HUM

SEC source: 0000049071-19-000143 · edgar.xml · derivative · entry 3

Bierbower Elizabeth D · CIK 0001561149 · Strategic Advisor

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 8,332

Underlying: Humana Common · 5,347 shares

Expires 2024-03-08

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · security: Right to buy pursuant to Company's 2011 Stock Incentive Plan. Incentive and Non-Qualified stock options granted to reporting person on 03/08/2017. 9,998 options vesting in 3 annual increments, and 4,999 options fully vest three years from date of grant.

F1 · derivative.exercise_date: Right to buy pursuant to Company's 2011 Stock Incentive Plan. Incentive and Non-Qualified stock options granted to reporting person on 03/08/2017. 9,998 options vesting in 3 annual increments, and 4,999 options fully vest three years from date of grant.

SEC source: 0000049071-19-000143 · edgar.xml · nonDerivative · entry 2

Bierbower Elizabeth D · CIK 0001561149 · Strategic Advisor

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 18,092

F8 · price: Price reported is weighted avg sales price.

SEC source: 0000049071-19-000143 · edgar.xml · nonDerivative · entry 1

Bierbower Elizabeth D · CIK 0001561149 · Strategic Advisor

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 23,439

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

SEC source: 0000049071-19-000138 · edgar.xml · nonDerivative · entry 8

LeClaire Brian P. · CIK 0001528285 · Strategic Advisor

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 6,339

F11 · price: Transaction reported represents a gift/charitable donation effective December 16, 2019 , in which no value was received in return.

SEC source: 0000049071-19-000138 · edgar.xml · nonDerivative · entry 7

LeClaire Brian P. · CIK 0001528285 · Strategic Advisor

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 7,828

F10 · price: All shares sold at reported price.

SEC source: 0000049071-19-000139 · edgar.xml · derivative · entry 14

Bierbower Elizabeth D · CIK 0001561149 · Strategic Advisor

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 13,679

Underlying: Humana Common · 1,318 shares

Expires 2024-03-08

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F3 · security: Right to buy pursuant to Company's 2011 Stock Incentive Plan. Incentive and Non-Qualified stock options granted to reporting person on 03/08/2017. 9,998 options vesting in 3 annual increments, and 4,999 options fully vest three years from date of grant.

F3 · derivative.exercise_date: Right to buy pursuant to Company's 2011 Stock Incentive Plan. Incentive and Non-Qualified stock options granted to reporting person on 03/08/2017. 9,998 options vesting in 3 annual increments, and 4,999 options fully vest three years from date of grant.

SEC source: 0000049071-19-000139 · edgar.xml · nonDerivative · entry 11

Bierbower Elizabeth D · CIK 0001561149 · Strategic Advisor

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 18,092

F11 · price: Price reported is weighted avg sales price.

SEC source: 0000049071-19-000139 · edgar.xml · nonDerivative · entry 10

Bierbower Elizabeth D · CIK 0001561149 · Strategic Advisor

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 18,492

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

SEC source: 0000049071-19-000137 · edgar.xml · derivative · entry 10

HUNTER CHRISTOPHER H. · CIK 0001595519 · Seg Pres. Gr. & Military Bus.

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 15,164

Underlying: Humana Common · 4,333 shares

Expires 2024-03-08

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · security: Right to buy pursuant to Company's 2011 Stock Incentive Plan. Incentive and Non-Qualified stock options granted to reporting person on 03/08/2017. 12,998 options vesting in three annual increments, and 6,499 options fully vest three years from the date of grant.

F1 · derivative.exercise_date: Right to buy pursuant to Company's 2011 Stock Incentive Plan. Incentive and Non-Qualified stock options granted to reporting person on 03/08/2017. 12,998 options vesting in three annual increments, and 6,499 options fully vest three years from the date of grant.

SEC source: 0000049071-19-000137 · edgar.xml · nonDerivative · entry 9

HUNTER CHRISTOPHER H. · CIK 0001595519 · Seg Pres. Gr. & Military Bus.

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 12,396

F9 · price: This transaction represents a gift/charitable donation effective December 16, 2019. There was no consideration received in return.

SEC source: 0000049071-19-000137 · edgar.xml · nonDerivative · entry 8

HUNTER CHRISTOPHER H. · CIK 0001595519 · Seg Pres. Gr. & Military Bus.

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 12,683

F8 · price: Price reported is weighted avg sales price for 4,333 options. 1,072 long shares were sold at $357.8145.

