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HVT

HAVERTY FURNITURE COMPANIES INC

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5603
SEC CIK
0000216085
Parsed reports
471

Last 12 months

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0 purchase rows · 4 sale rows

Disclosed non-derivative P/S rows, by transaction month. Includes amendments and private transactions.
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MonthPurchasesSales
Nov 202501
Dec 202502
Jan 202600
Feb 202600
Mar 202600
Apr 202600
May 202600
Jun 202600
Jul 202600
Aug 202601
Sep 202600
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Purchases/sales include open-market and private transactions. Plan disclosure applies to the filing; individual rows may differ. “Not disclosed” is not “unplanned.”

The cutoff filters transaction history only. Company summaries and owner relationships show the latest available disclosures. Parser corrections can improve historical records.

Transaction dateOwner / reported roleActivity / securityShares / unitsReported priceReported valueDetails
January 26, 2022 Filed Jan 28, 2022 22:37 UTC
Fladger Kelly AllenSVP, Chief HR Officer
GrantPRSUs 2021 · Derivative 5,082 $0.00 $0.00
Disclosure

SEC source: 0001127602-22-002443 · form4.xml · derivative · entry 3

Fladger Kelly Allen · CIK 0001775533 · SVP, Chief HR Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 5,082

Underlying: Common Stock · 5,082 shares

Expires not disclosed

F2 · derivative.exercise_price: Performance Restricted Stock Units ("PRSUs") award granted 1/21/2021. Each PRSU represents a contingent right to receive one share of HVT common stock and was earned based on EBITDA for the year ended December 31, 2021 and will vest on February 28, 2024.

F2 · derivative.exercise_date: Performance Restricted Stock Units ("PRSUs") award granted 1/21/2021. Each PRSU represents a contingent right to receive one share of HVT common stock and was earned based on EBITDA for the year ended December 31, 2021 and will vest on February 28, 2024.

F2 · derivative.expiration_date: Performance Restricted Stock Units ("PRSUs") award granted 1/21/2021. Each PRSU represents a contingent right to receive one share of HVT common stock and was earned based on EBITDA for the year ended December 31, 2021 and will vest on February 28, 2024.

Read SEC document
January 26, 2022 Filed Jan 28, 2022 22:37 UTC
Fladger Kelly AllenSVP, Chief HR Officer
GrantRSUs 2022 · Derivative 2,567 $0.00 $0.00
Disclosure

SEC source: 0001127602-22-002443 · form4.xml · derivative · entry 2

Fladger Kelly Allen · CIK 0001775533 · SVP, Chief HR Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 2,567

Underlying: Common Stock · 2,567 shares

Expires not disclosed

F1 · derivative.exercise_price: Restricted Stock units granted 1/26/2022 and vest ratably over 3 years beginning 5/8/2023. Each RSU is equivalent to one share of common stock upon vesting.

F1 · derivative.exercise_date: Restricted Stock units granted 1/26/2022 and vest ratably over 3 years beginning 5/8/2023. Each RSU is equivalent to one share of common stock upon vesting.

F1 · derivative.expiration_date: Restricted Stock units granted 1/26/2022 and vest ratably over 3 years beginning 5/8/2023. Each RSU is equivalent to one share of common stock upon vesting.

Read SEC document
January 26, 2022 Filed Jan 28, 2022 22:35 UTC
Gill John LinwoodExecutive V.P., Merchandising
GrantPRSUs 2021.1 · Derivative 1,468 $0.00 $0.00
Disclosure

SEC source: 0001127602-22-002442 · form4.xml · derivative · entry 5

Gill John Linwood · CIK 0001658186 · Executive V.P., Merchandising

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 1,468

Underlying: Common Stock · 1,468 shares

Expires not disclosed

F3 · derivative.exercise_price: Performance Restricted Stock Units ("PRSUs") award granted 1/21/2021. Each PRSU represents a contingent right to receive one share of HVT common stock and was earned based on consolidated sales for the year ended December 31, 2021 and will vest on February 28, 2024.

F3 · derivative.exercise_date: Performance Restricted Stock Units ("PRSUs") award granted 1/21/2021. Each PRSU represents a contingent right to receive one share of HVT common stock and was earned based on consolidated sales for the year ended December 31, 2021 and will vest on February 28, 2024.

F3 · derivative.expiration_date: Performance Restricted Stock Units ("PRSUs") award granted 1/21/2021. Each PRSU represents a contingent right to receive one share of HVT common stock and was earned based on consolidated sales for the year ended December 31, 2021 and will vest on February 28, 2024.

Read SEC document
January 26, 2022 Filed Jan 28, 2022 22:35 UTC
Gill John LinwoodExecutive V.P., Merchandising
GrantPRSUs 2021 · Derivative 8,218 $0.00 $0.00
Disclosure

SEC source: 0001127602-22-002442 · form4.xml · derivative · entry 4

Gill John Linwood · CIK 0001658186 · Executive V.P., Merchandising

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 8,218

Underlying: Common Stock · 8,218 shares

Expires not disclosed

F2 · derivative.exercise_price: Performance Restricted Stock Units ("PRSUs") award granted 1/21/2021. Each PRSU represents a contingent right to receive one share of HVT common stock and was earned based on EBITDA for the year ended December 31, 2021 and will vest on February 28, 2024.

