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HUM

HUMANA INC

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1429
SEC CIK
0000049071
Parsed reports
738

Last 12 months

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1 purchase rows · 0 sale rows

Disclosed non-derivative P/S rows, by transaction month. Includes amendments and private transactions.
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MonthPurchasesSales
Nov 202500
Dec 202500
Jan 202600
Feb 202610
Mar 202600
Apr 202600
May 202600
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Purchases/sales include open-market and private transactions. Plan disclosure applies to the filing; individual rows may differ. “Not disclosed” is not “unplanned.”

The cutoff filters transaction history only. Company summaries and owner relationships show the latest available disclosures. Parser corrections can improve historical records.

Transaction dateOwner / reported roleActivity / securityShares / unitsReported priceReported valueDetails
December 15, 2018 Filed Dec 18, 2018 20:36 UTC
HUNTER CHRISTOPHER H.Seg President, Group Business
Exercise / conversionHumana Common 1,093 $0.00 $0.00
Disclosure

SEC source: 0000049071-18-000146 · edgar.xml · nonDerivative · entry 1

HUNTER CHRISTOPHER H. · CIK 0001595519 · Seg President, Group Business

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 13,607

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
December 15, 2018 Filed Dec 18, 2018 20:18 UTC
Bierbower Elizabeth DSegment President
Exercise / conversionRestricted Stock Units · Derivative 372 $0.00 $0.00
Disclosure

SEC source: 0000049071-18-000144 · edgar.xml · derivative · entry 14

Bierbower Elizabeth D · CIK 0001561149 · Segment President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 745

Underlying: Humana Common · 372 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F6 · security: Right to receive one share per restricted stock unit pursuant to the Company's 2011 Stock Incentive Plan. Each restricted stock unit represents a contingent right to receive one share of Humana Inc. common stock, exempt under Rule 16b-3(d)(1) & (3).

F6 · derivative.exercise_price: Right to receive one share per restricted stock unit pursuant to the Company's 2011 Stock Incentive Plan. Each restricted stock unit represents a contingent right to receive one share of Humana Inc. common stock, exempt under Rule 16b-3(d)(1) & (3).

F9 · derivative.exercise_date: Restricted stock units granted to reporting person on 02/19/18, 33% of the award is vesting on 12/15/18, 12/15/19 and 12/15/20.

F9 · derivative.expiration_date: Restricted stock units granted to reporting person on 02/19/18, 33% of the award is vesting on 12/15/18, 12/15/19 and 12/15/20.

Read SEC document
December 15, 2018 Filed Dec 18, 2018 20:18 UTC
Bierbower Elizabeth DSegment President
Exercise / conversionRestricted Stock Units · Derivative 766 $0.00 $0.00
Disclosure

SEC source: 0000049071-18-000144 · edgar.xml · derivative · entry 13

Bierbower Elizabeth D · CIK 0001561149 · Segment President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 1,916

Underlying: Humana Common · 766 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F6 · security: Right to receive one share per restricted stock unit pursuant to the Company's 2011 Stock Incentive Plan. Each restricted stock unit represents a contingent right to receive one share of Humana Inc. common stock, exempt under Rule 16b-3(d)(1) & (3).

F6 · derivative.exercise_price: Right to receive one share per restricted stock unit pursuant to the Company's 2011 Stock Incentive Plan. Each restricted stock unit represents a contingent right to receive one share of Humana Inc. common stock, exempt under Rule 16b-3(d)(1) & (3).

F8 · derivative.exercise_date: Restricted stock units granted to reporting person on 03/08/17. 2,299 shares vesting in three annual increments on 12/15/17, 12/15/18, and 12/15/19. 1,149 shares fully vest three years from date of grant.

F8 · derivative.expiration_date: Restricted stock units granted to reporting person on 03/08/17. 2,299 shares vesting in three annual increments on 12/15/17, 12/15/18, and 12/15/19. 1,149 shares fully vest three years from date of grant.

Read SEC document
December 15, 2018 Filed Dec 18, 2018 20:18 UTC
Bierbower Elizabeth DSegment President
Exercise / conversionRestricted Stock Units · Derivative 646 $0.00 $0.00
Disclosure

SEC source: 0000049071-18-000144 · edgar.xml · derivative · entry 12

Bierbower Elizabeth D · CIK 0001561149 · Segment President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Humana Common · 646 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F6 · security: Right to receive one share per restricted stock unit pursuant to the Company's 2011 Stock Incentive Plan. Each restricted stock unit represents a contingent right to receive one share of Humana Inc. common stock, exempt under Rule 16b-3(d)(1) & (3).

