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Nasdaq · USD

HUMA

Humacyte, Inc.

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Tapewire entity
6478
SEC CIK
0001818382
Parsed reports
235

Last 12 months

Inside the activity.

5 purchase rows · 2 sale rows

Disclosed non-derivative P/S rows, by transaction month. Includes amendments and private transactions.
Monthly counts
MonthPurchasesSales
Nov 202500
Dec 202500
Jan 202600
Feb 202600
Mar 202600
Apr 202600
May 202622
Jun 202600
Jul 202600
Aug 202620
Sep 202610
Oct 202600

Latest available

Insider transactions

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Purchases/sales include open-market and private transactions. Plan disclosure applies to the filing; individual rows may differ. “Not disclosed” is not “unplanned.”

The cutoff filters transaction history only. Company summaries and owner relationships show the latest available disclosures. Parser corrections can improve historical records.

Transaction dateOwner / reported roleActivity / securityShares / unitsReported priceReported valueDetails
August 26, 2021 Filed Aug 27, 2021 16:14 UTC
Dougan Brady WDirector · 10% owner
GrantStock Options (right to buy) · Derivative 13,129 Not disclosed Strike: $2.56 Not disclosed
Disclosure

SEC source: 0001104659-21-110543 · tm2125954-24_4seq1.xml · derivative · entry 8

Dougan Brady W · CIK 0001878020 · Director · 10% owner

10b5-1 filing: Not disclosed

Ownership: Indirect · By Spouse

Disclosed balance after: 13,129

Underlying: Common Stock · 13,129 shares

Expires 2025-09-01

F3 · price: As part of the Business Combination, each Legacy Humacyte stock option was exchanged for a stock option to acquire 0.2626 shares of common stock of Humacyte, Inc.

F2 · derivative.exercise_date: Options are fully vested and exercisable.

Read SEC document
August 26, 2021 Filed Aug 27, 2021 16:14 UTC
Dougan Brady WDirector · 10% owner
GrantStock Options (right to buy) · Derivative 262,596 Not disclosed Strike: $1.19 Not disclosed
Disclosure

SEC source: 0001104659-21-110543 · tm2125954-24_4seq1.xml · derivative · entry 7

Dougan Brady W · CIK 0001878020 · Director · 10% owner

10b5-1 filing: Not disclosed

Ownership: Indirect · By Spouse

Disclosed balance after: 262,596

Underlying: Common Stock · 262,596 shares

Expires 2023-11-22

F3 · price: As part of the Business Combination, each Legacy Humacyte stock option was exchanged for a stock option to acquire 0.2626 shares of common stock of Humacyte, Inc.

F2 · derivative.exercise_date: Options are fully vested and exercisable.

Read SEC document
August 26, 2021 Filed Aug 27, 2021 16:14 UTC
Dougan Brady WDirector · 10% owner
GrantStock Options (right to buy) · Derivative 17,068 Not disclosed Strike: $6.54 Not disclosed
Disclosure

SEC source: 0001104659-21-110543 · tm2125954-24_4seq1.xml · derivative · entry 6

Dougan Brady W · CIK 0001878020 · Director · 10% owner

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 17,068

Underlying: Common Stock · 17,068 shares

Expires 2028-04-12

F3 · price: As part of the Business Combination, each Legacy Humacyte stock option was exchanged for a stock option to acquire 0.2626 shares of common stock of Humacyte, Inc.

F2 · derivative.exercise_date: Options are fully vested and exercisable.

Read SEC document
August 26, 2021 Filed Aug 27, 2021 16:14 UTC
Dougan Brady WDirector · 10% owner
GrantStock Options (right to buy) · Derivative 13,129 Not disclosed Strike: $2.56 Not disclosed
Disclosure

SEC source: 0001104659-21-110543 · tm2125954-24_4seq1.xml · derivative · entry 5

Dougan Brady W · CIK 0001878020 · Director · 10% owner

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 13,129

Underlying: Common Stock · 13,129 shares

Expires 2025-09-01

F3 · price: As part of the Business Combination, each Legacy Humacyte stock option was exchanged for a stock option to acquire 0.2626 shares of common stock of Humacyte, Inc.