F2 · derivative.exercise_date: Performance Restricted Stock Units ("PRSUs") award granted 1/21/2021. Each PRSU represents a contingent right to receive one share of HVT common stock and was earned based on EBITDA for the year ended December 31, 2021 and will vest on February 28, 2024.

F2 · derivative.expiration_date: Performance Restricted Stock Units ("PRSUs") award granted 1/21/2021. Each PRSU represents a contingent right to receive one share of HVT common stock and was earned based on EBITDA for the year ended December 31, 2021 and will vest on February 28, 2024.

Read SEC document
January 26, 2022 Filed Jan 28, 2022 22:35 UTC
Gill John LinwoodExecutive V.P., Merchandising
GrantRSUs 2022 · Derivative 2,600 $0.00 $0.00
Disclosure

SEC source: 0001127602-22-002442 · form4.xml · derivative · entry 3

Gill John Linwood · CIK 0001658186 · Executive V.P., Merchandising

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 2,600

Underlying: Common Stock · 2,600 shares

Expires not disclosed

F1 · derivative.exercise_price: Restricted Stock units granted 1/26/2022 and vest ratably over 3 years beginning 5/8/2023. Each RSU is equivalent to one share of common stock upon vesting.

F1 · derivative.exercise_date: Restricted Stock units granted 1/26/2022 and vest ratably over 3 years beginning 5/8/2023. Each RSU is equivalent to one share of common stock upon vesting.

F1 · derivative.expiration_date: Restricted Stock units granted 1/26/2022 and vest ratably over 3 years beginning 5/8/2023. Each RSU is equivalent to one share of common stock upon vesting.

Read SEC document
January 26, 2022 Filed Jan 28, 2022 22:22 UTC
CLARY J EDWARDExecutive VP & CIO
GrantPRSUs 2021.1 · Derivative 1,468 $0.00 $0.00
Disclosure

SEC source: 0001127602-22-002439 · form4.xml · derivative · entry 4

CLARY J EDWARD · CIK 0001222986 · Executive VP & CIO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 1,468

Underlying: Common Stock · 1,468 shares

Expires not disclosed

F3 · derivative.exercise_price: Performance Restricted Stock Units ("PRSUs") award granted 1/21/2021. Each PRSU represents a contingent right to receive one share of HVT common stock and was earned based on consolidated sales for the year ended December 31, 2021 and will vest on February 28, 2024.

F3 · derivative.exercise_date: Performance Restricted Stock Units ("PRSUs") award granted 1/21/2021. Each PRSU represents a contingent right to receive one share of HVT common stock and was earned based on consolidated sales for the year ended December 31, 2021 and will vest on February 28, 2024.

F3 · derivative.expiration_date: Performance Restricted Stock Units ("PRSUs") award granted 1/21/2021. Each PRSU represents a contingent right to receive one share of HVT common stock and was earned based on consolidated sales for the year ended December 31, 2021 and will vest on February 28, 2024.

Read SEC document
January 26, 2022 Filed Jan 28, 2022 22:22 UTC
CLARY J EDWARDExecutive VP & CIO
GrantPRSUs 2021 · Derivative 8,218 $0.00 $0.00
Disclosure

SEC source: 0001127602-22-002439 · form4.xml · derivative · entry 3

CLARY J EDWARD · CIK 0001222986 · Executive VP & CIO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 8,218

Underlying: Common Stock · 8,218 shares

Expires not disclosed

F2 · derivative.exercise_price: Performance Restricted Stock Units ("PRSUs") award granted 1/21/2021. Each PRSU represents a contingent right to receive one share of HVT common stock and was earned based on EBITDA for the year ended December 31, 2021 and will vest on February 28, 2024.

F2 · derivative.exercise_date: Performance Restricted Stock Units ("PRSUs") award granted 1/21/2021. Each PRSU represents a contingent right to receive one share of HVT common stock and was earned based on EBITDA for the year ended December 31, 2021 and will vest on February 28, 2024.

F2 · derivative.expiration_date: Performance Restricted Stock Units ("PRSUs") award granted 1/21/2021. Each PRSU represents a contingent right to receive one share of HVT common stock and was earned based on EBITDA for the year ended December 31, 2021 and will vest on February 28, 2024.

Read SEC document
January 26, 2022 Filed Jan 28, 2022 22:22 UTC
CLARY J EDWARDExecutive VP & CIO
GrantRSUs 2022 · Derivative 2,600 $0.00 $0.00
Disclosure

SEC source: 0001127602-22-002439 · form4.xml · derivative · entry 2

CLARY J EDWARD · CIK 0001222986 · Executive VP & CIO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 2,600

Underlying: Common Stock · 2,600 shares

Expires not disclosed

F1 · derivative.exercise_price: Restricted Stock units granted 1/26/2022 and vest ratably over 3 years beginning 5/8/2023. Each RSU is equivalent to one share of common stock upon vesting.

F1 · derivative.exercise_date: Restricted Stock units granted 1/26/2022 and vest ratably over 3 years beginning 5/8/2023. Each RSU is equivalent to one share of common stock upon vesting.

