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HUM

HUMANA INC

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1429
SEC CIK
0000049071
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738

Last 12 months

Inside the activity.

1 purchase rows · 0 sale rows

Disclosed non-derivative P/S rows, by transaction month. Includes amendments and private transactions.
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MonthPurchasesSales
Nov 202500
Dec 202500
Jan 202600
Feb 202610
Mar 202600
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Purchases/sales include open-market and private transactions. Plan disclosure applies to the filing; individual rows may differ. “Not disclosed” is not “unplanned.”

The cutoff filters transaction history only. Company summaries and owner relationships show the latest available disclosures. Parser corrections can improve historical records.

Transaction dateOwner / reported roleActivity / securityShares / unitsReported priceReported valueDetails
February 21, 2017 Filed Feb 23, 2017 01:09 UTC
Christopher M TodoroffSr. VP and General Counsel
SaleHumana Common 24,140 $205.33 $4,956,550.33
Disclosure

SEC source: 0000049071-17-000037 · edgar.xml · nonDerivative · entry 6

Christopher M Todoroff · CIK 0001441437 · Sr. VP and General Counsel

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 14,351

F11 · price: Shares sold at prices ranging from $205.00 to $206.261.

Read SEC document
February 21, 2017 Filed Feb 23, 2017 01:09 UTC
Christopher M TodoroffSr. VP and General Counsel
Tax withholdingHumana Common 487 $205.24 $99,951.88
Disclosure

SEC source: 0000049071-17-000037 · edgar.xml · nonDerivative · entry 5

Christopher M Todoroff · CIK 0001441437 · Sr. VP and General Counsel

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 38,491

Read SEC document
February 21, 2017 Filed Feb 23, 2017 01:09 UTC
Christopher M TodoroffSr. VP and General Counsel
Exercise / conversionHumana Common 4,861 $72.84 $354,075.24
Disclosure

SEC source: 0000049071-17-000037 · edgar.xml · nonDerivative · entry 4

Christopher M Todoroff · CIK 0001441437 · Sr. VP and General Counsel

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 38,978

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
February 21, 2017 Filed Feb 23, 2017 01:09 UTC
Christopher M TodoroffSr. VP and General Counsel
Exercise / conversionHumana Common 15,086 $102.16 $1,541,110.33
Disclosure

SEC source: 0000049071-17-000037 · edgar.xml · nonDerivative · entry 3

Christopher M Todoroff · CIK 0001441437 · Sr. VP and General Counsel

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 34,117

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
February 21, 2017 Filed Feb 23, 2017 01:05 UTC
BILNEY JODY LSVP & Chief Consumer Officer
SaleHumana Common 6,087 $204.72 $1,246,137.94
Disclosure

SEC source: 0000049071-17-000036 · edgar.xml · nonDerivative · entry 3

BILNEY JODY L · CIK 0001185995 · SVP & Chief Consumer Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 17,926

Read SEC document
February 21, 2017 Filed Feb 23, 2017 00:21 UTC
Huval Timothy S.Senior VP & Chief HR Officer
Exercise / conversionOptions · Derivative 5,029 $0.00 Strike: $102.16 $0.00
Disclosure

SEC source: 0000049071-17-000034 · edgar.xml · derivative · entry 6

Huval Timothy S. · CIK 0001565717 · Senior VP & Chief HR Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Humana Common · 5,029 shares

Expires 2021-02-18

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · security: Right to buy pursuant to the Company's 2011 Stock Incentive Plan. Incentive and Non-Qualified stock options granted to reporting person on 02/18/14, vesting in three increments from 02/18/15 to 02/18/17.

F1 · derivative.exercise_date: Right to buy pursuant to the Company's 2011 Stock Incentive Plan. Incentive and Non-Qualified stock options granted to reporting person on 02/18/14, vesting in three increments from 02/18/15 to 02/18/17.

Read SEC document
February 21, 2017 Filed Feb 23, 2017 00:21 UTC
Huval Timothy S.Senior VP & Chief HR Officer
SaleHumana Common 25,529 $204.94 $5,231,823.91
Disclosure

SEC source: 0000049071-17-000034 · edgar.xml · nonDerivative · entry 5

Huval Timothy S. · CIK 0001565717 · Senior VP & Chief HR Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 16,634

F8 · price: Shares sold at prices ranging from $204.55 to $205.43.

