Tapewire

Nasdaq · USD

HURC

HURCO COMPANIES INC

Export transactions ↓
Tapewire entity
6564
SEC CIK
0000315374
Parsed reports
206

Last 12 months

Inside the activity.

1 purchase rows · 0 sale rows

Disclosed non-derivative P/S rows, by transaction month. Includes amendments and private transactions.
Monthly counts
MonthPurchasesSales
Nov 202500
Dec 202510
Jan 202600
Feb 202600
Mar 202600
Apr 202600
May 202600
Jun 202600
Jul 202600
Aug 202600
Sep 202600
Oct 202600

Latest available

Insider transactions

JSON API
Reset

Purchases/sales include open-market and private transactions. Plan disclosure applies to the filing; individual rows may differ. “Not disclosed” is not “unplanned.”

The cutoff filters transaction history only. Company summaries and owner relationships show the latest available disclosures. Parser corrections can improve historical records.

Transaction dateOwner / reported roleActivity / securityShares / unitsReported priceReported valueDetails
November 27, 2018 Filed Nov 29, 2018 21:24 UTC PurchaseCommon Stock 34 $38.41 $1,305.97
Disclosure

SEC source: 0001144204-18-062331 · tv508169_4.xml · nonDerivative · entry 1

Sivanesan Janaki · CIK 0001429111 · Director

10b5-1 filing: Not disclosed

Ownership: Indirect · By Spouse's IRA

Disclosed balance after: 34

Read SEC document
November 27, 2018 Filed Jan 4, 2019 20:20 UTC
DOAR MICHAELDirector · Chairman & CEO
GiftCommon Stock 2,000 $0.00 $0.00
Disclosure

SEC source: 0001144204-19-000634 · tv510429_form4.xml · nonDerivative · entry 1

DOAR MICHAEL · CIK 0001264628 · Director · Chairman & CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 93,283

Read SEC document
October 10, 2018 Filed Oct 12, 2018 19:25 UTC
DOAR MICHAELDirector · Chairman & CEO
Exercise / conversionStock Option (right to buy) · Derivative 890 $0.00 Strike: $18.13 $0.00
Disclosure

SEC source: 0001144204-18-053640 · tv504744_form4.xml · derivative · entry 3

DOAR MICHAEL · CIK 0001264628 · Director · Chairman & CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 3,738

Underlying: Common Stock · 890 shares

Expires 2020-05-13

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F2 · derivative.exercise_date: Option vested in thirds on each of May 13, 2011, May 13, 2012 and May 13, 2013.

Read SEC document
October 10, 2018 Filed Oct 12, 2018 19:25 UTC
DOAR MICHAELDirector · Chairman & CEO
SaleCommon Stock 890 $44.36 $39,483.16
Disclosure

SEC source: 0001144204-18-053640 · tv504744_form4.xml · nonDerivative · entry 2

DOAR MICHAEL · CIK 0001264628 · Director · Chairman & CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 95,283

F1 · price: Represents the sale of 890 shares in multiple transactions, ranging in price from $44.00 to $44.52 per share, resulting in a weighted average sale price of $44.3631. The reporting person will provide, upon request by the SEC staff, the Issuer or a security holder of the Issuer, full information regarding the number of shares sold at each price within the range.

Read SEC document
October 10, 2018 Filed Oct 12, 2018 19:25 UTC
DOAR MICHAELDirector · Chairman & CEO
Exercise / conversionCommon Stock 890 $18.13 $16,135.70
Disclosure

SEC source: 0001144204-18-053640 · tv504744_form4.xml · nonDerivative · entry 1

DOAR MICHAEL · CIK 0001264628 · Director · Chairman & CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 96,173

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
October 09, 2018 Filed Oct 10, 2018 15:12 UTC
DOAR MICHAELDirector · Chairman & CEO
Exercise / conversionStock Option (right to buy) · Derivative 4,922 $0.00 Strike: $18.13 $0.00
Disclosure

SEC source: 0001144204-18-053124 · tv504590_4.xml · derivative · entry 7

DOAR MICHAEL · CIK 0001264628 · Director · Chairman & CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 4,628

Underlying: Common Stock · 4,922 shares

Expires 2020-05-13

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F4 · derivative.exercise_date: Option vested in thirds on each of May 13, 2011, May 13, 2012 and May 13, 2013.