F1 · derivative.expiration_date: Restricted Stock units granted 1/26/2022 and vest ratably over 3 years beginning 5/8/2023. Each RSU is equivalent to one share of common stock upon vesting.

Read SEC document
January 26, 2022 Filed Jan 28, 2022 22:20 UTC
Hare Richard BExecutive Vice President & CFO
GrantPRSUs 2021.1 · Derivative 1,838 $0.00 $0.00
Disclosure

SEC source: 0001127602-22-002437 · form4.xml · derivative · entry 4

Hare Richard B · CIK 0001356159 · Executive Vice President & CFO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 1,838

Underlying: Common Stock · 1,838 shares

Expires not disclosed

F3 · derivative.exercise_price: Performance Restricted Stock Units ("PRSUs") award granted 1/21/2021. Each PRSU represents a contingent right to receive one share of HVT common stock and was earned based on consolidated sales for the year ended December 31, 2021 and will vest on February 28, 2024.

F3 · derivative.exercise_date: Performance Restricted Stock Units ("PRSUs") award granted 1/21/2021. Each PRSU represents a contingent right to receive one share of HVT common stock and was earned based on consolidated sales for the year ended December 31, 2021 and will vest on February 28, 2024.

F3 · derivative.expiration_date: Performance Restricted Stock Units ("PRSUs") award granted 1/21/2021. Each PRSU represents a contingent right to receive one share of HVT common stock and was earned based on consolidated sales for the year ended December 31, 2021 and will vest on February 28, 2024.

Read SEC document
January 26, 2022 Filed Jan 28, 2022 22:20 UTC
Hare Richard BExecutive Vice President & CFO
GrantPRSUs 2021 · Derivative 10,290 $0.00 $0.00
Disclosure

SEC source: 0001127602-22-002437 · form4.xml · derivative · entry 3

Hare Richard B · CIK 0001356159 · Executive Vice President & CFO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 10,290

Underlying: Common Stock · 10,290 shares

Expires not disclosed

F2 · derivative.exercise_price: Performance Restricted Stock Units ("PRSUs") award granted 1/21/2021. Each PRSU represents a contingent right to receive one share of HVT common stock and was earned based on EBITDA for the year ended December 31, 2021 and will vest on February 28, 2024.

F2 · derivative.exercise_date: Performance Restricted Stock Units ("PRSUs") award granted 1/21/2021. Each PRSU represents a contingent right to receive one share of HVT common stock and was earned based on EBITDA for the year ended December 31, 2021 and will vest on February 28, 2024.

F2 · derivative.expiration_date: Performance Restricted Stock Units ("PRSUs") award granted 1/21/2021. Each PRSU represents a contingent right to receive one share of HVT common stock and was earned based on EBITDA for the year ended December 31, 2021 and will vest on February 28, 2024.

Read SEC document
January 26, 2022 Filed Jan 28, 2022 22:20 UTC
Hare Richard BExecutive Vice President & CFO
GrantRSUs 2022 · Derivative 3,520 $0.00 $0.00
Disclosure

SEC source: 0001127602-22-002437 · form4.xml · derivative · entry 2

Hare Richard B · CIK 0001356159 · Executive Vice President & CFO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 3,520

Underlying: Common Stock · 3,520 shares

Expires not disclosed

F1 · derivative.exercise_price: Restricted Stock units granted 1/26/2022 and vest ratably over 3 years beginning 5/8/2023. Each RSU is equivalent to one share of common stock upon vesting.

F1 · derivative.exercise_date: Restricted Stock units granted 1/26/2022 and vest ratably over 3 years beginning 5/8/2023. Each RSU is equivalent to one share of common stock upon vesting.

F1 · derivative.expiration_date: Restricted Stock units granted 1/26/2022 and vest ratably over 3 years beginning 5/8/2023. Each RSU is equivalent to one share of common stock upon vesting.

Read SEC document
January 26, 2022 Filed Jan 28, 2022 22:17 UTC GrantPRSUs 2021.1 · Derivative 1,759 $0.00 $0.00
Disclosure

SEC source: 0001127602-22-002436 · form4.xml · derivative · entry 5

BURDETTE STEVEN G · CIK 0001222985 · President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 1,759

Underlying: Common Stock · 1,759 shares

Expires not disclosed

F3 · derivative.exercise_price: Performance Restricted Stock Units ("PRSUs") award granted 1/21/2021. Each PRSU represents a contingent right to receive one share of HVT common stock and was earned based on consolidated sales for the year ended December 31, 2021 and will vest on February 28, 2024.

F3 · derivative.exercise_date: Performance Restricted Stock Units ("PRSUs") award granted 1/21/2021. Each PRSU represents a contingent right to receive one share of HVT common stock and was earned based on consolidated sales for the year ended December 31, 2021 and will vest on February 28, 2024.

F3 · derivative.expiration_date: Performance Restricted Stock Units ("PRSUs") award granted 1/21/2021. Each PRSU represents a contingent right to receive one share of HVT common stock and was earned based on consolidated sales for the year ended December 31, 2021 and will vest on February 28, 2024.