Read SEC document
February 21, 2017 Filed Feb 23, 2017 00:21 UTC
Huval Timothy S.Senior VP & Chief HR Officer
Tax withholdingHumana Common 487 $205.33 $99,993.28
Disclosure

SEC source: 0000049071-17-000034 · edgar.xml · nonDerivative · entry 4

Huval Timothy S. · CIK 0001565717 · Senior VP & Chief HR Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 42,163

Read SEC document
February 21, 2017 Filed Feb 23, 2017 00:21 UTC
Huval Timothy S.Senior VP & Chief HR Officer
Exercise / conversionHumana Common 5,029 $102.16 $513,737.50
Disclosure

SEC source: 0000049071-17-000034 · edgar.xml · nonDerivative · entry 3

Huval Timothy S. · CIK 0001565717 · Senior VP & Chief HR Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 42,650

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
February 21, 2017 Filed Feb 23, 2017 00:18 UTC
MARGULIS HEIDI SSenior V.P. -Corporate Affairs
Exercise / conversionOptions · Derivative 978 $0.00 Strike: $102.16 $0.00
Disclosure

SEC source: 0000049071-17-000033 · edgar.xml · derivative · entry 7

MARGULIS HEIDI S · CIK 0001103605 · Senior V.P. -Corporate Affairs

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 1,444

Underlying: Humana Common · 978 shares

Expires 2021-02-18

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · security: Right to buy pursuant to Humana Inc.'s 2011 Stock Incentive Plan. Incentive and Non-Qualified stock options granted to reporting person on 02/18/14, vesting in three increments from 02/18/15 to 02/18/17.

F1 · derivative.exercise_date: Right to buy pursuant to Humana Inc.'s 2011 Stock Incentive Plan. Incentive and Non-Qualified stock options granted to reporting person on 02/18/14, vesting in three increments from 02/18/15 to 02/18/17.

Read SEC document
February 21, 2017 Filed Feb 23, 2017 00:18 UTC
MARGULIS HEIDI SSenior V.P. -Corporate Affairs
SaleHumana Common 13,452 $205.28 $2,761,417.14
Disclosure

SEC source: 0000049071-17-000033 · edgar.xml · nonDerivative · entry 6

MARGULIS HEIDI S · CIK 0001103605 · Senior V.P. -Corporate Affairs

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 9,650

F8 · price: Shares sold at prices ranging from $204.05 to $206.47.

Read SEC document
February 21, 2017 Filed Feb 23, 2017 00:18 UTC
MARGULIS HEIDI SSenior V.P. -Corporate Affairs
Tax withholdingHumana Common 487 $205.33 $99,993.28
Disclosure

SEC source: 0000049071-17-000033 · edgar.xml · nonDerivative · entry 5

MARGULIS HEIDI S · CIK 0001103605 · Senior V.P. -Corporate Affairs

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 23,102

Read SEC document
February 21, 2017 Filed Feb 23, 2017 00:18 UTC
MARGULIS HEIDI SSenior V.P. -Corporate Affairs
Exercise / conversionHumana Common 978 $102.16 $99,907.59
Disclosure

SEC source: 0000049071-17-000033 · edgar.xml · nonDerivative · entry 4

MARGULIS HEIDI S · CIK 0001103605 · Senior V.P. -Corporate Affairs

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 23,589

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
February 21, 2017 Filed Feb 23, 2017 00:18 UTC
MARGULIS HEIDI SSenior V.P. -Corporate Affairs
GiftHumana Common 100 $205.33 $20,532.50
Disclosure

SEC source: 0000049071-17-000033 · edgar.xml · nonDerivative · entry 3

MARGULIS HEIDI S · CIK 0001103605 · Senior V.P. -Corporate Affairs

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 22,611

Read SEC document
February 21, 2017 Filed Feb 23, 2017 00:15 UTC
Zipperle Cynthia HVice President, CAO,Controller
Exercise / conversionOptions · Derivative 4,213 $0.00 Strike: $44.96 $0.00
Disclosure

SEC source: 0000049071-17-000032 · edgar.xml · derivative · entry 6

Zipperle Cynthia H · CIK 0001628102 · Vice President, CAO,Controller

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Humana Common · 4,213 shares

Expires 2017-04-20

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · security: Right to buy pursuant to Company's 2003 Incentive Stock Plan. Non-Qualified stock options granted to reporting person on 04/20/10, vesting in three increments from 04/20/11 to 04/20/13.