Read SEC document
October 09, 2018 Filed Oct 10, 2018 15:12 UTC
DOAR MICHAELDirector · Chairman & CEO
SaleCommon Stock 500 $45.19 $22,597.00
Disclosure

SEC source: 0001144204-18-053124 · tv504590_4.xml · nonDerivative · entry 5

DOAR MICHAEL · CIK 0001264628 · Director · Chairman & CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 95,283

F3 · price: Represents the sale of 500 shares in multiple transactions, ranging in price from $45.18 to $45.25 per share, resulting in a weighted average sale price of $45.194. The reporting person will provide, upon request by the SEC staff, the Issuer or a security holder of the Issuer, full information regarding the number of shares sold at each price within the range.

Read SEC document
October 09, 2018 Filed Oct 10, 2018 15:12 UTC
DOAR MICHAELDirector · Chairman & CEO
SaleCommon Stock 4,422 $44.51 $196,812.61
Disclosure

SEC source: 0001144204-18-053124 · tv504590_4.xml · nonDerivative · entry 4

DOAR MICHAEL · CIK 0001264628 · Director · Chairman & CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 95,783

F2 · price: Represents the sale of 4,422 shares in multiple transactions, ranging in price from $44.17 to $45.005 per share, resulting in a weighted average sale price of $44.5076. The reporting person will provide, upon request by the SEC staff, the Issuer or a security holder of the Issuer, full information regarding the number of shares sold at each price within the range.

Read SEC document
October 09, 2018 Filed Oct 10, 2018 15:12 UTC
DOAR MICHAELDirector · Chairman & CEO
Exercise / conversionCommon Stock 4,922 $18.13 $89,235.86
Disclosure

SEC source: 0001144204-18-053124 · tv504590_4.xml · nonDerivative · entry 3

DOAR MICHAEL · CIK 0001264628 · Director · Chairman & CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 100,205

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
October 08, 2018 Filed Oct 10, 2018 15:12 UTC
DOAR MICHAELDirector · Chairman & CEO
Exercise / conversionStock Option (right to buy) · Derivative 450 $0.00 Strike: $18.13 $0.00
Disclosure

SEC source: 0001144204-18-053124 · tv504590_4.xml · derivative · entry 6

DOAR MICHAEL · CIK 0001264628 · Director · Chairman & CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 9,550

Underlying: Common Stock · 450 shares

Expires 2020-05-13

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F4 · derivative.exercise_date: Option vested in thirds on each of May 13, 2011, May 13, 2012 and May 13, 2013.

Read SEC document
October 08, 2018 Filed Oct 10, 2018 15:12 UTC
DOAR MICHAELDirector · Chairman & CEO
SaleCommon Stock 450 $44.99 $20,246.36
Disclosure

SEC source: 0001144204-18-053124 · tv504590_4.xml · nonDerivative · entry 2

DOAR MICHAEL · CIK 0001264628 · Director · Chairman & CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 95,283

F1 · price: Represents the sale of 450 shares in multiple transactions, ranging in price from $44.92 to $45.10 per share, resulting in a weighted average sale price of $44.9919. The reporting person will provide, upon request by the SEC staff, the Issuer or a security holder of the Issuer, full information regarding the number of shares sold at each price within the range.

Read SEC document
October 08, 2018 Filed Oct 10, 2018 15:12 UTC
DOAR MICHAELDirector · Chairman & CEO
Exercise / conversionCommon Stock 450 $18.13 $8,158.50
Disclosure

SEC source: 0001144204-18-053124 · tv504590_4.xml · nonDerivative · entry 1

DOAR MICHAEL · CIK 0001264628 · Director · Chairman & CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 95,733

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
May 25, 2018 Filed May 29, 2018 19:27 UTC Exercise / conversionStock Option (right to buy) · Derivative 5,000 $0.00 Strike: $35.83 $0.00
Disclosure

SEC source: 0001144204-18-031313 · tv495270_form4.xml · derivative · entry 2

Sivanesan Janaki · CIK 0001429111 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 5,000 shares

