019.1 · Derivative 2,904 $0.00 $0.00
Disclosure

SEC source: 0001127602-19-026214 · form4.xml · derivative · entry 2

Bautista Helen Berry · CIK 0001784806 · Vice President, Marketing

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 2,904

Underlying: Common Stock · 2,904 shares

Expires not disclosed

F1 · derivative.exercise_price: Restricted Stock Units ("RSUs") award granted 8/5/2019 under the 2014 Long-Term Incentive Plan. RSUs vest ratably over 4 years, beginning 5/8/2020. Each RSU is equivalent to one share of common stock upon vesting.

F1 · derivative.exercise_date: Restricted Stock Units ("RSUs") award granted 8/5/2019 under the 2014 Long-Term Incentive Plan. RSUs vest ratably over 4 years, beginning 5/8/2020. Each RSU is equivalent to one share of common stock upon vesting.

F1 · derivative.expiration_date: Restricted Stock Units ("RSUs") award granted 8/5/2019 under the 2014 Long-Term Incentive Plan. RSUs vest ratably over 4 years, beginning 5/8/2020. Each RSU is equivalent to one share of common stock upon vesting.

Read SEC document
August 05, 2019 Filed Aug 7, 2019 18:30 UTC
Bautista Helen BerryVice President, Marketing
GrantRSUs 2019 · Derivative 1,936 $0.00 $0.00
Disclosure

SEC source: 0001127602-19-026214 · form4.xml · derivative · entry 1

Bautista Helen Berry · CIK 0001784806 · Vice President, Marketing

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 1,936

Underlying: Common Stock · 1,936 shares

Expires not disclosed

F1 · derivative.exercise_price: Restricted Stock Units ("RSUs") award granted 8/5/2019 under the 2014 Long-Term Incentive Plan. RSUs vest ratably over 4 years, beginning 5/8/2020. Each RSU is equivalent to one share of common stock upon vesting.

F1 · derivative.exercise_date: Restricted Stock Units ("RSUs") award granted 8/5/2019 under the 2014 Long-Term Incentive Plan. RSUs vest ratably over 4 years, beginning 5/8/2020. Each RSU is equivalent to one share of common stock upon vesting.

F1 · derivative.expiration_date: Restricted Stock Units ("RSUs") award granted 8/5/2019 under the 2014 Long-Term Incentive Plan. RSUs vest ratably over 4 years, beginning 5/8/2020. Each RSU is equivalent to one share of common stock upon vesting.

Read SEC document
August 05, 2019 Filed May 11, 2020 20:58 UTC Amendment
Bautista Helen BerryVice President, Marketing
GrantRSUs 2019 · Derivative 1,936 $0.00 $0.00
Disclosure

SEC source: 0001127602-20-016088 · form4a.xml · derivative · entry 2

Bautista Helen Berry · CIK 0001784806 · Vice President, Marketing

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 1,936

Underlying: Common Stock · 1,936 shares

Expires not disclosed

F1 · derivative.exercise_price: Restricted Stock Units ("RSUs") award granted 8/5/2019 under the 2014 Long-Term Incentive Plan. RSUs vest ratably over 4 years, beginning 5/8/2020. Each RSU is equivalent to one share of common stock upon vesting.

F1 · derivative.exercise_date: Restricted Stock Units ("RSUs") award granted 8/5/2019 under the 2014 Long-Term Incentive Plan. RSUs vest ratably over 4 years, beginning 5/8/2020. Each RSU is equivalent to one share of common stock upon vesting.

F1 · derivative.expiration_date: Restricted Stock Units ("RSUs") award granted 8/5/2019 under the 2014 Long-Term Incentive Plan. RSUs vest ratably over 4 years, beginning 5/8/2020. Each RSU is equivalent to one share of common stock upon vesting.

Read SEC document
August 05, 2019 Filed May 11, 2020 20:58 UTC Amendment
Bautista Helen BerryVice President, Marketing
GrantRSUs 2019.1 · Derivative 1,162 $0.00 $0.00
Disclosure

SEC source: 0001127602-20-016088 · form4a.xml · derivative · entry 1

Bautista Helen Berry · CIK 0001784806 · Vice President, Marketing

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 1,162

Underlying: Common Stock · 1,162 shares

Expires not disclosed

F1 · derivative.exercise_price: Restricted Stock Units ("RSUs") award granted 8/5/2019 under the 2014 Long-Term Incentive Plan. RSUs vest ratably over 4 years, beginning 5/8/2020. Each RSU is equivalent to one share of common stock upon vesting.