F1 · derivative.exercise_date: Right to buy pursuant to Company's 2003 Incentive Stock Plan. Non-Qualified stock options granted to reporting person on 04/20/10, vesting in three increments from 04/20/11 to 04/20/13.

Read SEC document
February 21, 2017 Filed Feb 23, 2017 00:15 UTC
Zipperle Cynthia HVice President, CAO,Controller
SaleHumana Common 4,213 $204.67 $862,283.14
Disclosure

SEC source: 0000049071-17-000032 · edgar.xml · nonDerivative · entry 4

Zipperle Cynthia H · CIK 0001628102 · Vice President, CAO,Controller

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 5,621

Read SEC document
February 21, 2017 Filed Feb 23, 2017 00:15 UTC
Zipperle Cynthia HVice President, CAO,Controller
Exercise / conversionHumana Common 4,213 $44.96 $189,395.42
Disclosure

SEC source: 0000049071-17-000032 · edgar.xml · nonDerivative · entry 3

Zipperle Cynthia H · CIK 0001628102 · Vice President, CAO,Controller

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 9,834

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
February 21, 2017 Filed Feb 22, 2017 23:43 UTC
BROUSSARD BRUCE DDirector · President & CEO
Exercise / conversionOptions · Derivative 50,286 $0.00 Strike: $102.16 $0.00
Disclosure

SEC source: 0000049071-17-000029 · edgar.xml · derivative · entry 8

BROUSSARD BRUCE D · CIK 0001185643 · Director · President & CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Humana Common · 50,286 shares

Expires 2021-02-18

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F2 · security: Right to buy pursuant to the Company's 2011 Stock Incentive Plan. Incentive and Non-Qualified stock options granted to Reporting Person on 02/18/14, vesting in three increments from 02/18/15 to 02/18/17.

F2 · derivative.exercise_date: Right to buy pursuant to the Company's 2011 Stock Incentive Plan. Incentive and Non-Qualified stock options granted to Reporting Person on 02/18/14, vesting in three increments from 02/18/15 to 02/18/17.

Read SEC document
February 21, 2017 Filed Feb 22, 2017 23:43 UTC
BROUSSARD BRUCE DDirector · President & CEO
Exercise / conversionOptions · Derivative 17,335 $0.00 Strike: $72.84 $0.00
Disclosure

SEC source: 0000049071-17-000029 · edgar.xml · derivative · entry 7

BROUSSARD BRUCE D · CIK 0001185643 · Director · President & CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Humana Common · 17,335 shares

Expires 2020-02-20

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · security: Right to buy pursuant to the Company's 2003 Stock Incentive Plan. Incentive and Non-Qualified stock options granted to Reporting Person on 02/20/13, vesting in three increments from 02/20/14 to 02/20/16.

F1 · derivative.exercise_date: Right to buy pursuant to the Company's 2003 Stock Incentive Plan. Incentive and Non-Qualified stock options granted to Reporting Person on 02/20/13, vesting in three increments from 02/20/14 to 02/20/16.

Read SEC document
February 21, 2017 Filed Feb 22, 2017 23:43 UTC
BROUSSARD BRUCE DDirector · President & CEO
SaleHumana Common 104,256 $205.23 $21,396,771.65
Disclosure

SEC source: 0000049071-17-000029 · edgar.xml · nonDerivative · entry 6

BROUSSARD BRUCE D · CIK 0001185643 · Director · President & CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 92,086

F9 · price: Shares sold at prices ranging from $203.62 to $206.39.

