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HUM

HUMANA INC

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1429
SEC CIK
0000049071
Parsed reports
738

Last 12 months

Inside the activity.

1 purchase rows · 0 sale rows

Disclosed non-derivative P/S rows, by transaction month. Includes amendments and private transactions.
Monthly counts
MonthPurchasesSales
Nov 202500
Dec 202500
Jan 202600
Feb 202610
Mar 202600
Apr 202600
May 202600
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Purchases/sales include open-market and private transactions. Plan disclosure applies to the filing; individual rows may differ. “Not disclosed” is not “unplanned.”

The cutoff filters transaction history only. Company summaries and owner relationships show the latest available disclosures. Parser corrections can improve historical records.

Transaction dateOwner / reported roleActivity / securityShares / unitsReported priceReported valueDetails
December 15, 2019 Filed Dec 17, 2019 21:32 UTC
HUNTER CHRISTOPHER H.Seg Pres. Gr. & Military Bus.
Exercise / conversionRestricted Stock Units · Derivative 997 $0.00 $0.00
Disclosure

SEC source: 0000049071-19-000137 · edgar.xml · derivative · entry 13

HUNTER CHRISTOPHER H. · CIK 0001595519 · Seg Pres. Gr. & Military Bus.

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 1,494

Underlying: Humana Common · 997 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F4 · security: Each restricted stock unit represents a contingent right to receive one share of Humana Inc. common stock, exempt under Rule 16b-3(d)(1) & (3) under Company's 2011 Plan.

F4 · derivative.exercise_price: Each restricted stock unit represents a contingent right to receive one share of Humana Inc. common stock, exempt under Rule 16b-3(d)(1) & (3) under Company's 2011 Plan.

F5 · derivative.exercise_date: Restricted stock units granted to reporting person on 03/08/2017, 2,989 shares vesting in three annual increments on 12/15/17, 12/15/18, and 12/15/19. 1,494 shares fully vest three years from the date of grant.

F5 · derivative.expiration_date: Restricted stock units granted to reporting person on 03/08/2017, 2,989 shares vesting in three annual increments on 12/15/17, 12/15/18, and 12/15/19. 1,494 shares fully vest three years from the date of grant.

Read SEC document
December 15, 2019 Filed Dec 17, 2019 21:32 UTC
HUNTER CHRISTOPHER H.Seg Pres. Gr. & Military Bus.
Tax withholdingHumana Common 210 $350.41 $73,586.10
Disclosure

SEC source: 0000049071-19-000137 · edgar.xml · nonDerivative · entry 6

HUNTER CHRISTOPHER H. · CIK 0001595519 · Seg Pres. Gr. & Military Bus.

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 13,755

Read SEC document
December 15, 2019 Filed Dec 17, 2019 21:32 UTC
HUNTER CHRISTOPHER H.Seg Pres. Gr. & Military Bus.
Exercise / conversionHumana Common 460 $0.00 $0.00
Disclosure

SEC source: 0000049071-19-000137 · edgar.xml · nonDerivative · entry 5

HUNTER CHRISTOPHER H. · CIK 0001595519 · Seg Pres. Gr. & Military Bus.

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 13,965

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
December 15, 2019 Filed Dec 17, 2019 21:32 UTC
HUNTER CHRISTOPHER H.Seg Pres. Gr. & Military Bus.
Tax withholdingHumana Common 233 $350.41 $81,645.53
Disclosure

SEC source: 0000049071-19-000137 · edgar.xml · nonDerivative · entry 4

HUNTER CHRISTOPHER H. · CIK 0001595519 · Seg Pres. Gr. & Military Bus.

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 13,505

Read SEC document
December 15, 2019 Filed Dec 17, 2019 21:32 UTC
HUNTER CHRISTOPHER H.Seg Pres. Gr. & Military Bus.
Exercise / conversionHumana Common 512 $0.00 $0.00
Disclosure

SEC source: 0000049071-19-000137 · edgar.xml · nonDerivative · entry 3

HUNTER CHRISTOPHER H. · CIK 0001595519 · Seg Pres. Gr. & Military Bus.

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 13,738

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
December 15, 2019 Filed Dec 17, 2019 21:32 UTC
HUNTER CHRISTOPHER H.Seg Pres. Gr. & Military Bus.
Tax withholdingHumana Common 454 $350.41 $159,086.14
Disclosure

SEC source: 0000049071-19-000137 · edgar.xml · nonDerivative · entry 2

HUNTER CHRISTOPHER H. · CIK 0001595519 · Seg Pres. Gr. & Military Bus.