SEC source: 0000049071-19-000137 · edgar.xml · nonDerivative · entry 7

HUNTER CHRISTOPHER H. · CIK 0001595519 · Seg Pres. Gr. & Military Bus.

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 18,088

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

SEC source: 0000049071-19-000135 · edgar.xml · derivative · entry 15

Fleming William Kevin · CIK 0001699801 · Seg Pres, Clin & Phm Solutions

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 12,750

Underlying: Humana Common · 7,747 shares

Expires 2024-03-08

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F7 · security: Right to buy pursuant to Company's 2011 Stock Incentive Plan. Incentive and Non-Qualified stock options granted to reporting person on 03/08/2017. 12,998 options vesting in three annual increments, and 7,499 options fully vest three years from the date of grant.

F7 · derivative.exercise_date: Right to buy pursuant to Company's 2011 Stock Incentive Plan. Incentive and Non-Qualified stock options granted to reporting person on 03/08/2017. 12,998 options vesting in three annual increments, and 7,499 options fully vest three years from the date of grant.

SEC source: 0000049071-19-000135 · edgar.xml · derivative · entry 14

Fleming William Kevin · CIK 0001699801 · Seg Pres, Clin & Phm Solutions

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Humana Common · 4,005 shares

Expires 2023-02-18

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F6 · security: Right to buy pursuant to Company's 2011 Stock Incentive Plan. Non-Qualified stock options granted to reporting person on 02/18/2016, vesting in three increments from 02/18/2017 to 02/18/2019.

F6 · derivative.exercise_date: Right to buy pursuant to Company's 2011 Stock Incentive Plan. Non-Qualified stock options granted to reporting person on 02/18/2016, vesting in three increments from 02/18/2017 to 02/18/2019.

SEC source: 0000049071-19-000135 · edgar.xml · nonDerivative · entry 12

Fleming William Kevin · CIK 0001699801 · Seg Pres, Clin & Phm Solutions

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 6,163

F14 · price: Transaction represents a gift/charitable donation effective December 16, in which no value was received in return.

SEC source: 0000049071-19-000135 · edgar.xml · nonDerivative · entry 11

Fleming William Kevin · CIK 0001699801 · Seg Pres, Clin & Phm Solutions

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 6,663

F13 · price: Price reported is weighted avg sales price for 11,752 options. 1,379 long shares were sold at $354.2379.

SEC source: 0000049071-19-000135 · edgar.xml · nonDerivative · entry 10

Fleming William Kevin · CIK 0001699801 · Seg Pres, Clin & Phm Solutions

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 19,794

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

SEC source: 0000049071-19-000135 · edgar.xml · nonDerivative · entry 9

Fleming William Kevin · CIK 0001699801 · Seg Pres, Clin & Phm Solutions

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 12,047

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

SEC source: 0000049071-19-000136 · edgar.xml · nonDerivative · entry 7

Huval Timothy S. · CIK 0001565717 · Chief Administrative Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 9,382

F8 · price: All shares sold at reported price.

SEC source: 0000049071-19-000134 · edgar.xml · nonDerivative · entry 7

Zipperle Cynthia H · CIK 0001628102 · SVP, Chief Acct Officer & Cont

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 899

F8 · price: All shares sold at reported price.

SEC source: 0000049071-19-000132 · edgar.xml · derivative · entry 6

Cox Heather · CIK 0001734706 · Chief Dig Health & Analyt Off.

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 812

Underlying: Humana Common · 406 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F3 · security: Right to receive one share per restricted stock unit pursuant to the Company's 2011 Stock Incentive Plan. Each restricted stock unit represents a contingent right to receive one share of Humana Inc. common stock, exempt under Rule 16b-3(d)(1) & (3).

F3 · derivative.exercise_price: Right to receive one share per restricted stock unit pursuant to the Company's 2011 Stock Incentive Plan. Each restricted stock unit represents a contingent right to receive one share of Humana Inc. common stock, exempt under Rule 16b-3(d)(1) & (3).

F5 · derivative.exercise_date: Restricted stock units granted to reporting person on 2/25/2019, 33% of the award is vesting on 12/15/2019, 12/15/2020 and 12/15/2021.

F5 · derivative.expiration_date: Restricted stock units granted to reporting person on 2/25/2019, 33% of the award is vesting on 12/15/2019, 12/15/2020 and 12/15/2021.