Read SEC document
January 26, 2022 Filed Jan 28, 2022 22:17 UTC GrantPRSUs 2021 · Derivative 9,849 $0.00 $0.00
Disclosure

SEC source: 0001127602-22-002436 · form4.xml · derivative · entry 4

BURDETTE STEVEN G · CIK 0001222985 · President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 9,849

Underlying: Common Stock · 9,849 shares

Expires not disclosed

F2 · derivative.exercise_price: Performance Restricted Stock Units ("PRSUs") award granted 1/21/2021. Each PRSU represents a contingent right to receive one share of HVT common stock and was earned based on EBITDA for the year ended December 31, 2021 and will vest on February 28, 2024.

F2 · derivative.exercise_date: Performance Restricted Stock Units ("PRSUs") award granted 1/21/2021. Each PRSU represents a contingent right to receive one share of HVT common stock and was earned based on EBITDA for the year ended December 31, 2021 and will vest on February 28, 2024.

F2 · derivative.expiration_date: Performance Restricted Stock Units ("PRSUs") award granted 1/21/2021. Each PRSU represents a contingent right to receive one share of HVT common stock and was earned based on EBITDA for the year ended December 31, 2021 and will vest on February 28, 2024.

Read SEC document
January 26, 2022 Filed Jan 28, 2022 22:17 UTC GrantRSUs 2022 · Derivative 4,000 $0.00 $0.00
Disclosure

SEC source: 0001127602-22-002436 · form4.xml · derivative · entry 3

BURDETTE STEVEN G · CIK 0001222985 · President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 4,000

Underlying: Common Stock · 4,000 shares

Expires not disclosed

F1 · derivative.exercise_price: Restricted Stock units granted 1/26/2022 and vest ratably over 3 years beginning 5/8/2023. Each RSU is equivalent to one share of common stock upon vesting.

F1 · derivative.exercise_date: Restricted Stock units granted 1/26/2022 and vest ratably over 3 years beginning 5/8/2023. Each RSU is equivalent to one share of common stock upon vesting.

F1 · derivative.expiration_date: Restricted Stock units granted 1/26/2022 and vest ratably over 3 years beginning 5/8/2023. Each RSU is equivalent to one share of common stock upon vesting.

Read SEC document
January 26, 2022 Filed Jan 28, 2022 22:14 UTC
SMITH CLARENCE HDirector · Chairman & CEO
GrantPRSUs 2021.1 · Derivative 6,670 $0.00 $0.00
Disclosure

SEC source: 0001127602-22-002435 · form4.xml · derivative · entry 9

SMITH CLARENCE H · CIK 0001209399 · Director · Chairman & CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 6,670

Underlying: Common Stock · 6,670 shares

Expires not disclosed

F3 · derivative.exercise_price: Performance Restricted Stock Units ("PRSUs") award granted 1/21/2021. Each PRSU represents a contingent right to receive one share of HVT common stock and was earned based on consolidated sales for the year ended December 31, 2021 and will vest on February 28, 2024.

F3 · derivative.exercise_date: Performance Restricted Stock Units ("PRSUs") award granted 1/21/2021. Each PRSU represents a contingent right to receive one share of HVT common stock and was earned based on consolidated sales for the year ended December 31, 2021 and will vest on February 28, 2024.

F3 · derivative.expiration_date: Performance Restricted Stock Units ("PRSUs") award granted 1/21/2021. Each PRSU represents a contingent right to receive one share of HVT common stock and was earned based on consolidated sales for the year ended December 31, 2021 and will vest on February 28, 2024.

Read SEC document
January 26, 2022 Filed Jan 28, 2022 22:14 UTC
SMITH CLARENCE HDirector · Chairman & CEO
GrantPRSUs 2021 · Derivative 37,352 $0.00 $0.00
Disclosure

SEC source: 0001127602-22-002435 · form4.xml · derivative · entry 8

SMITH CLARENCE H · CIK 0001209399 · Director · Chairman & CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 37,352

Underlying: Common Stock · 37,352 shares

Expires not disclosed

F2 · derivative.exercise_price: Performance Restricted Stock Units ("PRSUs") award granted 1/21/2021. Each PRSU represents a contingent right to receive one share of HVT common stock and was earned based on EBITDA for the year ended December 31, 2021 and will vest on February 28, 2024.

F2 · derivative.exercise_date: Performance Restricted Stock Units ("PRSUs") award granted 1/21/2021. Each PRSU represents a contingent right to receive one share of HVT common stock and was earned based on EBITDA for the year ended December 31, 2021 and will vest on February 28, 2024.

F2 · derivative.expiration_date: Performance Restricted Stock Units ("PRSUs") award granted 1/21/2021. Each PRSU represents a contingent right to receive one share of HVT common stock and was earned based on EBITDA for the year ended December 31, 2021 and will vest on February 28, 2024.

Read SEC document
January 26, 2022 Filed Jan 28, 2022 22:14 UTC
SMITH CLARENCE HDirector · Chairman & CEO
GrantRSUs 2022 · Derivative 7,973 $0.00 $0.00
Disclosure

SEC source: 0001127602-22-002435 · form4.xml · derivative · entry 7

SMITH CLARENCE H · CIK 0001209399 · Director · Chairman & CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 7,973

Underlying: Common Stock · 7,973 shares

Expires not disclosed

F1 · derivative.exercise_price: Restricted Stock units granted 1/26/2022 and vest ratably over 3 years beginning 5/8/2023. Each RSU is equivalent to one share of common stock upon vesting.