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 13,226

Read SEC document
December 15, 2019 Filed Dec 17, 2019 21:32 UTC
HUNTER CHRISTOPHER H.Seg Pres. Gr. & Military Bus.
Exercise / conversionHumana Common 997 $0.00 $0.00
Disclosure

SEC source: 0000049071-19-000137 · edgar.xml · nonDerivative · entry 1

HUNTER CHRISTOPHER H. · CIK 0001595519 · Seg Pres. Gr. & Military Bus.

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 13,680

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
December 15, 2019 Filed Dec 17, 2019 19:25 UTC
Fleming William KevinSeg Pres, Clin & Phm Solutions
Exercise / conversionRestricted Stock Units · Derivative 541 $0.00 $0.00
Disclosure

SEC source: 0000049071-19-000135 · edgar.xml · derivative · entry 22

Fleming William Kevin · CIK 0001699801 · Seg Pres, Clin & Phm Solutions

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 1,083

Underlying: Humana Common · 541 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F2 · security: Right to receive one share per restricted stock unit pursuant to the Company's 2011 Stock Incentive Plan. Each restricted stock unit represents a contingent right to receive one share of Humana Inc. common stock, exempt under Rule 16b-3(d)(1) & (3).

F2 · derivative.exercise_price: Right to receive one share per restricted stock unit pursuant to the Company's 2011 Stock Incentive Plan. Each restricted stock unit represents a contingent right to receive one share of Humana Inc. common stock, exempt under Rule 16b-3(d)(1) & (3).

F8 · derivative.exercise_date: Restricted stock units granted to reporting person on 2/25/19, 33% of the award is vesting on 12/15/19, 12/15/20 and 12/15/21.

F8 · derivative.expiration_date: Restricted stock units granted to reporting person on 2/25/19, 33% of the award is vesting on 12/15/19, 12/15/20 and 12/15/21.

Read SEC document
December 15, 2019 Filed Dec 17, 2019 19:25 UTC
Fleming William KevinSeg Pres, Clin & Phm Solutions
Exercise / conversionRestricted Stock Units · Derivative 108 $0.00 $0.00
Disclosure

SEC source: 0000049071-19-000135 · edgar.xml · derivative · entry 21

Fleming William Kevin · CIK 0001699801 · Seg Pres, Clin & Phm Solutions

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 108

Underlying: Humana Common · 108 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F2 · security: Right to receive one share per restricted stock unit pursuant to the Company's 2011 Stock Incentive Plan. Each restricted stock unit represents a contingent right to receive one share of Humana Inc. common stock, exempt under Rule 16b-3(d)(1) & (3).

F2 · derivative.exercise_price: Right to receive one share per restricted stock unit pursuant to the Company's 2011 Stock Incentive Plan. Each restricted stock unit represents a contingent right to receive one share of Humana Inc. common stock, exempt under Rule 16b-3(d)(1) & (3).

F9 · derivative.exercise_date: Restricted stock units granted to reporting person on 03/1/18, 33% of the award is vesting on 12/15/18, 12/15/19 and 12/15/20.

F9 · derivative.expiration_date: Restricted stock units granted to reporting person on 03/1/18, 33% of the award is vesting on 12/15/18, 12/15/19 and 12/15/20.

Read SEC document
December 15, 2019 Filed Dec 17, 2019 19:25 UTC
Fleming William KevinSeg Pres, Clin & Phm Solutions
Exercise / conversionRestricted Stock Units · Derivative 512 $0.00 $0.00
Disclosure

SEC source: 0000049071-19-000135 · edgar.xml · derivative · entry 20

Fleming William Kevin · CIK 0001699801 · Seg Pres, Clin & Phm Solutions

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 513

Underlying: Humana Common · 512 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F2 · security: Right to receive one share per restricted stock unit pursuant to the Company's 2011 Stock Incentive Plan. Each restricted stock unit represents a contingent right to receive one share of Humana Inc. common stock, exempt under Rule 16b-3(d)(1) & (3).

F2 · derivative.exercise_price: Right to receive one share per restricted stock unit pursuant to the Company's 2011 Stock Incentive Plan. Each restricted stock unit represents a contingent right to receive one share of Humana Inc. common stock, exempt under Rule 16b-3(d)(1) & (3).

F11 · derivative.exercise_date: Restricted stock units granted to reporting person on 02/19/18, 33% of the award is vesting on 12/15/18, 12/15/19 and 12/15/20.