F6 · derivative.exercise_price: Right to receive one share per restricted stock unit pursuant to the Company's 2011 Stock Incentive Plan. Each restricted stock unit represents a contingent right to receive one share of Humana Inc. common stock, exempt under Rule 16b-3(d)(1) & (3).

F7 · derivative.exercise_date: Restricted stock units granted to reporting person on 02/18/16, 33% of the award is vesting on 12/15/16, 12/15/2017 and 12/15/2018.

F7 · derivative.expiration_date: Restricted stock units granted to reporting person on 02/18/16, 33% of the award is vesting on 12/15/16, 12/15/2017 and 12/15/2018.

Read SEC document
December 15, 2018 Filed Dec 18, 2018 20:18 UTC
Bierbower Elizabeth DSegment President
Tax withholdingHumana Common 166 $304.05 $50,471.47
Disclosure

SEC source: 0000049071-18-000144 · edgar.xml · nonDerivative · entry 6

Bierbower Elizabeth D · CIK 0001561149 · Segment President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 15,277

Read SEC document
December 15, 2018 Filed Dec 18, 2018 20:18 UTC
Bierbower Elizabeth DSegment President
Exercise / conversionHumana Common 372 $0.00 $0.00
Disclosure

SEC source: 0000049071-18-000144 · edgar.xml · nonDerivative · entry 5

Bierbower Elizabeth D · CIK 0001561149 · Segment President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 15,443

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
December 15, 2018 Filed Dec 18, 2018 20:18 UTC
Bierbower Elizabeth DSegment President
Tax withholdingHumana Common 325 $304.05 $98,814.63
Disclosure

SEC source: 0000049071-18-000144 · edgar.xml · nonDerivative · entry 4

Bierbower Elizabeth D · CIK 0001561149 · Segment President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 15,071

Read SEC document
December 15, 2018 Filed Dec 18, 2018 20:18 UTC
Bierbower Elizabeth DSegment President
Exercise / conversionHumana Common 766 $0.00 $0.00
Disclosure

SEC source: 0000049071-18-000144 · edgar.xml · nonDerivative · entry 3

Bierbower Elizabeth D · CIK 0001561149 · Segment President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 15,413

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
December 15, 2018 Filed Dec 18, 2018 20:18 UTC
Bierbower Elizabeth DSegment President
Tax withholdingHumana Common 288 $304.05 $87,564.96
Disclosure

SEC source: 0000049071-18-000144 · edgar.xml · nonDerivative · entry 2

Bierbower Elizabeth D · CIK 0001561149 · Segment President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 14,647

Read SEC document
December 15, 2018 Filed Dec 18, 2018 20:18 UTC
Bierbower Elizabeth DSegment President
Exercise / conversionHumana Common 646 $0.00 $0.00
Disclosure

SEC source: 0000049071-18-000144 · edgar.xml · nonDerivative · entry 1

Bierbower Elizabeth D · CIK 0001561149 · Segment President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 14,935

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
December 15, 2018 Filed Dec 18, 2018 20:35 UTC
BILNEY JODY LChief Consumer Officer
Exercise / conversionRestricted Stock Units · Derivative 480 $0.00 $0.00
Disclosure

SEC source: 0000049071-18-000145 · edgar.xml · derivative · entry 12

BILNEY JODY L · CIK 0001185995 · Chief Consumer Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 963

Underlying: Humana Common · 480 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F4 · security: Right to receive one share per restricted stock unit pursuant to the Company's 2011 Stock Incentive Plan. Each restricted stock unit represents a contingent right to receive one share of Humana Inc. common stock, exempt under Rule 16b-3(d)(1) & (3).

F4 · derivative.exercise_price: Right to receive one share per restricted stock unit pursuant to the Company's 2011 Stock Incentive Plan. Each restricted stock unit represents a contingent right to receive one share of Humana Inc. common stock, exempt under Rule 16b-3(d)(1) & (3).

F7 · derivative.exercise_date: Restricted stock units granted to reporting person on 02/19/18, 33% of the award is vesting on 12/15/18, 12/15/19, and 12/15/20.

F7 · derivative.expiration_date: Restricted stock units granted to reporting person on 02/19/18, 33% of the award is vesting on 12/15/18, 12/15/19, and 12/15/20.

Read SEC document
December 15, 2018 Filed Dec 18, 2018 20:35 UTC
BILNEY JODY LChief Consumer Officer
Exercise / conversionRestricted Stock Units · Derivative 1,188 $0.00 $0.00
Disclosure

SEC source: 0000049071-18-000145 · edgar.xml · derivative · entry 11

BILNEY JODY L · CIK 0001185995 · Chief Consumer Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 2,971

Underlying: Humana Common · 1,188 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F4 · security: Right to receive one share per restricted stock unit pursuant to the Company's 2011 Stock Incentive Plan. Each restricted stock unit represents a contingent right to receive one share of Humana Inc. common stock, exempt under Rule 16b-3(d)(1) & (3).

