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HUMANA INC

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1429
SEC CIK
0000049071
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738

Last 12 months

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1 purchase rows · 0 sale rows

Disclosed non-derivative P/S rows, by transaction month. Includes amendments and private transactions.
Monthly counts
MonthPurchasesSales
Nov 202500
Dec 202500
Jan 202600
Feb 202610
Mar 202600
Apr 202600
May 202600
Jun 202600
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Purchases/sales include open-market and private transactions. Plan disclosure applies to the filing; individual rows may differ. “Not disclosed” is not “unplanned.”

The cutoff filters transaction history only. Company summaries and owner relationships show the latest available disclosures. Parser corrections can improve historical records.

Transaction dateOwner / reported roleActivity / securityShares / unitsReported priceReported valueDetails
December 15, 2018 Filed Dec 18, 2018 22:37 UTC
Christopher M TodoroffChief Legal Officer
Exercise / conversionHumana Common 1,188 $0.00 $0.00
Disclosure

SEC source: 0000049071-18-000152 · edgar.xml · nonDerivative · entry 3

Christopher M Todoroff · CIK 0001441437 · Chief Legal Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 11,434

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
December 15, 2018 Filed Dec 18, 2018 22:37 UTC
Christopher M TodoroffChief Legal Officer
Tax withholdingHumana Common 717 $304.05 $218,000.27
Disclosure

SEC source: 0000049071-18-000152 · edgar.xml · nonDerivative · entry 2

Christopher M Todoroff · CIK 0001441437 · Chief Legal Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 10,246

Read SEC document
December 15, 2018 Filed Dec 18, 2018 22:37 UTC
Christopher M TodoroffChief Legal Officer
Exercise / conversionHumana Common 1,540 $0.00 $0.00
Disclosure

SEC source: 0000049071-18-000152 · edgar.xml · nonDerivative · entry 1

Christopher M Todoroff · CIK 0001441437 · Chief Legal Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 10,963

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
December 15, 2018 Filed Dec 18, 2018 21:24 UTC
Huval Timothy S.Chief HR Officer
Exercise / conversionRestricted Stock Units · Derivative 511 $0.00 $0.00
Disclosure

SEC source: 0000049071-18-000150 · edgar.xml · derivative · entry 14

Huval Timothy S. · CIK 0001565717 · Chief HR Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 1,025

Underlying: Humana Common · 511 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F5 · security: Right to receive one share per restricted stock unit pursuant to the Company's 2011 Stock Incentive Plan. Each restricted stock unit represents a contingent right to receive one share of Humana Inc. common stock, exempt under Rule 16b-3(d)(1) & (3).

F5 · derivative.exercise_price: Right to receive one share per restricted stock unit pursuant to the Company's 2011 Stock Incentive Plan. Each restricted stock unit represents a contingent right to receive one share of Humana Inc. common stock, exempt under Rule 16b-3(d)(1) & (3).

F8 · derivative.exercise_date: Restricted stock units granted to reporting person on 02/19/18, 33% of the award is vesting on 12/15/18, 12/15/19, and 12/15/20.

F8 · derivative.expiration_date: Restricted stock units granted to reporting person on 02/19/18, 33% of the award is vesting on 12/15/18, 12/15/19, and 12/15/20.

Read SEC document
December 15, 2018 Filed Dec 18, 2018 21:24 UTC
Huval Timothy S.Chief HR Officer
Exercise / conversionRestricted Stock Units · Derivative 1,188 $0.00 $0.00
Disclosure

SEC source: 0000049071-18-000150 · edgar.xml · derivative · entry 13

Huval Timothy S. · CIK 0001565717 · Chief HR Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 2,971

Underlying: Humana Common · 1,188 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F5 · security: Right to receive one share per restricted stock unit pursuant to the Company's 2011 Stock Incentive Plan. Each restricted stock unit represents a contingent right to receive one share of Humana Inc. common stock, exempt under Rule 16b-3(d)(1) & (3).

F5 · derivative.exercise_price: Right to receive one share per restricted stock unit pursuant to the Company's 2011 Stock Incentive Plan. Each restricted stock unit represents a contingent right to receive one share of Humana Inc. common stock, exempt under Rule 16b-3(d)(1) & (3).

F7 · derivative.exercise_date: Restricted stock units granted to reporting person on 03/08/2017, 3,564 shares vesting in three annual increments on 12/15/17, 12/15/18, and 12/15/19. 1,782 shares fully vest three years from the date of grant.