F11 · derivative.expiration_date: Restricted stock units granted to reporting person on 02/19/18, 33% of the award is vesting on 12/15/18, 12/15/19 and 12/15/20.

Read SEC document
December 15, 2019 Filed Dec 17, 2019 19:25 UTC
Fleming William KevinSeg Pres, Clin & Phm Solutions
Exercise / conversionRestricted Stock Units · Derivative 997 $0.00 $0.00
Disclosure

SEC source: 0000049071-19-000135 · edgar.xml · derivative · entry 19

Fleming William Kevin · CIK 0001699801 · Seg Pres, Clin & Phm Solutions

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 1,724

Underlying: Humana Common · 997 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F2 · security: Right to receive one share per restricted stock unit pursuant to the Company's 2011 Stock Incentive Plan. Each restricted stock unit represents a contingent right to receive one share of Humana Inc. common stock, exempt under Rule 16b-3(d)(1) & (3).

F2 · derivative.exercise_price: Right to receive one share per restricted stock unit pursuant to the Company's 2011 Stock Incentive Plan. Each restricted stock unit represents a contingent right to receive one share of Humana Inc. common stock, exempt under Rule 16b-3(d)(1) & (3).

F10 · derivative.exercise_date: Restricted stock units granted to reporting person on 03/08/17, 2,989 shares vesting in three annual increments on 12/15/17, 12/15/18, and 12/15/19. 1,724 shares fully vest three years from the date of grant.

F10 · derivative.expiration_date: Restricted stock units granted to reporting person on 03/08/17, 2,989 shares vesting in three annual increments on 12/15/17, 12/15/18, and 12/15/19. 1,724 shares fully vest three years from the date of grant.

Read SEC document
December 15, 2019 Filed Dec 17, 2019 19:25 UTC
Fleming William KevinSeg Pres, Clin & Phm Solutions
Tax withholdingHumana Common 248 $350.41 $86,901.68
Disclosure

SEC source: 0000049071-19-000135 · edgar.xml · nonDerivative · entry 8

Fleming William Kevin · CIK 0001699801 · Seg Pres, Clin & Phm Solutions

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 8,042

Read SEC document
December 15, 2019 Filed Dec 17, 2019 19:25 UTC
Fleming William KevinSeg Pres, Clin & Phm Solutions
Exercise / conversionHumana Common 541 $0.00 $0.00
Disclosure

SEC source: 0000049071-19-000135 · edgar.xml · nonDerivative · entry 7

Fleming William Kevin · CIK 0001699801 · Seg Pres, Clin & Phm Solutions

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 8,290

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
December 15, 2019 Filed Dec 17, 2019 19:25 UTC
Fleming William KevinSeg Pres, Clin & Phm Solutions
Tax withholdingHumana Common 50 $350.41 $17,520.50
Disclosure

SEC source: 0000049071-19-000135 · edgar.xml · nonDerivative · entry 6

Fleming William Kevin · CIK 0001699801 · Seg Pres, Clin & Phm Solutions

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 7,749

Read SEC document
December 15, 2019 Filed Dec 17, 2019 19:25 UTC
Fleming William KevinSeg Pres, Clin & Phm Solutions
Exercise / conversionHumana Common 108 $0.00 $0.00
Disclosure

SEC source: 0000049071-19-000135 · edgar.xml · nonDerivative · entry 5

Fleming William Kevin · CIK 0001699801 · Seg Pres, Clin & Phm Solutions

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 7,799

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
December 15, 2019 Filed Dec 17, 2019 19:25 UTC
Fleming William KevinSeg Pres, Clin & Phm Solutions
Tax withholdingHumana Common 173 $350.41 $60,620.93
Disclosure

SEC source: 0000049071-19-000135 · edgar.xml · nonDerivative · entry 4

Fleming William Kevin · CIK 0001699801 · Seg Pres, Clin & Phm Solutions

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 7,691

Read SEC document
December 15, 2019 Filed Dec 17, 2019 19:25 UTC
Fleming William KevinSeg Pres, Clin & Phm Solutions
Exercise / conversionHumana Common 512 $0.00 $0.00
Disclosure

SEC source: 0000049071-19-000135 · edgar.xml · nonDerivative · entry 3

Fleming William Kevin · CIK 0001699801 · Seg Pres, Clin & Phm Solutions

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 7,864

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
December 15, 2019 Filed Dec 17, 2019 19:25 UTC
Fleming William KevinSeg Pres, Clin & Phm Solutions
Tax withholdingHumana Common 308 $350.41 $107,926.28
Disclosure