F4 · derivative.exercise_price: Right to receive one share per restricted stock unit pursuant to the Company's 2011 Stock Incentive Plan. Each restricted stock unit represents a contingent right to receive one share of Humana Inc. common stock, exempt under Rule 16b-3(d)(1) & (3).

F6 · derivative.exercise_date: Restricted stock units granted to reporting person on 03/08/2017, 3,564 shares vesting in three annual increments on 12/15/17, 12/15/18, and 12/15/19. 1,782 shares fully vest three years from the date of grant.

F6 · derivative.expiration_date: Restricted stock units granted to reporting person on 03/08/2017, 3,564 shares vesting in three annual increments on 12/15/17, 12/15/18, and 12/15/19. 1,782 shares fully vest three years from the date of grant.

Read SEC document
December 15, 2018 Filed Dec 18, 2018 20:35 UTC
BILNEY JODY LChief Consumer Officer
Exercise / conversionRestricted Stock Units · Derivative 1,540 $0.00 $0.00
Disclosure

SEC source: 0000049071-18-000145 · edgar.xml · derivative · entry 10

BILNEY JODY L · CIK 0001185995 · Chief Consumer Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Humana Common · 1,540 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F4 · security: Right to receive one share per restricted stock unit pursuant to the Company's 2011 Stock Incentive Plan. Each restricted stock unit represents a contingent right to receive one share of Humana Inc. common stock, exempt under Rule 16b-3(d)(1) & (3).

F4 · derivative.exercise_price: Right to receive one share per restricted stock unit pursuant to the Company's 2011 Stock Incentive Plan. Each restricted stock unit represents a contingent right to receive one share of Humana Inc. common stock, exempt under Rule 16b-3(d)(1) & (3).

F5 · derivative.exercise_date: Restricted stock units granted to reporting person on 02/18/16, 33% of the award is vesting on 12/15/16, 12/15/17, and 12/15/18.

F5 · derivative.expiration_date: Restricted stock units granted to reporting person on 02/18/16, 33% of the award is vesting on 12/15/16, 12/15/17, and 12/15/18.

Read SEC document
December 15, 2018 Filed Dec 18, 2018 20:35 UTC
BILNEY JODY LChief Consumer Officer
Tax withholdingHumana Common 220 $304.05 $66,889.90
Disclosure

SEC source: 0000049071-18-000145 · edgar.xml · nonDerivative · entry 6

BILNEY JODY L · CIK 0001185995 · Chief Consumer Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 12,618

Read SEC document
December 15, 2018 Filed Dec 18, 2018 20:35 UTC
BILNEY JODY LChief Consumer Officer
Exercise / conversionHumana Common 480 $0.00 $0.00
Disclosure

SEC source: 0000049071-18-000145 · edgar.xml · nonDerivative · entry 5

BILNEY JODY L · CIK 0001185995 · Chief Consumer Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 12,838

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
December 15, 2018 Filed Dec 18, 2018 20:35 UTC
BILNEY JODY LChief Consumer Officer
Tax withholdingHumana Common 545 $304.05 $165,704.53
Disclosure

SEC source: 0000049071-18-000145 · edgar.xml · nonDerivative · entry 4

BILNEY JODY L · CIK 0001185995 · Chief Consumer Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 12,358

Read SEC document
December 15, 2018 Filed Dec 18, 2018 20:35 UTC
BILNEY JODY LChief Consumer Officer
Exercise / conversionHumana Common 1,188 $0.00 $0.00
Disclosure

SEC source: 0000049071-18-000145 · edgar.xml · nonDerivative · entry 3

BILNEY JODY L · CIK 0001185995 · Chief Consumer Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 12,903

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
December 15, 2018 Filed Dec 18, 2018 20:35 UTC
BILNEY JODY LChief Consumer Officer
Tax withholdingHumana Common 706 $304.05 $214,655.77
Disclosure

SEC source: 0000049071-18-000145 · edgar.xml · nonDerivative · entry 2

BILNEY JODY L · CIK 0001185995 · Chief Consumer Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 11,715

Read SEC document
December 15, 2018 Filed Dec 18, 2018 20:35 UTC
BILNEY JODY LChief Consumer Officer
Exercise / conversionHumana Common 1,540 $0.00 $0.00
Disclosure