F7 · derivative.expiration_date: Restricted stock units granted to reporting person on 03/08/2017, 3,564 shares vesting in three annual increments on 12/15/17, 12/15/18, and 12/15/19. 1,782 shares fully vest three years from the date of grant.

Read SEC document
December 15, 2018 Filed Dec 18, 2018 21:24 UTC
Huval Timothy S.Chief HR Officer
Exercise / conversionRestricted Stock Units · Derivative 1,540 $0.00 $0.00
Disclosure

SEC source: 0000049071-18-000150 · edgar.xml · derivative · entry 12

Huval Timothy S. · CIK 0001565717 · Chief HR Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Humana Common · 1,540 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F5 · security: Right to receive one share per restricted stock unit pursuant to the Company's 2011 Stock Incentive Plan. Each restricted stock unit represents a contingent right to receive one share of Humana Inc. common stock, exempt under Rule 16b-3(d)(1) & (3).

F5 · derivative.exercise_price: Right to receive one share per restricted stock unit pursuant to the Company's 2011 Stock Incentive Plan. Each restricted stock unit represents a contingent right to receive one share of Humana Inc. common stock, exempt under Rule 16b-3(d)(1) & (3).

F6 · derivative.exercise_date: Restricted stock units granted to reporting person on 02/18/16, 33% of the award is vesting on 12/15/16, 12/15/17, and 12/15/18.

F6 · derivative.expiration_date: Restricted stock units granted to reporting person on 02/18/16, 33% of the award is vesting on 12/15/16, 12/15/17, and 12/15/18.

Read SEC document
December 15, 2018 Filed Dec 18, 2018 21:24 UTC
Huval Timothy S.Chief HR Officer
Tax withholdingHumana Common 234 $304.05 $71,146.53
Disclosure

SEC source: 0000049071-18-000150 · edgar.xml · nonDerivative · entry 6

Huval Timothy S. · CIK 0001565717 · Chief HR Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 10,589

Read SEC document
December 15, 2018 Filed Dec 18, 2018 21:24 UTC
Huval Timothy S.Chief HR Officer
Exercise / conversionHumana Common 511 $0.00 $0.00
Disclosure

SEC source: 0000049071-18-000150 · edgar.xml · nonDerivative · entry 5

Huval Timothy S. · CIK 0001565717 · Chief HR Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 10,823

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
December 15, 2018 Filed Dec 18, 2018 21:24 UTC
Huval Timothy S.Chief HR Officer
Tax withholdingHumana Common 543 $304.05 $165,096.44
Disclosure

SEC source: 0000049071-18-000150 · edgar.xml · nonDerivative · entry 4

Huval Timothy S. · CIK 0001565717 · Chief HR Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 10,312

Read SEC document
December 15, 2018 Filed Dec 18, 2018 21:24 UTC
Huval Timothy S.Chief HR Officer
Exercise / conversionHumana Common 1,188 $0.00 $0.00
Disclosure

SEC source: 0000049071-18-000150 · edgar.xml · nonDerivative · entry 3

Huval Timothy S. · CIK 0001565717 · Chief HR Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 10,855

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
December 15, 2018 Filed Dec 18, 2018 21:24 UTC
Huval Timothy S.Chief HR Officer
Tax withholdingHumana Common 704 $304.05 $214,047.68
Disclosure

SEC source: 0000049071-18-000150 · edgar.xml · nonDerivative · entry 2

Huval Timothy S. · CIK 0001565717 · Chief HR Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 9,667

Read SEC document
December 15, 2018 Filed Dec 18, 2018 21:24 UTC
Huval Timothy S.Chief HR Officer
Exercise / conversionHumana Common 1,540 $0.00 $0.00
Disclosure

SEC source: 0000049071-18-000150 · edgar.xml · nonDerivative · entry 1

Huval Timothy S. · CIK 0001565717 · Chief HR Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 10,371

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
December 15, 2018 Filed Dec 18, 2018 21:38 UTC
LeClaire Brian P.Chief Information Officer
Exercise / conversionRestricted Stock Units · Derivative 480 $0.00 $0.00
Disclosure

SEC source: 0000049071-18-000151 · edgar.xml · derivative · entry 14

LeClaire Brian P. · CIK 0001528285 · Chief Information Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 963

Underlying: Humana Common · 480 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F5 · security: Right to receive one share per restricted stock unit pursuant to the Company's 2011 Stock Incentive Plan. Each restricted stock unit represents a contingent right to receive one share of Humana Inc. common stock, exempt under Rule 16b-3(d)(1) & (3).