F1 · derivative.exercise_date: Restricted Stock units granted 1/26/2022 and vest ratably over 3 years beginning 5/8/2023. Each RSU is equivalent to one share of common stock upon vesting.

F1 · derivative.expiration_date: Restricted Stock units granted 1/26/2022 and vest ratably over 3 years beginning 5/8/2023. Each RSU is equivalent to one share of common stock upon vesting.

Read SEC document
January 13, 2022 Filed Jan 30, 2023 21:09 UTC
PARKER JENNY HSr. VP, Finance & Corp Sec
GiftCommon Stock 435 $0.00 $0.00
Disclosure

SEC source: 0001127602-23-002606 · form5.xml · nonDerivative · entry 1

PARKER JENNY H · CIK 0001214526 · Sr. VP, Finance & Corp Sec

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 24,334

Read SEC document
September 15, 2021 Filed Sep 15, 2021 20:25 UTC
HAVERTY RAWSON JRDirector · Senior Vice President · 10% owner
SaleCommon Stock 3,296 $34.00 $112,074.22
Disclosure

SEC source: 0001127602-21-025328 · form4.xml · nonDerivative · entry 3

HAVERTY RAWSON JR · CIK 0001214531 · Director · Senior Vice President · 10% owner

10b5-1 filing: Not disclosed

Ownership: Indirect · Co-ttee Of Tr Fbo Son

Disclosed balance after: 0

F2 · price: Sales ranged from $34.00 to $34.10 for a weighted average of $34.0031.

Read SEC document
September 13, 2021 Filed Sep 15, 2021 20:25 UTC
HAVERTY RAWSON JRDirector · Senior Vice President · 10% owner
OtherCommon Stock 3,296 $0.00 $0.00
Disclosure

SEC source: 0001127602-21-025328 · form4.xml · nonDerivative · entry 2

HAVERTY RAWSON JR · CIK 0001214531 · Director · Senior Vice President · 10% owner

10b5-1 filing: Not disclosed

Ownership: Indirect · Co-ttee Of Tr Fbo Son

Disclosed balance after: 3,296

F1 · kind: Converted shares of Class A Common Stock to Common Stock.

Read SEC document
September 13, 2021 Filed Sep 15, 2021 20:25 UTC
HAVERTY RAWSON JRDirector · Senior Vice President · 10% owner
OtherClass A Common Stock 3,296 $0.00 $0.00
Disclosure

SEC source: 0001127602-21-025328 · form4.xml · nonDerivative · entry 1

HAVERTY RAWSON JR · CIK 0001214531 · Director · Senior Vice President · 10% owner

10b5-1 filing: Not disclosed

Ownership: Indirect · Co-ttee Of Tr Fbo Son

Disclosed balance after: 0

F1 · kind: Converted shares of Class A Common Stock to Common Stock.

Read SEC document
September 03, 2021 Filed Jan 28, 2022 21:40 UTC GiftCommon Stock 5,666 $0.00 $0.00
Disclosure

SEC source: 0001127602-22-002427 · form5.xml · nonDerivative · entry 1

DUKES LAURA ALLISON · CIK 0001674244 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Read SEC document
August 23, 2021 Filed Jan 28, 2022 21:45 UTC
SMITH CLARENCE HDirector · Chairman & CEO
GiftCommon Stock 2,069 $0.00 $0.00
Disclosure

SEC source: 0001127602-22-002430 · form5.xml · nonDerivative · entry 1

SMITH CLARENCE H · CIK 0001209399 · Director · Chairman & CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 25,066

Read SEC document
May 10, 2021 Filed May 11, 2021 21:01 UTC GrantPhantom Stock · Derivative 2,233 $46.63 Strike: $0.00 $104,124.79
Disclosure

SEC source: 0001127602-21-016256 · form4.xml · derivative · entry 4

TRUJILLO ALFREDO · CIK 0001268773 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 39,489

Underlying: Common Stock · 2,233 shares

Expires not disclosed

F4 · derivative.exercise_date: Deferred under Directors' Deferred Compensation Plan. Settlement will occur upon the earlier to occur of (i) termination of service on the Board of Directors, or (ii) death.

F4 · derivative.expiration_date: Deferred under Directors' Deferred Compensation Plan. Settlement will occur upon the earlier to occur of (i) termination of service on the Board of Directors, or (ii) death.

Read SEC document
May 10, 2021 Filed May 11, 2021 21:01 UTC GrantCommon Stock 1,072 $46.63 $49,987.36
Disclosure

SEC source: 0001127602-21-016256 · form4.xml · nonDerivative · entry 3

TRUJILLO ALFREDO · CIK 0001268773 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 11,234

F3 · shares: Annual stock grant pursuant to Non-Employee Director Compensation Plan.

Read SEC document
May 10, 2021 Filed May 11, 2021 21:01 UTC GrantCommon Stock 428 $46.63 $19,957.64
Disclosure

SEC source: 0001127602-21-016256 · form4.xml · nonDerivative · entry 2

TRUJILLO ALFREDO · CIK 0001268773 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 10,162

F2 · shares: Annual stock grant pursuant to Non-Employee Director Compensation Plan.