SEC source: 0000049071-18-000145 · edgar.xml · nonDerivative · entry 1

BILNEY JODY L · CIK 0001185995 · Chief Consumer Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 12,421

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
December 15, 2018 Filed Dec 18, 2018 16:50 UTC
Deshpande SamirChief Risk Officer
Exercise / conversionRestricted Stock Units · Derivative 310 $0.00 $0.00
Disclosure

SEC source: 0000049071-18-000143 · edgar.xml · derivative · entry 5

Deshpande Samir · CIK 0001712481 · Chief Risk Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 621

Underlying: Humana Common · 310 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F2 · security: Right to receive one share per restricted stock unit pursuant to the Company's 2011 Stock Incentive Plan. Each restricted stock unit represents a contingent right to receive one share of Humana Inc. common stock, exempt under Rule 16b-3(d)(1) & (3).

F2 · derivative.exercise_price: Right to receive one share per restricted stock unit pursuant to the Company's 2011 Stock Incentive Plan. Each restricted stock unit represents a contingent right to receive one share of Humana Inc. common stock, exempt under Rule 16b-3(d)(1) & (3).

F4 · derivative.exercise_date: Restricted stock units granted to reporting person on 02/19/18, 33% of the award is vesting on 12/15/18, 12/15/19 and 12/15/20.

F4 · derivative.expiration_date: Restricted stock units granted to reporting person on 02/19/18, 33% of the award is vesting on 12/15/18, 12/15/19 and 12/15/20.

Read SEC document
December 15, 2018 Filed Dec 18, 2018 16:50 UTC
Deshpande SamirChief Risk Officer
Tax withholdingHumana Common 94 $304.05 $28,580.23
Disclosure

SEC source: 0000049071-18-000143 · edgar.xml · nonDerivative · entry 2

Deshpande Samir · CIK 0001712481 · Chief Risk Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 1,164

Read SEC document
December 15, 2018 Filed Dec 18, 2018 16:50 UTC
Deshpande SamirChief Risk Officer
Exercise / conversionHumana Common 310 $0.00 $0.00
Disclosure

SEC source: 0000049071-18-000143 · edgar.xml · nonDerivative · entry 1

Deshpande Samir · CIK 0001712481 · Chief Risk Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 1,258

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
December 15, 2018 Filed Dec 18, 2018 16:48 UTC
BEVERIDGE, ROY AChief Medical Officer
Exercise / conversionRestricted Stock Units · Derivative 341 $0.00 $0.00
Disclosure

SEC source: 0000049071-18-000142 · edgar.xml · derivative · entry 12

BEVERIDGE, ROY A · CIK 0001579300 · Chief Medical Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 683

Underlying: Humana Common · 341 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F4 · security: Right to receive one share per restricted stock unit pursuant to the Company's 2011 Stock Incentive Plan. Each restricted stock unit represents a contingent right to receive one share of Humana Inc. common stock, exempt under Rule 16b-3(d)(1) & (3).

F4 · derivative.exercise_price: Right to receive one share per restricted stock unit pursuant to the Company's 2011 Stock Incentive Plan. Each restricted stock unit represents a contingent right to receive one share of Humana Inc. common stock, exempt under Rule 16b-3(d)(1) & (3).

F7 · derivative.exercise_date: Restricted stock units granted to reporting person on 02/19/18, 33% of the award is vesting on 12/15/18, 12/15/19, and 12/15/20.

F7 · derivative.expiration_date: Restricted stock units granted to reporting person on 02/19/18, 33% of the award is vesting on 12/15/18, 12/15/19, and 12/15/20.

Read SEC document
December 15, 2018 Filed Dec 18, 2018 16:48 UTC
BEVERIDGE, ROY AChief Medical Officer
Exercise / conversionRestricted Stock Units · Derivative 843 $0.00 $0.00
Disclosure

SEC source: 0000049071-18-000142 · edgar.xml · derivative · entry 11

BEVERIDGE, ROY A · CIK 0001579300 · Chief Medical Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 1,993

Underlying: Humana Common · 843 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F4 · security: Right to receive one share per restricted stock unit pursuant to the Company's 2011 Stock Incentive Plan. Each restricted stock unit represents a contingent right to receive one share of Humana Inc. common stock, exempt under Rule 16b-3(d)(1) & (3).

F4 · derivative.exercise_price: Right to receive one share per restricted stock unit pursuant to the Company's 2011 Stock Incentive Plan. Each restricted stock unit represents a contingent right to receive one share of Humana Inc. common stock, exempt under Rule 16b-3(d)(1) & (3).

