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HVT

HAVERTY FURNITURE COMPANIES INC

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5603
SEC CIK
0000216085
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471

Last 12 months

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0 purchase rows · 4 sale rows

Disclosed non-derivative P/S rows, by transaction month. Includes amendments and private transactions.
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Dec 202502
Jan 202600
Feb 202600
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Purchases/sales include open-market and private transactions. Plan disclosure applies to the filing; individual rows may differ. “Not disclosed” is not “unplanned.”

The cutoff filters transaction history only. Company summaries and owner relationships show the latest available disclosures. Parser corrections can improve historical records.

Transaction dateOwner / reported roleActivity / securityShares / unitsReported priceReported valueDetails
January 21, 2021 Filed Jan 25, 2021 21:58 UTC
CLARY J EDWARDExecutive VP & CIO
GrantPRSUs 2020 · Derivative 11,025 $0.00 $0.00
Disclosure

SEC source: 0001127602-21-002437 · form4.xml · derivative · entry 3

CLARY J EDWARD · CIK 0001222986 · Executive VP & CIO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 11,025

Underlying: Common Stock · 11,025 shares

Expires not disclosed

F2 · derivative.exercise_price: Performance Restricted Stock Units ("PRSUs") award granted 1/23/2020. Each PRSU represents a contingent right to receive one share of HVT common stock and was earned based on EBITDA for the year ended December 31, 2020 and will vest on February 28, 2023.

F2 · derivative.exercise_date: Performance Restricted Stock Units ("PRSUs") award granted 1/23/2020. Each PRSU represents a contingent right to receive one share of HVT common stock and was earned based on EBITDA for the year ended December 31, 2020 and will vest on February 28, 2023.

F2 · derivative.expiration_date: Performance Restricted Stock Units ("PRSUs") award granted 1/23/2020. Each PRSU represents a contingent right to receive one share of HVT common stock and was earned based on EBITDA for the year ended December 31, 2020 and will vest on February 28, 2023.

Read SEC document
January 21, 2021 Filed Jan 25, 2021 21:58 UTC
CLARY J EDWARDExecutive VP & CIO
GrantRSUs 2021 · Derivative 2,515 $0.00 $0.00
Disclosure

SEC source: 0001127602-21-002437 · form4.xml · derivative · entry 2

CLARY J EDWARD · CIK 0001222986 · Executive VP & CIO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 2,515

Underlying: Common Stock · 2,515 shares

Expires not disclosed

F1 · derivative.exercise_price: Restricted Stock Units granted 1/21/2021 and vest ratably over 3 years beginning 5/8/2022. Each RSU is equivalent to one share of common stock upon vesting.

F1 · derivative.exercise_date: Restricted Stock Units granted 1/21/2021 and vest ratably over 3 years beginning 5/8/2022. Each RSU is equivalent to one share of common stock upon vesting.

F1 · derivative.expiration_date: Restricted Stock Units granted 1/21/2021 and vest ratably over 3 years beginning 5/8/2022. Each RSU is equivalent to one share of common stock upon vesting.

Read SEC document
January 21, 2021 Filed Jan 25, 2021 21:53 UTC
BURDETTE STEVEN GExecutive VP, Operations
GrantPRSUs 2020.1 · Derivative 2,293 $0.00 $0.00
Disclosure

SEC source: 0001127602-21-002436 · form4.xml · derivative · entry 5

BURDETTE STEVEN G · CIK 0001222985 · Executive VP, Operations

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 2,293

Underlying: Common Stock · 2,293 shares

Expires not disclosed

F3 · derivative.exercise_price: Performance Restricted Stock Units ("PRSUs") award granted 1/23/2020. Each PRSU represents a contingent right to receive one share of HVT common stock and was earned based on comparable store sales for the year ended December 31, 2020 and will vest on February 28, 2023.

F3 · derivative.exercise_date: Performance Restricted Stock Units ("PRSUs") award granted 1/23/2020. Each PRSU represents a contingent right to receive one share of HVT common stock and was earned based on comparable store sales for the year ended December 31, 2020 and will vest on February 28, 2023.

F3 · derivative.expiration_date: Performance Restricted Stock Units ("PRSUs") award granted 1/23/2020. Each PRSU represents a contingent right to receive one share of HVT common stock and was earned based on comparable store sales for the year ended December 31, 2020 and will vest on February 28, 2023.

Read SEC document
January 21, 2021 Filed Jan 25, 2021 21:53 UTC
BURDETTE STEVEN GExecutive VP, Operations
GrantPRSUs 2020 · Derivative 13,377 $0.00 $0.00
Disclosure

SEC source: 0001127602-21-002436 · form4.xml · derivative · entry 4

BURDETTE STEVEN G · CIK 0001222985 · Executive VP, Operations

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 13,377

Underlying: Common Stock · 13,377 shares

Expires not disclosed

F2 · derivative.exercise_price: Performance Restricted Stock Units ("PRSUs") award granted 1/23/2020. Each PRSU represents a contingent right to receive one share of HVT common stock and was earned based on EBITDA for the year ended December 31, 2020 and will vest on February 28, 2023.

F2 · derivative.exercise_date: Performance Restricted Stock Units ("PRSUs") award granted 1/23/2020. Each PRSU represents a contingent right to receive one share of HVT common stock and was earned based on EBITDA for the year ended December 31, 2020 and will vest on February 28, 2023.