SEC source: 0000049071-19-000135 · edgar.xml · nonDerivative · entry 2

Fleming William Kevin · CIK 0001699801 · Seg Pres, Clin & Phm Solutions

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 7,352

Read SEC document
December 15, 2019 Filed Dec 17, 2019 19:25 UTC
Fleming William KevinSeg Pres, Clin & Phm Solutions
Exercise / conversionHumana Common 997 $0.00 $0.00
Disclosure

SEC source: 0000049071-19-000135 · edgar.xml · nonDerivative · entry 1

Fleming William Kevin · CIK 0001699801 · Seg Pres, Clin & Phm Solutions

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 7,660

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
December 15, 2019 Filed Dec 17, 2019 20:24 UTC
Huval Timothy S.Chief Administrative Officer
Exercise / conversionRestricted Stock Units · Derivative 460 $0.00 $0.00
Disclosure

SEC source: 0000049071-19-000136 · edgar.xml · derivative · entry 14

Huval Timothy S. · CIK 0001565717 · Chief Administrative Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 920

Underlying: Humana Common · 460 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F4 · security: Right to receive one share per restricted stock unit pursuant to the Company's 2011 Stock Incentive Plan. Each restricted stock unit represents a contingent right to receive one share of Humana Inc. common stock, exempt under Rule 16b-3(d)(1) & (3).

F4 · derivative.exercise_price: Right to receive one share per restricted stock unit pursuant to the Company's 2011 Stock Incentive Plan. Each restricted stock unit represents a contingent right to receive one share of Humana Inc. common stock, exempt under Rule 16b-3(d)(1) & (3).

F7 · derivative.exercise_date: Restricted stock units granted to reporting person on 02/25/19, 33% of the award is vesting on 12/15/19, 12/15/20, and 12/15/21.

F7 · derivative.expiration_date: Restricted stock units granted to reporting person on 02/25/19, 33% of the award is vesting on 12/15/19, 12/15/20, and 12/15/21.

Read SEC document
December 15, 2019 Filed Dec 17, 2019 20:24 UTC
Huval Timothy S.Chief Administrative Officer
Exercise / conversionRestricted Stock Units · Derivative 512 $0.00 $0.00
Disclosure

SEC source: 0000049071-19-000136 · edgar.xml · derivative · entry 13

Huval Timothy S. · CIK 0001565717 · Chief Administrative Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 513

Underlying: Humana Common · 512 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F4 · security: Right to receive one share per restricted stock unit pursuant to the Company's 2011 Stock Incentive Plan. Each restricted stock unit represents a contingent right to receive one share of Humana Inc. common stock, exempt under Rule 16b-3(d)(1) & (3).

F4 · derivative.exercise_price: Right to receive one share per restricted stock unit pursuant to the Company's 2011 Stock Incentive Plan. Each restricted stock unit represents a contingent right to receive one share of Humana Inc. common stock, exempt under Rule 16b-3(d)(1) & (3).

F6 · derivative.exercise_date: Restricted stock units granted to reporting person on 02/19/18, 33% of the award is vesting on 12/15/18, 12/15/19, and 12/15/20.

F6 · derivative.expiration_date: Restricted stock units granted to reporting person on 02/19/18, 33% of the award is vesting on 12/15/18, 12/15/19, and 12/15/20.

Read SEC document
December 15, 2019 Filed Dec 17, 2019 20:24 UTC
Huval Timothy S.Chief Administrative Officer
Exercise / conversionRestricted Stock Units · Derivative 1,189 $0.00 $0.00
Disclosure

SEC source: 0000049071-19-000136 · edgar.xml · derivative · entry 12

Huval Timothy S. · CIK 0001565717 · Chief Administrative Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 1,782

Underlying: Humana Common · 1,189 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F4 · security: Right to receive one share per restricted stock unit pursuant to the Company's 2011 Stock Incentive Plan. Each restricted stock unit represents a contingent right to receive one share of Humana Inc. common stock, exempt under Rule 16b-3(d)(1) & (3).

F4 · derivative.exercise_price: Right to receive one share per restricted stock unit pursuant to the Company's 2011 Stock Incentive Plan. Each restricted stock unit represents a contingent right to receive one share of Humana Inc. common stock, exempt under Rule 16b-3(d)(1) & (3).

F5 · derivative.exercise_date: Restricted stock units granted to reporting person on 03/08/2017, 3,564 shares vesting in three annual increments on 12/15/17, 12/15/18, and 12/15/19. 1,782 shares fully vest three years from the date of grant.