Expires 2018-05-25

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
May 25, 2018 Filed May 29, 2018 19:27 UTC Exercise / conversionCommon Stock 5,000 $35.83 $179,150.00
Disclosure

SEC source: 0001144204-18-031313 · tv495270_form4.xml · nonDerivative · entry 1

Sivanesan Janaki · CIK 0001429111 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 17,032

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · balance_after: The Form 4s filed by the reporting person on March 10, 2017 and March 16, 2018 inadvertently included, in this column, 5,000 shares subject to a stock option held by the reporting person, even though those shares were derivative securities, not shares held directly. This Form 4 correctly reflects that the stock option has been exercised and the reporting person now holds those 5,000 shares directly and not as derivative securities.

Read SEC document
April 13, 2018 Filed Apr 16, 2018 20:45 UTC SaleCommon Stock 1,000 $45.69 $45,690.00
Disclosure

SEC source: 0001144204-18-020746 · tv491119_form4.xml · nonDerivative · entry 2

Niner Andrew Sheeley · CIK 0001544869 · Director

10b5-1 filing: Not disclosed

Ownership: Indirect · By Self as Director of Trustee for RTN-PSN Trust

Disclosed balance after: 161,048

F2 · price: Represents the sale of 1,000 shares in multiple transactions, ranging in price from $45.68 to $45.70 per share, resulting in a weighted average sale price of $45.69. The reporting person will provide, upon request by the SEC staff, the Issuer or a security holder of the Issuer, full information regarding the number of shares sold at each price within the range.

Read SEC document
April 12, 2018 Filed Apr 16, 2018 20:45 UTC SaleCommon Stock 500 $46.20 $23,099.25
Disclosure

SEC source: 0001144204-18-020746 · tv491119_form4.xml · nonDerivative · entry 1

Niner Andrew Sheeley · CIK 0001544869 · Director

10b5-1 filing: Not disclosed

Ownership: Indirect · By Self as Director of Trustee for RTN-PSN Trust

Disclosed balance after: 162,048

F1 · price: Represents the sale of 500 shares in multiple transactions, ranging in price from $46.1501 to $46.25 per share, resulting in a weighted average sale price of $46.1985. The reporting person will provide, upon request by the SEC staff, the Issuer or a security holder of the Issuer, full information regarding the number of shares sold at each price within the range.

Read SEC document
April 11, 2018 Filed Apr 12, 2018 19:56 UTC SaleCommon Stock 194 $46.70 $9,059.80
Disclosure

SEC source: 0001144204-18-020274 · tv490944_form4.xml · nonDerivative · entry 2

Niner Andrew Sheeley · CIK 0001544869 · Director

10b5-1 filing: Not disclosed

Ownership: Indirect · By Self as Director of Trustee for RTN-PSN Trust

Disclosed balance after: 162,548

Read SEC document
April 10, 2018 Filed Apr 12, 2018 19:56 UTC SaleCommon Stock 1,000 $47.03 $47,032.00
Disclosure

SEC source: 0001144204-18-020274 · tv490944_form4.xml · nonDerivative · entry 1

Niner Andrew Sheeley · CIK 0001544869 · Director

10b5-1 filing: Not disclosed

Ownership: Indirect · By Self as Director of Trustee for RTN-PSN Trust

Disclosed balance after: 162,742

Read SEC document
March 29, 2018 Filed Apr 2, 2018 19:59 UTC SaleCommon Stock 1,000 $46.00 $46,000.00
Disclosure

SEC source: 0001144204-18-018599 · tv490016_form4.xml · nonDerivative · entry 2

Niner Andrew Sheeley · CIK 0001544869 · Director

10b5-1 filing: Not disclosed

Ownership: Indirect · By Self as Director of Trustee for RTN-PSN Trust

Disclosed balance after: 163,742

Read SEC document
March 26, 2018 Filed Apr 2, 2018 19:59 UTC SaleCommon Stock 8,071 $45.30 $365,616.30
Disclosure