F2 · derivative.expiration_date: Performance Restricted Stock Units ("PRSUs") award granted 1/23/2020. Each PRSU represents a contingent right to receive one share of HVT common stock and was earned based on EBITDA for the year ended December 31, 2020 and will vest on February 28, 2023.

Read SEC document
January 21, 2021 Filed Jan 25, 2021 21:53 UTC
BURDETTE STEVEN GExecutive VP, Operations
GrantRSUs 2021 · Derivative 3,015 $0.00 $0.00
Disclosure

SEC source: 0001127602-21-002436 · form4.xml · derivative · entry 3

BURDETTE STEVEN G · CIK 0001222985 · Executive VP, Operations

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 3,015

Underlying: Common Stock · 3,015 shares

Expires not disclosed

F1 · derivative.exercise_price: Restricted Stock Units granted 1/21/2021 and vest ratably over 3 years beginning 5/8/2022. Each RSU is equivalent to one share of common stock upon vesting.

F1 · derivative.exercise_date: Restricted Stock Units granted 1/21/2021 and vest ratably over 3 years beginning 5/8/2022. Each RSU is equivalent to one share of common stock upon vesting.

F1 · derivative.expiration_date: Restricted Stock Units granted 1/21/2021 and vest ratably over 3 years beginning 5/8/2022. Each RSU is equivalent to one share of common stock upon vesting.

Read SEC document
December 02, 2020 Filed Dec 3, 2020 21:05 UTC
PARKER JENNY HSr. VP, Finance & Corp Sec
SaleCommon Stock 10,000 $28.01 $280,050.00
Disclosure

SEC source: 0001127602-20-030405 · form4.xml · nonDerivative · entry 1

PARKER JENNY H · CIK 0001214526 · Sr. VP, Finance & Corp Sec

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 18,242

F1 · price: Sales prices ranged from $28.00 to $28.045 for a weighted average of $28.005.

Read SEC document
December 02, 2020 Filed Jan 25, 2021 22:22 UTC GiftCommon Stock 535 $0.00 $0.00
Disclosure

SEC source: 0001127602-21-002447 · form5.xml · nonDerivative · entry 1

TRUJILLO ALFREDO · CIK 0001268773 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 24,306

Read SEC document
November 24, 2020 Filed Jan 25, 2021 22:21 UTC
SMITH CLARENCE HDirector · Chairman, President & CEO
GiftCommon Stock 1,129 $0.00 $0.00
Disclosure

SEC source: 0001127602-21-002446 · form4.xml · nonDerivative · entry 1

SMITH CLARENCE H · CIK 0001209399 · Director · Chairman, President & CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 17,058

Read SEC document
November 23, 2020 Filed Nov 23, 2020 22:05 UTC
SMITH CLARENCE HDirector · Chairman, President & CEO
SaleCommon Stock 10,199 $28.04 $285,931.00
Disclosure

SEC source: 0001127602-20-029830 · form4.xml · nonDerivative · entry 1

SMITH CLARENCE H · CIK 0001209399 · Director · Chairman, President & CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 18,187

F1 · price: Sales prices ranged from $28.03 to $28.13 for a weighted average of $28.0352.

Read SEC document
September 15, 2020 Filed Sep 18, 2020 20:12 UTC GrantCommon Stock 1,645 $21.88 $35,992.60
Disclosure

SEC source: 0001127602-20-025435 · form4.xml · nonDerivative · entry 1

Schiller Derek Gordon · CIK 0001825383 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 1,645

F1 · shares: Portion of annual retainer paid in stock pursuant to Non-Employee Director Compensation Plan.

Read SEC document
August 25, 2020 Filed Aug 25, 2020 20:12 UTC
BURDETTE STEVEN GExecutive VP, Operations
SaleCommon Stock 3,500 $22.50 $78,750.00
Disclosure

SEC source: 0001127602-20-024206 · form4.xml · nonDerivative · entry 1

BURDETTE STEVEN G · CIK 0001222985 · Executive VP, Operations

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 4,693

Read SEC document
May 15, 2020 Filed May 18, 2020 20:45 UTC GrantCommon Stock 3,424 $15.77 $53,996.48
Disclosure

SEC source: 0001127602-20-016960 · form4.xml · nonDerivative · entry 2

TRUJILLO ALFREDO · CIK 0001268773 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 24,580

F2 · shares: Portion of annual retainer paid in stock pursuant to Non-Employee Director Compensation Plan.

Read SEC document
May 15, 2020 Filed May 18, 2020 20:41 UTC GrantCommon Stock 3,424 $15.77 $53,996.48
Disclosure

SEC source: 0001127602-20-016956 · form4.xml · nonDerivative · entry 2

PALMER VICKI R · CIK 0001142394 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 49,299

F2 · shares: Portion of annual retainer paid in stock pursuant to Non-Employee Director Compensation Plan.

Read SEC document
May 15, 2020 Filed May 18, 2020 20:39 UTC GrantCommon Stock 3,424 $15.77 $53,996.48
Disclosure

SEC source: 0001127602-20-016951 · form4.xml · nonDerivative · entry 2

MANGUM MYLLE H · CIK 0001175893 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 11,691

F2 · shares: Portion of annual retainer paid in stock pursuant to Non-Employee Director Compensation Plan.