Read SEC document
February 21, 2017 Filed Feb 22, 2017 23:43 UTC
BROUSSARD BRUCE DDirector · President & CEO
Tax withholdingHumana Common 974 $205,325.00 $199,986,550.00
Disclosure

SEC source: 0000049071-17-000029 · edgar.xml · nonDerivative · entry 5

BROUSSARD BRUCE D · CIK 0001185643 · Director · President & CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 196.342

Read SEC document
February 21, 2017 Filed Feb 22, 2017 23:43 UTC
BROUSSARD BRUCE DDirector · President & CEO
Exercise / conversionHumana Common 50,286 $102.16 $5,136,966.33
Disclosure

SEC source: 0000049071-17-000029 · edgar.xml · nonDerivative · entry 4

BROUSSARD BRUCE D · CIK 0001185643 · Director · President & CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 197,316

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
February 21, 2017 Filed Feb 22, 2017 23:43 UTC
BROUSSARD BRUCE DDirector · President & CEO
Exercise / conversionHumana Common 17,335 $72.84 $1,262,681.40
Disclosure

SEC source: 0000049071-17-000029 · edgar.xml · nonDerivative · entry 3

BROUSSARD BRUCE D · CIK 0001185643 · Director · President & CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 147,030

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
February 21, 2017 Filed Feb 23, 2017 16:58 UTC SaleHumana Common 27,000 $205.04 $5,536,169.10
Disclosure

SEC source: 0000049071-17-000040 · edgar.xml · nonDerivative · entry 6

JONES DAVID A JR/KY · CIK 0001025393 · Director

10b5-1 filing: Not disclosed

Ownership: Indirect · See Footnote

Disclosed balance after: 27,050

F9 · price: Shares sold at prices ranging from $204.51 to $206.43.

F7 · ownership.nature: Shares held by grantor retained annuity trust (GRAT #2) exempt from Rule 16(a)-13, on which reporting person is the sole trustee.

Read SEC document
February 18, 2017 Filed Feb 23, 2017 02:06 UTC Exercise / conversionRestricted Stock Units · Derivative 5,384 $0.00 $0.00
Disclosure

SEC source: 0000049071-17-000038 · edgar.xml · derivative · entry 19

MURRAY JAMES E · CIK 0001018658 · EVP & COO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Humana Common · 5,384 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F7 · security: Right to receive one share per restricted stock unit pursuant to the Company's 2011 Stock Incentive Plan. Each restricted stock unit represents a contingent right to receive one share of Humana Inc. common stock, exempt under Rule 16b-3(d)(1) & (3).

F7 · derivative.exercise_price: Right to receive one share per restricted stock unit pursuant to the Company's 2011 Stock Incentive Plan. Each restricted stock unit represents a contingent right to receive one share of Humana Inc. common stock, exempt under Rule 16b-3(d)(1) & (3).

F8 · derivative.exercise_date: Restricted stock units granted to reporting person on 02/18/14, 100% of the award is vesting on 02/18/17.

F8 · derivative.expiration_date: Restricted stock units granted to reporting person on 02/18/14, 100% of the award is vesting on 02/18/17.

Read SEC document
February 18, 2017 Filed Feb 23, 2017 02:06 UTC Tax withholdingHumana Common 7,834 $205.33 $1,608,516.05
Disclosure

SEC source: 0000049071-17-000038 · edgar.xml · nonDerivative · entry 2

MURRAY JAMES E · CIK 0001018658 · EVP & COO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 68,964

Read SEC document
February 18, 2017 Filed Feb 23, 2017 02:06 UTC Exercise / conversionHumana Common 17,357 $0.00 $0.00
Disclosure

SEC source: 0000049071-17-000038 · edgar.xml · nonDerivative · entry 1

MURRAY JAMES E · CIK 0001018658 · EVP & COO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 76,798

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F13 · shares: Includes both time based (5,384) and performance based (11,973) restricted stock units that vested on 2/18/17.

Read SEC document
February 18, 2017 Filed Feb 23, 2017 01:09 UTC
Christopher M TodoroffSr. VP and General Counsel
Exercise / conversionRestricted Stock Units · Derivative 3,304 $0.00 $0.00
Disclosure

SEC source: 0000049071-17-000037 · edgar.xml · derivative · entry 11

Christopher M Todoroff · CIK 0001441437 · Sr. VP and General Counsel

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Humana Common · 3,304 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F5 · security: Right to receive one share per restricted stock unit pursuant to the Company's 2011 Stock Incentive Plan. Each restricted stock unit represents a contingent right to receive one share of Humana Inc. common stock, exempt under Rule 16b-3(d)(1) & (3).

F8 · security: Reporting Person disclaims Beneficial Ownership of one-half of each option or restricted stock unit held as of December 2016 pursuant to Divorce Decree, except under Rule 16a-12.