SEC source: 0000049071-19-000132 · edgar.xml · nonDerivative · entry 2

Cox Heather · CIK 0001734706 · Chief Dig Health & Analyt Off.

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 807

SEC source: 0000049071-19-000132 · edgar.xml · nonDerivative · entry 1

Cox Heather · CIK 0001734706 · Chief Dig Health & Analyt Off.

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 930

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

SEC source: 0000049071-19-000131 · edgar.xml · derivative · entry 6

Agrawal Vishal · CIK 0001761461 · Chief Strat & Corp Dev Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 812

Underlying: Humana Common · 406 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F5 · security: Restricted stock units granted to reporting person on 02/25/2019, 33% of the award is vesting on 12/15/2019, 12/15/2020 and 12/15/2021.

F5 · derivative.exercise_price: Restricted stock units granted to reporting person on 02/25/2019, 33% of the award is vesting on 12/15/2019, 12/15/2020 and 12/15/2021.

F5 · derivative.exercise_date: Restricted stock units granted to reporting person on 02/25/2019, 33% of the award is vesting on 12/15/2019, 12/15/2020 and 12/15/2021.

F5 · derivative.expiration_date: Restricted stock units granted to reporting person on 02/25/2019, 33% of the award is vesting on 12/15/2019, 12/15/2020 and 12/15/2021.

SEC source: 0000049071-19-000131 · edgar.xml · nonDerivative · entry 2

Agrawal Vishal · CIK 0001761461 · Chief Strat & Corp Dev Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 832

SEC source: 0000049071-19-000131 · edgar.xml · nonDerivative · entry 1

Agrawal Vishal · CIK 0001761461 · Chief Strat & Corp Dev Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 961

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

SEC source: 0000049071-19-000128 · edgar.xml · derivative · entry 15

BROUSSARD BRUCE D · CIK 0001185643 · Director · President & CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 6,089

Underlying: Humana Common · 3,044 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F7 · security: Restricted stock units granted to reporting person on 02/25/2019, 33% of the award is vesting on 12/15/19, 12/15/20, and 12/15/21.

F7 · derivative.exercise_price: Restricted stock units granted to reporting person on 02/25/2019, 33% of the award is vesting on 12/15/19, 12/15/20, and 12/15/21.

F7 · derivative.exercise_date: Restricted stock units granted to reporting person on 02/25/2019, 33% of the award is vesting on 12/15/19, 12/15/20, and 12/15/21.

F7 · derivative.expiration_date: Restricted stock units granted to reporting person on 02/25/2019, 33% of the award is vesting on 12/15/19, 12/15/20, and 12/15/21.

SEC source: 0000049071-19-000128 · edgar.xml · derivative · entry 14

BROUSSARD BRUCE D · CIK 0001185643 · Director · President & CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 3,415

Underlying: Humana Common · 3,414 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F4 · security: Right to receive one share per restricted stock unit pursuant to the Company's 2011 Stock Incentive Plan. Each restricted stock unit represents a contingent right to receive one share of Humana Inc. common stock, exempt under Rule 16b-3(d)(1) & (3).

F4 · derivative.exercise_price: Right to receive one share per restricted stock unit pursuant to the Company's 2011 Stock Incentive Plan. Each restricted stock unit represents a contingent right to receive one share of Humana Inc. common stock, exempt under Rule 16b-3(d)(1) & (3).

F6 · derivative.exercise_date: Restricted stock units granted to reporting person on 02/19/2018, 33% of the award is vesting on 12/15/18, 12/15/19, and 12/15/20.

F6 · derivative.expiration_date: Restricted stock units granted to reporting person on 02/19/2018, 33% of the award is vesting on 12/15/18, 12/15/19, and 12/15/20.

SEC source: 0000049071-19-000128 · edgar.xml · derivative · entry 13

BROUSSARD BRUCE D · CIK 0001185643 · Director · President & CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Humana Common · 8,126 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F4 · security: Right to receive one share per restricted stock unit pursuant to the Company's 2011 Stock Incentive Plan. Each restricted stock unit represents a contingent right to receive one share of Humana Inc. common stock, exempt under Rule 16b-3(d)(1) & (3).

F4 · derivative.exercise_price: Right to receive one share per restricted stock unit pursuant to the Company's 2011 Stock Incentive Plan. Each restricted stock unit represents a contingent right to receive one share of Humana Inc. common stock, exempt under Rule 16b-3(d)(1) & (3).