Read SEC document
May 15, 2020 Filed May 18, 2020 20:35 UTC GrantPhantom Stock · Derivative 3,424 $15.77 Strike: $0.00 $53,996.48
Disclosure

SEC source: 0001127602-20-016937 · form4.xml · derivative · entry 2

HOUGH G. THOMAS · CIK 0001640483 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 6,437

Underlying: Common Stock · 3,424 shares

Expires not disclosed

F2 · derivative.exercise_date: Deferred under Directors' Deferred Compensation Plan. Settlement will occur as prescribed by the election under the Plan.

F2 · derivative.expiration_date: Deferred under Directors' Deferred Compensation Plan. Settlement will occur as prescribed by the election under the Plan.

Read SEC document
May 15, 2020 Filed May 18, 2020 20:31 UTC GrantPhantom Stock · Derivative 3,424 $15.77 Strike: $0.00 $53,996.48
Disclosure

SEC source: 0001127602-20-016932 · form4.xml · derivative · entry 2

GLOVER JOHN T · CIK 0000940830 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 16,066

Underlying: Common Stock · 3,424 shares

Expires not disclosed

F2 · derivative.exercise_date: Deferred under Directors' Deferred Compensation Plan. Settlement will occur upon the earlier to occur of (i) termination of service on the Board of Directors, or (ii) death.

F2 · derivative.expiration_date: Deferred under Directors' Deferred Compensation Plan. Settlement will occur upon the earlier to occur of (i) termination of service on the Board of Directors, or (ii) death.

Read SEC document
May 15, 2020 Filed May 18, 2020 20:20 UTC GrantPhantom Stock · Derivative 5,136 $15.77 Strike: $0.00 $80,994.72
Disclosure

SEC source: 0001127602-20-016911 · form4.xml · derivative · entry 2

DUKES LAURA ALLISON · CIK 0001674244 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 13,403

Underlying: Common Stock · 5,136 shares

Expires not disclosed

F2 · derivative.exercise_date: Deferred under Directors' Deferred Compensation Plan. Settlement will occur as prescribed by the elections under the Plan.

F2 · derivative.expiration_date: Deferred under Directors' Deferred Compensation Plan. Settlement will occur as prescribed by the elections under the Plan.

Read SEC document
May 15, 2020 Filed May 29, 2020 20:29 UTC
SMITH CLARENCE HDirector · Chairman, President & CEO
GrantPhantom Stock · Derivative 172 $15.77 Strike: $0.00 $2,712.44
Disclosure

SEC source: 0001127602-20-018157 · form4.xml · derivative · entry 8

SMITH CLARENCE H · CIK 0001209399 · Director · Chairman, President & CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 4,653

Underlying: Common Stock · 172 shares

Expires not disclosed

F1 · shares: Due to an administrative error, the reporting of the number of shares accrued for the year under the Directors Deferred Compensation Plan was not filed timely.

F2 · derivative.exercise_date: Deferred under Directors' Deferred Compensation Plan. Settlement will occur upon the earlier to occur of (i) termination of service on the Board of Directors, or (ii) death.

F2 · derivative.expiration_date: Deferred under Directors' Deferred Compensation Plan. Settlement will occur upon the earlier to occur of (i) termination of service on the Board of Directors, or (ii) death.

Read SEC document
May 15, 2020 Filed May 29, 2020 20:19 UTC Amendment GrantPhantom Stock · Derivative 3,574 $15.77 Strike: $0.00 $56,361.98
Disclosure

SEC source: 0001127602-20-018154 · form4a.xml · derivative · entry 1

HOUGH G. THOMAS · CIK 0001640483 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 6,587

Underlying: Common Stock · 3,574 shares

Expires not disclosed

F1 · shares: The original Form 4, filed on May 18, 2020, is being amended by this Form 4 amendment solely to correct an administrative error, which did not include the number of shares accrued for the year under the Directors Deferred Compensation Plan. As a result of this administrative error, the corrected transaction reflects an increase by 150 shares in the number of phantom stock shares reported.

F2 · derivative.exercise_date: Deferred under Directors' Deferred Compensation Plan. Settlement will occur as prescribed by the election under the Plan.

F2 · derivative.expiration_date: Deferred under Directors' Deferred Compensation Plan. Settlement will occur as prescribed by the election under the Plan.

Read SEC document
May 15, 2020 Filed May 29, 2020 20:16 UTC Amendment GrantPhantom Stock · Derivative 5,550 $15.77 Strike: $0.00 $87,523.50
Disclosure

SEC source: 0001127602-20-018152 · form4a.xml · derivative · entry 1

DUKES LAURA ALLISON · CIK 0001674244 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 13,817

Underlying: Common Stock · 5,550 shares

Expires not disclosed

F1 · shares: The original Form 4, filed on May 18, 2020, is being amended by this Form 4 amendment solely to correct an administrative error, which did not include the number of shares accrued for the year under the Directors Deferred Compensation Plan. As a result of this administrative error, the corrected transaction reflects an increase by 414 shares in the number of phantom stock shares reported.

F2 · derivative.exercise_date: Deferred under Directors' Deferred Compensation Plan. Settlement will occur as prescribed by the elections under the Plan.