SEC source: 0001144204-18-018599 · tv490016_form4.xml · nonDerivative · entry 1

Niner Andrew Sheeley · CIK 0001544869 · Director

10b5-1 filing: Not disclosed

Ownership: Indirect · By Self as Director of Trustee for RTN-PSN Trust

Disclosed balance after: 164,742

Read SEC document
March 15, 2018 Filed Mar 16, 2018 15:19 UTC GrantCommon Stock 1,302 $0.00 $0.00
Disclosure

SEC source: 0001144204-18-015174 · tv488719_form4.xml · nonDerivative · entry 1

Aaro Thomas A. · CIK 0001635112 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 5,775

Read SEC document
March 15, 2018 Filed Mar 16, 2018 15:17 UTC GrantCommon Stock 1,302 $0.00 $0.00
Disclosure

SEC source: 0001144204-18-015172 · tv488718_form4.xml · nonDerivative · entry 1

CRUICKSHANK ROBERT W · CIK 0000928498 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 26,698

Read SEC document
March 15, 2018 Filed Mar 16, 2018 15:12 UTC GrantCommon Stock 1,302 $0.00 $0.00
Disclosure

SEC source: 0001144204-18-015168 · tv488715_form4.xml · nonDerivative · entry 2

Niner Andrew Sheeley · CIK 0001544869 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 182,496

Read SEC document
March 15, 2018 Filed Mar 16, 2018 15:08 UTC GrantCommon Stock 1,302 $0.00 $0.00
Disclosure

SEC source: 0001144204-18-015166 · tv488717_form4.xml · nonDerivative · entry 1

GARDNER TIMOTHY J · CIK 0001466824 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 3,167

Read SEC document
March 15, 2018 Filed Mar 16, 2018 15:06 UTC GrantCommon Stock 1,302 $0.00 $0.00
Disclosure

SEC source: 0001144204-18-015164 · tv488716_form4.xml · nonDerivative · entry 1

Longbottom Jay C. · CIK 0001635113 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 5,775

Read SEC document
March 15, 2018 Filed Mar 16, 2018 15:04 UTC GrantCommon Stock 1,302 $0.00 $0.00
Disclosure

SEC source: 0001144204-18-015162 · tv488714_form4.xml · nonDerivative · entry 1

Porter Richard R. · CIK 0001544870 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 10,695

Read SEC document
March 15, 2018 Filed Mar 16, 2018 15:02 UTC GrantCommon Stock 1,302 $0.00 $0.00
Disclosure

SEC source: 0001144204-18-015160 · tv488713_form4.xml · nonDerivative · entry 1

Sivanesan Janaki · CIK 0001429111 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 17,032

Read SEC document
March 15, 2018 Filed Apr 2, 2018 19:51 UTC Amendment GrantCommon Stock 1,302 $0.00 $0.00
Disclosure

SEC source: 0001144204-18-018595 · tv490142_form4a.xml · nonDerivative · entry 2

Niner Andrew Sheeley · CIK 0001544869 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 9,683

F3 · balance_after: The amount reported in column five of the Original Form 4 aggregated the shares owned directly and indirectly by Mr. Niner. This amount only reflects shares owned directly by Mr. Niner.

Read SEC document
January 26, 2018 Filed Jan 30, 2018 17:04 UTC SaleCommon Stock 6,000 $47.42 $284,515.80
Disclosure

SEC source: 0001144204-18-004497 · tv484390_form4.xml · nonDerivative · entry 1

Strackbein Ronald G. · CIK 0001544859 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 3,893

F1 · price: Represents the sale of 6,000 shares in multiple transactions, ranging in price from $47.25 to $47.55 per share, resulting in a weighted average sale price of $47.4193. The reporting person will provide, upon request by the SEC staff, the Issuer or a security holder of the Issuer, full information regarding the number of shares sold at each price within the range.