F5 · derivative.exercise_price: Right to receive one share per restricted stock unit pursuant to the Company's 2011 Stock Incentive Plan. Each restricted stock unit represents a contingent right to receive one share of Humana Inc. common stock, exempt under Rule 16b-3(d)(1) & (3).

F8 · derivative.exercise_date: Restricted stock units granted to reporting person on 02/19/18, 33% of the award is vesting on 12/15/18, 12/15/19, and 12/15/20.

F8 · derivative.expiration_date: Restricted stock units granted to reporting person on 02/19/18, 33% of the award is vesting on 12/15/18, 12/15/19, and 12/15/20.

Read SEC document
December 15, 2018 Filed Dec 18, 2018 21:38 UTC
LeClaire Brian P.Chief Information Officer
Exercise / conversionRestricted Stock Units · Derivative 1,188 $0.00 $0.00
Disclosure

SEC source: 0000049071-18-000151 · edgar.xml · derivative · entry 13

LeClaire Brian P. · CIK 0001528285 · Chief Information Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 2,971

Underlying: Humana Common · 1,188 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F5 · security: Right to receive one share per restricted stock unit pursuant to the Company's 2011 Stock Incentive Plan. Each restricted stock unit represents a contingent right to receive one share of Humana Inc. common stock, exempt under Rule 16b-3(d)(1) & (3).

F5 · derivative.exercise_price: Right to receive one share per restricted stock unit pursuant to the Company's 2011 Stock Incentive Plan. Each restricted stock unit represents a contingent right to receive one share of Humana Inc. common stock, exempt under Rule 16b-3(d)(1) & (3).

F7 · derivative.exercise_date: Restricted stock units granted to reporting person on 03/08/2017, 3,564 shares vesting in three annual increments on 12/15/17, 12/15/18, and 12/15/19. 1,782 shares fully vest three years from the date of grant.

F7 · derivative.expiration_date: Restricted stock units granted to reporting person on 03/08/2017, 3,564 shares vesting in three annual increments on 12/15/17, 12/15/18, and 12/15/19. 1,782 shares fully vest three years from the date of grant.

Read SEC document
December 15, 2018 Filed Dec 18, 2018 21:38 UTC
LeClaire Brian P.Chief Information Officer
Exercise / conversionRestricted Stock Units · Derivative 1,093 $0.00 $0.00
Disclosure

SEC source: 0000049071-18-000151 · edgar.xml · derivative · entry 12

LeClaire Brian P. · CIK 0001528285 · Chief Information Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Humana Common · 1,093 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F5 · security: Right to receive one share per restricted stock unit pursuant to the Company's 2011 Stock Incentive Plan. Each restricted stock unit represents a contingent right to receive one share of Humana Inc. common stock, exempt under Rule 16b-3(d)(1) & (3).

F5 · derivative.exercise_price: Right to receive one share per restricted stock unit pursuant to the Company's 2011 Stock Incentive Plan. Each restricted stock unit represents a contingent right to receive one share of Humana Inc. common stock, exempt under Rule 16b-3(d)(1) & (3).

F6 · derivative.exercise_date: Restricted stock units granted to reporting person on 02/18/16, 33% of the award is vesting on 12/15/16, 12/15/17, and 12/15/18.

F6 · derivative.expiration_date: Restricted stock units granted to reporting person on 02/18/16, 33% of the award is vesting on 12/15/16, 12/15/17, and 12/15/18.

Read SEC document
December 15, 2018 Filed Dec 18, 2018 21:38 UTC
LeClaire Brian P.Chief Information Officer
Tax withholdingHumana Common 224 $304.05 $68,106.08
Disclosure

SEC source: 0000049071-18-000151 · edgar.xml · nonDerivative · entry 6

LeClaire Brian P. · CIK 0001528285 · Chief Information Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 9,032

Read SEC document
December 15, 2018 Filed Dec 18, 2018 21:38 UTC
LeClaire Brian P.Chief Information Officer
Exercise / conversionHumana Common 480 $0.00 $0.00
Disclosure

SEC source: 0000049071-18-000151 · edgar.xml · nonDerivative · entry 5

LeClaire Brian P. · CIK 0001528285 · Chief Information Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 9,256

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
December 15, 2018 Filed Dec 18, 2018 21:38 UTC
LeClaire Brian P.Chief Information Officer
Tax withholdingHumana Common 554 $304.05 $168,440.93
Disclosure

SEC source: 0000049071-18-000151 · edgar.xml · nonDerivative · entry 4

LeClaire Brian P. · CIK 0001528285 · Chief Information Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 8,776