F2 · derivative.expiration_date: Deferred under Directors' Deferred Compensation Plan. Settlement will occur as prescribed by the elections under the Plan.

Read SEC document
May 15, 2020 Filed May 29, 2020 20:13 UTC Amendment GrantPhantom Stock · Derivative 1,360 $15.77 Strike: $0.00 $21,447.20
Disclosure

SEC source: 0001127602-20-018150 · form4a.xml · derivative · entry 1

TRUJILLO ALFREDO · CIK 0001268773 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 36,740

Underlying: Common Stock · 1,360 shares

Expires not disclosed

F1 · shares: The original Form 4, filed on May 18, 2020, is being amended by this Form 4 amendment solely to correct an administrative error, which did not report the number of shares accrued for the year under the Directors Deferred Compensation Plan.

F2 · derivative.exercise_date: Deferred under Directors' Deferred Compensation Plan. Settlement will occur upon the earlier to occur of (i) termination of service on the Board of Directors, or (ii) death.

F2 · derivative.expiration_date: Deferred under Directors' Deferred Compensation Plan. Settlement will occur upon the earlier to occur of (i) termination of service on the Board of Directors, or (ii) death.

Read SEC document
May 15, 2020 Filed May 29, 2020 20:10 UTC Amendment GrantPhantom Stock · Derivative 2,392 $15.77 Strike: $0.00 $37,721.84
Disclosure

SEC source: 0001127602-20-018149 · form4a.xml · derivative · entry 1

MANGUM MYLLE H · CIK 0001175893 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 50,361

Underlying: Common Stock · 2,392 shares

Expires not disclosed

F1 · shares: The original Form 4, filed on May 18, 2020, is being amended by this Form 4 amendment solely to correct an administrative error, which did not report the number of shares accrued for the year under the Directors Deferred Compensation Plan.

F2 · derivative.exercise_date: Deferred under Directors' Deferred Compensation Plan. Settlement will occur upon the earlier to occur of (i) termination of service on the Board of Directors, or (ii) death.

F2 · derivative.expiration_date: Deferred under Directors' Deferred Compensation Plan. Settlement will occur upon the earlier to occur of (i) termination of service on the Board of Directors, or (ii) death.

Read SEC document
May 15, 2020 Filed May 29, 2020 20:05 UTC Amendment GrantPhantom Stock · Derivative 3,910 $15.77 Strike: $0.00 $61,660.70
Disclosure

SEC source: 0001127602-20-018143 · form4a.xml · derivative · entry 1

GLOVER JOHN T · CIK 0000940830 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 16,552

Underlying: Common Stock · 3,910 shares

Expires not disclosed

F1 · shares: The original Form 4, filed on May 18, 2020, is being amended by this Form 4 amendment solely to correct an administrative error, which did not include the number of shares accrued for the year under the Directors Deferred Compensation Plan. As a result of this administrative error, the corrected transaction reflects an increase by 486 shares in the number of phantom stock shares reported.

F2 · derivative.exercise_date: Deferred under Directors' Deferred Compensation Plan. Settlement will occur upon the earlier to occur of (i) termination of service on the Board of Directors, or (ii) death.

F2 · derivative.expiration_date: Deferred under Directors' Deferred Compensation Plan. Settlement will occur upon the earlier to occur of (i) termination of service on the Board of Directors, or (ii) death.

Read SEC document
May 15, 2020 Filed Oct 5, 2020 21:51 UTC Amendment GrantPhantom Stock · Derivative 3,794 $14.86 Strike: $0.00 $56,378.84
Disclosure

SEC source: 0001127602-20-026591 · form4a.xml · derivative · entry 2

HOUGH G. THOMAS · CIK 0001640483 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 6,807

Underlying: Common Stock · 3,794 shares

Expires not disclosed

F1 · shares: The original Form 4 filed on May 18, 2020 and amended on May 29, 2020 is being amended by this Form 4 amendment solely to correct an administrative error related to the share price used in calculating the number of shares earned.

F3 · shares: Deferred under Directors' Deferred Compensation Plan. On May 29, 2020, the number of shares was incorrectly reported as 3,574 based on a $15.77 price per share instead of 3,794 shares based on a $14.86 price per share, an increase of 220 shares.

F4 · derivative.exercise_date: Deferred under Directors' Deferred Compensation Plan. Settlement will occur as prescribed by the election under the Plan.

F4 · derivative.expiration_date: Deferred under Directors' Deferred Compensation Plan. Settlement will occur as prescribed by the election under the Plan.

Read SEC document
May 15, 2020 Filed Oct 5, 2020 21:32 UTC Amendment
SMITH CLARENCE HDirector · Chairman, President & CEO
GrantPhantom Stock · Derivative 238 $14.86 Strike: $0.00 $3,536.68
Disclosure

SEC source: 0001127602-20-026581 · form4a.xml · derivative · entry 8

SMITH CLARENCE H · CIK 0001209399 · Director · Chairman, President & CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 4,719

Underlying: Common Stock · 238 shares

Expires not disclosed

F1 · shares: The original Form 4 filed on May 29, 2020 is being amended by this Form 4 amendment solely to correct an administrative error related to the share price used in calculating the number of shares earned.