F2 · derivative.exercise_date: Options are fully vested and exercisable.

Read SEC document
August 26, 2021 Filed Aug 27, 2021 16:14 UTC
Dougan Brady WDirector · 10% owner
PurchaseCommon Stock 1,522,500 $10.00 $15,225,000.00
Disclosure

SEC source: 0001104659-21-110543 · tm2125954-24_4seq1.xml · nonDerivative · entry 3

Dougan Brady W · CIK 0001878020 · Director · 10% owner

10b5-1 filing: Not disclosed

Ownership: Indirect · By Ayabudge LLC

Disclosed balance after: 20,452,504

Read SEC document
August 26, 2021 Filed Aug 27, 2021 16:14 UTC
Dougan Brady WDirector · 10% owner
GrantCommon Stock 18,930,004 Not disclosed Not disclosed
Disclosure

SEC source: 0001104659-21-110543 · tm2125954-24_4seq1.xml · nonDerivative · entry 2

Dougan Brady W · CIK 0001878020 · Director · 10% owner

10b5-1 filing: Not disclosed

Ownership: Indirect · By Ayabudge LLC

Disclosed balance after: 18,930,004

F1 · price: On August 26, 2021, Alpha Healthcare Acquisition Corp. ("AHAC") consummated a business combination (the"Business Combination") by and among AHAC, Hunter Merger Sub, Inc., a Delaware corporation ("Hunter Merger Sub") and Humacyte, Inc., a Delaware corporation ("Legacy Humacyte"), AHAC changed its name to "Humacyte, Inc." and Hunter Merger Sub merged with and into Legacy Humacyte. As part of the Business Combination, each share of Legacy Humacyte stock was exchanged for 0.2626 shares of common stock of Humacyte, Inc.

Read SEC document
August 26, 2021 Filed Aug 27, 2021 16:14 UTC
Dougan Brady WDirector · 10% owner
GrantCommon Stock 1,148,240 Not disclosed Not disclosed
Disclosure

SEC source: 0001104659-21-110543 · tm2125954-24_4seq1.xml · nonDerivative · entry 1

Dougan Brady W · CIK 0001878020 · Director · 10% owner

10b5-1 filing: Not disclosed

Ownership: Indirect · By Spouse

Disclosed balance after: 1,148,240

F1 · price: On August 26, 2021, Alpha Healthcare Acquisition Corp. ("AHAC") consummated a business combination (the"Business Combination") by and among AHAC, Hunter Merger Sub, Inc., a Delaware corporation ("Hunter Merger Sub") and Humacyte, Inc., a Delaware corporation ("Legacy Humacyte"), AHAC changed its name to "Humacyte, Inc." and Hunter Merger Sub merged with and into Legacy Humacyte. As part of the Business Combination, each share of Legacy Humacyte stock was exchanged for 0.2626 shares of common stock of Humacyte, Inc.

Read SEC document
August 26, 2021 Filed Aug 27, 2021 16:08 UTC
Tente William EdwardChief Regulatory Officer
GrantStock Options (right to buy) · Derivative 1,575 Not disclosed Strike: $10.28 Not disclosed
Disclosure

SEC source: 0001104659-21-110520 · tm2125954-14_4seq1.xml · derivative · entry 6

Tente William Edward · CIK 0001878279 · Chief Regulatory Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 1,575

Underlying: Common Stock · 1,575 shares

Expires 2030-12-14

F3 · price: As part of the Business Combination, each Legacy Humacyte stock option was exchanged for a stock option to acquire 0.2626 shares of common stock of Humacyte, Inc.

F4 · derivative.exercise_date: Options to purchase 2,625 shares of Common Stock granted on 12/14/2020, which vest as follows: (i) one-fifth on the first anniversary of the vesting commencement date, (ii) two-fifths in equal installments over a period of 24 months commencing on the first anniversary of the vesting commencement date, (iii) one-fifth upon the submission of a Biologics License Application to the FDA and (iv) one-fifth upon FDA approval of one of Humacyte's product candidates. Accordingly, columns 5, 7, and 9 of Table II report the number of securities equal to three-fifths of the 12/14/2020 option grant.