F6 · derivative.exercise_date: Restricted stock units granted to reporting person on 03/08/2017, 2,529 shares vesting in three annual increments on 12/15/17, 12/15/18, and 12/15/19. 1,149 shares fully vest three years from the date of grant.

F6 · derivative.expiration_date: Restricted stock units granted to reporting person on 03/08/2017, 2,529 shares vesting in three annual increments on 12/15/17, 12/15/18, and 12/15/19. 1,149 shares fully vest three years from the date of grant.

Read SEC document
December 15, 2018 Filed Dec 18, 2018 16:48 UTC
BEVERIDGE, ROY AChief Medical Officer
Exercise / conversionRestricted Stock Units · Derivative 1,093 $0.00 $0.00
Disclosure

SEC source: 0000049071-18-000142 · edgar.xml · derivative · entry 10

BEVERIDGE, ROY A · CIK 0001579300 · Chief Medical Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Humana Common · 1,093 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F4 · security: Right to receive one share per restricted stock unit pursuant to the Company's 2011 Stock Incentive Plan. Each restricted stock unit represents a contingent right to receive one share of Humana Inc. common stock, exempt under Rule 16b-3(d)(1) & (3).

F4 · derivative.exercise_price: Right to receive one share per restricted stock unit pursuant to the Company's 2011 Stock Incentive Plan. Each restricted stock unit represents a contingent right to receive one share of Humana Inc. common stock, exempt under Rule 16b-3(d)(1) & (3).

F5 · derivative.exercise_date: Restricted stock units granted to reporting person on 02/18/16, 33% of the award is vesting on 12/15/16, 12/15/17, and 12/15/18.

F5 · derivative.expiration_date: Restricted stock units granted to reporting person on 02/18/16, 33% of the award is vesting on 12/15/16, 12/15/17, and 12/15/18.

Read SEC document
December 15, 2018 Filed Dec 18, 2018 16:48 UTC
BEVERIDGE, ROY AChief Medical Officer
Tax withholdingHumana Common 163 $304.05 $49,559.34
Disclosure

SEC source: 0000049071-18-000142 · edgar.xml · nonDerivative · entry 6

BEVERIDGE, ROY A · CIK 0001579300 · Chief Medical Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 11,814

Read SEC document
December 15, 2018 Filed Dec 18, 2018 16:48 UTC
BEVERIDGE, ROY AChief Medical Officer
Exercise / conversionHumana Common 341 $0.00 $0.00
Disclosure

SEC source: 0000049071-18-000142 · edgar.xml · nonDerivative · entry 5

BEVERIDGE, ROY A · CIK 0001579300 · Chief Medical Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 11,977

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
December 15, 2018 Filed Dec 18, 2018 16:48 UTC
BEVERIDGE, ROY AChief Medical Officer
Tax withholdingHumana Common 401 $304.05 $121,922.05
Disclosure

SEC source: 0000049071-18-000142 · edgar.xml · nonDerivative · entry 4

BEVERIDGE, ROY A · CIK 0001579300 · Chief Medical Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 11,636

Read SEC document
December 15, 2018 Filed Dec 18, 2018 16:48 UTC
BEVERIDGE, ROY AChief Medical Officer
Exercise / conversionHumana Common 843 $0.00 $0.00
Disclosure

SEC source: 0000049071-18-000142 · edgar.xml · nonDerivative · entry 3

BEVERIDGE, ROY A · CIK 0001579300 · Chief Medical Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 12,037

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
December 15, 2018 Filed Dec 18, 2018 16:48 UTC
BEVERIDGE, ROY AChief Medical Officer
Tax withholdingHumana Common 520 $304.05 $158,103.40
Disclosure

SEC source: 0000049071-18-000142 · edgar.xml · nonDerivative · entry 2

BEVERIDGE, ROY A · CIK 0001579300 · Chief Medical Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 11,194

Read SEC document
December 15, 2018 Filed Dec 18, 2018 16:48 UTC
BEVERIDGE, ROY AChief Medical Officer
Exercise / conversionHumana Common 1,093 $0.00 $0.00
Disclosure

SEC source: 0000049071-18-000142 · edgar.xml · nonDerivative · entry 1

BEVERIDGE, ROY A · CIK 0001579300 · Chief Medical Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 11,714

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
December 15, 2018 Filed Dec 18, 2018 15:38 UTC
BROUSSARD BRUCE DDirector · President & CEO
Exercise / conversionRestricted Stock Units · Derivative 3,414 $0.00 $0.00
Disclosure

SEC source: 0000049071-18-000140 · edgar.xml · derivative · entry 12

BROUSSARD BRUCE D · CIK 0001185643 · Director · President & CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 6,829

Underlying: Humana Common · 3,414 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F4 · security: Right to receive one share per restricted stock unit pursuant to the Company's 2011 Stock Incentive Plan. Each restricted stock unit represents a contingent right to receive one share of Humana Inc. common stock, exempt under Rule 16b-3(d)(1) & (3).