Read SEC document
December 15, 2018 Filed Dec 18, 2018 21:38 UTC
LeClaire Brian P.Chief Information Officer
Exercise / conversionHumana Common 1,188 $0.00 $0.00
Disclosure

SEC source: 0000049071-18-000151 · edgar.xml · nonDerivative · entry 3

LeClaire Brian P. · CIK 0001528285 · Chief Information Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 9,330

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
December 15, 2018 Filed Dec 18, 2018 21:38 UTC
LeClaire Brian P.Chief Information Officer
Tax withholdingHumana Common 509 $304.05 $154,758.91
Disclosure

SEC source: 0000049071-18-000151 · edgar.xml · nonDerivative · entry 2

LeClaire Brian P. · CIK 0001528285 · Chief Information Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 8,142

Read SEC document
December 15, 2018 Filed Dec 18, 2018 21:38 UTC
LeClaire Brian P.Chief Information Officer
Exercise / conversionHumana Common 1,093 $0.00 $0.00
Disclosure

SEC source: 0000049071-18-000151 · edgar.xml · nonDerivative · entry 1

LeClaire Brian P. · CIK 0001528285 · Chief Information Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 8,651

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
December 15, 2018 Filed Dec 18, 2018 21:09 UTC
Fleming William KevinSeg President, Healthcare Svcs
Exercise / conversionRestricted Stock Units · Derivative 107 $0.00 $0.00
Disclosure

SEC source: 0000049071-18-000148 · edgar.xml · derivative · entry 20

Fleming William Kevin · CIK 0001699801 · Seg President, Healthcare Svcs

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 216

Underlying: Humana Common · 107 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F6 · security: Right to receive one share per restricted stock unit pursuant to the Company's 2011 Stock Incentive Plan. Each restricted stock unit represents a contingent right to receive one share of Humana Inc. common stock, exempt under Rule 16b-3(d)(1) & (3).

F6 · derivative.exercise_price: Right to receive one share per restricted stock unit pursuant to the Company's 2011 Stock Incentive Plan. Each restricted stock unit represents a contingent right to receive one share of Humana Inc. common stock, exempt under Rule 16b-3(d)(1) & (3).

F11 · derivative.exercise_date: Restricted stock units granted to reporting person on 03/1/18, 33% of the award is vesting on 12/15/18, 12/15/19 and 12/15/20.

F11 · derivative.expiration_date: Restricted stock units granted to reporting person on 03/1/18, 33% of the award is vesting on 12/15/18, 12/15/19 and 12/15/20.

Read SEC document
December 15, 2018 Filed Dec 18, 2018 21:09 UTC
Fleming William KevinSeg President, Healthcare Svcs
Exercise / conversionRestricted Stock Units · Derivative 511 $0.00 $0.00
Disclosure

SEC source: 0000049071-18-000148 · edgar.xml · derivative · entry 19

Fleming William Kevin · CIK 0001699801 · Seg President, Healthcare Svcs

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 1,025

Underlying: Humana Common · 511 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F6 · security: Right to receive one share per restricted stock unit pursuant to the Company's 2011 Stock Incentive Plan. Each restricted stock unit represents a contingent right to receive one share of Humana Inc. common stock, exempt under Rule 16b-3(d)(1) & (3).

F6 · derivative.exercise_price: Right to receive one share per restricted stock unit pursuant to the Company's 2011 Stock Incentive Plan. Each restricted stock unit represents a contingent right to receive one share of Humana Inc. common stock, exempt under Rule 16b-3(d)(1) & (3).

F10 · derivative.exercise_date: Restricted stock units granted to reporting person on 02/19/18, 33% of the award is vesting on 12/15/18, 12/15/19 and 12/15/20.

F10 · derivative.expiration_date: Restricted stock units granted to reporting person on 02/19/18, 33% of the award is vesting on 12/15/18, 12/15/19 and 12/15/20.

Read SEC document
December 15, 2018 Filed Dec 18, 2018 21:09 UTC
Fleming William KevinSeg President, Healthcare Svcs
Exercise / conversionRestricted Stock Units · Derivative 996 $0.00 $0.00
Disclosure

SEC source: 0000049071-18-000148 · edgar.xml · derivative · entry 18

Fleming William Kevin · CIK 0001699801 · Seg President, Healthcare Svcs

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 2,721

Underlying: Humana Common · 996 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F6 · security: Right to receive one share per restricted stock unit pursuant to the Company's 2011 Stock Incentive Plan. Each restricted stock unit represents a contingent right to receive one share of Humana Inc. common stock, exempt under Rule 16b-3(d)(1) & (3).