F5 · derivative.expiration_date: Restricted stock units granted to reporting person on 03/08/2017, 3,564 shares vesting in three annual increments on 12/15/17, 12/15/18, and 12/15/19. 1,782 shares fully vest three years from the date of grant.

Read SEC document
December 15, 2019 Filed Dec 17, 2019 20:24 UTC
Huval Timothy S.Chief Administrative Officer
Tax withholdingHumana Common 211 $350.41 $73,936.51
Disclosure

SEC source: 0000049071-19-000136 · edgar.xml · nonDerivative · entry 6

Huval Timothy S. · CIK 0001565717 · Chief Administrative Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 10,555

Read SEC document
December 15, 2019 Filed Dec 17, 2019 20:24 UTC
Huval Timothy S.Chief Administrative Officer
Exercise / conversionHumana Common 460 $0.00 $0.00
Disclosure

SEC source: 0000049071-19-000136 · edgar.xml · nonDerivative · entry 5

Huval Timothy S. · CIK 0001565717 · Chief Administrative Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 10,766

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
December 15, 2019 Filed Dec 17, 2019 20:24 UTC
Huval Timothy S.Chief Administrative Officer
Tax withholdingHumana Common 234 $350.41 $81,995.94
Disclosure

SEC source: 0000049071-19-000136 · edgar.xml · nonDerivative · entry 4

Huval Timothy S. · CIK 0001565717 · Chief Administrative Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 10,306

Read SEC document
December 15, 2019 Filed Dec 17, 2019 20:24 UTC
Huval Timothy S.Chief Administrative Officer
Exercise / conversionHumana Common 512 $0.00 $0.00
Disclosure

SEC source: 0000049071-19-000136 · edgar.xml · nonDerivative · entry 3

Huval Timothy S. · CIK 0001565717 · Chief Administrative Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 10,540

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
December 15, 2019 Filed Dec 17, 2019 20:24 UTC
Huval Timothy S.Chief Administrative Officer
Tax withholdingHumana Common 543 $350.41 $190,272.63
Disclosure

SEC source: 0000049071-19-000136 · edgar.xml · nonDerivative · entry 2

Huval Timothy S. · CIK 0001565717 · Chief Administrative Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 10,028

Read SEC document
December 15, 2019 Filed Dec 17, 2019 20:24 UTC
Huval Timothy S.Chief Administrative Officer
Exercise / conversionHumana Common 1,189 $0.00 $0.00
Disclosure

SEC source: 0000049071-19-000136 · edgar.xml · nonDerivative · entry 1

Huval Timothy S. · CIK 0001565717 · Chief Administrative Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 10,571

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
December 15, 2019 Filed Dec 17, 2019 19:23 UTC
Zipperle Cynthia HSVP, Chief Acct Officer & Cont
Exercise / conversionRestricted Stock Units · Derivative 270 $0.00 $0.00
Disclosure

SEC source: 0000049071-19-000134 · edgar.xml · derivative · entry 12

Zipperle Cynthia H · CIK 0001628102 · SVP, Chief Acct Officer & Cont

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 542

Underlying: Humana Common · 270 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F2 · security: Right to receive one share per restricted stock unit pursuant to the Company's 2011 Stock Incentive Plan. Each restricted stock unit represents a contingent right to receive one share of Humana Inc. common stock, exempt under Rule 16b-3(d)(1) & (3).

F2 · derivative.exercise_price: Right to receive one share per restricted stock unit pursuant to the Company's 2011 Stock Incentive Plan. Each restricted stock unit represents a contingent right to receive one share of Humana Inc. common stock, exempt under Rule 16b-3(d)(1) & (3).

F6 · derivative.exercise_date: Restricted stock units granted to reporting person on 02/25/19, 33% of the award is vesting on 12/15/19, 12/15/20, and 12/15/21.

F6 · derivative.expiration_date: Restricted stock units granted to reporting person on 02/25/19, 33% of the award is vesting on 12/15/19, 12/15/20, and 12/15/21.

Read SEC document
December 15, 2019 Filed Dec 17, 2019 19:23 UTC
Zipperle Cynthia HSVP, Chief Acct Officer & Cont
Exercise / conversionRestricted Stock Units · Derivative 301 $0.00 $0.00
Disclosure

SEC source: 0000049071-19-000134 · edgar.xml · derivative · entry 10

Zipperle Cynthia H · CIK 0001628102 · SVP, Chief Acct Officer & Cont

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 302

Underlying: Humana Common · 301 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F2 · security: Right to receive one share per restricted stock unit pursuant to the Company's 2011 Stock Incentive Plan. Each restricted stock unit represents a contingent right to receive one share of Humana Inc. common stock, exempt under Rule 16b-3(d)(1) & (3).