Read SEC document
August 26, 2021 Filed Aug 27, 2021 16:08 UTC
Tente William EdwardChief Regulatory Officer
GrantStock Options (right to buy) · Derivative 118,168 Not disclosed Strike: $6.54 Not disclosed
Disclosure

SEC source: 0001104659-21-110520 · tm2125954-14_4seq1.xml · derivative · entry 5

Tente William Edward · CIK 0001878279 · Chief Regulatory Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 118,168

Underlying: Common Stock · 118,168 shares

Expires 2028-04-12

F3 · price: As part of the Business Combination, each Legacy Humacyte stock option was exchanged for a stock option to acquire 0.2626 shares of common stock of Humacyte, Inc.

F2 · derivative.exercise_date: Options are fully vested and exercisable.

Read SEC document
August 26, 2021 Filed Aug 27, 2021 16:08 UTC
Tente William EdwardChief Regulatory Officer
GrantStock Options (right to buy) · Derivative 91,908 Not disclosed Strike: $2.56 Not disclosed
Disclosure

SEC source: 0001104659-21-110520 · tm2125954-14_4seq1.xml · derivative · entry 4

Tente William Edward · CIK 0001878279 · Chief Regulatory Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 91,908

Underlying: Common Stock · 91,908 shares

Expires 2025-12-11

F3 · price: As part of the Business Combination, each Legacy Humacyte stock option was exchanged for a stock option to acquire 0.2626 shares of common stock of Humacyte, Inc.

F2 · derivative.exercise_date: Options are fully vested and exercisable.

Read SEC document
August 26, 2021 Filed Aug 27, 2021 16:08 UTC
Tente William EdwardChief Regulatory Officer
GrantStock Options (right to buy) · Derivative 91,908 Not disclosed Strike: $1.19 Not disclosed
Disclosure

SEC source: 0001104659-21-110520 · tm2125954-14_4seq1.xml · derivative · entry 3

Tente William Edward · CIK 0001878279 · Chief Regulatory Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 91,908

Underlying: Common Stock · 91,908 shares

Expires 2023-11-22

F3 · price: As part of the Business Combination, each Legacy Humacyte stock option was exchanged for a stock option to acquire 0.2626 shares of common stock of Humacyte, Inc.

F2 · derivative.exercise_date: Options are fully vested and exercisable.

Read SEC document
August 26, 2021 Filed Aug 27, 2021 16:08 UTC
Tente William EdwardChief Regulatory Officer
GrantStock Options (right to buy) · Derivative 6,564 Not disclosed Strike: $1.15 Not disclosed
Disclosure

SEC source: 0001104659-21-110520 · tm2125954-14_4seq1.xml · derivative · entry 2

Tente William Edward · CIK 0001878279 · Chief Regulatory Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 6,564

Underlying: Common Stock · 6,564 shares

Expires 2022-12-14

F3 · price: As part of the Business Combination, each Legacy Humacyte stock option was exchanged for a stock option to acquire 0.2626 shares of common stock of Humacyte, Inc.

F2 · derivative.exercise_date: Options are fully vested and exercisable.

Read SEC document
August 26, 2021 Filed Aug 27, 2021 16:08 UTC
Tente William EdwardChief Regulatory Officer
GrantCommon Stock 52,519 Not disclosed Not disclosed
Disclosure

SEC source: 0001104659-21-110520 · tm2125954-14_4seq1.xml · nonDerivative · entry 1

Tente William Edward · CIK 0001878279 · Chief Regulatory Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 52,519

F1 · price: On August 26, 2021, Alpha Healthcare Acquisition Corp. ("AHAC") consummated a business combination (the "Business Combination") by and among AHAC, Hunter Merger Sub, Inc., a Delaware corporation ("Hunter Merger Sub") and Humacyte, Inc., a Delaware corporation ("Legacy Humacyte"), AHAC changed its name to "Humacyte, Inc." and Hunter Merger Sub merged with and into Legacy Humacyte. As part of the Business Combination, each share of Legacy Humacyte stock was exchanged for 0.2626 shares of common stock of Humacyte, Inc.