F2 · shares: Deferred under Directors' Deferred Compensation Plan. The number of shares was incorrectly reported as 172 based on a $15.77 price per share instead of 238 shares based on a $14.88 price per share, an increase of 66 shares.

F3 · derivative.exercise_date: Deferred under Directors' Deferred Compensation Plan. Settlement will occur as prescribed by the election under the Plan.

F4 · derivative.expiration_date: Deferred under Directors' Deferred Compensation Plan. Settlement will occur upon the earlier to occur of (i) termination of service on the Board of Directors, or (ii) death.

Read SEC document
May 15, 2020 Filed Oct 5, 2020 21:28 UTC Amendment GrantPhantom Stock · Derivative 1,876 $14.86 Strike: $0.00 $27,877.36
Disclosure

SEC source: 0001127602-20-026579 · form4a.xml · derivative · entry 3

TRUJILLO ALFREDO · CIK 0001268773 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 37,256

Underlying: Common Stock · 1,876 shares

Expires not disclosed

F1 · shares: The original Form 4 filed on May 18, 2020 and amended on May 29, 2020 is being amended by this Form 4 amendment solely to correct an administrative error related to the share price used in calculating the number of shares earned.

F4 · shares: Deferred under Directors' Deferred Compensation Plan. On May 29, 2020, the number of shares was incorrectly reported as 1,360 based on a $15.77 price per share instead of 1,876 shares based on a $14.86 price per share, an increase of 516 shares.

F5 · derivative.exercise_date: Deferred under Directors' Deferred Compensation Plan. Settlement will occur upon the earlier to occur of (i) termination of service on the Board of Directors, or (ii) death.

F5 · derivative.expiration_date: Deferred under Directors' Deferred Compensation Plan. Settlement will occur upon the earlier to occur of (i) termination of service on the Board of Directors, or (ii) death.

Read SEC document
May 15, 2020 Filed Oct 5, 2020 21:28 UTC Amendment GrantCommon Stock 3,633 $14.86 $53,986.38
Disclosure

SEC source: 0001127602-20-026579 · form4a.xml · nonDerivative · entry 2

TRUJILLO ALFREDO · CIK 0001268773 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 24,841

F1 · shares: The original Form 4 filed on May 18, 2020 and amended on May 29, 2020 is being amended by this Form 4 amendment solely to correct an administrative error related to the share price used in calculating the number of shares earned.

F3 · shares: Portion of annual retainer paid in stock pursuant to Non-Employee Director Compensation Plan. The number of shares was incorrectly reported as 3,424 based on a $15.77 price per share instead of 3,633 shares based on a $14.86 price per share, an increase of 209 shares.

Read SEC document
May 15, 2020 Filed Oct 5, 2020 21:02 UTC Amendment GrantCommon Stock 3,633 $14.86 $53,986.38
Disclosure

SEC source: 0001127602-20-026561 · form4a.xml · nonDerivative · entry 2

PALMER VICKI R · CIK 0001142394 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 49,560

F1 · shares: The original Form 4 filed on May 18, 2020 is being amended by this Form 4 amendment solely to correct an administrative error related to the share price used in calculating the number of shares earned.

F3 · shares: Portion of annual retainer paid in stock pursuant to Non-Employee Director Compensation Plan. The number of shares was incorrectly reported as 3,424 based on a $15.77 price per share instead of 3,633 shares based on a $14.86 price per share, an increase of 209 shares.

Read SEC document
May 15, 2020 Filed Oct 5, 2020 21:00 UTC Amendment GrantPhantom Stock · Derivative 2,544 $14.86 Strike: $0.00 $37,803.84
Disclosure

SEC source: 0001127602-20-026556 · form4a.xml · derivative · entry 3

MANGUM MYLLE H · CIK 0001175893 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 50,513

Underlying: Common Stock · 2,544 shares

Expires not disclosed

F1 · shares: The original Form 4 filed on May 18, 2020 and as amended on May 29, 2020, is being amended by this Form 4 amendment solely to correct an administrative error related to the share price used in calculating the number of shares earned.

F4 · shares: Deferred under Directors' Deferred Compensation Plan. On May 29, 2020, the number of shares was incorrectly reported as 2,392 based on a $15.77 price per share instead of 2,544 shares based on a $14.86 price per share, an increase of 152 shares.

F5 · derivative.exercise_date: Deferred under Directors' Deferred Compensation Plan. Settlement will occur upon the earlier to occur of (i) termination of service on the Board of Directors, or (ii) death.

F5 · derivative.expiration_date: Deferred under Directors' Deferred Compensation Plan. Settlement will occur upon the earlier to occur of (i) termination of service on the Board of Directors, or (ii) death.

Read SEC document
May 15, 2020 Filed Oct 5, 2020 21:00 UTC Amendment GrantCommon Stock 3,633 $14.86 $53,986.38
Disclosure

SEC source: 0001127602-20-026556 · form4a.xml · nonDerivative · entry 2

MANGUM MYLLE H · CIK 0001175893 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 11,952

F1 · shares: The original Form 4 filed on May 18, 2020 and as amended on May 29, 2020, is being amended by this Form 4 amendment solely to correct an administrative error related to the share price used in calculating the number of shares earned.