Read SEC document
January 19, 2018 Filed Mar 16, 2018 15:12 UTC GiftCommon Stock 46,500 $0.00 $0.00
Disclosure

SEC source: 0001144204-18-015168 · tv488715_form4.xml · nonDerivative · entry 1

Niner Andrew Sheeley · CIK 0001544869 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 181,194

Read SEC document
January 19, 2018 Filed Apr 2, 2018 19:51 UTC Amendment GiftCommon Stock 46,500 $0.00 $0.00
Disclosure

SEC source: 0001144204-18-018595 · tv490142_form4a.xml · nonDerivative · entry 1

Niner Andrew Sheeley · CIK 0001544869 · Director

10b5-1 filing: Not disclosed

Ownership: Indirect · By Self as Director of Trustee for RTN-PSN Trust

Disclosed balance after: 172,813

F1 · shares: These shares were inadvertently reported as a gift from Mr. Niner's direct holdings in the Form 4 filed on March 16, 2018 (the "Original Form 4"); however, the shares were a gift by the RTN-PSN Trust (the "Trust"), of which Mr. Niner is a director. The board of directors of the Trust has investment and voting control over shares owned by the Trust and is comprised of six members (Mr. Niner, two of his immediate family members and three non-family members), and therefore Mr. Niner may be deemed to have indirect beneficial ownership of shares owned by the Trust.

F2 · balance_after: The amount reported in column five of the Original Form 4 aggregated the shares owned directly and indirectly by Mr. Niner. This amount only reflects shares owned by the Trust.

Read SEC document
January 18, 2018 Filed Jan 19, 2018 18:22 UTC
DOAR MICHAELDirector · Chairman & CEO
SaleCommon Stock 100 $49.70 $4,970.00
Disclosure

SEC source: 0001144204-18-002795 · tv483660_form4.xml · nonDerivative · entry 3

DOAR MICHAEL · CIK 0001264628 · Director · Chairman & CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 95,283

Read SEC document
January 18, 2018 Filed Jan 19, 2018 18:22 UTC
DOAR MICHAELDirector · Chairman & CEO
SaleCommon Stock 1,500 $48.61 $72,917.25
Disclosure

SEC source: 0001144204-18-002795 · tv483660_form4.xml · nonDerivative · entry 2

DOAR MICHAEL · CIK 0001264628 · Director · Chairman & CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 95,383

F2 · price: Represents the sale of 1,500 shares in multiple transactions, ranging in price from $48.20 to $49.00 per share, resulting in a weighted average sale price of $48.6115. The reporting person will provide, upon request by the SEC staff, the Issuer or a security holder of the Issuer, full information regarding the number of shares sold at each price within the range.

Read SEC document
January 18, 2018 Filed Jan 19, 2018 18:22 UTC
DOAR MICHAELDirector · Chairman & CEO
SaleCommon Stock 2,500 $47.66 $119,141.00
Disclosure

SEC source: 0001144204-18-002795 · tv483660_form4.xml · nonDerivative · entry 1

DOAR MICHAEL · CIK 0001264628 · Director · Chairman & CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 96,883

F1 · price: Represents the sale of 2,500 shares in multiple transactions, ranging in price from $47.225 to $48.15 per share, resulting in a weighted average sale price of $47.6564. The reporting person will provide, upon request by the SEC staff, the Issuer or a security holder of the Issuer, full information regarding the number of shares sold at each price within the range.

Read SEC document
January 17, 2018 Filed Jan 18, 2018 17:59 UTC
DOAR MICHAELDirector · Chairman & CEO
SaleCommon Stock 3,310 $48.45 $160,383.73
Disclosure

SEC source: 0001144204-18-002615 · tv483571_form4.xml · nonDerivative · entry 4

DOAR MICHAEL · CIK 0001264628 · Director · Chairman & CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 99,383

F3 · price: Represents the sale of 3,310 shares in multiple transactions, ranging in price from $48.15 to $48.725 per share, resulting in a weighted average sale price of $48.4543. The reporting person will provide, upon request by the SEC staff, the Issuer or a security holder of the Issuer, full information regarding the number of shares sold at each price within the range.

Read SEC document
January 17, 2018 Filed Jan 18, 2018 17:59 UTC
DOAR MICHAELDirector · Chairman & CEO
SaleCommon Stock 6,990 $47.38 $331,151.25
Disclosure

SEC source: 0001144204-18-002615 · tv483571_form4.xml · nonDerivative · entry 3

DOAR MICHAEL · CIK 0001264628 · Director · Chairman & CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 102,693

F2 · price: Represents the sale of 6,990 shares in multiple transactions, ranging in price from $47.05 to $48.00 per share, resulting in a weighted average sale price of $47.3750. The reporting person will provide, upon request by the SEC staff, the Issuer or a security holder of the Issuer, full information regarding the number of shares sold at each price within the range.