F6 · derivative.exercise_price: Right to receive one share per restricted stock unit pursuant to the Company's 2011 Stock Incentive Plan. Each restricted stock unit represents a contingent right to receive one share of Humana Inc. common stock, exempt under Rule 16b-3(d)(1) & (3).

F9 · derivative.exercise_date: Restricted stock units granted to reporting person on 03/08/17, 2,989 shares vesting in three annual increments on 12/15/17, 12/15/18, and 12/15/19. 1,724 shares fully vest three years from the date of grant.

F9 · derivative.expiration_date: Restricted stock units granted to reporting person on 03/08/17, 2,989 shares vesting in three annual increments on 12/15/17, 12/15/18, and 12/15/19. 1,724 shares fully vest three years from the date of grant.

Read SEC document
December 15, 2018 Filed Dec 18, 2018 21:09 UTC
Fleming William KevinSeg President, Healthcare Svcs
Exercise / conversionRestricted Stock Units · Derivative 870 $0.00 $0.00
Disclosure

SEC source: 0000049071-18-000148 · edgar.xml · derivative · entry 17

Fleming William Kevin · CIK 0001699801 · Seg President, Healthcare Svcs

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Humana Common · 870 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F6 · security: Right to receive one share per restricted stock unit pursuant to the Company's 2011 Stock Incentive Plan. Each restricted stock unit represents a contingent right to receive one share of Humana Inc. common stock, exempt under Rule 16b-3(d)(1) & (3).

F6 · derivative.exercise_price: Right to receive one share per restricted stock unit pursuant to the Company's 2011 Stock Incentive Plan. Each restricted stock unit represents a contingent right to receive one share of Humana Inc. common stock, exempt under Rule 16b-3(d)(1) & (3).

F8 · derivative.exercise_date: Restricted stock units granted to reporting person on 02/18/16, 33% of the award is vesting on 12/15/16, 12/15/2017 and 12/15/2018.

F8 · derivative.expiration_date: Restricted stock units granted to reporting person on 02/18/16, 33% of the award is vesting on 12/15/16, 12/15/2017 and 12/15/2018.

Read SEC document
December 15, 2018 Filed Dec 18, 2018 21:09 UTC
Fleming William KevinSeg President, Healthcare Svcs
Tax withholdingHumana Common 50 $304.05 $15,202.25
Disclosure

SEC source: 0000049071-18-000148 · edgar.xml · nonDerivative · entry 8

Fleming William Kevin · CIK 0001699801 · Seg President, Healthcare Svcs

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 9,366

Read SEC document
December 15, 2018 Filed Dec 18, 2018 21:09 UTC
Fleming William KevinSeg President, Healthcare Svcs
Exercise / conversionHumana Common 107 $0.00 $0.00
Disclosure

SEC source: 0000049071-18-000148 · edgar.xml · nonDerivative · entry 7

Fleming William Kevin · CIK 0001699801 · Seg President, Healthcare Svcs

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 9,416

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
December 15, 2018 Filed Dec 18, 2018 21:09 UTC
Fleming William KevinSeg President, Healthcare Svcs
Tax withholdingHumana Common 235 $304.05 $71,450.58
Disclosure

SEC source: 0000049071-18-000148 · edgar.xml · nonDerivative · entry 6

Fleming William Kevin · CIK 0001699801 · Seg President, Healthcare Svcs

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 9,309

Read SEC document
December 15, 2018 Filed Dec 18, 2018 21:09 UTC
Fleming William KevinSeg President, Healthcare Svcs
Exercise / conversionHumana Common 511 $0.00 $0.00
Disclosure

SEC source: 0000049071-18-000148 · edgar.xml · nonDerivative · entry 5

Fleming William Kevin · CIK 0001699801 · Seg President, Healthcare Svcs

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 9,544

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
December 15, 2018 Filed Dec 18, 2018 21:09 UTC
Fleming William KevinSeg President, Healthcare Svcs
Tax withholdingHumana Common 457 $304.05 $138,948.57
Disclosure

SEC source: 0000049071-18-000148 · edgar.xml · nonDerivative · entry 4

Fleming William Kevin · CIK 0001699801 · Seg President, Healthcare Svcs

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 9,033

Read SEC document
December 15, 2018 Filed Dec 18, 2018 21:09 UTC
Fleming William KevinSeg President, Healthcare Svcs
Exercise / conversionHumana Common 996 $0.00 $0.00
Disclosure