F3 · shares: Portion of annual retainer paid in stock pursuant to Non-Employee Director Compensation Plan. The number of shares was incorrectly reported as 3,424 based on a $15.77 price per share instead of 3,633 shares based on a $14.86 price per share, an increase of 209 shares.

Read SEC document
May 15, 2020 Filed Oct 5, 2020 20:26 UTC Amendment GrantPhantom Stock · Derivative 4,304 $14.86 Strike: $0.00 $63,957.44
Disclosure

SEC source: 0001127602-20-026528 · form4a.xml · derivative · entry 2

GLOVER JOHN T · CIK 0000940830 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 16,946

Underlying: Common Stock · 4,304 shares

Expires not disclosed

F1 · shares: The original Form 4 filed on May 18, 2020 and amended on May 29, 2020, is being amended by this Form 4 amendment solely to correct an administrative error related to the share price used in calculating the number of shares earned.

F3 · shares: Portion of annual retainer paid in stock pursuant to Non-Employee Director Compensation Plan. On May 29, 2020, the number of shares was incorrectly reported as 3,910 based on a $15.77 price per share instead of 4,304 shares based on a $14.86 price per share, an increase of 394 shares.

F4 · derivative.exercise_date: Deferred under Directors' Deferred Compensation Plan. Settlement will occur upon the earlier to occur of (i) termination of service on the Board of Directors, or (ii) death.

F4 · derivative.expiration_date: Deferred under Directors' Deferred Compensation Plan. Settlement will occur upon the earlier to occur of (i) termination of service on the Board of Directors, or (ii) death.

Read SEC document
May 15, 2020 Filed Oct 5, 2020 20:21 UTC Amendment GrantPhantom Stock · Derivative 5,890 $14.86 Strike: $0.00 $87,525.40
Disclosure

SEC source: 0001127602-20-026523 · form4a.xml · derivative · entry 2

DUKES LAURA ALLISON · CIK 0001674244 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 14,157

Underlying: Common Stock · 5,890 shares

Expires not disclosed

F1 · shares: The original Form 4 filed on May 18, 2020 and amended on May 29, 2020 is being amended by this Form 4 amendment solely to correct an administrative error related to the share price used in calculating the number of shares earned.

F3 · shares: Deferred under Directors' Deferred Compensation Plan. On May 29, 2020, the number of shares was incorrectly reported as 5,550 based on a $15.77 price per share instead of 5,890 shares based on a $14.86 price per share, an increase of 340 shares.

F4 · derivative.exercise_date: Deferred under Directors' Deferred Compensation Plan. Settlement will occur as prescribed by the elections under the Plan.

F4 · derivative.expiration_date: Deferred under Directors' Deferred Compensation Plan. Settlement will occur as prescribed by the elections under the Plan.

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May 14, 2020 Filed May 18, 2020 20:45 UTC GrantCommon Stock 1,346 $14.86 $20,001.56
Disclosure

SEC source: 0001127602-20-016960 · form4.xml · nonDerivative · entry 1

TRUJILLO ALFREDO · CIK 0001268773 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 21,156

F1 · shares: Annual stock grant pursuant to Non-Employee Director Compensation Plan.

Read SEC document
May 14, 2020 Filed May 18, 2020 20:41 UTC GrantCommon Stock 1,346 $14.86 $20,001.56
Disclosure

SEC source: 0001127602-20-016956 · form4.xml · nonDerivative · entry 1

PALMER VICKI R · CIK 0001142394 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 45,875

F1 · shares: Annual stock grant pursuant to Non-Employee Director Compensation Plan.

Read SEC document
May 14, 2020 Filed May 18, 2020 20:39 UTC GrantCommon Stock 1,346 $14.86 $20,001.56
Disclosure

SEC source: 0001127602-20-016951 · form4.xml · nonDerivative · entry 1

MANGUM MYLLE H · CIK 0001175893 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 8,267

F1 · shares: Annual stock grant pursuant to Non-Employee Director Compensation Plan.

Read SEC document
May 14, 2020 Filed May 18, 2020 20:35 UTC GrantCommon Stock 1,346 $14.86 $20,001.56
Disclosure

SEC source: 0001127602-20-016937 · form4.xml · nonDerivative · entry 1

HOUGH G. THOMAS · CIK 0001640483 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 12,094

F1 · shares: Annual stock grant pursuant to Non-Employee Director Compensation Plan.

Read SEC document
May 14, 2020 Filed May 18, 2020 20:31 UTC GrantCommon Stock 1,346 $14.86 $20,001.56
Disclosure

SEC source: 0001127602-20-016932 · form4.xml · nonDerivative · entry 1

GLOVER JOHN T · CIK 0000940830 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 65,198

F1 · shares: Annual stock grant pursuant to Non-Employee Director Compensation Plan.

Read SEC document
May 14, 2020 Filed May 18, 2020 20:20 UTC GrantCommon Stock 1,346 $14.86 $20,001.56
Disclosure

SEC source: 0001127602-20-016911 · form4.xml · nonDerivative · entry 1

DUKES LAURA ALLISON · CIK 0001674244 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 5,186

F1 · shares: Annual stock grant pursuant to Non-Employee Director Compensation Plan.