Read SEC document
January 17, 2018 Filed Jan 18, 2018 17:59 UTC
DOAR MICHAELDirector · Chairman & CEO
SaleCommon Stock 3,600 $46.79 $168,460.92
Disclosure

SEC source: 0001144204-18-002615 · tv483571_form4.xml · nonDerivative · entry 2

DOAR MICHAEL · CIK 0001264628 · Director · Chairman & CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 109,683

F1 · price: Represents the sale of 3,600 shares in multiple transactions, ranging in price from $46.05 to $47.00 per share, resulting in a weighted average sale price of $46.7947. The reporting person will provide, upon request by the SEC staff, the Issuer or a security holder of the Issuer, full information regarding the number of shares sold at each price within the range.

Read SEC document
January 17, 2018 Filed Jan 19, 2018 18:22 UTC Exercise / conversionStock Option (right to buy) · Derivative 4,954 $0.00 Strike: $23.30 $0.00
Disclosure

SEC source: 0001144204-18-002794 · tv483659_form4.xml · derivative · entry 5

Volovic Gregory S · CIK 0001509471 · President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 4,954 shares

Expires 2022-12-12

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F3 · derivative.exercise_date: Options vested in thirds on each of December 12, 2013, December 12, 2014 and December 12, 2015.

Read SEC document
January 17, 2018 Filed Jan 19, 2018 18:22 UTC Exercise / conversionStock Option (right to buy) · Derivative 149 $0.00 Strike: $21.45 $0.00
Disclosure

SEC source: 0001144204-18-002794 · tv483659_form4.xml · derivative · entry 4

Volovic Gregory S · CIK 0001509471 · President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 149 shares

Expires 2021-12-14

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F2 · derivative.exercise_date: Options vested in thirds on each of December 14, 2012, December 14, 2013 and December 14, 2014.

Read SEC document
January 17, 2018 Filed Jan 19, 2018 18:22 UTC SaleCommon Stock 5,103 $47.18 $240,766.68
Disclosure

SEC source: 0001144204-18-002794 · tv483659_form4.xml · nonDerivative · entry 3

Volovic Gregory S · CIK 0001509471 · President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 36,139

F1 · price: Represents the sale of 5,103 shares in multiple transactions, ranging in price from $47.00 to $47.65 per share, resulting in a weighted average sale price of $47.1814. The reporting person will provide, upon request by the SEC staff, the Issuer or a security holder of the Issuer, full information regarding the number of shares sold at each price within the range.

Read SEC document
January 17, 2018 Filed Jan 19, 2018 18:22 UTC Exercise / conversionCommon Stock 4,954 $23.30 $115,428.20
Disclosure

SEC source: 0001144204-18-002794 · tv483659_form4.xml · nonDerivative · entry 2

Volovic Gregory S · CIK 0001509471 · President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 41,242

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
January 17, 2018 Filed Jan 19, 2018 18:22 UTC Exercise / conversionCommon Stock 149 $21.45 $3,196.05
Disclosure

SEC source: 0001144204-18-002794 · tv483659_form4.xml · nonDerivative · entry 1

Volovic Gregory S · CIK 0001509471 · President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 36,288

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
January 16, 2018 Filed Jan 17, 2018 18:50 UTC Exercise / conversionStock Option (right to buy) · Derivative 5,415 $0.00 Strike: $21.45 $0.00
Disclosure

SEC source: 0001144204-18-002400 · tv483470_form4.xml · derivative · entry 7

Volovic Gregory S · CIK 0001509471 · President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 149

Underlying: Common Stock · 5,415 shares

Expires 2021-12-14

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F4 · derivative.exercise_date: Options vested in thirds on each of December 14, 2012, December 14, 2013 and December 14, 2014.