F4 · derivative.exercise_price: Right to receive one share per restricted stock unit pursuant to the Company's 2011 Stock Incentive Plan. Each restricted stock unit represents a contingent right to receive one share of Humana Inc. common stock, exempt under Rule 16b-3(d)(1) & (3).

F7 · derivative.exercise_date: Restricted stock units granted to reporting person on 02/19/2018, 33% of the award is vesting on 12/15/18, 12/15/19, and 12/15/20.

F7 · derivative.expiration_date: Restricted stock units granted to reporting person on 02/19/2018, 33% of the award is vesting on 12/15/18, 12/15/19, and 12/15/20.

Read SEC document
December 15, 2018 Filed Dec 18, 2018 15:38 UTC
BROUSSARD BRUCE DDirector · President & CEO
Exercise / conversionRestricted Stock Units · Derivative 8,126 $0.00 $0.00
Disclosure

SEC source: 0000049071-18-000140 · edgar.xml · derivative · entry 11

BROUSSARD BRUCE D · CIK 0001185643 · Director · President & CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 8,126

Underlying: Humana Common · 8,126 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F4 · security: Right to receive one share per restricted stock unit pursuant to the Company's 2011 Stock Incentive Plan. Each restricted stock unit represents a contingent right to receive one share of Humana Inc. common stock, exempt under Rule 16b-3(d)(1) & (3).

F4 · derivative.exercise_price: Right to receive one share per restricted stock unit pursuant to the Company's 2011 Stock Incentive Plan. Each restricted stock unit represents a contingent right to receive one share of Humana Inc. common stock, exempt under Rule 16b-3(d)(1) & (3).

F6 · derivative.exercise_date: Restricted stock units granted to reporting person on 03/08/2017, 33% of the award is vesting on 12/15/17, 12/15/18, and 12/15/19.

F6 · derivative.expiration_date: Restricted stock units granted to reporting person on 03/08/2017, 33% of the award is vesting on 12/15/17, 12/15/18, and 12/15/19.

Read SEC document
December 15, 2018 Filed Dec 18, 2018 15:38 UTC
BROUSSARD BRUCE DDirector · President & CEO
Exercise / conversionRestricted Stock Units · Derivative 8,693 $0.00 $0.00
Disclosure

SEC source: 0000049071-18-000140 · edgar.xml · derivative · entry 10

BROUSSARD BRUCE D · CIK 0001185643 · Director · President & CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Humana Common · 8,693 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F4 · security: Right to receive one share per restricted stock unit pursuant to the Company's 2011 Stock Incentive Plan. Each restricted stock unit represents a contingent right to receive one share of Humana Inc. common stock, exempt under Rule 16b-3(d)(1) & (3).

F4 · derivative.exercise_price: Right to receive one share per restricted stock unit pursuant to the Company's 2011 Stock Incentive Plan. Each restricted stock unit represents a contingent right to receive one share of Humana Inc. common stock, exempt under Rule 16b-3(d)(1) & (3).

F5 · derivative.exercise_date: Restricted stock units granted to reporting person on 02/18/16, 33% of the award is vesting on 12/15/16, 12/15/17, and 12/15/18.

F5 · derivative.expiration_date: Restricted stock units granted to reporting person on 02/18/16, 33% of the award is vesting on 12/15/16, 12/15/17, and 12/15/18.

Read SEC document
December 15, 2018 Filed Dec 18, 2018 15:38 UTC
BROUSSARD BRUCE DDirector · President & CEO
Tax withholdingHumana Common 1,552 $304.05 $471,877.84
Disclosure

SEC source: 0000049071-18-000140 · edgar.xml · nonDerivative · entry 6

BROUSSARD BRUCE D · CIK 0001185643 · Director · President & CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 82,121

Read SEC document
December 15, 2018 Filed Dec 18, 2018 15:38 UTC
BROUSSARD BRUCE DDirector · President & CEO
Exercise / conversionHumana Common 3,414 $0.00 $0.00
Disclosure

SEC source: 0000049071-18-000140 · edgar.xml · nonDerivative · entry 5

BROUSSARD BRUCE D · CIK 0001185643 · Director · President & CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 83,673

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
December 15, 2018 Filed Dec 18, 2018 15:38 UTC
BROUSSARD BRUCE DDirector · President & CEO
Tax withholdingHumana Common 3,694 $304.05 $1,123,142.23
Disclosure