F5 · derivative.exercise_price: Right to receive one share per restricted stock unit pursuant to the Company's 2011 Stock Incentive Plan. Each restricted stock unit represents a contingent right to receive one share of Humana Inc. common stock, exempt under Rule 16b-3(d)(1) & (3).

F6 · derivative.exercise_date: Restricted stock units granted to reporting person on 02/18/14, 100% of the award is vesting on 02/18/17.

F6 · derivative.expiration_date: Restricted stock units granted to reporting person on 02/18/14, 100% of the award is vesting on 02/18/17.

Read SEC document
February 18, 2017 Filed Feb 23, 2017 01:09 UTC
Christopher M TodoroffSr. VP and General Counsel
Tax withholdingHumana Common 4,644 $205.33 $953,529.30
Disclosure

SEC source: 0000049071-17-000037 · edgar.xml · nonDerivative · entry 2

Christopher M Todoroff · CIK 0001441437 · Sr. VP and General Counsel

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 19,031

Read SEC document
February 18, 2017 Filed Feb 23, 2017 01:09 UTC
Christopher M TodoroffSr. VP and General Counsel
Exercise / conversionHumana Common 10,651 $0.00 $0.00
Disclosure

SEC source: 0000049071-17-000037 · edgar.xml · nonDerivative · entry 1

Christopher M Todoroff · CIK 0001441437 · Sr. VP and General Counsel

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 23,675

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F10 · shares: Includes both time based (3,304) and performance based (7,347) restricted stock units that vested on 2/18/17.

F9 · balance_after: On December 21, 2016 reporting person tranferred 383 shares of direct ownership pursuant to a Domestic Relations Order signed on November 17, 2016. Reporting person was afforded a filing exemption under Rule 16a-12, which extends to securities transferred pursuant to a Domestic Relations Order, pursuant to IRC Section 414(p)(1)(B).

Read SEC document
February 18, 2017 Filed Feb 23, 2017 00:59 UTC
LeClaire Brian P.SVP & Chief Information Off.
Exercise / conversionRestricted Stock Units · Derivative 2,447 $0.00 $0.00
Disclosure

SEC source: 0000049071-17-000035 · edgar.xml · derivative · entry 13

LeClaire Brian P. · CIK 0001528285 · SVP & Chief Information Off.

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Humana Common · 2,447 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F6 · security: Right to receive one share per restricted stock unit pursuant to the Company's 2011 Stock Incentive Plan. Each restricted stock unit represents a contingent right to receive one share of Humana Inc. common stock, exempt under Rule 16b-3(d)(1) & (3).

F6 · derivative.exercise_price: Right to receive one share per restricted stock unit pursuant to the Company's 2011 Stock Incentive Plan. Each restricted stock unit represents a contingent right to receive one share of Humana Inc. common stock, exempt under Rule 16b-3(d)(1) & (3).

F7 · derivative.exercise_date: Restricted stock units granted to reporting person on 2/18/14, 100% of the award is vesting on 2/18/17.

F7 · derivative.expiration_date: Restricted stock units granted to reporting person on 2/18/14, 100% of the award is vesting on 2/18/17.

Read SEC document
February 18, 2017 Filed Feb 23, 2017 00:59 UTC
LeClaire Brian P.SVP & Chief Information Off.
Tax withholdingHumana Common 3,202 $205.33 $657,450.65
Disclosure

SEC source: 0000049071-17-000035 · edgar.xml · nonDerivative · entry 2

LeClaire Brian P. · CIK 0001528285 · SVP & Chief Information Off.

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 22,532

Read SEC document
February 18, 2017 Filed Feb 23, 2017 00:59 UTC
LeClaire Brian P.SVP & Chief Information Off.
Exercise / conversionHumana Common 7,889 $0.00 $0.00
Disclosure

SEC source: 0000049071-17-000035 · edgar.xml · nonDerivative · entry 1

LeClaire Brian P. · CIK 0001528285 · SVP & Chief Information Off.

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 25,734

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F10 · shares: Includes both time based (2,447) and performance based (5,442) restricted stock units that vested on 2/18/17.