F2 · derivative.exercise_price: Right to receive one share per restricted stock unit pursuant to the Company's 2011 Stock Incentive Plan. Each restricted stock unit represents a contingent right to receive one share of Humana Inc. common stock, exempt under Rule 16b-3(d)(1) & (3).

F4 · derivative.exercise_date: Restricted stock units granted to reporting person on 02/19/18, 33% of the award is vesting on 12/15/18, 12/15/19, and 12/15/20.

F4 · derivative.expiration_date: Restricted stock units granted to reporting person on 02/19/18, 33% of the award is vesting on 12/15/18, 12/15/19, and 12/15/20.

Read SEC document
December 15, 2019 Filed Dec 17, 2019 19:23 UTC
Zipperle Cynthia HSVP, Chief Acct Officer & Cont
Exercise / conversionRestricted Stock Units · Derivative 744 $0.00 $0.00
Disclosure

SEC source: 0000049071-19-000134 · edgar.xml · derivative · entry 9

Zipperle Cynthia H · CIK 0001628102 · SVP, Chief Acct Officer & Cont

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 1,115

Underlying: Humana Common · 744 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F2 · security: Right to receive one share per restricted stock unit pursuant to the Company's 2011 Stock Incentive Plan. Each restricted stock unit represents a contingent right to receive one share of Humana Inc. common stock, exempt under Rule 16b-3(d)(1) & (3).

F2 · derivative.exercise_price: Right to receive one share per restricted stock unit pursuant to the Company's 2011 Stock Incentive Plan. Each restricted stock unit represents a contingent right to receive one share of Humana Inc. common stock, exempt under Rule 16b-3(d)(1) & (3).

F3 · derivative.exercise_date: Restricted stock units granted to reporting person on 03/08/2017, 2,230 shares vesting in three annual increments on 12/15/17, 12/15/18, and 12/15/19. 1,115 shares fully vest three years from the date of grant.

F3 · derivative.expiration_date: Restricted stock units granted to reporting person on 03/08/2017, 2,230 shares vesting in three annual increments on 12/15/17, 12/15/18, and 12/15/19. 1,115 shares fully vest three years from the date of grant.

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December 15, 2019 Filed Dec 17, 2019 19:23 UTC
Zipperle Cynthia HSVP, Chief Acct Officer & Cont
Tax withholdingHumana Common 86 $350.41 $30,135.26
Disclosure

SEC source: 0000049071-19-000134 · edgar.xml · nonDerivative · entry 6

Zipperle Cynthia H · CIK 0001628102 · SVP, Chief Acct Officer & Cont

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 1,880

Read SEC document
December 15, 2019 Filed Dec 17, 2019 19:23 UTC
Zipperle Cynthia HSVP, Chief Acct Officer & Cont
Exercise / conversionHumana Common 270 $0.00 $0.00
Disclosure

SEC source: 0000049071-19-000134 · edgar.xml · nonDerivative · entry 5

Zipperle Cynthia H · CIK 0001628102 · SVP, Chief Acct Officer & Cont

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 1,966

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
December 15, 2019 Filed Dec 17, 2019 19:23 UTC
Zipperle Cynthia HSVP, Chief Acct Officer & Cont
Tax withholdingHumana Common 95 $350.41 $33,288.95
Disclosure

SEC source: 0000049071-19-000134 · edgar.xml · nonDerivative · entry 4

Zipperle Cynthia H · CIK 0001628102 · SVP, Chief Acct Officer & Cont

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 1,696

Read SEC document
December 15, 2019 Filed Dec 17, 2019 19:23 UTC
Zipperle Cynthia HSVP, Chief Acct Officer & Cont
Exercise / conversionHumana Common 301 $0.00 $0.00
Disclosure

SEC source: 0000049071-19-000134 · edgar.xml · nonDerivative · entry 3

Zipperle Cynthia H · CIK 0001628102 · SVP, Chief Acct Officer & Cont

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 1,791

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
December 15, 2019 Filed Dec 17, 2019 19:23 UTC
Zipperle Cynthia HSVP, Chief Acct Officer & Cont
Tax withholdingHumana Common 235 $350.41 $82,346.35
Disclosure