SEC source: 0000049071-18-000140 · edgar.xml · nonDerivative · entry 4

BROUSSARD BRUCE D · CIK 0001185643 · Director · President & CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 80,259

Read SEC document
December 15, 2018 Filed Dec 18, 2018 15:38 UTC
BROUSSARD BRUCE DDirector · President & CEO
Exercise / conversionHumana Common 8,126 $0.00 $0.00
Disclosure

SEC source: 0000049071-18-000140 · edgar.xml · nonDerivative · entry 3

BROUSSARD BRUCE D · CIK 0001185643 · Director · President & CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 83,953

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
December 15, 2018 Filed Dec 18, 2018 15:38 UTC
BROUSSARD BRUCE DDirector · President & CEO
Tax withholdingHumana Common 3,951 $304.05 $1,201,281.80
Disclosure

SEC source: 0000049071-18-000140 · edgar.xml · nonDerivative · entry 2

BROUSSARD BRUCE D · CIK 0001185643 · Director · President & CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 75,827

Read SEC document
December 15, 2018 Filed Dec 18, 2018 15:38 UTC
BROUSSARD BRUCE DDirector · President & CEO
Exercise / conversionHumana Common 8,693 $0.00 $0.00
Disclosure

SEC source: 0000049071-18-000140 · edgar.xml · nonDerivative · entry 1

BROUSSARD BRUCE D · CIK 0001185643 · Director · President & CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 79,778

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
December 15, 2018 Filed Dec 18, 2018 14:57 UTC
Kane Brian AChief Financial Officer
Exercise / conversionRestricted Stock Units · Derivative 931 $0.00 $0.00
Disclosure

SEC source: 0000049071-18-000137 · edgar.xml · derivative · entry 13

Kane Brian A · CIK 0001609525 · Chief Financial Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 1,863

Underlying: Humana Common · 931 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F5 · security: Right to receive one share per restricted stock unit pursuant to the Company's 2011 Stock Incentive Plan. Each restricted stock unit represents a contingent right to receive one share of Humana Inc. common stock, exempt under Rule 16b-3(d)(1) & (3).

F5 · derivative.exercise_price: Right to receive one share per restricted stock unit pursuant to the Company's 2011 Stock Incentive Plan. Each restricted stock unit represents a contingent right to receive one share of Humana Inc. common stock, exempt under Rule 16b-3(d)(1) & (3).

F8 · derivative.exercise_date: Restricted stock units granted to reporting person on 02/19/18, 33% of the award is vesting on 12/15/18, 12/15/19, and 12/15/20.

F8 · derivative.expiration_date: Restricted stock units granted to reporting person on 02/19/18, 33% of the award is vesting on 12/15/18, 12/15/19, and 12/15/20.

Read SEC document
December 15, 2018 Filed Dec 18, 2018 14:57 UTC
Kane Brian AChief Financial Officer
Exercise / conversionRestricted Stock Units · Derivative 1,533 $0.00 $0.00
Disclosure

SEC source: 0000049071-18-000137 · edgar.xml · derivative · entry 12

Kane Brian A · CIK 0001609525 · Chief Financial Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 3,833

Underlying: Humana Common · 1,533 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F5 · security: Right to receive one share per restricted stock unit pursuant to the Company's 2011 Stock Incentive Plan. Each restricted stock unit represents a contingent right to receive one share of Humana Inc. common stock, exempt under Rule 16b-3(d)(1) & (3).

F5 · derivative.exercise_price: Right to receive one share per restricted stock unit pursuant to the Company's 2011 Stock Incentive Plan. Each restricted stock unit represents a contingent right to receive one share of Humana Inc. common stock, exempt under Rule 16b-3(d)(1) & (3).

F7 · derivative.exercise_date: Restricted stock units granted to reporting person on 03/08/2017, 4,599 shares vesting in three annual increments on 12/15/17, 12/15/18, and 12/15/19. 2,299 shares fully vest three years from the date of grant.

F7 · derivative.expiration_date: Restricted stock units granted to reporting person on 03/08/2017, 4,599 shares vesting in three annual increments on 12/15/17, 12/15/18, and 12/15/19. 2,299 shares fully vest three years from the date of grant.

Read SEC document
December 15, 2018 Filed Dec 18, 2018 14:57 UTC
Kane Brian AChief Financial Officer
Exercise / conversionRestricted Stock Units · Derivative 1,540 $0.00 $0.00
Disclosure

SEC source: 0000049071-18-000137 · edgar.xml · derivative · entry 11

Kane Brian A · CIK 0001609525 · Chief Financial Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Humana Common · 1,540 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F5 · security: Right to receive one share per restricted stock unit pursuant to the Company's 2011 Stock Incentive Plan. Each restricted stock unit represents a contingent right to receive one share of Humana Inc. common stock, exempt under Rule 16b-3(d)(1) & (3).