Read SEC document
January 16, 2018 Filed Jan 17, 2018 18:50 UTC SaleCommon Stock 4,128 $48.33 $199,502.94
Disclosure

SEC source: 0001144204-18-002400 · tv483470_form4.xml · nonDerivative · entry 5

Volovic Gregory S · CIK 0001509471 · President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 36,139

F3 · price: Represents the sale of 4,128 shares in multiple transactions, ranging in price from $48.05 to $48.95 per share, resulting in a weighted average sale price of $48.3292. The reporting person will provide, upon request by the SEC staff, the Issuer or a security holder of the Issuer, full information regarding the number of shares sold at each price within the range.

Read SEC document
January 16, 2018 Filed Jan 17, 2018 18:50 UTC SaleCommon Stock 1,287 $47.35 $60,937.13
Disclosure

SEC source: 0001144204-18-002400 · tv483470_form4.xml · nonDerivative · entry 4

Volovic Gregory S · CIK 0001509471 · President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 40,267

F2 · price: Represents the sale of 1,287 shares in multiple transactions, ranging in price from $47.00 to $47.95 per share, resulting in a weighted average sale price of $47.3482. The reporting person will provide, upon request by the SEC staff, the Issuer or a security holder of the Issuer, full information regarding the number of shares sold at each price within the range.

Read SEC document
January 16, 2018 Filed Jan 17, 2018 18:50 UTC Exercise / conversionCommon Stock 5,415 $21.45 $116,151.75
Disclosure

SEC source: 0001144204-18-002400 · tv483470_form4.xml · nonDerivative · entry 3

Volovic Gregory S · CIK 0001509471 · President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 41,554

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
January 16, 2018 Filed Jan 17, 2018 18:47 UTC
McClelland Sonja KChief Financial Officer
Exercise / conversionStock Option (right to buy) · Derivative 2,000 $0.00 Strike: $18.13 $0.00
Disclosure

SEC source: 0001144204-18-002397 · tv483467_form4.xml · derivative · entry 9

McClelland Sonja K · CIK 0001310471 · Chief Financial Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 2,000 shares

Expires 2020-05-13

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F5 · derivative.exercise_date: Options vested in thirds on each of May 13, 2011, May 13, 2012 and May 13, 2013.

Read SEC document
January 16, 2018 Filed Jan 17, 2018 18:47 UTC
McClelland Sonja KChief Financial Officer
Exercise / conversionStock Option (right to buy) · Derivative 300 $0.00 Strike: $14.82 $0.00
Disclosure

SEC source: 0001144204-18-002397 · tv483467_form4.xml · derivative · entry 8

McClelland Sonja K · CIK 0001310471 · Chief Financial Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 300 shares

Expires 2019-12-18

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F4 · derivative.exercise_date: Options vested in thirds on each of December 18, 2010, December 18, 2011 and December 18, 2012.

Read SEC document
January 16, 2018 Filed Jan 17, 2018 18:47 UTC
McClelland Sonja KChief Financial Officer
SaleCommon Stock 1,750 $48.33 $84,575.75
Disclosure

SEC source: 0001144204-18-002397 · tv483467_form4.xml · nonDerivative · entry 6

McClelland Sonja K · CIK 0001310471 · Chief Financial Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 22,699

F3 · price: Represents the sale of 1,750 shares in multiple transactions, ranging in price from $48.05 to $48.95 per share, resulting in a weighted average sale price of $48.329. The reporting person will provide, upon request by the SEC staff, the Issuer or a security holder of the Issuer, full information regarding the number of shares sold at each price within the range.

Read SEC document
January 16, 2018 Filed Jan 17, 2018 18:47 UTC
McClelland Sonja KChief Financial Officer
SaleCommon Stock 550 $47.35 $26,042.23
Disclosure

SEC source: 0001144204-18-002397 · tv483467_form4.xml · nonDerivative · entry 5

McClelland Sonja K · CIK 0001310471 · Chief Financial Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 24,449

F2 · price: Represents the sale of 550 shares in multiple transactions, ranging in price from $47.00 to $47.95 per share, resulting in a weighted average sale price of $47.3495. The reporting person will provide, upon request by the SEC staff, the Issuer or a security holder of the Issuer, full information regarding the number of shares sold at each price within the range.

Read SEC document

Value uses the disclosed total when available, otherwise shares × reported transaction price. It is not an estimate of exercise cash cost or investment performance.