SEC source: 0000049071-19-000134 · edgar.xml · nonDerivative · entry 2

Zipperle Cynthia H · CIK 0001628102 · SVP, Chief Acct Officer & Cont

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 1,490

Read SEC document
December 15, 2019 Filed Dec 17, 2019 19:23 UTC
Zipperle Cynthia HSVP, Chief Acct Officer & Cont
Exercise / conversionHumana Common 744 $0.00 $0.00
Disclosure

SEC source: 0000049071-19-000134 · edgar.xml · nonDerivative · entry 1

Zipperle Cynthia H · CIK 0001628102 · SVP, Chief Acct Officer & Cont

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 1,725

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
December 13, 2019 Filed Dec 17, 2019 22:07 UTC
Bierbower Elizabeth DStrategic Advisor
Exercise / conversionOptions · Derivative 8,925 $0.00 Strike: $167.81 $0.00
Disclosure

SEC source: 0000049071-19-000139 · edgar.xml · derivative · entry 13

Bierbower Elizabeth D · CIK 0001561149 · Strategic Advisor

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Humana Common · 8,925 shares

Expires 2023-02-18

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F2 · security: Right to buy pursuant to Company's 2011 Stock Incentive Plan. Non-Qualified stock options granted to reporting person on 02/18/2016, vesting in three increments from 02/18/2017 to 02/18/2019.

F2 · derivative.exercise_date: Right to buy pursuant to Company's 2011 Stock Incentive Plan. Non-Qualified stock options granted to reporting person on 02/18/2016, vesting in three increments from 02/18/2017 to 02/18/2019.

Read SEC document
December 13, 2019 Filed Dec 17, 2019 22:07 UTC
Bierbower Elizabeth DStrategic Advisor
Exercise / conversionOptions · Derivative 5,730 $0.00 Strike: $164.65 $0.00
Disclosure

SEC source: 0000049071-19-000139 · edgar.xml · derivative · entry 12

Bierbower Elizabeth D · CIK 0001561149 · Strategic Advisor

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Humana Common · 5,730 shares

Expires 2022-02-24

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · security: Right to buy pursuant to Company's 2011 Stock Incentive Plan. Non-Qualified stock options granted to reporting person on 02/24/2015, vesting in three increments from 02/24/2016 to 02/24/2018.

F1 · derivative.exercise_date: Right to buy pursuant to Company's 2011 Stock Incentive Plan. Non-Qualified stock options granted to reporting person on 02/24/2015, vesting in three increments from 02/24/2016 to 02/24/2018.

Read SEC document
December 13, 2019 Filed Dec 17, 2019 22:07 UTC
Bierbower Elizabeth DStrategic Advisor
SaleHumana Common 14,655 $351.42 $5,150,120.19
Disclosure

SEC source: 0000049071-19-000139 · edgar.xml · nonDerivative · entry 3

Bierbower Elizabeth D · CIK 0001561149 · Strategic Advisor

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 16,255

F10 · price: Price reported is weighted avg sales price.

Read SEC document
December 13, 2019 Filed Dec 17, 2019 22:07 UTC
Bierbower Elizabeth DStrategic Advisor
Exercise / conversionHumana Common 8,925 $167.81 $1,497,659.63
Disclosure

SEC source: 0000049071-19-000139 · edgar.xml · nonDerivative · entry 2

Bierbower Elizabeth D · CIK 0001561149 · Strategic Advisor

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 30,910

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
December 13, 2019 Filed Dec 17, 2019 22:07 UTC
Bierbower Elizabeth DStrategic Advisor
Exercise / conversionHumana Common 5,730 $164.65 $943,415.85
Disclosure

SEC source: 0000049071-19-000139 · edgar.xml · nonDerivative · entry 1

Bierbower Elizabeth D · CIK 0001561149 · Strategic Advisor

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 21,985

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
December 12, 2019 Filed Dec 16, 2019 19:08 UTC
BROUSSARD BRUCE DDirector · President & CEO
Exercise / conversionOptions · Derivative 70,352 $0.00 Strike: $217.42 $0.00
Disclosure

SEC source: 0000049071-19-000128 · edgar.xml · derivative · entry 10

BROUSSARD BRUCE D · CIK 0001185643 · Director · President & CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 35,636

Underlying: Humana Common · 70,352 shares

Expires 2024-03-08

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · security: Right to buy pursuant to Company's 2011 Stock Incentive Plan. Incentive and Non-Qualified stock options granted to reporting person on 03/08/2017, vesting in three annual increments.

F1 · derivative.exercise_date: Right to buy pursuant to Company's 2011 Stock Incentive Plan. Incentive and Non-Qualified stock options granted to reporting person on 03/08/2017, vesting in three annual increments.