Read SEC document
August 26, 2021 Filed Aug 27, 2021 16:10 UTC
DeAngelis Kiernan ThomasChief Medical Officer
GrantStock Options (right to buy) · Derivative 1,575 Not disclosed Strike: $10.28 Not disclosed
Disclosure

SEC source: 0001104659-21-110529 · tm2125954-18_4seq1.xml · derivative · entry 2

DeAngelis Kiernan Thomas · CIK 0001877848 · Chief Medical Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 1,575

Underlying: Common Stock · 1,575 shares

Expires 2030-12-14

F2 · price: On August 26, 2021, Alpha Healthcare Acquisition Corp. ("AHAC") consummated a business combination (the "Business Combination") by and among AHAC, Hunter Merger Sub, Inc., a Delaware corporation ("Hunter Merger Sub") and Humacyte, Inc., a Delaware corporation ("Legacy Humacyte"), AHAC changed its name to "Humacyte, Inc." and Hunter Merger Sub merged with and into Legacy Humacyte. As part of the Business Combination, each Legacy Humacyte stock option was exchanged for a stock option to acquire 0.2626 shares of common stock of Humacyte, Inc.

F3 · derivative.exercise_date: Options to purchase 2,625 shares of Common Stock granted on 12/14/2020, which vest as follows: (i) one-fifth on the first anniversary of the vesting commencement date, (ii) two-fifths in equal installments over a period of 24 months commencing on the first anniversary of the vesting commencement date, (iii) one-fifth upon the submission of a Biologics License Application to the FDA and (iv) one-fifth upon FDA approval of one of Humacyte's product candidates. Accordingly, columns 5, 7, and 9 of Table II report the number of securities equal to three-fifths of the 12/14/2020 option grant.

Read SEC document
August 26, 2021 Filed Aug 27, 2021 16:10 UTC
DeAngelis Kiernan ThomasChief Medical Officer
GrantStock Options (right to buy) · Derivative 99,576 Not disclosed Strike: $8.49 Not disclosed
Disclosure

SEC source: 0001104659-21-110529 · tm2125954-18_4seq1.xml · derivative · entry 1

DeAngelis Kiernan Thomas · CIK 0001877848 · Chief Medical Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 99,576

Underlying: Common Stock · 99,576 shares

Expires 2030-06-11

F2 · price: On August 26, 2021, Alpha Healthcare Acquisition Corp. ("AHAC") consummated a business combination (the "Business Combination") by and among AHAC, Hunter Merger Sub, Inc., a Delaware corporation ("Hunter Merger Sub") and Humacyte, Inc., a Delaware corporation ("Legacy Humacyte"), AHAC changed its name to "Humacyte, Inc." and Hunter Merger Sub merged with and into Legacy Humacyte. As part of the Business Combination, each Legacy Humacyte stock option was exchanged for a stock option to acquire 0.2626 shares of common stock of Humacyte, Inc.

F1 · derivative.exercise_date: The first 1/3 of the grant, for 33,192 shares, is vested and exercisable. The next 1/3 of the grant will vest on April 20, 2022 and the final 1/3 will vest on April 20, 2023.

Read SEC document
August 26, 2021 Filed Aug 27, 2021 16:13 UTC
Ayabudge LLC10% owner
PurchaseCommon Stock 1,522,500 $10.00 $15,225,000.00
Disclosure

SEC source: 0001104659-21-110538 · tm2125954-22_4seq1.xml · nonDerivative · entry 2

Ayabudge LLC · CIK 0001878024 · 10% owner

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 20,452,504

Read SEC document
August 26, 2021 Filed Aug 27, 2021 16:13 UTC
Ayabudge LLC10% owner
GrantCommon Stock 18,930,004 Not disclosed Not disclosed
Disclosure

SEC source: 0001104659-21-110538 · tm2125954-22_4seq1.xml · nonDerivative · entry 1

Ayabudge LLC · CIK 0001878024 · 10% owner

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 18,930,004

F1 · price: On August 26, 2021, Alpha Health care Acquisition Corp. ("AHAC") consummated a business combination (the "Business Combination") by and among AHAC, Hunter Merger Sub, Inc., a Delaware corporation ("Hunter Merger Sub") and Humacyte, Inc., a Delaware corporation ("Legacy Humacyte"), AHAC changed its name to "Humacyte, Inc." and Hunter Merger Sub merged with and into Legacy Humacyte. As part of the Business Combination, each share of Legacy Humacyte stock was exchanged for 0.2626 shares of common stock of Humacyte, Inc.