F2 · shares: This amount includes an adjustment due to a clerical error.

F1 · derivative.exercise_date: Restricted Stock Units ("RSUs") award granted 8/5/2019 under the 2014 Long-Term Incentive Plan. RSUs vest ratably over 4 years, beginning 5/8/2020. Each RSU is equivalent to one share of common stock upon vesting.

F1 · derivative.expiration_date: Restricted Stock Units ("RSUs") award granted 8/5/2019 under the 2014 Long-Term Incentive Plan. RSUs vest ratably over 4 years, beginning 5/8/2020. Each RSU is equivalent to one share of common stock upon vesting.

Read SEC document
July 03, 2019 Filed Jul 8, 2019 20:06 UTC OtherCommon Stock 3,486 $0.00 $0.00
Disclosure

SEC source: 0001127602-19-024097 · form4.xml · nonDerivative · entry 2

Pine Hill Associates, LLC · CIK 0001407062 · 10% owner

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

F1 · kind: Distribution to members of Pine Hill Associates, LLC.

Read SEC document
July 03, 2019 Filed Jul 8, 2019 20:06 UTC OtherClass A Common Stock 1,743 $0.00 $0.00
Disclosure

SEC source: 0001127602-19-024097 · form4.xml · nonDerivative · entry 1

Pine Hill Associates, LLC · CIK 0001407062 · 10% owner

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

F1 · kind: Distribution to members of Pine Hill Associates, LLC.

Read SEC document
July 03, 2019 Filed Jul 8, 2019 20:18 UTC
HAVERTY RAWSON JRDirector · Senior Vice President · 10% owner
OtherClass A Common Stock 1,743 $0.00 $0.00
Disclosure

SEC source: 0001127602-19-024105 · form4.xml · nonDerivative · entry 3

HAVERTY RAWSON JR · CIK 0001214531 · Director · Senior Vice President · 10% owner

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 84,074

F1 · kind: Distribution to members of Pine Hill Associates, LLC. The ownership of the shares was transferred from H5, LP to its general partner, Pine Hill Associates, LLC on 6/21/19.

Read SEC document
July 03, 2019 Filed Jul 8, 2019 20:18 UTC
HAVERTY RAWSON JRDirector · Senior Vice President · 10% owner
OtherCommon Stock 3,486 $0.00 $0.00
Disclosure

SEC source: 0001127602-19-024105 · form4.xml · nonDerivative · entry 2

HAVERTY RAWSON JR · CIK 0001214531 · Director · Senior Vice President · 10% owner

10b5-1 filing: Not disclosed

Ownership: Indirect · By Pine Hill Associates, LLC

Disclosed balance after: 0

F1 · kind: Distribution to members of Pine Hill Associates, LLC. The ownership of the shares was transferred from H5, LP to its general partner, Pine Hill Associates, LLC on 6/21/19.

Read SEC document
July 03, 2019 Filed Jul 8, 2019 20:18 UTC
HAVERTY RAWSON JRDirector · Senior Vice President · 10% owner
OtherClass A Common Stock 1,743 $0.00 $0.00
Disclosure

SEC source: 0001127602-19-024105 · form4.xml · nonDerivative · entry 1

HAVERTY RAWSON JR · CIK 0001214531 · Director · Senior Vice President · 10% owner

10b5-1 filing: Not disclosed

Ownership: Indirect · By Pine Hill Associates, LLC

Disclosed balance after: 0

F1 · kind: Distribution to members of Pine Hill Associates, LLC. The ownership of the shares was transferred from H5, LP to its general partner, Pine Hill Associates, LLC on 6/21/19.

Read SEC document
June 21, 2019 Filed Jun 25, 2019 20:30 UTC
H5, L.P.10% owner
OtherClass A Common Stock 1,743 $0.00 $0.00
Disclosure

SEC source: 0001127602-19-022790 · form4.xml · nonDerivative · entry 2

H5, L.P. · CIK 0001407063 · 10% owner

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

F1 · kind: Ownership of shares transferred to general partner.