Read SEC document
May 10, 2021 Filed May 11, 2021 20:59 UTC GrantCommon Stock 1,072 $46.63 $49,987.36
Disclosure

SEC source: 0001127602-21-016254 · form4.xml · nonDerivative · entry 3

Schiller Derek Gordon · CIK 0001825383 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 3,430

F3 · shares: Portion of annual retainer paid in stock pursuant to Non-Employee Director Compensation Plan.

Read SEC document
May 10, 2021 Filed May 11, 2021 20:59 UTC GrantCommon Stock 428 $46.63 $19,957.64
Disclosure

SEC source: 0001127602-21-016254 · form4.xml · nonDerivative · entry 2

Schiller Derek Gordon · CIK 0001825383 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 2,358

F2 · shares: Annual stock grant pursuant to Non-Employee Director Compensation Plan.

Read SEC document
May 10, 2021 Filed May 11, 2021 20:56 UTC GrantCommon Stock 1,072 $46.63 $49,987.36
Disclosure

SEC source: 0001127602-21-016253 · form4.xml · nonDerivative · entry 3

PALMER VICKI R · CIK 0001142394 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 51,488

F3 · shares: Portion of annual retainer paid in stock pursuant to Non-Employee Director Compensation Plan.

Read SEC document
May 10, 2021 Filed May 11, 2021 20:56 UTC GrantCommon Stock 428 $46.63 $19,957.64
Disclosure

SEC source: 0001127602-21-016253 · form4.xml · nonDerivative · entry 2

PALMER VICKI R · CIK 0001142394 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 50,416

F2 · shares: Annual stock grant pursuant to Non-Employee Director Compensation Plan.

Read SEC document
May 10, 2021 Filed May 11, 2021 20:54 UTC GrantPhantom Stock · Derivative 3,028 $46.63 Strike: $0.00 $141,195.64
Disclosure

SEC source: 0001127602-21-016251 · form4.xml · derivative · entry 4

MANGUM MYLLE H · CIK 0001175893 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 53,541

Underlying: Common Stock · 3,028 shares

Expires not disclosed

F4 · shares: Deferred under Directors' Deferred Compensation Plan. Settlement will occur upon the earlier to occur as prescribed by the elections under the Plan.

F4 · derivative.exercise_date: Deferred under Directors' Deferred Compensation Plan. Settlement will occur upon the earlier to occur as prescribed by the elections under the Plan.

F4 · derivative.expiration_date: Deferred under Directors' Deferred Compensation Plan. Settlement will occur upon the earlier to occur as prescribed by the elections under the Plan.

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May 10, 2021 Filed May 11, 2021 20:54 UTC GrantCommon Stock 1,072 $46.63 $49,987.36
Disclosure

SEC source: 0001127602-21-016251 · form4.xml · nonDerivative · entry 3

MANGUM MYLLE H · CIK 0001175893 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 1,928

F3 · shares: Portion of annual retainer paid in stock pursuant to Non-Employee Director Compensation Plan.

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May 10, 2021 Filed May 11, 2021 20:54 UTC GrantCommon Stock 428 $46.63 $19,957.64
Disclosure

SEC source: 0001127602-21-016251 · form4.xml · nonDerivative · entry 2

MANGUM MYLLE H · CIK 0001175893 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 856

F2 · shares: Annual stock grant pursuant to Non-Employee Director Compensation Plan.

Read SEC document
May 10, 2021 Filed May 11, 2021 20:50 UTC GrantPhantom Stock · Derivative 1,908 $46.63 Strike: $0.00 $88,970.04
Disclosure

SEC source: 0001127602-21-016249 · form4.xml · derivative · entry 3

HOUGH G. THOMAS · CIK 0001640483 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 9,143

Underlying: Common Stock · 1,908 shares

Expires not disclosed

F1 · shares: Deferred under Directors' Deferred Compensation Plan. Settlement will occur as prescribed by the election under the Plan.

F1 · derivative.exercise_date: Deferred under Directors' Deferred Compensation Plan. Settlement will occur as prescribed by the election under the Plan.

F1 · derivative.expiration_date: Deferred under Directors' Deferred Compensation Plan. Settlement will occur as prescribed by the election under the Plan.

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May 10, 2021 Filed May 11, 2021 20:46 UTC GrantPhantom Stock · Derivative 2,348 $46.63 Strike: $0.00 $109,487.24
Disclosure

SEC source: 0001127602-21-016244 · form4.xml · derivative · entry 2

DUKES LAURA ALLISON · CIK 0001674244 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 16,505

Underlying: Common Stock · 2,348 shares

Expires not disclosed

F2 · derivative.exercise_date: Deferred under Directors' Deferred Compensation Plan. Settlement will occur as prescribed by the elections under the Plan.

F2 · derivative.expiration_date: Deferred under Directors' Deferred Compensation Plan. Settlement will occur as prescribed by the elections under the Plan.

Read SEC document
May 10, 2021 Filed May 11, 2021 20:40 UTC
SMITH CLARENCE HDirector · Chairman & CEO
GrantPhantom Stock · Derivative 282 $46.63 Strike: $0.00 $13,149.66
Disclosure

SEC source: 0001127602-21-016235 · form4.xml · derivative · entry 13

SMITH CLARENCE H · CIK 0001209399 · Director · Chairman & CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 5,001

Underlying: Common Stock · 282 shares

Expires not disclosed

F4 · derivative.exercise_date: Deferred under Directors' Deferred Compensation Plan. Settlement will occur upon the earlier to occur of (i) termination of service on the Board of Directors, or (ii) death.