F5 · derivative.exercise_date: Restricted stock units granted to reporting person on 03/08/2017, 33% of the award is vesting on 12/15/17, 12/15/18, and 12/15/19.

F5 · derivative.expiration_date: Restricted stock units granted to reporting person on 03/08/2017, 33% of the award is vesting on 12/15/17, 12/15/18, and 12/15/19.

SEC source: 0000049071-19-000128 · edgar.xml · nonDerivative · entry 9

BROUSSARD BRUCE D · CIK 0001185643 · Director · President & CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 90,297

SEC source: 0000049071-19-000128 · edgar.xml · nonDerivative · entry 8

BROUSSARD BRUCE D · CIK 0001185643 · Director · President & CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 91,668

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

SEC source: 0000049071-19-000128 · edgar.xml · nonDerivative · entry 7

BROUSSARD BRUCE D · CIK 0001185643 · Director · President & CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 88,624

SEC source: 0000049071-19-000128 · edgar.xml · nonDerivative · entry 6

BROUSSARD BRUCE D · CIK 0001185643 · Director · President & CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 90,161

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

SEC source: 0000049071-19-000128 · edgar.xml · nonDerivative · entry 5

BROUSSARD BRUCE D · CIK 0001185643 · Director · President & CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 86,747

SEC source: 0000049071-19-000128 · edgar.xml · nonDerivative · entry 4

BROUSSARD BRUCE D · CIK 0001185643 · Director · President & CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 90,405

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

SEC source: 0000049071-19-000130 · edgar.xml · derivative · entry 9

Deshpande Samir · CIK 0001712481 · Chief Tech & Risk Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 812

Underlying: Humana Common · 406 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F3 · security: Right to receive one share per restricted stock unit pursuant to the Company's 2011 Stock Incentive Plan. Each restricted stock unit represents a contingent right to receive one share of Humana Inc. common stock, exempt under Rule 16b-3(d)(1) & (3).

F3 · derivative.exercise_price: Right to receive one share per restricted stock unit pursuant to the Company's 2011 Stock Incentive Plan. Each restricted stock unit represents a contingent right to receive one share of Humana Inc. common stock, exempt under Rule 16b-3(d)(1) & (3).

F6 · derivative.exercise_date: Restricted stock units granted to reporting person on 02/25/19, 33% of the award is vesting on 12/15/19, 12/15/20 and 12/15/21.

F6 · derivative.expiration_date: Restricted stock units granted to reporting person on 02/25/19, 33% of the award is vesting on 12/15/19, 12/15/20 and 12/15/21.

SEC source: 0000049071-19-000130 · edgar.xml · derivative · entry 8

Deshpande Samir · CIK 0001712481 · Chief Tech & Risk Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 311

Underlying: Humana Common · 310 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F3 · security: Right to receive one share per restricted stock unit pursuant to the Company's 2011 Stock Incentive Plan. Each restricted stock unit represents a contingent right to receive one share of Humana Inc. common stock, exempt under Rule 16b-3(d)(1) & (3).

F3 · derivative.exercise_price: Right to receive one share per restricted stock unit pursuant to the Company's 2011 Stock Incentive Plan. Each restricted stock unit represents a contingent right to receive one share of Humana Inc. common stock, exempt under Rule 16b-3(d)(1) & (3).

F5 · derivative.exercise_date: Restricted stock units granted to reporting person on 02/19/18, 33% of the award is vesting on 12/15/18, 12/15/19 and 12/15/20.

F5 · derivative.expiration_date: Restricted stock units granted to reporting person on 02/19/18, 33% of the award is vesting on 12/15/18, 12/15/19 and 12/15/20.

SEC source: 0000049071-19-000130 · edgar.xml · nonDerivative · entry 4

Deshpande Samir · CIK 0001712481 · Chief Tech & Risk Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 2,523

SEC source: 0000049071-19-000130 · edgar.xml · nonDerivative · entry 3

Deshpande Samir · CIK 0001712481 · Chief Tech & Risk Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 2,709

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

SEC source: 0000049071-19-000130 · edgar.xml · nonDerivative · entry 2

Deshpande Samir · CIK 0001712481 · Chief Tech & Risk Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 2,303

SEC source: 0000049071-19-000130 · edgar.xml · nonDerivative · entry 1

Deshpande Samir · CIK 0001712481 · Chief Tech & Risk Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 2,419

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

SEC source: 0000049071-19-000129 · edgar.xml · derivative · entry 12

Ventura Joseph C · CIK 0001768291 · Chief Legal Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 542

Underlying: Humana Common · 270 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F3 · security: Right to receive one share per restricted stock unit pursuant to the Company's 2011 Stock Incentive Plan. Each restricted stock unit represents a contingent right to receive one share of Humana Inc. common stock, exempt under Rule 16b-3(d)(1) & (3).