Read SEC document
August 26, 2021 Filed Aug 27, 2021 16:09 UTC
Prichard Heather LedbetterChief Operating Officer
GrantStock Options (right to buy) · Derivative 1,575 Not disclosed Strike: $10.28 Not disclosed
Disclosure

SEC source: 0001104659-21-110525 · tm2125954-16_4seq1.xml · derivative · entry 6

Prichard Heather Ledbetter · CIK 0001877712 · Chief Operating Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 1,575

Underlying: Common Stock · 1,575 shares

Expires 2030-12-14

F3 · price: As part of the Business Combination, each Legacy Humacyte stock option was exchanged for a stock option to acquire 0.2626 shares of common stock of Humacyte, Inc.

F4 · derivative.exercise_date: Options to purchase 2,625 shares of Common Stock granted on 12/14/2020, which vest as follows: (i) one-fifth on the first anniversary of the vesting commencement date, (ii) two-fifths in equal installments over a period of 24 months commencing on the first anniversary of the vesting commencement date, (iii) one-fifth upon the submission of a Biologics License Application to the FDA and (iv) one-fifth upon FDA approval of one of Humacyte's product candidates. Accordingly, columns 5, 7, and 9 of Table II report the number of securities equal to three-fifths of the 12/14/2020 option grant.

Read SEC document
August 26, 2021 Filed Aug 27, 2021 16:09 UTC
Prichard Heather LedbetterChief Operating Officer
GrantStock Options (right to buy) · Derivative 157,558 Not disclosed Strike: $6.54 Not disclosed
Disclosure

SEC source: 0001104659-21-110525 · tm2125954-16_4seq1.xml · derivative · entry 5

Prichard Heather Ledbetter · CIK 0001877712 · Chief Operating Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 157,558

Underlying: Common Stock · 157,558 shares

Expires 2028-04-12

F3 · price: As part of the Business Combination, each Legacy Humacyte stock option was exchanged for a stock option to acquire 0.2626 shares of common stock of Humacyte, Inc.

F2 · derivative.exercise_date: Options are fully vested and exercisable.

Read SEC document
August 26, 2021 Filed Aug 27, 2021 16:09 UTC
Prichard Heather LedbetterChief Operating Officer
GrantStock Options (right to buy) · Derivative 78,779 Not disclosed Strike: $2.56 Not disclosed
Disclosure

SEC source: 0001104659-21-110525 · tm2125954-16_4seq1.xml · derivative · entry 4

Prichard Heather Ledbetter · CIK 0001877712 · Chief Operating Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 78,779

Underlying: Common Stock · 78,779 shares

Expires 2025-12-11

F3 · price: As part of the Business Combination, each Legacy Humacyte stock option was exchanged for a stock option to acquire 0.2626 shares of common stock of Humacyte, Inc.

F2 · derivative.exercise_date: Options are fully vested and exercisable.

Read SEC document
August 26, 2021 Filed Aug 27, 2021 16:09 UTC
Prichard Heather LedbetterChief Operating Officer
GrantStock Options (right to buy) · Derivative 78,779 Not disclosed Strike: $1.19 Not disclosed
Disclosure

SEC source: 0001104659-21-110525 · tm2125954-16_4seq1.xml · derivative · entry 3

Prichard Heather Ledbetter · CIK 0001877712 · Chief Operating Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 78,779

Underlying: Common Stock · 78,779 shares

Expires 2023-11-22

F3 · price: As part of the Business Combination, each Legacy Humacyte stock option was exchanged for a stock option to acquire 0.2626 shares of common stock of Humacyte, Inc.

F2 · derivative.exercise_date: Options are fully vested and exercisable.