Read SEC document
May 14, 2020 Filed Oct 5, 2020 21:51 UTC Amendment GrantCommon Stock 1,398 $14.31 $20,005.38
Disclosure

SEC source: 0001127602-20-026591 · form4a.xml · nonDerivative · entry 1

HOUGH G. THOMAS · CIK 0001640483 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 12,146

F1 · shares: The original Form 4 filed on May 18, 2020 and amended on May 29, 2020 is being amended by this Form 4 amendment solely to correct an administrative error related to the share price used in calculating the number of shares earned.

F2 · shares: Annual stock grant pursuant to Non-Employee Director Compensation Plan. The number of shares was incorrectly reported as 1,346 based on a $14.86 price per share instead of 1,398 shares based on a $14.31 price per share, an increase of 52 shares.

Read SEC document
May 14, 2020 Filed Oct 5, 2020 21:28 UTC Amendment GrantCommon Stock 1,398 $14.31 $20,005.38
Disclosure

SEC source: 0001127602-20-026579 · form4a.xml · nonDerivative · entry 1

TRUJILLO ALFREDO · CIK 0001268773 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 21,208

F1 · shares: The original Form 4 filed on May 18, 2020 and amended on May 29, 2020 is being amended by this Form 4 amendment solely to correct an administrative error related to the share price used in calculating the number of shares earned.

F2 · shares: Annual stock grant pursuant to Non-Employee Director Compensation Plan. The number of shares was incorrectly reported as 1,346 based on a $14.86 price per share instead of 1,398 shares based on a $14.31 price per share, an increase of 52 shares.

Read SEC document
May 14, 2020 Filed Oct 5, 2020 21:02 UTC Amendment GrantCommon Stock 1,398 $14.31 $20,005.38
Disclosure

SEC source: 0001127602-20-026561 · form4a.xml · nonDerivative · entry 1

PALMER VICKI R · CIK 0001142394 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 45,927

F1 · shares: The original Form 4 filed on May 18, 2020 is being amended by this Form 4 amendment solely to correct an administrative error related to the share price used in calculating the number of shares earned.

F2 · shares: Annual stock grant pursuant to Non-Employee Director Compensation Plan. The number of shares was incorrectly reported as 1,346 based on a $14.86 price per share instead of 1,398 shares based on a $14.31 price per share, an increase of 52 shares.

Read SEC document
May 14, 2020 Filed Oct 5, 2020 21:00 UTC Amendment GrantCommon Stock 1,398 $14.31 $20,005.38
Disclosure

SEC source: 0001127602-20-026556 · form4a.xml · nonDerivative · entry 1

MANGUM MYLLE H · CIK 0001175893 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 8,319

F1 · shares: The original Form 4 filed on May 18, 2020 and as amended on May 29, 2020, is being amended by this Form 4 amendment solely to correct an administrative error related to the share price used in calculating the number of shares earned.

F2 · shares: Annual stock grant pursuant to Non-Employee Director Compensation Plan. The number of shares was incorrectly reported as 1,346 based on a $14.86 price per share instead of 1,398 shares based on a $14.31 price per share, an increase of 52 shares.

Read SEC document
May 14, 2020 Filed Oct 5, 2020 20:26 UTC Amendment GrantCommon Stock 1,398 $14.31 $20,005.38
Disclosure

SEC source: 0001127602-20-026528 · form4a.xml · nonDerivative · entry 1

GLOVER JOHN T · CIK 0000940830 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 65,250

F1 · shares: The original Form 4 filed on May 18, 2020 and amended on May 29, 2020, is being amended by this Form 4 amendment solely to correct an administrative error related to the share price used in calculating the number of shares earned.

F2 · shares: Annual stock grant pursuant to Non-Employee Director Compensation Plan. The number of shares was incorrectly reported as 1,346 shares based on a $14.86 price per share instead of 1,398 shares based on a $14.31 price per share, an increase of 52 shares.

Read SEC document
May 14, 2020 Filed Oct 5, 2020 20:21 UTC Amendment GrantCommon Stock 1,398 $14.31 $20,005.38
Disclosure

SEC source: 0001127602-20-026523 · form4a.xml · nonDerivative · entry 1

DUKES LAURA ALLISON · CIK 0001674244 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 5,238

F1 · shares: The original Form 4 filed on May 18, 2020 and amended on May 29, 2020 is being amended by this Form 4 amendment solely to correct an administrative error related to the share price used in calculating the number of shares earned.

F2 · shares: Annual stock grant pursuant to Non-Employee Director Compensation Plan. The number of shares was incorrectly reported as 1,346 based on a $14.86 price per share instead of 1,398 shares based on a $14.31 price per share, an increase of 52 shares.

Read SEC document
May 08, 2020 Filed May 11, 2020 21:29 UTC
Taylor Janet ESr. VP, General Counsel
Exercise / conversionRSUs 2019 · Derivative 850 $0.00 $0.00
Disclosure

SEC source: 0001127602-20-016105 · form4.xml · derivative · entry 9

Taylor Janet E · CIK 0001338628 · Sr. VP, General Counsel

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 2,550

Underlying: Common Stock · 850 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F4 · derivative.exercise_price: Restricted Stock Units ("RSUs") award granted 1/31/2019 under the 2014 Long-Term Incentive Plan. RSUs vest ratably over 4 years, beginning 5/8/2020. Each RSU is equivalent to one share of common stock upon vesting.