F4 · derivative.expiration_date: Deferred under Directors' Deferred Compensation Plan. Settlement will occur upon the earlier to occur of (i) termination of service on the Board of Directors, or (ii) death.

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May 09, 2021 Filed May 11, 2021 21:01 UTC GrantCommon Stock 428 $46.63 $19,957.64
Disclosure

SEC source: 0001127602-21-016256 · form4.xml · nonDerivative · entry 1

TRUJILLO ALFREDO · CIK 0001268773 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 9,734

F1 · shares: Annual stock grant pursuant to Non-Employee Director Compensation Plan for the 2020-2021 board year.

Read SEC document
May 09, 2021 Filed May 11, 2021 20:59 UTC GrantCommon Stock 285 $46.63 $13,289.55
Disclosure

SEC source: 0001127602-21-016254 · form4.xml · nonDerivative · entry 1

Schiller Derek Gordon · CIK 0001825383 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 1,930

F1 · shares: Annual stock grant pursuant to Non-Employee Director Compensation Plan for the 2020-2021 board year.

Read SEC document
May 09, 2021 Filed May 11, 2021 20:56 UTC GrantCommon Stock 428 $46.63 $19,957.64
Disclosure

SEC source: 0001127602-21-016253 · form4.xml · nonDerivative · entry 1

PALMER VICKI R · CIK 0001142394 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 49,988

F1 · shares: Annual stock grant pursuant to Non-Employee Director Compensation Plan for the 2020-2021 board year.

Read SEC document
May 09, 2021 Filed May 11, 2021 20:54 UTC GrantCommon Stock 428 $46.63 $19,957.64
Disclosure

SEC source: 0001127602-21-016251 · form4.xml · nonDerivative · entry 1

MANGUM MYLLE H · CIK 0001175893 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 428

F1 · shares: Annual stock grant pursuant to Non-Employee Director Compensation Plan for the 2020-2021 board year.

Read SEC document
May 09, 2021 Filed May 11, 2021 20:50 UTC GrantPhantom Stock · Derivative 428 $46.63 Strike: $0.00 $19,957.64
Disclosure

SEC source: 0001127602-21-016249 · form4.xml · derivative · entry 2

HOUGH G. THOMAS · CIK 0001640483 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 7,235

Underlying: Common Stock · 428 shares

Expires not disclosed

F1 · shares: Deferred under Directors' Deferred Compensation Plan. Settlement will occur as prescribed by the election under the Plan.

F1 · derivative.exercise_date: Deferred under Directors' Deferred Compensation Plan. Settlement will occur as prescribed by the election under the Plan.

F1 · derivative.expiration_date: Deferred under Directors' Deferred Compensation Plan. Settlement will occur as prescribed by the election under the Plan.

Read SEC document
May 09, 2021 Filed May 11, 2021 20:48 UTC GrantPhantom Stock · Derivative 428 $46.63 Strike: $0.00 $19,957.64
Disclosure

SEC source: 0001127602-21-016247 · form4.xml · derivative · entry 2

GLOVER JOHN T · CIK 0000940830 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 17,374

Underlying: Common Stock · 428 shares

Expires not disclosed

F1 · shares: Deferred under Directors' Deferred Compensation Plan. Settlement will occur as prescribed by the election under the Plan.

F1 · derivative.exercise_date: Deferred under Directors' Deferred Compensation Plan. Settlement will occur as prescribed by the election under the Plan.

F1 · derivative.expiration_date: Deferred under Directors' Deferred Compensation Plan. Settlement will occur as prescribed by the election under the Plan.

Read SEC document
May 09, 2021 Filed May 11, 2021 20:46 UTC GrantCommon Stock 428 $46.63 $19,957.64
Disclosure

SEC source: 0001127602-21-016244 · form4.xml · nonDerivative · entry 1

DUKES LAURA ALLISON · CIK 0001674244 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 5,666

F1 · shares: Annual stock grant pursuant to Non-Employee Director Compensation Plan for the 2020-2021 board year.

Read SEC document
May 08, 2021 Filed May 11, 2021 20:43 UTC
Taylor Janet ESr. VP, General Counsel
Exercise / conversionRSUs 2020 · Derivative 1,193 $0.00 $0.00
Disclosure

SEC source: 0001127602-21-016240 · form4.xml · derivative · entry 9

Taylor Janet E · CIK 0001338628 · Sr. VP, General Counsel

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 2,316

Underlying: Common Stock · 1,193 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F4 · derivative.exercise_price: Restricted Stock Units granted 1/23/2020 and vest ratably over 3 years beginning 5/8/2021. Each RSU is equivalent to one share of common stock upon vesting.

F4 · derivative.exercise_date: Restricted Stock Units granted 1/23/2020 and vest ratably over 3 years beginning 5/8/2021. Each RSU is equivalent to one share of common stock upon vesting.