SEC source: 0000049071-18-000148 · edgar.xml · nonDerivative · entry 3

Fleming William Kevin · CIK 0001699801 · Seg President, Healthcare Svcs

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 9,490

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
December 15, 2018 Filed Dec 18, 2018 21:09 UTC
Fleming William KevinSeg President, Healthcare Svcs
Tax withholdingHumana Common 399 $304.05 $121,313.96
Disclosure

SEC source: 0000049071-18-000148 · edgar.xml · nonDerivative · entry 2

Fleming William Kevin · CIK 0001699801 · Seg President, Healthcare Svcs

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 8,494

Read SEC document
December 15, 2018 Filed Dec 18, 2018 21:09 UTC
Fleming William KevinSeg President, Healthcare Svcs
Exercise / conversionHumana Common 870 $0.00 $0.00
Disclosure

SEC source: 0000049071-18-000148 · edgar.xml · nonDerivative · entry 1

Fleming William Kevin · CIK 0001699801 · Seg President, Healthcare Svcs

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 8,893

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
December 15, 2018 Filed Dec 18, 2018 21:05 UTC
MARGULIS HEIDI SChief Corp. Affairs Officer
Exercise / conversionRestricted Stock Units · Derivative 403 $0.00 $0.00
Disclosure

SEC source: 0000049071-18-000147 · edgar.xml · derivative · entry 13

MARGULIS HEIDI S · CIK 0001103605 · Chief Corp. Affairs Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 808

Underlying: Humana Common · 403 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F3 · security: Right to buy pursuant to Company's 2011 Stock Incentive Plan. Incentive and Non-Qualified stock options granted to reporting person on 02/19/18, vesting in three increments from 02/19/19 to 02/19/21.

F4 · derivative.exercise_price: Right to receive one share per restricted stock unit pursuant to the Company's 2011 Stock Incentive Plan. Each restricted stock unit represents a contingent right to receive one share of Humana Inc. common stock, exempt under Rule 16b-3(d)(1) & (3).

F7 · derivative.exercise_date: Restricted stock units granted to reporting person on 02/19/18, 33% of the award is vesting on 12/15/18, 12/15/19, and 12/15/20.

F7 · derivative.expiration_date: Restricted stock units granted to reporting person on 02/19/18, 33% of the award is vesting on 12/15/18, 12/15/19, and 12/15/20.

Read SEC document
December 15, 2018 Filed Dec 18, 2018 21:05 UTC
MARGULIS HEIDI SChief Corp. Affairs Officer
Exercise / conversionRestricted Stock Units · Derivative 996 $0.00 $0.00
Disclosure

SEC source: 0000049071-18-000147 · edgar.xml · derivative · entry 12

MARGULIS HEIDI S · CIK 0001103605 · Chief Corp. Affairs Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 2,491

Underlying: Humana Common · 996 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F4 · security: Right to receive one share per restricted stock unit pursuant to the Company's 2011 Stock Incentive Plan. Each restricted stock unit represents a contingent right to receive one share of Humana Inc. common stock, exempt under Rule 16b-3(d)(1) & (3).

F4 · derivative.exercise_price: Right to receive one share per restricted stock unit pursuant to the Company's 2011 Stock Incentive Plan. Each restricted stock unit represents a contingent right to receive one share of Humana Inc. common stock, exempt under Rule 16b-3(d)(1) & (3).

F6 · derivative.exercise_date: Restricted stock units granted to reporting person on 03/08/2017, 2,989 shares vesting in three annual increments on 12/15/17, 12/15/18, and 12/15/19. 1,494 shares fully vest three years from the date of grant.

F6 · derivative.expiration_date: Restricted stock units granted to reporting person on 03/08/2017, 2,989 shares vesting in three annual increments on 12/15/17, 12/15/18, and 12/15/19. 1,494 shares fully vest three years from the date of grant.

Read SEC document
December 15, 2018 Filed Dec 18, 2018 21:05 UTC
MARGULIS HEIDI SChief Corp. Affairs Officer
Exercise / conversionRestricted Stock Units · Derivative 1,093 $0.00 $0.00
Disclosure

SEC source: 0000049071-18-000147 · edgar.xml · derivative · entry 11

MARGULIS HEIDI S · CIK 0001103605 · Chief Corp. Affairs Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Humana Common · 1,093 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F4 · security: Right to receive one share per restricted stock unit pursuant to the Company's 2011 Stock Incentive Plan. Each restricted stock unit represents a contingent right to receive one share of Humana Inc. common stock, exempt under Rule 16b-3(d)(1) & (3).

F4 · derivative.exercise_price: Right to receive one share per restricted stock unit pursuant to the Company's 2011 Stock Incentive Plan. Each restricted stock unit represents a contingent right to receive one share of Humana Inc. common stock, exempt under Rule 16b-3(d)(1) & (3).