F4 · derivative.exercise_date: Restricted Stock Units ("RSUs") award granted 1/31/2019 under the 2014 Long-Term Incentive Plan. RSUs vest ratably over 4 years, beginning 5/8/2020. Each RSU is equivalent to one share of common stock upon vesting.

F4 · derivative.expiration_date: Restricted Stock Units ("RSUs") award granted 1/31/2019 under the 2014 Long-Term Incentive Plan. RSUs vest ratably over 4 years, beginning 5/8/2020. Each RSU is equivalent to one share of common stock upon vesting.

Read SEC document
May 08, 2020 Filed May 11, 2020 21:29 UTC
Taylor Janet ESr. VP, General Counsel
Exercise / conversionRSUs 2018 · Derivative 750 $0.00 $0.00
Disclosure

SEC source: 0001127602-20-016105 · form4.xml · derivative · entry 8

Taylor Janet E · CIK 0001338628 · Sr. VP, General Counsel

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 1,500

Underlying: Common Stock · 750 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F3 · derivative.exercise_price: Restricted Stock Units ("RSUs") award granted 1/30/2018 under the 2014 Long-Term Incentive Plan. RSUs vest ratably over 4 years, beginning 5/8/2019. Each RSU is equivalent to one share of common stock upon vesting.

F3 · derivative.exercise_date: Restricted Stock Units ("RSUs") award granted 1/30/2018 under the 2014 Long-Term Incentive Plan. RSUs vest ratably over 4 years, beginning 5/8/2019. Each RSU is equivalent to one share of common stock upon vesting.

F3 · derivative.expiration_date: Restricted Stock Units ("RSUs") award granted 1/30/2018 under the 2014 Long-Term Incentive Plan. RSUs vest ratably over 4 years, beginning 5/8/2019. Each RSU is equivalent to one share of common stock upon vesting.

Read SEC document
May 08, 2020 Filed May 11, 2020 21:29 UTC
Taylor Janet ESr. VP, General Counsel
Exercise / conversionRSUs 2017 · Derivative 875 $0.00 $0.00
Disclosure

SEC source: 0001127602-20-016105 · form4.xml · derivative · entry 7

Taylor Janet E · CIK 0001338628 · Sr. VP, General Counsel

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 875

Underlying: Common Stock · 875 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F2 · derivative.exercise_price: Restricted Stock Units ("RSUs") award granted 1/30/2017 under the 2014 Long-Term Incentive Plan. RSUs vest ratably over 4 years, beginning 5/8/2018. Each RSU is equivalent to one share of common stock upon vesting.

F2 · derivative.exercise_date: Restricted Stock Units ("RSUs") award granted 1/30/2017 under the 2014 Long-Term Incentive Plan. RSUs vest ratably over 4 years, beginning 5/8/2018. Each RSU is equivalent to one share of common stock upon vesting.

F2 · derivative.expiration_date: Restricted Stock Units ("RSUs") award granted 1/30/2017 under the 2014 Long-Term Incentive Plan. RSUs vest ratably over 4 years, beginning 5/8/2018. Each RSU is equivalent to one share of common stock upon vesting.

Read SEC document
May 08, 2020 Filed May 11, 2020 21:29 UTC
Taylor Janet ESr. VP, General Counsel
Exercise / conversionRSUs 2016 · Derivative 868 $0.00 $0.00
Disclosure

SEC source: 0001127602-20-016105 · form4.xml · derivative · entry 6

Taylor Janet E · CIK 0001338628 · Sr. VP, General Counsel

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 868 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_price: Restricted Stock Units ("RSUs") award granted 1/26/2016 under the 2014 Long-Term Incentive Plan. RSUs vest ratably over 4 years, beginning 5/8/2017. Each RSU is equivalent to one share of common stock upon vesting.

F1 · derivative.exercise_date: Restricted Stock Units ("RSUs") award granted 1/26/2016 under the 2014 Long-Term Incentive Plan. RSUs vest ratably over 4 years, beginning 5/8/2017. Each RSU is equivalent to one share of common stock upon vesting.

F1 · derivative.expiration_date: Restricted Stock Units ("RSUs") award granted 1/26/2016 under the 2014 Long-Term Incentive Plan. RSUs vest ratably over 4 years, beginning 5/8/2017. Each RSU is equivalent to one share of common stock upon vesting.

Read SEC document
May 08, 2020 Filed May 11, 2020 21:29 UTC
Taylor Janet ESr. VP, General Counsel
Tax withholdingCommon Stock 1,016 $13.27 $13,482.32
Disclosure

SEC source: 0001127602-20-016105 · form4.xml · nonDerivative · entry 5

Taylor Janet E · CIK 0001338628 · Sr. VP, General Counsel

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 41,872

Read SEC document
May 08, 2020 Filed May 11, 2020 21:29 UTC
Taylor Janet ESr. VP, General Counsel
Exercise / conversionCommon Stock 850 $0.00 $0.00
Disclosure

SEC source: 0001127602-20-016105 · form4.xml · nonDerivative · entry 4

Taylor Janet E · CIK 0001338628 · Sr. VP, General Counsel

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 42,888

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document

Value uses the disclosed total when available, otherwise shares × reported transaction price. It is not an estimate of exercise cash cost or investment performance.