F3 · derivative.exercise_price: Right to receive one share per restricted stock unit pursuant to the Company's 2011 Stock Incentive Plan. Each restricted stock unit represents a contingent right to receive one share of Humana Inc. common stock, exempt under Rule 16b-3(d)(1) & (3).

F7 · derivative.exercise_date: Restricted stock units granted to reporting person on 02/25/19, 33% of the award is vesting on 12/15/19, 12/15/20 and 12/15/21.

F7 · derivative.expiration_date: Restricted stock units granted to reporting person on 02/25/19, 33% of the award is vesting on 12/15/19, 12/15/20 and 12/15/21.

SEC source: 0000049071-19-000129 · edgar.xml · derivative · entry 10

Ventura Joseph C · CIK 0001768291 · Chief Legal Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 187

Underlying: Humana Common · 186 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F3 · security: Right to receive one share per restricted stock unit pursuant to the Company's 2011 Stock Incentive Plan. Each restricted stock unit represents a contingent right to receive one share of Humana Inc. common stock, exempt under Rule 16b-3(d)(1) & (3).

F3 · derivative.exercise_price: Right to receive one share per restricted stock unit pursuant to the Company's 2011 Stock Incentive Plan. Each restricted stock unit represents a contingent right to receive one share of Humana Inc. common stock, exempt under Rule 16b-3(d)(1) & (3).

F5 · derivative.exercise_date: Restricted stock units granted to reporting person on 02/19/18, 33% of the award is vesting on 12/15/18, 12/15/19 and 12/15/20. Shares reported are what remain unvested.

F5 · derivative.expiration_date: Restricted stock units granted to reporting person on 02/19/18, 33% of the award is vesting on 12/15/18, 12/15/19 and 12/15/20. Shares reported are what remain unvested.

SEC source: 0000049071-19-000129 · edgar.xml · derivative · entry 9

Ventura Joseph C · CIK 0001768291 · Chief Legal Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 689

Underlying: Humana Common · 460 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F3 · security: Right to receive one share per restricted stock unit pursuant to the Company's 2011 Stock Incentive Plan. Each restricted stock unit represents a contingent right to receive one share of Humana Inc. common stock, exempt under Rule 16b-3(d)(1) & (3).

F3 · derivative.exercise_price: Right to receive one share per restricted stock unit pursuant to the Company's 2011 Stock Incentive Plan. Each restricted stock unit represents a contingent right to receive one share of Humana Inc. common stock, exempt under Rule 16b-3(d)(1) & (3).

F4 · derivative.exercise_date: Restricted stock units granted to reporting person on 03/08/17. 1,379 shares vesting in three annual increments on 12/15/17, 12/15/18, and 12/15/19; and 689 shares fully vesting three years from the date of grant. Shares reported are what remain unvested.

F4 · derivative.expiration_date: Restricted stock units granted to reporting person on 03/08/17. 1,379 shares vesting in three annual increments on 12/15/17, 12/15/18, and 12/15/19; and 689 shares fully vesting three years from the date of grant. Shares reported are what remain unvested.

SEC source: 0000049071-19-000129 · edgar.xml · nonDerivative · entry 6

Ventura Joseph C · CIK 0001768291 · Chief Legal Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 825

SEC source: 0000049071-19-000129 · edgar.xml · nonDerivative · entry 5

Ventura Joseph C · CIK 0001768291 · Chief Legal Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 911

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

SEC source: 0000049071-19-000129 · edgar.xml · nonDerivative · entry 4

Ventura Joseph C · CIK 0001768291 · Chief Legal Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 641

SEC source: 0000049071-19-000129 · edgar.xml · nonDerivative · entry 3

Ventura Joseph C · CIK 0001768291 · Chief Legal Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 700

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

SEC source: 0000049071-19-000129 · edgar.xml · nonDerivative · entry 2

Ventura Joseph C · CIK 0001768291 · Chief Legal Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 514

SEC source: 0000049071-19-000129 · edgar.xml · nonDerivative · entry 1

Ventura Joseph C · CIK 0001768291 · Chief Legal Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 660

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.