Read SEC document
February 18, 2017 Filed Feb 23, 2017 01:05 UTC
BILNEY JODY LSVP & Chief Consumer Officer
Exercise / conversionRestricted Stock Units · Derivative 3,304 $0.00 $0.00
Disclosure

SEC source: 0000049071-17-000036 · edgar.xml · derivative · entry 7

BILNEY JODY L · CIK 0001185995 · SVP & Chief Consumer Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Humana Common · 3,304 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F4 · security: Right to receive one share per restricted stock unit pursuant to the Company's 2011 Stock Incentive Plan. Each restricted stock unit represents a contingent right to receive one share of Humana Inc. common stock, exempt under Rule 16b-3(d)(1) & (3).

F4 · derivative.exercise_price: Right to receive one share per restricted stock unit pursuant to the Company's 2011 Stock Incentive Plan. Each restricted stock unit represents a contingent right to receive one share of Humana Inc. common stock, exempt under Rule 16b-3(d)(1) & (3).

F5 · derivative.exercise_date: Restricted stock units granted to reporting person on 02/18/14, 100% of the award is vesting on 02/18/17.

F5 · derivative.expiration_date: Restricted stock units granted to reporting person on 02/18/14, 100% of the award is vesting on 02/18/17.

Read SEC document
February 18, 2017 Filed Feb 23, 2017 01:05 UTC
BILNEY JODY LSVP & Chief Consumer Officer
Tax withholdingHumana Common 4,564 $205.33 $937,103.30
Disclosure

SEC source: 0000049071-17-000036 · edgar.xml · nonDerivative · entry 2

BILNEY JODY L · CIK 0001185995 · SVP & Chief Consumer Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 24,013

Read SEC document
February 18, 2017 Filed Feb 23, 2017 01:05 UTC
BILNEY JODY LSVP & Chief Consumer Officer
Exercise / conversionHumana Common 10,651 $0.00 $0.00
Disclosure

SEC source: 0000049071-17-000036 · edgar.xml · nonDerivative · entry 1

BILNEY JODY L · CIK 0001185995 · SVP & Chief Consumer Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 28,577

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F7 · shares: Includes both time based (3,304) and performance based (7,347) restricted stock units that vested on 2/18/17.

Read SEC document
February 18, 2017 Filed Feb 23, 2017 00:21 UTC
Huval Timothy S.Senior VP & Chief HR Officer
Exercise / conversionRestricted Stock Units · Derivative 3,304 $0.00 $0.00
Disclosure

SEC source: 0000049071-17-000034 · edgar.xml · derivative · entry 9

Huval Timothy S. · CIK 0001565717 · Senior VP & Chief HR Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Humana Common · 3,304 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F4 · security: Right to receive one share per restricted stock unit pursuant to the Company's 2011 Stock Incentive Plan. Each restricted stock unit represents a contingent right to receive one share of Humana Inc. common stock, exempt under Rule 16b-3(d)(1) & (3).

F4 · derivative.exercise_price: Right to receive one share per restricted stock unit pursuant to the Company's 2011 Stock Incentive Plan. Each restricted stock unit represents a contingent right to receive one share of Humana Inc. common stock, exempt under Rule 16b-3(d)(1) & (3).

F5 · derivative.exercise_date: Restricted stock units granted to Reporting Person on 02/18/2014, 100% of the award is vesting on 02/18/17.

F5 · derivative.expiration_date: Restricted stock units granted to Reporting Person on 02/18/2014, 100% of the award is vesting on 02/18/17.

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February 18, 2017 Filed Feb 23, 2017 00:21 UTC
Huval Timothy S.Senior VP & Chief HR Officer
Tax withholdingHumana Common 4,548 $205.33 $933,818.10
Disclosure

SEC source: 0000049071-17-000034 · edgar.xml · nonDerivative · entry 2

Huval Timothy S. · CIK 0001565717 · Senior VP & Chief HR Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 37,621

Read SEC document
February 18, 2017 Filed Feb 23, 2017 00:21 UTC
Huval Timothy S.Senior VP & Chief HR Officer
Exercise / conversionHumana Common 10,651 $0.00 $0.00
Disclosure

SEC source: 0000049071-17-000034 · edgar.xml · nonDerivative · entry 1

Huval Timothy S. · CIK 0001565717 · Senior VP & Chief HR Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 42,169

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F7 · shares: Includes both time based (3,304) and performance based (7,347) restricted stock units that vested on 2/18/17.