Read SEC document
August 26, 2021 Filed Aug 27, 2021 16:09 UTC
Prichard Heather LedbetterChief Operating Officer
GrantStock Options (right to buy) · Derivative 6,564 Not disclosed Strike: $1.15 Not disclosed
Disclosure

SEC source: 0001104659-21-110525 · tm2125954-16_4seq1.xml · derivative · entry 2

Prichard Heather Ledbetter · CIK 0001877712 · Chief Operating Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 6,564

Underlying: Common Stock · 6,564 shares

Expires 2022-12-14

F3 · price: As part of the Business Combination, each Legacy Humacyte stock option was exchanged for a stock option to acquire 0.2626 shares of common stock of Humacyte, Inc.

F2 · derivative.exercise_date: Options are fully vested and exercisable.

Read SEC document
August 26, 2021 Filed Aug 27, 2021 16:09 UTC
Prichard Heather LedbetterChief Operating Officer
GrantCommon Stock 2,625 Not disclosed Not disclosed
Disclosure

SEC source: 0001104659-21-110525 · tm2125954-16_4seq1.xml · nonDerivative · entry 1

Prichard Heather Ledbetter · CIK 0001877712 · Chief Operating Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 2,625

F1 · price: On August 26, 2021 , Alpha Health care Acquisition Corp. ("AHAC") consummated a business combination (the "Business Combination") by and among AHAC, Hunter Merger Sub, Inc., a Delaware corporation ("Hunter Merger Sub" ) and Humacyte, Inc., a Delaware corporation ("Legacy Humacyte"), AHAC changed its name to "Humacyte, Inc." and Hunter Merger Sub merged with and into Legacy Humacyte. As part of the Business Combination, each share of Legacy Humacyte stock was exchanged for 0.2626 shares of common stock of Humacyte, Inc.

Read SEC document
August 26, 2021 Filed Aug 27, 2021 16:10 UTC GrantStock Options (right to buy) · Derivative 17,068 Not disclosed Strike: $6.54 Not disclosed
Disclosure

SEC source: 0001104659-21-110531 · tm2125954-19_4seq1.xml · derivative · entry 4

Wallace Max N. · CIK 0001877453 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 17,068

Underlying: Common Stock · 17,068 shares

Expires 2028-04-12

F3 · price: As part of the Business Combination, each Legacy Humacyte stock option was exchanged for a stock option to acquire 0.2626 shares of common stock of Humacyte, Inc.

F2 · derivative.exercise_date: Options are fully vested and exercisable.

Read SEC document
August 26, 2021 Filed Aug 27, 2021 16:10 UTC GrantStock Options (right to buy) · Derivative 13,129 Not disclosed Strike: $2.56 Not disclosed
Disclosure

SEC source: 0001104659-21-110531 · tm2125954-19_4seq1.xml · derivative · entry 3

Wallace Max N. · CIK 0001877453 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 13,129

Underlying: Common Stock · 13,129 shares

Expires 2025-09-01

F3 · price: As part of the Business Combination, each Legacy Humacyte stock option was exchanged for a stock option to acquire 0.2626 shares of common stock of Humacyte, Inc.

F2 · derivative.exercise_date: Options are fully vested and exercisable.

Read SEC document
August 26, 2021 Filed Aug 27, 2021 16:10 UTC GrantStock Options (right to buy) · Derivative 6,564 Not disclosed Strike: $1.19 Not disclosed
Disclosure

SEC source: 0001104659-21-110531 · tm2125954-19_4seq1.xml · derivative · entry 2

Wallace Max N. · CIK 0001877453 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 6,564

Underlying: Common Stock · 6,564 shares

Expires 2023-11-22

F3 · price: As part of the Business Combination, each Legacy Humacyte stock option was exchanged for a stock option to acquire 0.2626 shares of common stock of Humacyte, Inc.

F2 · derivative.exercise_date: Options are fully vested and exercisable.

Read SEC document
August 26, 2021 Filed Aug 27, 2021 16:10 UTC GrantCommon Stock 49,986 Not disclosed Not disclosed
Disclosure

SEC source: 0001104659-21-110531 · tm2125954-19_4seq1.xml · nonDerivative · entry 1

Wallace Max N. · CIK 0001877453 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 49,986

F1 · price: On August 26, 2021, Alpha Healthcare Acquisition Corp. ("AHAC") consummated a business combination (the "Business Combination") by and among AHAC, Hunter Merger Sub, Inc., a Delaware corporation ("Hunter Merger Sub") and Humacyte, Inc., a Delaware corporation ("Legacy Humacyte"), AHAC changed its name to "Humacyte, Inc." and Hunter Merger Sub merged with and into Legacy Humacyte. As part of the Business Combination, each share of Legacy Humacyte stock was exchanged for 0.2626 shares of common stock of Humacyte, Inc.