F4 · derivative.expiration_date: Restricted Stock Units granted 1/23/2020 and vest ratably over 3 years beginning 5/8/2021. Each RSU is equivalent to one share of common stock upon vesting.

Read SEC document
May 08, 2021 Filed May 11, 2021 20:43 UTC
Taylor Janet ESr. VP, General Counsel
Exercise / conversionRSUs 2019 · Derivative 850 $0.00 $0.00
Disclosure

SEC source: 0001127602-21-016240 · form4.xml · derivative · entry 8

Taylor Janet E · CIK 0001338628 · Sr. VP, General Counsel

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 1,700

Underlying: Common Stock · 850 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F3 · derivative.exercise_price: Restricted Stock Units ("RSUs") award granted 1/31/2019 under the 2014 Long-Term Incentive Plan. RSUs vest ratably over 4 years, beginning 5/8/2020. Each RSU is equivalent to one share of common stock upon vesting.

F3 · derivative.exercise_date: Restricted Stock Units ("RSUs") award granted 1/31/2019 under the 2014 Long-Term Incentive Plan. RSUs vest ratably over 4 years, beginning 5/8/2020. Each RSU is equivalent to one share of common stock upon vesting.

F3 · derivative.expiration_date: Restricted Stock Units ("RSUs") award granted 1/31/2019 under the 2014 Long-Term Incentive Plan. RSUs vest ratably over 4 years, beginning 5/8/2020. Each RSU is equivalent to one share of common stock upon vesting.

Read SEC document
May 08, 2021 Filed May 11, 2021 20:43 UTC
Taylor Janet ESr. VP, General Counsel
Exercise / conversionRSUs 2018 · Derivative 750 $0.00 $0.00
Disclosure

SEC source: 0001127602-21-016240 · form4.xml · derivative · entry 7

Taylor Janet E · CIK 0001338628 · Sr. VP, General Counsel

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 750

Underlying: Common Stock · 750 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F2 · derivative.exercise_price: Restricted Stock Units ("RSUs") award granted 1/30/2018 under the 2014 Long-Term Incentive Plan. RSUs vest ratably over 4 years, beginning 5/8/2019. Each RSU is equivalent to one share of common stock upon vesting.

F2 · derivative.exercise_date: Restricted Stock Units ("RSUs") award granted 1/30/2018 under the 2014 Long-Term Incentive Plan. RSUs vest ratably over 4 years, beginning 5/8/2019. Each RSU is equivalent to one share of common stock upon vesting.

F2 · derivative.expiration_date: Restricted Stock Units ("RSUs") award granted 1/30/2018 under the 2014 Long-Term Incentive Plan. RSUs vest ratably over 4 years, beginning 5/8/2019. Each RSU is equivalent to one share of common stock upon vesting.

Read SEC document
May 08, 2021 Filed May 11, 2021 20:43 UTC
Taylor Janet ESr. VP, General Counsel
Exercise / conversionRSUs 2017 · Derivative 875 $0.00 $0.00
Disclosure

SEC source: 0001127602-21-016240 · form4.xml · derivative · entry 6

Taylor Janet E · CIK 0001338628 · Sr. VP, General Counsel

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 875 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_price: Restricted Stock Units ("RSUs") award granted 1/30/2017 under the 2014 Long-Term Incentive Plan. RSUs vest ratably over 4 years, beginning 5/8/2018. Each RSU is equivalent to one share of common stock upon vesting.

F1 · derivative.exercise_date: Restricted Stock Units ("RSUs") award granted 1/30/2017 under the 2014 Long-Term Incentive Plan. RSUs vest ratably over 4 years, beginning 5/8/2018. Each RSU is equivalent to one share of common stock upon vesting.

F1 · derivative.expiration_date: Restricted Stock Units ("RSUs") award granted 1/30/2017 under the 2014 Long-Term Incentive Plan. RSUs vest ratably over 4 years, beginning 5/8/2018. Each RSU is equivalent to one share of common stock upon vesting.

Read SEC document
May 08, 2021 Filed May 11, 2021 20:43 UTC
Taylor Janet ESr. VP, General Counsel
Tax withholdingCommon Stock 1,666 $46.63 $77,685.58
Disclosure

SEC source: 0001127602-21-016240 · form4.xml · nonDerivative · entry 5

Taylor Janet E · CIK 0001338628 · Sr. VP, General Counsel

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 45,588

Read SEC document
May 08, 2021 Filed May 11, 2021 20:43 UTC
Taylor Janet ESr. VP, General Counsel
Exercise / conversionCommon Stock 1,193 $0.00 $0.00
Disclosure

SEC source: 0001127602-21-016240 · form4.xml · nonDerivative · entry 4

Taylor Janet E · CIK 0001338628 · Sr. VP, General Counsel

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 47,254

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
May 08, 2021 Filed May 11, 2021 20:43 UTC
Taylor Janet ESr. VP, General Counsel
Exercise / conversionCommon Stock 850 $0.00 $0.00
Disclosure

SEC source: 0001127602-21-016240 · form4.xml · nonDerivative · entry 3

Taylor Janet E · CIK 0001338628 · Sr. VP, General Counsel

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 46,061

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document

Value uses the disclosed total when available, otherwise shares × reported transaction price. It is not an estimate of exercise cash cost or investment performance.