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February 18, 2017 Filed Feb 23, 2017 00:18 UTC
MARGULIS HEIDI SSenior V.P. -Corporate Affairs
Exercise / conversionRestricted Stock Units · Derivative 1,591 $0.00 $0.00
Disclosure

SEC source: 0000049071-17-000033 · edgar.xml · derivative · entry 10

MARGULIS HEIDI S · CIK 0001103605 · Senior V.P. -Corporate Affairs

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Humana Common · 1,591 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F4 · security: Right to receive one share per restricted stock unit pursuant to the Company's 2011 Stock Incentive Plan. Each restricted stock unit represents a contingent right to receive one share of Humana Inc. common stock, exempt under Rule 16b-3(d)(1) & (3).

F4 · derivative.exercise_price: Right to receive one share per restricted stock unit pursuant to the Company's 2011 Stock Incentive Plan. Each restricted stock unit represents a contingent right to receive one share of Humana Inc. common stock, exempt under Rule 16b-3(d)(1) & (3).

F5 · derivative.exercise_date: Restricted stock units granted to reporting person on 2/18/14, 100% of the award is vesting on 2/18/17.

F5 · derivative.expiration_date: Restricted stock units granted to reporting person on 2/18/14, 100% of the award is vesting on 2/18/17.

Read SEC document
February 18, 2017 Filed Feb 23, 2017 00:18 UTC
MARGULIS HEIDI SSenior V.P. -Corporate Affairs
Tax withholdingHumana Common 1,788 $205.33 $367,121.10
Disclosure

SEC source: 0000049071-17-000033 · edgar.xml · nonDerivative · entry 2

MARGULIS HEIDI S · CIK 0001103605 · Senior V.P. -Corporate Affairs

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 22,711

Read SEC document
February 18, 2017 Filed Feb 23, 2017 00:18 UTC
MARGULIS HEIDI SSenior V.P. -Corporate Affairs
Exercise / conversionHumana Common 5,128 $0.00 $0.00
Disclosure

SEC source: 0000049071-17-000033 · edgar.xml · nonDerivative · entry 1

MARGULIS HEIDI S · CIK 0001103605 · Senior V.P. -Corporate Affairs

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 24,499

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F7 · shares: Includes both time based (1,591) and performance based (3,537) restricted stock units that vested on 2/18/17.

Read SEC document
February 18, 2017 Filed Feb 23, 2017 00:15 UTC
Zipperle Cynthia HVice President, CAO,Controller
Exercise / conversionRestricted Stock Units · Derivative 1,224 $0.00 $0.00
Disclosure

SEC source: 0000049071-17-000032 · edgar.xml · derivative · entry 8

Zipperle Cynthia H · CIK 0001628102 · Vice President, CAO,Controller

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Humana Common · 1,224 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F3 · security: Right to receive one share per restricted stock unit pursuant to the Company's 2011 Stock Incentive Plan. Each restricted stock unit represents a contingent right to receive one share of Humana Inc. common stock, exempt under Rule 16b-3(d)(1) & (3).

F3 · derivative.exercise_price: Right to receive one share per restricted stock unit pursuant to the Company's 2011 Stock Incentive Plan. Each restricted stock unit represents a contingent right to receive one share of Humana Inc. common stock, exempt under Rule 16b-3(d)(1) & (3).

F4 · derivative.exercise_date: Restricted stock units granted to reporting person on 02/18/14, 100% of the award is vesting on 02/18/17.

F4 · derivative.expiration_date: Restricted stock units granted to reporting person on 02/18/14, 100% of the award is vesting on 02/18/17.

Read SEC document
February 18, 2017 Filed Feb 23, 2017 00:15 UTC
Zipperle Cynthia HVice President, CAO,Controller
Tax withholdingHumana Common 921 $205.33 $189,104.33
Disclosure

SEC source: 0000049071-17-000032 · edgar.xml · nonDerivative · entry 2

Zipperle Cynthia H · CIK 0001628102 · Vice President, CAO,Controller

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 5,621

Read SEC document
February 18, 2017 Filed Feb 23, 2017 00:15 UTC
Zipperle Cynthia HVice President, CAO,Controller
Exercise / conversionHumana Common 2,584 $0.00 $0.00
Disclosure

SEC source: 0000049071-17-000032 · edgar.xml · nonDerivative · entry 1

Zipperle Cynthia H · CIK 0001628102 · Vice President, CAO,Controller

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 6,542

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F9 · shares: Includes both time based (1,224) and performance based (1,360) restricted stock units that vested on 2/18/17.