Read SEC document
August 26, 2021 Filed Aug 27, 2021 20:11 UTC GrantStock Options (right to buy) · Derivative 17,068 Not disclosed Strike: $6.54 Not disclosed
Disclosure

SEC source: 0001104659-21-110533 · tm2125954-20_4seq1.xml · derivative · entry 2

Sebelius Kathleen · CIK 0001654316 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 17,068

Underlying: Common Stock · 17,068 shares

Expires 2028-04-12

F2 · price: On August 26, 2021, Alpha Healthcare Acquisition Corp. ("AHAC") consummated a business combination (the "Business Combination") by and among AHAC, Hunter Merger Sub, Inc., a Delaware corporation ("Hunter Merger Sub") and Humacyte, Inc., a Delaware corporation ("Legacy Humacyte"), AHAC changed its name to "Humacyte, Inc." and Hunter Merger Sub merged with and into Legacy Humacyte. As part of the Business Combination, each Legacy Humacyte stock option was exchanged for a stock option to acquire 0.2626 shares of common stock of Humacyte, Inc.

F1 · derivative.exercise_date: Options are fully vested and exercisable.

Read SEC document
August 26, 2021 Filed Aug 27, 2021 20:11 UTC GrantStock Options (right to buy) · Derivative 39,389 Not disclosed Strike: $2.56 Not disclosed
Disclosure

SEC source: 0001104659-21-110533 · tm2125954-20_4seq1.xml · derivative · entry 1

Sebelius Kathleen · CIK 0001654316 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 39,389

Underlying: Common Stock · 39,389 shares

Expires 2025-09-01

F2 · price: On August 26, 2021, Alpha Healthcare Acquisition Corp. ("AHAC") consummated a business combination (the "Business Combination") by and among AHAC, Hunter Merger Sub, Inc., a Delaware corporation ("Hunter Merger Sub") and Humacyte, Inc., a Delaware corporation ("Legacy Humacyte"), AHAC changed its name to "Humacyte, Inc." and Hunter Merger Sub merged with and into Legacy Humacyte. As part of the Business Combination, each Legacy Humacyte stock option was exchanged for a stock option to acquire 0.2626 shares of common stock of Humacyte, Inc.

F1 · derivative.exercise_date: Options are fully vested and exercisable.

Read SEC document
September 22, 2020 Filed Sep 23, 2020 20:30 UTC
Shukla RajivDirector · Chief Executive Officer · 10% owner
OtherClass A Common Stock 305,000 $10.00 $3,050,000.00
Disclosure

SEC source: 0001213900-20-028048 · ownership.xml · nonDerivative · entry 1

Shukla Rajiv · CIK 0001709033 · Director · Chief Executive Officer · 10% owner

AHAC Sponsor LLC · CIK 0001818390 · 10% owner

Joint disclosure: these amounts are not allocated separately to each reporting owner.

10b5-1 filing: Not disclosed

Ownership: Indirect · See Footnote

Disclosed balance after: 305,000

F1 · kind: Consists of 305,000 placement units purchased by AHAC Sponsor LLC ("Sponsor") for $10.00 per unit in a private placement transaction with the registrant. Each such unit consists of one share of Class A common stock and one-half of one redeemable warrant. Each whole warrant entitles the holder thereof to purchase one share of Class A common stock at a price of $11.50 per share, subject to adjustment.

F2 · ownership.nature: Sponsor is the record holder of the securities reported herein. Mr. Rajiv Shukla is the managing member of the Sponsor and may be deemed the beneficial owner of the shares held by the Sponsor. Mr. Shukla disclaims beneficial ownership over any securities in which he does not have a pecuniary interest.

Read SEC document

Value uses the disclosed total when available, otherwise shares × reported transaction price. It is not an estimate of exercise cash cost or investment performance.