Read SEC document
June 21, 2019 Filed Jun 25, 2019 20:30 UTC
H5, L.P.10% owner
OtherCommon Stock 3,486 $0.00 $0.00
Disclosure

SEC source: 0001127602-19-022790 · form4.xml · nonDerivative · entry 1

H5, L.P. · CIK 0001407063 · 10% owner

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

F1 · kind: Ownership of shares transferred to general partner.

Read SEC document
June 12, 2019 Filed Jun 14, 2019 20:14 UTC
SMITH CLARENCE HDirector · Chairman, President & CEO
OtherClass A Common Stock 25,000 $0.00 $0.00
Disclosure

SEC source: 0001127602-19-021645 · form4.xml · nonDerivative · entry 2

SMITH CLARENCE H · CIK 0001209399 · Director · Chairman, President & CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 112,036

F1 · kind: This transaction represents an exchange of Common Stock for Class A Common Stock.

Read SEC document
June 12, 2019 Filed Jun 14, 2019 20:14 UTC
SMITH CLARENCE HDirector · Chairman, President & CEO
OtherCommon Stock 25,000 $0.00 $0.00
Disclosure

SEC source: 0001127602-19-021645 · form4.xml · nonDerivative · entry 1

SMITH CLARENCE H · CIK 0001209399 · Director · Chairman, President & CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 16,375

F1 · kind: This transaction represents an exchange of Common Stock for Class A Common Stock.

Read SEC document
May 17, 2019 Filed May 21, 2019 20:35 UTC GrantCommon Stock 1,132 $17.67 $20,002.44
Disclosure

SEC source: 0001127602-19-019370 · form4.xml · nonDerivative · entry 1

PALMER VICKI R · CIK 0001142394 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 44,529

F1 · shares: Annual stock grant pursuant to Non-Employee Director Compensation Plan.

Read SEC document
May 17, 2019 Filed May 21, 2019 20:38 UTC GrantCommon Stock 1,132 $17.67 $20,002.44
Disclosure

SEC source: 0001127602-19-019371 · form4.xml · nonDerivative · entry 1

TRUJILLO ALFREDO · CIK 0001268773 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 19,810

F1 · shares: Annual stock grant pursuant to Non-Employee Director Compensation Plan.

Read SEC document
May 17, 2019 Filed May 21, 2019 20:33 UTC GrantCommon Stock 1,132 $17.67 $20,002.44
Disclosure

SEC source: 0001127602-19-019369 · form4.xml · nonDerivative · entry 1

MANGUM MYLLE H · CIK 0001175893 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 6,921

F1 · shares: Annual stock grant pursuant to Non-Employee Director Compensation Plan.

Read SEC document
May 17, 2019 Filed May 21, 2019 20:28 UTC PurchaseCommon Stock 3,000 $17.91 $53,744.10
Disclosure

SEC source: 0001127602-19-019367 · form4.xml · nonDerivative · entry 2

HOUGH G. THOMAS · CIK 0001640483 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 7,745

Read SEC document
May 17, 2019 Filed May 21, 2019 20:28 UTC GrantCommon Stock 865 $17.67 $15,284.55
Disclosure

SEC source: 0001127602-19-019367 · form4.xml · nonDerivative · entry 1

HOUGH G. THOMAS · CIK 0001640483 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 4,748

F1 · shares: Annual stock grant pursuant to Non-Employee Director Compensation Plan.

Read SEC document
May 17, 2019 Filed May 21, 2019 20:27 UTC GrantCommon Stock 1,132 $17.67 $20,002.44
Disclosure

SEC source: 0001127602-19-019365 · form4.xml · nonDerivative · entry 1

GLOVER JOHN T · CIK 0000940830 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 63,852

F1 · shares: Annual stock grant pursuant to Non-Employee Director Compensation Plan.

Read SEC document
May 17, 2019 Filed May 21, 2019 20:25 UTC
BURDETTE STEVEN GExecutive VP, Operations
SaleCommon Stock 4,700 $18.10 $85,070.00
Disclosure

SEC source: 0001127602-19-019363 · form4.xml · nonDerivative · entry 1

BURDETTE STEVEN G · CIK 0001222985 · Executive VP, Operations

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 5,233

Read SEC document

Value uses the disclosed total when available, otherwise shares × reported transaction price. It is not an estimate of exercise cash cost or investment performance.