F5 · derivative.exercise_price: Right to receive one share per restricted stock unit pursuant to the Company's 2011 Stock Incentive Plan. Each restricted stock unit represents a contingent right to receive one share of Humana Inc. common stock, exempt under Rule 16b-3(d)(1) & (3).

F6 · derivative.exercise_date: Restricted stock units granted to reporting person on 02/18/16, 33% of the award is vesting on 12/15/16, 12/15/17, and 12/15/18.

F6 · derivative.expiration_date: Restricted stock units granted to reporting person on 02/18/16, 33% of the award is vesting on 12/15/16, 12/15/17, and 12/15/18.

Read SEC document
December 15, 2018 Filed Dec 18, 2018 14:57 UTC
Kane Brian AChief Financial Officer
Tax withholdingHumana Common 430 $304.05 $130,739.35
Disclosure

SEC source: 0000049071-18-000137 · edgar.xml · nonDerivative · entry 6

Kane Brian A · CIK 0001609525 · Chief Financial Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 20,615

Read SEC document
December 15, 2018 Filed Dec 18, 2018 14:57 UTC
Kane Brian AChief Financial Officer
Exercise / conversionHumana Common 931 $0.00 $0.00
Disclosure

SEC source: 0000049071-18-000137 · edgar.xml · nonDerivative · entry 5

Kane Brian A · CIK 0001609525 · Chief Financial Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 21,045

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
December 15, 2018 Filed Dec 18, 2018 14:57 UTC
Kane Brian AChief Financial Officer
Tax withholdingHumana Common 707 $304.05 $214,959.82
Disclosure

SEC source: 0000049071-18-000137 · edgar.xml · nonDerivative · entry 4

Kane Brian A · CIK 0001609525 · Chief Financial Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 20,114

Read SEC document
December 15, 2018 Filed Dec 18, 2018 14:57 UTC
Kane Brian AChief Financial Officer
Exercise / conversionHumana Common 1,533 $0.00 $0.00
Disclosure

SEC source: 0000049071-18-000137 · edgar.xml · nonDerivative · entry 3

Kane Brian A · CIK 0001609525 · Chief Financial Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 20,821

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
December 15, 2018 Filed Dec 18, 2018 14:57 UTC
Kane Brian AChief Financial Officer
Tax withholdingHumana Common 711 $304.05 $216,176.00
Disclosure

SEC source: 0000049071-18-000137 · edgar.xml · nonDerivative · entry 2

Kane Brian A · CIK 0001609525 · Chief Financial Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 19,288

Read SEC document
December 15, 2018 Filed Dec 18, 2018 14:57 UTC
Kane Brian AChief Financial Officer
Exercise / conversionHumana Common 1,540 $0.00 $0.00
Disclosure

SEC source: 0000049071-18-000137 · edgar.xml · nonDerivative · entry 1

Kane Brian A · CIK 0001609525 · Chief Financial Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 19,999

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
December 15, 2018 Filed Dec 18, 2018 14:55 UTC
Zipperle Cynthia HSVP, Chief Acct Officer & Cont
Exercise / conversionRestricted Stock Units · Derivative 300 $0.00 $0.00
Disclosure

SEC source: 0000049071-18-000136 · edgar.xml · derivative · entry 10

Zipperle Cynthia H · CIK 0001628102 · SVP, Chief Acct Officer & Cont

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 603

Underlying: Humana Common · 300 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F2 · security: Right to receive one share per restricted stock unit pursuant to the Company's 2011 Stock Incentive Plan. Each restricted stock unit represents a contingent right to receive one share of Humana Inc. common stock, exempt under Rule 16b-3(d)(1) & (3).

F2 · derivative.exercise_price: Right to receive one share per restricted stock unit pursuant to the Company's 2011 Stock Incentive Plan. Each restricted stock unit represents a contingent right to receive one share of Humana Inc. common stock, exempt under Rule 16b-3(d)(1) & (3).

F5 · derivative.exercise_date: Restricted stock units granted to reporting person on 02/19/18, 33% of the award is vesting on 12/15/18, 12/15/19, and 12/15/20.

F5 · derivative.expiration_date: Restricted stock units granted to reporting person on 02/19/18, 33% of the award is vesting on 12/15/18, 12/15/19, and 12/15/20.

Read SEC document

Value uses the disclosed total when available, otherwise shares × reported transaction price. It is not an estimate of exercise cash cost or investment performance.