Read SEC document
December 12, 2019 Filed Dec 16, 2019 19:08 UTC
BROUSSARD BRUCE DDirector · President & CEO
Tax withholdingHumana Common 11,778 $346.17 $4,077,131.37
Disclosure

SEC source: 0000049071-19-000128 · edgar.xml · nonDerivative · entry 3

BROUSSARD BRUCE D · CIK 0001185643 · Director · President & CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 82,279

F9 · price: Shares swapped for payment of taxes on stock option exercise using fair market value on December 12, 2019 pursuant to Humana Inc's 2011 Stock Incentive Plan

Read SEC document
December 12, 2019 Filed Dec 16, 2019 19:08 UTC
BROUSSARD BRUCE DDirector · President & CEO
Tax withholdingHumana Common 44,371 $344.73 $15,295,792.98
Disclosure

SEC source: 0000049071-19-000128 · edgar.xml · nonDerivative · entry 2

BROUSSARD BRUCE D · CIK 0001185643 · Director · President & CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 94,057

F8 · price: Shares swapped for payment of purchase price on stock option exercise using fair market value on December 11, 2019 pursuant to Humana Inc's 2011 Stock Incentive Plan

Read SEC document
December 12, 2019 Filed Dec 16, 2019 19:08 UTC
BROUSSARD BRUCE DDirector · President & CEO
Exercise / conversionHumana Common 70,352 $217.42 $15,295,580.08
Disclosure

SEC source: 0000049071-19-000128 · edgar.xml · nonDerivative · entry 1

BROUSSARD BRUCE D · CIK 0001185643 · Director · President & CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 138,428

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
December 11, 2019 Filed Dec 13, 2019 14:14 UTC
Agrawal VishalChief Strat & Corp Dev Officer
Exercise / conversionRestricted Stock Units · Derivative 811 $0.00 $0.00
Disclosure

SEC source: 0000049071-19-000120 · edgar.xml · derivative · entry 5

Agrawal Vishal · CIK 0001761461 · Chief Strat & Corp Dev Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 1,622

Underlying: Humana Common · 811 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F3 · security: Right to receive one share per restricted stock unit pursuant to the Company's 2011 Stock Incentive Plan. Each restricted stock unit represents a contingent right to receive one share of Humana Inc. common stock, exempt under Rule 16b-3(d)(1) & (3).

F3 · derivative.exercise_price: Right to receive one share per restricted stock unit pursuant to the Company's 2011 Stock Incentive Plan. Each restricted stock unit represents a contingent right to receive one share of Humana Inc. common stock, exempt under Rule 16b-3(d)(1) & (3).

F4 · derivative.exercise_date: Restricted stock units granted to reporting person on 12/11/2018, 33% of the award is vesting on 12/11/2019, 12/11/2020 and 12/11/2021.

F4 · derivative.expiration_date: Restricted stock units granted to reporting person on 12/11/2018, 33% of the award is vesting on 12/11/2019, 12/11/2020 and 12/11/2021.

Read SEC document
December 11, 2019 Filed Dec 13, 2019 14:14 UTC
Agrawal VishalChief Strat & Corp Dev Officer
Tax withholdingHumana Common 256 $344.73 $88,249.60
Disclosure

SEC source: 0000049071-19-000120 · edgar.xml · nonDerivative · entry 2

Agrawal Vishal · CIK 0001761461 · Chief Strat & Corp Dev Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 555

Read SEC document
December 11, 2019 Filed Dec 13, 2019 14:14 UTC
Agrawal VishalChief Strat & Corp Dev Officer
Exercise / conversionHumana Common 811 $0.00 $0.00
Disclosure

SEC source: 0000049071-19-000120 · edgar.xml · nonDerivative · entry 1

Agrawal Vishal · CIK 0001761461 · Chief Strat & Corp Dev Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 811

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
December 09, 2019 Filed Dec 17, 2019 23:16 UTC
Kane Brian AChief Financial Officer
GiftHumana Common 148 $0.00 $0.00
Disclosure

SEC source: 0000049071-19-000142 · edgar.xml · nonDerivative · entry 7

Kane Brian A · CIK 0001609525 · Chief Financial Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 22,267

F10 · shares: Shares disposed of represents a gift/charitable donation effective December 9, 2019, in which no value was received in return.

Read SEC document

Value uses the disclosed total when available, otherwise shares × reported transaction price. It is not an estimate of exercise cash cost or investment performance.