F5 · derivative.exercise_date: Restricted stock units granted to reporting person on 02/18/16, 33% of the award is vesting on 12/15/16, 12/15/17, and 12/15/18.

F5 · derivative.expiration_date: Restricted stock units granted to reporting person on 02/18/16, 33% of the award is vesting on 12/15/16, 12/15/17, and 12/15/18.

Read SEC document
December 15, 2018 Filed Dec 18, 2018 21:05 UTC
MARGULIS HEIDI SChief Corp. Affairs Officer
Tax withholdingHumana Common 184 $304.05 $55,944.28
Disclosure

SEC source: 0000049071-18-000147 · edgar.xml · nonDerivative · entry 6

MARGULIS HEIDI S · CIK 0001103605 · Chief Corp. Affairs Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 9,132

Read SEC document
December 15, 2018 Filed Dec 18, 2018 21:05 UTC
MARGULIS HEIDI SChief Corp. Affairs Officer
Exercise / conversionHumana Common 403 $0.00 $0.00
Disclosure

SEC source: 0000049071-18-000147 · edgar.xml · nonDerivative · entry 5

MARGULIS HEIDI S · CIK 0001103605 · Chief Corp. Affairs Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 9,316

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
December 15, 2018 Filed Dec 18, 2018 21:05 UTC
MARGULIS HEIDI SChief Corp. Affairs Officer
Tax withholdingHumana Common 454 $304.05 $138,036.43
Disclosure

SEC source: 0000049071-18-000147 · edgar.xml · nonDerivative · entry 4

MARGULIS HEIDI S · CIK 0001103605 · Chief Corp. Affairs Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 8,913

Read SEC document
December 15, 2018 Filed Dec 18, 2018 21:05 UTC
MARGULIS HEIDI SChief Corp. Affairs Officer
Exercise / conversionHumana Common 996 $0.00 $0.00
Disclosure

SEC source: 0000049071-18-000147 · edgar.xml · nonDerivative · entry 3

MARGULIS HEIDI S · CIK 0001103605 · Chief Corp. Affairs Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 9,367

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
December 15, 2018 Filed Dec 18, 2018 21:05 UTC
MARGULIS HEIDI SChief Corp. Affairs Officer
Tax withholdingHumana Common 498 $304.05 $151,414.41
Disclosure

SEC source: 0000049071-18-000147 · edgar.xml · nonDerivative · entry 2

MARGULIS HEIDI S · CIK 0001103605 · Chief Corp. Affairs Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 8,371

Read SEC document
December 15, 2018 Filed Dec 18, 2018 21:05 UTC
MARGULIS HEIDI SChief Corp. Affairs Officer
Exercise / conversionHumana Common 1,093 $0.00 $0.00
Disclosure

SEC source: 0000049071-18-000147 · edgar.xml · nonDerivative · entry 1

MARGULIS HEIDI S · CIK 0001103605 · Chief Corp. Affairs Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 8,869

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
December 15, 2018 Filed Dec 18, 2018 20:36 UTC
HUNTER CHRISTOPHER H.Seg President, Group Business
Exercise / conversionRestricted Stock Units · Derivative 511 $0.00 $0.00
Disclosure

SEC source: 0000049071-18-000146 · edgar.xml · derivative · entry 12

HUNTER CHRISTOPHER H. · CIK 0001595519 · Seg President, Group Business

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 1,025

Underlying: Humana Common · 511 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F4 · security: Each restricted stock unit represents a contingent right to receive one share of Humana Inc. common stock, exempt under Rule 16b-3(d)(1) & (3) under Company's 2011 Plan.

F4 · derivative.exercise_price: Each restricted stock unit represents a contingent right to receive one share of Humana Inc. common stock, exempt under Rule 16b-3(d)(1) & (3) under Company's 2011 Plan.

F7 · derivative.exercise_date: Restricted stock units granted to reporting person on 02/19/18, 33% of the award is vesting on 12/15/18, 12/15/19, and 12/15/20.

F7 · derivative.expiration_date: Restricted stock units granted to reporting person on 02/19/18, 33% of the award is vesting on 12/15/18, 12/15/19, and 12/15/20.