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February 18, 2017 Filed Feb 22, 2017 23:53 UTC
HUNTER CHRISTOPHER H.SVP and Chief Strategy Officer
Exercise / conversionRestricted Stock Units · Derivative 2,447 $0.00 $0.00
Disclosure

SEC source: 0000049071-17-000031 · edgar.xml · derivative · entry 7

HUNTER CHRISTOPHER H. · CIK 0001595519 · SVP and Chief Strategy Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Humana Common · 2,447 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F4 · security: Each restricted stock unit represents a contingent right to receive one share of Humana Inc. common stock, exempt under Rule 16b-3(d)(1) & (3) under Company's 2011 Plan.

F4 · derivative.exercise_price: Each restricted stock unit represents a contingent right to receive one share of Humana Inc. common stock, exempt under Rule 16b-3(d)(1) & (3) under Company's 2011 Plan.

F5 · derivative.exercise_date: Restricted stock units granted to Reporting Person on 02/18/14, 100% of the award is vesting on 02/18/17.

F5 · derivative.expiration_date: Restricted stock units granted to Reporting Person on 02/18/14, 100% of the award is vesting on 02/18/17.

Read SEC document
February 18, 2017 Filed Feb 22, 2017 23:53 UTC
HUNTER CHRISTOPHER H.SVP and Chief Strategy Officer
Tax withholdingHumana Common 3,869 $205.33 $794,402.43
Disclosure

SEC source: 0000049071-17-000031 · edgar.xml · nonDerivative · entry 2

HUNTER CHRISTOPHER H. · CIK 0001595519 · SVP and Chief Strategy Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 12,986

Read SEC document
February 18, 2017 Filed Feb 22, 2017 23:53 UTC
HUNTER CHRISTOPHER H.SVP and Chief Strategy Officer
Exercise / conversionHumana Common 7,889 $0.00 $0.00
Disclosure

SEC source: 0000049071-17-000031 · edgar.xml · nonDerivative · entry 1

HUNTER CHRISTOPHER H. · CIK 0001595519 · SVP and Chief Strategy Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 16,855

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F7 · shares: Includes both time based (2,447) and performance based (5,442) restricted stock units that vested on 2/18/17.

Read SEC document
February 18, 2017 Filed Feb 22, 2017 23:47 UTC
BEVERIDGE, ROY ASr. VP & Chief Medical Officer
Exercise / conversionRestricted Stock Units · Derivative 3,304 $0.00 $0.00
Disclosure

SEC source: 0000049071-17-000030 · edgar.xml · derivative · entry 8

BEVERIDGE, ROY A · CIK 0001579300 · Sr. VP & Chief Medical Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Humana Common · 3,304 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F5 · security: Right to receive one share per restricted stock unit pursuant to the Company's 2011 Stock Incentive Plan. Each restricted stock unit represents a contingent right to receive one share of Humana Inc. common stock, exempt under Rule 16b-3(d)(1) & (3).

F5 · derivative.exercise_price: Right to receive one share per restricted stock unit pursuant to the Company's 2011 Stock Incentive Plan. Each restricted stock unit represents a contingent right to receive one share of Humana Inc. common stock, exempt under Rule 16b-3(d)(1) & (3).

F6 · derivative.exercise_date: Restricted stock units granted to Reporting Person on 02/18/14, 100% of the award is vesting on 02/18/17.

F6 · derivative.expiration_date: Restricted stock units granted to Reporting Person on 02/18/14, 100% of the award is vesting on 02/18/17.

Read SEC document
February 18, 2017 Filed Feb 22, 2017 23:47 UTC
BEVERIDGE, ROY ASr. VP & Chief Medical Officer
Tax withholdingHumana Common 4,676 $205.33 $960,099.70
Disclosure

SEC source: 0000049071-17-000030 · edgar.xml · nonDerivative · entry 2

BEVERIDGE, ROY A · CIK 0001579300 · Sr. VP & Chief Medical Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 13,763

Read SEC document

Value uses the disclosed total when available, otherwise shares × reported transaction price. It is not an estimate of exercise cash cost or investment performance.