Read SEC document
December 15, 2018 Filed Dec 18, 2018 20:36 UTC
HUNTER CHRISTOPHER H.Seg President, Group Business
Exercise / conversionRestricted Stock Units · Derivative 996 $0.00 $0.00
Disclosure

SEC source: 0000049071-18-000146 · edgar.xml · derivative · entry 11

HUNTER CHRISTOPHER H. · CIK 0001595519 · Seg President, Group Business

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 2,491

Underlying: Humana Common · 996 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F4 · security: Each restricted stock unit represents a contingent right to receive one share of Humana Inc. common stock, exempt under Rule 16b-3(d)(1) & (3) under Company's 2011 Plan.

F4 · derivative.exercise_price: Each restricted stock unit represents a contingent right to receive one share of Humana Inc. common stock, exempt under Rule 16b-3(d)(1) & (3) under Company's 2011 Plan.

F6 · derivative.exercise_date: Restricted stock units granted to reporting person on 03/08/2017, 2,989 shares vesting in three annual increments on 12/15/17, 12/15/18, and 12/15/19. 1,494 shares fully vest three years from the date of grant.

F6 · derivative.expiration_date: Restricted stock units granted to reporting person on 03/08/2017, 2,989 shares vesting in three annual increments on 12/15/17, 12/15/18, and 12/15/19. 1,494 shares fully vest three years from the date of grant.

Read SEC document
December 15, 2018 Filed Dec 18, 2018 20:36 UTC
HUNTER CHRISTOPHER H.Seg President, Group Business
Exercise / conversionRestricted Stock Units · Derivative 1,093 $0.00 $0.00
Disclosure

SEC source: 0000049071-18-000146 · edgar.xml · derivative · entry 10

HUNTER CHRISTOPHER H. · CIK 0001595519 · Seg President, Group Business

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Humana Common · 1,093 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F4 · security: Each restricted stock unit represents a contingent right to receive one share of Humana Inc. common stock, exempt under Rule 16b-3(d)(1) & (3) under Company's 2011 Plan.

F4 · derivative.exercise_price: Each restricted stock unit represents a contingent right to receive one share of Humana Inc. common stock, exempt under Rule 16b-3(d)(1) & (3) under Company's 2011 Plan.

F5 · derivative.exercise_date: Restricted stock units granted to reporting person on 02/18/16, 33% of the award is vesting on 12/15/16, 12/15/17, and 12/15/18.

F5 · derivative.expiration_date: Restricted stock units granted to reporting person on 02/18/16, 33% of the award is vesting on 12/15/16, 12/15/17, and 12/15/18.

Read SEC document
December 15, 2018 Filed Dec 18, 2018 20:36 UTC
HUNTER CHRISTOPHER H.Seg President, Group Business
Tax withholdingHumana Common 233 $304.05 $70,842.49
Disclosure

SEC source: 0000049071-18-000146 · edgar.xml · nonDerivative · entry 6

HUNTER CHRISTOPHER H. · CIK 0001595519 · Seg President, Group Business

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 13,931

Read SEC document
December 15, 2018 Filed Dec 18, 2018 20:36 UTC
HUNTER CHRISTOPHER H.Seg President, Group Business
Exercise / conversionHumana Common 511 $0.00 $0.00
Disclosure

SEC source: 0000049071-18-000146 · edgar.xml · nonDerivative · entry 5

HUNTER CHRISTOPHER H. · CIK 0001595519 · Seg President, Group Business

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 14,164

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
December 15, 2018 Filed Dec 18, 2018 20:36 UTC
HUNTER CHRISTOPHER H.Seg President, Group Business
Tax withholdingHumana Common 453 $304.05 $137,732.39
Disclosure

SEC source: 0000049071-18-000146 · edgar.xml · nonDerivative · entry 4

HUNTER CHRISTOPHER H. · CIK 0001595519 · Seg President, Group Business

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 13,653

Read SEC document
December 15, 2018 Filed Dec 18, 2018 20:36 UTC
HUNTER CHRISTOPHER H.Seg President, Group Business
Exercise / conversionHumana Common 996 $0.00 $0.00
Disclosure

SEC source: 0000049071-18-000146 · edgar.xml · nonDerivative · entry 3

HUNTER CHRISTOPHER H. · CIK 0001595519 · Seg President, Group Business

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 14,106

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
December 15, 2018 Filed Dec 18, 2018 20:36 UTC
HUNTER CHRISTOPHER H.Seg President, Group Business
Tax withholdingHumana Common 497 $304.05 $151,110.37
Disclosure

SEC source: 0000049071-18-000146 · edgar.xml · nonDerivative · entry 2

HUNTER CHRISTOPHER H. · CIK 0001595519 · Seg President, Group Business

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 13,110

Read SEC document

Value uses the disclosed total when available, otherwise shares × reported transaction price. It is not an estimate of exercise cash cost or investment performance.